Policy and Development Division - Securities Commission Malaysia

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Compliance & Enforcement Division • Ensures financial reporting complies with the standards required • Investigates possible contravention of securities laws • Conducts prosecution of securities offences, initiates administrative hearings and carries out disciplinary proceedings against licensed persons • Handles public complaints on improper conduct and other irregularities in the securities and futures industries 16
Issues & Investment Division • Securities Issues Department • Take-overs and Mergers Department • Trust & Investment Management Department • Asset Valuation Audit Department 17
Page 1 and 2: Securities Commission Role & Functi
Page 3 and 4: Mission Statement To promote and ma
Page 5 and 6: Regulatory Principles and Objective
Page 7 and 8: Acts of Parliament The Securities C
Page 9 and 10: Members of the Securities Commissio
Page 11 and 12: SC Organisation Structure • Inter
Page 13 and 14: Market Supervision Division • Mar
Page 15: Compliance & Enforcement Division
Page 19 and 20: Policy and Development Division •
Page 21 and 22: Policy and Development Division Sec
Page 23 and 24: Corporate Resources Division • Ha

Policy and Development Division - Securities Commission Malaysia

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