Debra Gruber, Michele Waldman, Anthony Guglielmo, Edward ...

More documents

Recommendations

Info

Purpose of TIC Reports � Report design focuses on: � The need for data balanced by the costs � Robust review process in place � Dialogue with the financial services industry is key to good report design 6
Pitfalls � Static databases � Often cause significant classification errors (e.g., CIFs, security databases) Business areas: � Need to understand the TIC reporting requirements � Need to be accountable for their contribution to TIC reporting � Need to have open communication and partnership with the reporting area 7
Page 1 and 2: Debra Gruber, Michele Waldman, Anth
Page 3 and 4: Agenda � What are the goals of TI
Page 5: Purpose of TIC Reports � This res
Page 9 and 10: Pitfalls � TIC Reporting seen as
Page 11 and 12: Best Practices � Automation � D
Page 13 and 14: Best Practices � Documentation
Page 15 and 16: Overview of TIC Reporting Michele W
Page 17 and 18: Who Do We Collect TIC Data For? �
Page 19 and 20: Where Are TIC Data Published? � D
Page 21 and 22: Where Are TIC Data Published? � B
Page 23 and 24: Information about the Treasury Inte
Page 25 and 26: Each Treasury International Capital
Page 27 and 28: FRBNY Website � The New York Fed
Page 29 and 30: 2006 Series Break Revised TIC B and
Page 31 and 32: Reporting Requirements and Overview
Page 33 and 34: Who Must Report TIC S Report Forms
Page 35 and 36: Consolidation Rules TIC S Filing Re
Page 37 and 38: General Accounting Issues TIC B TIC
Page 39 and 40: Report Series TIC BC Report all U.S
Page 41 and 42: Report Series Exclusions These excl
Page 43 and 44: Report Series TIC BL-1 � Reportab
Page 45 and 46: Report Series TIC BL-2 Report all h
Page 47 and 48: Report Series TIC BL-2 Specific Exc
Page 49 and 50: Report Series TIC BQ-1 Reportable c
Page 51 and 52: Report Series TIC BQ-2 (Part 1) Rep
Page 53 and 54: TIC BQ-2 Report Series Reportable l
Page 55 and 56: Report Series TIC BQ-2 Reportable l
Page 57 and 58:
Report Series TIC BQ-2 Specific Exc
Page 59 and 60:
Report Series TIC BQ-3 Reportable L
Page 61 and 62:
Relationship To Other Reports TIC R
Page 63 and 64:
Dates Form (Frequency) As of Date D
Page 65 and 66:
Exemption Levels BC, BL-1, BL-2, BQ
Page 67 and 68:
Exemption Levels REQUIRED TO FILE B
Page 69 and 70:
Data Submission, Review and Retenti
Page 71 and 72:
Internet Data Submission � Intern
Page 73 and 74:
Where To File For all TIC Form Repo
Page 75 and 76:
Retaining Data Records � Record/R
Page 77 and 78:
Definitions � U.S. Resident � I
Page 79:
Definitions � Foreign Official In
Page 83 and 84:
TIC S Fact Sheets � Provide respo
Page 85 and 86:
Reporting Requirements for U.S.-Res
Page 87 and 88:
Page 89 and 90:
Page 91 and 92:
Reporting requirements for U.S.-Res
Page 93 and 94:
Page 95 and 96:
Page 97 and 98:
Page 99 and 100:
Reporting Requirements of U.S.-Resi
Page 101 and 102:
101
Page 103 and 104:
Common Reporting Errors � Failure
Page 105 and 106:
Common Reporting Errors � Reporti
Page 107 and 108:
Common Reporting Errors � Reporti
Page 109 and 110:
Common Reporting Errors � Omissio
Page 111 and 112:
Common Reporting Errors � The omi
Page 113 and 114:
� TIC BC Erroneously Common Repor
Page 115 and 116:
TIC B REPORTER LONDON NONBANKING OF
Page 117 and 118:
� TIC BL-2 Erroneously: Common Re
Page 119 and 120:
Common Reporting Errors � TIC BQ-
Page 121 and 122:
Common Reporting Errors � TIC BQ-
Page 123 and 124:
Reports used for Comparison 123
Page 125 and 126:
Reports Used for Comparison � U.S
Page 127 and 128:
How TIC S and TIC SHL(A) Are Used T
Page 129 and 130:
Reports Used for Comparison � U.S
Page 131 and 132:
Differences � There may be more t
Page 133 and 134:
Compare Treasury Securities � SHL
Page 135 and 136:
Compare Negotiable Securities in US
Page 137 and 138:
Compare Negotiable CDs in USD � S
Page 139 and 140:
� SHL Compare General Government
Page 141 and 142:
� SHL Compare Negotiable CDs in F
Page 143 and 144:
Compare - Overview Claims � Negot
Page 145 and 146:
Compare - Overview Claims � New f
Page 147 and 148:
Compare Other Short -Term Negotiabl
Page 149 and 150:
Compare Own Short-Term Securities i
Page 151 and 152:
� TIC SHC Compare Own Short-Term
Page 153 and 154:
� TIC SHC Compare Own Other Short
Page 155 and 156:
� TIC SHC Compare Data by currenc
Page 157 and 158:
Page 159 and 160:
Page 161 and 162:
Page 163 and 164:
163
show all

Debra Gruber, Michele Waldman, Anthony Guglielmo, Edward ...

Create successful ePaper yourself

Delete template?

Save as template?