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North West Legal News<br />

The magazine of the Association of North Western Law Societies<br />

<strong>Sep</strong>tember/<strong>Oct</strong>ober 2016<br />

Interview with Robert<br />

Bourns, President of the<br />

Law Society<br />

Local Law Societies<br />

Conference in Birmingham<br />

ANWLS meeting at<br />

Farington Lodge


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Local News<br />

From the President<br />

On Monday 19th <strong>Sep</strong>tember I hosted a meeting for representatives of local law<br />

societies at Farington Lodge in Leyland. I was delighted to meet Presidents and<br />

Secretaries from societies across all the three Counties of Cheshire, Cumbria and<br />

Lancashire.<br />

Apart from having a delicious meal and the opportunity to network with<br />

colleagues we had an interesting discussion about the issues facing local law<br />

societies. Sadly some societies are struggling to retain members and sufficient<br />

subscriptions to keep operating but other societies were having more success<br />

by limiting their activities to an annual dinner and a quiz which were well<br />

supported by fellow solicitors and other professionals. I was pleased to hear that<br />

South Cheshire Law Society is bucking the trend by becoming a newly<br />

established society.<br />

The purpose of the meeting was future focused in looking at what ANWLS could<br />

do for local law societies but inevitably the past achievements of ANWLS were<br />

acknowledged in lobbying the national Law Society and other bodies and in<br />

bringing national speakers to the region. The consensus of those attending the<br />

meeting was that ANWLS still had a role in giving a voice to firms on the high<br />

street and local law societies. ANWLS is able to speak with one voice on local<br />

matters such as the closure of courts - Oldham Magistrates Court closed its<br />

doors in <strong>Sep</strong>tember with the County Court due to close next year- but also on<br />

equally important national issues such as the proposed changes to the SRA<br />

handbook. The SRA consultation closed on 21 <strong>Sep</strong>tember, I hope you responded<br />

as there are real concerns about the profession becoming two tiered as regards<br />

regulation with different rules applying to solicitors depending upon in which<br />

type of organisation they work.<br />

The next meeting of ANWLS member societies will be held early next year and I<br />

hope to see you there.<br />

Bev Cullen<br />

President<br />

ANWLS Meeting at Farington Lodge<br />

North West Legal News 3


Editorial<br />

Editorial: Michael Jackson<br />

VERBAL SNIPPETS<br />

For no apparent reason I seem to<br />

remember bizarre verbal snippets.<br />

As if somehow I know they are<br />

going to mean something to me in<br />

later life. For example when I was<br />

quite young I heard of a solicitor<br />

who apparently got into such a<br />

stressed state that he would jump<br />

out of his chair whenever his<br />

phone rang. Even then I felt a deep<br />

compassion for someone in such a<br />

pitiable state. At another stage in<br />

my career I seemed to be able to<br />

flow effortlessly through the daily<br />

impossible issues which arose<br />

without over reacting to them or<br />

over thinking them. Unwittingly<br />

had attained a state of enviable<br />

equanimity -- since then I seem to<br />

have lost the way there! The only<br />

clue I can give you is to reflect<br />

upon the Buddha 's Noble Truths<br />

which approach life on the basis<br />

Verbal Snippets<br />

that 'he who expects nothing shall<br />

never be disappointed'.<br />

All that you are arises from your<br />

thoughts. With your thoughts you<br />

make your world. Our thoughts<br />

and state of mind shape the<br />

different worlds we each live in.<br />

Who would want to live in the<br />

world of the poor solicitor whose<br />

phone rings made him leap up!<br />

We cannot help anyone else unless<br />

we are in a good state of mind<br />

ourselves<br />

The following story demonstrates<br />

the importance of a Your State of<br />

Mind.<br />

The King had an elephant of which<br />

he was extremely proud.<br />

The elephant could be relied upon<br />

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ordered and passed off peacefully.<br />

The elephant was very reliable.<br />

However one day, quite out of the<br />

blue, and during an important<br />

Royal Celebration the Elephant<br />

lashed out quite unexpectedly and<br />

seriously injured one of his<br />

passengers. The King was most<br />

upset and ordered the Elephant's<br />

Keeper to try and find the<br />

explanation for the incident which<br />

was so out of character.<br />

The elephant's Keeper decided he<br />

would spend a period of 24 hours<br />

with the elephant to try to<br />

understand its strange and violent<br />

behaviour.<br />

By evening no explanation had<br />

emerged. The Keeper felt dejected<br />

as he settled down for the night in<br />

a stall in the Elephant house where<br />

the Elephant slept. However at<br />

about 2 o'clock the Keeper awoke<br />

to the sound of a loud<br />

conversation. His eavesdropping<br />

revealed that a group of robbers<br />

were planning their next evil<br />

deeds, in a stall right next to the<br />

Elephant's The Keeper had his<br />

answer! He chased the robbers out<br />

of the Elephant house and the next<br />

morning reported to the King that<br />

he had found the explanation for<br />

the problem. The King ordered a<br />

watch to be kept on the Elephant<br />

House during the night.<br />

Perhaps we should say ‘your<br />

impossible requisitions on title are<br />

abusing my Mind -- I will reply next<br />

week!'<br />

The moral of this story is that we<br />

need to be aware of how easy it is<br />

to pick up someone else's<br />

Poisonous state of mind. I think<br />

this is why the Buddha advised us<br />

to journey on in life alone unless<br />

we had as a companion a true<br />

spiritual friend. When a friend<br />

comes to you with words of<br />

encouragement hope dawns on<br />

you and you begin to find the door<br />

out of the dark. The<br />

encouragement you feel from<br />

them is not just their words or<br />

gesture: but in their presence<br />

supporting and helping you find<br />

the hidden door.<br />

What matters in legal settlements<br />

contentious or otherwise is trust<br />

understanding and good intention<br />

between the parties and their<br />

lawyers.<br />

One can then leave the millions of<br />

archived words to fade away into<br />

archived oblivion. And so it all<br />

comes down to your state of mind<br />

which is all important.<br />

Michael Jackson<br />

Editor<br />

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Local News<br />

Wilmslow's Roberts Jackson<br />

shortlisted for prestigious<br />

National award<br />

Industrial disease specialists,<br />

Roberts Jackson, are thrilled to<br />

have been shortlisted for the<br />

category of Claimant Team of the<br />

Year at the Personal Injury<br />

Awards 2016.<br />

Roberts Jackson’s industrial disease<br />

team is one of a kind. Starting off<br />

in a single room in Wilmslow in<br />

2009, the team has gone from<br />

strength to strength, becoming a<br />

leader in its field within just six<br />

years. It is now 250-strong and<br />

regularly sets precedents, shaping<br />

the future of industrial disease law<br />

in the UK.<br />

The Eclipse Proclaim Personal<br />

Injury Awards, now in their ninth<br />

year, provide a unique opportunity<br />

to highlight and celebrate the<br />

excellence of individuals and<br />

organisations across the personal<br />

injury claims sector.<br />

The objectives of the Awards are to<br />

identify high standards of practice<br />

and to inspire others to emulate<br />

the achievements demonstrated<br />

by those who have been<br />

shortlisted.<br />

The award ceremony will be<br />

hosted by hugely popular<br />

comedian Katherine Ryan at The<br />

Grange, St Paul’s, London.<br />

Chafes Solicitors grows<br />

Commercial Property team<br />

Cheshire and High Peak based<br />

law firm Chafes Solicitors has<br />

appointed Seema McWilliam as<br />

a Commercial Property Solicitor.<br />

Seema is the latest in a string of<br />

appointments as Chafes continues<br />

to grow its Commercial Property<br />

Team following the appointment<br />

of Head of Department Daniel<br />

Woodcock in 2015 and the<br />

recruitment of Solicitor Katy Craik-<br />

White in 2016.<br />

Seema has extensive experience in<br />

advising on commercial leases<br />

having acted for both landlords<br />

and tenants. She also deals with<br />

sales and purchases of commercial<br />

property and secured lending<br />

work. Seema is based at the<br />

Wilmslow office of Chafes.<br />

Seema has more than 10 years<br />

post qualification legal experience<br />

having previously worked at<br />

Eversheds LLP for five years and<br />

latterly the software industry in a<br />

multidiscipline in-house counsel<br />

role.<br />

Seema McWilliam said:“I’m thrilled<br />

to be joining Chafes and I’m<br />

looking forward to working in a<br />

busy team as the local commercial<br />

property market continues to be<br />

buoyant.”<br />

Daniel Woodcock, head of<br />

commercial property at Chafes,<br />

added: “We’re delighted to<br />

welcome Seema to the firm. Her<br />

insight and experience will benefit<br />

our existing and new clients and<br />

will play a key role in supporting<br />

our team as it continues to grow.”<br />

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Local News<br />

North West Law Firm expands<br />

with opening Of Preston office<br />

Law firm Farleys Solicitors has<br />

announced plans to open an<br />

office in Preston – its sixth office<br />

in the North West – as the latest<br />

stage in its strategic plan to<br />

drive further growth across the<br />

business.<br />

The firm has purchased premises in<br />

Winckley Square and plans to open<br />

in the Autumn offering corporate<br />

and commercial legal services, in<br />

addition to family law and fraud<br />

and business crime.<br />

Managing Partner Ian Liddle<br />

commented: “As a firm we have<br />

seen consistent growth over many<br />

years and the addition of another<br />

office allows us to maintain our<br />

growth strategy.<br />

“It comes in response to increasing<br />

demand for our legal services and<br />

we look forward to working with<br />

the business community in Preston<br />

and continuing our growing<br />

presence in the region.<br />

We’ll be expanding the team in the<br />

coming months and adding the<br />

Ian Liddle<br />

full range of legal services for<br />

individuals and businesses over<br />

time. The Preston office will give us<br />

the perfect platform to build our<br />

market share as we become more<br />

integrated in the local market<br />

place.”<br />

Fresh faces as Aaron & Partners announce<br />

new appointments and promotions<br />

Aaron & Partners Solicitors has announced two new appointments<br />

and made nine key promotions as the firm continues its expansion in<br />

Chester, Shrewsbury and North Wales.<br />

Trained in North Wales and a fluent Welsh Speaker, solicitor Joshua<br />

Simpson has joined Aaron’s Real Estate team.A specialist in residential<br />

property law, Joshua will assist clients with sale and purchase transactions.<br />

He also brings experience in the management of freehold and leasehold<br />

properties to the team.<br />

Planning is key to growth<br />

A Cumbrian law firm has<br />

acquired a planning consultancy<br />

business as part of its plan to<br />

offer a comprehensive property<br />

law service to clients.<br />

Burnetts which has offices in<br />

Carlisle, Penrith, Cockermouth and<br />

Newcastle has acquired Bruce<br />

Armstrong Payne Planning<br />

Consultants in order to further<br />

develop its planning service. The<br />

deal was agreed at on 28th July<br />

2016.<br />

Bruce and his team will be based<br />

at Burnetts’ Penrith office and will<br />

work alongside Burnetts’ planning<br />

solicitors Doug Claxton and<br />

Robbie Mather: together the new<br />

team will be able to support<br />

clients throughout the full<br />

planning process including<br />

planning applications, site<br />

development and planning<br />

appeals where necessary.<br />

A former Deputy Chief Planning<br />

Officer with Eden District Council,<br />

Bruce has over 25 years working as<br />

a planning consultant on major<br />

projects including Rheged, Lakes<br />

Distillery and the Carleton Manor<br />

Park housing development in<br />

Penrith. A Member of the Royal<br />

Town Planning Institute since<br />

1973, Bruce is from Dundee: he<br />

first came to Cumbria to join Eden<br />

District Council as Local Plans<br />

Officer and also worked at PF&K<br />

prior to setting up his current<br />

consultancy business.<br />

Bruce said, “Planning has become<br />

increasingly complex in recent<br />

years and the merging of our<br />

teams will allow my clients to more<br />

easily access legal advice. I have<br />

worked closely with Burnetts for<br />

many years and I’m confident that<br />

this full-service planning team will<br />

enhance the support we can both<br />

provide to our clients.”<br />

Richard Miller, Head of Property at<br />

Burnetts said, “The acquisition of<br />

Bruce Armstrong Payne Planning<br />

Consultants is a great opportunity<br />

for Burnetts and allows us to offer<br />

clients a totally seamless planning<br />

service. Our house-builder and<br />

developer clients in particular will<br />

benefit from a full in-house team.<br />

Navigating the planning process is<br />

a major obstacle to developers –<br />

our full service planning team will<br />

now be able to work even more<br />

closely with clients to minimise<br />

some of the cost and delay which<br />

the planning process can bring.”<br />

Burnetts’ team of specialist<br />

Commercial Property advisers is<br />

now 13-strong and includes: two<br />

Partners, two Senior Associate<br />

Solicitors, three Associate Solicitors,<br />

two Solicitors, a Practising<br />

Consultant, a Planning Consultant,<br />

a Legal Executive and a Paralegal.<br />

The entire team is based in<br />

Cumbria and is the largest in the<br />

County, working exclusively in<br />

commercial property.<br />

Burnetts is still looking to expand<br />

the team and is currently recruiting<br />

two further solicitors.<br />

“I’m excited to join one of the leading law firms in the North West”, said<br />

Joshua, who trained in North Wales and qualified earlier this year.<br />

“Working with the incredibly passionate and skilled team here at Aaron &<br />

Partners will be a great experience.”<br />

Fellow new starter Rachel Lillie joins the Wills, Trusts and Tax department<br />

and as an experienced solicitor with specialist expertise in dispute<br />

resolution and high net worth tax and estate planning, she will be a<br />

valuable asset to the team. “I believe in resolving disputes without the<br />

need for court proceedings,” she said. “However, where there is no<br />

alternative I always vigorously represent my client’s interests.<br />

In addition to growth, Aaron’s has also announced a flurry of promotions.<br />

In the Chester office James Wallace has been promoted to Partner and<br />

David Mann, Andrew Lees and Giles Williams have been promoted to<br />

Senior Associate. Steph Brayshay, Adam Haines and Simon Mawdsley are<br />

now Associates.<br />

Senior Partner Simon Edwards said: “We have built a fantastic team here at<br />

Aaron’s based on our ability to identify individuals who will provide the<br />

highest calibre of advice and representation for our clients. Just as<br />

importantly, we have retained the best talents thanks to our willingness to<br />

reward those who work hard to deliver the high standards of expertise<br />

Aaron & Partners is widely known for.Congratulations to everyone who<br />

has earned promotion and welcome to Joshua and Rachel, two fine<br />

additions to the Aaron’s team.”<br />

Head of Property Richard Miller with Bruce<br />

Armstrong Payne, Robbie Mather and Doug Claxton.<br />

Please send your news for the<br />

next edition to<br />

j.baskerville@jbaskerville.co.uk<br />

6 North West Legal News


Local News<br />

Bromleys gains Law Society<br />

plaudits<br />

Tameside firm Bromleys is<br />

celebrating a hat-trick of<br />

endorsements from the Law<br />

Society with its latest success<br />

which acknowledges the work of<br />

its conveyancing team.<br />

Bromleys has been accredited<br />

under the Conveyancing Quality<br />

Scheme for the fifth consecutive<br />

year.The scheme recognises firms<br />

which pass a rigorous annual<br />

assessment and provide excellent<br />

service to clients during the<br />

property buying process.<br />

The accolade follows on the heels<br />

of two others from the Law Society<br />

in recent months.<br />

Bromleys has again been awarded<br />

the Lexcel quality mark, which<br />

recognises its commitment to<br />

excellence in areas such as client<br />

care and practice management.<br />

The firm has held the accreditation<br />

continuously since 2005.<br />

Meanwhile, partner Nicholas<br />

Clough has again been<br />

acknowledged under the Law<br />

Society’s Family Law Accreditation<br />

Scheme. This demonstrates he has<br />

achieved a high level of<br />

knowledge, skills, experience and<br />

practice in family law. He has held<br />

this honour for 10 years.<br />

Mark Hirst<br />

In addition, Bromleys has<br />

strengthened its service to clients<br />

by adopting new technology and<br />

adding staff to its conveyancing<br />

team.<br />

It is currently on 24 lenders’<br />

panels, with eight new<br />

appointments over the past 12<br />

months.<br />

Senior partner Mark Hirst said: “We<br />

are delighted to receive<br />

recognition from the Law Society<br />

across three key areas of the<br />

practice.<br />

Leading Family Law Firm<br />

Expands in Chester<br />

Slater and Gordon has expanded its family law team in Chester to<br />

respond to a significant increase in clients in the area.<br />

Lucy Williams, who is newly qualified, has spent the majority of her two<br />

years training in Chester within the family department.<br />

The growing team in Chester and Wales will be led up by the new head of<br />

family, Roland Humphreys.<br />

Roland, originally from North Wales, specialises in divorce, separation and<br />

children law. He also brings more than a decade’s experience handling<br />

finances on divorce as well as prenuptial and postnuptial agreements.<br />

Roland Humphreys, family lawyer at Slater and Gordon, said: “We are<br />

committed to nurturing talented lawyers like Lucy and investing in their<br />

future with the firm. As were have seen a significant increase in our client<br />

numbers, it is vital that the local community has access to our world class<br />

legal services.”<br />

“Amanda McAlister, head of family law at Slater and Gordon: “We are<br />

delighted to welcome Lucy to the team, as part of our nationwide<br />

recruitment drive.<br />

“This expansion will allow us to strengthen our department of family law<br />

experts in the region to combat the growing demand for family law<br />

expertise in the region.”<br />

The conveyancing quality mark<br />

follows a period of strong growth<br />

for Bromleys’ team. The surge in<br />

instructions has been helped by<br />

the emergence of Ashton-under-<br />

Lyne as a property hotspot, with<br />

demand fuelled by the completion<br />

of the Metrolink line, town centre<br />

improvements and the appeal of<br />

new canal-side apartments.<br />

“These accreditations are<br />

independent recognition of the<br />

significant lengths to which we go<br />

to ensure our clients receive the<br />

best possible service.<br />

“They also sit alongside other<br />

accreditations we already have, as<br />

well as our Investors in People<br />

Gold status.”<br />

Lucy Williams<br />

Roland Humphreys<br />

New Appointment signals continued<br />

growth for Farleys’ Inquests Team<br />

The North West Legal News is the bi-monthly<br />

publication of the Association of North<br />

Western Law Societies.<br />

ANWLS covers 26 local law societies across<br />

the North West.<br />

To submit your news for the next edition<br />

please email<br />

j.baskerville@jbaskerville.co.uk<br />

Farleys Solicitors has boosted its specialist Inquests department with<br />

the appointment of Litigation Executive Jillian Newton.<br />

Jillian Newton joins from James Murray Solicitors in Liverpool where she<br />

has developed an particular interest in Inquest work and actions against<br />

the Police. Prior to this, she also worked as part of the Hillsborough Inquest<br />

team at Broudie Jackson Canter.<br />

The appointment comes as a response to an increase in demand for the<br />

team’s expertise, as they continue to represent clients across the country on<br />

high profile Inquest work.<br />

The team are currently representing the family of Anthony Grainger who<br />

was shot by an officer of Greater Manchester Police. Other high profile<br />

cases presently being dealt with by the department include the Inquest<br />

into the death of Poppi Worthington and the death of Mzee Mohammed<br />

who died following restraint at Liverpool One Shopping Centre. It also<br />

follows the recent promotion of Kelly Darlington within the department to<br />

Associate Partner; and the firm’s announcement of a new Preston office in<br />

its plan to drive further growth across the business.


Local law societies<br />

National Local Law Societies Conference 2016<br />

This year the national Local law societies conference was held at the<br />

Aston Conference Centre in Birmingham and the delegation included<br />

Joe Egan, Vice President of the Law Society and a Bolton solicitor.<br />

Also attending were Nicola Steadman of Thomson Hayton Winkley<br />

and Rebecca Ladell from Milne Moser in Kendal, who are the<br />

Secretary and President of Westmorland Law Society.<br />

Delegates were welcomed by John Hughes, the President of Birmingham<br />

Law Society. John gave an overview of Birmingham Law Society, which<br />

was founded in 1818 and was the largest local law society in the country.<br />

However he said that all local law societies, large and small, faced similar<br />

problems and issues and the aim of the Conference was to discuss these<br />

issues and share ideas and information that could help them to thrive and<br />

survive.<br />

The first speaker of the day was Robert Bourns, President of the Law<br />

Society, who had cut short his trip to the IBA Conference in Washington to<br />

attend the Conference. Robert said that he had a number of themes for<br />

the year and the first was to develop pride in the profession. He said that<br />

solicitors should be proud of the work that they do, adding that the legal<br />

profession was highly-regarded around the world and will continue to be<br />

post-Brexit.<br />

Robert then turned to local law societies. He said that he knew from<br />

personal experience the work that local law societies did for the<br />

profession locally and was “crucial in knitting the profession together.”<br />

Moving on the wider issue of Access to Justice, he said that local law<br />

societies could make a difference by working with the Law Society in<br />

providing evidence of how changes have had an adverse impact on their<br />

clients. He added “There is lots to be done and we want to lead the<br />

debate. We will be in a much stronger position if we work together and I<br />

look forward to working with you all.”<br />

The Conference then moved on to a number of presentations, which<br />

addressed the question of what members wanted from their local law<br />

society. James Turner, the Deputy Vice President of Birmingham Law<br />

Rebecca Ladell, President of Westmorland Law Society<br />

with the President of Hampshire law Society<br />

having their own netball team. Becky said “Get creative and be prepared<br />

to change.”<br />

President of Liverpool Law Society, Alison Lobb gave her presentation on<br />

representation. She explained how in 2011 the Society had contacted<br />

local MPs and councillors with the aim of holding regular meetings to<br />

discuss issues which would affect their constituents. Alison said that this<br />

had proved to be very successful, the meetings were generally well<br />

attended and on a number of issues, the politicians had taken a lot of<br />

interest. In particular the proposed court closures in the North West were<br />

raised in the House of Commons and Liverpool Law Society was<br />

mentioned in Hansard. Alison said that the Society had a number of Sub-<br />

Committees which responded to consultations on a regular basis and also<br />

encouraged members to contribute to the debate.<br />

Tony Steiner, Executive Director of Devon and Somerset Law Society<br />

spoke on the role of the local law society in providing education and<br />

training for its members. He said that DASLS had been running CPD<br />

events since 1992 and ran between 50 and 60 courses a year. Tony added<br />

that although local law societies were best placed to provide training to<br />

its members, it was important to provide interesting and topical courses,<br />

that the venue had to be good and the courses had to be cost effective.<br />

After lunch the Conference was divided into breakout rooms so that the<br />

smaller sessions could generate further discussion and debate. James<br />

Turner of Birmingham Law Society led a discussion on the role of<br />

committees. As Chair of the BLS Criminal Law Committee, he said that<br />

membership wasn’t restricted to members of the Society, but was multiagency.<br />

He added “Sometimes we disagree on issues, but it is a very useful<br />

forum for discussion, we get to see both sides of the argument.”<br />

John Hughes, President of Birmingham Law Society<br />

Society said that one of the key challenges for local law societies was<br />

deciding who could be members, and how this would be priced. He said<br />

that Birmingham Law Society had four categories of membership and in<br />

2010 had allowed barristers to join the Society and in 2011, opened<br />

membership to students. James said that it was necessary to continue to<br />

grow and diversify and also to re-visit the structure and fees on a regular<br />

basis.<br />

Becky Moyce, the Senior Vice President of Bristol Law Society gave her<br />

presentation on devising and planning social events for members, saying<br />

that it was important to follow up events with surveys and use the<br />

feedback to develop and change if necessary. Bristol Law Society had<br />

recently run a successful netball tournament, which had led to them now<br />

Fran Eccles-Bech of Manchester Law Society gave her presentation on<br />

communications. She said that their monthly magazine and e-newsletters<br />

were crucial in communicating and engaging with members. They also<br />

ran a number of networking events, and the Manchester Professionals<br />

Dinner Club was well attended by both solicitors and other professionals<br />

in Manchester.<br />

Concluding the breakout sessions, Dee Kundi, Marketing Director<br />

Birmingham Law Society gave some practical advice on how to run<br />

successful events. She said that preparation was key, and it was important<br />

to consider what was the purpose of the event and who would attend.<br />

Dee said events should be marketed well in advance and advertised on<br />

Society’s website, magazines and through social media to ensure<br />

maximum publicity.<br />

The Conference was concluded by John Hughes, who said that he hoped<br />

delegates had found the Conference to be useful and encouraged local<br />

law societies to join the LinkedIn Group ‘national forum for local law<br />

societies’, where the discussion could continue.<br />

Julia Baskerville


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Interview<br />

Interview with Robert Bourns<br />

President of the Law Society<br />

1. Why did you want to be become President of The Law Society ?<br />

I hoped and hope to make a difference to the running of the Society<br />

and the relationship between the executive team and Council,<br />

Committee and Membership more widely. The Society is criticised by<br />

many. As a proud profession, we require effective representation.<br />

2. How are you going to persuade a quite reactive profession to be<br />

more proactive and involved?<br />

Keep it simple. The Profession has been segmented by reference to<br />

practice type, size, clients, sectors. Emphasis on difference has created<br />

demarcation lines between practitioners. As an office holder, speaking<br />

with solicitors across England and Wales, I am impressed by the values<br />

and principles that unite us all. Focus on shared values should<br />

encourage all to participate, rather than assuming that changes are only<br />

affecting a certain part of the profession at any given time.<br />

I am also concerned that the Society has been seen to represent firms<br />

and/ or a traditional form of practice. In fact we are a Society of 160,000<br />

individual solicitors practicing in a variety of firms and, increasingly in<br />

house. The Society has a role in providing "line of sight" to all members,<br />

supporting them as they develop their careers in a changing<br />

environment.<br />

I believe members will engage with the Society, many already do,<br />

providing it promotes a positive view of solicitors as highly qualified<br />

and principled practitioners, and provides relevant support for<br />

individual careers.<br />

3. Going forward, how do you see Local Law Societies playing a<br />

bigger part in the profession’s destiny?<br />

As a past President of Bristol Law Society, when I very much enjoyed<br />

working with colleagues from Liverpool (as well as Birmingham and<br />

Manchester) I recognise the work local law societies in knitting together<br />

legal communities. Again it is important to reflect those engaged with<br />

the profession in any area and so it is important to involve<br />

representatives from the in house community, JLD, universities and<br />

advice centres. There are issues that are easily coordinated and<br />

delivered locally, for example, pro bono, elements of legal education,<br />

including public legal education. Local law societies also provide an<br />

excellent "foil" for responses to consultations or to the development of<br />

policy. As you know, they are independent from The Law Society. This<br />

provides an opportunity to "tell it how it is", informing and empowering<br />

their excellent Council Member.<br />

4. What are your aims/ambitions for your year in office ?<br />

I hope we can achieve progress with the review of the governance<br />

structure at The Law Society.<br />

I hope also we can embed the "line of sight", the role of the Society in<br />

encouraging and supporting career ambitions for our members. For<br />

example, we are asked to encourage members to apply for judicial<br />

appointment. It is plain to me that few solicitors consider this a<br />

potential option at the start of their career. Line of sight means opening<br />

eyes to this as an option among others, at an early stage, so that<br />

individuals can gather relevant experience along the way. Equally, with<br />

third party funds coming in to many firms and increasing numbers of<br />

solicitors working in house, I want solicitors to develop and be<br />

recognised for their ability to develop and run practices and businesses.<br />

We should be encouraging these ambitions.<br />

I will continue to promote the Profession and its principles, that are<br />

focussed on the protection of our clients' interests. I am disturbed by<br />

10 North West Legal News


Interview<br />

the powerful voices that wrongly describe solicitors as a costly<br />

obstruction to the justice system in this country, often also suggesting<br />

that LPP is about privilege for lawyers. I am also disturbed by moves to<br />

penalise solicitors (and other advisers) for providing effective advice<br />

(e.g. Tax schemes) or the recent expression of "much pleasure" at<br />

government level at the closure of a law firm before any regulatory<br />

proceedings have been concluded. A not very thin end of the wedge.<br />

Our profession should be proud that it has established and<br />

underwritten the vast majority of the infrastructure of the civil justice<br />

system in this country. We have done so only because we have<br />

demonstrated value to our clients. I am confident that we will continue<br />

to do so.<br />

Finally, I am will continue to advocate the hugely positive benefits of a<br />

truly diverse society, respecting and capitalising on different social and<br />

cultural experience, but supporting the shared values of this Profession,<br />

acting with independence and integrity in the interests of our clients,<br />

subject always to the rule of law. In a world where some emphasise<br />

difference to create fear and worse, we have a real responsibility to<br />

promote and demonstrate the strength that follows from a truly diverse,<br />

but inclusive society.<br />

5. What do you think the biggest challenges are going to be for the<br />

profession?<br />

Candidly, to ensure that the value of the solicitor qualification is not<br />

compromised. We understand the regulatory objectives policed by the<br />

LSB. There is a distinction between the regulation of a market and<br />

professional standards.<br />

6. What impact do you think Brexit will have on the profession and<br />

do you think it will present opportunities or challenges for lawyers?<br />

We will make a success of BREXIT. It will of course provide challenges<br />

and opportunities. It is our role to ensure that the standing of this<br />

jurisdiction is not compromised and that the value of the expertise<br />

available from solicitors is recognised by all.<br />

7. The UN have recently highlighted Access to Justice issues in the<br />

UK, do you think that this will add weight to the Law Society's<br />

campaign?<br />

Yes. Many express confidence in the rule of law. It counts for little if<br />

there is no real access. The Profession has done and is doing so much to<br />

try and close the gap, but there is no substitute for a properly funded<br />

system of legal aid. We are gathering evidence and engaging where we<br />

can.<br />

8. What advice would you give to an A Level Student considering a<br />

career in our profession?<br />

I am an optimist. I believe there will be good careers to be had, building<br />

off a law degree. Subject to changes to training, I always caution<br />

students to reappraise their interests and the state of the market before<br />

moving to LPC. I also encourage them to look at the additional skills<br />

required to run a successful law firm and look to ways to gather them.<br />

9. Your best and your worst day as a Lawyer ?<br />

Best? I've had many, but I suppose an acquittal in a serious drug supply<br />

case, where we knew the prosecution evidence was based on lies, or an<br />

employment case, acting for the transferee, where I had undertaken the<br />

advocacy against two counsel and managed to hold the TUPE liability<br />

for 200 staff on the transferor.<br />

Worst? Driving to see a very taciturn client in order to report that during<br />

pre sale due diligence, we had discovered potential negligence and that<br />

he must take other advice. He did, but remained a client for 20 years,<br />

because "it's the way you deal with the bad news that really builds trust".<br />

10. When you are not Lawyering, or planning positive schemes for<br />

The Law Society and the Profession, how do you relax ?<br />

Family, garden, walking in the Lake District. I also ski extremely badly.<br />

This article first appeared in Liverpool Law<br />

North West Legal News 11


Pro Bono<br />

The Funding Void and the<br />

Currency of Pro Bono<br />

The dictionary defines pro bono work as work ‘done or undertaken<br />

for the public good without any payment or compensation’ – in other<br />

words ‘free of charge’. Those three magical words are invariably<br />

subjugated by natural cynicism – ‘there’s no such thing as a free<br />

lunch’ and ‘you don’t get ‘owt for nowt’ spring to mind! Media driven<br />

perceptions of the legal profession might engender similar<br />

sentiments. Au contraire! The legal profession is not just a collection<br />

of businesses, it is a public service collective which has justice at its<br />

heart, and it is certainly no stranger to working for nothing.<br />

The Access to Justice Foundation<br />

Section 194 of the Legal Services Act 2007 (which came into effect on 1<br />

<strong>Oct</strong>ober 2008) formally recognizes this. It subverts the indemnity principle<br />

and articulates the power of a Court to make what is tantamount to an<br />

order for inter partes costs – an order made against the opponent of a<br />

litigant with no funding in place. The costs recovered are paid to the<br />

Access to Justice Foundation, a charity which provides much needed<br />

finance to law centres and other similar advisory services. The Foundation<br />

does of course receive money from other sources, including unclaimed<br />

client account balances from solicitors, Legal Support Trusts fundraising<br />

events and other generous donations from a plethora of individuals,<br />

associated legal institutions and enterprises, including the Law Society,<br />

the Bar Council and numerous legal publications. (more information can<br />

be obtained via http://www.atjf.org.uk/)<br />

Section 194<br />

The essential pre-requisites and features of Section 194 are summarized<br />

thus:<br />

- Made only by a ‘civil’ court (County/High/Court of Appeal (civil)/Supreme<br />

Courts)<br />

- Recipient has legal representation, all or part of which was free of charge<br />

- Can be made even if Counsel not acting free of charge<br />

- Cannot be made against a party who was also pro bono or legally aided<br />

- Cannot exceed what would have been determined by a conventional<br />

costs order<br />

- Costs claimed must have been incurred after 1 <strong>Oct</strong>ober 2008<br />

- VAT must not be claimed - Onus on winning litigant to apply for the<br />

order and to quantify the costs<br />

Positive Evidence<br />

The Solicitors Journal report that since 2008, the scheme has resulted in<br />

some 160 pro bono costs orders with a cumulative value of approximately<br />

£600,000.00. Statistical evidence from Trustlaw – Index of Pro Bono 2015<br />

(Thompson Reuters Foundation) reveals further positive evidence. A<br />

sample size of 8,043 fee earners in England & Wales suggested an average<br />

of 21.9 hours of pro bono work each annually; the percentage who<br />

performed 10 hours or more amounted to 35.3%. Partner engagement<br />

also showed a consistent and positive trend in line with previous years<br />

with 37.8% recording time on pro bono matters; and the number of pro<br />

bono hours performed by partners increased by almost 10% to 14.9 hours<br />

(further detailed information can be found at<br />

http://news.trust.org/spotlight/TrustLaw_Index_of_Pro_Bono/).<br />

The recent attitude of government<br />

We live in times of immense change and austerity, something that the last<br />

Lord Chancellor (Michael Gove) claimed to be acutely aware of. In his<br />

inaugural speech he said:<br />

‘..the law is more than a marketplace, it is a community, the legal<br />

profession is more than a commercial enterprise, it is a vocation for those<br />

who believe in justice being done………many of the most prestigious<br />

chambers at the Bar and many of the solicitors’ firms already contribute to<br />

pro bono work and invest in improving access to the profession…..it is<br />

clear to me that it is fairer to ask our most successful legal professionals to<br />

contribute a little more rather than taking more in tax from someone on<br />

the living wage.’<br />

Laudable though it is for a senior politician to extol the virtues of the<br />

legal profession, it is rather less commendable to engage in an almost<br />

subliminal shifting of responsibility. In the words of Mr Andrew Caplen,<br />

the then President of the Law Society in 2014:<br />

‘Pro bono legal advice should never be seen as a substitute for a properly<br />

funded legal aid system. It is right to publicise the tremendous work that<br />

so many solicitors do free of charge’.<br />

There speaks the voice of experience and reality, the incisive summation<br />

of an experienced lawyer, as opposed to the politically manoeuvring<br />

rhetoric of Mr Gove, a journalist by trade and a (then) Lord Chancellor by<br />

design.<br />

The recent attitude of the legal profession<br />

Perhaps there is more potential for pro bono work (on a formal basis at<br />

least) but it cannot be a panacea. Statistics suggest that much is being<br />

done, and my own experience of clients and friends in the legal<br />

profession suggest that they do so much more than the statistical data<br />

reveals. Lawyers typically spend a great deal of unpaid time dealing with<br />

their clients, providing practical advice, reassuring them, giving them a<br />

proverbial ‘shoulder to cry on’ and just being there for them – instances of<br />

pro bono work by every lawyer that go unrecorded. As committed<br />

professionals their remit is to deliver justice and a high quality service; the<br />

overall framework within which this is achieved however is quite clearly<br />

the responsibility of government. Sadly an ever burgeoning part of our<br />

society are being denied access to justice in the name of austerity. In the<br />

words of Lord Falconer (shadow justice secretary):<br />

‘[A]ccess to justice has been all but dismantled for the poorest in our<br />

society…..The number of social welfare cases being granted funding has<br />

plummeted, victims of domestic violence are struggling to get help,<br />

employment fees are a significant barrier to workplace justice and the<br />

essential safeguard that is judicial review has been severely restricted’.<br />

The Law Society, Bar Council and the Chartered Institute of Legal<br />

Executives have recently launched a working group to explore the<br />

feasibility of a contingent legal aid fund; this follows on from a speech by<br />

Sir Rupert Jackson earlier in the year. Conceptually this might involve the<br />

creation of a pooled fund of resources which would be capitalized and<br />

topped up by a contribution from damages in successful civil cases in<br />

which the winning party is backed by that fund – a form of selfperpetuation.<br />

An initial report is due by <strong>Sep</strong>tember and a final report<br />

before the end of the year. Whatever conclusions are reached, it is to be<br />

hoped that they are done so in a spirit of social realism and in a genuine<br />

effort to facilitate greater access to justice.<br />

Concluding thoughts<br />

Ultimately there is a funding shortfall when it comes to access to justice.<br />

The government (and lest it be thought that this is a party political attack,<br />

governments of all hues for some years) appears to be abrogating its<br />

responsibility to effectively ensure access to justice for all, one of the core<br />

principles of any democracy worth the name. It is greatly to the credit of<br />

so many lawyers that they are mitigating this effect, not because they are<br />

obliged to, but because they put the public good before their own.<br />

The legal profession are clearly playing their part and now it is time for<br />

government to play theirs – and I can tell you that pro bono!<br />

Michael Fitzpatrick<br />

The John M Hayes Partnership<br />

12 North West Legal News


News<br />

Law Society library services<br />

The Law Society library has one of the most comprehensive printed<br />

collections of law material in England and Wales. It provides three<br />

key services to members of the Law Society to support their legal<br />

research needs, wherever they are located, whatever organisation<br />

they work in, and irrespective of career stage.<br />

This research service is free. The library also provides a same-day<br />

document delivery service, and access to one of the largest library<br />

collections of law material in the world.<br />

1. Law Society library research service<br />

The Law Society librarians deal with about 10,000 member enquiries each<br />

year, covering a wide range of legal areas from point-in-time legislation,<br />

precedents, case law, parliamentary material, locating articles, even<br />

genealogy.<br />

Enquiries come from members working in all types of legal organisations -<br />

from sole practitioners to Top 100, in-house, and government. Also, from<br />

many different locations across England and Wales and beyond. The<br />

majority of enquiries received are either by email or telephone so it does<br />

not matter where you are based you can use the service.<br />

For the vast majority of research carried out by the Law Society library<br />

there is no charge. Charges only apply if research takes longer than 30<br />

minutes and you will be notified well in advance if that is likely to happen.<br />

So, if you need some research help please contact the library service on<br />

020 7320 5946 or library@lawsociety.org.uk<br />

Telephone and emails enquiry lines are open 09.00am - 17.00pm, Monday<br />

to Friday.<br />

2. Collection service<br />

The printed collection comprises of 55,000 titles. It is a reference only<br />

collection made up of:<br />

• Precedents - including EF&P, Atkins and textbooks i.e.<br />

Tristram and Coote<br />

• Law Reports - a range of law reports for England and<br />

Wales, collections covering other British jurisdictions and a<br />

small collection of Commonwealth law reports<br />

• Legislation - public general acts, local and private acts,<br />

plus access to both original and amended legislation<br />

• Journals - a large collection of journal indexes and legal<br />

journals<br />

• Parliamentary - House of Commons papers from 1801<br />

and Hansard debates from 1804<br />

• Commentary - an extensive collection of up-to-date<br />

practitioner textbooks and looseleafs to find commentary<br />

relevant to your query<br />

The library also has 11 public access pc's with access to Lexis, Westlaw, PSL<br />

and Justis.<br />

3. Lawdocs service<br />

Lawdocs is the library's heavily used document delivery service, dealing<br />

with around 100 requests for copies of legal information each month.<br />

Documents can be scanned and emailed straight to your inbox.<br />

Alternatively, they can be posted, sent by DX delivery, faxed or collected.<br />

The service is often used when documents are required for current judicial<br />

proceedings. Delivery time is normally within 3 hours but can be carried<br />

out in 45 minutes if the request is urgent.<br />

Email contact details are: lawdocs@lawsociety.org.uk and the service is<br />

open 9.00am - 5.00pm, Monday-Friday.<br />

As the library is fully compliant with the Copyright Licensing Agency (CLA)<br />

agreement requirements there is a copyright fee for using the service<br />

which is passed on to the CLA.<br />

Why legal firms should tackle the skills<br />

shortages head on<br />

Those of you who have read<br />

our previous articles will be<br />

aware that we launched our<br />

first legal salary survey earlier<br />

this summer and found some<br />

highly interesting results. Not<br />

only did we reveal that the<br />

majority of legal firms feel that<br />

the skilled talent pool has<br />

shrunk over the past year, we<br />

also uncovered some<br />

interesting insights into the<br />

factors that contribute to the<br />

growing skills shortages<br />

within the UK legal sector.<br />

Anyone operating within the<br />

profession or who reads the<br />

press is likely to be aware that<br />

there are significant, and<br />

growing, skills shortages<br />

impacting the legal field.<br />

Previously, it was assumed that<br />

these were solely down to fewer<br />

numbers of talented graduates<br />

choosing to move into law,<br />

however that perspective makes<br />

little sense, it’s hardly likely that<br />

the quality of graduate talent<br />

will fall off a cliff seemingly<br />

overnight.<br />

Others have suggested that the<br />

shortages are down to the very<br />

nature of the legal profession<br />

which has pushed more ethically<br />

and liberally minded graduates<br />

into other alternative sectors, like<br />

technology. However this too<br />

doesn’t add up. Technology also<br />

suffers from a huge dearth of<br />

talent, possibly more so than law,<br />

and suggesting that droves of<br />

previously legally focused<br />

graduates and students simply<br />

upped sticks to work in another<br />

sector because of a perceived<br />

discord between their ambitions<br />

and what the profession offers is<br />

naïve at best.<br />

However, our salary survey may<br />

have found the answer, or at least<br />

one of them. According to the<br />

study, legal firms across the UK are<br />

displaying rock bottom levels of<br />

staff attrition. Only 13% of firms<br />

reported that they were losing<br />

more staff when compared to this<br />

time last year which highlights the<br />

nervous and tentative nature of<br />

the profession itself.<br />

The problem is self-perpetuating.<br />

While firms notice the shortages of<br />

talent in the market, they become<br />

more reluctant to release<br />

professionals that they perhaps<br />

previously would have done. This in<br />

turn worsens the shortages, as<br />

there are fewer individuals<br />

available to fill vacancies at firms<br />

they may have been suited to in<br />

terms of culture or operating styles.<br />

Obviously, external factors have<br />

also contributed to the issue, not<br />

least the UK’s decision to leave the<br />

single market, but the fact that so<br />

many firms are showing a<br />

reluctance to let go of talent is<br />

certainly worsening the shortages.<br />

The problem can be most sharply<br />

displayed in the regions<br />

surrounding major cities like<br />

London, Birmingham and<br />

Manchester. Practices in areas like<br />

the Home Counties, which<br />

generally show the highest<br />

attrition rates as professionals are<br />

lured in by major city-based firms,<br />

have reported startlingly low<br />

turnover rates, which are<br />

emblematic of the growing issue.<br />

These firms can be seen as<br />

something of a canary in a<br />

coalmine and if few of them are<br />

willing to release staff, then<br />

firms across the country are<br />

likely to be in a similar position.<br />

While the shortages could be<br />

solved with additional external<br />

stimuli like a greater focus on<br />

promoting paralegal positions<br />

and more effort being put into<br />

diversifying the profession,<br />

greater confidence by legal<br />

firms to resume their normal<br />

hiring activity would also help.<br />

Practices should be less afraid of<br />

the shortages and instead look<br />

to tackle them head on. As a<br />

specialist legal hiring firm we<br />

can tell you, if you’re looking for<br />

talent we can find it, you just<br />

need to show a bit more<br />

confidence.<br />

Lynn Sedgwick<br />

Managing Director<br />

Clayton Legal


Regulation<br />

Regulation Update<br />

The latest regulation news by<br />

Michelle Garlick of Weightmans LLP<br />

Did you know that the first Friday of <strong>Oct</strong>ober is World Smile Day?! Now<br />

for those regular readers with good memories, you might remember that<br />

I mentioned in the May edition that May was National Smile Day. So this<br />

time, its gone global so we need to have an even bigger smile on our<br />

faces on the first Friday of <strong>Oct</strong>ober. Put it in your diary, forget about<br />

Brexit and smile!! Here’s a round up of what’s been happening in legal<br />

services regulation over the last month or so and I’ll let you decide for<br />

yourself whether you feel like smiling!:<br />

Looking to the Future<br />

The consultation period has now closed and I sincerely hope that many of you<br />

were able to provide responses before the deadline passed. Both Manchester<br />

and Liverpool Law Societies did so and many thanks go to all those who<br />

contributed to the debate.<br />

You may have read the Law Society’s robust formal response in which it<br />

described the SRA proposals as “poorly evidenced and misconceived”. Robert<br />

Bourns, Law Society President says “The SRA has failed to make a convincing<br />

case when it comes to any benefits from its proposals. There simply isn’t<br />

convincing evidence that allowing solicitors to deal with the public from<br />

unregulated companies will either drive up choice or drive down cost.” The<br />

Society argues that allowing solicitors to work for unregulated firms would<br />

have implications for client protection, legal professional privilege and<br />

professional supervision. It will be very interesting to see what the SRA<br />

decides to do faced with such strong opposition from the Law Society on this.<br />

Will it be prepared to do a U-turn or as the song goes, “Carry on regardless”?<br />

Watch this space.<br />

Legal Services Board regulatory vison<br />

The LSB has published its vision for a future regulatory framework for legal<br />

services in England and Wales.<br />

Sir Michael Pitt, LSB Chairman says the LSB believes that “a single regulator,<br />

covering the whole legal services sector and accountable to Parliament, would<br />

be best placed to deliver improvement, deregulate, save cost and act<br />

strategically.”<br />

The proposals switch the focus of regulation to the type of legal service being<br />

offered, rather than the lawyer doing it, with services perceived as high-risk<br />

subject to greater regulation and a lighter touch applied to low-risk activities.<br />

Paul Philip, SRA Chief Executive said “We are clear that making regulators<br />

independent – and accountable to parliament - will help build public trust and<br />

should also help speed up necessary reforms to make the sector more<br />

competitive.” He did however warn that there should be pause for thought<br />

when considering fundamental constitutional changes, such as regulating by<br />

activity or moving to one single regulator. Similarly, Law Society president<br />

Robert Bourns described the proposals as “an interesting contribution to a<br />

future vision for legal services regulation” but added that “we simply don't<br />

think that it is in the public interest to embark on such changes at this time.”I<br />

attended a Westminster Legal Policy Forum on the day that the LSB released<br />

its report. The great and the good were all there – Sir Michael Pitt, Paul Philip,<br />

Robert Bourns (who in my view gave the most passionate and impressive<br />

speech).<br />

The conclusion reached by the Chair of the conference, Lord Falconer, was that<br />

he wondered “if this was the moment to focus on unmet need rather than<br />

changes to the regulatory system” because there was no clear evidence of<br />

“huge regulatory failure”. That view is certainly the view expressed by those I<br />

spoke to when preparing the response to the Looking to the Future<br />

consultation so it looks like the LSB might have its work cut out if it wants to<br />

achieve its vision.<br />

“Failure to prevent” offence<br />

Jeremy Wright, Attorney General, has indicated that the government is set to<br />

consult on plans to extend the scope of the criminal offence of a corporation<br />

‘failing to prevent’ offending beyond bribery to include other economic<br />

crimes, such as money laundering, false accounting and fraud, saying it wants<br />

to ensure senior management takes responsibility for any financial<br />

wrongdoing which is uncovered.<br />

Speaking at a symposium on economic crime, he said “When considering the<br />

question "Where does the buck stop?" and who is responsible for economic<br />

crime, it is clear the answer is to be found at every level, from the boardroom<br />

down.”<br />

The proposed offence is likely to make UK companies liable for the acts of<br />

their associated persons and the risks, consequences and related compliance<br />

burden are therefore potentially very significant.<br />

It has been reported that the government will be announcing a draft bill in<br />

due course so watch this space!<br />

Enterprise Insurance<br />

In last month’s column, I noted that around 50 firms insured by Enterprise now<br />

had the unenviable task of finding an alternative insurer after it went into<br />

liquidation.<br />

The deadline has now passed and more than 10 firms covered by the<br />

collapsed insurer face closure by the SRA after failing to secure new indemnity<br />

policies.<br />

The SRA said that it has “put on notice’” those firms that have not yet secured<br />

fresh cover and will “continue to take a constructive approach with those who<br />

don’t have a new policy, but are being absolutely clear about their<br />

responsibilities and the need to move quickly.”<br />

If you are affected by this in any way, I would again direct you to the guidance<br />

issued by the Law Society and SRA on their respective websites<br />

Reports from the SDT<br />

Continuing the economic theme, a solicitor who oversaw “financial chaos” in<br />

his practice has been suspended, with a tribunal imposing conditions on his<br />

return to the profession in the future to ensure he does not hold a<br />

management position. William Snowdon, a sole practitioner at Commercial<br />

Legal Solutions in Cardiff was found guilty of six breaches of the accounts<br />

rules.<br />

The SDT found that “there was no proper accounting system and no proper<br />

internal controls. There was no effective financial management of the firm.”<br />

The chaos persisted over a period of time despite the involvement of an SRA<br />

official and the fact that the respondent was given a number of opportunities<br />

to put things right. In mitigation, Mr Snowdon admitted that he was “still at<br />

somewhat of a loss to answer” why things had gone wrong and that he was<br />

not in the most robust mental health, was suffering from extreme stress and<br />

was also facing bankruptcy proceedings. Nevertheless, the tribunal concluded<br />

that Mr Snowdon was culpable for his misconduct and “..appeared to have lost<br />

control.” This case illustrates the importance of having robust accounting<br />

processes and controls to ensure financial compliance. Have you reviewed<br />

yours recently?<br />

And finally<br />

The SRA has been busy in the north west recently, visiting a number of firms<br />

carrying out its thematic risk project on PI law firms. My Compli team has been<br />

busy preparing law firm clients for the visit, advising on what to expect from<br />

the process and it will be interesting to see what their findings reveal. If the<br />

SRA follows the same process as it did for the AML thematic risk project, then<br />

we should expect a report from the SRA identifying good (and bad) practice in<br />

areas such as referral arrangements, fraudulent claims, key date<br />

procedures/missed time limits, claims/complaints handling, Medco – all the<br />

issues which it had flagged up in the warning notice it issued in March. If you<br />

aren’t aware of the warning notice or you receive a letter from the SRA saying<br />

they are coming round for tea and biscuits (no they don’t say that but if they<br />

are coming, I highly recommend getting some top quality biscuits in!), then<br />

give me/my Compli team a call and we will happily support you through it.<br />

Michelle Garlick<br />

Weightmans LLP


‘We promote a friendly and<br />

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An established Law firm based in Manchester is looking for a<br />

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Defendant Costs Lawyer<br />

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Award winning national Defendant firm seek an experienced<br />

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Legal 500 firm based in Manchester, looking to recruit an<br />

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Highly regarded Law firm are currently looking for a Paralegal<br />

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A legal 500 Law firm based in Manchester are looking for an<br />

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Clayton Legal<br />

Recruiting talent, building the future<br />

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enquiries@clayton-legal.co.uk<br />

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