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S&P/TSX Composite Index - Toronto Stock Exchange

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Chapter 5<br />

Nature of Issued<br />

Company Name Business Capital Date IPO($)<br />

Claymore Broad Commodity ETF Advisor Class Units Investment fund 50,000 13-Oct $1,000,000<br />

Claymore Broad Commodity ETF Common Units Investment fund 200,000 13-Oct $4,000,000<br />

Claymore China ETF Advisor Class Units Investment fund 50,000 05-Aug $1,000,000<br />

Claymore China ETF Common Units Investment fund 100,000 05-Aug $2,000,000<br />

Claymore Inverse 10 Yr Government Bond ETF Units Investment fund 250,000 29-Jun $5,000,000<br />

Coalspur Mines Limited Ordinary J Coal expl & dev 435,073,242 27-Oct<br />

Continental Gold Limited J Mineral expl & dev 71,166,651 19-Apr<br />

Corvus Gold Inc. J Mineral expl & dev 33,611,367 30-Aug<br />

Dalradian Resources Inc. J Gold expl & dev 68,255,750 10-Aug $39,150,000<br />

Dalradian Resources Inc. J Wt Gold expl & dev 10-Aug<br />

DeeThree Exploration Ltd. J Oil/gas expl & dev 29,310,717 20-Oct<br />

Dividend Select 15 Corp. Investment company 9,000,000 18-Nov $90,000,000<br />

Eagle Energy Trust Units J Investment trust 16,061,581 24-Nov $130,000,000<br />

Ecopetrol S.A. ADRs Integrated oil 4,345,796 13-Aug<br />

EMED Mining Public Limited J Ordinary Mineral expl & dev 673,168,338 20-Dec $24,430,950<br />

Emerge Oil & Gas Inc. J Oil/gas expl & dev 82,975,100 27-Jan<br />

Evolving Gold Corp. J Nat res expl/dev 127,698,945 07-Dec<br />

Extorre Gold Mines Limited J Mineral expl & dev 74,755,898 18-Mar<br />

First Asset Canadian Dividend Opportunity Fund Units Investment fund 15,000,000 19-Apr<br />

Forbes and Manhattan Coal Corp. Coal prod/mkt 25,590,723 27-Sep<br />

Fortuna Silver Mines Inc. Silver mining & expl 94,995,465 18-Jan<br />

Front Street MLP Income Fund Ltd. Units Investment fund 15,000,000 08-Dec $70,000,000<br />

Front Street Strategic Yield Fund Ltd. Combined Units Investment fund 7,120,000 01-Jun $71,200,000<br />

Frontier Rare Earths Limited J Ordinary Mineral expl & dev 118,299,999 17-Nov $60,010,000<br />

Frontier Rare Earths Limited J Ordinary Wt Mineral expl & dev 17-Nov<br />

General Motors Company USF When Issued Automobiles 1,571,700,000 18-Nov $765,000,009<br />

Geodrill Limited Ordinary Drilling services 42,476,000 16-Dec $21,000,000<br />

Gleichen Resources Ltd. J Gold expl & dev 337,647,455 24-Feb<br />

Gleichen Resources Ltd. J Wt Gold expl & dev 24-Feb<br />

GMIncome & Growth Fund Combined Units Investment fund 2,500,000 20-Oct $30,000,000<br />

Gold Wheaton Gold Corp. Precious minerals 143,047,466 04-Feb<br />

Gold Wheaton Gold Corp. Wt Precious minerals 04-Feb<br />

Gold-Ore Resources Ltd. J Gold expl & dev 82,978,559 17-May<br />

Gran Colombia Gold Corp. J Gold expl & dev 211,956,379 22-Dec<br />

Gran Colombia Gold Corp. J Wt Gold expl & dev 22-Dec<br />

GuestLogix Inc. J Wireless solutions 63,641,789 01-Mar<br />

GWR Global Water Resources Corp. Recycle water mgt 8,185,000 30-Dec $61,387,500<br />

Harvest Canadian Income & Growth Fund Combined Units Investment fund 8,333,334 29-Jun $35,000,004<br />

Harvest Sustainable Income Fund Units Investment fund 2,750,000 17-Dec $33,000,000<br />

HBanc Capital Securities Trust Class A Units Series 1 Investment trust 5,500,000 13-Oct $144,934,825<br />

Homburg Canada Real Estate Investment Trust Units Investment trust 31,291,206 25-May $160,000,000<br />

Horizons AlphaPro Balanced ETF Cl E Units Investment fund 1,015,000 28-Jul $10,150,000<br />

Horizons AlphaPro Corporate Bond ETF Cl E Units Investment fund 1,015,000 15-Jul $10,150,000<br />

Horizons AlphaPro Dividend ETF Cl E Units Investment fund 1,015,000 10-Feb $10,150,000<br />

Horizons AlphaPro Floating Rate Bond ETF Cl E Units Investment fund 1,015,000 13-Dec $10,150,000<br />

Horizons AlphaPro Global Dividend ETF Cl E Units Investment fund 1,015,000 21-Jul $10,150,000<br />

Horizons AlphaPro North American Growth ETF Cl E Units Investment fund 1,015,000 10-Feb $10,150,000<br />

Horizons AlphaPro North American Value ETF Cl E Units Investment fund 1,015,000 10-Feb $10,150,000<br />

Horizons AlphaPro Preferred Share ETF Cl E Units Investment fund 1,015,000 23-Nov $10,150,000<br />

Horizons AlphaPro S&P/<strong>TSX</strong> 60 130/30 ETF Cl E Units Investment fund 1,015,000 09-Feb $10,150,000<br />

Horizons AlphaPro S&P/<strong>TSX</strong> 60<br />

Equal Weight <strong>Index</strong> ETF Cl E Units Investment fund 1,015,000 14-Jul $10,150,000<br />

Horizons BetaPro COMEX Copper Bear Plus Cl A ETF Investment fund 252,500 23-Jun $5,050,000<br />

Horizons BetaPro COMEX Copper Bull Plus Cl A ETF Investment fund 252,500 23-Jun $5,050,000<br />

Horizons BetaPro NYMEX<br />

Crude Oil Inverse ETF Cl A Units Investment fund 505,000 04-Feb $5,050,000<br />

Horizons BetaPro NYMEX<br />

Long Crude Oil/Short Natural Gas Spread ETF Units Investment fund 1,005,000 14-Apr $10,050,000<br />

Horizons BetaPro NYMEX Long Natural Gas/<br />

Short Crude Oil Spread ETF Units Investment fund 1,005,000 14-Apr $10,050,000<br />

Horizons BetaPro NYMEX<br />

Natural Gas Inverse ETF Cl A Units Investment fund 505,000 04-Feb $5,050,000<br />

Horizons BetaPro S&P 500 <strong>Index</strong><br />

(C$ Hedged) ETF Cl A Units Investment fund 515,000 01-Dec $5,150,000<br />

50

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