ICAAP & ILAAP role in SREP

Overview of EU regulation
✓ Guidelines on ICAAP and ILAAP information collected for SREP purposes
(EBA/GL/2016/10)
✓ Guidelines specify what information regarding ICAAP and ILAAP competent
authorities should collect from the institutions in order to perform their
assessments following the criteria specified in the SREP Guidelines
✓ Guidelines refrain from setting specific ICAAP/ILAAP requirements, or
prescribing any new criteria for the supervisory assessment of ICAAP or ILAAP
✓ Aim to enhance consistency in the supervisory assessment and use of the
ICAAP and ILAAP frameworks
✓ Competent authorities organise collection of ICAAP and ILAAP information
from institutions - the principle of proportionality in relation to the frequency,
reference dates and remittance dates, and scope in relation to the SREP
categorisation of institutions, minimum supervisory engagement model and
supervisory examination programmes
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