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CHEMISTRY IN ISRAEL - Israel Chemical Society

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lies in defining what is regarded as “possession of the<br />

invention”, for the written description requirement,<br />

and if and how the written description is separate from<br />

the enablement requirement. It is to be noted that the<br />

enablement requirement can be met also by presenting<br />

enabling data during prosecution, namely, after the filing<br />

of the patent application, whereby a written description<br />

requirement is restricted to the description of the<br />

invention in the application as originally filed. In view<br />

of this ambiguity, the 35 U.S.C. § 112, first paragraph<br />

requirement has been the subject (and challenge) of<br />

many case laws in the United States. Thus, several<br />

important decisions of the Federal Circuit deal with<br />

the written description and enablement requirements,<br />

and, particularly, with the question of whether these<br />

requirements, as prescribed in the 35 U.S.C. § 112, first<br />

paragraph, of the statute, are separate from one another.<br />

The most recent Federal Circuit ruling in this regard was<br />

issued on March 22, 2010, in Ariad Pharmaceuticals Inc.<br />

vs. Eli Lilly & Co. The Federal Circuit confirmed en<br />

banc that the 35 U.S.C. § 112, first paragraph, contains a<br />

written description requirement that is separate from the<br />

enablement requirement. This case and the decision’s<br />

impact on institutions engaged in early and basic<br />

research are discussed herein.<br />

The Holding:<br />

On March 22, 2010, the Federal Circuit confirmed en<br />

banc that 35 U.S.C. § 112, first paragraph, contains a<br />

written description requirement that is separate from<br />

the enablement requirement [Ariad Pharms., Inc. v. Eli<br />

Lilly & Co., No. 2008-1248 (Fed. Cir. March 22, 2010)].<br />

The lengthy (72-page) decision is based on statutory<br />

interpretation, citations of U.S. Supreme Court precedent<br />

and previous Federal Circuit decisions and attempts to<br />

provide guidance concerning what is needed to comply<br />

with the written description requirement. Importantly,<br />

although the case involved a biotechnology patent, its<br />

holding should not be viewed as in any way limited to<br />

the biotechnology area.<br />

The Patented Technology:<br />

The Ariad case involved the technology of gene<br />

regulation, and specifically the transcription factor NFκB.<br />

NF-κB was first identified as playing a role in the<br />

expression of genes involved in the immune system,<br />

Invited Scientific Contributions<br />

specifically in the regulation of the expression of the<br />

gene encoding the kappa immunoglobulin gene in B<br />

cells, which are specialized immune cells. One of the<br />

inventors of the Ariad Patent, Dr. David Baltimore,<br />

from the Massachusetts Institute of Technology, and his<br />

collaborators, have uncovered that NF-κB did much more<br />

than regulate a single immune protein, playing a crucial<br />

role in the precise control of the expression of various<br />

genes and their protein products that are responsible<br />

for the response of cells to various and disparate<br />

stimuli, including bacterial lipopolysaccharides, certain<br />

cytokines, and even sunlight. In view of these findings,<br />

NF-κB is now known to be involved in expression<br />

of proteins that are associated with many different<br />

processes, including the inflammatory response and<br />

regulation of the immune system.<br />

In the mid-1980s, Drs. David Baltimore, Philip Sharp,<br />

Thomas Maniatis, and ten other scientists at the<br />

Massachusetts Institute of Technology, the Whitehead<br />

Institute for Biomedical Research, and Harvard<br />

University, filed several patent applications related<br />

to their work identifying and characterizing NFκB.<br />

These separate applications, with Dr. Baltimore<br />

(at right) as the only common thread, were combined<br />

in a single application filed on November 13, 1991.<br />

Eventually, on June 5, 1995, the application that gave<br />

rise to the patent-at-issue was filed, claiming priority<br />

to this previous application and containing essentially<br />

an identical specification. The applicants, in this June<br />

1995 application, sought claims for artificially reducing<br />

NF-κB activity in cells in order to prevent the problems<br />

when NF-κB activity runs amok.<br />

In the end, after a lengthy prosecution, U.S. Patent No.<br />

6,410,516 (‘516) issued with broad claims directed to<br />

methods for reducing the activity of transcription factor<br />

NF-κB by reducing its binding to certain gene recognition<br />

sites, which encompassed the use of any substance that<br />

would achieve that claimed result. Notably, none of<br />

these claims indicated how NF-κB was to be reduced<br />

or altered. The specification hypothesized three types<br />

of molecules that had the potential to reduce NF-κB<br />

activity: decoy, dominantly interfering, and specific<br />

inhibitor molecules.<br />

The litigation process:<br />

The litigation History: The litigation history dates<br />

back to June 25, 2002, when Ariad filed its complaint<br />

2010 רבוטקוא ,25 רפסמ ןוילג | הימיכל תילארשיה הרבחה ןואטב<br />

31

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