Durchgängige rechnergestützte Planung und Steuerung von ... - iwb

HKUVWXKO I U 

0RQWDJHV\VWHPWHFKQLN XQG %HWULHEVZLVVHQVFKDIWHQ 

GHU 7HFKQLVFKHQ 8QLYHUVLWlW 0 QFKHQ 

'XUFKJlQJLJH UHFKQHUJHVW W]WH 3ODQXQJ XQG 

6WHXHUXQJ YRQ DXWRPDWLVLHUWHQ 0RQWDJHYRUJlQJHQ 

5DOI &XLSHU 

9ROOVWlQGLJHU $EGUXFN GHU YRQ GHU )DNXOWlW I U 0DVFKLQHQZHVHQ GHU 7HFKQL 

VFKHQ 8QLYHUVLWlW 0 QFKHQ ]XU (UODQJXQJ GHV DNDGHPLVFKHQ *UDGHV HLQHV 

JHQHKPLJWHQ 'LVVHUWDWLRQ 

'RNWRU ,QJHQLHXUV 'U ,QJ 

9RUVLW]HQGHU 8QLY 3URI 'U ,QJ ( ,JHQEHUJV 

3U IHU GHU 'LVVHUWDWLRQ 

8QLY 3URI 'U ,QJ * 5HLQKDUW 

8QLY 3URI 'U ,QJ . )HOGPDQQ 

)ULHGULFK $OH[DQGHU 8QLYHUVLWlW (UODQJHQ 1 UQEHUJ 

'LH 'LVVHUWDWLRQ ZXUGH DP EHL GHU 7HFKQLVFKHQ 8QLYHUVLWlW 

0 QFKHQ HLQJHUHLFKW XQG GXUFK GLH )DNXOWlW I U 0DVFKLQHQZHVHQ DP 

DQJHQRPPHQ

(QTUEJWPIUDGTKEJVG 

$CPF 

4CNH %WKRGT 

&WTEJI·PIKIG TGEJPGTIGUVÒV\VG 

2NCPWPI WPF 5VGWGTWPI 

XQP CWVQOCVKUKGTVGP 

/QPVCIGXQTI·PIGP 

JGTCWUIGIGDGP XQP 

2TQH &T +PI ) 4GKPJCTV 

*GTDGTV 7V\ 8GTNCI

(QTUEJWPIUDGTKEJVG KYD 

$GTKEJVG CWU FGO +PUVKVWV HÒT 9GTM\GWIOCUEJKPGP 

WPF $GVTKGDUYKUUGPUEJCHVGP 

FGT 6GEJPKUEJGP 7PKXGTUKV·V /ÒPEJGP 

JGTCWUIGIGDGP XQP 

7PKX 2TQH &T +PI )WPVJGT 4GKPJCTV 

6GEJPKUEJG 7PKXGTUKV·V /ÒPEJGP 

+PUVKVWV HÒT 9GTM\GWIOCUEJKPGP WPF $GVTKGDUYKUUGPUEJCHVGP KYD 

&KG &GWVUEJG $KDNKQVJGM _ %+2 'KPJGKVUCWHPCJOG 

'KP 6KVGNFCVGPUCV\ HÒT FKGUG 2WDNKMCVKQP KUV 

DGK &GT &GWVUEJGP $KDNKQVJGM GTJ·NVNKEJ 

*HOHLWZRUW GHV +HUDXVJHEHUV 

'LH 3URGXNWLRQVWHFKQLN LVW I U GLH :HLWHUHQWZLFNOXQJ XQVHUHU ,QGXVWULHJHVHOO 

VFKDIW YRQ ]HQWUDOHU %HGHXWXQJ 'HQQ GLH /HLVWXQJVIlKLJNHLW HLQHV ,QGXVWULH 

EHWULHEHV KlQJW HQWVFKHLGHQG YRQ GHQ HLQJHVHW]WHQ 3URGXNWLRQVPLWWHOQ GHQ 

DQJHZDQGWHQ 3URGXNWLRQVYHUIDKUHQ XQG GHU HLQJHI KUWHQ 3URGXNWLRQV 

RUJDQLVDWLRQ DE (UVW GDV RSWLPDOH =XVDPPHQVSLHO YRQ 0HQVFK 2UJDQLVDWLRQ 

XQG 7HFKQLN HUODXEW HV DOOH 3RWHQWLDOH I U GHQ 8QWHUQHKPHQVHUIROJ DXV 

]XVFK|SIHQ 

8P LQ GHP 6SDQQXQJVIHOG .RPSOH[LWlW .RVWHQ =HLW XQG 4XDOLWlW EHVWHKHQ ]X 

N|QQHQ P VVHQ 3URGXNWLRQVVWUXNWXUHQ VWlQGLJ QHX EHUGDFKW XQG ZHLWHU 

HQWZLFNHOW ZHUGHQ 'DEHL LVW HV QRWZHQGLJ GLH .RPSOH[LWlW YRQ 3URGXNWHQ 

3URGXNWLRQVDEOlXIHQ XQG V\VWHPHQ HLQHUVHLWV ]X YHUULQJHUQ XQG DQGHUHUVHLWV 

EHVVHU ]X EHKHUUVFKHQ 

=LHO GHU )RUVFKXQJVDUEHLWHQ GHV LZE LVW GLH VWlQGLJH 9HUEHVVHUXQJ YRQ 3UR 

GXNWHQWZLFNOXQJV XQG 3ODQXQJVV\VWHPHQ YRQ +HUVWHOOYHUIDKUHQ XQG 3URGXN 

WLRQVDQODJHQ %HWULHEVRUJDQLVDWLRQ 3URGXNWLRQV XQG $UEHLWVVWUXNWXUHQ VRZLH 

6\VWHPH ]XU $XIWUDJVDEZLFNOXQJ ZHUGHQ XQWHU EHVRQGHUHU %HU FNVLFKWLJXQJ 

PLWDUEHLWHURULHQWLHUWHU $QIRUGHUXQJHQ HQWZLFNHOW 'LH GDEHL QRWZHQGLJH 6WHLJH 

UXQJ GHV $XWRPDWLVLHUXQJVJUDGHV GDUI MHGRFK QLFKW ]X HLQHU 9HUIHVWLJXQJ DU 

EHLWVWHLOLJHU 6WUXNWXUHQ I KUHQ )UDJHQ GHU RSWLPDOHQ (LQELQGXQJ GHV 0HQ 

VFKHQ LQ GHQ 3URGXNWHQWVWHKXQJVSUR]H‰ VSLHOHQ GHVKDOE HLQH VHKU ZLFKWLJH 

5ROOH 

'LH LP 5DKPHQ GLHVHU %XFKUHLKH HUVFKHLQHQGHQ %lQGH VWDPPHQ WKHPDWLVFK 

DXV GHQ )RUVFKXQJVEHUHLFKHQ GHV LZE 'LHVH UHLFKHQ YRQ GHU 3URGXNW 

HQWZLFNOXQJ EHU GLH 3ODQXQJ YRQ 3URGXNWLRQVV\VWHPHQ KLQ ]X GHQ %HUHLFKHQ 

)HUWLJXQJ XQG 0RQWDJH 6WHXHUXQJ XQG %HWULHE YRQ 3URGXNWLRQVV\VWHPHQ 

4XDOLWlWVVLFKHUXQJ 9HUI JEDUNHLW XQG $XWRQRPLH VLQG 4XHUVFKQLWWVWKHPHQ 

KLHUI U ,Q GHQ LZE )RUVFKXQJVEHULFKWHQ ZHUGHQ QHXH (UJHEQLVVH XQG (U 

NHQQWQLVVH DXV GHU SUD[LVQDKHQ )RUVFKXQJ GHV LZE YHU|IIHQWOLFKW 'LHVH 

%XFKUHLKH VROO GD]X EHLWUDJHQ GHQ :LVVHQVWUDQVIHU ]ZLVFKHQ GHP +RFKVFKXO 

EHUHLFK XQG GHP $QZHQGHU LQ GHU 3UD[LV ]X YHUEHVVHUQ 

*XQWKHU 5HLQKDUW

'DQNVDJXQJ 

'LH YRUOLHJHQGH 'LVVHUWDWLRQ HQWVWDQG LP 5DKPHQ GHV 6RQGHUIRUVFKXQJV 

EHUHLFKV 6)% 0RQWDJHDXWRPDWLVLHUXQJ GXUFK ,QWHJUDWLRQ YRQ .RQ 

VWUXNWLRQ XQG 3ODQXQJ GHU ')* ZlKUHQG PHLQHU 7lWLJNHLW DOV ZLVVHQVFKDIW 

OLFKHU 0LWDUEHLWHU DP ,QVWLWXW I U :HUN]HXJPDVFKLQHQ XQG %HWULHEVZLVVHQ 

VFKDIWHQ LZE GHU 7HFKQLVFKHQ 8QLYHUVLWlW 0 QFKHQ 

+HUUQ 3URI 'U ,QJ *XQWKHU 5HLQKDUW GHP /HLWHU GLHVHV ,QVWLWXWV JLOW PHLQ EH 

VRQGHUHU 'DQN I U GLH ZRKOZROOHQGH )|UGHUXQJ XQG JUR‰] JLJH 8QWHUVW W]XQJ 

PHLQHU $UEHLW 

%HL +HUUQ 3URI 'U ,QJ .ODXV )HOGPDQQ GHP /HLWHU GHV /HKUVWXKOV I U )DEULN 

DXWRPDWLRQ XQG 3URGXNWLRQVV\VWHPDWLN )$36 GHU )ULHGULFK $OH[DQGHU 8QL 

YHUVLWlW (UODQJHQ 1 UQEHUJ P|FKWH LFK PLFK I U GLH hEHUQDKPH $PWHV DOV 

3U IHU KHU]OLFK EHGDQNHQ 

+HU]OLFK GDQNHQ P|FKWH LFK HEHQVR +HUUQ 3URI 'U ,QJ (GXDUG ,JHQEHUJV 

GHP /HLWHU GHV )DFKJHELHWV 5DXPIDKUWWHFKQLN GHU 7HFKQLVFKHQ 8QLYHUVLWlW 

0 QFKHQ I U GLH hEHUQDKPH GHV 9RUVLW]HV GHU 3U IXQJVNRPPLVVLRQ 

'DU EHU KLQDXV EHGDQNH LFK PLFK EHL DOOHQ 0LWDUEHLWHULQQHQ XQG 0LWDUEHLWHUQ 

GHV ,QVWLWXWV GLH PLFK EHL PHLQHU $UEHLW DP ,QVWLWXW XQWHUVW W]W KDEHQ UHFKW 

KHU]OLFK ,QVEHVRQGHUH JLOW PHLQ 'DQN 'U &KULVWRSK )HOGPDQQ 8OULFK 5R‰ 

JRGHUHU +DQV 0HLHU XQG 'U 5ROI 'LHVFK I U GLH NULWLVFKHQ $QPHUNXQJHQ XQG 

ZHUWYROOHQ +LQZHLVH EHLP (UVWHOOHQ GHU YRUOLHJHQGHQ $UEHLW 

)HUQHU P|FKWH LFK PLFK EHL PHLQHQ 'LSORPDQGHQ 6HPHVWUDQGHQ XQG VWXGHQ 

WLVFKHQ +LOIVNUlIWHQ )ORULDQ $XHU )ORULDQ &XLSHU +HLNR *|LQJ 5DIDHO *U\JLH 

UHN -|UJ +RKJDUGW 0DUNXV .DUMHWWD

,QKDOWVYHU]HLFKQLV 

(,1/(,781* 

5HFKQHUXQWHUVW W]XQJ LQ GHU 3URGXNWLRQVSODQXQJ 

%HGHXWXQJ GHU 0RQWDJH 

$NWXHOOH 6LWXDWLRQ 

=XNXQIWVSHUVSHNWLYH 

)D]LW XQG JOREDOH ,QWHQWLRQ GHU $UEHLW 

$XIEDX GHU $UEHLW 

$86*$1*6)5$*(67(//81* 81' =,(/6(7=81* 

%HJULIIVNOlUXQJ 

'LH %HJULIIH Ã3ODQXQJµ XQG Ã6WHXHUXQJµ 

:HLWHUH %HJULIIH 

%HWUDFKWXQJVEHUHLFK GHU $UEHLW 

3UREOHPVWHOOXQJ 

=LHOVHW]XQJ 

)RUGHUXQJHQ 

)RUGHUXQJ 'LH 3UR]HVVSODQXQJ VWHKW DQ HUVWHU 6WHOOH GHU 

%HWUDFKWXQJ YRU /D\RXWSODQXQJ 3URGXNWJHVWDOWXQJ 

)RUGHUXQJ :HFKVHOVHLWLJH %HU FNVLFKWLJXQJ YRQ $QODJHQ 

XQG 3URGXNWHLQIO VVHQ 

)RUGHUXQJ 'XUFKJlQJLJNHLW YRQ GHU ,GHH ELV ]XU 5HDOLVLHUXQJ 

67$1' '(5 7(&+1,. 81' '(5 )256&+81* 

,QIRUPDWLRQVWHFKQLVFKH *UXQGODJHQ 

'DWHQPRGHOOLHUXQJ 

*UXQGODJHQ 

2EMHNWRULHQWLHUXQJ 

3URGXNWPRGHOOLHUXQJ 

0RGHOOLHUXQJVPHWKRGHQ I U 3UR]HVVH 

'DWHQWHFKQLVFKH .RPPXQLNDWLRQ ]ZLVFKHQ 

&RPSXWHUSURJUDPPHQ 

,62 26, 0RGHOO 

7&3 ,3 (WKHUQHW 

&25%$ 

5HV PHH 

6WHXHUXQJVWHFKQLVFKH *UXQGODJHQ 

6WHXHUXQJVDUWHQ 

,

,, 

6WHXHUXQJVVWUXNWXUHQ 

+LHUDUFKLVFKH (LQWHLOXQJ 

$XIJDEHQ GHU =HOOHQ XQG /HLWHEHQH 

3URJUDPPLHU VSUDFKHQ VHPDQWLVFK V\QWDNWLVFKH 

.RPPXQLNDWLRQVNRQ]HSWH 

0DQXIDFWXULQJ 0HVVDJH 6SHFLILFDWLRQ 

5RERWHUSURJUDPPLHUXQJ 

636 3URJUDPPLHUXQJ QDFK ,(& 

.RPPXQLNDWLRQ I U 6WHXHUXQJVNRPSRQHQWHQ 

0DQXIDFWXULQJ $XWRPDWLRQ 3URWRFRO 

5HV PHH 

(QWZLFNOXQJV XQG 3ODQXQJVYRUJHKHQVZHLVHQ 

*UXQGODJHQ 

$OOJHPHLQH )DEULNSODQXQJ 

5()$ 6WDQGDUGYRUJHKHQ 

9', 5LFKWOLQLH 

$QVlW]H ]XU $UEHLWVSODQXQJ 

0RQWDJHSODQXQJ 

.RPPHU]LHOOH $QVlW]H 

:HUN]HXJH ]XU 3ODQXQJ PDQXHOOHU $UEHLWVV\VWHPH 

' 6LPXODWLRQVZHUN]HXJH 

)RUVFKXQJVDQVlW]H 

$OOJHPHLQH 0RQWDJHSODQXQJVPHWKRGLNHQ 

5HFKQHUEDVLHUWH 0RQWDJHSODQXQJ 

3ODQXQJ PDQXHOOHU 0RQWDJHDQODJHQ 

0RQWDJHSODQXQJ EHL 6LPXOWDQHRXV (QJLQHHULQJ 

0RQWDJHSODQXQJ XQG 6FKHGXOLQJ 

9LUWXDO 5HDOLW\ ' 6LPXODWLRQVV\VWHPH 

3UR]HVVSODQXQJ 

.RPPHU]LHOOH $QVlW]H GHU 0RQWDJHSUR]HVVSODQXQJ 


$OOJHPHLQH $QVlW]H ]XU (UPLWWOXQJ GHU 0RQWDJHUHLKHQIROJH 

5HFKQHUEDVLHUWH 3UR]HVVSODQXQJ 

,QWHJULHUWH 3URGXNW XQG 3UR]HVVSODQXQJ 

6WHXHUXQJVHQWZLFNOXQJ 

.RPPHU]LHOOH 6\VWHPH

636 3URJUDPPLHUXQJ 

5RERWHU 3URJUDPPLHUXQJ 

' 6LPXODWLRQ I U GLH 5RERWHU 3URJUDPPLHUXQJ 


6WHXHUQ YRQ VLPXOLHUWHQ 0DVFKLQHQ XQG 3UR]HVVHQ 

0RGHOOEDVLHUWH 6WHXHUXQJVHQWZLFNOXQJ 

6WHXHUXQJVSODQXQJ PLW 9LUWXDO 5HDOLW\ 


=XVDPPHQIDVVXQJ GHU $QVlW]H 

.21=(37 )h5 (,1( 0(7+2',6&+( 81' 7(&+1,6&+( 

817(567h7=81* 

*UXQGODJHQ 

7HLOQHKPHU DP 0RQWDJHYRUJDQJ 

0RQWDJHYRUJDQJVEHVFKUHLEXQJ 

6WUXNWXUHOOHU .HUQ 

8QWHUVFKLHGOLFKH 7HLOYRUJlQJH 

6\QFKURQLVDWLRQ GHU (LQ]HOYRUJlQJH 

+LHUDUFKLVLHUXQJ GHU 9RUJDQJVEHVFKUHLEXQJ 

(LQVDW] I U GLH 6WHXHUXQJ 

7UHLEHU GHV 3ODQXQJVDEODXIV 

8QWHUVFKLHGOLFKH 3UlPLVVHQ 

9HUHLQIDFKXQJ GHV 7UHLEHU 0RGHOOV 

.HQQ]HLFKHQ GHU SURGXNWJHWULHEHQHQ 3ODQXQJ 

.HQQ]HLFKHQ GHU DQODJHQJHWULHEHQHQ 3ODQXQJ 

6WHXHUXQJVNRQ]HSW 

.RPPXQLNDWLRQVVSUDFKH LQ GHU 6WHXHUXQJVKLHUDUFKLH 

=XVDPPHQVSLHO GHU 9RUJDQJVEHVFKUHLEXQJ XQG 

GHU 6WHXHUXQJVKLHUDUFKLH 

6\PEROH I U GLH 6WHXHUXQJVEHIHKOH 

5HV PHH GHU .RQ]HSWJUXQGODJHQ 

9RUJHKHQ ]XU *HVWDOWXQJ GHV 0RQWDJHYRUJDQJV 

*HVDPW EHUVLFKW 

$EODXI GHU SURGXNWJHWULHEHQHQ 3ODQXQJ 

6WXIH 3 *HQHUHOOH 0RQWDJHUHLKHQIROJH LQ )RUP GHU 

3URGXNWVWUXNWXU 

6WXIH 3 ± 3ODQHQ GHU 7HLOYRUJlQJH 

,,,

,9 

6WXIH 3 6\QFKURQLVDWLRQ 

6WXIH 3 0RQWDJHDQODXI 

*HVDPWGDUVWHOOXQJ GHU SURGXNWJHWULHEHQHQ 3ODQXQJ 

$EODXI GHU DQODJHQJHWULHEHQHQ 3ODQXQJ 

6WXIH $ *HQHUHOOH 0RQWDJHUHLKHQIROJH LQ )RUP GHV 

0RQWDJHDEODXIV LQ GHU $QODJH 

6WXIH $ 3ODQHQ GHU 7HLOYRUJlQJH 

6WXIH $ 6\QFKURQLVDWLRQ 

6WXIH $ 0RQWDJHDQODXI 

*HVDPWGDUVWHOOXQJ GHU DQODJHQJHWULHEHQHQ 3ODQXQJ 

5HV PHH GHU 9RUJHKHQVZHLVHQ 

'DWHQPRGHOO 

'DV 0RQWDJHSODQXQJVPRGHOO DOV 7HLO HLQHV LQWHJULHUWHQ 

3URGXNW XQG 3UR]HVVPRGHOOV 

0RGHOO GHU 6WHXHUXQJ 

,QWHJUDWLRQ LQ EHUJHRUGQHWH /HLWVWHXHUXQJ 

=XVDPPHQIDVVXQJ GHV .RQ]HSWV 

806(7=81* ,1 (,1(0 5(&+1(5:(5.=(8* 

hEHUVLFKW GHV 3ODQXQJVZHUN]HXJV 

9RUKDQGHQHV %DVLVV\VWHP 

(UZHLWHUXQJHQ 

3ODQXQJV XQG $QDO\VHHGLWRUHQ I U GHQ 6WHXHUXQJVDEODXI 

3ODQXQJ GHU $EODXIVWHXHUXQJ 

3ODQXQJ GHU %HZHJXQJVDEOlXIH 

7HPSRUDOH XQG PRQHWlUH %HZHUWXQJ 

6FKQLWWVWHOOH ]X .RPSRQHQWHQVWHXHUXQJHQ 

.RPPXQLNDWLRQ 

%DVLVPHFKDQLVPXV 

(LQVDW] YRQ 0$3 006 

$OWHUQDWLYH 006 6\QWD[ PLWWHOV &25%$ EHUWUDJHQ 

)XQNWLRQDOLWlW GHU &RV0RQ$XW 006 6FKQLWWVWHOOH 

90'V I U GLH .RPSRQHQWHQVWHXHUXQJHQ 

,QQHUHU $XIEDX GHU 90' 

90'V I U GLH ' 6LPXODWLRQ 

90' I U HLQHQ 5RERWHU 6WlXEOL 5; 

90' I U HLQH 636 6LHPHQV 6

)XQNWLRQVXPIDQJ GHU 90'V 

6FKQLWWVWHOOH GHV 3ODQXQJVV\VWHPV ]X 336 

=XVDPPHQIDVVXQJ GHV XPJHVHW]WHQ 3ODQXQJVV\VWHPV 

$1:(1'81*6%(,63,(/( 

3ODQXQJ GHU DXWRPDWLVFKHQ 0RQWDJH HLQHV HOHNWULVFKHQ 

'RVHQ|IIQHUV 

$XVJDQJVVLWXDWLRQ 

6WXIH $ %HVWLPPXQJ GHU *HQHUHOOHQ 0RQWDJHUHLKHQIROJH 

6WXIH $ 3ODQXQJ GHU 7HLOYRUJlQJH 



3ODQXQJ HLQHU %RKUPDVFKLQHQJHWULHEHPRQWDJH 

3ODQXQJVYRUDXVVHW]XQJHQ 

3URGXNWNRPSRQHQWHQ 

(LQ]XVHW]HQGH .RPSRQHQWHQ GHU $QODJH 

6WXIH 3 3URGXNWNRPSRQHQWHQ XQG 6WUXNWXU GHV $EODXIV 

6WXIH 3ODQXQJ GHU 7HLOYRUJlQJH 

6WXIH 6\QFKURQLVDWLRQ GHU 6WHXHUXQJ GHU $QODJH 

6WXIH 0RQWDJHDQODXI 

'DWHQDXVWDXVFK PLW GHU $XIWUDJVVWHXHUXQJVHEHQH 

%(:(5781* '(6 $16$7=(6 

9RUJHKHQVZHLVH 


.RPPXQLNDWLRQ GHU 6WHXHUXQJ 

(UI OOXQJ GHU DXIJHVWHOOWHQ )RUGHUXQJHQ 

)RUGHUXQJ 'LH 3UR]HVVSODQXQJ VWHKW LP 9RUGHUJUXQG GHU 

%HWUDFKWXQJ 

)RUGHUXQJ :HFKVHOVHLWLJH %HU FNVLFKWLJXQJ YRQ $QODJHQ 

XQG 3URGXNWHLQIO VVHQ 

)RUGHUXQJ 'XUFKJlQJLJNHLW YRQ GHU ,GHH ELV ]XU 5HDOLVLHUXQJ 

:LUWVFKDIWOLFKH %HZHUWXQJ 

=86$00(1)$6681* 

/,7(5$7859(5=(,&+1,6 

$%%,/'81*6 81' 7$%(//(19(5=(,&+1,6 

67,&+:2579(5=(,&+1,6 

9

(LQOHLWXQJ 

5HFKQHUXQWHUVW W]XQJ LQ GHU 3URGXNWLRQVSODQXQJ 

'LH *UXQGLGHH GHU UHFKQHUXQWHUVW W]WHQ 3URGXNWJHVWDOWXQJ XQG 3URGXNWLRQV 

SODQXQJ U FNW LQ GHQ OHW]WHQ -DKUHQ XQWHU GHQ YHUVFKLHGHQVWHQ %HJULIIHQ ZLH 

HWZD 9LUWXHOOHV 3URGXNW 9LUWXHOOH 3URGXNWHQWZLFNOXQJ 9LUWXDO (Q 

JLQHHULQJ 9LUWXHOOH 3URGXNWLRQ 'LJLWDO 0DQXIDFWXULQJ RGHU 'LJLWDOH )DEULN 

ZLHGHU YHUVWlUNW LQ GDV /LFKW GHU %HWUDFKWXQJ LQ GHU )RUVFKXQJ XQG ,QGXVWULH 

6385 .5$86( 6 EHVFKUHLEHQ ÄGDV YLUWXHOOH 3URGXNW G K GLH 6L 

PXODWLRQ DOOHU 3KDVHQ GHV 3URGXNWHV I U GHQ UHFKQHUXQWHUVW W]WHQ 3URGXNWHQW 

ZLFNOXQJVSUR]HVV DOV VWUDWHJLVFKHV =LHO ³ 1DFK 6385 LVW ÄGLH (QWZLFN 

OXQJ HLQHV YLUWXHOOHQ 3URGXNWV > @ DXI GLH (QWZLFNOXQJ HLQHV YLUWXHOOHQ 3URGXNW 

PRGHOOV ]XU FN]XI KUHQ GDV LQ GLJLWDOHU )RUP LQ HLQHP 5HFKQHUV\VWHP PDQL 

SXOLHUEDU JHVSHLFKHUW LVW 'HU JHVDPWH $EODXI HLQHU 3URGXNWHQWVWHKXQJ OLH‰H 

VLFK VRPLW LQ HLQH YLUWXHOOH 3KDVH XQG HLQH UHDOH 3KDVH XQWHUWHLOHQ 6 ³ 

(9(56+(,0 6&+(1.( 6 VHKHQ ÄGLH (UIROJVIDNWRUHQ GHU N QIWLJHQ 

3URGXNWHQWZLFNOXQJ > @ LQ GHU IU K]HLWLJHQ hEHUSU IXQJ GHU (QWZLFNOXQJVHUJHE 

QLVVH DQKDQG YLUWXHOOHU 3URGXNWH GLH HLQH JDQ]KHLWOLFKH 3URGXNW XQG 3UR]HVV 

VLFKW HUP|JOLFKHQ 6\VWHPWHFKQLVFK H[LVWLHUHQ EHUHLWV JHHLJQHWH /|VXQJHQ 

GLH GLH HLQ]HOQHQ 3UR]HVVH GHU 3URGXNWHQWZLFNOXQJ ZLUNXQJVYROO XQWHUVW W]HQ 

'LHVH ,QVHOO|VXQJHQ VLQG ]XP GXUFKJlQJLJHQ *HVDPWDQVDW] DXV]XEDXHQ³ 

'HQ EHUJHRUGQHWHQ %HJULII QHQQHQ VLH 9LUWXDO (QJLQHHULQJ GHVVHQ %H 

VWDQGWHLOH Ä$EOlXIH '9 6\VWHPH 0DQDJHPHQW XQG '9 6\VWHPH 0RGHOOLH 

UXQJ DOVR 6LPXOWDQHRXV (QJLQHHULQJ 'LJLWDO 0RFN 8S 7HOHNRRSHUDWLRQ 

(OHFWURQLF 'DWD 0DQDJHPHQW 6\VWHP (9(56+(,0 6&+(1.( 6 ³ VLQG 

1DFK 0,/%(5* 8 $ 6 XPIDVVW 9LUWXDO (QJLQHHULQJ ÄGLH IU K]HLWLJH 

NRQWLQXLHUOLFKH YHUQHW]WH XQG LQWHJULHUWH 8QWHUVW W]XQJ GHV (QWZLFNOXQJVSUR 

]HVVHV KLQVLFKWOLFK GHU $EVWLPPXQJ %HZHUWXQJ XQG .RQNUHWLVLHUXQJ GHU (QW 

ZLFNOXQJVHUJHEQLVVH DOOHU (QWZLFNOXQJVSDUWQHU PLW +LOIH HLQHV ÃGLJLWDOHQ 3URWR 

W\SHQµ ³ 

'LH 9LUWXHOOH 3URGXNWLRQ LVW QDFK 5(,1+$57 8 $ 6 ÄGLH GXUFK 

JlQJLJH 3ODQXQJ 9DOLGLHUXQJ XQG 6WHXHUXQJ YRQ 3URGXNWLRQVSUR]HVVHQ XQG 

DQODJHQ PLW +LOIH GLJLWDOHU 0RGHOOH > @ +RUL]RQWDO UHLFKW GLH 9LUWXHOOH 3URGXN 

WLRQ DXI GHU )DEULNHEHQH YRQ GHU )HUWLJXQJ GHU (LQ]HOWHLOH ELV ]XU 0RQWDJH GHV 

*HVDPWSURGXNWV 9HUWLNDO P VVHQ GLH HLQ]HOQHQ 7HLOSUR]HVVH YRQ GHU )DEULN 

HEHQH GHU $QODJHQ XQG =HOOHQ EHU GLH 0DVFKLQHQHEHQH ELV ]XP WHFKQROR 

JLVFKHQ 3UR]HVV LQ GHU HUIRUGHUOLFKHQ 7LHIH EHWUDFKWHW XQG VLPXODWLY DEJHVL 

FKHUW ZHUGHQ ³ 

6Ã GHILQLHUW 9LUWXDOLWlW DOV Ä=XVWDQG HLQHU 0|JOLFKNHLW YRQ (LJHQVFKDIWHQ GLH XQWHU 

JHZLVVHQ 8PVWlQGHQ LQ GLH :LUNOLFKNHLW WUHWHQ N|QQHQ > @ (LQ YLUWXHOOHV 2EMHNW LVW ]ZDU QXU LQ 

GHU 0|JOLFKNHLW YRUKDQGHQ HUVFKHLQW DOVR QXU VFKHLQEDU YHUI JW DEHU EHU (LJHQVFKDIWHQ GLH 

GHU :LUNOLFKNHLW ZHLWJHKHQG HQWVSUHFKHQ (V LVW WURW] GHU 6FKHLQEDUNHLW ]XU :LUNXQJ EHIlKLJW 

6 ³

(LQOHLWXQJ 

3)(,)) JLEW DOV *UXQGNRQ]HSW GHU 'LJLWDOHQ )DEULN GLH 9HUNQ SIXQJ YRQ 

3URGXNWVWUXNWXU VDPW GHQ HQWVSUHFKHQGHQ *HRPHWULHGDWHQ PLW HLQHU GLJLWDOHQ 

%HVFKUHLEXQJ GHU )DEULN EHU GLH 3UR]HVVVWUXNWXU DQ 'LH 3UR]HVV 6LPXODWLRQ 

LVW GDQQ HLQ ZHVHQWOLFKHU %DXVWHLQ I U GLH PRGHUQH 3ODQXQJ 

=XVDPPHQJHIDVVW JHKW HV DOVR EHL GHQ DNWXHOOHQ $UEHLWHQ XP GHQ $XIEDX XP 

IDVVHQGHU UHFKQHUJHVW W]WHU (QJLQHHULQJ 6\VWHPH GLH DOOH 7lWLJNHLWVIHOGHU 

GHV .RQVWUXNWHXUV XQG 3URGXNWLRQVLQJHQLHXUV XQWHUVW W]HQ VROOHQ ] % %(1'(5 

8 $ :(&. '$00(5 5,; 6&+52('(5 (LQH ]HQWUDOH 5ROOH 

VSLHOHQ GDEHL OHLVWXQJVIlKLJH 6LPXODWLRQVZHUN]HXJH GLH PLWWHOV 9LUWXDO 

5HDOLW\ (LQ $XVJDEHNRPSRQHQWHQ EHGLHQW ZHUGHQ ] % (/6+(11$:< 8 $ 

Ã %8//,1*(5 +(*(5 '5(:6 :(

'LH 0RQWDJH VSLHOW LQ 'HXWVFKODQG DOVR QDFK ZLH YRU HLQH EHGHXWHQGH 5ROOH I U 

GLH 9RONVZLUWVFKDIW 7URW] %HNHQQWQLVVHQ ]XU +XPDQ]HQWULHUXQJ LQ GHU 3URGXN 

WLRQ HUIROJW LQ GHU 0RQWDJH HLQH ]XQHKPHQGH $XWRPDWLVLHUXQJ GHU :HUW 

VFK|SIXQJ 'HU WHFKQLVFKH $XVVFKX‰UDWH XQG ZLUWVFKDIWOLFKH (UIROJ .RVWHQ 

GHU 0RQWDJH ZLUG VHKU VWDUN YRQ GHU 3ODQXQJ GHU $QODJH XQG GHQ GRUW VWDWW 

ILQGHQGHQ 0RQWDJHYRUJlQJHQ EHHLQIOXVVW 

=XNXQIWVSHUVSHNWLYH 

'5(+(5 &8+/6 EHVWlWLJHQ LQ LKUHU =XVDPPHQIDVVXQJ GHU 'HOSKL 6WX 

GLH GLH DQKDOWHQG KRKH %HGHXWXQJ YRQ 0RQWDJH XQG $XWRPDWLVLHUXQJ LQ 

'HXWVFKODQG XQG SURJQRVWL]LHUHQ HLQH LP :HVHQWOLFKHQ XQJHEURFKHQH )RUWVHW 

]XQJ GHU (QWZLFNOXQJ 'LH ZLFKWLJVWHQ YLHU 7KHVHQ GHU 6WXGLH LQ GLHVHP .RQ 

WH[W VLQG 

œ $P 6WDQGRUW 'HXWVFKODQG HQWVWHKHQ 3URGXNWLRQVYHUE QGH PLW KRKHU 

5HDNWLRQVIlKLJNHLW 

œ 'LH 3URGXNWLRQVYHUE QGH KDEHQ DX‰HU 0RQWDJHWlWLJNHLWHQ DOOHV DXV 

JHODJHUW HUUHLFKW ELV MHGRFK GHU %HIUDJWHQ VWHKHQ GHP WDW 

VlFKOLFKHQ (LQWUHWHQ VNHSWLVFK JHJHQ EHU 

œ (V ZHUGHQ %HWULHEV]HLWHQ YRQ 6WXQGHQ DP 7DJ HLQJHI KUW HUUHLFKW 

ELV 6NHSWLNHU 

œ GLH DEHU DXIJUXQG YRQ JHULQJHUHU 6W|UDQIlOOLJNHLW GHU $XWRPDWLVLH 

UXQJVO|VXQJHQ YRQ GHQ $UEHLWV]HLWHQ GHU %HVFKlIWLJWHQ HQWNRSSHOW 

ZHUGHQ N|QQHQ HUUHLFKW ELV 6NHSWLNHU 

:lKUHQG EHL GHU $XVODJHUXQJVWKHVH QRFK PHKU DOV HLQ 6HFKVWHO GHU EHIUDJWHQ 

([SHUWHQ XQVLFKHU EHU GDV WDWVlFKOLFKH (LQWUHWHQ ZDUHQ VWLPPWHQ EHU 

HLQHU ]X HUZDUWHQGHQ OlQJHUHQ %HWULHEV]HLW GHU $QODJHQ XQG HLQHU 9HUVWlUNXQJ 

GHU $XWRPDWLVLHUXQJ ]X 'LH 6WXGLHQHUVWHOOHU VHOEVW QHQQHQ DOV .ULWLNSXQNW 

GDVV GLH 7KHVHQ VHKU NXU]IULVWLJH 5HDOLVLHUXQJV]HLWHQ KDEHQ (V EOHLEW GLH 

)UDJH RE GLH =LHOH QLFKW ]X HKUJHL]LJ JHVWHFNW VLQG 

'LHVH =XQDKPH GHU $XWRPDWLVLHUXQJ EHGHXWHW DXFK HLQ VWHLJHQGHV 3ODQXQJV 

DXINRPPHQ I U DXWRPDWLVLHUWH $QODJHQ GDV YRQ GHQ 8QWHUQHKPHQ ]X EHZlO 

WLJHQ LVW +LHUI U P VVHQ JHHLJQHWH 9RUJHKHQVZHLVHQ XQG +LOIVPLWWHO EHUHLW 

VWHKHQ 

)D]LW XQG JOREDOH ,QWHQWLRQ GHU $UEHLW 

)DVVW PDQ QXQ GLH REHQ GDUJHVWHOOWHQ 7KHPHQEO|FNH ]XVDPPHQ HUJLEW VLFK 

IROJHQGHV %LOG ) U GLH GHXWVFKHQ 8QWHUQHKPHQ LVW GLH 0RQWDJH HLQ ZLFKWLJHU 

%HUHLFK PLW =XNXQIWVFKDQFHQ GHU HLQHU ZHLWHUKLQ ]XQHKPHQGHQ $XWRPDWLVLH 

UXQJVWHQGHQ] XQWHUOLHJW 8P GLH DXWRPDWLVLHUWHQ $QODJHQ VFKQHOO XQG HIIL]LHQW 

XP SODQHQ ]X N|QQHQ EHVWHKW WURW] GHV GHU]HLWLJHQ (QWZLFNOXQJVVWDQGHV 

ZHLWHUKLQ HLQ %HGDUI DQ 5HFKQHUZHUN]HXJHQ PLW GHQHQ EHUHLWV IU K]HLWLJ DQ

(LQOHLWXQJ 

GLJLWDOHQ 0RGHOOHQ GHU UHDOH 0RQWDJHDEODXI JHSODQW XQG RSWLPLHUW ZHUGHQ 

NDQQ 

'LHVH $UEHLW ]LHOW GDUDXI DE I U GLH 3ODQXQJ DXWRPDWLVLHUWHU 0RQWDJHYRUJlQJH 

ELV KLQ ]XP %HWULHE GHU UHDOHQ $QODJH HLQHQ /|VXQJVDQVDW] ]X HQWZLFNHOQ GHU 

GLH 9RUJHKHQVZHLVH XQG HLQH UHFKQHUJHVW W]WH :HUN]HXJXQWHUVW W]XQJ EH 

LQKDOWHW 

$XIEDX GHU $UEHLW 

'DV QDFKIROJHQGH ]ZHLWH .DSLWHO NOlUW ]XHUVW GLH ZLFKWLJVWHQ %HJULIIH GLH LP 

5DKPHQ GLHVHU $UEHLW 9HUZHQGXQJ ILQGHQ 'DQDFK ZLUG GLH =LHOVHW]XQJ GHU 

$UEHLW NRQNUHW IRUPXOLHUW 'UHL )RUGHUXQJHQ ZHUGHQ DEVFKOLH‰HQG DXV GHU =LHO 

VHW]XQJ DEJHOHLWHW GLH HV I U GLH =LHOHUUHLFKXQJ ]X HUI OOHQ JLOW 

,P GULWWHQ .DSLWHO ZHUGHQ LQ GHQ $EVFKQLWWHQ PLW HOHPHQWDUH %DVLVWHFK 

QRORJLHQ GHU ,QIRUPDWLRQV XQG 6WHXHUXQJVWHFKQLN VRZLH DOOJHPHLQH 3ODQXQJV 

YRUJHKHQVZHLVHQ YRUJHVWHOOW 'LHVH *UXQGODJHQ GLHQHQ ]XP 9HUVWlQGQLV GHU 

'DUVWHOOXQJ GHV DNWXHOOHQ 6WDQGHV LQ GHQ %HUHLFKHQ 0RQWDJHSODQXQJ $E 

VFKQLWW 3UR]HVVSODQXQJ $EVFKQLWW XQG 6WHXHUXQJVSODQXQJ $E 

VFKQLWW 'HU OHW]WH $EVFKQLWW GLHVHV .DSLWHOV OLHIHUW HLQH ]XVDPPHQIDVVHQ 

GH hEHUVLFKW GHV 6WDQGHV GHU 7HFKQLN 

'DV .DSLWHO EHVFKUHLEW GDV QHXH .RQ]HSW ,P HUVWHQ $EVFKQLWW ZHUGHQ GLH 

*UXQGODJHQ HUDUEHLWHW EHYRU LP )ROJHQGHQ GLH QHXH 9RUJHKHQVZHLVH XQG GDV 

'DWHQPRGHOO I U GLH UHFKQHUWHFKQLVFKH 8QWHUVW W]XQJ VRZLH GLH ,QWHJUDWLRQ LQ 

EHUJHRUGQHWH 3ODQXQJVHEHQHQ YRUJHVWHOOW ZHUGHQ $EVFKOLH‰HQG HUIROJW HLQH 

.DSLWHO]XVDPPHQIDVVXQJ 

'DV I QIWH .DSLWHO EHVFKUHLEW GLH UHFKQHUWHFKQLVFKH 8PVHW]XQJ XQG JHKW GD 

EHL VRZRKO DXI GDV 3ODQXQJVZHUN]HXJ DOV DXFK DXI GLH .RPPXQLNDWLRQVPH 

FKDQLVPHQ I U GLH 6WHXHUXQJ YRQ $QODJHQNRPSRQHQWHQ HLQ 

'LH $QZHQGXQJ GHU 9RUJHKHQVZHLVH XQG GHU (LQVDW] GHV LPSOHPHQWLHUWHQ 

5HFKQHUZHUN]HXJV ]HLJW .DSLWHO H[HPSODULVFK DQ ]ZHL )DOOEHLVSLHOHQ 

(LQH %HZHUWXQJ GHV KLHU YRUJHVWHOOWHQ $QVDW]HV HUIROJW LQ .DSLWHO 'LH 

DEVFKOLH‰HQGH =XVDPPHQIDVVXQJ GHU $UEHLW ILQGHW VLFK LQ .DSLWHO

$XVJDQJVIUDJHVWHOOXQJ XQG =LHOVHW]XQJ 

'LH .OlUXQJ GHU ]HQWUDOHQ %HJULIIH GHU YRUOLHJHQGHQ $UEHLW HUIROJW ]X %HJLQQ 

GLHVHV .DSLWHOV ,P :HLWHUHQ ZLUG GDV %HWUDFKWXQJVIHOG DEJHVWHFNW YRQ ,QWHU 

HVVH LVW GLH 3ODQXQJ YRQ 0RQWDJHDQODJHQ XQG GHQ GDULQ VWDWWILQGHQGHQ 9RU 

JlQJHQ ± EHYRU GLH ZHVHQWOLFKHQ 3UREOHPH DXIJH]HLJW ZHUGHQ 'LHVH JU QGHQ 

VLFK DXI GLH JlQJLJH 3UD[LV GLH 0RQWDJHSODQXQJ PLW GHP 0RGHOO GHU $QODJH 

XQG WHLOZHLVHU 6LPXODWLRQ GHU $EOlXIH ]X EHHQGHQ 'HU 7UDQVIHU DXI GLH UHDOH 

$QODJH LVW VRPLW QLFKW GXUFKJlQJLJ $EVFKOLH‰HQG ZLUG GLH =LHOVHW]XQJ GHU 

$UEHLW DOV ÄGLH 3ODQXQJ XQG 6WHXHUXQJ HLQHU 0RQWDJHDQODJH LQQHUKDOE HLQHV 

$QVDW]HV³ IRUPXOLHUW ZHOFKH GXUFK )RUGHUXQJHQ RSHUDWLRQDOLVLHUEDU KHUXQWHU 

JHEURFKHQ ZLUG 

'LH LQ GHQ .DSLWHOQ XQG HQWZLFNHOWH XQG XPJHVHW]WH ,GHH I U HLQH NRQWLQX 

LHUOLFKH 3ODQXQJ GHV 0RQWDJHYRUJDQJV PLW DQVFKOLH‰HQGHU 6WHXHUXQJ YHUVWHKW 

VLFK DOV /|VXQJ GHU KLHU IRUPXOLHUWHQ 3UREOHPVWHOOXQJ 


'LH 'HILQLWLRQ GHU ]HQWUDOHQ %HJULIIH GLHVHU $UEHLW RULHQWLHUW VLFK DQ GHQ JlQJL 

JHQ 6WDQGDUGV YRU]XJVZHLVH DXV GHP 8PIHOG GHU 3URGXNWLRQVWHFKQLN 

'LH %HJULIIH Ã3ODQXQJµ XQG Ã6WHXHUXQJµ 

'HU %52&.+$86 OLHIHUW I U GLH EHLGHQ %HJULIIH IROJHQGH 'HILQLWLRQHQ 

Ä3ODQXQJ GHU JHLVWLJH DXFK RUJDQLVDWRULVFK XQG LQVWLWXWLRQHOO DXVJH 

IRUPWH 9RUJDQJ GXUFK $EVFKlW]XQJHQ (QWZ UIH XQG (QWVFKHLGXQJHQ 

IHVW]XOHJHQ DXI ZHOFKHQ :HJHQ PLW ZHOFKHQ 6FKULWWHQ LQ ZHOFKHU 

]HLWO XQG RUJDQLVDWRU $EIROJH XQWHU ZHOFKHQ 5DKPHQEHGLQJXQJHQ XQG 

VFKOLH‰OLFK PLW ZHOFKHQ .RVWHQ XQG )ROJHQ HLQ EHVWLPPWHV =LHO HUUHLFK 

EDU HUVFKHLQW $QWKURSRORJLVFK JHVHKHQ LVW 3 GHU 9HUVXFK GLH =XIlOOLJ 

NHLW GHU :HOW GLH 9LHOIDOW P|JO $OWHUQDWLYHQ XQG GLH =XNXQIWVXQVLFKHU 

KHLW DXFK GDV 1LFKWZLVVHQ EHU P|JO 1HEHQIROJHQ E]Z 5 FNNRSS 

OXQJVHIIHNWH YRQ +DQGOXQJHQ VR ]X UHGX]LHUHQ GDVV 5LVLNRPLQLPLHUXQJ 

XQG ]LHODGlTXDWH +DQGOXQJVDXVZDKO P|JOLFK ZHUGHQ 3 VWHOOW HLQHQ 

%HVWDQGWHLO XQG HLQH )XQNWLRQ GHV PHQVFKO 'HQNYHUP|JHQV GDU XQG LVW 

VR ZDV GLH %HVWLPPWKHLW XQG 9HUOlVVOLFKNHLW YRQ $QQDKPHQ XQG $XV 

VDJHQ DQJHKW EHVFKUlQNW ³ 

Ä6WHXHUXQJ DOOJ GLH (LQVWHOOXQJ (UKDOWXQJ RGHU 9HUlQGHUXQJ GHU =X 

VWlQGH HLQHV 6\VWHPV GXUFK H[WHUQH )HVWOHJXQJ HLQHU RGHU PHKUHUHU 

GDV 9HUKDOWHQ GHV 6\VWHPV EHVWLPPHQGHU *U|‰HQ RKQH 5 FNNRSS 

OXQJ ³ 

%HJULIIH GLH YRQ ZHQLJHU ]HQWUDOHU %HGHXWXQJ I U GLHVH $UEHLW VLQG ZHUGHQ VSlWHU DXFK EHU 

)X‰QRWHQ HUOlXWHUW hEHU GDV 6WLFKZRUWYHU]HLFKQLV VLQG GLHVH VFKQHOO DXIILQGEDU


'LH ',1 GHILQLHUW 6WHXHUXQJ DOV Ä9RUJDQJ LQ HLQHP 6\VWHP EHL GHP 

HLQH RGHU PHKUHUH *U|‰HQ DOV (LQJDQJVJU|‰HQ DQGHUH *U|‰HQ DOV $XVJDQJV 

JU|‰HQ DXIJUXQG GHU GHP 6\VWHP HLJHQW POLFKHQ *HVHW]Pl‰LJNHLWHQ EHHLQ 

IOXVVHQ ³ $OV ZLFKWLJHV .HQQ]HLFKHQ JLOW GDVV ÄGLH GXUFK (LQJDQJVJU|‰HQ EH 

HLQIOXVVWHQ $XVJDQJVJU|‰HQ QLFKW IRUWODXIHQG XQG QLFKW ZLHGHU EHU GLHVHOEHQ 

(LQJDQJVJU|‰HQ DXI VLFK VHOEVW ZLUNHQ ³ 'DEHL ZLUG HLQ 6\VWHP DOV ÄHLQH LQ 

HLQHP EHWUDFKWHWHQ =XVDPPHQKDQJ JHJHEHQH $QRUGQXQJ YRQ *HELOGHQ GLH 

PLWHLQDQGHU LQ %H]LHKXQJ VWHKHQ³ DQJHVHKHQ 'LH $QRUGQXQJ ÄZLUG DXIJUXQG 

EHVWLPPWHU 9RUJDEHQ JHJHQ EHU LKUHU 8PJHEXQJ DEJHJUHQ]W³ 

(LQH ZHLWHUH 'HILQLWLRQ YRQ 3ODQXQJ JLEW GHU 9', PLW Ä)HVWOHJHQ YRQ 

=LHOHQ VRZLH 9RUEHUHLWHQ YRQ $XIJDEHQ XQG )HVWOHJXQJ GHV $EODXIHV ]XU (U 

UHLFKXQJ GHU =LHOH³ 6WHXHUQ ZLUG KLHU DOV Ä9HUDQODVVHQ hEHUZDFKHQ XQG 6L 

FKHUQ GHU $XIJDEHQGXUFKI KUXQJ KLQVLFKWOLFK 0HQJH 7HUPLQ 4XDOLWlW XQG 

.RVWHQ³ EHVFKULHEHQ 

3ODQXQJ DOV (OHPHQW GHU LQQHUEHWULHEOLFKHQ 2UJDQLVDWLRQ ZLUG YRQ 5()$ 

D 6 I U GLH $QZHQGXQJVEHUHLFKH )HUWLJXQJ (QWZLFNOXQJ %H 

VFKDIIXQJ XQG $UEHLWVYRUEHUHLWXQJ GHILQLHUW 6LH EHVWHKW ÄLP V\VWHPDWLVFKHQ 

6XFKHQ XQG )HVWOHJHQ YRQ =LHOHQ VRZLH LP 9RUEHUHLWHQ YRQ $XIJDEHQ GHUHQ 

'XUFKI KUXQJ ]XP (UUHLFKHQ GHU =LHOH HUIRUGHUOLFK LVW³ 'DV =LHO LVW GDEHL ÄGHU 

YRUEHVWLPPWH =ZHFN YRQ $XIJDEHQ³ Ä$XIJDEHQ VLQG %HVFKUHLEXQJHQ GHU QRW 

ZHQGLJHQ 0D‰QDKPHQ ]XU (UUHLFKXQJ YRQ =LHOHQ³ ,P :HLWHUHQ ZLUG LQ =LHO 

XQG $XIJDEHQSODQXQJ XQWHUVFKLHGHQ OHW]WHUH WHLOW VLFK LQ 0LWWHOSODQXQJ 3HU 

VRQDO %HWULHEVPLWWHO XQG 0DWHULDO XQG $EODXISODQXQJ =XVDPPHQZLUNHQ GHU 

0LWWHO Ä'DV (UJHEQLV GHU 0LWWHOSODQXQJ VLQG ] % 3HUVRQDOEHGDUIVSOlQH ,Q 

YHVWLWLRQVSOlQH GDV (UJHEQLV GHU $EODXISODQXQJ VLQG 1HW]SOlQH $UEHLWVSOlQH 

0RQWDJHSOlQH XVZ ³ 

6WHXHUXQJ ZLUG LQ GLHVHP .RQWH[W GHILQLHUW DOV Ä9HUDQODVVHQ hEHUZDFKHQ 

XQG 6LFKHUQ GHU $XIJDEHQGXUFKI KUXQJ KLQVLFKWOLFK 0HQJH 7HUPLQ 4XDOLWlW 

XQG .RVWHQ³ V $EELOGXQJ 

2EHUEHJULII 

8QWHUEHJULII =LHOSODQXQJ 

$XIJDEHQ 

SODQXQJ 

9HUDQODVVXQJ hEHU 

ZDFKXQJ 

=HLW =XNXQIW 

*HJHQZDUW 

%HLVSLHOH I U 

DQGHUH 

%H]HLFK 

QXQJHQ 

3ODQXQJ 6WHXHUXQJ 

0D‰QDKPHQ 

XQG $EODXI 

SODQXQJ 

0LWWHOSODQXQJ 

6LFKHUXQJ 

9HUJDQJHQ 

KHLW 

'LVSRVLWLRQ .RQWUROOH 3U IXQJ 

$UEHLWVYRUEHUHLWXQJ 

5HJHOXQJ 

$EELOGXQJ 3ODQXQJ XQG 6WHXHUXQJ QDFK 5()$ D 6 

'DEHL LVW 9HUDQODVVHQ ÄHLQ WHUPLQRULHQWLHUWHU $QVWR‰ HLQ $XVO|VHQ GHU $XIJD 

EHQGXUFKI KUXQJ³ hEHUZDFKHQ ZLUG DOV Ä)HVWVWHOOHQ GHU $XIJDEHQHUI OOXQJ 

E]Z GHU $EZHLFKXQJ GHU ,VW YRQ GHQ 6ROO 'DWHQ³ EHVFKULHEHQ XQG 6LFKHUQ DOV 

Ä0D‰QDKPHQ ]XP 9HUPHLGHQ RGHU 9HUKLQGHUQ GHU $EZHLFKXQJHQ GHU ,VW YRQ 

GHQ 6ROO 'DWHQ³ 5()$ D 6 (V ZLUG GDUDXI KLQJHZLHVHQ GDVV


GLHVH %HJULIIVEHVWLPPXQJ HLJHQWOLFK GHP Ã5HJHOQµ LQ GHU ',1 HQW 

VSUlFKH 5()$ D 6 

,Q GLHVHU $UEHLW ZHUGHQ GLH %HJULIIH 3ODQXQJ XQG 6WHXHUXQJ KDXSWVlFKOLFK LP 

8PIHOG GHU 0RQWDJHDQODJH HLQJHVHW]W VRGDVV LQ GLHVHP )DOO GLH 'HILQLWLRQ 

QDFK 5()$ DXIJUXQG LKUHU NRQNUHWHUHQ )RUPXOLHUXQJ GLH JHHLJQHWVWH LVW 'LH 

0RQWDJHSODQXQJ LVW LQ LKUHQ .HUQEHUHLFKHQ GHU 0LWWHOSODQXQJ %HWULHEVPLWWHO 

DXVZDKO /D\RXWJHVWDOWXQJ XQG $EODXISODQXQJ *HVWDOWXQJ GHV 0RQWDJHYRU 

JDQJV ]X]XRUGQHQ 

:HLWHUH %HJULIIH 

1DFK %52&.+$86 LVW 0RQWDJH Ä>IU] ]X PRQWHU DXFK ªKLQDXIEULQJHQ© 

ªDXIZlUWV VWHLJHQ© HLJWO ªDXI HLQHQ %HUJ VWHLJHQ©@ DOOJHPHLQ GDV =XVDPPHQ 

VHW]HQ YRQ (LQ]HOWHLOHQ³ 

'HU 9', GHILQLHUW LP 8PIHOG GHU 3URGXNWLRQVWHFKQLN 0RQWDJH DOV Ä=X 

VDPPHQEDX YRQ 7HLOHQ XQG RGHU *UXSSHQ ]X (U]HXJQLVVHQ RGHU ]X *UXSSHQ 

K|KHUHU (U]HXJQLVHEHQH LQ GHU )HUWLJXQJ³ 

'LH ]ZHLWH (UNOlUXQJ LVW LP 3ULQ]LS HLQH NRQNUHWHUH )RUP GHU HUVWHQ 'HU %H 

JULII 0RQWDJH ZLUG DXFK LQ GLHVHU $UEHLW DXIJUXQG GHV %H]XJV ]XU SURGXNWL 

RQVWHFKQLVFKHQ $QODJH VR YHUVWDQGHQ GDVV VRZRKO (LQ]HOWHLOH DOV DXFK WHLO 

PRQWLHUWH *UXSSHQ PLW ZHLWHUHQ ]XVDPPHQJHEDXW ZHUGHQ 

'LH ',1 EHVFKUHLEW HLQHQ 3UR]HVV DOV Ä*HVDPWKHLW YRQ DXIHLQDQGHU 

HLQZLUNHQGHQ 9RUJlQJHQ LQ HLQHP 6\VWHP GXUFK GLH 0DWHULH (QHUJLH RGHU 

DXFK ,QIRUPDWLRQ XPJHIRUPW WUDQVSRUWLHUW RGHU DXFK JHVSHLFKHUW ZLUG ³ 

%$57+(/0(‰ VLHKW DOV Ä=LHO MHGHV 0RQWDJHSUR]HVVHV > @ DXV HLQ]HOQHQ .|U 

SHUQ (LQ]HOWHLOHQ RGHU %DXJUXSSHQ DEHU DXFK IRUPORVHQ 6WRIIHQ ] % 

6FKPLHUVWRII RGHU .OHEVWRII WHFKQLVFKH *HELOGH PLW HLQHU YRUJHJHEHQHQ %DX 

VWUXNWXU ]X HU]HXJHQ 6 ³ 

'HU LQ GLHVHU $UEHLW YHUZHQGHWH %HJULII GHU 0RQWDJHYRUJDQJVEHVFKUHLEXQJ 

XPIDVVW GLH VWUXNWXULHUWH 'DUVWHOOXQJ GHU ]XU 0RQWDJH HLQHV (QGSURGXNWHV HU 

IRUGHUOLFKHQ 7HLOVFKULWWH LQ LKUHU 5HLKHQIROJH 'LHVH 7HLOVFKULWWH N|QQHQ GDEHL 

GLUHNW PLW GHP 3URGXNW RGHU GHVVHQ %HVWDQGWHLOHQ GXUFKJHI KUW ZHUGHQ RGHU 

DOOHLQ YRQ GHU 0RQWDJHHLQULFKWXQJ GXUFKJHI KUWH DEHU I U GHQ *HVDPWHUIROJ 

QRWZHQGLJH 6FKULWWH %HLVSLHO :HUN]HXJZHFKVHO VHLQ $OV V\QRQ\PHU %HJULII 

I U GLH 0RQWDJHYRUJDQJVEHVFKUHLEXQJ ZLUG KLHU DXFK 0RQWDJHSUR]HVV EH 

QXW]W 

'HP JHJHQ EHU VWHKW GHU %HJULII (LQ]HOSUR]HVV 'LHV LVW LQ GLHVHP .RQWH[W 

GLH GHWDLOOLHUWH %HWUDFKWXQJ GHU GLYHUVHQ 7HLOYRUJlQJH EHLP 0RQWLHUHQ ZLH 

6FKUDXEHQ .OHEHQ 7R[HQ HWF GLH PHLVW PLW HLQHP HLQ]HOQHQ VSH]LDOLVLHUWHQ 

%HWULHEVPLWWHO VWDWWILQGHQ 'LH (LQ]HOSUR]HVVH ZHUGHQ LQ GLHVHU $UEHLW MHGRFK 

QXU YRQ DX‰HQ EHWUDFKWHW XQG ELOGHQ VRPLW (OHPHQWH GHU EHUJHRUGQHWHQ 0RQ 

WDJHYRUJDQJVEHVFKUHLEXQJ E]Z GHV EHUJHRUGQHWHQ 0RQWDJHSUR]HVVHV 

8QWHU *HVWDOWXQJVREMHNW LVW KLHU GDV =LHOREMHNW HLQHU DNWXHOO GXUFKJHI KUWHQ 

3ODQXQJ ]X YHUVWHKHQ (V ZLUG LP 5DKPHQ GHU 3ODQXQJ HLQPDO LQVWDQ]LHUW GD 

QDFK GXUFK GLH HLQ]HOQHQ 3ODQXQJVVFKULWWH ZRP|JOLFK LWHUDWLY PHKUIDFK GHIL


QLHUW XQG GHWDLOOLHUW ,P 5DKPHQ GHU LQWHJULHUWHQ 0RQWDJHSODQXQJ ZHUGHQ LQV 

EHVRQGHUH GLH *HVWDOWXQJVREMHNWH 3URGXNW 0RQWDJHYRUJDQJVEHVFKUHLEXQJ 

XQG 0RQWDJH $QODJH EHDUEHLWHW 

%HWUDFKWXQJVEHUHLFK GHU $UEHLW 

'DV EHUJHRUGQHWH %HWUDFKWXQJVIHOG ELOGHW GLH LQGXVWULHOOH 8QWHUQHKPXQJ 'DV 

RULJLQlUH Ä=LHO HLQHV 3URGXNWLRQVEHWULHEHV LVW HV *HOG ]X YHUGLHQHQ *2/'5$77 

&2; 6 ³ 'D]X ZHUGHQ LQ GHU 5HJHO 3URGXNWH HQWZLFNHOW GLH (LQ 

]HOWHLOH JHIHUWLJW XQG VFKOLH‰OLFK PRQWLHUW 

'HU %HWUDFKWXQJVEHUHLFK GHU YRUOLHJHQGHQ $UEHLW XPIDVVW GDV =XVDPPHQVSLHO 

YRQ 3URGXNW 0RQWDJHYRUJDQJVEHVFKUHLEXQJ XQG 0RQWDJHDQODJH VFKZHU 

SXQNWPl‰LJ ZlKUHQG GHU 3ODQXQJ DEHU DXFK LQ GHU hEHUJDQJVSKDVH ]XU ,QEH 

WULHEQDKPH XQG 1XW]XQJ GHU 0RQWDJHDQODJH ,Q $EELOGXQJ LVW GLHVHU %HUHLFK 

JUDX XQWHUOHJW 

 

 

 

 

 

3URGXNW 

 

 

 

Ã 

 

ÃÃ 

 

0RQWDJH 

YRUJDQJ 

 

 

 

 

 

 

0RQWDJH 

DQODJH 

 

 

 

Ã 

 

ÃÃ 

 

 

 

 

 

 

 

 

Ã 

 

 

$EELOGXQJ %HWUDFKWXQJVEHUHLFK GLHVHU $UEHLW 

'DEHL ZLUG LQ GLHVHU $UEHLW XQWHU .RQVWUXNWLRQ XQG 3ODQXQJ GLH 6DPPOXQJ GHU 

QRWZHQGLJHQ $UEHLWVVFKULWWH ]XU *HVWDOWXQJ HLQHV 3URGXNWHV HLQHV 0RQWDJH 

DEODXIHV E]Z HLQHU 0RQWDJHDQODJH YHUVWDQGHQ GLH YRQ 0LWDUEHLWHUQ DXV YHU 

VFKLHGHQHQ IDFKOLFKHQ $EWHLOXQJHQ HUOHGLJW ZHUGHQ N|QQHQ XQG P VVHQ 'LH 

%HQHQQXQJ XQG 8QWHUVFKHLGXQJ EH]LHKW VLFK DOVR DXI GDV *HVWDOWXQJVREMHNW 

QLFKW DXI GLH DXIEDXRUJDQLVDWRULVFKHQ )UDJHVWHOOXQJHQ LQ GHQ 8QWHUQHKPHQ 

ZHOFKH KLHU QLFKW EHU FNVLFKWLJW ZHUGHQ



,P W\SLVFKHQ $EODXI HLQHU 3URGXNWHQWZLFNOXQJ KHUUVFKW PHLVW LPPHU QRFK HLQH 

.OXIW ]ZLVFKHQ GHQ %HUHLFKHQ .RQVWUXNWLRQ XQG 3ODQXQJ DXI GHU HLQHQ XQG 

5HDOLVLHUXQJ DXI GHU DQGHUHQ 6HLWH 'HU *HGDQNH GHV 6LPXOWDQHRXV (QJLQH 

HULQJ 6( E]Z DOV :HLWHUHQWZLFNOXQJ DXFK &RQFXUUHQW RGHU &RRSHUDWLYH 

(QJLQHHULQJ &( JHQDQQW ZXUGH ODXW 6:((1(< EHUHLWV LP -DKUH 

YRQ : - $EHUQDWK\ HUVWPDOV IRUPXOLHUW 'LH ,GHH GHU SDUDOOHOHQ (QWZLFNOXQJ 

EHU GLH *UHQ]HQ GHU )DFKDEWHLOXQJHQ KLQZHJ ZXUGH HUVW LQ GHQ OHW]WHQ ]HKQ 

-DKUHQ KDXSWVlFKOLFK EHL GHU ,QWHJUDWLRQ GHU IU KHQ (QWZLFNOXQJVSKDVHQ YRQ 

0LWDUEHLWHUQ GHU $EWHLOXQJHQ .RQVWUXNWLRQ )HUWLJXQJVSODQXQJ XQG 0RQWDJH 

SODQXQJ LPSOHPHQWLHUW ZRGXUFK VLFK LQVJHVDPW HLQH 9HUN U]XQJ GHU (QWZLFN 

OXQJV]HLWHQ HU]LHOHQ OLH‰ ] % 5$1.< %8//,1*(5 :$56&+$7 

(9(56+(,0 8 $ 5(,1+$57 8 $ :HLWHUKLQ VHSDUDW ILQGHQ GDQDFK 

HUVW GLH (QWZLFNOXQJ GHU 6WHXHUXQJVDEOlXIH XQG ,QEHWULHEQDKPH GHU $QODJHQ 

KDUGZDUH VWDWW 

=XGHP LVW GLH %HWUDFKWXQJVZHLVH LQ GHU 0RQWDJHSODQXQJ VHOEVW NDXP DEODXI 

RULHQWLHUW 0HLVWHQV ZLUG LQ GHQ EHLGHQ VWDWLVFKHQ .DWHJRULHQ 3URGXNW XQG $Q 

ODJH E]Z 0RQWDJH]HOOH JHGDFKW 'DV =LHO GHU (QWZLFNOXQJ LVW GDQQ YLHOIDFK LQ 

HUVWHU /LQLH GLH (UVWHOOXQJ GLJLWDOHU 0RGHOOH GHV 3URGXNWHV &$' 0RGHOO VHOWH 

QHU DXFK GHU 3URGXNWLRQVHLQULFKWXQJ ' =HOOHQOD\RXW ' ' 0RGHOO I U GLH 

$EODXIVLPXODWLRQ 'HU 0RQWDJHYRUJDQJVEHVFKUHLEXQJ VHOEVW ZLUG RIW QXU HLQ 

JHULQJHV 0D‰ DQ $XIPHUNVDPNHLW JHVFKHQNW 'LH 0RQWDJH ÃILQGHW GDQQ HEHQ 

VWDWWµ XQG ZLUG LQ GHU 3ODQXQJ OHGLJOLFK EHU JHVFKlW]WH =HLWHQ DQ GHQ HLQ]HO 

QHQ 6WDWLRQHQ EHU FNVLFKWLJW 'LH $XVGHWDLOOLHUXQJ GHU 9RUJDQJVEHVFKUHLEXQJ 

HUIROJW HUVW EHL GHU ,QVWDOODWLRQ GHU $QODJHQKDUGZDUH XQG GHU &RGLHUXQJ GHV 

6WHXHUXQJVSURJUDPPV 

'HU (LQVWLHJ I U GLHVH QDFKJHODJHUWH 6WHXHUXQJVHQWZLFNOXQJ LVW KlXILJ GHU UX 

GLPHQWlU EHVFKULHEHQH $EODXI LQQHUKDOE GHU 3URGXNWLRQVDQODJH ZHOFKHU GDQQ 

LP HQWVSUHFKHQGHQ (QWZLFNOXQJVZHUN]HXJ RIWPDOV VRJDU QHX PRGHOOLHUW ZHU 

GHQ PXVV ZHLO GLHVH 6\VWHPH QLFKW DXI GLH 'DWHQ GHU 3ODQXQJVZHUN]HXJH GHU 

YRUDQJHJDQJHQHQ (QWZLFNOXQJVVWXIHQ DXIVHW]HQ N|QQHQ +(,0%(5* )5(< 

EHPlQJHOQ GLHVHV 'HIL]LW DQ 5HFKQHUXQWHUVW W]XQJ LP %HUHLFK GHU 3UR 

GXNWLRQVSODQXQJ V $EELOGXQJ :lKUHQG LQ GHU 3URGXNWNRQVWUXNWLRQ GLH 

5HFKQHUXQWHUVW W]XQJ LQVEHVRQGHUH GXUFK GHQ (LQVDW] YRQ &$' 6\VWHPHQ 

XQG ]XJUXQGHOLHJHQGHQ 3URGXNWGDWHQ 0DQDJHPHQW 3'0 6\VWHPHQ HLQHQ 

UHODWLY KRKHQ *UDG DQ $XWRPDWLVLHUXQJ HUUHLFKHQ NRQQWH VWHKW GLH 3URGXNWL 

RQVSODQXQJ RIIHQVLFKWOLFK HUVW DP %HJLQQ HLQHU $XWRPDWLVLHUXQJVZHOOH


Automatisierungsgrad 

CAD CAPE- automatisierte 

Werkzeuge Betriebsmittel 

Konstruktion 

Prozeß- 

Planung 

Industrieller Prozeß 

Produktion 

$EELOGXQJ %HGDUI DQ UHFKQHUJHVW W]WHU 3UR]HVVSODQXQJ 

+(,0%(5* )5(< 

1HEHQ GLHVHU IHKOHQGHQ KRUL]RQWDOHQ 'XUFKJlQJLJNHLW HQWODQJ GHV LQGXVWULHOOHQ 

3UR]HVVHV JLEW HV ]XGHP QRFK NHLQ 5HFKQHUZHUN]HXJ ZHOFKHV HLQH YHUWLNDOH 

'XUFKJlQJLJNHLW EHU GLH (EHQHQ GHU 3URGXNWLRQVVWHXHUXQJ V $EELOGXQJ 

ELHWHW 6RPLW NRPPW HV ]X %U FKHQ LQQHUKDOE GHV %HUHLFKV GHU 3URGXNWLRQV 

SODQXQJ VHOEVW GLH ]ZLVFKHQ GHQ HLQ]HOQHQ YHUWLNDOHQ +LHUDUFKLHVWXIHQ DXI 

WUHWHQ 

(EHQH 3ODQXQJVKRUL]RQW 

3ODQXQJVHEHQH 

/HLWVWHXHUXQJVHEHQH 

=HOOHQVWHXHUXQJVHEHQH 

0DVFKLQHQVWHXHUXQJVHEHQH 

$NWRU 6HQVRUHEHQH 

:RFKH 7DJ 

7DJ 6WXQGH 

6WXQGH PLQ 

PLQ VHN 

VHN PVHN 

$QIRUGHUXQJHQ ,QIRUPDWLRQVWHFKQLN 

'DWHQPHQJH 5HDNWLRQV]HLW 

0%\WH 

0%\WH 

N%\WH 

%\WH 

%LW 

PLQ 

VHN 

VHN 

PVHN 

PVHN 

$EELOGXQJ 'LH (EHQHQ GHU 3URGXNWLRQVVWHXHUXQJ 

QDFK 0,/%(5* %(1'(5 

'LH $XVJDQJVVLWXDWLRQ LVW LQ $EELOGXQJ ]XVDPPHQJHIDVVW (LQHUVHLWV GRPL 

QLHUW GLH 3URGXNWHQWZLFNOXQJ GLH 3ODQXQJ GHU 0RQWDJHDQODJH VRZLH GHV 0RQ 

WDJHYRUJDQJV DQGHUHUVHLWV LVW GLH 0RQWDJHYRUJDQJVSODQXQJ VHOEVW QLFKW 

GXUFKJlQJLJ (V WUHWHQ PHWKRGLVFK XQG ZHUN]HXJWHFKQLVFK LPPHU ZLHGHU 

6FKQLWWVWHOOHQ PLW HQWVSUHFKHQGHQ 9HUOXVWHQ DXI 

 

'LHVHV (EHQHQPRGHOO ZLUG LQ QDFKIROJHQGHP .DSLWHO DXIJHJULIIHQ XQG YHUWLHIW 

EHKDQGHOW

=LHOVHW]XQJ 

9RUJDQJV 

SODQXQJ 

=LHOVHW]XQJ 

3URGXNW 

 

3URGXNW 

.RQVWUXNWLRQ 

 

Ã 

 

0RQWDJHYRUJDQJ 

 

Ã 

$EELOGXQJ $XVJDQJVVLWXDWLRQ 

$QODJHQ 

SODQXQJ 

$QODJH 

(LQH XPIDVVHQGH ,GHH ]XU 6FKOLH‰XQJ GHU EHVFKULHEHQHQ / FNH LP %HUHLFK 

GHU 3URGXNWLRQVSODQXQJ V .DSLWHO VNL]]LHUHQ ,:$7$ 8 $ 6LH IRU 

GHUQ GUHL ZHVHQWOLFKH 0D‰QDKPHQ 

(LQH ,QWHJUDWLRQ YRQ $NWLYLWlWHQ DXV GHP 3URGXNWOHEHQV]\NOXV EHU 

HLQH GXUFKJlQJLJH 9HUZHQGXQJ GHU 'DWHQ YRQ 'HVLJQ ELV :DUWXQJ 

(LQH ,QWHJUDWLRQ YRQ 5HVVRXUFHQ DXI JOHLFKHP VHPDQWLVFKHQ /HYHO 

DOOHU 0DVFKLQHQ 

(LQH ,QWHJUDWLRQ YRQ UHDOHU XQG YLUWXHOOHU :HOW KLHU VROOHQ UHDOH 3URGXN 

WLRQVHLQULFKWXQJHQ XP YLUWXHOOH HUJlQ]W RGHU GHU 6WDWXV GHU UHDOHQ EHU GLH 

YLUWXHOOHQ 0DVFKLQHQ EHUZDFKW ZHUGHQ N|QQHQ 

'LHVH JHQHUHOOH 9LVLRQ JLEW GLH DNWXHOOH 6WR‰ULFKWXQJ YLHOHU )RUVFKXQJVJUXS 

SHQ I U GLH QlFKVWHQ -DKUHQ ZLHGHU VLH KDUUW DEHU QRFK GHU 8PVHW]XQJ V .D 

SLWHO 

'DV =LHO GLHVHU $UEHLW LVW HLQHQ :HJ I U GLH 5HDOLVLHUXQJ GLHVHU 9LVLRQ LP %H 

UHLFK GHU 0RQWDJHSODQXQJ ]X EHVFKUHLEHQ 'HU )RNXV OLHJW GDEHL JHPl‰ 

RELJHU (LQWHLOXQJ YRQ ,:$7$ 8 $ DXI GHU ,QWHJUDWLRQ GHU $NWLYLWlWHQ VR 

ZLH GHU ,QWHJUDWLRQ YRQ 5HVVRXUFHQ DXI JOHLFKHP VHPDQWLVFKHQ /HYHO 'DV 

EHGHXWHW GLH GXUFKJlQJLJH PHWKRGLVFKH XQG ZHUN]HXJWHFKQLVFKH 8QWHUVW W 

]XQJ GHV 9RUJHKHQV YRQ GHU 3ODQXQJ ELV KLQ ]XU ,QEHWULHEQDKPH GHU 0RQWD 

JHDQODJH ,QVEHVRQGHUH VROO HLQH HUQHXWH 0RGHOOHUVWHOOXQJ I U GLH $QODJHQ 

VWHXHUXQJ YHUPLHGHQ ZHUGHQ 'XUFK VXN]HVVLYHV $XIEDXHQ HLQHV JHHLJQHWHQ 

0RGHOOV ZlKUHQG GHU 3ODQXQJ VROO HLQ NRQWLQXLHUOLFKHU hEHUJDQJ LQ GLH 5HDOLWlW


HUP|JOLFKW ZHUGHQ +LHUGXUFK ZLUG LQ JHZLVVHP 8PIDQJ DXFK GLH ,QWHJUDWLRQ 

YRQ UHDOHU XQG YLUWXHOOHU :HOW DEJHGHFNW ZREHL GDV HKHU HLQ 1HEHQHIIHNW GHU 

RELJHQ =LHOVHW]XQJ LVW 

$OV )D]LW OlVVW VLFK IHVWKDOWHQ ,Q GLHVHU $UEHLW VROO HLQ JDQ]KHLWOLFKHU $QVDW] I U 

GLH 3ODQXQJ XQG 6WHXHUXQJ YRQ DXWRPDWLVLHUWHQ 0RQWDJHYRUJlQJHQ HQWZLFNHOW 

ZHUGHQ +LHUI U LVW VRZRKO HLQ PHWKRGLVFKHV 9RUJHKHQ DOV DXFK HLQ 

5HFKQHUZHUN]HXJ HUIRUGHUOLFK 

)RUGHUXQJHQ 

'LH REHQ IRUPXOLHUWH DEVWUDNWH =LHOVHW]XQJ LVW LQ RSHUDWLRQDOLVLHUEDUH 7HLO]LHOH 

DXI]XWHLOHQ VRGDVV DEJHVFKORVVHQH +DQGOXQJVIHOGHU HQWVWHKHQ LQ GHQHQ HV 

/|VXQJVDQVlW]H DXI]XEDXHQ JLOW $EVFKOLH‰HQG LVW GLH =LHOHUI OOXQJ GHV 

$QVDW]HV EH] JOLFK GLHVHU )RUGHUXQJHQ ]X EHXUWHLOHQ 

)RUGHUXQJ 

'LH 3UR]HVVSODQXQJ VWHKW DQ HUVWHU 6WHOOH GHU %H 

WUDFKWXQJ YRU /D\RXWSODQXQJ 3URGXNWJHVWDOWXQJ 

:LH LQ GHU 3UREOHPVWHOOXQJ GDUJHOHJW V .DSLWHO WULIIW PDQ LQ GHU (QWZLFN 

OXQJ KlXILJ DXI HLQH IXQNWLRQDOH 7UHQQXQJ ]ZLVFKHQ 3URGXNWNRQVWUXNWLRQ XQG 

$QODJHQSODQXQJ -HGH 'LV]LSOLQ KDW LKU HLJHQHV 9HUVWlQGQLV HLQHV JXWHQ 0RQ 

WDJHDEODXIV XQG EHWUDFKWHW MHZHLOV GDV 3URGXNW E]Z GLH $QODJH EHUZLHJHQG 

LVROLHUW ) U GHQ 0RQWDJHYRUJDQJ VHOEVW JLEW HV NHLQH NRQNUHWH =XVWlQGLJNHLW 

VRGDVV LKP LP 3ODQXQJVDEODXI QXU HLQH JHULQJH 3ULRULWlW EHLJHPHVVHQ ZLUG 

,P UHDO DEODXIHQGHQ 0RQWDJHSUR]HVV DEHU VWHKHQ GLH 3URGXNWNRPSRQHQWHQ 

XQG $QODJHQNRPSRQHQWHQ QLFKW QXU LQ HQJHU :HFKVHOZLUNXQJ XQWHUHLQDQGHU 

VRQGHUQ YLHOPHKU JHJHQHLQDQGHU *HUDGH KLHU WUHWHQ GDQQ GLH 3UREOHPH DXI 

GDVV ] % WURW] DXIZHQGLJHU 3URGXNW XQG %HWULHEVPLWWHONRQVWUXNWLRQ GDV VNL] 

]LHUWH 6WHXHUXQJVNRQ]HSW QLFKW XP]XVHW]HQ LVW RGHU LP ([WUHPIDOO 7HLOH DXI GHU 

$QODJH QLFKW ]X PRQWLHUHQ VLQG 'LH 8UVDFKH LVW LQ GHU XQ]XUHLFKHQGHQ 3OD 

QXQJ GHV $EODXIV ]X ILQGHQ 

'DUDXV Ol‰W VLFK GLH )RUGHUXQJ DEOHLWHQ GDVV GHU 0RQWDJHYRUJDQJVEH 

VFKUHLEXQJ DOVR GHU 9HUNQ SIXQJ YRQ 3URGXNW XQG $QODJH HLQ K|KHUHU 6WHO 

OHQZHUW EHL]XPHVVHQ LVW ,P KLHU YHUIROJWHQ $QVDW] VWHKW GLH 3UR]HVVSODQXQJ 

LP 9RUGHUJUXQG YRU GHU /D\RXWSODQXQJ E]Z 3URGXNWJHVWDOWXQJ I U GLHVH 

%HUHLFKH NDQQ DXI EHUHLWV HWDEOLHUWH 0HWKRGHQ ]XU FNJHJULIIHQ ZHUGHQ 

'LHVH 3UR]HVVEHVFKUHLEXQJ ZLUG QXQ LP /DXIH GHU 0RQWDJHSODQXQJ DOV HLJHQ 

VWlQGLJHV *HVWDOWXQJVHOHPHQW QHEHQ 3URGXNW XQG $QODJH NRQWLQXLHUOLFK DXIJH 

EDXW XQG LQ HLQHP 0RGHOO DEJHOHJW 1XU GDQQ LVW HV P|JOLFK YRQ GHU (UPLWW 

OXQJ GHU 5HLKHQIROJHEH]LHKXQJ GHU .RPSRQHQWHQ ELV ]XU $QODJHQVWHXHUXQJ 

HLQH JHVFKORVVHQH (QWZLFNOXQJVNHWWH ]X GXUFKODXIHQ

)RUGHUXQJHQ 

)RUGHUXQJ 

:HFKVHOVHLWLJH %HU FNVLFKWLJXQJ YRQ $QODJHQ XQG 

3URGXNWHLQIO VVHQ 

9LHOH GHU EHNDQQWHQ 3ODQXQJV XQG (QWZLFNOXQJVPHWKRGHQ KDEHQ LP .HUQ 

QRFK LPPHU GHQ WUDGLWLRQHOOHQ .DXVDO]XVDPPHQKDQJ 'LH 3URGXNWNRQVWUXNWLRQ 

JHKW LQ 9RUOHLVWXQJ GLH EULJHQ 'LV]LSOLQHQ VLQG =XDUEHLWHU 6HOEVW LQ =HLWHQ 

GHV 6LPXOWDQHRXV (QJLQHHULQJ LVW GLH 3URGXNWGHILQLWLRQ VWHWV HLQ 6W FN YRUDXV 

XQG VWHFNW GDV ZHLWHUH )HOG DE DXFK ZHQQ DOOJHPHLQH +LQZHLVH ]XU 0RQWDJH 

JHUHFKWKHLW HWF LGHDOHUZHLVH (LQIOXVV QHKPHQ NRQQWHQ *OHLFK]HLWLJ VW|KQHQ 

GLH 9HUDQWZRUWOLFKHQ GHU 8QWHUQHKPHQ DOOHQWKDOEHQ EHU GLH N U]HUHQ 3URGXNW 

OHEHQV]\NOHQ DXI GHP 0DUNW ,QIROJHGHVVHQ VLQG VLH JH]ZXQJHQ GLH (QWZLFN 

OXQJV]HLW EHL JOHLFKHU SULQ]LSLHOOHU 9RUJHKHQVZHLVH ]X VWUDIIHQ 

:HQQ DEHU GLH =HLWHQ I U GLH $QODJHQDPRUWLVDWLRQ ZHLWHU DQWHLOLJ JHJHQ EHU 

GHQ 3URGXNWLRQV]HLWHQ HLQHU 3URGXNWJHQHUDWLRQ ]XQHKPHQ PXVV KLHU HLQ 8P 

GHQNHQ HUIROJHQ (V VLQG )lOOH YRUVWHOOEDU LQ GHQHQ OHGLJOLFK EHL :LHGHUYHU 

ZHQGHQ EHVWHKHQGHU $QODJHQ WHLOH EHL GHU +HUVWHOOXQJ GHU QDFKIROJHQGHQ 

3URGXNWJHQHUDWLRQ HLQ DXVUHLFKHQGHU .DSLWDOU FNIOXVV HU]LHOW ZLUG XP GLH ,Q 

YHVWLWLRQ ]X ILQDQ]LHUHQ $EHU HV LVW DXFK GHQNEDU GDVV QXU GXUFK GHQ (LQVDW] 

HLQHU EDKQEUHFKHQG ELOOLJHQ QHXHQ )HUWLJXQJVWHFKQRORJLH HLQ NRQNXUUHQ]IlKL 

JHU .RVWHQVDW] I U HLQ QHXHV 3URGXNW HUUHLFKW ZHUGHQ NDQQ +LHU LVW GDQQ HEHQ 

GDV 3URGXNW DQ GLH *HJHEHQKHLWHQ LQ GHU 0RQWDJH DQ]XSDVVHQ 

1DFK ZLH YRU P VVHQ GLH 3URGXNWH DXFK DWWUDNWLY I U GHQ .XQGHQ JHVWDOWHW 

VHLQ ZRUDXV VLFK EHLVSLHOVZHLVH 2EHUIOlFKHQEHKDQGOXQJHQ XQG GLH ) JH 

WHFKQRORJLH GHV *HKlXVHV DEOHLWHQ ODVVHQ 

'LH %HU FNVLFKWLJXQJ GLHVHU hEHUOHJXQJHQ I KUW ]X GHU )RUGHUXQJ GDVV LP 

(QWZLFNOXQJVDEODXI HLQH ZHFKVHOVHLWLJH %HU FNVLFKWLJXQJ YRQ (LQIO VVHQ 

GHU $QODJH ZLH GHV 3URGXNWHV VWDWWILQGHQ PXVV 'LH JHVDPWH (QWZLFNOXQJV 

YRUJHKHQVZHLVH LVW DQ GLHVH QHXH 6LFKWZHLVH DQ]XSDVVHQ 

)RUGHUXQJ 

'XUFKJlQJLJNHLW YRQ GHU ,GHH ELV ]XU 5HDOLVLHUXQJ 

'HU]HLW EHVWHKHQ PHWKRGLVFKH XQG GDWHQWHFKQLVFKH %U FKH ]ZLVFKHQ GHQ 

HLQ]HOQHQ 3ODQXQJVVFKULWWHQ LQVEHVRQGHUH DEHU EHVWHKW HLQH .OXIW ]ZLVFKHQ 

3ODQXQJ XQG ,QEHWULHEQDKPH YRQ 0RQWDJHDQODJHQ 'XUFK GLHVH 6FKQLWWVWHOOHQ 

]ZLVFKHQ GHQ XQWHUVFKLHGOLFKHQ =XVWlQGLJNHLWHQ 9RUJHKHQVZHLVHQ XQG HLQ 

JHVHW]WHQ :HUN]HXJHQ HQWVWHKHQ LP 3ODQXQJVDEODXI XQQ|WLJ KRKH =HLW XQG 

'DWHQYHUOXVWH 'LH 9HUOXVWH ODVVHQ VLFK EHL JHHLJQHWHU 8QWHUVW W]XQJ LQ 5DWLR 

QDOLVLHUXQJVSRWHQWLDOH EHUI KUHQ 

+LHUDXV OHLWHW VLFK GLH )RUGHUXQJ QDFK HLQHP GXUFKJlQJLJHQ $QVDW] YRQ GHU 

HUVWHQ *HVWDOWXQJVLGHH ELV ]XU 5HDOLVLHUXQJ GHU $QODJH DE 'DEHL PXVV GLH 

'XUFKJlQJLJNHLW ELGLUHNWLRQDO JHJHEHQ VHLQ GDPLW GLH 7HLOHUJHEQLVVH I U OR 

JLVFK QDFKIROJHQGH 6FKULWWH XQPLWWHOEDU ZHLWHUYHUZHQGHW ZHUGHQ N|QQHQ XQG 

XP LQ 3ODQXQJVLWHUDWLRQHQ DXI GLH ELVKHULJHQ (UJHEQLVVH ]XU FNJUHLIHQ XQG 

GLHVH GLUHNW EHUDUEHLWHQ ]X N|QQHQ

6WDQG GHU 7HFKQLN XQG GHU )RUVFKXQJ 


=XQlFKVW ZHUGHQ LQ GLHVHP .DSLWHO HLQLJH LQIRUPDWLRQV XQG VWHXHUXQJVWHFKQL 

VFKH %DVLVWHFKQRORJLHQ YRUJHVWHOOW V .DSLWHO XQG GLH WHLOZHLVH EH 

UHLWV GXUFK 1RUPHQ VWDQGDUGLVLHUW VLQG 'LHVH 9RUVWHOOXQJHQ ZHUGHQ MHZHLOV 

GXUFK HLQ NXU]HV 5HV PHH LP 6LQQH HLQHU =XVDPPHQIDVVXQJ GHV ,QKDOWV 

± RKQH %HZHUWXQJ ± DEJHUXQGHW ,P :HLWHUHQ ZHUGHQ DOOJHPHLQH %HLWUlJH ]XU 

(QWZLFNOXQJV XQG 3ODQXQJVXQWHUVW W]XQJ DOV *UXQGODJHQLQIRUPDWLRQ DXIJH 

I KUW V .DSLWHO VRZHLW GLHV QLFKW EHUHLWV EHL GHU IXQGDPHQWDOHQ %HJULIIV 

NOlUXQJ XQG 'HILQLWLRQ LP YRUDQJHJDQJHQHQ .DSLWHO HUIROJW LVW 

'HU HLJHQWOLFKH +DXSWWHLO GHV .DSLWHOV VWHOOW GLH %HUHLFKH 0RQWDJHSODQXQJ 

3UR]HVVSODQXQJ XQG 6WHXHUXQJVHQWZLFNOXQJ JHQDXHU YRU V .DSLWHO 

,Q GLHVHQ GUHL 7HLONDSLWHOQ HUIROJW HLQH 8QWHUVFKHLGXQJ ]ZLVFKHQ HWDEOLHUWHQ 

9RUJHKHQVZHLVHQ XQG NRPPHU]LHOO HUKlOWOLFKHQ 6\VWHPHQ HLQHUVHLWV XQG )RU 

VFKXQJVDQVlW]HQ DQGHUHUVHLWV +LHU ILQGHW ]XGHP HLQH %HXUWHLOXQJ KLQVLFKOLFK 

GHU Ã%UDXFKEDUNHLWµ GHU HLQ]HOQHQ %HLWUlJH ]XU (UI OOXQJ GHU YHUIROJWHQ =LHO 

VHW]XQJ VWDWW (V ZLUG GDUDXI YHU]LFKWHW I U MHGHQ YRUJHVWHOOWHQ $QVDW] LQ GHU 

(LQ]HOYRUVWHOOXQJ HLQH 5HIOH[LRQ DQ GHQ GUHL )RUGHUXQJHQ ]X SUlVHQWLHUHQ 

'LHVH HUIROJW LQ GHU DEVFKOLH‰HQGHQ ]XVDPPHQIDVVHQGHQ 'DUVWHOOXQJ GHU $Q 

VlW]H V .DSLWHO WDEHOODULVFK $XV GHQ 'HIL]LWHQ HUJLEW VLFK GHU %HGDUI 

QDFK HLQHP QHXHQ /|VXQJVDQVDW] 


'LH LQ GLHVHP 7HLONDSLWHO DXIJHI KUWHQ *UXQGODJHQ VLQG VRZRKO I U GDV 9HU 

VWlQGQLV GHU VSlWHU YRUJHVWHOOWHQ $QVlW]H DOV DXFK GHV LQ GLHVHU $UEHLW HQWZL 

FNHOWHQ QHXHQ .RQ]HSWHV QRWZHQGLJ 'DEHL OLHJW GLH ,QWHQWLRQ KDXSWVlFKOLFK LQ 

GHU %HJULIIVNOlUXQJ XQG (UOlXWHUXQJ GHU VSlWHU DQJHZDQGWHQ %DVLVWHFKQROR 

JLHQ ZHQLJHU LQ GHU SULQ]LSLHOOHQ 8QWHUVXFKXQJ GHU HLQ]HOQHQ %HLWUlJH DXI LKUH 

$QZHQGEDUNHLW 


'LHVHU $EVFKQLWW JLEW HLQH NRPSULPLHUWH (LQI KUXQJ LQ GLH 'DWHQPRGHOOLHUXQJ 

XQG VWHOOW GLH ZLFKWLJVWHQ $QVlW]H LP %HUHLFK GHU 3URGXNW XQG 3UR]HVVPRGHO 

OLHUXQJ YRU 

*UXQGODJHQ 

.HQQ]HLFKQHQG I U GLH 0RQWDJHSODQXQJ LVW GLH :HLWHUYHUDUEHLWXQJ XQG *HQH 

ULHUXQJ VHKU YLHOHU ,QIRUPDWLRQHQ 8P GLH %HDUEHLWXQJ UHFKQHUWHFKQLVFK XQWHU 

VW W]HQ ]X N|QQHQ LVW HLQH VLQQYROOH 6WUXNWXULHUXQJ GHU 'DWHQ QRWZHQGLJ +LHU 

ILQGHQ 'DWHQPRGHOOH $QZHQGXQJ LQ GHQHQ DOOH DXIWUHWHQGHQ ,QIRUPDWLRQHQ 

+LQZHLV ,Q GLHVHU $UEHLW ZHUGHQ JUXQGVlW]OLFK HYHQWXHOOH HLQJHWUDJHQH :DUHQ]HLFKHQ ZLH 

HWZD Ã&RV0RQ$XWµ QLFKW H[SOL]LW DOV VROFKH JHNHQQ]HLFKQHW


DEJHOHJW VLQG 'LH HLQ]HOQHQ (QWLWlWHQ LP 0RGHOO EHVFKUHLEHQ PLW LKUHQ 

$WWULEXWHQ GLH GDU]XVWHOOHQGHQ UHDOHQ *HJHQVWlQGH 

'HU ZHVHQWOLFKH $VSHNW GHU 'DWHQPRGHOOH LVW GLH 6\VWHPDWLN QDFK GHU VLFK HLQ 

NRQNUHWHV 0RGHOO DXV GHQ (LQJDQJVGDWHQ DXIEDXHQ OlVVW 'LHVHU %DXSODQ ZLUG 

DOV 6FKHPD EH]HLFKQHW LQ GHP GLH HLQ]HOQHQ 7\SHQ YRQ 2EMHNWHQ XQG LKUH 

$WWULEXWH HQWKDOWHQ VLQG 'LH VR HUVWHOOWHQ 0RGHOOH ZHUGHQ PHLVW LQ HLQHU 'D 

WHQEDQN DEJHOHJW XQG EHU HLQ 5HFKQHUZHUN]HXJ EHDUEHLWHW 

(LQ 'DWHQVFKHPD PXVV VR NRQ]LSLHUW VHLQ GDVV HV SULQ]LSLHOO I U DOOH 6]HQD 

ULHQ LQ HLQHP YRUJHVHKHQHQ $QZHQGXQJVVSHNWUXP HLQJHVHW]W ZHUGHQ NDQQ 

HLQH JHQHUHOOH $OOJHPHLQJ OWLJNHLW LVW HLQHUVHLWV QLFKW HU]LHOEDU XQG ELHWHW DQGH 

UHUVHLWV DXIJUXQG GHU ]X HUZDUWHQGHQ .RPSOH[LWlW GHV 6FKHPDV NHLQH 9RUWHLOH 

LQ GHU +DQGKDEXQJ XQG $QZHQGXQJ YJO 0$,(5 

%DVLHUHQG DXI GHP 6FKHPD NDQQ GDQQ EHU GHQ VRJ 9RUJDQJ GHU ,QVWDQ]LH 

UXQJ HLQ NRQNUHWHV 0RGHOO GHV 6]HQDULRV ± EHVWHKHQG DXV HLQ]HOQHQ 2EMHN 

WHQ ± DXIJHEDXW ZHUGHQ V $EELOGXQJ 

allgemeines 

Datenschema 

Schema 

Instanzierung 

Modell eines 

Montageprozesses 

und der Anlage 

konkretes Datenmodell 

$EELOGXQJ =XVDPPHQKDQJ YRQ 6FKHPD XQG 0RGHOO 

'DV 7KHPD 'DWHQPRGHOOLHUXQJ EHKDQGHOQ ]DKOUHLFKH )RUVFKHUJUXSSHQ VHLW HL 

QLJHQ -DKUHQ PLW XQWHUVFKLHGOLFKHQ 6FKZHUSXQNWHQ 'DEHL ZHUGHQ VRZRKO 0R 

GHOOH I U NRQNUHWH $QZHQGXQJVIlOOH HUDUEHLWHW DOV DXFK DEVWUDNWH 9RUJHKHQV 

=X YHUVWHKHQ LP 6LQQH HLQHV DEJHVFKORVVHQHQ %HVWDQGWHLOV GHV 0RGHOOV ] % 5RERWHU LP 

0RGHOO HLQHU 0RQWDJHDQODJH ,Q GHU /LWHUDWXU ZLUG (QWLWlW ELVZHLOHQ DXFK V\QRQ\P ]X ,QVWDQ] 

RGHU 2EMHNW VLHKH XQWHQ YHUZHQGHW 

$WWULEXWH VLQG QDFKÃ2 6 HLQH EHQDQQWH (LJHQVFKDIW HLQHV 7\SV (LQ 

$WWULEXW LVW HLQ 'DWHQHOHPHQW GDV LQ MHGHP 2EMHNW HLQHU .ODVVH JOHLFKHUPD‰HQ HQWKDOWHQ LVW 

XQG YRQ MHGHP 2EMHNW PLW HLQHP XQWHUVFKLHGOLFKHQ :HUW UHSUlVHQWLHUW ZLUG 

'HU %HJULII 2EMHNW LVW QDFK 2 6 HLQH NRQNUHW YRUKDQGHQH XQG 

DJLHUHQGH (LQKHLW PLW HLJHQHU ,GHQWLWlW XQG GHILQLHUWHQ *UHQ]HQ GDV =XVWDQG XQG 9HUKDOWHQ 

NDSVHOW 'HU =XVWDQG ZLUG UHSUlVHQWLHUW GXUFK GLH $WWULEXWH XQG %H]LHKXQJHQ GDV 9HUKDOWHQ 

GXUFK 2SHUDWLRQHQ E]Z 0HWKRGHQ > @ 'LH :HUWH GHU $WWULEXWH VLQG LQGLYLGXHOO I U MHGHV 

2EMHNW 'HQ %HJULII ,QVWDQ] YHUZHQGHW HU V\QRQ\P ]X 2EMHNW 

*HQHULHUXQJ HLQHV 0RGHOOEHVWDQGWHLOV L H HLQHV 2EMHNWV DXV GHP DOOJHPHLQHQ 6FKHPD XQG 

) OOHQ GHU $WWULEXWOLVWH PLW GHQ ]XWUHIIHQGHQ :HUWHQ 5HFKQHULQWHUQ ZLUG EHL GHU ,QVWDQ]LHUXQJ 

HLQ VHSDUDWHU 6SHLFKHUEHUHLFK LQ $QVSUXFK JHQRPPHQ


ZHLVHQ XQG 1RWDWLRQHQ GHILQLHUW (LQHQ hEHUEOLFN EHU GLHVH DOOJHPHLQHQ 

9RUJHKHQVZHLVHQ GHU ,QIRUPDWLN JLEW ] % %$/=(57 

2EMHNWRULHQWLHUXQJ 

6HLW %HJLQQ GHU HU -DKUH ILQGHW GHU REMHNWRULHQWLHUWH $QVDW] LQ GHU 'DWHQYHU 

DUEHLWXQJ ]XQHKPHQG 9HUEUHLWXQJ 67(,1 ]lKOW DOOHLQ $QDO\VH XQG 

'HVLJQPHWKRGHQ DXI GLH PHKU RGHU ZHQLJHU YROOVWlQGLJ GHP UHLQHQ REMHNWRUL 

HQWLHUWHQ 3DUDGLJPD HQWVSUHFKHQ :HLWH 9HUEUHLWXQJ HUUHLFKWHQ GLH 2EMHFW 

0RGHOLQJ 7HFKQLTXH 207 580%$8*+ 8 $ XQG ]XOHW]W GLH 8QLILHG 

0RGHOLQJ /DQJXDJH 80/ 'LHVH GHILQLHUHQ HLQH 1RWDWLRQ ]XU (UVWHOOXQJ GHU 

'LDJUDPPH I U GDV 6FKHPD .ODVVHQGLDJUDPP 'LH 207 VHOEVW GHILQLHUW 

DXFK HLQH 9RUJHKHQVZHLVH EHL GHU 0RGHOOLHUXQJ ZHOFKH VLFK PLW GHU 1RWDWLRQ 

GHU 80/ HEHQIDOOV GXUFKI KUHQ OlVVW 'LH %HVFKUHLEXQJ VROO KLHU DEHU QLFKW 

ZHLWHU YHUWLHIW ZHUGHQ I U HLQH JHQDXH 9RUVWHOOXQJ GHU (OHPHQWH XQG $QZHQ 

GXQJ GHU 80/ VHL DXI HQWVSUHFKHQGH /LWHUDWXUVWHOOHQ YHUZLHVHQ ] % %85. 

+$57 RGHU 2(67(5(,&+ 

3URGXNWPRGHOOLHUXQJ 

%HL GHU %HVFKUHLEXQJ GHU JHRPHWULVFKHQ *HVWDOW YRQ 3URGXNWHQ RGHU %HWULHEV 

PLWWHOQ KDW VLFK LP .RQVWUXNWLRQVDEODXI HLQH PHKUVWXILJH 9RUJHKHQVZHLVH HWD 

EOLHUW :HUGHQ DQIDQJV .RQ]HSWVNL]]HQ XQG + OOJHRPHWULHQ ]XU JUREHQ $E 

VFKlW]XQJ HLQJHVHW]W HUIROJW VSlWHU LP (QWZLFNOXQJVYHUODXI HLQH 'HWDLOOLHUXQJ 

GXUFK EHPD‰WH (QWZXUIV]HLFKQXQJ XQG HLQH $XVDUEHLWXQJ PLW 7ROHUDQ]HQ 

YJO 9', .DSLWHO 'LH 5HSUlVHQWDWLRQ HUIROJW LQ PRGHUQHQ (QWZLFN 

OXQJHQ ]XQHKPHQG LQ UHFKQHUJHVW W]WHQ .RQVWUXNWLRQVZHUN]HXJHQ &$' 

VRGDVV GHU %HJULII Ã=HLFKQXQJµ GXUFK Ã0RGHOOµ HUVHW]W ZLUG 'DV 0RGHOO LVW ]X 

QlFKVW GLH UHFKQHULQWHUQH 5HSUlVHQWDWLRQ GHU *HRPHWULH GLH VLFK GXUFK GDV 

&$' 6\VWHP HU]HXJHQ YHUlQGHUQ XQG DQ]HLJHQ OlVVW ,Q GLHVHP =XVDPPHQ 

KDQJ ZLUG DXFK GHU %HJULII Ä'DWHQPRGHOO³ ]X Ä3URGXNWPRGHOO³ NRQYHUWLHUW ,P 

EHWULHEOLFKHQ 8PIHOG KDW VLFK GXUFK GLH &,0 %HZHJXQJ GHU %HJULII GHV 3UR 

GXNWPRGHOOV HWDEOLHUW 'LH 3URGXNWGDWHQ ZHUGHQ XQWHUVFKLHGHQ LQ SURGXNWEH 

VFKUHLEHQGH 'DWHQ DOV (UJHEQLV GHV .RQVWUXNWLRQVSUR]HVVHV XQG SURGXN 

WLRQVEHVFKUHLEHQGH 'DWHQ GLH GLH ]HLWDEKlQJLJHQ $EOlXIH ]XU 3URGXNWHUVWHO 

OXQJ HQWKDOWHQ 9', 6 'LH /HLVWXQJVIlKLJNHLW HLQHV 5HFKQHUZHUN 

]HXJHV KlQJW VHKU VWDUN YRP $XIEDX XQG GHQ 2SWLRQHQ GLHVHV 3URGXNWPRGHOOV 

DE 

=XU (UVWHOOXQJ YRQ 3URGXNWPRGHOOHQ JLEW HV HLQLJH $QVlW]H GLH DEHU ELVODQJ 

IDVW DXVVFKOLH‰OLFK I U GHQ %HUHLFK GHU SURGXNWEHVFKUHLEHQGHQ 'DWHQ DQJH 

ZDQGW ZHUGHQ N|QQHQ $OV ZLFKWLJVWH 9HUWUHWHU VHLHQ ,*(6 6(7 9'$)6 XQG 

&$' , JHQDQQW 9', 6 II 6&+2/= 5(,7(5 6 II 0,/%(5* 

6 II 6HLW %HJLQQ GHU HU -DKUH LVW PDQ EHVWUHEW PLW GHP 6WDQGDUG IRU WKH 

'LH $EN U]XQJ &,0 VWHKW I U &RPSXWHU ,QWHJUDWHG 0DQXIDFWXULQJ 'LH 9LVLRQ ZDU HLQH 

GXUFKJlQJLJH 5HFKQHUXQWHUVW W]XQJ YRQ GHU 3URGXNWLGHH ELV ]XP 9HUNDXI DOVR ZlKUHQG GHV 

JHVDPWHQ 3URGXNWOHEHQV]\NOXV ] % .Ã 0Ã .Ã 0 

,Q 'HXWVFKODQG ZXUGH GHU %HJULII HUVWPDOV DXI GHU +DQQRYHU 0HVVH YHUEUHLWHW 

*Ã 6


([FKDQJH RI 3URGXFW 0RGHO 'DWD 67(3 ,62 HLQH 9HUHLQKHLWOL 

FKXQJ GHU XQWHUVFKLHGOLFKHQ 6WDQGDUGV ]X HUUHLFKHQ *5$%2:6., (9(56 

+(,0 8 $ *5$%2:6., 8 $ D *5$%2:6., 8 $ E .5$86( 8 $ 

$ 

$OOHUGLQJV LVW ]X EHREDFKWHQ GDVV GLH JUR‰HQ &$' 6\VWHPH ZRKO DXV PDUNW 

VWUDWHJLVFKHQ hEHUOHJXQJHQ QDFK ZLH YRU LKUH HLJHQHQ )RUPDWH HLQVHW]HQ 

(LQHUVHLWV EHLQKDOWHW GDV GHP 6\VWHP ]XJUXQGHOLHJHQGH 0RGHOO HLQHQ HOH 

PHQWDUHQ 7HLO GHV .QRZ KRZV GHU (QWZLFNOXQJ XQG DQGHUHUVHLWV N|QQWHQ GLH 

LQGLYLGXHOOHQ /HLVWXQJVPHUNPDOH GHU 6\VWHPH PLW GHP 67(3 0RGHOO QLFKW XQ 

EHGLQJW UHDOLVLHUW ZHUGHQ 67(3 ZLUG VRPLW DOV .RPSURPLVVO|VXQJ OHGLJOLFK HLQ 

$XVWDXVFKIRUPDW EOHLEHQ ZHQQJOHLFK GHU 'DWHQYHUOXVW EHL 9HUZHQGXQJ HLQHV 

67(3 EDVLHUWHQ 0RGHOOV EHUHLWV YRUSURJUDPPLHUW LVW %(11 

0LWWOHUZHLOH XPIDVVW GLH %HVFKUHLEXQJVP|JOLFKNHLW LQ GHQ 5HFKQHUZHUN]HXJHQ 

ZHLW PHKU DOV GLH UHLQ JHRPHWULVFKH $EPHVVXQJ 6R ODVVHQ VLFK HWZD DXFK 

IXQNWLRQDOH =XVDPPHQKlQJH DOOHU $UW EHU VRJHQDQQWH )HDWXUHV DEELOGHQ 

)HDWXUHV EHVWHKHQ DXV )RUP )HDWXUHV GLH JHJHEHQHQIDOOV ]XVlW]OLFK PLW 6H 

PDQWLN EHOHJW ZHUGHQ N|QQHQ )255(67 'DV )RUP )HDWXUH LVW GLH 

ÄVWUXNWXURULHQWLHUWH *UXSSLHUXQJ JHRPHWULVFKHU (OHPHQWH RKQH MHJOLFKH 6H 

PDQWLN 6385 .5$86( 6 ³ $QZHQGXQJ ILQGHW GLHVH 7HFKQRORJLH 

VRZRKO LQQHUKDOE GHU HLJHQWOLFKHQ 3URGXNWJHVWDOWXQJ ] % /,1'(0$11 8 $ 

DOV DXFK EHLVSLHOVZHLVH LQ 9HUELQGXQJ PLW GHU 3URGXNWLRQVSODQXQJ EHU 

)HUWLJXQJV )HDWXUHV +$$6,6 6 X 9$-1$ 6 XQG 0RQ 

WDJH )HDWXUHV )2; %/(< 0$77+(6 8 $ RGHU PLW GHU 6HUYLFH 

3ODQXQJ


'LH ,QWHJULHUWH 8QWHUQHKPHQVPRGHOOLHUXQJ ,80 LVW REMHNWRULHQWLHUW DXIJH 

EDXW 6LH ZLUG LQVEHVRQGHUH DXI *HVFKlIWVSUR]HVVHEHQH HWZD ]XU $EELOGXQJ 

YRQ 3URGXNWHQWZLFNOXQJVSUR]HVVHQ PLW GHQ GUHL 2EMHNWHQ 3URGXNW 5HVVRXUFH 

XQG $XIWUDJ HLQJHVHW]W 6385 8 $ 'LHVH 3UR]HVVEHVFKUHLEXQJ HLJQHW 

VLFK DXIJUXQG LKUHU 6WUXNWXU QLFKW ]XU %HVFKUHLEXQJ YRQ DXWRPDWLVFKHQ 3UR 

GXNWLRQVV\VWHPHQ XQG LKUHU 6WHXHUXQJ 

:HLWHUH 0RGHOOLHUXQJVPHWKRGHQ I U $EOlXIH JLEW HV DXV GHP 8PIHOG GHV 3UR 

MHNWPDQDJHPHQWV *HVFKlIWVSUR]HVVPRGHOOLHUXQJ ] % 1HW]SODQWHFKQLN 

$5,6 31(3 620 HWF hEHUVLFKWHQ KLHU]X ILQGHQ VLFK EHL (9(56+(,0 

VRZLH 9266(1 %(&.(5 'LHVH $QVlW]H EDXHQ WHLOZHLVH DXI DQGHUHQ 

DXI XQG VLQG LQ GHU 5HJHO I U $UEHLWVDEOlXIH JHGDFKW DQ GHQHQ 0HQVFKHQ EH 

WHLOLJW VLQG 

'DU EHU KLQDXV JLEW HV DOOJHPHLQH 0RGHOOLHUXQJVDQVlW]H ]XU $EELOGXQJ YRQ 

$EOlXIHQ LQ GHU 6RIWZDUHHQWZLFNOXQJ ] % 'DWHQIOXVV XQG 3URJUDPPDEODXI 

SOlQH QDFK ',1 6WUXNWRJUDPPH QDFK 1DVVL 6KQHLGHUPDQQ (LQH hEHU 

VLFKW ELHWHW EHLVSLHOVZHLVH *5$%2:6., $XIJUXQG LKUHU $OOJHPHLQJ OWLJ 

NHLW VLQG VLH I U GLH HIIL]LHQWH 0RGHOOLHUXQJ YRQ 3URGXNWLRQVDEOlXIHQ QLFKW HLQ 

]XVHW]HQ 

(EHQIDOOV DXV GHP 8PIHOG GHU PDWKHPDWLVFK LQIRUPDWLVFKHQ %HVFKUHLEXQJV 

WHFKQLNHQ VWDPPHQ GLH 3HWUL 1HW]H 3(75, 6LH HUIUHXHQ VLFK EHL GHU 

0RGHOOLHUXQJ YRQ 3UR]HVVHQ DXWRPDWLVLHUXQJVWHFKQLVFKH ZLH JHVFKlIWVSUR 

]HVVRULHQWLHUWH ZDFKVHQGHU %HOLHEWKHLW QLFKW ]XOHW]W GHVKDOE ZHLO ]DKOUHLFKH 

'LDOHNWH XQG 0RGLILNDWLRQHQ I U GLH GLYHUVHQ $QZHQGXQJVJHELHWH JHQHULHUW 

ZXUGHQ ] % &+(1 (/0$5$*+< 8 $ (9(56+(,0 +$&. ), 

12772 &5(67$1, 025, 8 $ :$1* ;,528&+$.,6 8 $ 

VRZLH ]DKOUHLFKH GHXWVFKH %HLWUlJH LQ 6&+1,('(5 $%(/ 'D GLH 1HW]H 

WHLOZHLVH VFKZHU ]X LQWHUSUHWLHUHQ VLQG JLEW HV 5HFKQHUZHUN]HXJH GLH 

EHLVSLHOVZHLVH 6$'7 'DUVWHOOXQJHQ LQWHUQ DOV 3HWUL 1HW]H PLW K|KHUHU )XQN 

WLRQDOLWlW YHUZDOWHQ (9(56+(,0 6 

'DWHQWHFKQLVFKH .RPPXQLNDWLRQ ]ZLVFKHQ &RPSX 

WHUSURJUDPPHQ 

,P )ROJHQGHQ ZHUGHQ HOHPHQWDUH 0RGHOOH XQG 0HFKDQLVPHQ GHU .RPPXQL 

NDWLRQ NXU] YRUJHVWHOOW ZHOFKH VSlWHU V .DSLWHO XQG DOV 

*UXQGODJH I U XQWHUVFKLHGOLFKH .RQ]HSWH ]XP (LQVDW] NRPPHQ 

'LH 3HWUL 1HW]H VLQG HLQH PDWKHPDWLVFKH 6SH]LILNDWLRQ ]XU %HVFKUHLEXQJ YRQ (LJHQVFKDIWHQ 

XQG 9HUKDOWHQ LQIRUPDWLRQVYHUDUEHLWHQGHU GLVNUHWHU 6\VWHPH 'LH 'DUVWHOOXQJ HUIROJW LQ JUDIHQ 

WKHRUHWLVFKHU )RUP PLW DNWLYHQ XQG SDVVLYHQ .QRWHQ VRZLH YHUELQGHQGHQ .DQWHQ 'LHV 

HUP|JOLFKW HLQH $QDO\VH GHV G\QDPLVFKHQ 9HUKDOWHQV *Ã 6 *UXQG 

VlW]OLFK JLEW HV YLHU $UWHQ YRQ 3HWUL 1HW]HQ %HGLQJXQJV (UHLJQLV 1HW]H 6WHOOHQ 7UDQVLWLRQHQ 

1HW]H 3UlGLNDW 7UDQVLWLRQHQ 1HW]H XQG .DQDO ,QVWDQ] 1HW]H (Ã 6


,62 26, 0RGHOO 

'DV 26, 0RGHOO 2SHQ 6\VWHP ,QWHUFRQQHFWLRQ GHU ,62 ELOGHW 

GLH *UXQGODJH PRGHUQHU 5HFKQHUNRPPXQLNDWLRQVNRQ]HSWH ,Q VLHEHQ DXIHLQ 

DQGHU DXIEDXHQGHQ 6FKLFKWHQ ZHUGHQ GLH ]X EHUWUDJHQGHQ 'DWHQ DXV GHU 

6HQGHU $QZHQGXQJ ] % 7HOQHW RGHU )WS LQ 6FKLFKW ELV DXI GLH %LW (EHQH 

6FKLFKW DXIEHUHLWHW ,QQHUKDOE GHU 6FKLFKW ILQGHW GDQQ DXFK GHU SK\VLNDOL 

VFKH 7UDQVSRUW VWDWW %HLP (PSIlQJHU NRPPHQ GLH %LW ,QIRUPDWLRQHQ HEHQIDOOV 

LQ GHU 6FKLFKW DQ XQG ZHUGHQ GDQQ LQ XPJHNHKUWHU 5HLKHQIROJH ELV ]XU $Q 

ZHQGXQJ LQ 6FKLFKW DXIEHUHLWHW V $EELOGXQJ -HGH QLHGULJHUH 6FKLFKW KDW 

HLJHQH 3URWRNROOE\WHV XQG SDFNW GDV 'DWHQIHOG GHU EHUJHRUGQHWHQ 6FKLFKW DOV 

NRPSOHWWHV 3DNHW GHILQLHUW GD]ZLVFKHQ $XV GLHVHP *UXQG ZLUG DXFK YRQ JH 

VFKDFKWHOWHQ 3URWRNROOHQ JHVSURFKHQ )855(5 6 'LH EHUWUDJHQH 

,QIRUPDWLRQVPHQJH ZLUG XPVR JU|‰HU MH QLHGULJHU GLH 6FKLFKW OLHJW 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

$QZHQGXQJVSURJUDPP 

$/, $3, 

3UHVHQWDWLRQ 

6HVVLRQ 

7UDQVSRUW 

1HWZRUN 

'DWD /LQN 

3K\VLFDO /LQN 

ÃÃ 

ÃÃ 

ÃÃÃÃ 

 

Ã 

Ã 

Ã 

Ã 

Ã 

 

Ã 

 

$EELOGXQJ 'DV ,62 26, 5HIHUHQ]PRGHOO QDFK )855(5 6 

,QQHUKDOE GHV 5HIHUHQ] 0RGHOOV LVW HV P|JOLFK ]ZLVFKHQ GHQ HLQ]HOQHQ 

6FKLFKWHQ ORJLVFKH 9HUELQGXQJHQ ]X ]LHKHQ XQG GDKHU YLUWXHOOH 'DWHQWUDQVIHUV 

EHLVSLHOVZHLVH LQ GHU RGHU 6FKLFKW ]X GHILQLHUHQ 'LH GDUXQWHUOLHJHQGHQ 

6FKLFKWHQ ZHUGHQ GDQQ QLFKW PHKU EHWUDFKWHW +LHUI U ZLUG DXI NRPSOHWWH JH 

NDSVHOWH XQWHUODJHUWH 7UDQVSRUWV\VWHPH ]XU FNJHJULIIHQ GLH HLQH $XIEHUHLWXQJ 

GHU UHVWOLFKHQ QLHGULJHUHQ 6FKLFKWHQ EHUQHKPHQ 

7&3 ,3 (WKHUQHW 

(LQ %HLVSLHO I U HLQ JHNDSVHOWHV 7UDQVSRUWVV\VWHP LVW GDV 7UDQVPLVVLRQ &RQ 

WURO 3URWRFRO ,QWHUQHW 3URWRFRO 7&3 ,3 'LHVHV XPIDVVW LP 3ULQ]LS GLH 

6FKLFKWHQ PLW GHV ,62 26, 5HIHUHQ]PRGHOOV )855(5 6 

(WKHUQHW LVW HLQH VWDQGDUGLVLHUWH .RPPXQLNDWLRQVLQIUDVWUXNWXU PLW YHUVFKLH 

GHQHQ .RPPXQLNDWLRQVPHGLHQ .RD[LDONDEHO /LFKWZHOOHQOHLWHU )XQNYHUELQ 

GXQJ 'DV .RQ]HSW ZXUGH 0LWWH GHU HU -DKUH YRQ 5REHUW 0 0HWFDOIH EHL 

GHU )LUPD ;HUR[ LQ 86$ HQWZLFNHOW XP GLH ELV GDKLQ YHUEUHLWHWHQ 3XQNW ]X 

3XQNW 9HUELQGXQJVNRQ]HSWH DE]XO|VHQ )855(5 6 I 'DV (WKHUQHW 

RUGQHW VLFK LQ GHU 6FKLFKW GHV ,62 26, 5HIHUHQ]PRGHOOV HLQ 6HLW GHQ $Q 

IlQJHQ ZXUGH GLH /HLVWXQJVIlKLJNHLW GHV (WKHUQHW HUKHEOLFK JHVWHLJHUW (KH


GHP 0ELW V VWHKHQ KHXWH 0ELW V XQG LP 3URWRW\SHQVWDGLXP VRJDU 

0ELW V DQ hEHUWUDJXQJVNDSD]LWlW JHJHQ EHU GLH VRJDU (FKW]HLW 'LHQVWH 

HUP|JOLFKHQ +,56&+0$11 

(WKHUQHW 7&3 ,3 LVW HLQ ZHOWZHLW HWDEOLHUWHV .RPPXQLNDWLRQVV\VWHP 'XUFK 

GHQ (LQVDW] HLQHV 3UHGLFWDEOH (WKHUQHW 7&3 ,3 ZLUG MHGHP 7HLOQHKPHU HLQH 

/DVWEHJUHQ]XQJ DXIHUOHJW VRGDVV I U GLH 6WHXHUXQJVHEHQH LQ GHU $XWRPDWLVLH 

UXQJVWHFKQLN GLH (WKHUQHW 7HFKQRORJLH DXFK PLW 0ELW V P|JOLFK LVW ,P *H 

VDPWYHUEXQG HLQHV 8QWHUQHKPHQVQHW]HV LVW GDV 3UHGLFWDEOH (WKHUQHW YRP 

UHVWOLFKHQ (WKHUQHW EHU HLQH %ULGJH ]X WUHQQHQ XP JHQHUHOO GHQ 'DWHQYHU 

NHKU LQ GHU ]HLWNULWLVFKHQ $QZHQGXQJVZHOW ]X PLQLPLHUHQ V $EELOGXQJ 'LH 

+DUGZDUH XQG 3URWRNROOLPSOHPHQWLHUXQJ LVW DEHU LQ EHLGHQ 1HW]HQ LGHQWLVFK 

)855(5 6 

.HLQH (FKW]HLWDQIRUGHUXQJHQ 

(FKW]HLWDQIRUGHUXQJHQ 

 

 

 

 

 

%ULGJH 

 

 

 

 

(WKHUQHW 

3UHGLFWDEOH (WKHUQHW 

 

6XSSRUW 

(EHQH 

0DQDJHPHQW 

(EHQH 

6WHXHUXQJV 

(EHQH 

6HQVRU $NWRU 

(EHQH 

$EELOGXQJ (WKHUQHW I U ]HLWNULWLVFKH $QZHQGXQJHQ 

QDFK )855(5 6 

1DFK %(8'(57 JHZLQQW GDV .RPPXQLNDWLRQVSURWRNROO LQVEHVRQGHUH 

GXUFK GHQ ]XQHKPHQGHQ 9HUEUHLWXQJVJUDG YRQ 0LFURVRIW $QZHQGXQJHQ LP 

$XWRPDWLVLHUXQJVEHUHLFK ]XVlW]OLFKHV 9HUEUHLWXQJVSRWHQWLDO Ä0LW GHP (LQ]XJ 

GHU 3& 7HFKQLN LQ GLH /HLWHEHQHQ YRQ ,QGXVWULHDQODJHQ KDW GDV ,QWHUQHW XQG 

GDPLW GDV 7&3 ,3 3URWRNROO VHLQHQ 6LHJHV]XJ DQJHWUHWHQ ,Q]ZLVFKHQ ZHUGHQ 

$XWRPDWLVLHUXQJVJHUlWH YLD 7&3 ,3 YHUQHW]W XQG YHUGUlQJHQ ELVKHULJH %XVO|


VXQJHQ ZLH EHLVSLHOVZHLVH Ã6LQHF + µ > @ 'DV ELVKHU DOV 1DFKWHLO DQJHVHKHQH 

IHKOHQGH (FKW]HLWYHUKDOWHQ YRQ 7&3 ,3 NDQQ LQ 7HLOHQ GXUFK GLH HQRUPH hEHU 

WUDJXQJVNDSD]LWlW XQG GXUFK UHGXQGDQWH 1HW]ZHUNNRQ]HSWH DXIJHIDQJHQ ZHU 

GHQ 6 ³ 

&25%$ 

'LH &RPPRQ 2EMHFW 5HTXHVW %URNHU $UFKLWHFWXUH &25%$ LVW HLQ 6WDQ 

GDUG I U GLH 9HUWHLOXQJ XQG =XVDPPHQDUEHLW REMHNWRULHQWLHUWHU 6RIWZDUHEDX 

VWHLQH LQ 5HFKQHUQHW]ZHUNHQ 20* 'DEHL ZHUGHQ GLH 6FKQLWWVWHOOHQ 

YRQ &OLHQW XQG 6HUYHUDSSOLNDWLRQ LQ GHU SODWWIRUPXQDEKlQJLJHQ %HVFKUHL 

EXQJVVSUDFKH Ä,QWHUIDFH 'HILQLWLRQ /DQJXDJH ,'/ ³ HUVWHOOW GLH DXI MHGHU 

5HFKQHUSODWWIRUP YRQ HLQHP VSH]LILVFKHQ &RPSLOHU EHUVHW]W ZLUG 6RPLW LVW 

VLFKHUJHVWHOOW GDVV GLH .RPPXQLNDWLRQ ]ZLVFKHQ &OLHQW XQG 6HUYHU VWHWV IXQN 

WLRQLHUW HJDO DXI ZHOFKHP 5HFKQHU LP KHWHURJHQHQ 1HW] GLHVH JHUDGH ODXIHQ 

) U HLQH GHWDLOOLHUWHUH %HVFKUHLEXQJ XQG $QZHQGXQJ VHL DXI 5('/,&+ 

YHUZLHVHQ 

'LH &25%$ 2EMHNWH N|QQHQ HQWZHGHU NRPSOHWW HLJHQH hEHUWUDJXQJVSURWR 

NROOH GHILQLHUW EHNRPPHQ RGHU DEHU VLFK DXI HWDEOLHUWH 6\VWHPH ZLH 7&3 ,3 V 

.DSLWHO DEVW W]HQ 

) U GHQ 3URJUDPPLHUHU YRQ REMHNWRULHQWLHUWHQ 5HFKQHUDQZHQGXQJHQ ELHWHW 

GHU &25%$ 6WDQGDUG GHQ 9RUWHLO GDVV HU QDFK GHP $QOHJHQ GHU HQWVSUHFK 

HQGHQ ,'/ 6SH]LILNDWLRQHQ GLH &25%$ 2EMHNWH JHQDXVR LQ VHLQ 6\VWHPNRQ 

]HSW LQWHJULHUHQ NDQQ DOV ZlUHQ HV JHZ|KQOLFKH 6RIWZDUH 2EMHNWH VHLQHU $S 

SOLNDWLRQ /HGLJOLFK GLH ,QVWDQ]LHUXQJV XQG 'HVWUXNWLRQVYRUJlQJH GHU HLQ]HO 

QHQ .ODVVHQ XQWHUVFKHLGHQ VLFK JHULQJI JLJ $QVRQVWHQ ZLUG GLH .RQVHTXHQ] 

GHU 2EMHNWRULHQWLHUXQJ QLFKW GDGXUFK XQWHUEURFKHQ GDVV PLW DQGHUHQ 3UR 

JUDPPHQ 'DWHQ DXVJHWDXVFKW ZHUGHQ ZLH HV EHLVSLHOVZHLVH EHL GHU 9HUZHQ 

GXQJ YRQ 5HPRWH 3URFHGXUH &DOOV 53& %/220(5 GHU )DOO ZlUH 

5HV PHH 

,Q GLHVHP 7HLONDSLWHO ZXUGHQ DXVJHZlKOWH $QVlW]H GHU 'DWHQPRGHOOLHUXQJ XQG 

.RPPXQLNDWLRQVPHFKDQVLPHQ I U &RPSXWHUSURJUDPPH YRUJHVWHOOW 'LH 6HOHN 

WLRQ RULHQWLHUWH VLFK GDUDQ HLQH %DVLV I U GDV 9HUVWlQGQLV GHU VSlWHU XQWHU 

VXFKWHQ $QVlW]H ]X OHJHQ 


6WHXHUXQJVDUWHQ 

'HU $XIEDX HLQHU 6WHXHUXQJVHLQULFKWXQJ ZLUG QDFK 9', 9'( IROJHQ 

GHUPD‰HQ GDUJHVWHOOW Ä HLQH )ROJH YRQ )XQNWLRQVEO|FNHQ > @ ZREHL GLH ]X 

YHUDUEHLWHQGHQ 6LJQDOH GHP (LQJDQJ DOV %HGLHQXQJVVLJQDOH ] % YRQ 7DVWHUQ 

6FKDOWHUQ XQG DOV 5 FNPHOGH 6LJQDOH ] % YRQ *UHQ]ZHUWVFKDOWHUQ 6HQVR 

UHQ XVZ ]XJHI KUW ZHUGHQ ³ $EELOGXQJ ]HLJW GLHVHQ =XVDPPHQKDQJ


%HGLHQXQJV 6LJQDOH 6WHXHUXQJVHLQULFKWXQJ 

6LJQDO 

(LQJDEH 

6LJQDO 

9HUDUEHLWXQJ 

6LJQDO 

$XVJDEH 

5 FNPHOGH 6LJQDOH P VVHQ QLFKW QRWZHQGLJHUZHLVH YRUKDQGHQ VHLQ 

$QODJH 

$EELOGXQJ 6WHXHUXQJVHLQULFKWXQJ QDFK 9', 

'LH ',1 XQWHUVFKHLGHW EHL GHU 6LJQDOYHUDUEHLWXQJ ]ZLVFKHQ 6\QFKURQHU 

$V\QFKURQHU 9HUNQ SIXQJV XQG $EODXIVWHXHUXQJ 

(LQH $EODXIVWHXHUXQJ LVW KLHU EHVFKULHEHQ DOV Ä6WHXHUXQJ PLW ]ZDQJVOlXILJ 

VFKULWWZHLVHP $EODXI EHL GHU GDV :HLWHUVFKDOWHQ YRQ HLQHP 6FKULWW DXI GHQ 

SURJUDPPJHPl‰ IROJHQGHQ DEKlQJLJ YRQ :HLWHUVFKDOWEHGLQJXQJHQ HUIROJW 

'LH 6FKULWWIROJH NDQQ LQ EHVRQGHUHU :HLVH SURJUDPPLHUW VHLQ ] % PLW 6SU Q 

JHQ 6FKOHLIHQ 9HU]ZHLJXQJHQ ³ (LQ $EODXIVFKULWW LVW GDEHL GLH ÄNOHLQVWH IXQN 

WLRQHOOH (LQKHLW GHV 3URJUDPPV ³ 

'LH LQ GLHVHU $UEHLW LP 5DKPHQ HLQHU 0RQWDJHSODQXQJ HUVWHOOWH 6WHXHUXQJ I U 

0RQWDJHDQODJHQ HQWVSULFKW GDKHU JHQDX GHP %HJULII GHU $EODXIVWHXHUXQJ 

6WHXHUXQJVVWUXNWXUHQ 

+LHUDUFKLVFKH (LQWHLOXQJ 

,P LQGXVWULHOOHQ (LQVDW] ZHUGHQ 6WHXHUXQJHQ KlXILJ LQ HLQHP KLHUDUFKLVFKHQ 

9HUEXQG HLQJHVHW]W ,Q GHU ',1 VLQG GUHL +LHUDUFKLHVWXIHQ JHQDQQW 

(LQ]HO $QWULHEVVWHXHUXQJ Ä)XQNWLRQVHLQKHLW ]XP 6WHXHUQ HLQHV HLQ]HO 

QHQ 6WHOOJOLHGV ³ +LHU HUIROJW GLH (LQZLUNXQJ DXI GHQ 3UR]HVV 'LHVH .RP 

SRQHQWHQ VLQG IRUPDO LQ GHU (LQ]HOVWHXHUXQJVHEHQH DQJHRUGQHW 

*UXSSHQVWHXHUXQJ Ä)XQNWLRQVHLQKHLW ]XP 6WHXHUQ HLQHV ]XVDPPHQKlQ 

JHQGHQ 7HLOSUR]HVVHV GLH GHQ GD]XJHK|UHQGHQ (LQ]HO RGHU $QWULHEV 

VWHXHUXQJHQ EHUJHRUGQHW LVW ³ *HJHEHQHQIDOOV N|QQHQ GLH *UXSSHQVWHXH 

UXQJHQ EHL NRPSOH[HQ $XIJDEHQ XQWHUHLQDQGHU KLHUDUFKLVFK DQJHRUGQHW 

ZHUGHQ ,QVJHVDPW VLQG VLH LQ GHU *UXSSHQVWHXHUXQJVHEHQH HQWKDOWHQ 

/HLWVWHXHUXQJ Ä)XQNWLRQVHLQKHLW ]XP 6WHXHUQ GHV *HVDPWSUR]HVVHV GLH 

GHU *UXSSHQVWHXHUXQJVHEHQH EHUJHRUGQHW LVW ³ 

'XUFK GLH LQWHQVLYH %HVFKlIWLJXQJ PLW GHP *HGDQNHQ GHU UHFKQHULQWHJULHUWHQ 

3URGXNWLRQ HQWVWDQGHQ ]XGHP QRFK HLQLJH GHWDLOOLHUWHUH 8QWHUJOLHGHUXQJHQ 

0,/%(5* 6 QHQQW LQVJHVDPW I QI 6WXIHQ V $EELOGXQJ 

 

ZREHL 

GLH 6WHXHUXQJV XQG GLH $NWRU 6HQVRUHEHQH HLQH 9HUIHLQHUXQJ GHU (LQ]HO 

'LHVH (LQWHLOXQJ ZXUGH EHUHLWV I U GLH DQVFKDXOLFKHUH 'DUOHJXQJ GHV %HWUDFKWXQJVEHUHLFKV 

GHU $UEHLW EHQ|WLJW XQG GHVZHJHQ DXV GHP .DSLWHO LQ GDV .DSLWHO YRUJH]RJHQ


VWHXHUXQJVHEHQH GHU ',1 'HILQLWLRQ GDUVWHOOHQ 'LH =HOOHQVWHXHUXQJ HQWVSULFKW 

LP :HVHQWOLFKHQ GHU *UXSSHQVWHXHUXQJ GHU ',1 EHLGH VHW]HQ HLQH /HLWVWHXH 

UXQJ HLQ $GGLWLY EHVFKUHLEW GLH 3ODQXQJVHEHQH KLHU GLH QlFKVWK|KHUH +LHUDU 

FKLH GLHVH (LQWHLOXQJ LVW DOVR HLQH (UZHLWHUXQJ GHU 'HILQLWLRQ QDFK ',1 

35,76&+2: VLHKW VRJDU VLHEHQ (EHQHQ ZREHL HU EHU GHU 3ODQXQJV 

HEHQH YRQ 0LOEHUJ GLH JHVDPWH )DEULNVWHXHUXQJ DQVLHGHOW XQG XQWHUKDOE GHU 

=HOOHQVWHXHUXQJ GLH $XIJOLHGHUXQJ LQ 0DVFKLQHQVWHXHUXQJ GLH (LQ]HOVWHXH 

UXQJ XQG VFKOLH‰OLFK GLH 3UR]HVVHEHQH PLW GHQ HLQ]HOQHQ $QWULHEHQ YRU 

QLPPW 'HU %HJULII GHU (LQ]HOVWHXHUXQJ QDFK ',1 Z UGH KLHU DOOH GUHL (EHQHQ 

XPIDVVHQ 

$XIJDEHQ GHU =HOOHQ XQG /HLWHEHQH 

(QWVSUHFKHQG GHV %HWUDFKWXQJVVFKZHUSXQNWHV GLHVHU $UEHLW V .DSLWHO 

VROOHQ KLHU GLH $XIJDEHQ GHU REHUVWHQ XQG PLWWOHUHQ (EHQH GHU 6WHXHUXQJV 

KLHUDUFKLH QDFK ',1 NXU] DXIJH]HLJW ZHUGHQ 

,Q GHU /HLWHEHQH GHILQLHUW %(1'(5 6 IROJHQGH VHFKV $XIJDEHQ 

GLH EHU HLQ HOHNWURQLVFKHV /HLWV\VWHP XQWHUVW W]W ZHUGHQ 

%HOHJXQJVSODQXQJ 'DWHQ EHUQDKPH DXV GHP 336 .DSD]LWlWV 

DEJOHLFK 5HLKHQIROJHHUPLWWOXQJ 7HUPLQLHUXQJ 

$UEHLWVYHUWHLOXQJ $XIWUDJVYHUDQODVVXQJ $UEHLWVSDSLHUH GUXFNHQ 

%'( 

)RUWVFKULWWV EHUZDFKXQJ $QODJHQYLVXDOLVLHUXQJ 

0DWHULDOIOXVVVWHXHUXQJ 7UDQVSRUWDXIWUlJH /DJHUYHUZDOWXQJ 

%HWULHEVPLWWHOYHUZDOWXQJ %0 'DWHQEDQN %HUHLWVWHOORUJDQLVDWLRQ 

6WDQG]HLWEHUHFKQXQJ 

1& 3URJUDPP 9HUZDOWXQJ 6FKQLWWVWHOOH ]X 1& 3URJUDPPLHUV\V 

WHP 1& 3URJUDPP 'DWHQEDQN 

$XI GHU GDUXQWHUOLHJHQGHQ =HOOHQHEHQH EHILQGHQ VLFK QDFK %(1'(5 ÄPHKUHUH 

PLW HLJHQHU 6WHXHUXQJVLQWHOOLJHQ] DXVJHVWDWWHWH .RPSRQHQWHQ 6 

³ 'LH ]XJHK|ULJH GHQ .RPSRQHQWHQ EHUJHRUGQHWH =HOOHQVWHXHUXQJ VRUJW 

LQ GLHVHP .RQ]HSW ÄI U GDV NRRUGLQLHUWH =XVDPPHQZLUNHQ GLHVHU .RPSRQHQ 

WHQ ZlKUHQG GHU $XIWUDJVGXUFKI KUXQJ 6LH LVW %HVWDQGWHLO GHU =HOOH XQG HU 

P|JOLFKW VR HLQ ZHLWJHKHQG DXWRQRPHV $UEHLWHQ 6 ³ 'LH YLHU ZHVHQW 

OLFKHQ $XIJDEHQ VLQG $XIWUDJVGLVSRVLWLRQ $EODXIVWHXHUXQJ 'LDJQRVH XQG 

9HUZDOWXQJVIXQNWLRQHQ V $EELOGXQJ 

3URGXNWLRQVSODQXQJV XQG 6WHXHUXQJVV\VWHP 336


/HLWV\VWHP 

 

 

=HOOHQVWHXHUXQJ 

$XIWUDJV 

GLVSRVLWLRQ 

$EODXI 

VWHXHUXQJ 

'LDJQRVH 

9HUZDOWXQJV 

IXQNWLRQHQ 

 

Ã 

 

=HOOHQNRPSRQHQWHQ 

$EELOGXQJ )XQNWLRQHQ HLQHV =HOOHQVWHXHUXQJVV\VWHPV 

QDFK %(1'(5 6 

'DV 7KHPD =HOOHQUHFKQHU IDQG ODXW *52+$ EHUHLWV DE GHP -DKU 

GHQ :HJ LQ GLH ZLVVHQVFKDIWOLFKH 'LVNXVVLRQ 6 (U VHOEVW GHILQLHUWH HLQH 

'UHLWHLOXQJ GHU .HUQDXIJDEHQ HLQHV =HOOHQUHFKQHUV 6 

$XIWUDJVHLQSODQXQJ (LQODVWXQJ 'LVSRVLWLRQ 

$XIWUDJVGXUFKI KUXQJ 9RUEHUHLWXQJ %HDUEHLWXQJ 

'LDJQRVH )HKOHUEHKDQGOXQJ $XVWHVWHQ 

*52+$ XQG %(1'(5 JHEHQ MHGRFK NHLQH +LQZHLVH ZLH LP 

5DKPHQ HLQHU 3URGXNWLRQVSODQXQJ GLH HLQ]HOQHQ 7HLOIXQNWLRQDOLWlWHQ V\VWHPD 

WLVFK JHSODQW XQG YHULIL]LHUW ZHUGHQ N|QQHQ GHP]XIROJH ZHUGHQ DXFK NHLQH 

+LOIVPLWWHO SUlVHQWLHUW 

3URJUDPPLHU VSUDFKHQ VHPDQWLVFK V\QWDNWLVFKH 

.RPPXQLNDWLRQVNRQ]HSWH 

0DQXIDFWXULQJ 0HVVDJH 6SHFLILFDWLRQ 

=X %HJLQQ GHU HU -DKUH ZXUGH GLH 0DQXIDFWXULQJ 0HVVDJH 6SHFLILFDWLRQ 

006 LQ GHU ,62 VWDQGDUGLVLHUW 'LH 006 LVW HLQ REMHNWRULHQWLHUW DXI 

JHEDXWHV 0RGHOO GDV Ä.RPPXQLNDWLRQVGLHQVWH ]XP 6WUXNWXULHUHQ ]XP %HWULHE 

XQG ]XP 0RGLIL]LHUHQ YHUWHLOWHU $XWRPDWLVLHUXQJVV\VWHPH 6&+:$5= 

6 ³ GHILQLHUW 'LH *UXQGLGHH GDEHL LVW GDVV GLH XQWHUVFKLHGOLFKHQ 6\VWHPH 

XQDEKlQJLJ YRQ LKUHP +HUVWHOOHU RGHU NRQNUHWHQ (LQVDW]JHELHW DOOH EHU HLQH 

HLQKHLWOLFKH .RPPXQLNDWLRQVVFKQLWWVWHOOH DQJHVSURFKHQ ZHUGHQ N|QQHQ XQG 

HLQHQ YHUJOHLFKEDUHQ /HLVWXQJVXPIDQJ EHUHLWVWHOOHQ 'HP .RQ]HSW OLHJW GDV 

(LQH lKQOLFKH ,GHH YHUIROJW JHJHQZlUWLJ EHLVSLHOVZHLVH GLH )LUPD 6XQ 0LFURV\VWHPV GHUHQ 

3URJUDPPLHUVSUDFKH Ã-DYDµ I U GDV ,QWHUQHW GHILQLHUW ZXUGH XQG XQDEKlQJLJ YRQ GHU &RPSX 

WHUSODWWIRUP DXVI KUEDU LVW (LQH VRJHQDQQWH Ã-DYD 9LUWXDO 0DFKLQHµ DXI GHQ MHZHLOLJHQ 5HFK 

QHUQ VHW]W GDV DOOJHPHLQJ OWLJH EHU GDV ,QWHUQHW YHUEUHLWHWH 3URJUDPP GDQQ UHFKQHUVSH]L 

ILVFK XP -DYD LVW MHGRFK HLQH XQLYHUVHOOH 3URJUDPPLHUVSUDFKH LQ GHU GLH KLHU EHWUDFKWHWHQ


&OLHQW 6HUYHU 3ULQ]LS ]XJUXQGH 'DEHL IXQJLHUW HLQH $XWRPDWLVLHUXQJVNRPSR 

QHQWH DOV 6HUYHU GHU GHILQLHUWH 'LHQVWH DQELHWHW 'LHVH .RPSRQHQWH ZLUG LP 

006 0RGHOO DOV 9LUWXDO 0DQXIDFWXULQJ 'HYLFH 90' EH]HLFKQHW XQG LVW HLQ 

VRJ 006 2EMHNW hEHU 006 NDQQ QXQ GDV JHVDPWH H[WHUQ VLFKWEDUH 9HU 

KDOWHQ GHU $XWRPDWLVLHUXQJVNRPSRQHQWH QDFKJHELOGHW ZHUGHQ 'D]X JLEW HV 

GLH 006 'LHQVWH PLW GHQHQ HLQH 'HILQLWLRQ %HQXW]XQJ XQG 0RGLILNDWLRQ GHU 

006 2EMHNWH P|JOLFK LVW 'DQHEHQ EHQ|WLJW PDQ ZHLWHUH WHLOZHLVH XQWHUOD 

JHUWH 006 2EMHNWH 

(LQH 3URJUDP ,QYRFDWLRQ 3, LVW HLQ YLUWXHOOHU 3UR]HVV GHU HLQH 

3URJUDPPDEDUEHLWXQJ UHSUlVHQWLHUW XQG HQWVSUHFKHQGH 6WDWL WUDJHQ 

NDQQ ,GOH 6WDUWLQJ 5XQQLQJ 6WRSSLQJ 6WRSSHG 5HVXPLQJ 8QUXQ 

QDEOH 

(LQH 'RPDLQ LVW HLQ 6SHLFKHUEHUHLFK LP 6WHXHUXQJVUHFKQHU GHU 3UR 

JUDPPH RGHU 'DWHQ HQWKlOW 0HKUHUH 'RPDLQV ]XVDPPHQJHQRP 

PHQ HUJHEHQ HLQH 3URJUDPP ,QYRFDWLRQ 

,Q JHZLVVHU :HLVH NDQQ PDQ VRPLW 'RPDLQV PLW GHQ 8QWHUSURJUDPPHQ RGHU 

)XQNWLRQHQ GHU NODVVLVFKHQ 3URJUDPPLHUXQJ YHUJOHLFKHQ 'LH 3, ELOGHW GHQ 

EHUJHRUGQHWHQ 5DKPHQ GHU DXV GHQ (LQ]HOWHLOHQ GDV DXV]XI KUHQGH 3UR 

JUDPP I U GLH $XWRPDWLVLHUXQJVNRPSRQHQWH ELOGHW 

-HGHV GHU 006 2EMHNWH KDW GHILQLHUWH $WWULEXWH %HL GHU 3URJUDP ,QYRFDWLRQ 

VLQG GLH ZLFKWLJVWHQ $WWULEXWH GHU 6WDWXV VRZLH GLH /LVWBRIB'RPDLQV 'LH HLQ 

]HOQHQ 006 'LHQVWH JUHLIHQ QXQ JHPl‰ GHP 006 3URWRNROO DXI GLH 006 

2EMHNWH XQG 006 9DULDEOHQ ]X ) U HLQH ZHLWHUJHKHQGH %HVFKUHLEXQJ GHU 

,62 1RUP VHL DXI 6&+:$5= XQG (635,7 YHUZLHVHQ 

'LH ZHVHQWOLFKHQ (LJHQVFKDIWHQ YRQ 006 IDVVW 6&+:$5= 6 IRO 

JHQGHUPD‰HQ ]XVDPPHQ 

ÄDOOJHPHLQ YHUI JEDUH XQG HUSUREWH 6SH]LILNDWLRQ 

9HUVWlQGLJXQJ GHU (QWZLFNOHU $QZHQGHU GXUFK HLQHQ 6WDQGDUG 

9HUVWlQGLJXQJ GHU .RPSRQHQWHQ GXUFK HLQHQ 6WDQGDUG 

GXUFKJlQJLJH 0RGHOOLHUXQJ I U DOOH $XWRPDWLVLHUXQJVJHUlWH NOHLQH ± 

JUR‰H DOWH ± QHXH 

KRKH )OH[LELOLWlW GXUFK HLQH 9LHO]DKO YRQ )XQNWLRQHQ 

HLQKHLWOLFKH 6\VWHP 6SH]LILNDWLRQ 'RNXPHQWDWLRQ XQG 6FKXOXQJ 

HLQPDO OHUQHQ DEHU LPPHU ZLHGHU DQZHQGHQ 

HLQKHLWOLFKH ,PSOHPHQWLHUXQJ YRQ 3URJUDPPHQ I U GLH %HDUEHLWXQJ 

YRQ .RPPXQLNDWLRQVGLHQVWHQ 

GXUFKJlQJLJ DQZHQGEDU EHU YHUVFKLHGHQH .RPPXQLNDWLRQV 

V\VWHPH³ 

VWHXHUXQJVVSH]LILVFKHQ 2EMHNWH XQG GHUHQ %H]LHKXQJHQ XQWHUHLQDQGHU QLFKW GHILQLHUW VLQG ) U 

GLH ,QGXVWULHDXWRPDWLVLHUXQJ LVW NHLQH QXW]EDUH 6SH]LILNDWLRQ YRUJHJHEHQ


=XP 006 *UXQGNRQ]HSW ZXUGHQ GLYHUVH (UZHLWHUXQJHQ GHILQLHUW EHLVSLHOV 

ZHLVH I U 1& 0DVFKLQHQ RGHU 5RERWHUVWHXHUXQJHQ 6200(5 %b515(87+(5 

$ % ) U GLH 5RERWHUHUZHLWHUXQJ NDPHQ GLH 006 2EMHNWH 5RERWHU 

DUP VRZLH &RQWUROOLQJ 3, XQG &RQWUROOHG 3, KLQ]X GLH HLQH ]XVlW]OLFKH +LHU 

DUFKLVLHUXQJ GHU 3URJUDPPH HUP|JOLFKHQ ,62 %2//(5 VLHKW 

MHGRFK EHL GLHVHU (UZHLWHUXQJ HLQH (UVFKZHUQLV I U GLH 8PVHW]XQJ XQG HV VLQG 

DXFK QXU ZHQLJH ,PSOHPHQWLHUXQJHQ EHNDQQW 

0$16285 8 $ HUZHLWHUQ LQ HLQHP HLJHQHQ $QVDW] GLH NODVVLVFKH 006 

I U GLH $QZHQGXQJ ]X HLQHU 5RERWHUVWHXHUXQJ $XV HLQHP 207 0RGHOO GHU 

006 XQG HLQHP 207 0RGHOO HLQHV 5RERWHUV V\QWKHWLVLHUHQ VLH HLQ QHXHV 0R 

GHOO 'LH .ODVVH 5RERWHU ZLUG YRQ 90' DEJHOHLWHW GLH .ODVVH 7DVN 3URJUDP 

YRQ 3URJUDP ,QYRFDWLRQ 'HU QHXH 5RERWHU KDW QXQ ]XVlW]OLFKH 006 $WWULEXWH 

hEHU $QZHQGXQJHQ ZLUG DXFK GRUW QLFKW EHULFKWHW 

.8%$ EHQXW]W VRJDU GHQ 006 8PIDQJ XP SHU LQWHUDNWLYHP 'LDORJ 

DXFK :HUNHU LQ GHU 0RQWDJH LQIRUPDWLRQV XQG NRPPXQLNDWLRQVWHFKQLVFK ]X 

LQWHJULHUHQ 'RUW ZHUGHQ GLH HQWVSUHFKHQGHQ $UEHLWVDXIWUlJH DP $UEHLWVSODW] 

LQ HLQHP 7HUPLQDO YLVXDOLVLHUW XQG SHU (LQJDEH TXLWWLHUW 


%HL GHU 3URJUDPPLHUXQJ YRQ 5RERWHUQ XQWHUVFKHLGHW PDQ SULQ]LSLHOO ]ZLVFKHQ 

GHP 2QOLQH XQG GHP 2IIOLQH %HWULHE ,P HUVWHQ )DOO ZHUGHQ GLH HLQJHKHQGHQ 

6LJQDOH GLUHNW LQ %HZHJXQJVlQGHUXQJHQ XPJHVHW]W LP ]ZHLWHQ )DOO ZLUG GDV 

3URJUDPP ]XQlFKVW VHSDUDW HU]HXJW LP ,GHDOIDOO YHULIL]LHUW XQG GDQQ HUVW LP 

6WHXHUXQJVUHFKQHU ]XU $XVI KUXQJ JHEUDFKW ,Q GHU (LQWHLOXQJVV\VWHPDWLN HLQ 

]HOQHU 9HUIDKUHQ JLEW HV XQWHUVFKLHGOLFKH $XIIDVVXQJHQ I U HLQH hEHUVLFKW VHL 

DQ GLHVHU 6WHOOH DXI '$00(57= 6 ± YHUZLHVHQ 

(QWVSUHFKHQG GHV LP 5DKPHQ GLHVHU $UEHLW VSlWHU GDUJHVWHOOWHQ $QZHQGXQJV 

V]HQDULRV ZLUG XQWHU 2QOLQH 3URJUDPPLHUXQJ GLH 0DQLSXODWLRQ EHU GDV +DQG 

EHGLHQJHUlW GHV 5RERWHUV GDV $XVI KUHQ YRQ .RPPDQGRV DXI %HWULHEVV\V 

WHPHEHQH GHV 6WHXHUXQJVUHFKQHUV RGHU GDV $EODXIHQ HLQHV VHSDUDW HUVWHOOWHQ 

3URJUDPPV PLW %HIHKOHQ DXV GHU 3URJUDPPLHUVSUDFKH YHUVWDQGHQ 

'LH 2IIOLQH 3URJUDPPLHUXQJ XPIDVVW GLHVH 3URJUDPPHUVWHOOXQJ 1RWZHQGLJ 

KLHUI U VLQG HQWZHGHU QXU HLQ 7H[WHGLWRU I U GLH (LQJDEH RGHU DEHU HLQ ' 6L 

PXODWLRQVV\VWHP V .DSLWHO I U GLH XQPLWWHOEDUH 9HULIL]LHUXQJ GHV %H 

ZHJXQJVDEODXIV YRU GHU UHDOHQ $XVI KUXQJ 

:LH EHUHLWV HUZlKQW HUIROJW GLH .RQWUROOH GHU 5RERWHU YRQ HLQHP 6WHXHUXQJV 

UHFKQHU 'LHVHU HUPLWWHOW DXV GHQ MHZHLOLJHQ =LHONRRUGLQDWHQ GLH %HZHJXQJV 

EDKQ VHW]W GLHVH LQ GLH %HZHJXQJ GHU HLQ]HOQHQ $FKVHQ GHV 5RERWHUV XP 

XQG VRUJW I U GLH HQWVSUHFKHQGH 5HJHOXQJ GHU /HLVWXQJVVWU|PH LQ GHQ 0RWR 

UHQ 

:LH DOOH &RPSXWHU YHUI JW DXFK HLQ GHUDUWLJHU 6WHXHUXQJVUHFKQHU EHU HLQ 

%HWULHEVV\VWHP 'LHV EHUQLPPW GLH 'DWHLYHUZDOWXQJ XQG EHUZDFKW GLH $XV 

I KUXQJ GHU 3URJUDPPH 0HLVW N|QQHQ LQ PHKUHUHQ 7DVNV XQWHUVFKLHGOLFKH 

3URJUDPPH SDUDOOHO DEJHDUEHLWHW ZHUGHQ ZREHL OHGLJOLFK LPPHU QXU HLQHU 7DVN 

GLH .RQWUROOH EHU GHQ 5RERWHUDUP ]XJHZLHVHQ ZHUGHQ NDQQ


'LH DXV]XI KUHQGHQ 3URJUDPPH ZHUGHQ LQ VSH]LHOOHQ 3URJUDPPLHUVSUDFKHQ 

HUVWHOOW 'LHVH VLQG PHLVW KHUVWHOOHUVSH]LILVFK JHSUlJW XQG HULQQHUQ LKUHP :H 

VHQ QDFK DQ NODVVLVFKH 3URJUDPPLHUVSUDFKHQ ZLH %$6,& RGHU )2575$1 (V 

N|QQHQ +DXSWSURJUDPPH DQJHOHJW ZHUGHQ GLH LQ 8QWHUSURJUDPPH YHU]ZHL 

JHQ XQG ZLHGHU ]XU FNVSULQJHQ ,Q HLQHU NRQ]HUWLHUWHQ $NWLRQ ZXUGH HLQH HLQ 

KHLWOLFKH 6SUDFKH I U 5RERWHU GLH ,QGXVWULDO 5RERW /DQJXDJH ,5/ HQWZRU 

IHQ XQG QRUPLHUW ',1 

'HU]HLW JLEW HV 1RUPLHUXQJVEHVWUHEXQJHQ I U HLQH JUDILVFKH %HQXW]XQJVREHU 

IOlFKH YRQ 5RERWHUSURJUDPPLHUV\VWHPHQ ZLH VLH LP % URDOOWDJ GXUFK GHQ (LQ 

]XJ GHU :LQGRZV 6RIWZDUH EHUHLWV HWDEOLHUW VLQG +LHU HUIROJW HLQH 'HILQLWLRQ 

GHU 6\PEROH I U GLH .DWHJRULHQ 3URJUDPPLHUXQJ %HZHJXQJ (LQ $XVJDEH 

VRZLH GLH XQWHUVFKLHGOLFKHQ $QZHQGXQJVDUWHQ 6FKZHL‰HQ 0RQWLHUHQ .OH 

EHQ /DFNLHUHQ XQG 6RQVWLJHV ,62 ',6 'LH HLQ]HOQHQ 3URJUDPPH 

VLQG DEHU QDFK ZLH YRU LQ GHU JHUlWHVSH]LILVFKHQ 3URJUDPPLHUVSUDFKH ]X HU 

VWHOOHQ 

636 3URJUDPPLHUXQJ QDFK ,(& 

'LH ,(& LVW GHU HUVWH LQWHUQDWLRQDO DN]HSWLHUWH 6WDQGDUG I U GLH 3URJUDP 

PLHUXQJ YRQ VSHLFKHUSURJUDPPLHUWHQ 6WHXHUXQJHQ 636 ,Q 7HLO VLQG IRU 

PDOH VHPDQWLVFKH XQG V\QWDNWLVFKH 'HILQLWLRQHQ I U GDV JUXQGOHJHQGH 6RIW 

ZDUHPRGHOO GHU 6WHXHUXQJ HQWKDOWHQ HEHQVR HLQH 5HLKH YRQ DQZHQGEDUHQ 

3URJUDPPLHUVSUDFKHQ ',1 (1 ,Q GLHVHU 1RUP KDEHQ ÄGLH 0HWKR 

GHQ PRGHUQHU 3URJUDPPLHUVSUDFKHQ (LQ]XJ JHKDOWHQ 3)(,))(5 6 ³ 

'DV 3URJUDPPLHUNRQ]HSW QDFK ,(& ZLUG YRQ -2+1 7,(*(/.$03 

6 II YRUJHVWHOOW (V EHVWHKW DXV 3URJUDPPRUJDQLVDWLRQVHLQKHLWHQ 

32( 'LHVH ZHUGHQ LQ GUHL $XVSUlJXQJHQ HLQJHVHW]W )XQNWLRQ )81 

)XQNWLRQVEDXVWHLQ )% XQG 3URJUDPP 352* V $EELOGXQJ 

2% 

 

 

6% 

 

 

'% 

 

 

3% 

 

 

)% 

 

 

352*5$0 

 

)81&7,21 

 

%LVKHULJH %DXVWHLQW\SHQ ',1 32(V GHU ,(& 

)81&7,21 

%/2&. 

 

 

$EELOGXQJ hEHUJDQJ YRQ %DXVWHLQHQ GHU ',1 ]X 32(V GHU ,(& 

-2+1 7,(*(/.$03 6 

'DEHL ZHLVHQ )XQNWLRQHQ GLH JHULQJVWH )XQNWLRQDOLWlW DXI 6LH JHEHQ EHL 

JOHLFKHP (LQJDQJVZHUW LPPHU GDVVHOEH (UJHEQLV ]XU FN 'LH )XQNWLRQVEDX 

VWHLQH GDJHJHQ ZHUGHQ DOV ,QVWDQ]HQ PLW GHU 0|JOLFKNHLW ]XU ORNDOHQ 'DWHQ


VSHLFKHUXQJ HLQJHVHW]W (LQ 3URJUDPP LVW GHU .RSI HLQHV 636 3URJUDPPV 

XQG EHVLW]W GLH 0|JOLFKNHLW DXI GLH 636 3HULSKHULH ]X]XJUHLIHQ XQG GLHV GHQ 

EULJHQ 32( EHUHLW]XVWHOOHQ bKQOLFK ZLH EHLVSLHOVZHLVH LQ GHU 3URJUDPPLHU 

VSUDFKH & VLQG KlXILJ EHQ|WLJWH 6WDQGDUG )XQNWLRQHQ XQG )XQNWLRQVEDXVWHLQH 

YRUGHILQLHUW 9DULDEOHQ VLQG LQ YHUVFKLHGHQHQ 'DWHQW\SHQ %RRO ,QWHJHU 

GHNODULHUEDU 'LH ,(& YHUHLQIDFKWH ELVKHULJH .RQ]HSWH ZLH HWZD GDV 

GHU ',1 V $EELOGXQJ 

'LH 3URJUDPPJHQHULHUXQJ I U GLH HLQ]HOQHQ 32( NDQQ GXUFK HLQH GHU I QI 

]XOlVVLJHQ 3URJUDPPLHUVSUDFKHQ HUIROJHQ $EODXIVSUDFKH $6 .RQWDNWSODQ 

.23 )XQNWLRQVEDXVWHLQVSUDFKH )%6 $QZHLVXQJVOLVWH $:/ XQG 6WUXNWX 

ULHUWHU 7H[W 67 'LHVH N|QQHQ MH QDFK (LQVDW]EHUHLFK XQG .HQQWQLVVH GHV 

3URJUDPPLHUHUV DXVJHZlKOW ZHUGHQ (LQH XPIDVVHQGH (LQI KUXQJ JHEHQ 

-2+1 7,(*(/.$03 6 

0LW GLHVHU 1RUP LVW HV P|JOLFK NRPSOH[H 6WHXHUXQJVSURJUDPPH PRGXODU DXI 

]XEDXHQ XP GLH hEHUVLFKWOLFKNHLW XQG bQGHUEDUNHLW ]X HUK|KHQ 'XUFK HLQH 

+LHUDUFKLVLHUXQJ GHU )XQNWLRQVEDXVWHLQH OlVVW VLFK EHL HQWVSUHFKHQGHU /HLV 

WXQJVIlKLJNHLW GHU +DUGZDUH HLQH 6WHXHUXQJVKLHUDUFKLH HWZD YRQ =HOOHQVWHXH 

UXQJ XQG .RPSRQHQWHQVWHXHUXQJ LQQHUKDOE HLQHU 636 DEELOGHQ 

.RPPXQLNDWLRQ I U 6WHXHUXQJVNRPSRQHQWHQ 

) U GLH .RPPXQLNDWLRQ YRQ 6WHXHUXQJVNRPSRQHQWHQ LP LQGXVWULHOOHQ (LQVDW] 

XQWHUHLQDQGHU JLEW HV HLQH 9LHO]DKO YHUVFKLHGHQHU $QVlW]H XQG 6WDQGDUGV ,Q 

GLHVHP 7HLONDSLWHO ZHUGHQ OHGLJOLFK GLH I U GLHVH $UEHLW UHOHYDQWHQ KHUDXVJH 

JULIIHQ XQG NXU] YRUJHVWHOOW 

6&+2/= 

0DQXIDFWXULQJ $XWRPDWLRQ 3URWRFRO 

JLEW HLQHQ $EULVV GHU (QWZLFNOXQJ GHV 0DQXIDFWXULQJ $XWRPD 

WLRQ 3URWRFRO 0$3 'DQDFK HUIROJWH GLH ,QLWLDWLYH I U HLQHQ VWDQGDUGLVLHUWHQ 

.RPPXQLNDWLRQVPHFKDQLVPXV LQ GHU )HUWLJXQJ LP -XOL EHL GHU )LUPD *H 

QHUDO 0RWRUV LQ 86$ 'DV LQ GHQ IROJHQGHQ DFKW -DKUHQ XQWHU GHU )HGHUI K 

UXQJ YRQ *0 HUDUEHLWHWH 0$3 3URWRNROO RULHQWLHUW VLFK DP ,62 26, 0RGHOO 

0$3 VSH]LIL]LHUW GDEHL DEHU OHGLJOLFK GLH 6FKLFKW VRZLH GLH 6FKLFKWHQ XQG 

,Q GHU 6FKLFKW ZHUGHQ GLH GUHL 3URWRNROOH $&6( $SSOLFDWLRQ &RQWURO 6HU 

YLFH (OHPHQW )7$0 )LOH 7UDQVIHU $FFHVV DQG 0DQDJHPHQW XQG 006 V 

.DSLWHO YRUJHVHKHQ 1LFKW ]XOHW]W KLHU OLHJW GHU YHUPHLQWOLFKH 9RUWHLO 

GHV .RQ]HSWHV Ä'HU (UIROJ YRQ 0$3 ZLUG GXUFK GLH ÃWHFKQRORJLVFKH 6SUDFKHµ 

006 JHZlKUOHLVWHW 6&+0,'7 ³ 

0$3 YHUVWHKW VLFK DOV +LQWHUJUXQGQHW] EDFNERQH GDV $XWRPDWLVLHUXQJVLQ 

VHOQ XQWHUHLQDQGHU YHUELQGHW E]Z HLQH 9HUELQGXQJ ]X EHUJHRUGQHWHQ /HLW 

HEHQHQ GDUVWHOOW Ä'DV 0$3 %DFNERQH HLJQHW VLFK YRU DOOHP I U GLH 9HUQHW]XQJ 

,QVEHVRQGHUH GDV *HELHW GHU )HOGEXVVH VRZLH GLH 0LFURVRIW VSH]LILVFKH .RPPXQLNDWLRQV 

DUFKLWHNWXU 23& EOHLEHQ DXVJHNODPPHUW GD VLH I U GLH 8PVHW]XQJ GHV *HVDPWNRQ]HSWHV PLW 

3ODQXQJVV\VWHP 6LPXODWLRQ XQG UHDOHU 6WHXHUXQJ QLFKW JHHLJQHW VLQG 'LHVH 6WDQGDUGV VLQG 

QLFKW XQLYHUVHOO JHQXJ


YRQ 5HFKQHUQ LP %HUHLFK GHU ) KUXQJVHEHQH ZLH :HUNV %HUHLFKV XQG =HO 

OHQUHFKQHU I U GLH QLFKW ]HLWNULWLVFKH hEHUWUDJXQJ YRQ 'DWHLHQ XQG 1& 3UR 

JUDPPHQ 6&+2/= 6 ³ ,Q GHQ HLQ]HOQHQ ,QVHOQ N|QQHQ GDQQ DXFK 

6XEQHW]H HLQHU DQGHUHQ $UFKLWHNWXU ]XP (LQVDW] NRPPHQ GLH SHU 5RXWHU HLQ 

JHEXQGHQ ZHUGHQ =X DQGHUHQ KRPRJHQHQ 1HW]VWUXNWXUHQ JLEW HV *DWHZD\V 

6&+2/= 6 

) U GLH QRWZHQGLJH hEHUVHW]XQJ GHU JHUlWHQHXWUDOHQ 6SUDFKH DQ GLH VSH]LHOOH 

.RPSRQHQWH 7UHLEHU (QWZLFNOXQJ ZXUGHQ DXFK :HUN]HXJH HQWZLFNHOW 6R 

VWHOOHQ :(&. )5,('5,&+ GDV :HUN]HXJ 006 ' YRU ZHOFKHV I U HLQ 

EHOLHELJHV DXWRPDWLVLHUWHV %HWULHEVPLWWHO GDV LQ HLQH 006 8PJHEXQJ HLQJH 

EUDFKW ZHUGHQ VROO GLH PDVFKLQHQVSH]LILVFKH 8PVHW]XQJ LQ HLQHP 006 'H 

YLFH 'ULYHU XQWHUVW W]W 006 ' EHVWHKW DXV YHUVFKLHGHQHQ (GLWRUHQ GLH GLH 

HQWVSUHFKHQGH .RQILJXUDWLRQ YHUHLQIDFKHQ XQG OHW]WHQGOLFK VRJDU GHQ DXVI KU 

EDUHQ &RGH GHV 006 6HUYHUV HU]HXJHQ 'HU 6HUYHU NDQQ GDQQ PLWWHOV 

0$3 006 ,QWHUIDFH DQJHVSURFKHQ ZHUGHQ 'LHVHV :HUN]HXJ YHUVSULFKW HLQH 

HLQIDFKH +LOIH EHL GHU .RPSRQHQWHQLQWHJUDWLRQ DXI 006 (EHQH ]X RIIHULHUHQ 

'LH .RPELQDWLRQ YRQ 006 PLW GHP LQIRUPDWLRQVWHFKQLVFKHQ hEHUWUDJXQJVSUR 

WRNROO 0$3 KDW VLFK DEHU ]X %HJLQQ GHU HU -DKUH ]ZDU LQ HLQLJHQ 3LORWLQVWDOOD 

WLRQHQ ] % 0,/%(5* 6&+b))(5 0$//( QLFKW MHGRFK IOlFKHQGH 

FNHQG LQ GHU ,QGXVWULH GXUFKVHW]HQ N|QQHQ 'LHV ZXUGH GDPDOV VFKRQ LQ ]DKO 

UHLFKHQ NULWLVFKHQ $QPHUNXQJHQ SURSKH]HLW E]Z EHI UFKWHW 

Ä'LH 5HDOLVLHUXQJ DOOHU 6FKLFKWHQ I U HLQIDFKH XQG GDPLW ELOOLJH DQ 

GDV 0$3 1HW] DQ]XVFKOLH‰HQGH LQWHOOLJHQWH *HUlWH ZLH ] % VSHL 

FKHUSURJUDPPLHUEDUH 6WHXHUXQJHQ 636 Z UGH DX‰HUGHP HLQHQ XQ 

DQJHPHVVHQ KRKHQ .RVWHQDXIZDQG EHGHXWHQ > @ *HQHUHOO VROOWH GLH 

(LQVFKlW]XQJ GHU (LQVDW]P|JOLFKNHLWHQ YRQ 0$3 I U GHQ HLQ]HOQHQ 

$QZHQGHU QLFKW ]X RSWLPLVWLVFK VHLQ (V PX‰ NODU JHVDJW ZHUGHQ GDVV 

0$3 NRQIRUPH 3URGXNWH ]XU ,QWHJUDWLRQ EHOLHELJHU +DUGZDUH NDXP 

JHNDXIW ZHUGHQ N|QQHQ 6&+2/= 6 ± ³ 

Ä (LQ -XVWLHUHQ GHU 3DUDPHWHU I U HLQH IXQNWLRQLHUHQGH .RPPXQLNDWLRQ 

HUIRUGHUW MHGRFK VSH]LHOOHV .QRZ +RZ 

'LH $GPLQLVWUDWLRQ GHU $GUHVVHQ 2EMHNWH XQG .RPPXQLNDWLRQVEH 

]LHKXQJHQ LVW DXIJUXQG GHU XQWHUVFKLHGOLFKHQ .RQILJXUDWLRQVV\VWHPH 

LQ HLQHU 0XOWLYHQGRUDQODJH QLFKW GLUHNW P|JOLFK 6&+0,'7 ³ 

Ä:HLWHUKLQ ZLUNW VLFK GDV QRFK JHULQJH 3URGXNWDQJHERW LQVEHVRQGHUH 

EHL 6WHXHUXQJHQ 636 &1& PLW LQWHJULHUWHU 0$3 XQG 006 )XQNWLR 

QDOLWlW KHPPHQG DXI GHQ YHUEUHLWHQGHQ (LQVDW] YRQ 0$3 DXV $X‰HU 

GHP ZLUNW VLFK GLH UHVWULNWLYH 0$3 6SH]LILNDWLRQ LP %HUHLFK GHU 26, 

6FKLFKWHQ XQG > @ VHKU QHJDWLY DXI GLH $N]HSWDQ] YRQ 0$3 DXV 

> @ (V LVW GDKHU GHQNEDU GDVV VLFK GLH 0$3 $UFKLWHNWXU QLFKW LQ Ã5HLQ 

NXOWXUµ VRQGHUQ P|JOLFKHUZHLVH DOV Ã006 DXI 7RNHQ 5LQJ E]Z (WKHU 

QHWµ GXUFKVHW]HQ ZLUG +8* 6 ³ 

5HV PHH 

'LHVHV 7HLONDSLWHO EHUHLWHW GLH I U GLH YRUOLHJHQGH $UEHLW ZLFKWLJHQ $VSHNWH DXV 

GHP %HUHLFK GHU VWHXHUXQJVWHFKQLVFKHQ *UXQGODJHQ DXI $QDORJ ]XP YRUDQ


JHJDQJHQHQ 7HLONDSLWHO EHVWHKW GLH 0RWLYDWLRQ GDULQ GLH UHOHYDQWHQ 7HFK 

QLNHQ NRPSULPLHUW GDU]XVWHOOHQ 'LH LP ZHLWHUHQ 9HUODXI GHU $UEHLW HUZlKQWHQ 

.RQ]HSWH XQG 6\VWHPH EDXHQ DXI GLHVHQ *UXQGODJHQ DXI 


1DFK GHU 9RUVWHOOXQJ GHU WHFKQLVFKHQ %DVLV VROOHQ LQ GLHVHP 7HLONDSLWHO JUXQG 

OHJHQGH PHWKRGLVFKH 9RUJHKHQVZHLVHQ YRUJHVWHOOW ZHUGHQ GLH HLQHQ EHU 

JUHLIHQGHQ $QZHQGXQJVEHUHLFK KDEHQ 

*UXQGODJHQ 

'LH (UNHQQWQLVWKHRULH XQWHUVFKHLGHW JUXQGVlW]OLFK ]ZLVFKHQ $XIJDEHQ XQG 

3UREOHPHQ 1DFK %52&.+$86 LVW HLQH $XIJDEH DOOJ 3IOLFKW $QIRUGH 

UXQJ ]X HUOHGLJHQGH $UEHLW 'DV 3UREOHP ZLUG YRQ %52&.+$86 GHIL 

QLHUW DOV VFKZLHULJH $XIJDEH NRPSOL]LHUWH )UDJHVWHOOXQJ QLFKW JHO|VWH )UDJH 

EHUXKHQG DXI GHP :LVVHQ RGHU GHU (UNHQQWQLV GDVV GDV YHUI JEDUH :LVVHQ 

QLFKW DXVUHLFKW XP HLQH JHVWHOOWH $XIJDEH ]X EHZlOWLJHQ RGHU HLQHQ =XVDP 

PHQKDQJ ]X GXUFKVFKDXHQ GHVVHQ 9HUVWlQGQLV HUVWUHEW ZLUG > @ 'DV 3 LVW 

$XVJDQJVSXQNW GHV )UDJHQV XQG )RUVFKHQV Y D LQ GHU :LVVHQVFKDIW (+5 

/(163,(/ 6 II VLHKW $XIJDEHQ DOV JHLVWLJH $QIRUGHUXQJHQ I U GHUHQ 

%HZlOWLJXQJ 0HWKRGHQ XQG 0LWWHO EHNDQQW VLQG %HL HLQHP 3UREOHP VLQG GLHVH 

0LWWHO QLFKW EHNDQQW RIWPDOV LVW GHU HUZ QVFKWH (QG]XVWDQG QLFKW JHQDX ]X 

EHVFKUHLEHQ ] % Ã8QVHUH )LUPD PX‰ NRQNXUUHQ]IlKLJHU ZHUGHQ µ 

) U GLH /|VXQJ YRQ 3UREOHPHQ ZXUGHQ GLYHUVH 9RUJHKHQVPXVWHU HQWZRUIHQ 

EHLVSLHOVZHLVH GHU 3UREOHPO|VXQJV]\NOXV GHU 6\VWHPWHFKQLN '$(1=(5 +8 

%(5 RGHU GHU 9RUJHKHQV]\NOXV QDFK (+5/(163,(/ 6 II 'LH 

3URGXNWHQWZLFNOXQJ XQG 0RQWDJHSODQXQJ HQWKlOW 3UREOHP XQG $XIJDEHQVWHO 

OXQJHQ I U GHQ 3ODQHU 'LH JUXQGOHJHQGHQ 0XVWHU GHU REHQ HUZlKQWHQ =\NOHQ 

0|JOLFKNHLWHQ VXFKHQ DQDO\VLHUHQ EHZHUWHQ HQWVFKHLGHQ ZHUGHQ SULQ]LSLHOO 

LQ GHQ VSH]LILVFKHQ 9RUJHKHQVZHLVHQ DGDSWLHUW XQG DQJHZDQGW 

%HXUWHLOXQJ 'LH 3ODQXQJ YRQ DXWRPDWLVLHUWHQ 0RQWDJHYRUJlQJHQ HQWKlOW $XI 

JDEHQ XQG 3UREOHPH GLH YRP 3ODQHU ]X O|VHQ VLQG 'LH DOOJHPHLQHQ 9RU 

JHKHQVZHLVHQ P VVHQ DEHU I U GLHVHQ $QZHQGXQJVIDOO DXIEHUHLWHW ZHUGHQ 

XP HLQH +LOIHVWHOOXQJ ]X JHEHQ 

$OOJHPHLQH )DEULNSODQXQJ 

$**7(/(.< 6 GHILQLHUW DOV EHUJHRUGQHWH /HLWOLQLH HLQH 3OD 

QXQJVS\UDPLGH +LHU ZHUGHQ QDFK GHU ,QLWLDWLYH GLH 3KDVHQ 9RUDUEHLWHQ 3UR 

MHNWVWXGLH XQG $XVI KUXQJVSODQXQJ HUOHGLJW $P (QGH GHU GUHL 3KDVHQ VWHKHQ 

GLH GUHL =ZLVFKHQ HUJHEQLVVH $XIJDEHQVWHOOXQJ (QWVFKHLGXQJ E]Z %HWULHEV 

EHJLQQ GLH I U GLH MHZHLOV DQVFKOLH‰HQGH 3KDVH GLH *UXQGODJH ELOGHQ .(77 

1(5 8 $ 6 II VHKHQ I U GLH )DEULNSODQXQJ GLH GUHL %HUHLFKH *HQH 

UDOEHEDXXQJVSODQ *HVDPWEHWULHE *URESODQXQJ )HUWLJXQJVZHUNVWlWWHQ XQG 

)HLQSODQXQJ 0DVFKLQHQDUEHLWVSOlW]H YRU ) U MHGHQ GLHVHU %HUHLFKH JLEW HV 

VRZRKO HLQH ,GHDOSODQXQJ GLH DXI DEVWUDNWHQ 6WUXNWXUHQ EDVLHUW VRZLH HLQH 5H 

DOSODQXQJ ZHOFKH ] % GLH WDWVlFKOLFKHQ $EPHVVXQJHQ GHU $QODJHQ EHU FN


VLFKWLJW 'HQ $EODXI YRP *HQHUDOEHEDXXQJVSODQ ]XU )HLQSODQXQJ QHQQHQ VLH 

DQDO\WLVFKH 3ODQXQJ YRP *DQ]HQ ]XP 'HWDLO GLH HQWJHJHQJHVHW]WH 9RU 

JHKHQVZHLVH V\QWKHWLVFKH 3ODQXQJ YRP 'HWDLO ]XP *DQ]HQ 6 

%HXUWHLOXQJ 'LH 8QWHUVFKHLGXQJ LQ DQDO\WLVFKH XQG V\QWKHWLVFKH 3ODQXQJ 

]HLJW DXI GDVV PDQ DXV XQWHUVFKLHGOLFKHQ 5LFKWXQJHQ YRUVWR‰HQ NDQQ XP 

]XP =LHO ]X JHODQJHQ 'LHVH ,GHH ZLUG VSlWHU LQ lKQOLFKHU :HLVH DXIJHJULIIHQ 

5()$ 6WDQGDUGYRUJHKHQ 

$OV JUXQGVlW]OLFKHV 9RUJHKHQ ZHUGHQ GLH VHTXHQWLHOOHQ 3ODQXQJVVFKULWWH Ã9RU 

SODQXQJµ Ã*URESODQXQJµ Ã)HLQSODQXQJµ XQG Ã6WHXHUXQJ GHU $XIJDEHQGXUFKI K 

UXQJµ JHQDQQW 5()$ D 6 

'DV Ã5()$ 6WDQGDUGSURJUDPP 3ODQXQJ XQG 6WHXHUXQJµ XPIDVVW VHFKV 6WXIHQ 

6 

=LHOH XQG $XIJDEHQ DQDO\VLHUHQ 3UREOHPSKDVH 

3ODQXQJV XQG 6WHXHUXQJVUDKPHQ EHVWLPPHQ $EJUHQ]XQJVSKDVH 

$XIJDEHQGXUFKI KUXQJ SODQHQ HLQVFKOLH‰OLFK $UEHLWVV\VWHPH JH 

VWDOWHQ %HZHUWXQJV $XVZDKO XQG .RQWUROOSKDVH 

$XIJDEHQGXUFKI KUXQJ YHUDQODVVHQ 

$XIJDEHQGXUFKI KUXQJ EHUZDFKHQ 

$XIJDEHQGXUFKI KUXQJ VLFKHUVWHOOHQ 

'LHVHV DOOJHPHLQH 3URJUDPP ZLUG I U HLQ]HOQH %HUHLFKH NRQNUHWLVLHUW V .D 

SLWHO 

%HXUWHLOXQJ $XFK GLHVHV 9HUIDKUHQ NDQQ HUVW LQ HLQHU SUl]LVLHUWHQ )RUP GHP 

3ODQHU EHL VHLQHU $UEHLW KHOIHQ 'HU %HWUDFKWXQJVUDXP JHKW EHU GLH HLJHQWOL 

FKH 3ODQXQJ KLQDXV XQG HQWKlOW DXFK GLH 8PVHW]XQJ 6RPLW LVW DXI GLHVHU DE 

VWUDNWHQ %HVFKUHLEXQJVHEHQH HLQH 'XUFKJlQJLJNHLW YRQ GHU ,GHH ]XU 5HDOL 

VLHUXQJ VNL]]LHUW YJO )RUGHUXQJ DXV .DSLWHO 

9', 5LFKWOLQLH 

,P 0DVFKLQHQEDX ZLUG DOV 6WDQGDUG 9RUJHKHQVZHLVH EHL GHU (QWZLFNOXQJ RIW 

PDOV GLH 9', 5LFKWOLQLH ]LWLHUW 'LHVH EHVWHKW DXV YLHU 3KDVHQ GLH LQ VLH 

EHQ $UEHLWVDEVFKQLWWH XQWHUWHLOW VLQG (LQH hEHUVLFKW JLEW GLH $EELOGXQJ 9', 

'DV 3ULQ]LS GHU 9RUJHKHQVZHLVH EHVWHKW GDULQ YRQ GHU DEVWUDNWHQ hEHUOHJXQJ 

XQG VWUXNWXUHOOHQ %H]LHKXQJHQ DXV HLQH .RQNUHWLVLHUXQJ ]X HUKDOWHQ XQG 

VFKOLH‰OLFK GLH 8PVHW]XQJ DQ]XVWR‰HQ $XIJUXQG GHV $QVSUXFKV GHU 5LFKW 

OLQLH I U WHFKQLVFKH 6\VWHPH * OWLJNHLW ]X EHVLW]HQ PXVV GLH %HVFKUHLEXQJ 

DXI HLQHP HKHU DEVWUDNWHQ 1LYHDX EOHLEHQ ) U GLH MHZHLOLJHQ (LQVDW]JHELHWH 

LVW LP (LQ]HOIDOO HLQH VSH]LILVFKH 7UDQVNULSWLRQ QRWZHQGLJ XP HLQH YHUVWlQG 

OLFKH $UEHLWVDQOHLWXQJ GDUDXV ]X JHQHULHUHQ 'DV ]X JHVWDOWHQGH WHFKQLVFKH 

6\VWHP ZLUG DOV 3URGXNW EH]HLFKQHW


) U HLQ]HOQH 'LV]LSOLQHQ VLQG VSH]LHOOH $GDSWLRQHQ HUIROJW ] % 9', .RQ 

VWUXNWLRQVPHWKRGLN 9', (QWZLFNOXQJVPHWKRGLN I U *HUlWH PLW 6WHXHUXQJ 

GXUFK 0LNURHOHNWURQLN E]Z LQ 9RUEHUHLWXQJ 9', 0HWKRGLVFKHV (QWZHU 

IHQ WHFKQLVFKHU 3URGXNWH 5LFKWOLQLH ]XU 3URGXNWHQWZLFNOXQJ 0HFKDWURQLN 

$UEHLWVDEVFKQLWWH $UEHLWVHUJHEQLVVH 3KDVHQ 

$XIJDEH 

.OlUHQ XQG SUl]LVLHUHQ 

GHU $XIJDEHQVWHOOXQJ 

(UPLWWHOQ YRQ )XQNWLRQHQ 

XQG GHUHQ 6WUXNWXUHQ 

6XFKHQ QDFK /|VXQJVSULQ 

]LSLHQ X GHUHQ 6WUXNWXUHQ 

*OLHGHUQ LQ UHDOLVLHUEDUH 

0RGXOH 

*HVWDOWHQ GHU PD‰ 

JHEHQGHQ 0RGXOH 

*HVWDOWHQ GHV 

JHVDPWHQ 3URGXNWV 

$XVDUEHLWHQ GHU $XVI KUXQJV 

X 1XW]XQJVDQJDEHQ 

:HLWHUH 5HDOLVLHUXQJ 

$QIRUGHUXQJVOLVWH 

)XQNWLRQVVWUXNWXU 

3ULQ]LSLHOOH /|VXQJ 

0RGXODUH 6WUXNWXU 

9RUHQWZ UIH 

*HVDPWHQWZXUI 

3URGXNWGRNXPHQWDWLRQ 

$EELOGXQJ *HQHUHOOHV 9RUJHKHQ EHLP (QWZLFNHOQ XQG .RQVWUXLHUHQ 

QDFK 9', 

%HXUWHLOXQJ 'LHVH 9RUJHKHQVZHLVH LVW EHUHLWV NRQNUHWHU DOV GDV 5()$ 6WDQ 

GDUGSURJUDPP $OOHUGLQJV ZLUG DXV GHU )XQNWLRQVVWUXNWXU VHKU VFKQHOO ]XP VWD 

WLVFKHQ 3URGXNW EHUJHJDQJHQ VRGDVV LP $QZHQGXQJVIDOO GHU 0RQWDJHSOD 

QXQJ GHU *HVWDOWXQJ GHV 0RQWDJHYRUJDQJV NDXP PHKU $XIPHUNVDPNHLW JH 

VFKHQNW ZLUG YLHOPHKU GHQ HLQ]HOQHQ $QODJHQNRPSRQHQWHQ 

$QVlW]H ]XU $UEHLWVSODQXQJ 

'LH $UEHLWVSODQXQJ ZLUG YRQ (9(56+(,0 RUJDQLVDWRULVFK DOV 7HLO GHU 

$UEHLWVYRUEHUHLWXQJ JHVHKHQ (U XQWHUVFKHLGHW ]ZLVFKHQ $UEHLWVV\VWHP 

XQG $UEHLWVDEODXISODQXQJ 'LH $UEHLWVV\VWHPSODQXQJ VRUJW I U GLH ZLUWVFKDIW 

OLFKH *HVWDOWXQJ GHU %HUHLFKH )HUWLJXQJ XQG 0RQWDJH :HVHQWOLFK I U GLH $U 

EHLWVDEODXISODQXQJ LVW GLH 8PVHW]XQJ YRQ 3URGXNWLQIRUPDWLRQHQ LQ GLH ,QIRU 

PDWLRQHQ I U )HUWLJXQJ XQG 0RQWDJH =X GHQ $XIJDEHQ GHU $UEHLWVDEODXISOD 

QXQJ JHK|UHQ GLH 3ODQXQJVYRUEHUHLWXQJ 6W FNOLVWHQYHUDUEHLWXQJ $UEHLWVSODQ 

, 

,, 

,,, 

9,


HUVWHOOXQJ %HWULHEVPLWWHOSODQXQJ 3URJUDPPLHUXQJ 3U ISODQXQJ XQG .RVWHQ 

SODQXQJ 

5()$ E 6 QHQQW VHFKV 6FKULWWH EHL GHU $EODXISODQXQJ 

=LHOVHW]XQJ XQG $XIJDEH IRUPXOLHUHQ 

.OlUHQ GHU 6\VWHPJU|‰H GHV 3ODQXQJVKRUL]RQWV E]Z 

GHU 3ODQXQJVHEHQH XQG GHU 0LQLPDOIRUGHUXQJHQ 

$XIJDEHQ LQ 7HLOEHUHLFKH JOLHGHUQ XQG 3ODQXQJVHEHQHQ ]XRUGQHQ 

*OLHGHUXQJ DOV 9RUVWXIH GHU $EODXISODQXQJ :LFKWLJNHLW VWHLJW PLW .RP 

SOH[LWlW GHU $XIJDEH 

$EODXISODQXQJ I U 7HLODXIJDEHQ GXUFKI KUHQ 

3ODQXQJ GHU ORJLVFKHQ $XIHLQDQGHUIROJH 

=HLWHQ I U 0HQJHQHLQKHLWHQ HUPLWWHOQ 

(UPLWWOXQJ GHU =HLWHQ I U GLH 'XUFKI KUXQJ GHU $XIJDEHQ DP $UEHLWVSODW] 

VDPW =ZLVFKHQ XQG =XVDW]]HLWHQ 

%HGDUI MH 0HQJHQHLQKHLW HUPLWWHOQ 

(UPLWWOXQJ GHV %HGDUIV DQ 3HUVRQDO %HWULHEVPLWWHOQ 0DWHULDO ,QIRUPDWLR 

QHQ XQG (QHUJLH 

7HLODXIJDEHQ LQ $EODXISOlQHQ YHUPDVFKHQ 

3OlQH DOV (UJHEQLV GHU 3ODQXQJ ] % 3URJUDPPDEODXISODQ $UEHLWVSODQ 

(UVW LP VHFKVWHQ 6FKULWW ZLUG GHU HLJHQWOLFKH $UEHLWVSODQ HUVWHOOW +LHUI U JLEW HV 

HLQ DOOJHPHLQJ OWLJHV 6WDQGDUGSURJUDPP 

.HUQ DXV I QI (OHPHQWHQ EHVWHKW 

6 ZHOFKHV VHLQHUVHLWV LP 

œ $XVJDQJVPDWHULDO IHVWOHJHQ 

œ :LUWVFKDIWOLFKHQ )HUWLJXQJVDEODXI IHVWOHJHQ 

œ $UEHLWVV\VWHPH DXVZlKOHQ 

œ 6ROO $UEHLWVDEODXI LQ 9RUJlQJH JOLHGHUQ XQG EHVFKUHLEHQ 

œ 6ROO =HLWHQ XQG $QIRUGHUXQJVZHUWH EHVWLPPHQ 

'LHVHU 5()$ $QVDW] HQWVWDQG $QIDQJ GHU HU -DKUH VRGDVV DXI %HVRQGHU 

KHLWHQ GXUFK GHQ YHUVWlUNWHQ 5HFKQHUHLQVDW] LQ GHU 3URGXNWLRQ ZLH HU LQ GHU 

GDUDXIIROJHQGHQ 'HNDGH (LQ]XJ KLHOW IUHLOLFK QRFK QLFKW HLQJHJDQJHQ ZXUGH 

0,/%(5* GHILQLHUW LQ GLHVHP .RQWH[W ]XVlW]OLFK GLH XQWHUVFKLHGOLFKHQ 

3ODQXQJVDUWHQ 1HX 9DULDQWHQ bKQOLFKNHLWV XQG :LHGHUKROXQJVSODQXQJ 

6 'DEHL ]LHKW HU RIIHQVLFKWOLFK $QDORJLHVFKO VVH ]X GHQ .RQVWUXNWLRQV 

DUWHQ 1HX $QSDVVXQJV XQG 9DULDQWHQNRQVWUXNWLRQ ] % 3$+/ %(,7= 

6 'LH $UEHLWVSODQHUVWHOOXQJ GLIIHUHQ]LHUW HU LQ GLH DXIHLQDQGHUIROJHQGHQ 

6FKULWWH =HLFKQXQJ LQWHUSUHWLHUHQ 5RKWHLOEHVWLPPXQJ $UEHLWVYRUJDQJVHUPLWW 

OXQJ 0DVFKLQHQDXVZDKO 6RQGHUZHUN]HXJSODQXQJ 9RUULFKWXQJVSODQXQJ XQG 

9RUJDEH]HLWEHVWLPPXQJ 'LH *HQHULHUXQJ GHU 1& 3URJUDPPH HUJLEW VLFK DXV 

GHU 'HWDLOOLHUXQJ GHV $UEHLWVSODQHV 6 XQG HUIROJW EHU :HJ XQG 6FKDOWLQ 

IRUPDWLRQHQ RGHU HLQH 3URJUDPPLHUVSUDFKH 6LPXODWLRQHQ GHU %HDUEHLWXQJ 

VLFKHUQ GDV (UJHEQLV IU K]HLWLJ DE -H QDFK HLQJHVHW]WHP &$' :HUN]HXJ XQG


+LOIVNRPSRQHQWHQ HUJHEHQ VLFK PHKUHUH 3IDGH YRQ GHQ &$' 'DWHQ ]XP 1& 

&RGH QDFK ',1 6 

%HXUWHLOXQJ ,QVEHVRQGHUH GLH 3ODQXQJVDQVlW]H YRQ (9(56+(,0 XQG 

0,/%(5* HLJQHQ VLFK EHL JHQDXHP +LQVHKHQ KDXSWVlFKOLFK I U GLH 7HL 

OHIHUWLJXQJ +LHU JLEW HV PHLVW 0DVFKLQHQ PLW GHILQLHUWHQ /HLVWXQJVVSHNWUHQ GLH 

EHUHLWV LP 8QWHUQHKPHQ YRUKDQGHQ VLQG XQG I U GLH XQWHUVFKLHGOLFKVWHQ $XI 

WUlJH EHUHLWVWHKHQ ) U 6SH]LDOIlOOH ZHUGHQ JJI 6RQGHUZHUN]HXJH KLQ]XJH]R 

JHQ $OV (LQJDQJVLQIRUPDWLRQ GHU 3URJUDPPLHUXQJ JHQ JW GLH *HRPHWULHLQIRU 

PDWLRQ 'LH LQ GHU 0RQWDJH ]XVlW]OLFK EHQ|WLJWH 5HLKHQIROJHEH]LHKXQJ GHV 

=XVDPPHQEDXV VRZLH GLH %HZHJXQJVSODQXQJ I U GLH +DQGKDEXQJVVFKULWWH 

ZLUG H[SOL]LW QLFKW XQWHUVW W]W 0HLVW ZHUGHQ GLH %HDUEHLWXQJVDXIJDEHQ LQ HLQHU 

=HOOH HUI OOW (LQH 9HUNHWWXQJ XQWHUVFKLHGOLFKHU 0DVFKLQHQ XQG GHUHQ MHZHLOLJHU 

6WHXHUXQJ PXVV GHU $UEHLWVSODQHU QLFKW EHKDQGHOQ 'LH 3ODQXQJVPHWKRGH LVW 

LQ DOOHQ 'DUVWHOOXQJHQ DXI VHKU DEVWUDNWHP 1LYHDX JHKDOWHQ XQG QLFKW LQ HLQ 

]HOQH +DQGOXQJVDQZHLVXQJHQ KHUXQWHUJHEURFKHQ 


'LH QDFKIROJHQG DXIJHI KUWHQ $QVlW]H I U GLH 0RQWDJHSODQXQJ XPIDVVHQ LP 

:HVHQWOLFKHQ GLH *HVWDOWXQJ VRZRKO YRQ JHRPHWULVFK EHVFKUHLEEDUHQ 0RQWD 

JHDQODJHQ DOV DXFK GHQ GDULQ VWDWWILQGHQGHQ 3UR]HVVHQ 9RUJHKHQVZHLVHQ 

XQG :HUN]HXJH GLH VLFK IDVW DXVVFKOLH‰OLFK DXI GLH 3ODQXQJ YRQ $EOlXIHQ EH 

VFKUlQNHQ RKQH 8QWHUVW W]XQJ I U GLH 3ODQXQJ GHU $QODJHQKDUGZDUH DQ]X 

ELHWHQ VLQG LP GDUDXIIROJHQGHQ 7HLONDSLWHO DXIJHQRPPHQ 

.RPPHU]LHOOH $QVlW]H 

:HUN]HXJH ]XU 3ODQXQJ PDQXHOOHU $UEHLWVV\VWHPH 

,Q 'HXWVFKODQG VHKU ZHLW YHUEUHLWHW LVW GLH 3URGXNWIDPLOLH (5*23ODQ 0(1*(6 

%$8(5 GLH DXV GHP +RFKVFKXOSURWRW\S ,$20$6 ,QWHUDNWLYH 2EHUIOl 

FKH ]XU 3ODQXQJ XQG *HVWDOWXQJ PDQXHOOHU $UEHLWVV\VWHPH /$< 8 $ 

HQWVWDQG (V N|QQHQ LQ YHUVFKLHGHQHQ 0RGXOHQ GLH $XIJDEHQ GHU 3URGXNW 

VWUXNWXULHUXQJ %HWULHEVPLWWHODXVZDKO XQG /D\RXWJHQHULHUXQJ $UEHLWVSODQJH 

VWDOWXQJ VRZLH =HLW XQG .RVWHQDQDO\VHQ EHDUEHLWHW ZHUGHQ 1HEHQ GHP 3UR 

GXNWLRQVOD\RXW XQG GHU %HWULHEVPLWWHOVW FNOLVWH ZHUGHQ VRJDU GLH 'DWHQ I U GLH 

EHUJHRUGQHWH 3URGXNWLRQVVWHXHUXQJ PLWWHOV 336 6\VWHP JHQHULHUW /$< 

0(1*(6 

'LH 0RQWDJHSODQXQJ RULHQWLHUW VLFK GDEHL DQ GHU 3URGXNWVWUXNWXU GLH ]XQlFKVW 

QDFK 0RQWDJHJHVLFKWVSXQNWHQ ]X VWUXNWXULHUHQ LVW ,Q GLH 3URGXNWVWUXNWXU ZHU 

GHQ ]ZLVFKHQ GHQ .RPSRQHQWHQ GLH 0RQWDJHWlWLJNHLWHQ HLQJHI JW 'LHVH GHIL 

QLHUHQ GLH 0RQWDJHDXIJDEH GLH :HUN]HXJH %HWULHEVPLWWHO XQG +LOIVPLWWHO VR 

ZLH GLH 'DXHU 

6WUDWHJLVFKH (QWZLFNOXQJVSDUWQHU DOV $QZHQGHU E]Z $XIWUDJJHEHU QHXHU 

)XQNWLRQDOLWlWHQ ZLH HWZD ]XU ,QWHJUDWLRQ YRQ 6LPXODWLRQVWRROV RGHU GHP (5 

*23ODQ 3ODQXQJVPRGXO (5*23UR I U GLH 3URGXNWVWUXNWXULHUXQJ XQG 9RUUDQJ 

JUDIHQHUVWHOOXQJ ' 9LVXDOLVLHUXQJ YRQ 3URGXNWNRPSRQHQWHQ XQG 7DUJHW &RV


WLQJ ($, '(/7$ VLQG GLH )LUPHQ %UDXQ ] % 6,/%(51$*(/ XQG 

%RVFK .,//( :$*1(5 

%HXUWHLOXQJ (5*23ODQ KDW VHLQHQ 6FKZHUSXQNW DXI GLH *HVWDOWXQJ YRQ PD 

QXHOOHQ $UEHLWVV\VWHPHQ JHOHJW $XV GLHVHP *UXQG LVW HLQH G\QDPLVFKH .LQH 

PDWLNVLPXODWLRQ QXU I U 0HQVFKPRGHOOH P|JOLFK $XWRPDWLVLHUWH %HWULHEVPLWWHO 

XQG GHUHQ %HZHJXQJVDEODXI N|QQHQ QLFKW EHWUDFKWHW ZHUGHQ 'XUFK GLH JH 

PLVFKWH 'DUVWHOOXQJ YRQ 3URGXNWVWUXNWXU XQG 0RQWDJHDEODXI ZLUG GLH 7UDQVSD 

UHQ] JHPLQGHUW 'D GLH GHWDLOOLHUWHQ $EOlXIH XQG %HZHJXQJHQ LQ GHU $QODJH 

PLW GLHVHP 6\VWHP QLFKW EHSODQW ZHUGHQ N|QQHQ LVW I U GLH (QWZLFNOXQJ GHU 

6WHXHUXQJ HLQ QHXHV 0RGHOO LQ HLQHP DQGHUHQ :HUN]HXJ XQXPJlQJOLFK 

$OV ZHLWHUHV 6\VWHP ZLUG 7L&RQ YRQ GHU 070 9HUHLQLJXQJ DQJHERWHQ 070 

'LHVHV :HUN]HXJ HUPLWWHOW GLH 9RUJDEH]HLWHQ I U PDQXHOOH 0RQWDJH 

RSHUDWLRQHQ 'LH 5HLKHQIROJHVWUXNWXU LVW DOV %DXP DXIJHI KUW GLH UHVWOLFKHQ ,Q 

WHUDNWLRQHQ HUIROJHQ EHU WDEHOODULVFKH )HOGHU 

%HXUWHLOXQJ $XIJUXQG VHLQHV WKHPDWLVFKHQ )RNXVVHV LVW 7L&RQ DXVVFKOLH‰OLFK 

I U PDQXHOOH 3OlW]H DXVJHOHJW (LQH %HKDQGOXQJ DXWRPDWLVLHUWHU 6WDWLRQHQ OLHJW 

DX‰HUKDOE GHV $QZHQGXQJVIHOGHV XQG ZLUG QLFKW DQJHVWUHEW 

' 6LPXODWLRQVZHUN]HXJH 

'LH ' 6LPXODWLRQVZHUN]HXJH H0 :RUNSODFH XQG H0 +XPDQ YRQ 7HFQR 

PDWL[ ZHUGHQ LP 5DKPHQ GHU 0RQWDJHSODQXQJ ]XU /D\RXWSODQXQJ XQG 2IIOLQH 

3URJUDPPLHUXQJ DXWRPDWLVLHUWHU %HWULHEVPLWWHO VRZLH I U (UJRQRPLHXQWHU 

VXFKXQJHQ EHL PDQXHOOHU 0RQWDJH HLQJHVHW]W *(


œ .RQ]HSWLRQ 

œ $EODXISODQXQJ 

œ 0RQWDJHV\VWHPHQWZXUI 

œ $XVDUEHLWXQJ 

œ 5HDOLVLHUXQJ 

œ %HWULHE 

%HUHLWV ZlKUHQG GHU .RQ]HSWLRQ ZHUGHQ KLHU 3ULQ]LSO|VXQJHQ I U GDV 0RQWD 

JHV\VWHP HQWZRUIHQ I U GLH EHUHLWV GLH )UDJHQ GHU 'LPHQVLRQLHUXQJ .DSD]L 

WlWVWHLOXQJ 3XIIHUEHVWLPPXQJ $XIWHLOXQJ ]X 9RU E]Z (QGPRQWDJH XQG $V 

SHNWH GHU 0HFKDQLVLHUXQJ ]X EHDQWZRUWHQ VLQG 6 II ) U GLH $EODXISOD 

QXQJ ZLUG HUVW HLQ *UREYRUUDQJJUDI HUVWHOOW GHVVHQ (LQ]HONQRWHQ LQ )RUP YRQ 

7HLOYHUULFKWXQJHQ GHWDLOOLHUEDU VLQG +LHU ZHUGHQ GLH 0RQWDJHPLWWHO XQG 9RUJD 

EH]HLWHQ HUJlQ]W VRGDVV GHU $UEHLWVSODQ XQPLWWHOEDU HUVWHOOW ZHUGHQ NDQQ 

6 

'LH ,QWHJULHUWH 0RQWDJHSODQXQJ QDFK 6(/,*(5 VWDUWHW XQWHU GHU 9RUDXV 

VHW]XQJ GDVV GDV 3URGXNW EHUHLWV NRQVWUXLHUW LVW XQG VHW]W ]XQlFKVW DXI HLQH 

SURGXNWEH]RJHQH %HVFKUHLEXQJ GHV 0RQWDJHDEODXIV GXUFK GLH I QI 6WDQGDUG 

IXQNWLRQHQ %HDUEHLWHQ 0RQWLHUHQ )|UGHUQ 3U IHQ XQG /LHJHQ 6RPLW VWHKW GLH 

$EODXIRUJDQLVDWLRQ LQQHUKDOE GHU 0RQWDJH LP 9RUGHUJUXQG ) U MHGH )XQNWLRQ 

PXVV QXQ HLQ JHHLJQHWHU )XQNWLRQVWUlJHU %HWULHEVPLWWHO JHIXQGHQ ZHUGHQ 

Ä'LH PRQWDJHWHFKQLVFKHQ 3URGXNWLRQVDQODJHQ ZHUGHQ XP GLH ' ([SORVLRQV 

GDUVWHOOXQJ GHV QHXHQ 3URGXNWV KHUXP NRQ]LSLHUW 'LH $EOlXIH ZHUGHQ ]X 

QlFKVW O|VXQJVQHXWUDO QDFK 0D‰JDEH GHU 6W FNOLVWH LP 9RUUDQJJUDIHQ EH 

VFKULHEHQ > @ 6(/,*(5 6 ³ 'DV 3ODQXQJVZHUN]HXJ 026


NDQQ 'LH 9LVXDOLVLHUXQJ GHV 0RQWDJHDEODXIV VW W]W VLFK DXI GLH 6\PEROH GHU 

9', 

%HXUWHLOXQJ %8//,1*(5 JLEW DXVI KUOLFKH +LOIHVWHOOXQJHQ ]XU $XVZDKO 

XQG *HVWDOWXQJ PDQXHOOHU XQG DXWRPDWLVLHUWHU 0RQWDJHVWDWLRQHQ 'LH 5HDOLVLH 

UXQJ XQG hEHUI KUXQJ LQ GHQ %HWULHE VLQG %HVWDQGWHLO GHU 0HWKRGLN VRGDVV HL 

QH 3ODQXQJVEHZHUWXQJ XQG GDPLW /HUQHIIHNWH YRUJHVHKHQ VLQG (V ZLUG DOOHU 

GLQJV QLFKW DXI GLH 7KHPDWLN GHU 6WHXHUXQJVSODQXQJ HLQJHJDQJHQ (LQ GXUFK 

JlQJLJHV :HUN]HXJ ]XU 3ODQXQJVXQWHUVW W]XQJ ILQGHW NHLQH (UZlKQXQJ 

%HL 6(/,*(5 ZLUG HLQH SULQ]LSLHOOH 7UHQQXQJ ]ZLVFKHQ GHQ (OHPHQWHQ 3URGXNW 

$EODXI XQG %HWULHEVPLWWHO JHWURIIHQ 'DV 3URGXNW KDW ± QDFK DOOJHPHLQHQ 

.ULWHULHQ ÃPRQWDJHJHUHFKWµ NRQVWUXLHUW ± HLQGHXWLJ GLH GRPLQDQWH 5ROOH LP 3OD 

QXQJVDEODXI LQQH DOOHV DQGHUH LVW GDUDXI DE]XVWLPPHQ $EVFKOLH‰HQG IRUGHUW 

HU GLH :HLWHUHQWZLFNOXQJ GHU 3ODQXQJVZHUN]HXJH I U GLH G\QDPLVFKH 6LPXOD 

WLRQ YRQ 0RQWDJHSUR]HVVHQ HLQ ,QGL] GDI U GDVV GHU %HLWUDJ LP -DKUH 

GHP 6WDQG GHU 7HFKQLN QRFK ZHLW YRUDXV ZDU :HLO GDPDOV GLH WHFKQRORJL 

VFKHQ 0|JOLFKNHLWHQ QLFKW JHJHEHQ ZDUHQ NRQQWHQ IUHLOLFK DXFK NHLQH ,GHHQ 

I U GLH 3ODQXQJ GHU 6WHXHUXQJVVRIWZDUH XQG GHUHQ 7HVW DQ VLPXOLHUWHQ XQG 

VSlWHU UHDOHQ $QODJHQ HQWZLFNHOW ZHUGHQ 

'(876&+/b1'(5V 3ODQXQJVDQVDW] VLHKW GHQ $EODXISODQ DOV HLJHQVWlQGL 

JHV 3ODQXQJVREMHNW YRU 'HU 3ODQXQJVDEODXI IX‰W DXI GHQ 'DWHQ DXV GHU 3UR 

GXNWNRQVWUXNWLRQ (LQH 8QWHUVW W]XQJ GHU 6WHXHUXQJVSODQXQJ I U DXWRPDWLVLHU 

WH %HWULHEVPLWWHO ZLUG QLFKW YRUJHVWHOOW 

5HFKQHUEDVLHUWH 0RQWDJHSODQXQJ 

,Q GLHVHU .DWDJRULH ZHUGHQ 3ODQXQJVDQVlW]H YRUJHVWHOOW GLH VWDUN DXI GDV HLQ 

JHVHW]WH 3ODQXQJVZHUN]HXJ ]XJHVFKQLWWHQ XQG GDKHU VSH]LILVFK IRUPXOLHUW 

VLQG 

7g16+2)) 8 $ GHILQLHUHQ HLQH I QIVWXILJH 9RUJHKHQVZHLVH ]XU 0RQWD 

JHSODQXQJ GLH DQ GHU %HGLHQXQJ HLQHV 5HFKQHUZHUN]HXJV RULHQWLHUW ZLUG 

œ 'LH 7HLOHOLVWH XQG =HLFKQXQJHQ ZHUGHQ DQDO\VLHUW XP GLH 0RQWDJH 

DXIJDEH EHVFKUHLEHQ ]X N|QQHQ 

œ 'LH *HRPHWULHGDWHQ ZHUGHQ HLQJHJHEHQ XQG HLQH DXWRPDWLVFKH *HQH 

ULHUXQJ GHU ) JHSRVLWLRQ ZLUG GXUFKJHI KUW 

œ :HLWHUH 7HFKQRORJLHGDWHQ ZLH ) JHDUW WHFKQLVFKH )XQNWLRQ ) JHULFK 

WXQJ XQG HYWO 8QWHUEDXJUXSSHQ ZHUGHQ HLQJHJHEHQ 'DUDXV ZLUG HLQH 

NRPSOHWWH %HVFKUHLEXQJ JHQHULHUW LQ GHU )RUP 7HLO ± 8QWHUEDXJUXSSH ± 

2SHUDWLRQ 

œ 'LH 0RQWDJHUHLKHQIROJH ZLUG QDFK GUHL .ULWHULHQEO|FNHQ IHVWJHOHJW 'HU 

HUVWH %ORFN VLQG GLH 0RQWDJHWHFKQRORJLHQ GLH QDFK DXIJDEHQVSH]LIL 

VFKHQ REMHNWEH]RJHQHQ XQG RUJDQLVDWRULVFKHQ 5HJHOQ IHVWJHOHJW 

ZHUGHQ 

œ 'DV ) JHYHUIDKUHQ ZLUG JHPl‰ HLQHU 3ULRULWlWHQOLVWH DXVJHZlKOW


'HU =HOOHQDXIEDX JHVFKLHKW XQWHU GHP *HVLFKWVSXQNW GHV PLQLPDOHQ :HJV I U 

GHQ 5RERWHU 'LH 5RERWHUEHZHJXQJHQ ZHUGHQ PLW 9', 6\PEROHQ XQG 

]XVDPPHQJHVHW]WHQ 6HTXHQ]HQ EHVFKULHEHQ =XVlW]OLFK HUIROJW GLH (LQJDEH 

YRQ 3DUDPHWHUQ ZLH 3RVLWLRQHQ *HVFKZLQGLJNHLW .UDIW 3UR]HVV]HLW .OHEH 

VSXU HWF +LHUDXV VROO VLFK HLQ 5RERWHUSURJUDPP DEOHLWHQ ODVVHQ 3$5. 

PRGLIL]LHUW LQ VHLQHU 'LVVHUWDWLRQ GDV 9RUJHKHQ I U VHLQ .RQ]HSW ]XU UHFKQHU 

EDVLHUWHQ 0RQWDJHSODQXQJ LQQHUKDOE GHU GDV 5RERWHUSURJUDPP DXWRPDWLVFK 

HUVWHOOW ZHUGHQ VROO $XVJHKHQG YRQ GHU 0RQWDJHYRUJDQJVIROJH ZHUGHQ GLH 

%HWULHEVPLWWHO DXVJHZlKOW XQG RSWLPDO SODW]LHUW GDUDXV VROOHQ VLFK GLH 

9HUIDKU]HLW XQG VFKOLH‰OLFK GDV 5RERWHUSURJUDPP HUPLWWHOQ ODVVHQ 'LH 'HWDLOV 

VHLQHU 6\VWHPLPSOHPHQWLHUXQJ EOHLEHQ MHGRFK XQHUZlKQW 

*5(:$/ 8 $ HQWZLFNHOWHQ GDV 0RQWDJHSODQXQJV 7RRO $VVHPEO\ 3ODQ 

QLQJ I U 81,; 5HFKQHU 'HU 0RQWDJHSUR]HVV EHVWHKW LQ GLHVHP $QVDW] ]DK 

OHQPl‰LJ DXV PHKU (LQ]HODXIJDEHQ DOV (LQ]HOWHLOH LP (QGSURGXNW VWHFNHQ GD 

VRJ ÄWUDQVLHQWH³ $XIJDEHQ DOV =ZLVFKHQRSHUDWLRQHQ QHEHQ GHQ HLJHQWOLFKHQ 

) JHYRUJlQJHQ ]XU (UUHLFKXQJ GHU 4XDOLWlW HWF QRWZHQGLJ VLQG 'HQ Ä%DFNER 

QH³ GHU 0RQWDJHSODQXQJ ELOGHQ GLH (LQ]HODXIJDEHQ 7DVNV GHUHQ JUDILVFKH 

'DUVWHOOXQJ PLW ,FRQV I U 3URGXNWW\S XQG 3UR]HVVVFKULWW HUIROJW ,Q GHP :HUN 

]HXJ ZHUGHQ GLH 7HLOH LQWHUDNWLY PLWWHOV ,FRQV NODVVLIL]LHUW 

'LH 9RUJHKHQVZHLVH GHU 0RQWDJHSODQXQJ HUIROJW LQ GUHL 6FKULWWHQ $XV GHP 

3URGXNW ZHUGHQ GLH QRWZHQGLJHQ 0RQWDJHDXIJDEHQ HUPLWWHOW XQG GDQQ LQ HL 

QHP 0RQWDJHDEODXI DQJHRUGQHW =XOHW]W JHVFKLHKW GLH =XZHLVXQJ GHU %H 

WULHEVPLWWHO =HLWZHUWH I U GLH %HDUEHLWXQJVGDXHUQ N|QQHQ JHPl‰ 070 KLQWHU 

OHJW ZHUGHQ (LQH )XQNWLRQ I U GLH $XVWDNWXQJ GHU JHSODQWHQ $QODJH LVW YRUJH 

VHKHQ 

$P ZEN .DUOVUXKH ZXUGH LP 5DKPHQ GHU 6\VWHPH .1263( .QRZOHGJH ED 

VHG 6\VWHP 3ODQQLJ (QYLURQPHQW *$1*+2)) XQG GHP GDUDXI DXIJH 

VHW]WHQ .203$66 .RQVWUXNWLRQV XQG 0RQWDJHSODQXQJVV\VWHP %(51 

+$57 HEHQIDOOV DQ HLQHU 8QWHUVW W]XQJ I U GHQ 0RQWDJHSODQHU JHDUEHLWHW 

.1263( HUKHEW GHQ $QVSUXFK HLQ DOOJHPHLQHV 3ODQXQJVV\VWHP I U SURGXNWL 

RQVWHFKQLVFKH $XIJDEHQVWHOOXQJHQ *$1*+2)) 6 *$1*+2)) 8 $ 

6 ]X VHLQ ,Q GHU NRQNUHWHQ $XVSUlJXQJ LVW HV DEHU VHKU VWDUN DXI 

GLH )UDJHVWHOOXQJHQ GHU 0RQWDJH DXVJHULFKWHW ZRUGHQ 'DV 6\VWHP VROO JHQH 

ULVFKHV %DVLVZLVVHQ EHUHLWVWHOOHQ GDV GXUFK :LVVHQ DXV GHU VSH]LILVFKHQ $Q 

ZHQGXQJVGRPlQH HUZHLWHUW ZHUGHQ NDQQ )HUQHU VROO .1263( HLQH LQWHJULHUWH 

3UREOHPEHDUEHLWXQJ HUP|JOLFKHQ 'DUXQWHU ZLUG GLH NRPELQLHUWH $NWLRQVSOD 

QXQJ XQG .RQILJXULHUXQJ YHUVWDQGHQ 'HU 3ODQXQJVSUR]HVV VROO HIIL]LHQW DE 

ODXIHQ XQG IOH[LEHO DEJHDUEHLWHW ZHUGHQ VRJDU GHU *UDG GHU 6\VWHPXQWHUVW W 

]XQJ VROO DQSDVVEDU VHLQ 'HU %HQXW]HU VROO MHGHU]HLW PLW GHP 6\VWHP LQWHUD 

JLHUHQ N|QQHQ XQG GHQ 3ODQXQJVDEODXI XQWHU .RQWUROOH EHKDOWHQ *$1*+2)) 

6 (LQ REMHNWRULHQWLHUWHV 'DWHQPRGHOO ELOGHW GLH LQIRUPDWLRQV 

WHFKQLVFKH *UXQGODJH YRQ .1263( 'LHVHV .RQ]HSW HQWVWDPPW LP .HUQ GHP 

9RUJlQJHUV\VWHP 6


DQWHQGDUVWHOOXQJ VRZLH GLH (UPLWWOXQJ YDULDQWHQYHUXUVDFKWHU .RVWHQ %(51 

+$57 6 I ,P $QZHQGXQJVIHOG GHU 0RQWDJHSODQXQJ VROOHQ 

DXV 3URGXNWJHRPHWULH XQG 9HUELQGXQJVWHFKQLN GLH 9RUJDQJVEH 

VFKUHLEXQJHQ DEJHOHLWHW XQG GLH KLHUI U SULQ]LSLHOO HLQVHW]EDUHQ 

%HWULHEVPLWWHO DXVJHZlKOW ZHUGHQ 

VLFK GLH ]HLWOLFKHQ 5HODWLRQHQ DXV GHQ 3URGXNWGDWHQ DEOHLWHQ 

GLH =HLWDQWHLOH GXUFK VWDWLVWLVFKH XQG VLPXODWLYH 9HUIDKUHQ HUPLW 

WHOW ZHUGHQ 

VLFK GLH QRWZHQGLJHQ 3ODQXQJVDXIJDEHQ I U QHXH 9DULDQWHQ 

HUPLWWHOQ XQG GXUFK 9RUVFKODJH XQWHUVW W]HQ ODVVHQ 

'DV 9RUJlQJHUPRGHOO .203$66 )5,('0$11 VLHKW DOV ]HQWUDOHQ %H 

VWDQGWHLO GLH $QDO\VH GHU JHVDPWHQ 3URGXNWLQIRUPDWLRQ ]X 3ODQXQJVEHJLQQ ]XU 

(UPLWWOXQJ GHU 0RQWDJHUHLKHQIROJH 'DUDXV ZLUG GHU 9RUUDQJJUDI DEJHOHLWHW 

ZHOFKHU XP ZHLWHUH 2SHUDWLRQHQ HUJlQ]W ZHUGHQ NDQQ 

%HXUWHLOXQJ 7g16+2)) 8 $ VRZLH 3$5. JHEHQ OHLGHU NHLQH 

'HWDLOV ZLH GLHVH 8PVHW]XQJ HUIROJW HEHQVR NHLQH ,QIRUPDWLRQ EHU GLH .RP 

PXQLNDWLRQVIRUP 'HU $QVDW] LVW DXI HLQH 5RERWHUVWHXHUXQJ EHVFKUlQNW 

$QGHUH .RPSRQHQWHQ ZLH ] % 636 N|QQHQ RIIHQVLFKWOLFK QLFKW DQJHVWHXHUW 

ZHUGHQ 'D DOOH *UDILNHQ LQ GHU $UEHLW YRQ 3$5. GHQ $UEHLWVUDXP HLQHV 

6&$5$ 5RERWHUV LQ 'UDXIVLFKW ]HLJHQ LVW GDYRQ DXV]XJHKHQ GDVV NHLQ ' 

6LPXODWLRQVSURJUDPP ]X GLHVHP 6\VWHP JHK|UW 

,P 6\VWHP YRQ *5(:$/ 8 $ LVW ZHGHU HLQH GDWHQWHFKQLVFKH .RSSOXQJ 

]X HLQHP &$' 6\VWHP ]XU hEHUQDKPH YRQ 3URGXNWLQIRUPDWLRQHQ 6WUXNWXU 

*HRPHWULH QRFK HLQH $QELQGXQJ HLQHU ' 6LPXODWLRQ I U GLH %HZHJXQJV 

SODQXQJ XQG %HWULHEVPLWWHODQRUGQXQJ YRUKDQGHQ $QVlW]H I U GLH hEHUQDKPH 

GHU 9RUJDQJVEHVFKUHLEXQJ ]XU 6WHXHUXQJ GHU JHSODQWHQ $QODJH JLEW HV QLFKW 

Ã$VVHPEO\ 3ODQQLQJµ LVW DXI GLH DEVWUDNWH $EODXIGDUVWHOOXQJ PLWWHOV ,FRQV 

EHVFKUlQNW XQG VWHOOW HLQH ,QVHOO|VXQJ GDU 

.1263( DOOHLQ LVW HLQ VHKU IRUPDO ZLVVHQVFKDIWOLFK DXIJHEDXWHV :HUN]HXJ 

GDV HUVW LQ .RPELQDWLRQ PLW .203$66 ]X HLQHP I U GLH 0RQWDJHSODQXQJ 

HLQVHW]EDUHQ 6\VWHP ZLUG 

.203$66 LVW I U GLH $QIDQJVSKDVH GHU 0RQWDJHSODQXQJ XQG I U GLH (UPLWW 

OXQJ GHU EHVWHQ SULQ]LSLHOOHQ 6\VWHPNRQILJXUDWLRQ VHKU JXW JHHLJQHW ,QVEH 

VRQGHUH GXUFK GLH %HKDQGOXQJ GHU 9DULDQWHQ XQG GDV DXIZHQGLJH .RVWHQPR 

GHOO LVW HV I U GLHVHQ $QZHQGXQJVIDOO HLQ OHLVWXQJVIlKLJHV :HUN]HXJ $OOHU 

GLQJV HUVFKHLQW GLH +DQGKDEXQJ GHV 6\VWHPV HWZDV NRPSOL]LHUW 'LHV OLHJW DQ 

GHU 1RWZHQGLJNHLW GHU H[SOL]LWHQ 'DWHQHLQJDEH I U DOOH 3ODQXQJVREMHNWH JHO|VW 

EHU ]DKOUHLFKH 'LDORJER[HQ ]XU $WWULEXWHLQJDEH GLH YRP ]XJUXQGHOLHJHQGHQ 

6\VWHP .1263( JHIRUGHUW ZLUG 1XU GDQQ N|QQHQ GLH $OJRULWKPHQ GLHVHV 

:HUN]HXJHV JUHLIHQ 'LH 'HWDLOSODQXQJ YRQ 0RQWDJHEHZHJXQJHQ 6LPXODWLRQ 

YRQ :HUNHU RGHU DXWRPDWLVLHUWHP %HWULHEVPLWWHO ZLUG DOOHUGLQJV QLFKW H[SOL]LW 

XQWHUVW W]W (EHQVR IHKOHQ $QNQ SIXQJVSXQNWH I U GLH $QODJHQVWHXHUXQJ


3ODQXQJ PDQXHOOHU 0RQWDJHDQODJHQ 

,Q .DUOVUXKH ZLUG DP LIDE VHLW $QIDQJ GHU HU -DKUH DQ HLQHU 3ODQXQJVNHWWH 

I U GLH 0RQWDJHSODQXQJ JHDUEHLWHW =h/&+ :$/'+,(5 =h/&+ 8 $ 

'DEHL ZHUGHQ VHFKV 3ODQXQJVSKDVHQ LQ $QOHKQXQJ DQ GDV 5()$ 

0RGHOO V .DSLWHO XQG RIIHQVLFKWOLFK DXFK %8//,1*(5 V .DSLWHO 

GHILQLHUW 

'LH ORJLVFKH 9HUNHWWXQJ EHJLQQW PLW GHU 8QWHUVW W]XQJ GHU PRQWDJHJHUHFKWHQ 

(U]HXJQLVNRQVWUXNWLRQ 6\VWHP 6,021$ I U .RQVWUXNWLRQ XQG =XVDPPHQEDX 

XQG GHU RUJDQLVDWRULVFKHQ *HVWDOWXQJ 6\VWHP 5$021$ I U GLH $UEHLWVSODW] 

WHLOXQJ /HLVWXQJVDEVWLPPXQJ XQG VWDWLVFKH %HZHUWXQJ (V VFKOLH‰W VLFK GLH 

2SWLPLHUXQJ GHU 6\VWHPVWUXNWXUHQ LP 6\VWHP '(021$ G K $EODXI 6LPXOD 

WLRQ G\QDPLVFKH %HZHUWXQJ *HVWDOWXQJVKLQZHLVH XQG 2SWLPLHUXQJVVWUDWHJL 

HQ DQ 'LHVHU IROJW GLH $UEHLWVSODW]JHVWDOWXQJ PDQXHOOHU $UEHLWVV\VWHPH LP 

5HFKQHUWRRO (00$ PLW UHJHOEDVLHUWHU $XVZDKO GHU $UEHLWVPLWWHO VRZLH HLQHU 

ZLUWVFKDIWOLFKHQ XQG SHUVRQDOEH]RJHQHQ %HZHUWXQJ $P 6FKOXVV GHU 3ODQXQJ 

VWHKW GLH 3UlVHQWDWLRQ GHU 3ODQXQJVHUJHEQLVVH :HUN]HXJ &$5/$ ]XU ' 

'DUVWHOOXQJ GHU 3ODQXQJVHUJHEQLVVH *HQHULHUHQ YHUPD‰WHU =HLFKQXQJHQ XQG 

6W FNOLVWHQ 

%HL GHU G\QDPLVFKHQ 3ODQXQJ XQG %HZHUWXQJ PLW '(021$ GLHQHQ DOV *H 

VWDOWXQJVSDUDPHWHU GLH *UREVWUXNWXU GLH 0RQWDJHNDSD]LWlW GLH $UEHLWVWHLOXQJ 

XQG GLH /HLVWXQJVDEVWLPPXQJ %HZHUWHW ZLUG DQKDQG GHU .HQQJU|‰HQ $XVOD 

VWXQJ $XVEULQJXQJ 'XUFKODXI]HLW 7HUPLQWUHXH XQG $XIWUDJVEHVWDQG 'DV 3OD 

QXQJVWRRO '(021$ EHVWHKW DXV GHQ GUHL 0RGXOHQ ]XU 3ODQXQJ XQG HLQHP 

6LPXODWRU $OV 6LPXODWRU ZHUGHQ HLQ HLJHQHV 7RRO )(026 VRZLH DOWHUQDWLY 

GDV NRPPHU]LHOOH 7RRO :,71(66 HLQJHVHW]W 'LH %HZHUWXQJ XQG $EOHLWXQJ 

YRQ *HVWDOWXQJVKLQZHLVHQ HUIROJW UHJHOEDVLHUW 

%HXUWHLOXQJ *HQHUHOO OLHJW GHU )RNXV GHU 3ODQXQJVNHWWH DXI PDQXHOOHQ 0RQ 

WDJHV\VWHPHQ (V LVW NHLQ $QVDW] ]XU 3ODQXQJVXQWHUVW W]XQJ I U DXWRPDWLVLHUWH 

3ODQXQJVV\VWHPH RGHU JDU GLH 6WHXHUXQJVSODQXQJ YRUKDQGHQ 

0RQWDJHSODQXQJ EHL 6LPXOWDQHRXV (QJLQHHULQJ 

6&+867(5 EUDFKWH GLH 0RQWDJHSODQXQJ NRQVHTXHQW LQ GLH *HGDQNHQ 

ZHOW GHV 6LPXOWDQHRXV (QJLQHHULQJ HLQ 6HLQH 3ODQXQJVPHWKRGH EHVWHKW DXV 

GHQ GUHL JUR‰HQ %O|FNHQ GHU YRUOlXILJHQ 0RQWDJHSUR]HVVSODQXQJ VRZLH HLQHU 

JUREHQ XQG IHLQHQ 0RQWDJHSUR]HVV XQG V\VWHPSODQXQJ 6 II 'LHVH GUHL 

3ODQXQJVDEVFKQLWWH VLQG ]HLWOLFK MHZHLOV QDFK GHQ .RQVWUXNWLRQVSKDVHQ .RQ 

]HSW (QWZXUI E]Z 'HWDLOOLHUXQJ DQJHRUGQHW V $EELOGXQJ 

'LH 3UR]HVVSODQXQJ HUPLWWHOW GDEHL GLH (LQ]HOYRUJlQJH XQG P|JOLFKH 0RQWD 

JHUHLKHQIROJH JOHLFK]HLWLJ VROOHQ DEHU DXFK VFKRQ 3ULPlUNRPSRQHQWHQ EH 

U FNVLFKWLJW ZHUGHQ $EVFKOLH‰HQG HUIROJW GLH $EODXISODQXQJ LQ HLQHU $EODXI 

VWUXNWXU XQG LQ GHU ' 6LPXODWLRQ 

3ULPlUNRPSRQHQWHQ GHILQLHUW 6Ã 6 DOV GLUHNW PLW GHP 3URGXNW LQ .RQWDNW 

EHILQGOLFKH %HWULHEVPLWWHO ZLH EHLVSLHOVZHLVH *UHLIHU RGHU :HUNVW FNWUlJHU


) U GLH 6\VWHPSODQXQJ ZHUGHQ GLH $EOlXIH DXI P|JOLFKH 6\VWHPVWUXNWXUHQ 

ÄSURML]LHUW³ 6HNXQGlUNRPSRQHQWHQ DXVJHZlKOW XQG GLH /D\RXWSODQXQJ GXUFK 

JHI KUW )HUQHU ILQGHW KLHU HLQH Ä$QDO\VH GHU QXQ DXI NRQNUHWH 6\VWHPH EH]R 

JHQHQ $EOlXIH³ VWDWW 6 

6RZRKO GLH 0RQWDJHSUR]HVVSODQXQJ DOV DXFK GLH 0RQWDJHV\VWHPSODQXQJ ZLUG 

GXUFK GDV 5HFKQHUZHUN]HXJ &26(0 &RPSXWHUJHVW W]WH 6WUXNWXULHUWH (QW 

ZLFNOXQJ YRQ 0RQWDJHV\VWHPHQ XQWHUVW W]W 'LHVHV YHUI JW EHU HLQH 6FKQLWW 

VWHOOH ]XP ' 6LPXODWLRQVV\VWHP 86,6 I U GLH /D\RXWJHVWDOWXQJ %HZHJXQJV 

VLPXODWLRQ XQG 2IIOLQH 3URJUDPPLHUXQJ 6 II =XGHP JLEW HV HLQ $QDO\VH 

PRGXO I U GLH %HZHUWXQJ YRQ DQIDOOHQGHQ =HLWHQ XQG .RVWHQ LQ GHU 0RQWDJH 

&26(0 EHQXW]W GLH UHODWLRQDOH 'DWHQEDQN ,1*5(6 

$QIRUGHUXQJHQ 6SH]LILNDWLRQHQ 

Produktkonstruktion 

.RQ]HSW 

(QWZXUI 

'HWDLOOLHUXQJ 

%HWULHEVPLWWHONRQVWUXNWLRQ 

)HUWLJXQJ 

$QIRUGHUXQJHQ 6SH]LILNDWLRQHQ 

0RQWDJH 

,QEHWULHEQDKPH 

%HWULHE 

Montageprozeßplanung 

vorläufig 

Montageprozeßplanung grob 

Montagesystemplanung grob 

Bewertung und Auswahl 

0RQWDJHSUR]H‰SODQXQJ IHLQ 

0RQWDJHV\VWHPSODQXQJ IHLQ 

%HZHUWXQJ XQG $XVZDKO 

%HVFKDIIXQJ 

$EELOGXQJ 5LFKWOLQLH ]XU LQWHJULHUWHQ (QWZLFNOXQJ YRQ 3URGXNW XQG 0RQWDJH 

6&+867(5 6 

6HNXQGlUNRPSRQHQWHQ GHILQLHUW 6Ã 6 DOV DOOH QLFKW GLUHNW PLW GHP 3UR 

GXNW LQ %HU KUXQJ NRPPHQGHQ %HWULHEVPLWWHO 

Montageplanung 

Realisierung 

Betrieb 

Konkretisierung


5$03(56$' $ XQG % EHVFKUHLEW HLQH 9RUJHKHQVZHLVH GLH HLQH 

JOHLFK]HLWLJH *HVWDOWXQJ YRQ 3URGXNW 3UR]HVV XQG URERWHUJHVW W]WHP 0RQWD 

JHV\VWHP IRUGHUW 'LHVH GUHL .DWHJRULHQ QHQQW HU 9DULDEOHQ GHV ,QWHJUDOHQ 

0RQWDJHPRGHOOV V $EELOGXQJ 

3URGXNW 

 

 

 

 

 

 

 

 

 

 

0RQWDJHDQODJH 

 

0RQWDJHSUR]H‰ 

 

$EELOGXQJ 'DV ,QWHJUDOH 0RQWDJHPRGHOO 5$03(56$' $ 

'DEHL ]HUOHJW HU MHGH 9DULDEOH LQ GUHL (OHPHQWH GLH HU DXI MHZHLOV XQWHUVFKLHGOL 

FKHP $EVWUDNWLRQVQLYHDX DQVHW]W $XI GHU REHUVWHQ (EHQH GHU .DWHJRULH 3UR 

GXNW VWHKW GDV 6RUWLPHQW 3URGXNW XQG 9DULDQWHQ GDQDFK GLH 3URGXNWVWUXNWXU 

XQG DXI GHU XQWHUVWHQ (EHQH GLH 3URGXNWNRPSRQHQWHQ $QDORJ JLEW HV EHL GHU 

0RQWDJHDQODJH GDV $QODJHQOD\RXW GLH $QODJHQVWUXNWXU $QODJHQNRPSRQHQ 

WHQ GLH ZHFKVHOVHLWLJ LQ %H]LHKXQJ ]XHLQDQGHU VWHKHQ XQG GLH $QODJHQNRP 

SRQHQWHQ GLH DOV 6XEV\VWHPH GLH 0RQWDJHIXQNWLRQHQ HUI OOHQ ) U GHQ 0RQ 

WDJHSUR]HVV GHILQLHUW HU GLH 0RQWDJHVWUDWHJLH $QODJHQNRQ]HSW $XVWDNWXQJ 

GLH 0RQWDJHVWUXNWXU 5HLKHQIROJH GHU 0RQWDJHRSHUDWLRQHQ XQG GLH 0RQWDJH 

RSHUDWLRQHQ =XI KUHQ +DQGKDEHQ ) JHQ HWF 'LH %H]LHKXQJHQ ]X GHQ 

(OHPHQWHQ GHU DQGHUHQ 9DULDEOHQ ILQGHQ LQ MHGHU .RPELQDWLRQ VWDWW GLH VWlUN 

VWHQ 9HUELQGXQJHQ MHGRFK VWHWV DXI GHU JOHLFKHQ $EVWUDNWLRQVVWXIH ] % 3UR 

GXNWVWUXNWXU ± 0RQWDJHVWUXNWXU ± $QODJHQVWUXNWXU 

'LH YRUJHVFKODJHQH 3ODQXQJVZHLVH VROO QXQ GLH HLQ]HOQHQ 0RGHOOYDULDEOHQ 

GHILQLHUHQ 'DI U VLHKW HU HLQHQ ÄNRQ]HQWULVFKHQ (QWZXUIVDEODXI³ 5$03(56$' 

$ 6 YRU GHU QDFK GHP (UJHEQLV GHU YRUJHVFKDOWHWHQ 0DUNWIRU 

VFKXQJ EHL GHU 'HILQLWLRQ GHU 0RQWDJHDQODJH VWDUWHW $OOH 6HJPHQWH GHU 

RELJHQ $EELOGXQJ ZHUGHQ ]XQlFKVW DXI JOHLFKHP $EVWUDNWLRQVOHYHO GXUFK 

ODXIHQ VRPLW HUJLEW VLFK GDV %LOG HLQHU QDFK LQQHQ ODXIHQGHQ 6SLUDOH 'DV 

9RUJHKHQVPRGHOO LVW I U GLH Ä(QWZLFNOXQJ HLQHU QHXHQ 0RQWDJHDQODJH 

EDVLHUHQG DXI HLQHU H[LVWHQWHQ 3URGXNWLGHH 5$03(56$' $ 6 ³ 

DXIJHEDXW 

) U GDV 3URGXNW VLHKW 5$03(56$' VLHEHQ 3ODQXQJVVFKULWWH YRU GLH HU DXI GHP 

6FKQLWWSXQNW GHU 6SLUDOH PLW GHU $FKVH GHV 3URGXNWHV YHUPHUNW KDW $QDORJ 

JLEW HV I U GHQ 0RQWDJHSUR]HVV HEHQIDOOV VLHEHQ 6FKULWWH %HL GHU 0RQWDJHDQ 

ODJH VLQG 3XQNWH DE]XDUEHLWHQ 'LH PHLVWHQ GDYRQ HUIROJHQ QDFK $EVFKOXVV


GHU 3URGXNW XQG 3UR]HVVGHILQLWLRQ GDGXUFK ZHLFKW GHU *UDI LP =HQWUXP VWDUN 

YRQ HLQHU 6SLUDOH DE 

$OV 5HFKQHUXQWHUVW W]XQJ IRUPXOLHUW 5$03(56$' % OHGLJOLFK HLQH $EODXI 

VLPXODWLRQ GHU 0RQWDJHDQODJH PLW HLQHP 0RGHOO DXV FRORULHUWHQ 3HWUL 1HW]HQ 

(LQ :HUN]HXJ ]XU 8QWHUVW W]XQJ GHV JHVDPWHQ 0RQWDJHSUR]HVVHV LVW QLFKW 

HUZlKQW 

)(/'0$11 HQWZLFNHOWH DOV *UXQGODJH I U GLH YRUOLHJHQGH $UEHLW HLQH DXI 

GLH .RQVWUXNWLRQ DEJHVWLPPWH 0RQWDJHSODQXQJVPHWKRGLN GLH LKUHUVHLWV DOV 

ÄGLUHNWH )RUWI KUXQJ 6 ³ GHU $UEHLW YRQ 6&+867(5 ]X VHKHQ LVW 'DV 

(UJHEQLV LVW HLQ %DXNDVWHQ I U GLH 0RQWDJHSODQXQJ PLW 3ODQXQJVDXIJDEHQ DOV 

%DXVWHLQHQ GLH PHWKRGLVFK XQWHUVW W]W ]XU (UVWHOOXQJ YRQ SURMHNWEH]RJHQHQ 

9RUJHKHQVSOlQHQ YHUZHQGHW ZHUGHQ N|QQHQ 6 'LH HLQ]HOQHQ 3ODQXQJV 

DXIJDEHQ VLQG XQWHUHLQDQGHU YHUQHW]W 'LH .RQVWUXNWLRQVHUJHEQLVVH DXI GLH 

GHU 3ODQHU ]X %HJLQQ HLQHU 3ODQXQJVDXIJDEH DQJHZLHVHQ LVW VLQG PLW GHP 

=LHO GLH $EVWLPPXQJ ]ZLVFKHQ .RQVWUXNWLRQ XQG 0RQWDJHSODQXQJ ]X YHUEHV 

VHUQ VSH]LIL]LHUW ZRUGHQ 

1HEHQ GHQ DOOJHPHLQHQ 3URMHNWUDKPHQGDWHQ ELOGHQ GLH IROJHQGHQ $UEHLWVHU 

JHEQLVVH GHV .RQVWUXNWHXUV GLH 0HLOHQVWHLQH I U GHQ $EODXI GHU 0RQWDJHSOD 

QXQJ 5(,1+$57 )(/'0$11 % 

œ 3URGXNWVWUXNWXU 

œ (UVWH *HRPHWULH HLQHV (LQ]HOWHLOV 

œ (UVWH %DXJUXSSHQ 

œ $EJHVFKORVVHQH .RQVWUXNWLRQ PLW NRPSOHWWHQ 3URGXNWGDWHQ 

'LHVH =ZLVFKHQHUJHEQLVVH VLQG (LQJDQJVJU|‰HQ I U )(/'0$116 ) QI 6FKLFK 

WHQ 0HWKRGH GHU 0RQWDJHSODQXQJ 6 ± 'LH $UEHLWVSDNHWH HLQHU 

6FKLFKW EDXHQ DXI GLHVHQ .RQVWUXNWLRQVHUJHEQLVVHQ XQG GHQ EHUHLWV LQQHUKDOE 

GHU 0RQWDJHSODQXQJ HU]HXJWHQ 'DWHQ DXI 

'LH 6FKLFKWHQ VLQG GDGXUFK FKDUDNWHULVLHUW GDVV VLH VLFK ELV ]XP (QGH GHV 

0RQWDJHSODQXQJVSUR]HVVHV GXUFK]LHKHQ 'DGXUFK ZLUG DQJHGHXWHW GDVV GHU 

0RQWDJHSODQHU LPPHU LQ PHKUHUHQ 6FKLFKWHQ JOHLFK]HLWLJ DUEHLWHQ NDQQ ZHQQ 

EHLVSLHOVZHLVH I U 7HLOEHUHLFKH GHV 3URGXNWV VFKRQ HUKHEOLFK GHWDLOOLHUWHUH ,Q 

IRUPDWLRQHQ YRUOLHJHQ (V VLQG DXFK 5 FNVSU QJH ]X IU KHU EHDUEHLWHWHQ $XI 

JDEHQ P|JOLFK GLH GDQQ VFKLFKWHQ EHUJUHLIHQG HUIROJHQ 

$EELOGXQJ ]HLJW HLQH YHUHLQIDFKWH 'DUVWHOOXQJ GHU HUDUEHLWHWHQ 0HWKRGLN 

$XI GHU OLQNHQ 6HLWH LVW GLH .RQVWUXNWLRQ PLW GHQ =ZLVFKHQHUJHEQLVVHQ 3UR 

GXNWVWUXNWXU (LQ]HOJHRPHWULH =XVDPPHQEDX]HLFKQXQJHQ YROOVWlQGLJH 3UR 

GXNWGDWHQ GHV .RQVWUXNWLRQVSUR]HVVHV GDUJHVWHOOW HEHQVR VLQG DXFK 5 FN 

PHOGXQJHQ DQ GLH .RQVWUXNWLRQ YRUJHVHKHQ


Konstruktion 

 

 

1. Analyse 

Projektleitung 

2. Planung mit Produktstruktur 

3. Planung mit Einzelgeometrie 

 

 

4. Planung mit Zusammenbauzeichnungen 

5. Planung mit den vollständigen Produktdaten 

$EELOGXQJ 'LH ) QI 6FKLFKWHQ 0HWKRGH GHU 0RQWDJHSODQXQJ 

)(/'0$11 6 

$OV :HUN]HXJ I U GHQ 3ODQHU VWHOOW )(/'0$11 6 ± GDV 6\VWHP 

&RV0RQ$XW &RPSXWHUV\VWHP ]XU 0RQWDJH $XWRPDWLVLHUXQJ YRU 'LHVHV 

YHUVWHKW VLFK DOV ,QWHJUDWLRQVNHUQ LQ HLQHP 5HFKQHUV\VWHPYHUEXQG GHP DXFK 

GDV &$' 6\VWHP 3UR (QJLQHHU GDV ' 6LPXODWLRQVV\VWHP 86,6 E]Z $Q\ 

6,0 >&8,3(5 8 $ @ XQG GDV %HWULHEVPLWWHONRQILJXUDWLRQVWRRO .RQILPR DQ 

JHK|UHQ &RV0RQ$XW LVW REMHNWRULHQWLHUW DXIJHEDXW 5(,1+$57 )(/'0$11 

$ XQG YHUZHQGHW GLH REMHNWRULHQWLHUWH 'DWHQEDQN 21726 

%HL )(/'0$11 ZHUGHQ REMHNWEH]RJHQH 3HWUL 1HW]H DOV 6RQGHUIRUP GHU 6WHO 

OHQ 7UDQVLWLRQVQHW]H V .DSLWHO I U GLH %HVFKUHLEXQJ YRQ 0RQWDJHSUR 

]HVVHQ HLQJHI KUW 

X 6 ± 

'LHVH 1HW]H EHVWHKHQ DXV 6WHOOHQ I U GLH 5HSUlVHQWDWLRQ GHU GLYHUVHQ =XVWlQ 

GH HLQHV 2EMHNWHV LQ GHQHQ $NWLRQHQ %HZHJXQJ :DUWHQ DXVJHI KUW ZHU 

GHQ 'LHVH VLQG VRPLW ]HLWEHKDIWHW )HUQHU JLEW HV 7UDQVLWLRQHQ GLH GHQ :HFK 

VHO ]XU QlFKVWHQ 6WHOOH $NWLRQ EHUZDFKHQ 'D]ZLVFKHQ UHJHOQ 9HUELQGXQ 

JHQ .DQWHQ GLH 5HLKHQIROJHEH]LHKXQJ -HGHP 2EMHNW GHV 0RQWDJHSUR]HV 

VHV %HWULHEVPLWWHOQ ZLH :HUNVW FNHQ LVW ]XQlFKVW HLQ VHSDUDWHV GHUDUWLJHV 

1HW] ]XJHZLHVHQ GDV VLFK LVROLHUW DXIEDXHQ XQG EHWUDFKWHQ OlVVW 6LQG DQ HL 

QHP 0RQWDJHVFKULWW HLQ %HWULHEVPLWWHO XQG HLQ :HUNVW FN JHPHLQVDP EHWHLOLJW 

ZHUGHQ GLH EHLGHQ 1HW]H GRUW HQWVSUHFKHQG YHUNQ SIW XP HLQH 6\QFKURQLVD 

WLRQ GHU $EOlXIH ]X HU]LHOHQ 

%HXUWHLOXQJ 6&+867(5 GHILQLHUW GLH 0RQWDJHSODQXQJ DXI VHKU DEVWUDN 

WHP 1LYHDX OHGLJOLFK LQ JUREH 3KDVHQ XQWHUWHLOW 'LHVH OLHJHQ LP (QWZLFNOXQJV 

IOXVV VWHWV QDFK GHQ (QWZLFNOXQJVVFKULWWHQ GHU 3URGXNWNRQVWUXNWLRQ ) U LKQ JLOW 

VWHWV GLH 5HLKHQIROJH Ä3URGXNW ! 0RQWDJHSUR]H‰ ! 0RQWDJHV\VWHP 6 ³ 

'LH 3UR]HVVSODQXQJ ZLUG DOV HLJHQVWlQGLJHU 3ODQXQJVVFKULWW HLQJHI KUW DOOHU 

'LHVH %HVFKUHLEXQJVWHFKQLN ZLUG DXFK LQ GLHVHU $UEHLW ZHLWHUYHUZHQGHW V .DSLWHO 

Montageplanung


GLQJV HUIROJW GXUFK GLH $XVGHKQXQJ DXI GLH *HVWDOWXQJ GHU SULPlUHQ %HWULHEV 

PLWWHO KLHU HLQH hEHUIUDFKWXQJ GHV %HJULIIHV ]X /DVWHQ GHU 0RQWDJHV\VWHPSOD 

QXQJ %HL GHU %HVFKUHLEXQJ GHU 3ODQXQJVXQWHUVW W]XQJ ZLUG GHU JHQDXH 

)XQNWLRQVXPIDQJ YRQ &26(0 QLFKW GHXWOLFK LQVEHVRQGHUH ZDV GHQ 8QWHU 

VFKLHG YRQ .RQ]HSWLRQ XQG 8PVHW]XQJ EHWULIIW (V JLEW NHLQH H[SOL]LWHQ +LQ 

ZHLVH GDVV GLH LQ GHU 6LPXODWLRQ RIIOLQH HUVWHOOWHQ 3URJUDPPH YRP &26(0 

3UR]HVVSODQXQJVPRGXO YHUZDOWHW ZHUGHQ N|QQWHQ 

5$03(56$' $ XQG % VWHOOW GDV 3URGXNW GHQ 0RQWDJHSUR]HVV XQG 

GLH 0RQWDJHDQODJH DOV JOHLFKZHUWLJH 3ODQXQJVJU|‰HQ GDU $OOHUGLQJV JHKW VHLQ 

$QVDW] YRQ HLQHP YRUJHJHEHQHQ 3URGXNW DXV VRGDVV GLH $NWLYLWlWHQ GLH GDV 

3URGXNW EHWUHIIHQ IDVW DXVQDKPVORV $QDO\VHVFKULWWH VLQG (LQH 8PNHKUXQJ GHU 

/DXIULFKWXQJ GHU 6SLUDOH ZLH HV EHL GHU *HVWDOWXQJ HLQHV 3URGXNWHV GDV DXI 

HLQHU H[LVWHQWHQ RGHU YRUJHJHEHQHQ 0RQWDJHDQODJH ]X SURGX]LHUHQ LVW GHU 

)DOO ZlUH VLHKW HU QLFKW YRU 'LH 5HFKQHUXQWHUVW W]XQJ VFKHLQW DXI GLH $EODXI 

VLPXODWLRQ GHU $QODJH EHVFKUlQNW ]X VHLQ 'LH 3XQNWH 5HDOLVLHUXQJ XQG 

2SHUDWLRQDOLVLHUXQJ GHU 0RQWDJHDQODJH ILQGHQ NHLQH ZHLWHUH %HDFKWXQJ 

)(/'0$11 YHUVWHKW GLH 0RQWDJHSODQXQJ DOV *HJHQSDUW ]XU 3URGXNWNRQVWUXN 

WLRQ LQ HLQHP 3URGXNWHQWZLFNOXQJVWHDP (U WUHQQW GLH DQIDOOHQGHQ $UEHLWHQ GD 

QDFK DXI RE VLH VLFK PLW GHP 3URGXNW RGHU GHU 0RQWDJHDQODJH EHIDVVHQ 6 

'HU 0RQWDJHYRUJDQJ WDXFKW LQ GHP 0RGHOO QLFKW DOV HLJHQVWlQGLJHV 

3ODQXQJVREMHNW DXI 3ULQ]LSLHOO ZHUGHQ LQ GHU 9RUJHKHQVZHLVH DXFK $QGHX 

WXQJHQ JHPDFKW GDVV VLH QLFKW QXU I U 1HX VRQGHUQ DXFK I U 8PSODQXQJHQ 

HLQVHW]EDU VHL 'LH (LQWHLOXQJ GHU 6FKLFKWHQ LVW MHGRFK VHKU VWDUN YRQ GHQ (QW 

ZLFNOXQJVVFKULWWHQ GHU 3URGXNWNRQVWUXNWLRQ DEKlQJLJ 'HU 3ODQXQJVDQVDW] 

HQGHW EHLP UHFKQHULQWHUQHQ 0RGHOO GHV 3URGXNWHV E]Z GHU 0RQWDJHDQODJH 

'LH 5HDOLVLHUXQJ XQG ,QEHWULHEQDKPH EOHLEW DXVGU FNOLFK DXVJHNODPPHUW 

6 )(/'0$11 GHXWHW ]ZDU DQ GLH REMHNWEH]RJHQHQ 3HWUL 1HW]H VHLHQ I U 

HLQH $QODJHQVWHXHUXQJ HLQVHW]EDU ]X PDFKHQ 6 II (LQVFKUlQNHQG 

ZHLVW HU GDQQ MHGRFK GDUDXI KLQ GDVV GLHV HLQH QRWZHQGLJH :HLWHUHQWZLFNOXQJ 

GDUVWHOOHQ Z UGH 6 'DV %HVWUHEHQ GHU YRUOLHJHQGHQ $UEHLW EHVWHKW GD 

ULQ HEHQ GLHVHQ *HGDQNHQJDQJ DXV]XEDXHQ XQG XP]XVHW]HQ V .DSLWHO 

0RQWDJHSODQXQJ XQG 6FKHGXOLQJ 

9$1 %5866(/ EHWUDFKWHW 3ODQXQJ XQG 6FKHGXOLQJ LP 3URGXNWLRQVXP 

IHOG 'DEHL I KUW HU GLH .DWHJRULHQ 3URGXNWLRQVSODQXQJ XQG 3URGXNWLRQVVWHXH 

UXQJ HLQ GLH ]HLWOLFK KLQWHUHLQDQGHU DEODXIHQ 'LH 3URGXNWLRQVSODQXQJ WHLOW HU 

ZHLWHU LQ 3UR]HVVSODQXQJ XQG 3URGXNWLRQV 6FKHGXOLQJ HLQ XQWHU GHU 3URGXNWL 

RQVVWHXHUXQJ VXEVXPLHUW HU 3UR]HVV 6FKHGXOLQJ XQG (FKW]HLW .RQWUROOH V 

$EELOGXQJ


$EELOGXQJ =HLWOLFKH (LQWHLOXQJ 9$1 %5866(/ 6 

,Q HLQHU VHKU EUHLW DQJHOHJWHQ %HWUDFKWXQJ GHV 6WDQGHV GHU 7HFKQLN JLEW HU 

HLQHQ JXWHQ hEHUEOLFN EHU GLH $UEHLWHQ GHU VSlWHQ HU -DKUH GDUXQWHU DXFK 

GLH GHU GHXWVFKHQ )RUVFKHUJUXSSHQ YRQ %OH\ (YHUVKHLP 6SXU 6HOLJHU :DU 

QHFNH :HXOH XQG :LHQGDKO (U VHOEVW VFKOlJW ÄLQ $QOHKQXQJ DQ :DUQHFNH XQG 

:LHQGDKO 6 HLQHQ KLHUDUFKLVFKHQ ]ZHLVWXILJHQ 3ODQXQJVDEODXI YRU 

'LH DEVWUDNWH (EHQH LVW GLH *URESODQXQJ LQ GHU ]XQlFKVW WHFKQRORJLVFKH 

RUJDQLVDWRULVFKH ZLUWVFKDIWOLFKH XQG SHUVRQHOOH .ULWHULHQ JHVDPPHOW ZHUGHQ 

GLH YRQ GHU 0RQWDJHDQODJH ]X HUI OOHQ VLQG 'DV 0RQWDJHSUREOHP ZLUG DQDO\ 

VLHUW GLH 0RQWDJHUHLKHQIROJH HUPLWWHOW XQG HLQ %ORFNOD\RXW DXIJHEDXW 

'LH ]ZHLWH (EHQH ELOGHW GLH )HLQSODQXQJ LQ GHU GLH HLQ]HOQHQ 0RQWDJHVWD 

WLRQHQ GHWDLOOLHUW ZHUGHQ 'LH HLQ]HOQHQ 6XEV\VWHPH ZHUGHQ RSWLPLHUW XQG LP 

QlFKVWHQ 6FKULWW LQ GDV *HVDPWV\VWHP PLW GHP =LHO GHU PD[LPDOHQ *HVDPW 

HIIL]LHQ] LQWHJULHUW 'HU OHW]WH 6FKULWW LVW GLH 5HDOLVLHUXQJ 

'DV 9RUJHKHQ ZLUG YRP 6\VWHP $66(0%/< XQWHUVW W]W ZHOFKHV LQ I QI 3KD 

VHQ GHQ 3ODQHU EHJOHLWHQ VROO 6 'LHVH 3KDVHQ VLQG |NRQRPLVFKH %H 

WUDFKWXQJ YRQ 0RQWDJHSULQ]LSLHQ WHFKQLVFKH $QDO\VH GHV 3URGXNWHV EDVLH 

UHQG DXI =HLW XQG %HZHJXQJVVWXGLHQ XP GDQQ =HLWHQ XQG .RVWHQ DE]XVFKlW 

]HQ $XIJDEHQYHUWHLOXQJ XQG $EWDNWXQJ %HWULHEVPLWWHODXVZDKO XQG VFKOLH‰ 

OLFK JUDILVFKH /D\RXWEHWUDFKWXQJ ' 

) U GDV 6FKHGXOLQJ XQG GLH (FKW]HLW 6WHXHUXQJ VWHOOW 9$1 %5866(/ GLH NRPEL 

QLHUWHQ 5HFKQHUV\VWHPH 6(6)$& XQG )$&&6 YRU $OV 6WHXHUXQJVNRQ]HSW 

YHUZHQGHW HU HLQHQ =HOOHQUHFKQHU GHU PLWWHOV 7UHLEHUQ I U GLH HLQ]HOQHQ =HO 

OHQNRPSRQHQWHQ NRPPXQL]LHUW GLH LKUHUVHLWV HUVW GLH JHUlWHVSH]LILVFKH 8P 

VHW]XQJ GXUFKI KUHQ 

%HXUWHLOXQJ 'LH YRUJHVWHOOWHQ ,GHHQ HQWVWDQGHQ LQ GHU NODVVLVFKHQ &,0 =HLW 

DOV GLH YHUI JEDUHQ 5HFKQHUOHLVWXQJHQ HLQH UDVFKH 8PVHW]XQJ QLFKW HUP|J 

OLFKWHQ 'LH 'XUFKJlQJLJNHLW YRQ GHU 3ODQXQJ ]XP %HWULHE VFKHLQW KLHU QLFKW 

JHJHEHQ ,QVEHVRQGHUH ZLUG NHLQH 9HUELQGXQJ GHU 6\VWHPH $66(0%/< XQG 

)$&&6 H[SOL]LW GDUJHVWHOOW (V EOHLEW XQNODU LQZLHZHLW )$&&6 GDV YRUJHVWHOOWH 

6WHXHUXQJVNRQ]HSW EHUHLWV XQWHUVW W]W RGHU RE HV VLFK XP JHWUHQQWH (QWZLFN 

OXQJHQ KDQGHOW 'LH 6WHXHUXQJ LVW QXU PLW UHDOHQ %HWULHEVPLWWHOQ YHUNQ SIW HLQH 

9HULILNDWLRQ LQ GHU 6LPXODWLRQ LVW QLFKW HUNHQQEDU


9LUWXDO 5HDOLW\ ' 6LPXODWLRQVV\VWHPH 

'LH ' 6LPXODWLRQVV\VWHPH VLQG ZHLWJHKHQG QLFKW PHKU *HJHQVWDQG GHU]HLWL 

JHU )RUVFKXQJVDUEHLWHQ VRQGHUQ EHUHLWV DOV 3URGXNWH DP 0DUNW HWDEOLHUW V 

.DSLWHO $NWXHOOH )RUVFKXQJV XQG (QWZLFNOXQJVDUEHLWHQ VWUHEHQ QDFK 

HLQHU (UK|KXQJ GHV %HGLHQHUNRPIRUWV GXUFK GHQ (LQVDW] YRQ 9LUWXDO 5HDOLW\ 

*HUlWHQ ]XU (LQ XQG $XVJDEH +(*(5 )/$,* 7+5$,16621 5(,1 

+$57 52‰*2'(5(5 


'HU %HJULII 3UR]HVVSODQXQJ XPIDVVW LP 5DKPHQ GHU 0RQWDJHSODQXQJ ]ZHL 

XQWHUVFKLHGOLFKH $QZHQGXQJVIlOOH =XQlFKVW JLOW HV GHQ $EODXI GHV (QWZLFN 

OXQJVSUR]HVVHV E]Z GHU 0RQWDJHSODQXQJ ]X SODQHQ +LHU NRPPHQ GLH 0HWKR 

GHQ DXV GHP 8PIHOG GHU *HVFKlIWVSUR]HVVH XQG GHV 3URMHNWPDQDJHPHQWV 

]XP (LQVDW] $UEHLWVSDNHWH ZHUGHQ JHVFKQ UW XQG %HDUEHLWHU IHVWJHOHJW /lXIW 

QXQ GLH (QWZLFNOXQJ JHPl‰ GHU 3ODQXQJ DE ZLUG LP 5DKPHQ GHU $UEHLWVSOD 

QXQJ HEHQIDOOV HLQ 0RGHOO HLQHV 3UR]HVVHV HUVWHOOW GDV 0RGHOO GHV 3URGXN 

WLRQVSUR]HVVHV +LHU HUIROJW LQ DQDORJHU :HLVH GLH 'HILQLWLRQ GHU %HDUEHLWXQJV 

DXIJDEHQ I U :HUNVW FNH XQG GLH =XZHLVXQJ HQWVSUHFKHQGHU 5HVVRXUFHQ 'LH 

3URGXNWLRQVSUR]HVVH EHWUHIIHQ GLH 7HLOHIHUWLJXQJ HEHQVR ZLH GLH 0RQWDJH ,P 

:HLWHUHQ ZHUGHQ $QVlW]H XQWHUVXFKW GLH 0RGHOOH I U GLH 0RQWDJHSUR]HVVSOD 

QXQJ EHUHLWVWHOOHQ 

.RPPHU]LHOOH $QVlW]H GHU 0RQWDJHSUR]HVVSODQXQJ 

8QWHU GHP 1DPHQ H0 3ODQQHU ZLUG GHU]HLW HLQ 7RRO ]XU )HUWLJXQJVSODQXQJ 

HQWZLFNHOW 7(&120$7,; D EHVFKUHLEW GLH JUXQGVlW]OLFKH 'DWHQVWUXNWXU 

DXV GHU 9HUNQ SIXQJ GHU GUHL %DVLVREMHNWH Ã2SHUDWLRQµ RSHUDWLRQ Ã7HLOµ SDUW 

XQG Ã%HWULHEVPLWWHO UHVRXUFH (V LVW P|JOLFK DOOH %DVLVREMHNWH LKUHUVHLWV KLH 

UDUFKLVFK ]X %lXPHQ DQ]XRUGQHQ 'DGXUFK ODVVHQ VLFK EHL GHQ 2SHUDWLRQHQ 

GLH Q|WLJHQ 9RUJlQJH I U GDV JHVDPWH 3URGXNW RGHU DEHU QXU HLQHU 8QWHU 

EDXJUXSSH XQWHUVXFKHQ 'LH %DXWHLOH N|QQHQ LQ YHUVFKLHGHQHQ %DXPVWUXN 

WXUHQ DQJHRUGQHW ZHUGHQ XP HLQHUVHLWV GLH .RQVWUXNWLRQVVWUXNWXU XQG DQ 

GHUHUVHLWV GLH 0RQWDJHVWUXNWXU DE]XELOGHQ 'XUFK GLH +LHUDUFKLVLHUXQJ YRQ %H 

WULHEVPLWWHOQ LVW HLQH ORJLVFKH =XVDPPHQIDVVXQJ ]X =HOOHQ /LQLHQ HWF 

UHDOLVLHUEDU 

'LH )XQNWLRQDOLWlW XPIDVVW QHEHQ GHP 1DYLJLHUHQ GXUFK GLH 6WUXNWXUHQ HLQ 9D 

ULDQWHQPDQDJHPHQW VRZLH HLQHQ ' /D\RXW (GLWRU XQG HLQHQ ' 9LHZHU ]XU 

$QVLFKW GHU *HRPHWULHQ =XGHP VROO 3URFHVV 3ODQQHU )HUWLJXQJV )HDWXUHV XQ 

WHUVW W]HQ LQGHP EHLVSLHOVZHLVH 6FKZHL‰SXQNWH XQG 6FKUDXEYHUELQGXQJHQ 

DOV H[SOL]LWH 2EMHNWH YHUZDOWHW XQG HEHQVR PLW 2SHUDWLRQHQ XQG %HWULHEVPLWWHOQ 

YHUNQ SIW ZHUGHQ N|QQHQ 6FKQLWWVWHOOHQ ]X GHQ ' XQG $EODXIVLPXODWLRQV 

SURGXNWHQ 52%&$' XQG 6LPSOH VLQG ]X HUZDUWHQ 

3URGXNWQDPH ELV 0lU] 3URFHVV 3ODQQHU


'DV 6\VWHP 5$33 GHU )LUPD 'HQHE EHIDQG VLFK ]XP =HLWSXQNW GHU (UVWHOOXQJ 

GLHVHU $UEHLW HUVW LQ GHU (QWZLFNOXQJ 9HU|IIHQWOLFKWH %HVFKUHLEXQJHQ ZDUHQ 

QLFKW HUKlOWOLFK (LQH SHUV|QOLFKH 1DFKIUDJH EHL GHU GHXWVFKHQ 9HUWULHEVQLHGHU 

ODVVXQJ HUJDE GDVV GLHVHV 6\VWHP XQJHIlKU GHQ )XQNWLRQVXPIDQJ GHV 3UR 

FHVV 3ODQQHUV HUKDOWHQ VROO 

%HXUWHLOXQJ 3ULQ]LSLHOO EOHLEW IHVW]XKDOWHQ GDVV GLHVH $QVlW]H GDQDFK VWUH 

EHQ LP :HVHQWOLFKHQ GHQ YRQ )(/'0$11 EHVFKULHEHQHQ 6WDQG YRQ 

&RV0RQ$XW V .DSLWHO DOV NRPPHU]LHOOHV 6\VWHP DXI GHP 0DUNW ]X 

SODW]LHUHQ %HLP 3URFHVV 3ODQQHU ZXUGH I U GHQ 3UD[LVHLQVDW] ]XVlW]OLFK GLH 

0|JOLFKNHLW DXIJHQRPPHQ 9DULDQWHQ HLQHV 3URGXNWHV XQG 3ODQXQJVYHUVLRQHQ 

]X EHKDQGHOQ %HVWUHEXQJHQ KLQVLFKWOLFK HLQHU GXUFKJlQJLJHQ 3ODQXQJVXQWHU 

VW W]XQJ ELV KLQ ]XU 6WHXHUXQJ YRQ UHDOHQ $QODJHQ VLQG GHU]HLW QRFK QLFKW HU 

NHQQEDU 


$OOJHPHLQH $QVlW]H ]XU (UPLWWOXQJ GHU 

0RQWDJHUHLKHQIROJH 

=DKOUHLFKH )RUVFKHU EHIDVVHQ VLFK DEVWUDNW PLW GHU (UPLWWOXQJ YRQ 0RQWDJH 

UHLKHQIROJHQ 'LHVH 7lWLJNHLW EHDQVSUXFKW ODXW HLQHU 8PIUDJH YRQ $00(5 

EHU GHU =HLW HLQHU NODVVLVFKHQ 0RQWDJHSODQXQJ 0HLVW LVW GLH (U 

PLWWOXQJ GHU $EODXIVWUXNWXU DEHU OHGLJOLFK HLQ $QZHQGXQJVEHLVSLHO YRQ DXWRPD 

WLVFK DEODXIHQGHQ PDWKHPDWLVFK RULHQWLHUWHQ 9HUIDKUHQ GHU *UDIHQWKHRULH 

] % 085$


5HFKQHUEDVLHUWH 3UR]HVVSODQXQJ 

7+$/(5 KDW HLQ UHJHOEDVLHUWHV 9HUIDKUHQ ]XU 0RQWDJHDEODXISODQXQJ LQ 

GHU 6HULHQIHUWLJXQJ HQWZLFNHOW PLW GHP IRUPDOLVLHUWH 3ODQXQJVHQWVFKHLGXQJHQ 

]XU )HVWOHJXQJ YRQ 0RQWDJHYHUIDKUHQ IXQNWLRQHQ XQG PLWWHO DEJHUXIHQ ZHU 

GHQ N|QQHQ 'DV UHFKQHUXQWHUVW W]WH 9HUIDKUHQ 02*5$3+ 0RQWDJHDEODXI 

SODQXQJ PLW JUDSKHQRULHQWLHUWHQ (QWVFKHLGXQJVORJLNHQ ZXUGH DOV %DXVWHLQ LQ 

GDV 3ODQXQJVV\VWHP ,'$3 ,QWHJUDWHG 'HVLJQ DQG $VVHPEO\ 3ODQQLQJ 5,&+ 

7(5 LQWHJULHUW 7+$/(5 6 ,'$3 XQWHUVW W]W GLH .RQVWUXNWLRQV 

VFKULWWH 3URGXNWLGHH *UREHQWZXUI )HLQHQWZXUI XQG $XVDUEHLWXQJ DXI GHU 6HL 

WH GHU 0RQWDJHSODQXQJ VLQG HV GLH $UEHLWVVFKULWWH 6W FNOLVWHQXPIRUPXQJ 9RU 

UDQJJUDIHQHUVWHOOXQJ )HLQDEODXISODQXQJ /HLVWXQJVDEVWLPPXQJ XQG 0RQWDJH 

V\VWHPSODQXQJ 02*5$3+ ZLUG I U GLH 3ODQXQJVSKDVH )HLQDEODXISODQXQJ 

HLQJHVHW]W (V EHLQKDOWHW KLHUI U HLQH 9LHO]DKO YRQ 9RUVFKULIWHQ ILUPHQVSH]LIL 

VFKHU 5LFKWOLQLHQ XQG 9HUIDKUHQV E]Z %HWULHEVPLWWHONDWDORJHQ LQ )RUP YRQ 

5HJHOQ 02*5$3+ HLJQHW VLFK I U GLH 1HX :LHGHUKRO XQG bKQOLFKNHLWVSOD 

QXQJ YRQ 0RQWDJHDQODJHQ 7+$/(5 6 

) U GLH 3ODQXQJ SUlVHQWLHUW 7+$/(5 HLQ 9HUIDKUHQ PLW (QWVFKHLGXQJV 

ORJLN I U GLH 0RQWDJHSUR]HVVSODQXQJ 'DEHL VLQG LQ PRGXODUHQ SURGXNWQHX 

WUDOHQ 6WDQGDUG $EODXIIROJHQ $EOlXIH PHKUHUHU 0RQWDJHDXIJDEHQ ]XVDPPHQ 

JHIDVVW GLH JOHLFKH lKQOLFKH RGHU YDULDQWHQDEKlQJLJH $UEHLWVJlQJH RGHU 7HLO 

YHUULFKWXQJHQ HUIRUGHUQ 0LWWHOV (QWVFKHLGXQJVUHJHOQ ZLUG LQ GHU 3ODQXQJ GDQQ 

IHVWJHOHJW ZHOFKH $XVZDKO YRQ 0RQWDJHYHUIDKUHQ IXQNWLRQHQ XQG PLWWHO LP 

$UEHLWVJDQJ JHWURIIHQ ZHUGHQ XQG ZHOFKH 0RQWDJHUHLKHQIROJH ]X EHU FNVLFKWL 

JHQ LVW %HL GHU $QZHQGXQJ YRQ 02*5$3+ JHVFKLHKW HLQ $EJOHLFK GHU SUR 

GXNWQHXWUDOHQ 3ODQXQJVPDNURV PLW GHP SURGXNWVSH]LILVFKHQ 9RUUDQJJUDIHQ 

GHU 0RQWDJHDXIJDEH 'XUFK $XVZHUWXQJ GHU (QWVFKHLGXQJVUHJHOQ ZLUG 

KLHUDXV HLQ 0RQWDJHDEODXISODQ HU]HXJW 6 II (LQ 9HUJOHLFK GHU 

VSH]LILVFKHQ (LQJDQJVLQIRUPDWLRQHQ PLW GHQHQ GHU 3ODQXQJVPDNURV XQG GLH 

(UVWHOOXQJ HLQHU %DVLVDEODXIVWUXNWXU DOV 9RUUDQJJUDI VFKOLH‰HQ VLFK DQ 'HU 

3ODQHU NRQNUHWLVLHUW LP :HLWHUHQ GLH HLQ]HOQHQ %DVLVSXQNWH QlKHU LQGHP HU 

YRUJHVFKODJHQH $OWHUQDWLYHQ DXVZlKOW 'DV 3ODQXQJVHUJHEQLV LVW HLQ 0RQWDJH 

DEODXISODQ PLW IHVWJHOHJWHQ 0RQWDJHDUEHLWVYRUJlQJHQ UHLKHQIROJHQ 9RUJDEH 

]HLWHQ XQG %HWULHEVPLWWHOQ 

(LQH YRQ 7+$/(5 GXUFKJHI KUWH 6\VWHPEHZHUWXQJ PLW %HLVSLHOSODQXQJHQ 

]HLJWH GDVV GHU 3ODQXQJVYRUVFKOlJH ]X VSH]LHOO ]X DOOJHPHLQ XQG 

XQYROOVWlQGLJ ZDUHQ /HGLJOLFK LQ GHU 7HVWIlOOH ZDUHQ GLH 5HJHOQ 

ULFKWLJ 6 ) U HLQH :HLWHUHQWZLFNOXQJ VFKOlJW HU YRU GHQ %HWUDFKWXQJV 

UDXP ]X HUZHLWHUQ XQG GLH 0RQWDJHVWDWLRQVSODQXQJ RGHU JDU GLH 0RQWDJH 

VWHXHUXQJ GXUFK 6LPXODWLRQVV\VWHPH ]X LQWHJULHUHQ 6 

,Q HLQHP HUVWHQ 6FKULWW EHVWLPPW GDV 3& EDVLHUWH GLDORJRULHQWLHUWH 0RQWDJH 

SODQXQJVV\VWHP &$3$6 6,021 6&+$5) 6,021 DXV GHU .RQ 

VWUXNWLRQVVW FNOLVWH XQG GHU )XQNWLRQHQVWUXNWXU GLH 0RQWDJHVWUXNWXU +LHU]X 

VLQG %DXJUXSSHQ ]X GHILQLHUHQ QHX DE]XJUHQ]HQ XQG %DXWHLOH DQGHUV DQ]X 

RUGQHQ 'DV 9HUELQGXQJVVWUXNWRJUDPP GLHQW GDEHL DOV JUDILVFKH hEHUVLFKW I U 

GHQ 3ODQHU 'LHVH VSH]LHOOH 'DUVWHOOXQJVIRUP ]HLJW GLH 9HUELQGXQJVUHODWLRQHQ 

YRQ HLQ]HOQHQ )XQNWLRQVEDXWHLOHQ XQG UHLQHQ 9HUELQGXQJVHOHPHQWHQ (V LVW 

GDPLW ] % VHKU OHLFKW HUNHQQEDU RE 0HKUIDFKI JHVWHOOHQ YRUOLHJHQ GLH VHKU 

VFKZHU ]X DXWRPDWLVLHUHQ ZlUHQ (EHQVR ZLUG GDV $EJUHQ]HQ YRQ %DXJUXS


SHQ YHUHLQIDFKW =XU (UVWHOOXQJ GHV 9HUELQGXQJVVWUXNWRJUDPPV LVW HV HUIRU 

GHUOLFK 9HUELQGXQJVUHODWLRQHQ GXUFK $QJDEH YRQ %DVLVWHLO )XQNWLRQVWHLO 9HU 

ELQGXQJVHOHPHQW XQG 9HUELQGXQJVDUW LQ GDV 6\VWHP HLQ]XJHEHQ 

0LW GHP 0RQWDJHVWUXNWXUSODQ GHU 0RQWDJHVW FNOLVWH XQG PLW +LOIH HLQHU =X 

VDPPHQEDX]HLFKQXQJ OHJW GHU 3ODQHU GLH 0RQWDJHYRUJlQJH IHVW $XI %DVLV 

GLHVHU ,QIRUPDWLRQHQ ZHUGHQ GLH 0RQWDJHDXIJDEHQ MH %DXJUXSSH 3URGXNW 

JHJOLHGHUW XQG DQVFKOLH‰HQG LQ 0RQWDJHDQZHLVXQJHQ EHUI KUW /RJLVFKH XQG 

]HLWOLFKH $EKlQJLJNHLWHQ VLQG YRP 3ODQHU PLW DQ]XJHEHQ 'LHV HUIROJW GXUFK 

(LQJDEH GHU QDFKHLQDQGHU IROJHQGHQ 0RQWDJHRSHUDWLRQHQ DOV IUHL IRUPXOLHUED 

UHU NXU]HU 7H[W ] % 6FKDOWHU DQ +DXEH EHIHVWLJHQ 6RPLW VLQG DXFK VHNXQ 

GlUH 2SHUDWLRQHQ ZLH 5HLQLJHQ -XVWLHUHQ RGHU hEHUSU IHQ HUIDVVEDU =X GHQ 

0RQWDJHRSHUDWLRQHQ PXVV GHU 3ODQHU GLH $XVI KUXQJV]HLWHQ DQJHEHQ GLH 

GXUFK 6FKlW]HQ 9HUJOHLFKHQ 9HUVXFKVUHLKHQ RGHU DXV 'DWHQEDQNHQ ]X HU 

PLWWHOQ VLQG 'LH )UDJH QDFK GHU $XWRPDWLVLHUXQJ YRQ 0RQWDJHYRUJlQJHQ 

XQWHU ZLUWVFKDIWOLFKHQ *HVLFKWVSXQNWHQ ZLUG PLW +LOIH HLQHU 1lKHUXQJV 

EH]LHKXQJ EHUHLWV KLHU DEJHVFKlW]W 

$XV GHU 0RQWDJHYRUJDQJVOLVWH JHZLQQW &$3$6 DXWRPDWLVFK GHQ 9RUUDQJJUD 

IHQ 'HU 3ODQHU NDQQ GLHVHQ QXQ EHL %HGDUI DP %LOGVFKLUP PRGLIL]LHUHQ ) U 

YDULDQWHQUHLFKH 3URGXNWH N|QQHQ HLQ]HOQH 9RUUDQJJUDIHQ ]X HLQHP JHPHLQ 

VDPHQ YHUNQ SIW ZHUGHQ 'LHV HUP|JOLFKW HLQH EHVVHUH /HLVWXQJVDEVWLPPXQJ 

GHU $UEHLWVVWDWLRQHQ GXUFK HLQH EHUVLFKWOLFKHUH 'DUVWHOOXQJ 'HU 9RUUDQJJUDI 

YHUNQ SIW EHL &$3$6 NHLQH %DXWHLOH PLWHLQDQGHU VRQGHUQ GLH HLQ]HOQHQ $U 

EHLWVJlQJH (U ELOGHW VRPLW DXFK GHQ $EODXISODQ ,P QlFKVWHQ 3ODQXQJVVFKULWW 

ZLUG GLH .DSD]LWlWVWHLOXQJ GXUFKJHI KUW &$3$6 WHLOW GLH %DXJUXSSHQ XQWHU 

%HU FNVLFKWLJXQJ GHU $EWDNWXQJV]HLWHQ GHQ HLQ]HOQHQ 6WDWLRQHQ DXWRPDWLVFK 

]X 'LH =XRUGQXQJ NDQQ QDFKIROJHQG YRP $QZHQGHU LQWHUDNWLY PRGLIL]LHUW ZHU 

GHQ ZHQQ EHVWLPPWH (LQIOXVVJU|‰HQ $XWRPDWLVLHUXQJVJUDG 9DULDQWHQ]DKO 

HWF GLHV HUIRUGHUQ (EHQVR ]HLJW &$3$6 GLH 7DNWQXW]XQJVJUDGH GHU 6WDWLR 

QHQ XQG GHQ 6\VWHPZLUNXQJVJUDG DQ 

%HXUWHLOXQJ 02*5$3+ VWDPPW DXV GHU =HLW DOV ([SHUWHQV\VWHPH XQG UH 

JHOEDVLHUWH 9RUJHKHQ LP %HUHLFK GHU 3URGXNWLRQVSODQXQJ LQWHQVLY EHKDQGHOW 

ZXUGHQ 'LH 5HDOLWlW ]HLJWH DEHU GDVV GLH 6\VWHPH PHLVW DXIJUXQG GHU NRP 

SOH[HQ %HGLHQXQJVDEOlXIH XQG UHODWLY KRKHQ )HKOHUTXRWH KLHU YRP 3OD 

QHU LQ GHQ %HWULHEHQ QLFKW DXI $N]HSWDQ] GHU $QZHQGHU VWLH‰HQ 'DV .RQ]HSW 

GHU PRGXODUHQ SURGXNWQHXWUDOHQ 6WDQGDUG $EODXIIROJHQ HQWVSULFKW ] 7 GHU 

)RUGHUXQJ DXV .DSLWHO 'LH DQJHUHJWHQ (UZHLWHUXQJHQ VLQG VLQQYROO 

MHGRFK LVW GLH 3ODQXQJ GHU 0RQWDJHDQODJHQVWHXHUXQJ LP EHUJHRUGQHWHQ 

5DKPHQV\VWHP ,'$3 QLFKW YRUJHVHKHQ XQG GDPLW LQ ZHLWHU )HUQH (LQH ,GHH 

]XU 8PVHW]XQJ GLHVHU ZLUG QLFKW SUlVHQWLHUW 

&$3$6 XQWHUVW W]W GLH IU KHQ 0RQWDJHSODQXQJVVFKULWWH EHL GHQHQ DXIJUXQG 

YRQ (UIDKUXQJHQ XQG 6FKlW]XQJHQ HUVWH *URENRQ]HSWH HQWZRUIHQ ZHUGHQ 

N|QQHQ 'DV 6\VWHP ELHWHW NHLQ IHVWHV 6FKHPD DQ %HJULIIHQ I U GLH HLQ]HOQHQ 

+DQGKDEXQJVVFKULWWH DQ ZDV LP (LQ]HOIDOO GXUFKDXV ]X )HKOLQWHUSUHWDWLRQHQ 

I KUHQ NDQQ 2KQH HLQH $QELQGXQJ DQ 6LPXODWLRQVZHUN]HXJH LVW MHGRFK NHLQH 

)HLQSODQXQJ YRQ 0RQWDJHEHZHJXQJHQ %HWULHEVPLWWHODQRUGQXQJHQ RGHU JDU 

6WHXHUXQJHQ DXWRPDWLVFKHU $QODJHQ P|JOLFK


,QWHJULHUWH 3URGXNW XQG 3UR]HVVSODQXQJ 

67(,1:$66(5 6 IRUGHUW GLH 'XUFKI KUXQJ IROJHQGHU $XIJDEHQ 

LQ GHU 3URGXNW XQG 3UR]HVVSODQXQJ 

œ 3URGXNWNRQVWUXNWLRQ 

œ 3UR]HVV XQG 7HFKQRORJLHRULHQWLHUWH 3URGXNWDQDO\VH 

œ 6WUXNWXULHUXQJ XQG %HVWLPPXQJ GHU 3UR]HVVUHLKHQIROJH 

œ $XVZDKO XQG )HVWOHJXQJ GHU 5HVVRXUFHQ 

œ =XRUGQXQJ GHU (UJHEQLVVH GHU 3URGXNWDQDO\VH ]X GHQ 5HVVRXUFHQ 

œ %HVWLPPXQJ GHU $EOlXIH XQG GHUHQ 6WHXHU XQG 5HJHOVWUXNWXUHQ 

(U VWHOOW HLQ 0RGHOO DXI GDV DXV IROJHQGHQ .RPSRQHQWHQ EHVWHKW 67(,1:$6 

6(5 6 ± 

D *HRPHWULHNODVVHQ I U %DXWHLOH XQG 0DVFKLQHQ 

E .ODVVHQ PLW WHFKQRORJLVFKHU $XVULFKWXQJ ZLH %HODVWXQJHQ ) JHYHU 

ELQGXQJ 7ROHUDQ]HQ DXI 3URGXNWVHLWH RGHU /HLVWXQJVPHUNPDOH YRQ 

5HVVRXUFHQ LQ %H]XJ DXI 7HFKQRORJLHQ 

F )XQNWLRQVNODVVHQ ]XU 'HILQLWLRQ YRQ 9RUJlQJHQ XQG 2SHUDWLRQHQ (V 

ZLUG ]ZLVFKHQ UHVVRXUFHQQHXWUDO XQG EH]RJHQ XQWHUVFKLHGHQ 

G .ODVVHQ PLW DGPLQLVWUDWLYHU $XVULFKWXQJ 

H .ODVVHQ ]XU 6SH]LILNDWLRQ YRQ 5HVWULNWLRQHQ GHV 3URGXNWHV RGHU GHU 

5HVVRXUFHQ 

I .ODVVHQ ]XU $EELOGXQJ YRQ 6RQGHUIXQNWLRQHQ ]XU hEHUZDFKXQJ GHV 

0RGHOOV 

'DV 5HFKQHUV\VWHP XPIDVVW GLH GUHL ZHVHQWOLFKHQ 0RGXOH 352'8.7 352 

=(66 XQG 5(66285&( LQ GHQHQ MHZHLOV GLH HQWVSUHFKHQGHQ 3ODQXQJVDXI 

JDEHQ HUOHGLJW ZHUGHQ 

'HU 3UR]HVV ELOGHW GLH =LHOIXQNWLRQ GHU 3ODQXQJ (V ZLUG XQWHUVFKLHGHQ ]ZL 

VFKHQ SURGXNWRULHQWLHUWHU XQG V\VWHPRULHQWLHUWHU 3ODQXQJ 

'LH SURGXNWRULHQWLHUWH 3ODQXQJ ÄNRQ]HQWULHUW VLFK EHL LKUHU $XIJDEH DXI 

GLH (UPLWWOXQJ HLQHU %HVFKUHLEXQJVIRUP GLH GLH +HUVWHOOXQJ HLQHV (U 

]HXJQLVVHV ZLHGHUJLEW GDEHL DEHU GLH IU K]HLWLJH 5HIHUHQ]LHUXQJ NRQ 

NUHWHU 5HVVRXUFHQ YHUPHLGHW =LHOJHGDQNH LVW GLH 6\VWHPXQDEKlQJLJ 

NHLW DXFK EHLP $XIEDX GHU 2EMHNWH LQQHUKDOE HLQHV %HUHLFKHV VLFKHU 

]XVWHOOHQ 'DV EHGHXWHW GD‰ GLH ,QIRUPDWLRQHQ VRZHLW GHWDLOOLHUW ZHU 

GHQ ZLH HV GLH 'DWHQ GLH LQKlUHQW GXUFK GDV 3URGXNW GHILQLHUW ZHU 

GHQ ]XODVVHQ 6 ³ 

Ä%HL GHU >V\VWHPRULHQWLHUWHQ@ 3ODQXQJ GHU 3UR]HVVH ZHUGHQ LP DOOJH 

PHLQHQ 3URGXNWLRQVDXIJDEHQ 5HVVRXUFHQ ]XJHZLHVHQ XQG DQVFKOLH 

‰HQG GHUHQ )XQNWLRQHQ NRQNUHW I U GLH JHVWHOOWH $XIJDEH GHWDLOOLHUW XQG 

VSH]LIL]LHUW 'HU 1DFKWHLO GLHVHU 9RUJHKHQVZHLVH EHVWHKW GDULQ GD‰ 

GXUFK GLH .HQQWQLV GHU 5HVVRXUFH ]XQlFKVW NHLQH 7DXJOLFKNHLWVSU


IXQJ GHU )XQNWLRQHQ I U GLH JHVWHOOWH $XIJDEH GXUFKI KUEDU LVW 'LHV HU 

IROJW ]X HLQHP VSlWHUHQ =HLWSXQNW $OOHUGLQJV EHVWHKW GDQQ GLH 0|J 

OLFKNHLW GD‰ GLH JHZlKOWH 5HVVRXUFH QLFKW GHQ $QIRUGHUXQJHQ JHQ JW 

$XV GLHVHP *UXQG VROOWHQ GLH )XQNWLRQHQ GHU 5HVVRXUFHQ LQ GHQ 9RU 

GHUJUXQG JHU FNW XQG GHQ 3URGXNWLRQVDXIJDEHQ VHLWHQV GHV 3URGXNWHV 

JHJHQ EHUJHVWHOOW ZHUGHQ OPSOL]LW VLQG GLH 5HVVRXUFHQ GHQ )XQNWLR 

QHQ ]XJHRUGQHW XQG N|QQHQ VR EHU GLHVH UHIHUHQ]LHUW ZHUGHQ 'XUFK 

GLH 0|JOLFKNHLW GHU +LHUDUFKLVLHUXQJ N|QQHQ HOHPHQWDUH )XQNWLRQHQ 

GHV %HWULHEVPLWWHOV EHVFKULHEHQ XQG HLQHU $XIJDEH ]XJHZLHVHQ 

ZHUGHQ 6 ³ 

'HU 3UR]HVV VHOEVW ZLUG HUVW GXUFK GLH =XRUGQXQJ HLQHV 2EMHNWV DXV GHP 0R 

GXO 352'8.7 XQG DXV GHP 0RGXO 5(66285&( GHILQLHUW 6 

,P 0RGXO 352'8.7 6 II HUVWHOOW GHU $QZHQGHU ]XQlFKVW GLH 3URGXNW 

VWUXNWXU 'LH HLQ]HOQHQ (OHPHQWH N|QQHQ PDUNLHUW ZHUGHQ XQG HQWVSUHFKHQ 

GHQ =XVWlQGHQ GHV 3URGXNWHV ] % 0DUNLHUXQJ GHU .RPSRQHQWHQ DOV =XVWDQG 

; RGHU 0DUNLHUXQJ GHU UHVXOWLHUHQGHQ %DXJUXSSH DOV =XVWDQG ; 'XUFK GLH 

0DUNLHUXQJ GHU VLQQYROOHQ =XVWDQGVIROJHQ ODVVHQ VLFK GLH P|JOLFKHQ 0RQWDJH 

DEOlXIH GDUVWHOOHQ $OV =XVWDQGV EHUJDQJ ZHUGHQ GDEHL ]XQlFKVW UHVVRXUFHQ 

QHXWUDO GLH SURGXNWLRQVWHFKQLVFKHQ $XIJDEHQ JHVHKHQ ZLH HWZD GHU =XVDP 

PHQEDX ]ZHLHU .RPSRQHQWHQ 8P GLH HLQ]HOQHQ 3UR]HVVVFKULWWH DE]XELOGHQ 

ZHUGHQ LQ GLH 3URGXNWVWUXNWXU =ZLVFKHQ]XVWlQGH DXIJHQRPPHQ 

0RGXO 352'8.7 

 

 

 

 

 

 

 

 

 

 

 

 

0RGXO 352=(66 

 

 

 

 

 

Ã 

 

 

 

 

 

Ã 

%HVFKUHLEXQJ UHDOHU 3UR]H‰ 

0RGXO 5(66285&( 

$EELOGXQJ ,QIRUPDWLRQVDXVWDXVFK ]ZLVFKHQ GHQ 0RGXOHQ 

67(,1:$66(5 6 

,P 0RGXO 5(66285&( 6 II ZHUGHQ ]XQlFKVW GLH %HWULHEVPLWWHO HQWVSUH 

FKHQG GHP .ODVVHQVFKHPD DXV HLQHU GHU VHFKV .DWHJRULHQ 5RERWHU )|UGHU 

PLWWHO 6WHXHUXQJHQ 6HQVRUHQ *UHLIHU XQG 3HULSKHULHJHUlW LQVWDQ]LHUW )HUQHU 

LVW GLH 5HVVRXUFH HLQH GHU REHQ HUZlKQWHQ .ODVVHQ GHU .DWHJRULHQ D ELV I 

]XJHRUGQHW $Q GLHVH ,QVWDQ] ZHUGHQ GLH )XQNWLRQDOLWlWHQ NODVVHQ XQG REMHNW 

EH]RJHQ DVVR]LLHUW =XP %HLVSLHO NDQQ HLQ 5RERWHU LP 6\VWHP HLQJHI KUW ZHU 

GHQ GHU GDQQ GLH )XQNWLRQDOLWlWHQ Ã$FKVH YHUVFKLHEHQµ RGHU ÃGUHKHQµ ]XJHWHLOW 

EHNRPPW 'XUFK GDV $QVSUHFKHQ GHU )XQNWLRQDOLWlW HUIROJW GLH 6WHXHUXQJ


'LH .RPELQDWLRQ GHU EHLGHQ 0RGHOOH HUIROJW LP 0RGXO 352=(66 V $EELOGXQJ 

+LHU ZHUGHQ GLH 7HFKQRORJLHDQIRUGHUXQJHQ GHV 3URGXNWHV PLW GHQ )XQN 

WLRQDOLWlWHQ GHU 5HVVRXUFHQ DEJHJOLFKHQ XQG YHUNQ SIW 

'LH %HQXW]HUREHUIOlFKH VLHKW HLQH 5HLKH YRQ (LQJDEHPDVNHQ YRU (LQ ' 

6FKHPD HLQHU $QODJH NDQQ DEJHELOGHW ZHUGHQ 

%HXUWHLOXQJ 'XUFK GLH 7UHQQXQJ LQ SURGXNWRULHQWLHUWH XQG V\VWHPRULHQWLHUWH 

3ODQXQJ NDQQ GHQ XQWHUVFKLHGOLFKHQ $QIRUGHUXQJHQ LQ UHHOOHQ 3ODQXQJVVLWXD 

WLRQHQ 5HFKQXQJ JHWUDJHQ ZHUGHQ /HLGHU JLEW HV DEHU NHLQH IHLQJUDQXODUH 

$XIEHUHLWXQJ RGHU HLQ DXVI KUOLFK EHVFKULHEHQHV $QZHQGXQJVEHLVSLHO ]XU 

9HUGHXWOLFKXQJ 'LH $XIWUHQQXQJ LQ SURGXNW XQG V\VWHPRULHQWLHUWH 3ODQXQJ 

I KUW ZlKUHQG GHU 3ODQXQJ ]X NHLQHQ bQGHUXQJHQ DX‰HU GDVV GLH EHLGHQ 0R 

GXOH 352'8.7 XQG 5(66285&( LQ XPJHNHKUWHU 5HLKHQIROJH EHDUEHLWHW 

ZHUGHQ (V JLEW NHLQH +LQZHLVH DXI HLQ 9RUJHKHQ LQQHUKDOE GHV 6LPXOWDQHRXV 

(QJLQHHULQJ 'HWDLOV EHU $XIJDEHQWHLOXQJ XQG =XVDPPHQDUEHLWHQ HWF 'LH 

'DUVWHOOXQJ LVW VHKU DNDGHPLVFK JHKDOWHQ %HL GHU 6\VWHPDQZHQGXQJ HQWVWHKW 

YHUPXWOLFK HLQ KRKHU $XIZDQG ZHQQ HUVW DOOH )XQNWLRQDOLWlWHQ GHU %HWULHEV 

PLWWHO DEVWUDNW LQV 6\VWHP ]X VSHLVHQ VLQG (LQH .RSSOXQJ ]X HLQHP 6LPXODWL 

RQVZHUN]HXJ ]XU hEHUSU IXQJ LVW QLFKW JHVFKDIIHQ 'LH %HZHUWXQJ GHV 3UR 

]HVVHV KLQVLFKWOLFK GHU EHQ|WLJWHQ =HLWHQ XQG .RVWHQ LVW QLFKW P|JOLFK (LQH 

$QVWHXHUXQJ GHU UHDOHQ $QODJH LVW ]ZDU DQJHGHXWHW HV ZHUGHQ DEHU NHLQH 

'HWDLOV 3URWRNROO HWF JHQDQQW 


.RPPHU]LHOOH 6\VWHPH 

636 3URJUDPPLHUXQJ 

0LWWOHUZHLOH JLEW HV YRQ DOOHQ 636 +HUVWHOOHUQ XPIDQJUHLFKH 6RIWZDUH ]XU 3UR 

JUDPPLHUXQJ GHU 6WHXHUXQJHQ 'LHVH HUIROJW LQ GHU 5HJHO DXI HLQHP 3& GHU 

GDQQ EHU HLQH HQWVSUHFKHQGH .DUWH XQG HLQHP 'DWHQNDEHO PLW GHU 6WHXH 

UXQJVKDUGZDUH YHUEXQGHQ LVW 'LH 6RIWZDUH XQWHUVW W]W PHLVW PHKUHUH XQWHU 

VFKLHGOLFKH 3URJUDPPLHUPRGL ZLH EHLVSLHOVZHLVH $QZHLVXQJVOLVWH .RQWDNW 

SODQ HWF YJO %(5*(5 .$)7$1 +$%(50$11 :(,‰ 1HXHU 

GLQJV ELHWHQ LPPHU PHKU +HUVWHOOHU DXFK ,(& NRQIRUPH 3URJUDPPLHU 

XPJHEXQJHQ DQ ] % 0,768%,6+, 

'HU (LQVDW]EHUHLFK GHU 7RROV LVW DXI GLH (UVWHOOXQJ YRQ 636 3URJUDPPHQ EH 

VFKUlQNW 'LH 6LPXODWLRQ GHV 3URJUDPPV EH]LHKW VLFK OHGLJOLFK DXI HLQH ,QWHU 

SUHWDWLRQ GHV 636 3URJUDPPV LP 3& XQG WH[WXHOOHU $XVJDEH XQG $EIUDJH YRQ 

HQWVSUHFKHQGHQ 6LJQDOHQ DQ GHQ $XVJDQJV E]Z (LQJDQJVNRQWDNWHQ GHU 

636 

(LQH 6FKQLWWVWHOOH GHV ' 6LPXODWLRQVV\VWHPV 52%&$' ]XU 6LHPHQV 67(3 

6RIWZDUH HU|IIQHW QXQ DXFK I U GHQ 636 %HUHLFK HLQHQ HUVWHQ :HJ DXV GHU 

6LPXODWLRQ ]XU UHDOHQ $QODJH $OOHUGLQJV NDQQ DXV 52%&$' OHGLJOLFK GLH 5HL 

KHQIROJH GHU %HDUEHLWXQJVVFKULWWH 6HTXHQFH RI 2SHUDWLRQV LQ GLH 6LHPHQV


3URJUDPPLHUXPJHEXQJ H[SRUWLHUW ZHUGHQ GLH HLJHQWOLFKH 3URJUDPPLHUXQJ GHU 

636 HUIROJW LQ 67(3 7(&120$7,; E 

%HXUWHLOXQJ (V LVW QLFKW P|JOLFK GLHVH 3URJUDPPH ]XU FN]XVFKUHLEHQ XQG 

VRPLW GLH ' 6LPXODWLRQ GHU YRQ GLHVHU 636 JHVWHXHUWHQ $QODJH ]X EHWUHLEHQ 

'LH (UOHLFKWHUXQJ I U GHQ 3ODQHU EHVWHKW GDULQ GDVV HU DXV GHU ' 6LPXODWLRQ 

GDV *UXQGJHU VW GHV 636 3URJUDPPV EHNRPPW 'HU *HVDPWYHUEXQG GHU 

$QODJH NDQQ DEHU PLW GLHVHU .RQILJXUDWLRQ QLFKW VLPXODWLY YDOLGLHUW ZHUGHQ 

5RERWHU 3URJUDPPLHUXQJ 

'DV 6\VWHP /8&$6 )5(81' 8 $ GLHQW DOV 6WHXHUXQJ I U )HUWLJXQJV 

V\VWHPH DXI $QODJHQ XQG =HOOHQHEHQH 'LH $EOlXIH ZHUGHQ DOV 3UR]HVVSOlQH 

LQ HLQHU HLJHQHQ 3URJUDPPPLHUVSUDFKH GLH VLFK DQ GHU ,(& RULHQWLHUW 

WDEHOODULVFK KLQWHUOHJW /8&$6 NRRUGLQLHUW GLH HLQ]HOQHQ $EOlXIH 'DEHL ZHUGHQ 

HLQ]HOQH .RPSRQHQWHQ EHU LKUH LQGLYLGXHOOHQ 7UHLEHU YRP /8&$6 0HVVDJH 

6HUYHU DQJHVSURFKHQ 'LHVH .RPPXQLNDWLRQ ZLUG DXFK I U GLH JUDILVFKH ' 

9LVXDOLVLHUXQJ HLQJHVHW]W (LQH KLHUDUFKLVFKH $QRUGQXQJ YHUVFKLHGHQHU /8 

&$6 6\VWHPH LVW GHQNEDU ) U GLH EHUJHRUGQHWHQ 6WHXHUXQJVDXIJDEHQ LVW HV 

P|JOLFK $XIWUDJVGDWHQ PLW 336 6\VWHPHQ DXV]XWDXVFKHQ 

%HXUWHLOXQJ 'DV 6\VWHP /8&$6 LVW I U GLH 6WHXHUXQJ XQG hEHUZDFKXQJ YRQ 

$QODJHQ XQG =HOOHQ NRQ]LSLHUW (LQH V\VWHPDWLVFKH 8QWHUVW W]XQJ GHU 3ODQXQJ 

GHU 3URGXNWLRQVHLQULFKWXQJ LVW ZHGHU YRP :HUN]HXJ QRFK LQ HLQHU 9RUJH 

KHQVZHLVH EHVFKULHEHQ 'LH 9LVXDOLVLHUXQJ EHVWHKW DXV HLQHU $QLPDWLRQ PLW 

6\PEROHQ LQ ' GLH %HVFKUHLEXQJ GHU $EOlXIH LVW OHGLJOLFK EHU 3URJUDPP 

WDEHOOHQ P|JOLFK 

' 6LPXODWLRQ I U GLH 5RERWHU 3URJUDPPLHUXQJ 

'LH 6\VWHPH $Q\6,0 52%&$' XQG ,*5,3 ZXUGHQ EHUHLWV XQWHU GHP $VSHNW 

GHU *HVWDOWXQJ PDQXHOOHU $UEHLWVVWDWLRQHQ DXIJHI KUW V .DSLWHO $XV 

VFKOLH‰OLFK I U GLH 2IIOLQH 3URJUDPPLHUXQJ YRQ 5RERWHUQ VLQG GLH 6\VWHPH $X 

WR0RG +(,'(1%/87 92*(/ $GHSW5DSLG 1 1 .5(,6 8 $ 

6 I VRZLH )$026 YRQ &DUDW 5RERWLF ,QQQRYDWLRQ XQG :25. 

63$&( YRQ (XUREWHF EHVWLPPW 

%HXUWHLOXQJ ,QQHUKDOE GHU YRUJHVWHOOWHQ ' 6LPXODWLRQVV\VWHPHQ LVW HLQH 

V\VWHPDWLVFKH 3UR]HVVPRGHOOLHUXQJ E]Z EHWUDFKWXQJ QLFKW P|JOLFK 'HU 3UR 

]HVV ZLUG LPSOL]LW EHU GLH %HZHJXQJVSURJUDPPH GHU :HUNHU XQG HLQ]HOQHQ 

%HWULHEVPLWWHO DEJHELOGHW (LQ ZHLWHUHV 0DQNR EHVWHKW GDULQ GDVV HV NHLQH 

0|JOLFKNHLW JLEW 636 .RQ]HSWH LP VHOEHQ 0RGHOO ]X VLPXOLHUHQ ] % .$51(5 


6WHXHUQ YRQ VLPXOLHUWHQ 0DVFKLQHQ XQG 3UR]HVVHQ 

'HU $QVDW] YRQ $/%(57 720$6=81$6 YHUIROJW GLH 6LPXODWLRQ YRQ 0D 

VFKLQHQ LQ (FKW]HLW (LQH YLUWXHOOH 0DVFKLQH LVW GDEHL EHU ( $ $QVFKDOWXQJ DQ


GLH XQYHUlQGHUWH 636 DQ]XVFKOLH‰HQ XQG GLH 6WHXHUXQJVVRIWZDUH VRPLW XQWHU 

ÃHFKWHQµ %HGLQJXQJHQ ]X WHVWHQ 

'LH WHFKQLVFKHQ $QIRUGHUXQJHQ DQ GLH 0DVFKLQHQVLPXODWLRQ VLQG GDEHL (FKW 

]HLWYHUKDOWHQ DXVUHLFKHQG JHQDXH 1DFKELOGXQJ :LHGHUYHUZHQGXQJ YRQ 7HLO 

PRGHOOHQ YHUEHVVHUWHU 6RIWZDUH 7HVW (LQELQGXQJ YRQ +DUGZDUH LQ WKH /RRS 

LQ 6LPXODWLRQ XQG 3DUDPHWHUlQGHUXQJ ]XU /DXI]HLW 

'LH 8PVHW]XQJ HUIROJW GXUFK GDV 3ULQ]LS GHV Ã'RPlQHQ (QJLQHHULQJµ 'LH 'R 

PlQH ZLUG GHILQLHUW DOV :LVVHQV XQG 7lWLJNHLWVJHELHW lKQOLFKHU 0DVFKLQHQ 

XQG $QODJHQIDPLOLHQ 'DV 'RPlQHQ (QJLQHHULQJ HUIROJW GXUFK GHQ 'RPlQHQ 

DUFKLWHNWHQ XQG GHQ 'RPlQHQDQDO\WLNHU 'DEHL EHVWLPPW GHU 'RPlQHQDUFKL 

WHNW GLH 9RUJDEHQ ZLH ] % 5HIHUHQ]DUFKLWHNWXU XQG .RPSRVLWLRQVUHJHOQ 'HU 

'RPlQHQDQDO\WLNHU HQWZLFNHOW GLH 0DVFKLQHQPRGHOOH 'LH 5HFKQHUXPVHW]XQJ 

GHV .RQ]HSWV HUIROJWH LQ GHU 0RGHOOLHUXQJVXPJHEXQJ 0D6L(G 

(LQH lKQOLFKH ,GHH KDEHQ DXFK 0$57,1 0(,(5 $XFK VLH VHW]HQ HLQHQ 

3& DOV 6LPXODWRU GHV UHDOHQ 3UR]HVVHV HLQ XP P|JOLFKVW VFKQHOO GLH 6WHXH 

UXQJ DXI GHU WDWVlFKOLFK HLQJHVHW]WHQ +DUGZDUH WHVWHQ ]X N|QQHQ 

%HXUWHLOXQJ 'HU 6FKZHUSXQNW OLHJW KLHU DXI GHP Ä5DSLG 3URWRW\SLQJ 3ULQ]LS³ 

EHL GHP P|JOLFKVW VFKQHOO GLH 6WHXHUXQJVSURJUDPPH XQWHU UHDOLWlWVlKQOLFKHQ 

%HGLQJXQJHQ DXVJHWHVWHW ZHUGHQ N|QQHQ (LQH V\VWHPDWLVFKH +LOIHVWHOOXQJ I U 

GLH (UVWHOOXQJ GHV 6WHXHUXQJVSURJUDPPV ZLUG QLFKW JHJHEHQ EHLGH 9HUIDKUHQ 

VLQG DXI 636HQ EHVFKUlQNW 

0RGHOOEDVLHUWH 6WHXHUXQJVHQWZLFNOXQJ 

,Q ]HLWOLFKHU hEHUODSSXQJ ]X GLHVHU $UEHLW HQWVWDQG LQ (UODQJHQ YRQ &2/20%2 

HEHQIDOOV HLQ $QVDW] GHU HLQH 0RGHOOLHUXQJ GHU 6WHXHUXQJ XQG GLH 8Q 

WHUVW W]XQJ GHU ,QEHWULHEQDKPH GHU UHDOHQ 3URGXNWLRQVDQODJH XQWHUVW W]HQ 

VROO 'LH 9RUJHKHQVZHLVH XPIDVVW IROJHQGH 6FKULWWH 

œ (U]HXJHQ YRQ 3HWUL 1HW] EDVLHUWHQ 0RGHOOHQ I U MHGH 5HVVRXUFH VRZLH 

HLQHV .RRUGLQDWLRQVPRGHOOV GHU 5HVVRXUFHQ XQWHUHLQDQGHU 

œ (U]HXJHQ 

6\VWHPV 

HLQHU $EELOGXQJ GHU 6HQVRU $NWRU 6FKQLWWVWHOOHQ GHV 

œ 9DOLGLHUHQ GHU 6SH]LILNDWLRQ PLWWHOV PDWKHPDWLVFKHU 9HUIDKUHQ XQG 

RGHU 6LPXODWLRQ 

œ 'LH ,PSOHPHQWLHUXQJ GHV 3URGXNWLRQVV\VWHPV HUIROJW DXI %DVLV RQOLQH 

RGHU RIIOLQH JHQHULHUWHU 6WHXHUXQJV XQG hEHUZDFKXQJVIXQNWLRQHQ 

œ 'DV (UJHEQLV LVW HLQ +LJK /HYHO 3HWUL 1HW] EDVLHUWHV IRUPDOHV $EELOG 

GHV 3URGXNWLRQVV\VWHPV 

'LH ]HQWUDOHQ 5HFKQHUZHUN]HXJH VLQG HLQ 3HWUL 1HW] (GLWRU HLQ 3HWUL 1HW] 

$QDO\VDWRU VRZLH HLQ 3HWUL 1HW] ,QWHUSUHWHU 'HU ,QWHUSUHWHU QLPPW EHU GLH 0L 

FURVRIW ''( 6FKQLWWVWHOOH 9HUELQGXQJ ]X HLQHP 3UR]HVV ,QWHUIDFH DXI GDV 

EHU )HOGEXV .RPPXQLNDWLRQ PLW GHP UHDOHQ 6\VWHP 'DWHQ DXVWDXVFKW &2 

/20%2 6 ) U GLH ' 6LPXODWLRQ ZXUGH LQ GHU 3URJUDPPLHU 

XPJHEXQJ GHV 'HQHE 6LPXODWLRQVV\VWHPV ,*5,3 HLQ VHSDUDWHU 3HWUL 1HW]


,QWHUSUHWHU JHVFKULHEHQ GHU GDV 3HWUL 1HW] DOV 'DWHL LPSRUWLHUW XQG LVROLHUW 

DEDUEHLWHW 'LH (UZHLWHUXQJ GXUFK GLH 6FKQLWWVWHOOH 0LUDJH HUP|JOLFKW GLH 

.RPPXQLNDWLRQ GHV 3HWUL 1HW] ,QWHUSUHWHUV PLW 636HQ EHU 3URILEXV'3 

)(/'0$11 &2/20%2 

'XUFK HLQ JHHLJQHWHV ,QIRUPDWLRQVPRGHOO XQG HLQH HQWVSUHFKHQGH 9RUJHKHQV 

ZHLVH XQWHUVW W]HQ %,//,1* 0$8'(5(5 GLH (QWZLFNOXQJ YRQ )HUWL 

JXQJVV\VWHPHQ 'DV 9RUJHKHQ XPIDVVW LP :HVHQWOLFKHQ GLH GUHL 6FKULWWH Ã$Q 

IRUGHUXQJHQ GHV .XQGHQ IHVWOHJHQµ Ã)XQNWLRQHOOH $QIRUGHUXQJHQ NOlUHQµ XQG 

Ã)HVWOHJXQJ (YDOXLHUXQJ XQG 9HUEHVVHUXQJ GHU $QODJHµ GLH LWHUDWLY PHKUIDFK 

]X GXUFKODXIHQ VLQG =XQlFKVW HUIROJW GLH *OLHGHUXQJ GHV ]X IHUWLJHQGHQ 

3URGXNWVSHNWUXPV LQ 7HLOHIDPLOLHQ =XVlW]OLFKH ,QIRUPDWLRQHQ I U GHQ HUVWHQ 

3ODQXQJVVFKULWW VLQG EHLVSLHOVZHLVH GDV 3URGXNWLRQVSURJUDPP GHV VSlWHUHQ 

$QODJHQEHWUHLEHUV VRZLH 5DQGEHGLQJXQJHQ EHU GLH HLQ]XVHW]HQGHQ )HUWL 

JXQJVWHFKQRORJLHQ XQG GLH $QODJHQXPJHEXQJ PLW GHUHQ 6FKQLWWVWHOOHQ ,P 

]ZHLWHQ 3ODQXQJVVFKULWW LVW MH 7HLOHIDPLOLH HLQH 6WDQGDUG %HDUEHLWXQJVNHWWH ]X 

GHILQLHUHQ XQG PLW GHP 3URGXNWLRQVSURJUDPP DE]XVWLPPHQ 'DUDXV VLQG GLH 

IXQNWLRQDOHQ 6SH]LILNDWLRQHQ GHU $QODJH DE]XOHLWHQ ,P GULWWHQ 3ODQXQJVVFKULWW 

ZHUGHQ I U GLH YRUJHVHKHQHQ %HDUEHLWXQJVIROJHQ GLH .RPSRQHQWHQ EHVWLPPW 

XQG GLH 0DWHULDOIOXVVNDSD]LWlWHQ IHVWJHOHJW 'DV $QODJHQOD\RXW ZLUG DXV GHQ 

.RPSRQHQWHQ ]XVDPPHQJHVWHOOW XQG EHZHUWHW 2SWLPLHUXQJVVFKULWWH KLQVLFKW 

OLFK GHU 3DUDPHWHU =HLW XQG .RVWHQ EHGHXWHQ HUQHXWH ,WHUDWLRQHQ LQ GHQ GUHL 

3ODQXQJVVFKULWWHQ 

'DV ,QIRUPDWLRQVPRGHOO HQWKlOW GLH 7HLOHIDPLOLHQ PLW LKUHQ %HDUEHLWXQJVNHWWHQ 

'LH $QODJH LVW HEHQIDOOV LP *HVDPWPRGHOO DEJHELOGHW +LHU ZHUGHQ %HDUEHL 

WXQJV XQG 7UDQVSRUW .RPSRQHQWHQ XQWHUVFKLHGHQ 'LH HLQ]HOQHQ %HDUEHL 

WXQJVVWDWLRQHQ ZHUGHQ GDEHL GXUFK GHQ )OXVV GHU 7HLOH LQQHUKDOE GHU HLQ]HO 

QHQ %HDUEHLWXQJVIROJHQ V\QFKURQLVLHUW GHU VLFK QDFK HLQHU =XRUGQXQJ GHU 0D 

VFKLQHQNRPSRQHQWHQ ]X GHQ %HDUEHLWXQJVVFKULWWHQ VLPXOLHUHQ OlVVW $QDO\VHQ 

EHU =HLWHQ .RVWHQ XQG $XVODVWXQJHQ VLQG P|JOLFK 

(LQ :HUN]HXJ ]XU 8QWHUVW W]XQJ GHU 3ODQXQJVWlWLJNHLWHQ ZXUGH LPSOHPHQWLHUW 

%HXUWHLOXQJ ,Q GHP VHKU IRUPDOHQ WKHRUHWLVFKHQ $QVDW] YRQ &2/20%2 

ZLUG PLW GHU 0RGHOOLHUXQJ GHV NRPSOH[HQ 3HWUL 1HW]HV EHJRQQHQ LQGHP ]X 

QlFKVW GLH $EOlXIH MHGHV %HWULHEVPLWWHOV QDFKJHELOGHW XQG DQVFKOLH‰HQG LP 

.RRUGLQDWLRQVPRGHOO PLWHLQDQGHU YHUNQ SIW ZHUGHQ (LQH 8QWHUVW W]XQJ ]XU 

DEVWUDNWHQ $EODXIEHVFKUHLEXQJ LVW QLFKW YRUKDQGHQ 'DV KDQG]XKDEHQGH %DX 

WHLO WULWW HUVW LQ GHU 6LPXODWLRQ I U GLH .ROOLVLRQVNRQWUROOH LQ (UVFKHLQXQJ 'HU 

=XVDPPHQKDQJ YRQ 0RQWDJHYRUUDQJJUDI XQG 3URGXNWLRQVDEODXI ZLUG QLFKW 

H[SOL]LW DXIJHJULIIHQ 

'HU :HJ YRQ GHU 0RGHOOLHUXQJ ]XU 6WHXHUXQJ GHU UHDOHQ $QODJH LVW ]ZDU LQ 

HLQHU GXUFKJlQJLJHQ 6\VWHPNHWWH P|JOLFK DOOHUGLQJV LVW I U GLH ' 6LPXODWLRQ 

HLQ ([SRUWLHUHQ GHU 6WHXHUXQJVVWUXNWXU Q|WLJ &2/20%2 6 =XGHP 

ZLUG GLH 6LPXODWLRQ YRQ HLQHP DQGHUHQ ,QWHUSUHWHU DEJHDUEHLWHW GHU QLFKW I U 

GLH 6WHXHUXQJ GHU UHDOHQ $QODJH HLQJHVHW]W ZHUGHQ NDQQ GD NHLQH HLQKHLWOLFKH 

.RPPXQLNDWLRQ ]ZLVFKHQ DOOHQ %HWHLOLJWHQ UHDOLVLHUW LVW &2/20%2 6 

6RPLW ZXUGH GLH 6LPXODWLRQ QLFKW YROOZHUWLJ LQ GHQ $QVDW] LQWHJULHUW


%HL GHU 9RUJHKHQVZHLVH VWHKW GDV 3URGXNW LP 9RUGHUJUXQG GLH $QODJH LVW 

GDUDXI DQ]XSDVVHQ 'LH 3ODQXQJ EOHLEW DXI UHODWLY DEVWUDNWHP 1LYHDX $EOlXIH 

LQQHUKDOE HLQHU 0DVFKLQHQNRPSRQHQWH VLQG QLFKW ZHLWHU XQWHUJOLHGHUW (V LVW 

XQNODU RE 6LPXODWLRQVZHUN]HXJH /RJLVWLNVLPXODWLRQ ' %HZHJXQJVVLPX 

ODWLRQ I U 'HWDLOEHWUDFKWXQJHQ DQ GDV HLJHQWOLFKH 3ODQXQJVWRRO DQJHNRSSHOW 

ZHUGHQ N|QQHQ ,QZLHZHLW VLFK HLQH 6WHXHUXQJ GHV 3URGXNWLRQVV\VWHPV HQW 

ZLFNHOQ OlVVW ZLUG QLFKW JH]HLJW 

6WHXHUXQJVSODQXQJ PLW 9LUWXDO 5HDOLW\ 

6&+(/%(5* XQWHUVW W]W GLH .RQILJXUDWLRQ YRQ $QODJHQ DXV HQWVSUHFKHQ 

GHQ %LEOLRWKHNHQ 1DFK GHU $XIVWHOOXQJ HLQHV VWDWLVFKHQ 0RGHOOV ZHUGHQ IXQN 

WLRQDOH XQG JHRPHWULVFKH %HVFKUHLEXQJHQ HUJlQ]W VRGDVV HLQ G\QDPLVFKHV 

0RGHOO HQWVWHKW ) U GLH $EOHLWXQJ GHV 3UR]HVVPRGHOOV LVW HLQH hEHUSU IXQJ 

GHU .RQILJXUDWLRQ DXI JHRPHWULVFKH .RQIOLNWVLWXDWLRQHQ DOV GULWWHU 6FKULWW HUIRU 

GHUOLFK 6 I 'DV HLJHQWOLFKH 6WHXHUXQJVSURJUDPP ZLUG PLWWHOV GHU 2EMHNW 

EHIHKOVOLVWH 2%/ IRUPXOLHUW 'LHVH LVW HLQH (UZHLWHUXQJ GHU ,(& 1RUP 

XQG ZLUG YRU %HJLQQ GHU UHDOHQ 6WHXHUXQJ SHU &RPSLOHU HQWVSUHFKHQG GHU 

6WHXHUXQJ EHUVHW]W 

$XFK 260(56 YHUIROJW GDV =LHO HLQHV 8QWHUVW W]XQJVV\VWHP ]XU HLQID 

FKHQ LQWXLWLYHQ 636 3URJUDPPLHUXQJ (U I KUW RIIHQVLFKWOLFK GLH $UEHLWHQ YRQ 

6&+(/%(5* ZHLWHU 'HU $QVDW] EDVLHUW DXI HLQHU JHRPHWULVFKHQ 0RGHO 

OLHUXQJ HLQHU $QODJH LQ HLQHU 95 8PJHEXQJ 

(LQHU 3URGXNWLRQVDQODJH ZHLVW HU IROJHQGH 6WUXNWXULHUXQJVHEHQHQ ]X $QODJH 

$EODXI )XQNWLRQ $NWRU 6HQVRU XQG *HRPHWULHEDXVWHLQ 6 'LHVH ZHUGHQ 

GXUFK HQWVSUHFKHQGH 2EMHNWH LQ HLQHU GUHLGLPHQVLRQDOHQ 9LUWXDO 5HDOLW\ 8PJH 

EXQJ GDUJHVWHOOW 6HQVRUHQ XQG $NWRUHQ VLQG DOV 2EMHNWH E]Z Ã%XWWRQVµ PRGHO 

OLHUW 

%HL GHU 3ODQXQJ YHUZHQGHW HU GLH $EODXIVSUDFKH $6 QDFK ',1 7HLO 

GLH ÄSDUDOOHO PLWJHI KUW³ ZLUG 6 260(56 ZlKOWH GHQ %RWWRP XS $Q 

VDW] ]XU $JJUHJDWLRQ GHU $EODXIVWHXHUXQJ $XVJHKHQG YRQ GHU 6HQVRU $NWRU 

(EHQH ZHUGHQ GLH )XQNWLRQVEDXVWHLQH GXUFK ORJLVFKH 9HUNQ SIXQJ HUVWHOOW ,P 

5HFKQHUV\VWHP VLQG GLH JUDILVFK UHSUlVHQWLHUWHQ 2EMHNWH PLWWHOV 'LDORJER[HQ 

YHUNQ SIEDU 6 

'LHVH )XQNWLRQVEDXVWHLQH ZLHGHUXP ODVVHQ VLFK ]X $EODXIEDXVWHLQHQ ]XVDP 

PHQVHW]HQ Ä'DV :HUNVW FN ZLUG GXUFK GDV $QZlKOHQ GHU $NWRUHQ VHTXHQWLHOO 

GXUFK GLH 7HLODQODJH EHZHJW 'LHVH %HZHJXQJ HQWVSULFKW GHU $EIROJH GHU HQW 

VSUHFKHQGHQ UHDOHQ %HDUEHLWXQJVVFKULWWH 'LH $EIROJH GHU 6FKULWWH ZLUG LQ HL 

QHU 'LDORJER[ PLW HQWVSUHFKHQGHQ (GLWLHUIXQNWLRQDOLWlWHQ PLWSURWRNROOLHUW XQG 

NDQQ PLW GHP 1DPHQ GHV )XQNWLRQVEDXVWHLQV YHUVHKHQ ZHUGHQ 6 ³ 

'XUFK )DUEJHEXQJ ZLUG DQJH]HLJW RE GDV MHZHLOLJH 2EMHNW LQ HLQHQ )XQNWLRQV 

EDXVWHLQ LQWHJULHUW ZRUGHQ LVW 

'LH REHUVWH (EHQH GHU +LHUDUFKLH ELOGHW GLH $QODJHQHEHQH LQ GHU GLH $EODXI 

EDXVWHLQH NRRUGLQLHUW ZHUGHQ 'LHVH VLQG HEHQIDOOV SHU 'LDORJER[ VHTXHQWLHOO 

HLQ]XI JHQ ]XVlW]OLFK LVW HLQH 3DUDOOHOLVLHUXQJ GHU 3UR]HVVH P|JOLFK


'LH JHVDPWH $EODXIEHVFKUHLEXQJ GHU $QODJH LVW ]XQlFKVW QHXWUDO IRUPXOLHUW 

XQG ZLUG DQVFKOLH‰HQG GXUFK &RPSLOLHUHQ LQ HLQHQ KHUVWHOOHUVSH]LILVFKHQ 636 

&RGH EHUI KUW +LHUI U LVW HLQH =XRUGQXQJ GHU 6HQVRU $NWRUHOHPHQWH DXV GHU 

95 8PJHEXQJ ]X GHQ UHDOHQ .RPSRQHQWHQ HUIRUGHUOLFK ZHOFKH ZLHGHUXP SHU 

'LDORJIHOG HUIROJW 

) U GLH )XQNWLRQVNRQWUROOH VLQG GUHL 6LPXODWLRQVDUWHQ P|JOLFK 6 

'HU QHXWUDO IRUPXOLHUWH $EODXI ZLUG LQ GHU 95 8PJHEXQJ DEJHDU 

EHLWHW 

&RPSLOLHUWH 636 3URJUDPPH ZHUGHQ YRQ GHU 95 8PJHEXQJ LQWHU 

SUHWLHUW XQG DXVJHI KUW 

'XUFK HLQH GLUHNWH 9HUELQGXQJ GHU UHDOHQ ( $ (EHQH PLW GHP 95 

0RGHOO VWHXHUW HLQH UHDOH 636 GDV $QODJHQPRGHOO +DUGZDUH LQ 

WKH /RRS +LHU VLQG ]XVlW]OLFK UHDOH RGHU YLUWXHOOH %HGLHQHOHPHQWH 

]XU 3UR]HVVEHHLQIOXVVXQJ HUJlQ]EDU ,Q GLHVHP 0RGXV LVW DOOHU 

GLQJV ]X EHDFKWHQ GDVV GLH =\NOXV]HLW GHU 636 ZHLW XQWHU GHU %LOG 

ZLHGHUKROIUHTXHQ] GHV 95 6\VWHPV OLHJW XQG VR GLH $QIRUGHUXQJHQ 

DQ GLH (FKW]HLWIlKLJNHLW QLHGULJHU DQJHVHW]W ZHUGHQ P VVHQ 

%HXUWHLOXQJ 'HU $QVDW] XQWHUVW W]W GLH (QWZLFNOXQJ YRQ 636 3URJUDPPHQ I U 

3URGXNWLRQVV\VWHPH LQ GHQHQ QXU HLQH 6WHXHUXQJ DXIWULWW (LQH (LQEH]LHKXQJ 

YRQ 5RERWHUQ LVW LQ GLHVHP $QVDW] QLFKW P|JOLFK 'LH (UVWHOOXQJ YRQ 5RERWHU 

SURJUDPPHQ ZLUG YRQ GHU 95 8PJHEXQJ QLFKW XQWHUVW W]W 'HU $EODXI ZLUG 

ERWWRP XS HUVWHOOW XQG PLWSURWRNROOLHUW 'DEHL ZHUGHQ ]XQlFKVW QXU GLH HLQ]HO 

QHQ $NWRUHQ XQG 6HQVRUHQ LP ' 0RGHOO SHU Ã'U FNHQµ HLQHU 6FKDOWIOlFKH DXV 

JHO|VW 'HU %HGLHQHU PXVV GHQ HUIRUGHUOLFKHQ $EODXI DQGHUZHLWLJ YRUEHUHLWHW 

KDEHQ XQG GXUFKVSLHOHQ 'LH ZHLWHUH $JJUHJDWLRQ ]XP *HVDPWDEODXI HUIROJW LQ 

)RUP YRQ 7H[WGLDORJHQ XQG 7DEHOOHQ 'LH 7UDQVSDUHQ] GHV $EODXIHV LVW GD 

GXUFK QLFKW PHKU VLFKHUJHVWHOOW ZDV LQVEHVRQGHUH EHL bQGHUXQJHQ QHJDWLY 

DXIIDOOHQ N|QQWH 


) U GLH 'XUFKI KUXQJ YRQ .OHEHSUR]HVVHQ PLW HLQHP 5RERWHU HQWZLUIW 3(75< 

6 HLQHQ PRGXODUHQ 3URJUDPPEDXNDVWHQ (U VHW]W MHGHV 5RER 

WHUSURJUDPP KLHUDUFKLVFK DXV (OHPHQWHQ GHU I QI 0RGXOJUXSSHQ QHXWUDOHV 

3URJUDPPJHU VW EHUHLWVWHOOXQJVEH]RJHQHV 3URJUDPPJHU VW WHLOHVSH]L 

ILVFKHV .OHEHPRGXO 3UR]HVVPDNUR XQG QHXWUDOHU 3UR]HVVEDXVWHLQ ]X 

VDPPHQ 'DEHL NDQQ HLQ (OHPHQW QLHGULJHU 2UGQXQJ LQ HLQV K|KHUHU 2UGQXQJ 

HLQJHNOLQNW ZHUGHQ ] % HLQ 3UR]HVVPDNUR LQ HLQ WHLOHVSH]LILVFKHV .OHEHPRGXO 

'$00(57= VWHOOW PLW GHP 3URJUDPPLHUV\VWHP 23(5$ HLQHQ $QVDW] ]XU 

(UVWHOOXQJ YRQ 5RERWHUSURJUDPPHQ YRU ,Q $EKlQJLJNHLW GHU %HQXW]HUTXDOLIL 

NDWLRQ XQG $XIJDEHQVWHOOXQJ VWHKHQ XQWHUVFKLHGOLFKH )XQNWLRQDOLWlWHQ ]XU 9HU 

I JXQJ 'DV 6\VWHP EHVLW]W HLQHQ JUDILVFKHQ (GLWRU LQ GHP GDV 3URJUDPP DOV 

$EODXISODQ PLW HUJlQ]WHQ 6\PEROHQ HUVWHOOW ZLUG 'HQ (OHPHQWHQ GHV $EODXI 

SODQV ZHUGHQ HLQ]HOQH 6WHXHUXQJVEHIHKOH ]XJHZLHVHQ ,PSOHPHQWLHUW VLQG 

6\PEROH I U GLH %HIHKOH GHU 5RERWHUSURJUDPPLHUVSUDFKH ,5/ ',1 XQG 

GLH GDUDQ DQJHOHKQWH 6 ,5/ YRQ 6LHPHQV


23(5$ HQWKlOW 6FKQLWWVWHOOHQ ]X HLQHP ' 6LPXODWLRQVV\VWHP 52%&$' DXI 

7&3 ,3 %DVLV ]XU 5RERWHUVWHXHUXQJ DXI 006 %DVLV XQG ]X HLQHP &$' 6\V 

WHP HLQ 67(3 ,PSRUW 0RGXO 'DV .RQ]HSW VLHKW YRU GDV 3URJUDPP LQ 23(5$ 

]X HUVWHOOHQ 1DFKGHP GLH 3URJUDPPORJLN HUVWHOOW LVW NDQQ GLH 9HUELQGXQJ 

]XP 6LPXODWLRQVV\VWHP HUIROJHQ 'RUW LVW GLH =HOOH QDFK]XELOGHQ XQG GHU 5R 

ERWHU ]X EHZHJHQ 'LH :HUWH GHU HLQ]HOQHQ 3RVLWLRQHQ N|QQHQ EHU GLH 

6FKQLWWVWHOOH LQ 23(5$ EHUWUDJHQ ZHUGHQ QLFKW MHGRFK GLH %HZHJXQJVDE 

OlXIH RGHU JDU 7HLOSURJUDPPH 6 

6WHKHQ DOOH %HIHKOH GHV 5RERWHUSURJUDPPV XQG GHUHQ 3DUDPHWHU ] % .RRU 

GLQDWHQ IHVW ZHUGHQ GLHVH SHU 006 DXI GLH UHDOH 5RERWHUVWHXHUXQJ WUDQV 

IHULHUW 'RUW PXVV I U HLQHQ VLPXOLHUWHQ 3UREHODXI GLH 0|JOLFKNHLW YRUKDQGHQ 

VHLQ GDV 3URJUDPP DE]XDUEHLWHQ RKQH GHQ UHDOHQ 5RERWHUDUP ]X EHZHJHQ 

'LH MHZHLOLJH 3RVLWLRQ GHV $UPV ZLUG GDQQ EHU GLH 006 6FKQLWWVWHOOH DQ 23( 

5$ JHPHOGHW XQG YRQ GRUW DQ 52%&$' JHVFKLFNW XP HLQ %LOG GHU 3RVLWLRQ ]X 

JHQHULHUHQ 

'DPPHUW] VLHKW GHQ 9RUWHLO GDULQ GDVV NHLQ VHSDUDWHV 6LPXODWLRQVPRGHOO GHU 

6WHXHUXQJ HUVWHOOW ZHUGHQ PXVV (U ZHLVW DEHU VHOEVW DXI GLH (LQVFKUlQNXQJ 

KLQ GDVV HLQHUVHLWV HLQH UHDOH 5RERWHUVWHXHUXQJ YRUKDQGHQ XQG YHUI JEDU 

VHLQ XQG DQGHUHUVHLWV GLHVH GHQ VSH]LHOOHQ %HWULHEVPRGXV HUODXEHQ PXVV 

6 

%HXUWHLOXQJ /HLGHU EOHLEW RIIHQ RE EHL 3(75< HLQ 5HFKQHUZHUN]HXJ 

EHL GHU 3ODQXQJ PLW GHP %DXNDVWHQNRQ]HSW GLH $UEHLW HUOHLFKWHUW (EHQVR IHKOW 

HLQH H[SOL]LWH +DQGOXQJVDQZHLVXQJ ZLH PLW GHP %DXNDVWHQ LQ XQWHUVFKLHG 

OLFKHQ $QZHQGXQJVIlOOHQ XP]XJHKHQ LVW 

'HU $QVDW] YRQ '$00(57= XQWHUVW W]W HLQH VHKU IHLQJUDQXODUH (UVWHO 

OXQJ YRQ 3URJUDPPHQ 'HU %HWUDFKWXQJVUDXP LVW GLH HLQ]HOQH =HLOH 3UR 

JUDPPFRGH G K GHU HLQ]HOQH %HZHJXQJV EHIHKO (V ZLUG NHLQH 9RUJHKHQV 

ZHLVH ]XU V\VWHPDWLVFKHQ 3URJUDPPHUVWHOOXQJ SUlVHQWLHUW 'DV 6\VWHP HLJQHW 

VLFK I U HLQH 8PSODQXQJ EHL EHVWHKHQGHP 5RERWHU GHVVHQ 6WHXHUXQJ I U GLH 

3ODQXQJ HLQJHVHW]W ZHUGHQ NDQQ 'LH 6LPXODWLRQ YHUVFKLHGHQHU $OWHUQDWLYHQ 

NRPPW ZHJHQ GHU QRWZHQGLJHQ +DUGZDUH QLFKW LQ %HWUDFKW 'HU $QVDW] LVW 

IHUQHU DOOHLQ DXI 5RERWHUVWHXHUXQJHQ EHJUHQ]W DQGHUH .RPSRQHQWHQ ZLH 636 

N|QQHQ QLFKW XQWHUVW W]W ZHUGHQ 23(5$ ZHLVW NHLQH .RPSRQHQWHQ ]XU ]HLW 

OLFKHQ RGHU PRQHWlUHQ %HZHUWXQJ GHU 5RERWHU]HOOHQ XQG 3URJUDPPDEOlXIH 

DXI 


'LH HUVWHQ GUHL $EVFKQLWWH GLHVHV .DSLWHOV GLHQHQ OHGLJOLFK GHU 'DUVWHOOXQJ 

ZLFKWLJHU JUXQGOHJHQGHU .RQ]HSWH XQG 7HFKQRORJLHQ GLH DOV %DVLVZLVVHQ I U 

GDV 9HUVWlQGQLV GHU YRUOLHJHQGHQ $UEHLW HUIRUGHUOLFK VLQG 

'LH QDFKIROJHQGH 7DEHOOH HQWKlOW NHLQH *OREDOEHZHUWXQJ LP 6LQQH HLQHU 

REMHNWLYHQ %HXUWHLOXQJ GHU 4XDOLWlW HLQHV $QVDW]HV VRQGHUQ HLQH %HZHUWXQJV 

EHUVLFKW DXVVFKOLH‰OLFK LP +LQEOLFN DXI GLH (UI OOXQJ GHU GUHL )RUGHUXQJHQ 

GLHVHU $UEHLW


$QVDW] 

(UI OOXQJVJUDG 

)RUGHUXQJ 

3UR]HVVSODQXQJ LP 

9RUGHUJUXQG 

)RUGHUXQJ 

:HFKVHOVHLWLJH 

%HU FNVLFKWLJXQJ YRQ 

$QODJH RGHU 3URGXNW 

)RUGHUXQJ 

'XUFKJlQJLJNHLW YRQ 

GHU ,GHH ELV 

]XU 5HDOLVLHUXQJ 

(UJR3ODQ 

7L&RQ R PDQXHOOH 6\VWHPH 

' 6LPXODWLRQ R R 

%XOOLQJHU R 

6HOLJHU 'HXWVFKOlQGHU R R 

YDQ %UXVVHO R 

7|QVKRII X D R R 

&6,52 R 

LIDE R R PDQXHOOH 6\VWHPH 

5DPSHUVDG R 

ZEN R 

6FKXVWHU R R 

)HOGPDQQ R R 

H0 3ODQQHU R 

5$33 " NHLQH $QJDE HUK " NHLQH $QJDE HUK 

DOOJ 5HLKHQIROJH R 

02*5$3+ 

&$3$6 

6WHLQZDVVHU 

,'$3 R 

636 3URJUDPPLHUWRROV R DEHU QXU 636 

/8&$6 R 

' 6LPXODWLRQ R R 

$OEHUW 7RPDV]XQDV R DEHU QXU 636 

&RORPER R R 

2VPHUV R R 

23(5$ R DEHU QXU 5RERWHU 

3HWU\ 

0DXGHUHU 

R 

%HZHUWXQJVVNDOD Ã µ QLFKW ÃRµ HWZDV Ã µ JXW Ã µ VHKU JXW 

7DEHOOH (UI OOXQJ GHU )RUGHUXQJHQ GXUFK GHQ 6WDQG GHU 7HFKQLN XQG GHU 

)RUVFKXQJ 

:LH GHU hEHUVLFKW ]X HQWQHKPHQ LVW HUI OOW NHLQHU GHU LQ GHQ .DSLWHOQ PLW 

JHQDQQWHQ $QVlW]H DOOH GUHL )RUGHUXQJHQ GLHVHU $UEHLW ]XIULHGHQVWHOOHQG 

%HVRQGHUV GLH 'XUFKJlQJLJNHLW YRQ GHU YLUWXHOOHQ 3ODQXQJVZHOW ]X UHDOHQ 

0RQWDJHDQODJH LVW QRFK QLFKW DXVUHLFKHQG XPJHVHW]W 'LHV GRNXPHQWLHUW GHQ 

%HGDUI I U HLQHQ ZHLWHUJHKHQGHQ $QVDW] GHU LP )ROJHQGHQ SUlVHQWLHUW ZHUGHQ 

VROO

.RQ]HSW I U HLQH PHWKRGLVFKH XQG WHFKQL 

VFKH 8QWHUVW W]XQJ 

,Q GLHVHP .DSLWHO ZLUG HLQ QHXHU $QVDW] ]XU 8QWHUVW W]XQJ GHU GXUFKJlQJLJHQ 

3UR]HVV XQG 6WHXHUXQJVSODQXQJ I U 0RQWDJHDQODJHQ HQWZLFNHOW 'LHVHU RUL 

HQWLHUW VLFK DQ GHQ )RUGHUXQJHQ GLH LQ .DSLWHO DXIJHVWHOOW ZXUGHQ XQG 

VFKOLH‰W GLH / FNHQ GLH GXUFK GHQ DNWXHOOHQ 6WDQG GHU 7HFKQLN V .DSLWHO 

QRFK QLFKW DEJHGHFNW VLQG $XVJHKHQG YRQ GHU 9RUVWHOOXQJ GHU SULQ]LSLHOO ]X 

JUXQGHOLHJHQGHQ ,GHH V .DSLWHO HUIROJW HLQH YHUWLHIHQGH %HWUDFKWXQJ GHU 

ZLFKWLJVWHQ %HVWDQGWHLOH V .DSLWHO =XQlFKVW ZHUGHQ GLH HLQ]HOQHQ .RP 

SRQHQWHQ GHU 3ODQXQJVPHWKRGH YRUJHVWHOOW GDQDFK GHUHQ =XVDPPHQVSLHO LQ 

GHU 9RUJHKHQVZHLVH %HLGH $EVFKQLWWH ZHUGHQ DXIJUXQG LKUHV 8PIDQJV GXUFK 

HLQ =ZLVFKHQUHV PHH MHZHLOV DEVFKOLH‰HQG LQKDOWOLFK ]XVDPPHQJHID‰W 'DV 

GULWWH 7HLONDSLWHO V .DSLWHO ZLGPHW VLFK GHP 'DWHQPRGHOO ZHOFKHV GLH 

%DVLV I U GDV 5HFKQHUZHUN]HXJ ELOGHW $EVFKOLH‰HQG ZHUGHQ $VSHNWH GHU 

,QWHJUDWLRQ LQ GHQ EHWULHEOLFKHQ (LQVDW] EHKDQGHOW V .DSLWHO 

*UXQGODJHQ 

'LHVHV .DSLWHO VWHOOW GLH QHX HUDUEHLWHWHQ *UXQGODJHQ GHV .RQ]HSWHV YRU 

(LQH HOHPHQWDUH )RUGHUXQJ DXV .DSLWHO LVW GLH 0|JOLFKNHLW HLQHQ 0RQWD 

JHDEODXI DOV HLJHQVWlQGLJHV 2EMHNW ]X EHVFKUHLEHQ 1XU DXI GLHVH :HLVH LVW 

HLQH 3ODQXQJ XQDEKlQJLJ YRQ GHQ DP 3UR]HVV EHWHLOLJWHQ 3URGXNWNRPSRQHQ 

WHQ XQG %HWULHEVPLWWHOQ GXUFKI KUEDU 8P GLH 3ODQXQJ HLQHU 9RUJDQJVEH 

VFKUHLEXQJ XQG GHU 6WHXHUXQJ HLQHU DXWRPDWLVLHUWHQ $QODJH ]X XQWHUVW W]HQ 

LVW HLQ DGlTXDWHV .RQ]HSW ]X HQWZLFNHOQ $XVJHKHQG YRQ HLQHU DEVWUDNWHQ 

5HLKHQIROJHEHVFKUHLEXQJ VLQG HLQ]HOQH 7HLOVFKULWWH ]X GHILQLHUHQ GLH EHL %H 

GDUI IHLQHU GHWDLOOLHUW ZHUGHQ N|QQHQ XQG DXFK GLH 0RGHOOLHUXQJ HLQHU 6WHXH 

UXQJ ]XODVVHQ 

7HLOQHKPHU DP 0RQWDJHYRUJDQJ 

'DV ZHVHQWOLFKH *HVWDOWXQJVHOHPHQW GHU 3ODQXQJ LP KLHU EHWUDFKWHWHQ 6LQQH 

LVW GLH DEVWUDNWH 9RUJDQJVEHVFKUHLEXQJ GLH NHLQH N|USHUOLFKH 5HSUlVHQWDWLRQ 

LQ GHU 5HDOLWlW KDW $P 0RQWDJHYRUJDQJ QHKPHQ YHUVFKLHGHQH UHDOH 2EMHNWH 

LQ XQWHUVFKLHGOLFKHQ 5ROOHQ WHLO 'LH 5ROOHQ GHU HLQ]HOQHQ 3UR]HVVWHLOQHKPHU 

ZHUGHQ LP )ROJHQGHQ NODVVLIL]LHUW XP GHQ (LQIOXVV GHU HLQ]HOQHQ 2EMHNWH 

LGHQWLIL]LHUHQ XQG VSlWHU LQ GHU 3ODQXQJVYRUJHKHQVZHLVH DQJHPHVVHQ EHU FN 

VLFKWLJHQ ]X N|QQHQ 

'LH HUVWH *UXSSH ELOGHQ GLH DNWLYHQ 7HLOQHKPHU DP 0RQWDJHYRUJDQJ 'LHVH 

VRUJHQ I U GHQ %HZHJXQJVDEODXI EHL GHU 0RQWDJH ± LP XPJDQJVVSUDFKOLFKHQ 

9HUVWlQGQLV ÃPRQWLHUHQµ VLH GLH 7HLOH 'D]X JHK|UHQ GLH NRQNUHW DXVI KUHQGHQ 

:HUNHU VRZLH GLH DXWRPDWLVFKHQ %HWULHEVPLWWHO ZLH 5RERWHU XQG DXWRPDWLVFKH 

0RQWDJHYRUULFKWXQJHQ PLW LKUHQ VSH]LILVFKHQ 3URJUDPPHQ %HWULHEVZLUWVFKDIW 

OLFK JHVHKHQ YHUXUVDFKW LKUH 7HLOQDKPH .RVWHQ

.RQ]HSW I U HLQH PHWKRGLVFKH XQG WHFKQLVFKH 8QWHUVW W]XQJ 

'LH ]ZHLWH *UXSSH XPIDVVW GLH SDVVLYHQ 7HLOQHKPHU $Q GLHVHQ ZHUGHQ GLH 

0RQWDJHRSHUDWLRQHQ GXUFKJHI KUW ± XPJDQJVVSUDFKOLFK ÃZHUGHQ VLH PRQWLHUWµ 

'DUXQWHU IDOOHQ GLH KDQG]XKDEHQGHQ :HUNVW FNH XQG =ZLVFKHQ %DXJUXS 

SHQ 'LHVH ELOGHQ LQ LKUHU DEVFKOLH‰HQGHQ .RQILJXUDWLRQ GDV (QGSURGXNW GHU 

0RQWDJH]HOOH E]Z DQODJH XQG GLHQHQ VRPLW DOV .RVWHQWUlJHU 

'LH GULWWH *UXSSH HQWKlOW GLH VWDWLVFKHQ 7HLOQHKPHU 'DV VLQG GLH UHVWOLFKHQ 

XQEHZHJWHQ %HWULHEVPLWWHO XQG 9RUULFKWXQJHQ ZLH /DVWVWlQGH RGHU 0DJD]LQH 

HWF +LHU N|QQHQ 2EMHNWH DOOHU GUHL *UXSSHQ WHPSRUlU ] % :HUNVW FNH LP 0D 

JD]LQ RGHU GDXHUKDIW ] % 5RERWHU DXI 6RFNHO DEJHOHJW ZHUGHQ $XFK VLH 

YHUXUVDFKHQ GXUFK LKUH %HWHLOLJXQJ .RVWHQ 

$EELOGXQJ ]HLJW H[HPSODULVFKH 9HUWUHWHU DOOHU GUHL *UXSSHQ LQQHUKDOE HLQHU 

VFKHPDWLVFKHQ 0RQWDJH]HOOH 

DNWLYHU 7HLOQHKPHU 

SDVVLYHU 7HLOQHKPHU 

VWDWLVFKHU 7HLOQHKPHU 

7HLO % 

/DVWVWDQG 

5RERWHU 

VRFNHO 

7HLO $ 

5RERWHU 

0DJD]LQ 

*UHLIHU 

$EELOGXQJ (LQWHLOXQJ HLQHU 0RQWDJH]HOOH LQ GLH GUHL 7HLOQHKPHUJUXSSHQ 

%HL GHU 3ODQXQJ GHV 0RQWDJHYRUJDQJV LVW GDV +DXSWDXJHQPHUN DXI GLH DN 

WLYHQ XQG SDVVLYHQ 7HLOQHKPHU ]X OHJHQ GD GLHVH LP 9HUODXI LKUH 3RVLWLRQHQ 

YHUlQGHUQ 'LH VWDWLVFKHQ 7HLOQHKPHU P VVHQ LQ GHU 5HJHO QXU HLQPDOLJ DXIJH 

EDXW ZHUGHQ XQG YHUEOHLEHQ DQ LKUHU 6WHOOH VLH ZHUGHQ EHL .RQWDNW PLW HLQHP 

7HLOQHKPHU GHU DQGHUHQ *UXSSHQ NXU]]HLWLJ DOV 5DQGEHGLQJXQJ GHU 3ODQXQJ 

YRQ *HRPHWULHQ XQG %HZHJXQJHQ EHWUDFKWHW 

0RQWDJHYRUJDQJVEHVFKUHLEXQJ 

'LH DXIJHVWHOOWH )RUGHUXQJ V .DSLWHO SRVWXOLHUW GDVV HV HLQH 3UR]HVV 

SODQXQJ DOV YRUUDQJLJHQ $UEHLWVLQKDOW JHEHQ VROO =XQlFKVW P VVHQ DOVR GLH 

9RUDXVVHW]XQJHQ JHVFKDIIHQ ZHUGHQ GDPLW GHU 0RQWDJHYRUJDQJ DOV HLJHQ 

VWlQGLJHV 3ODQXQJVREMHNW EHKDQGHOW ZHUGHQ NDQQ 

'LH 0RQWDJHYRUJDQJVEHVFKUHLEXQJ PXVV KLQUHLFKHQG DEVWUDNW HUIROJHQ GDPLW 

VLH I U MHZHLOV LP )XQNWLRQVXPIDQJ lKQOLFKH 2EMHNWH PLW Y|OOLJ XQWHUVFKLHGOL 

FKHQ LQGLYLGXHOOHQ (LJHQVFKDIWHQ ] % XQWHUVFKLHGOLFKH 3URJUDPPLHUVSUDFKHQ 

GHQQRFK * OWLJNHLW EHVLW]W 6R N|QQHQ VFKQHOO DOWHUQDWLYH $QODJHQ RGHU 3UR 

GXNWYDULDQWHQ EHSODQW ZHUGHQ %HL GHU 3UR]HVVEHVFKUHLEXQJ LVW HUJR GDUDXI ]X 

DFKWHQ GDVV GLHVH ]XQlFKVW SULQ]LSLHOO XQDEKlQJLJ YRP NRQNUHW ]XJHK|ULJHQ

*UXQGODJHQ 

2EMHNW DXVI KUEDU XQG IHUQHU I U HLQ JU|‰HUHV 6SHNWUXP DQ 5HDOLVLHUXQJV 

DOWHUQDWLYHQ JHHLJQHW LVW 

'LH 3ODQXQJ GHV JHVDPWHQ 0RQWDJHYRUJDQJV LVW QXU EHKHUUVFKEDU ZHQQ HV 

HLQH NODUH 6WUXNWXU GHV $EODXIV JLEW XQG VHSDUDWH 7HLOYRUJlQJH LVROLHUW LP 

'HWDLO EHWUDFKWHW XQG JHVWDOWHW ZHUGHQ N|QQHQ $XV GLHVHP *UXQG HUIROJW HLQH 

8QWHUWHLOXQJ GHU JHVDPWHQ 0RQWDJHYRUJDQJVEHVFKUHLEXQJ LQ GLH ZHVHQWOLFKHQ 

7HLOYRUJlQJH 8P DXFK GHU )RUGHUXQJ 'XUFKJlQJLJNHLW DXV .DSLWHO 

5HFKQXQJ ]X WUDJHQ PXVV GLHVH .ODVVLILNDWLRQ YROOVWlQGLJ VHLQ G K DOOH 

)DFHWWHQ GHV $EODXIV LQ HLQHU 0RQWDJHDQODJH XPIDVVHQ 

6WUXNWXUHOOHU .HUQ 

'HU VWUXNWXUHOOH .HUQ GHU 9RUJDQJVEHVFKUHLEXQJ LVW GLH JHQHUHOOH 0RQWDJH 

UHLKHQIROJH %H]RJHQ DXI GDV 3URGXNW HUJLEW VLFK GLH JHQHUHOOH 0RQWDJHUHL 

KHQIROJH DXV GHP 9RUUDQJJUDIHQ LQ GHP IHVWJHOHJW LVW ZHOFKH .RPSRQHQWHQ 

LQ ZHOFKHU )ROJH ]X %DXJUXSSHQ ]XVDPPHQJ]XVHW]HQ VLQG $QGHUHUVHLWV NDQQ 

PDQ GLH 5HLKHQIROJH DXFK DXV 6LFKW GHU DEODXIEH]RJHQHQ $QODJHQVWUXNWXU 

KHUOHLWHQ 'LHVH 6WUXNWXU JLEW EHLVSLHOVZHLVH GLH PD[LPDO P|JOLFKH $Q]DKO DQ 

SDUDOOHO YRUPRQWLHUEDUHQ 8QWHUEDXJUXSSHQ YRU RGHU EHVWLPPW GDVV LQ HLQHU 

HLQ]HOQHQ /LQLH DOOH .RPSRQHQWHQ GHU 5HLKH QDFK HLQJHEDXW ZHUGHQ ,P RSWL 

PDOHQ )DOO SDVVHQ GLH LGHDOH DEODXIEH]RJHQH $QODJHQVWUXNWXU XQG GHU LGHDOH 

3URGXNWYRUUDQJJUDI GLUHNW ]XHLQDQGHU ,Q GHU 3UD[LV ZLUG PDQ MHGRFK HLQ JOR 

EDOHV 0LQLPXP GHU *HVDPWKHLW DXV 3URGXNW XQG 0RQWDJHNRVWHQ DQVWUHEHQ 

XQG DXI EHLGHQ 6HLWHQ YRQ GHU MHZHLOLJHQ ,GHDOOLQLH DEZHLFKHQ 

8QWHUVFKLHGOLFKH 7HLOYRUJlQJH 

'HU JHVDPWH 0RQWDJHYRUJDQJ NDQQ QDFK 9', GXUFK HLQ]HOQH 

+DQGKDEXQJVYRUJlQJH EHVFKULHEHQ ZHUGHQ 'DEHL HUIROJW HLQH GHWDLOOLHUWH 

DEVWUDNW IXQNWLRQDOH .ODVVLIL]LHUXQJ GLH I U GLH 3ODQXQJ YRQ %HZHJXQJV 

DEOlXIHQ ZHQLJHU JHHLJQHW LVW 

.8*(/0$11 6 I EHVFKUHLEW LQ $QOHKQXQJ DQ GLH 'HILQLWLRQ YRQ +g5 

0$11 +g50$11 GLH 6WDQGDUGVWUXNWXU HLQHV +DQGKDEXQJVYRUJDQJV 

DOV )ROJH YRQ *UHLIYRUJDQJ 7UDQVIHU XQG $EOHJHYRUJDQJ V $EELOGXQJ 

*UHLIYRUJDQJ 7UDQVIHU 

$EOHJHYRUJDQJ 

6WDUW 6WDUW =LHO =LHO 

 

 

 

$EELOGXQJ 6WDQGDUGVWUXNWXU HLQHV +DQGKDEXQJVYRUJDQJV 

.8*(/0$11 6


%HLGH EHVFKULHEHQHQ .ODVVLILNDWLRQHQ HUIDVVHQ NHLQH 9RUJlQJH GLH RKQH 

%H]XJ ]X HLQHU 3URGXNWNRPSRQHQWH VWDWWILQGHQ ] % /HHUIDKUWHQ 'HVZHJHQ 

LVW HLQH DQGHUH 8QWHUJOLHGHUXQJ GHV 0RQWDJHYRUJDQJV QRWZHQGLJ GLH DOOH I U 

GLHVH $UEHLW ZLFKWLJHQ $VSHNWH DEGHFNW 

(V ZHUGHQ GDKHU LQVJHVDPW I QI $UWHQ YRQ 7HLOYRUJlQJHQ QHX GHILQLHUW 

D (OHPHQWDUH 0RQWDJHEHZHJXQJ 

'LH (OHPHQWDUH 0RQWDJHEHZHJXQJ LVW GHU HLJHQWOLFKH =XVDPPHQEDX ]ZHLHU 

.RPSRQHQWHQ ,Q GLHVHP .RQWH[W EHJLQQW GLH %HZHJXQJ VREDOG HLQH 'XUFK 

GULQJXQJ GHU + OOJHRPHWULHQ GHU EHWHLOLJWHQ 3URGXNWNRPSRQHQWHQ HLQVHW]W 6LH 

HQGHW PLW GHP (UUHLFKHQ GHU HQGJ OWLJHQ UHODWLYHQ /DJH GHU ) JHSDUWQHU ]X 

HLQDQGHU (LQH H[HPSODULVFKH 'DUVWHOOXQJ ELHWHW $EELOGXQJ 

%HJLQQ 

(QGH 

$EELOGXQJ %HLVSLHO HLQHU (OHPHQWDUHQ 0RQWDJHEHZHJXQJ 

'LH (OHPHQWDUH 0RQWDJHEHZHJXQJ EHVLW]W QLFKW QXU UHLQ WHFKQRORJLVFK HLQH 

EHVRQGHUH %HGHXWXQJ VRQGHUQ DXFK LQ EHWULHEVZLUWVFKDIWOLFKHU +LQVLFKW $OOHLQ 

GDV XQPLWWHOEDUH ) JHQ ]ZHLHU .RPSRQHQWHQ ]X HLQHU EHUJHRUGQHWHQ %DX 

JUXSSH EULQJW LQ GHU 7KHRULH GHQ :HUW]XZDFKV LQ GHU 0RQWDJH $OOH ]XVlW]OL 

FKHQ 9RUJlQJH XQG 9HUULFKWXQJHQ YHUXUVDFKHQ QXU .RVWHQ XQG VROOHQ GHVZH 

JHQ ZHLWJHKHQG HOLPLQLHUW ZHUGHQ ,Q GHU 6WUXNWXU QDFK .8*(/0$11 

OlVVW VLFK GLHVHU 7HLOYRUJDQJ DOV VSH]LHOOHU $EOHJHYRUJDQJ HLQRUGQHQ 

E $QQlKHUQ 9HUODVVHQ GHU ) JHVWHOOH 

'DV $QQlKHUQ DQ GLH ) JHVWHOOH EULQJW GLH ) JHSDUWQHU LQ GLH 3RVLWLRQ NXU] YRU 

GHU HLJHQWOLFKHQ 0RQWDJHEHZHJXQJ 'LHVH LVW HUUHLFKW ZHQQ VLFK GLH + OOJHR 

PHWULHQ GHU .RPSRQHQWHQ JHUDGH ]X EHU KUHQ EHJLQQHQ 'HU 6WDUW GLHVHV 

9RUJDQJV LVW QLFKW VR H[DNW ]X EHVWLPPHQ 'DV :HUNVW FN LVW VFKRQ LP HQW 

VSUHFKHQGHQ +DQGKDEXQJVZHUN]HXJ I U GHQ ) JHYRUJDQJ DXIJHQRPPHQ 'LH 

3RVLWLRQ GHV :HUNVW FNV LVW EHUHLWV LQ GHU 8PJHEXQJ GHU VSlWHUHQ ) JHVWHOOH 

VRGDVV LP 5DKPHQ GLHVHV 7HLOYRUJDQJV NHLQH ZHLWHQ :HJH PHKU ]XU FNJH 

OHJW ZHUGHQ 0HLVW LVW HLQH HUK|KWH $XIPHUNVDPNHLW GDUDXI ]X ULFKWHQ GDVV 

NHLQH .ROOLVLRQHQ PLW DQGHUHQ %HWULHEVPLWWHOQ DXIWUHWHQ V $EELOGXQJ 

'LHVHU 7HLOYRUJDQJ HQWVSULFKW GHQ )HLQEHZHJXQJHQ EHLP $EOHJHQ LQ GHU 

.ODVVLILNDWLRQ YRQ .8*(/0$11 ZHQQ PDQ GHQ ) JHYRUJDQJ DOV 

VSH]LHOOHV $EOHJHQ YHUVWHKW

*UXQGODJHQ 

%HJLQQ 

(QGH 

$EELOGXQJ %HLVSLHO I U GDV $QQlKHUQ GHU ) JHVWHOOH 

'DV 9HUODVVHQ GHU ) JHVWHOOH EHVFKUHLEW GHQ XPJHNHKUWHQ 9RUJDQJ 'DEHL 

NDQQ HQWZHGHU GLH PRQWLHUWH %DXJUXSSH WUDQVSRUWLHUW ZHUGHQ RGHU DEHU GDV 

OHHUH +DQGKDEXQJVPLWWHO DXV GHP %HUHLFK GHU 0RQWDJHRSHUDWLRQ HQWIHUQW ZHU 

GHQ 'DV 9HUODVVHQ EHJLQQW PHLVW LQ GHU 3RVLWLRQ QDFK YROOHQGHWHU (OHPHQWDUHU 

0RQWDJHEHZHJXQJ XQG HQGHW DQDORJ ]X RELJHU %HVFKUHLEXQJ LQ KLQUHLFKHQ 

GHP $EVWDQG 

F %H (QWODGHQ GHU %HUHLWVWHOOXQJ 

7HLOYRUJlQJH GLHVHU .ODVVLILNDWLRQ XPIDVVHQ GDV $XIQHKPHQ GHU :HUNVW FNH 

DXV GHQ %HUHLWVWHOOXQJVHLQULFKWXQJHQ ZLH HWZD 0DJD]LQHQ XQG HEHQVR GDV 

$EOHJHQ YRQ PRQWLHUWHQ .RPSRQHQWHQ LQ 7UDQVSRUWEHKlOWHU HWF V $EELOGXQJ 

(EHQVR IlOOW XQWHU GLHVH .DWHJRULH GDV (LQOHJHQ YRQ :HUNVW FNHQ LQ XQG 

GDV (QWQHKPHQ DXV 0RQWDJHYRUULFKWXQJHQ GLH I U ) JHYRUJlQJH DOV +DOWH 

UXQJ GLHQHQ 'LHVH 7HLOYRUJlQJH HQWVSUHFKHQ LQ GHU 6WDQGDUGVWUXNWXU QDFK 

.8*(/0$11 GHQ *UHLI XQG $EOHJHYRUJlQJHQ 

(QGH 

%HJLQQ 

$EELOGXQJ %HLVSLHO I U GDV (QWODGHQ GHU %HUHLWVWHOOXQJ 

'LHVH .DWHJRULH DQ 7HLOYRUJlQJHQ ZXUGH HLQJHI KUW GD QHEHQ GHP +DQGKD 

EXQJVEHWULHEVPLWWHO KLHU DXFK ZHLWHUH $QODJHQNRPSRQHQWHQ EHWHLOLJW VLQG GLH 

JHRPHWULVFK DXI GLH 3URGXNWNRPSRQHQWHQ DEJHVWLPPW ZHUGHQ P VVHQ ,Q GHU 

5HJHO LVW GLH %HZHJXQJVEDKQ VRUJIlOWLJ DXI .ROOLVLRQVJHIDKU PLW EHQDFKEDUWHQ 

*HJHQVWlQGHQ ]X EHUSU IHQ


G 3HULSKHUH 0RQWDJHEHZHJXQJ 

+LHUXQWHU IDOOHQ GLYHUVH +DQGKDEXQJVRSHUDWLRQHQ HLQ]HOQHU 3URGXNWNRPSR 

QHQWHQ ZLH EHLVSLHOVZHLVH 2ULHQWLHUHQ XQG )|UGHUQ GLH QLFKW LQ GLH EULJHQ .D 

WHJRULHQ HLQ]XRUGQHQ VLQG 'LHVH ILQGHQ LQ GHU 5HJHO RKQH VWDUNH (LQVFKUlQ 

NXQJHQ GHV %HZHJXQJVUDXPHV GXUFK DQGHUH %HWULHEVPLWWHO RGHU :HUNVW FNH 

VWDWW 'LH %HZHJXQJVEDKQHQ YHUODXIHQ MH QDFK (LJQXQJ GHU %HWULHEVPLWWHODFK 

VHQ XQG 6WHXHUXQJVDQZHLVXQJ YRUZLHJHQG OLQHDU ]LUNXODU RGHU DOV 3XQNW ]X 

3XQNW 373 %HZHJXQJ V $EELOGXQJ ,Q GHU (LQWHLOXQJ QDFK .8*(/0$11 

VLQG GLHV GLH 7UDQVIHUYRUJlQJH 

(QGH 

%HJLQQ 

$EELOGXQJ %HLVSLHO I U HLQH 3HULSKHUH 0RQWDJHEHZHJXQJ 

H :HUNVW FNXQDEKlQJLJH 1HEHQSUR]HVVH 

'DUXQWHU IDOOHQ DOOH 7HLOYRUJlQJH LQ HLQHU 0RQWDJHDQODJH EHL GHQHQ NHLQ 

:HUNVW FN LQYROYLHUW LVW 'LHVH ILQGHQ HQWZHGHU HLQPDOLJ LP 6LQQH HLQHV $XI 

E]Z $EU VWHQV GHU $QODJH VWDWW RGHU DEHU DXFK ]ZLVFKHQGXUFK I U HLQH DE 

ODXIEHGLQJWH .RQILJXUDWLRQVlQGHUXQJ GLH SUR /RV PHKUIDFK HUIROJHQ NDQQ 

%HJLQQ 

(QGH 

$EELOGXQJ %HLVSLHO HLQHV :HUNVW FNXQDEKlQJLJHQ 1HEHQSUR]HVVHV 

7\SLVFKH 9HUWUHWHU GLHVHU $UW VLQG *UHLIHUZHFKVHO RGHU HUVWPDOLJHV $QIDKUHQ 

HLQHV :HUNVW FNWUlJHUV ]XU $XIQDKPH HLQHV %DXWHLOV V $EELOGXQJ $XFK 

GLHVH 7HLOYRUJlQJH QHKPHQ LQ EHWULHEVZLUWVFKDIWOLFKHU +LQVLFKW HLQH EHVRQGHUH

*UXQGODJHQ 

6WHOOXQJ HLQ GD LKQHQ EHL GHU .RVWHQWUlJHUUHFKQXQJ QLFKW XQEHGLQJW HLQ HQW 

VSUHFKHQGHV 3URGXNW XQPLWWHOEDU ]XJHZLHVHQ ZHUGHQ NDQQ +LHU VLQG LQGLYL 

GXHOOH %HWUDFKWXQJHQ XQG (QWVFKHLGXQJHQ EHU GLH .RVWHQXPOHJXQJ QRWZHQ 

GLJ .8*(/0$11 EHWUDFKWHW GLHVH 9RUJlQJH QLFKW 

*HJHQ EHUVWHOOXQJ 

,Q GHU IROJHQGHQ ]XVDPPHQIDVVHQGHQ 7DEHOOH VLQG GLH LQ GLHVHU $UEHLW HLQJH 

I KUWHQ 7HLOYRUJlQJH QDFK GHP EHWURIIHQHQ *HVWDOWXQJVHOHPHQW NODVVLIL]LHUW 

EHWULIIW KDXSWVlFKOLFK 

GDV 3URGXNW 

(OHPHQWDUH 

0RQWDJHEHZHJXQJ 

$QQlKHUQ 9HUODVVHQ 

GHU ) JHVWHOOH 

EHWULIIW 3URGXNW XQG 

0RQWDJHDQODJH 

3HULSKHUH 

0RQWDJHEHZHJXQJ 

%H (QWODGHQ GHU 

%HUHLWVWHOOXQJ 

EHWULIIW KDXSWVlFKOLFK 

GLH 0RQWDJHDQODJH 

:HUNVW FNXQDEKlQJLJHU 

1HEHQSUR]HVV 

7DEHOOH .ODVVLIL]LHUXQJ GHU 7HLOYRUJlQJH 

'XUFK GLH IHLQHUH $XIWHLOXQJ GHU 0RQWDJHYRUJDQJVEHVFKUHLEXQJ LQ GLH I QI .D 

WHJRULHQ ZLUG LQVEHVRQGHUH GHU )RUGHUXQJ 3UR]HVVSODQXQJ LP 9RUGHUJUXQG 

XQG 'XUFKJlQJLJNHLW DXV .DSLWHO EHJHJQHW 'LH =XRUGQXQJ ]X GHQ 

KDXSWVlFKOLFK EHWURIIHQHQ *HVWDOWXQJVHOHPHQWHQ KLQJHJHQ ]LHOW EHUHLWV DXI GLH 

(UI OOXQJ GHU )RUGHUXQJ 

XQG GHU $QODJH DE 

%HU FNVLFKWLJXQJ YRQ (LQIO VVHQ DXV GHP 3URGXNW 

6\QFKURQLVDWLRQ GHU (LQ]HOYRUJlQJH 

1HEHQ GHU 3ODQXQJ GHU HLQ]HOQHQ 7HLOYRUJlQJH GLH PHLVW VHSDUDW GXUFKJH 

I KUW ZLUG LVW HLQH 6\QFKURQLVDWLRQ DOOHU 7HLOYRUJlQJH ]X HLQHP HIIL]LHQWHQ *H 

VDPWDEODXI QRWZHQGLJ 

D 6\QFKURQLVLHUHQ YRQ 7HLOYRUJlQJHQ HLQHV %HWULHEVPLWWHOV 

'LH 6\QFKURQLVDWLRQ EHVWHKW DXI GHU HLQHQ 6HLWH GDULQ GDVV GLH (QG XQG 

6WDUWNRRUGLQDWHQ YRQ %HWULHEVPLWWHOQ DQ XQPLWWHOEDU DXIHLQDQGHUIROJHQGHQ 7HLO 

YRUJlQJHQ ]XU hEHUHLQVWLPPXQJ JHEUDFKW ZHUGHQ GDPLW HLQH LP PDWKHPDWL 

VFKHQ 6LQQH VWHWLJH %DKQNXUYH HQWVWHKW XQG HLQ NRQWLQXLHUOLFKHU %HZHJXQJV 

DEODXI VLFKHUJHVWHOOW LVW 

E 6\QFKURQLVLHUHQ YRQ 7HLODEOlXIHQ XQWHUVFKLHGOLFKHU %HWULHEVPLWWHO 

$XI GHU DQGHUHQ 6HLWH LVW GLH $EVWLPPXQJ GHU $EOlXIH GHU %HWULHEVPLWWHO XQ 

WHUHLQDQGHU ]ZLQJHQG (V GDUI LP 9HUODXI GHU 0RQWDJH ZHGHU ]X XQQ|WLJHQ 

:DUWH]HLWHQ HLQHV %HWULHEVPLWWHOV DXI HLQ DQGHUHV JHEHQ QRFK G UIHQ XQO|V 

EDUH .RQIOLNWVLWXDWLRQHQ GXUFK JOHLFK]HLWLJHQ =XJULII DXI JHPHLQVDPH 5HVVRXU 

FHQ RGHU /RNDWLRQHQ HQWVWHKHQ )HUQHU G UIHQ NHLQH .ROOLVLRQHQ GXUFK GLH %H 

ZHJXQJ GHU %HWULHEVPLWWHO DXIWUHWHQ


F ,QWHJUDWLRQ DQGHUHU 9RUJlQJH 

) U GLH .RPSOHWWLHUXQJ GHV *HVDPWDEODXIV LQ GHU 0RQWDJHDQODJH P VVHQ 

DXFK DQGHUH 7HLODEOlXIH XQG .RPSRQHQWHQ LQWHJULHUW ZHUGHQ GLH QLFKW XQEH 

GLQJW LP 5DKPHQ GHU 0RQWDJHYRUJDQJVSODQXQJ JHVWDOWHW ZHUGHQ +LHU]X JH 

K|UHQ EHLVSLHOVZHLVH EHVRQGHUH %HKDQGOXQJVVFKULWWH ZLH /DFNLHUHQ HWF RGHU 

$VSHNWH GHU 4XDOLWlWVVLFKHUXQJ GLH LP 5DKPHQ VHSDUDWHU $UEHLWVXPIlQJH ZLH 

HWZD GHU 3U IPLWWHOHQWZLFNOXQJ ] % QDFK 5(,7(5 6 HUDUEHLWHW 

ZHUGHQ 'LH MHZHLOLJHQ .RPSRQHQWHQ ZHUGHQ LQ GHU 3ODQXQJ LQ GDV $QODJHQ 

OD\RXW LQWHJULHUW LP 0RQWDJHYRUJDQJ ZHUGHQ 7HLOYRUJlQJH GHU .DWHJRULH %H 

(QWODGHQ GHU %HUHLWVWHOOXQJ HLQJHSODQW GLH GLH 6FKQLWWVWHOOHQIXQNWLRQ HUI OOHQ 

G $EODXIEHGLQJWH 9RUEHUHLWXQJ GHV 0RQWDJHYRUJDQJV 

$OV OHW]WHU 3XQNW ZLUG KLHU GLH DEODXIEHGLQJWH 9RUEHUHLWXQJ GHV 0RQWDJHYRU 

JDQJV HLQJHI KUW 'DUXQWHU LVW LQVEHVRQGHUH GLH %HUHLWVWHOOXQJ GHV QRWZHQ 

GLJHQ 6WHXHUXQJVSURJUDPPV LQ GHU .RPSRQHQWHQVWHXHUXQJ ]X YHUVWHKHQ 

'LH .RPSRQHQWHQVWHXHUXQJHQ GHU HLQ]HOQHQ %HWULHEVPLWWHO P VVHQ LQ GHU 5H 

JHO GDV DXV]XI KUHQGH 3URJUDPP GXUFK HLQH VHSDUDWH $QZHLVXQJ HUVW LQ GHQ 

$UEHLWVVSHLFKHU JHODGHQ KDEHQ XP HV DXVI KUHQ ]X N|QQHQ (V JLEW 6WHXH 

UXQJHQ GLH JOHLFK]HLWLJ HLQH JUR‰H $Q]DKO YRQ HLJHQVWlQGLJHQ 3URJUDPPHQ 

LP $UEHLWVVSHLFKHU KDOWHQ N|QQHQ ] % 5RERWHUVWHXHUXQJHQ $QGHUH ZLH EHL 

VSLHOVZHLVH 636HQ N|QQHQ MHZHLOV QXU HLQ DXVI KUEDUHV 6WHXHUXQJVKDXSW 

SURJUDPP LP 6SHLFKHU KDEHQ *HJHEHQHQIDOOV PXVV ]ZLVFKHQ GHU $XVI KUXQJ 

]ZHLHU 7HLOYRUJlQJH GHV *HVDPWDEODXIHV HUVW HLQ DQGHUHV 3URJUDPP LQ GLH 

6WHXHUXQJVNRPSRQHQWH JHODGHQ ZHUGHQ 'HU 3ODQHU JHVWDOWHW GDQQ QHEHQ 

GHP HLJHQWOLFKHQ 0RQWDJHDEODXI QRFK HLQHQ SDUDOOHOHQ 0HWD $EODXI GHU I U 

GLH LQIUDVWUXNWXUHOOH 9RUDXVVHW]XQJ I U HLQHQ RUGQXQJVJHPl‰HQ *HVDPWDEODXI 

GHU 0RQWDJH VRUJW $QGHUQIDOOV N|QQHQ GLHVH 3URJUDPPH LQ HLQHP HLQPDOLJHQ 

VRIWZDUHWHFKQLVFKHQ 5 VWYRUJDQJ LQ GLH 6WHXHUXQJ JHODGHQ ZHUGHQ GHU 

NRPSOHWW YRU GHP 0RQWDJHEHJLQQ DEOlXIW DEHU GHQQRFK HLQHU 3ODQXQJ EHGDUI 

8QWHU GLHVH 5XEULN GHU 6\QFKURQLVDWLRQ IDOOHQ NHLQH 9RUJlQJH GLH HLQH bQGH 

UXQJ GHU +DUGZDUH .RQILJXUDWLRQ GHU $QODJH ] % $XIQDKPH RGHU :HFKVHOQ 

GHV 5RERWHUJUHLIHUV GDUVWHOOHQ 'LHVH VLQG XQWHU .DSLWHO EHVFKULHEHQH 

:HUNVW FNXQDEKlQJLJH 1HEHQSUR]HVVH 

+LHUDUFKLVLHUXQJ GHU 9RUJDQJVEHVFKUHLEXQJ 

8QDEGLQJEDU LVW HLQH YROOVWlQGLJH 'DUVWHOOXQJ GHV 0RQWDJHYRUJDQJV =XGHP 

NDQQ DEHU MHGHU 7HLOYRUJDQJ LQ GHQ HLQ]HOQHQ 3ODQXQJVVFKULWWHQ DXI XQWHU 

VFKLHGOLFK DEVWUDNWHQ (EHQHQ EHWUDFKWHW E]Z EHVFKULHEHQ ZHUGHQ 'DEHL 

PXVV HLQ hEHUJDQJ HQWZHGHU GXUFK 9HUGLFKWXQJ QDFK REHQ E]Z GXUFK (U 

ZHLWHUXQJ QDFK XQWHQ P|JOLFK VHLQ 'LH *UXQGVWUXNWXU GDUI VLFK GDEHL DEHU 

QLFKW YHUlQGHUQ $XFK GLH 0D‰QDKPHQ ]XU 6\QFKURQLVDWLRQ GHU 7HLOYRUJlQJH 

P VVHQ LQ GHU *HVDPWEHVFKUHLEXQJ DXIJHQRPPHQ ZHUGHQ N|QQHQ 

D 'HWDLOOLHUXQJ DXV 6LFKW GHV 3URGXNWHV 

$XI REHUVWHU $EVWUDNWLRQVVWXIH VWHKW DXV 3URGXNWVLFKW GLH 5HLKHQIROJH GHV =X 

VDPPHQEDXV GHU .RPSRQHQWHQ GHU 0RQWDJHYRUUDQJJUDI (U LVW ]ZDU IRUPDO

*UXQGODJHQ 

HLQH EHVWLPPWH 'DUVWHOOXQJ GHU 3URGXNWVWUXNWXU VHPDQWLVFK MHGRFK EHUHLWV GDV 

$EODXIVFKHPD GHV 0RQWDJHYRUJDQJV 

(LQH 9HUIHLQHUXQJ HUIROJW LQGHP GLH I U GLH 0RQWDJH QRWZHQGLJHQ (LQ]HODNWL 

RQHQ 0RQWDJHRSHUDWLRQHQ LQ LKUHU 5HLKHQIROJH EHVFKULHEHQ ZHUGHQ 'LHVH 

ZHUGHQ LQ GHU ]ZHLWHQ +LHUDUFKLHVWXIH DOV HLJHQVWlQGLJH (QWLWlWHQ LP $EODXI 

SODQ DQJHRUGQHW GHU VRPLW GDV *UXQGJHU VW GHU 0RQWDJHYRUJDQJVEHVFKUHL 

EXQJ ELOGHW 'HU *HVDPWDEODXI EHVWHKW DXV HLQ]HOQHQ 0RQWDJHRSHUDWLRQHQ 

'LHVH 2SHUDWLRQHQ EHLQKDOWHQ MHZHLOV GLH QRWZHQGLJHQ %HZHJXQJHQ ] % 8P 

VHW]HQ HLQHV %DXWHLOV YRP 2UW $ ]XP 2UW % 'LH JHQDXH %DKQEHVFKUHLEXQJ LVW 

DOVR LQ GHU 5HJHO QLFKW LQ GHU 0RQWDJHYRUJDQJVEHVFKUHLEXQJ DEJHOHJW VRQ 

GHUQ LQ GHU %HVFKUHLEXQJ GHU HLQ]HOQHQ 0RQWDJHRSHUDWLRQHQ HQWKDOWHQ EHL 

VSLHOVZHLVH DOV 5RERWHUSURJUDPP 'LHVH ZHUGHQ LP 'HWDLO HLQ]HOQ IHLQHU JH 

SODQW XQG VSlWHU DQ GDV HQWVSUHFKHQGH %HWULHEVPLWWHO DQJHSDVVW 'LH JUDIL 

VFKH 'DUVWHOOXQJ GHU (LQ]HODNWLRQHQ GHV $EODXISODQV LP 5HFKQHUZHUN]HXJ JH 

VFKLHKW EHU 6\PEROH QDFK GHU 9', 5LFKWOLQLH I U +DQGKDEXQJVYRUJlQJH 

)(/'0$11 6 

'LH 0RQWDJHYRUJDQJVEHVFKUHLEXQJ YHUIROJW GDV =LHO ZHLWHVWJHKHQG HLQ QHX 

WUDOHV %HVFKUHLEXQJVIRUPDW ELV ]XU )RUPXOLHUXQJ GHU 6WHXHUXQJ GHV $EODXIV 

HLQ]XVHW]HQ 6RPLW LVW LQ GHU GULWWHQ +LHUDUFKLVLHUXQJVVWXIH HLQH HQWVSUHFKHQGH 

%HVFKUHLEXQJVWHFKQLN ]X YHUZHQGHQ :LH EHUHLWV HUZlKQW EDXW GLHVH $UEHLW 

DXI GLH 0RGHOOLHUXQJ PLWWHOV REMHNWEH]RJHQHU 3HWUL 1HW]H DXI V .DSLWHO 

XQG 

'LHVH 3HWUL 1HW]H ZHUGHQ VR HLQJHVHW]W GDVV HLQH VXN]HVVLYH 'HWDLOOLHUXQJ 

P|JOLFK LVW ) U MHGHQ DNWLYHQ XQG SDVVLYHQ 7HLOQHKPHU %HWULHEVPLWWHO XQG 

:HUNVW FN V .DSLWHO ZLUG HLQ VHSDUDWHV 3HWUL 1HW] DQJHOHJW ZHOFKHV 

]XU %HVFKUHLEXQJ GHV 9HUKDOWHQV GLHVHV 2EMHNWHV LP 0RQWDJHYRUJDQJ GLHQW 

) U GLH VWDWLVFKHQ 7HLOQHKPHU LVW HV QLFKW HUIRUGHUOLFK HLQ NRPSOH[HV 1HW] ]X 

HUVWHOOHQ GD GLHVH LQ GHQ VHOWHQVWHQ )lOOHQ ZlKUHQG GHU 0RQWDJH YHUlQGHUW 

ZHUGHQ XQG VRPLW QXU HLQH ,QLWLDOSU IXQJ DXI YROOVWlQGLJH (LQVDW]IlKLJNHLW GHU 

$QODJH ]X %HJLQQ QRWZHQGLJ LVW 

-HGH 6WHOOH GHV 3HWUL 1HW]HV HQWVSULFKW GHP =XVWDQG GHV ]XJHK|ULJHQ 2EMHN 

WHV ZlKUHQG GHU 0RQWDJHDXIJDEH DXV GHP $EODXISODQ =ZLVFKHQ GHQ 6WHOOHQ 

OLHJHQ 7UDQVLWLRQHQ GLH HLQHQ hEHUJDQJ YRQ HLQHP =XVWDQG ]XP QlFKVWHQ 

UHJHOQ LQGHP GLH HQWVSUHFKHQGHQ 6WDWL GHU %HWULHEVPLWWHO PLW GHQ 6ROOYRUJD 

EHQ YHUJOLFKHQ ZHUGHQ (LQH 0DUNH ZDQGHUW GXUFK GDV 1HW] XQG NHQQ]HLFKQHW 

VR GLH DNWXHOO DXVJHI KUWH $XIJDEH =XGHP EHVWHKW GLH 2SWLRQ GDV 3HWUL 1HW] 

KLHUDUFKLVFK ]X GHWDLOOLHUHQ 'DEHL LVW MHZHLOV HLQH ]HLWEHKDIWHWH 6WHOOH LQ HLQH 

XQWHUJHRUGQHWH .HWWH DXV 6WHOOHQ XQG 7UDQVLWLRQHQ YHUIHLQHUEDU 'LHVH %HZH 

JXQJ NDQQ GXUFK GLH MHZHLOLJHQ 6WDUW XQG (QGNRRUGLQDWHQ GHV 2EMHNWHV DQ 

HLQHU 6WHOOH GHV 3HWUL 1HW]HV LP 'DWHQPRGHOO JHQDXHU DEJHOHJW XQG I U GLH 

6\QFKURQLVDWLRQVSODQXQJ JHQXW]W ZHUGHQ 

E 'HWDLOOLHUXQJ DXV 6LFKW GHU 0RQWDJHDQODJH 

(LQH DQDORJH +LHUDUFKLVLHUXQJ HUJLEW VLFK DXV 6LFKW GHU 0RQWDJHDQODJH 'LH 

DEVWUDNWHVWH 6WXIH LVW KLHUEHL GLH $QODJHQVWUXNWXU E]Z GDV 6FKHPD /D\RXW 

DXFK %ORFN /D\RXW JHQDQQW ZRGXUFK HLQH (LQWHLOXQJ LQ GLH HLQ]HOQHQ 9RU XQG 

+DXSWPRQWDJHEHUHLFKH HUIROJW $QDORJ ]XP 0RQWDJHYRUUDQJJUDIHQ GHV 3UR


GXNWHV NDQQ KLHU HLQH $XVVDJH EHU GLH 5HLKHQIROJH GHV *HVDPWDEODXIV XQG 

EHU 3DUDOOHOLWlWHQ YRQ 7HLOYRUJlQJHQ JHWURIIHQ ZHUGHQ 

'LH ]ZHLWH +LHUDUFKLHVWXIH ELOGHW GLH $XIVWHOOXQJ GHU $NWLRQHQ GHU HLQ]HOQHQ 

0DVFKLQHQ XQG :HUNHU LP 5DKPHQ GHV 0RQWDJHYRUJDQJV GLH EHWULHEVPLWWHO 

EH]RJHQH $UEHLWVJDQJIROJH 'LHVH ELOGHW GDV 3HQGDQW ]XP $EODXISODQ GHV 

3URGXNWHV KLHU VLQG GLH 2SHUDWLRQHQ MHGHU 0DVFKLQH DXIJHI KUW XQDEKlQJLJ 

YRP MHZHLOV EHKDQGHOWHQ :HUNVW FN 

'LH GULWWH 6WXIH LVW DXFK LQ GLHVHP )DOO GDV REMHNWEH]RJHQH 3HWUL 1HW] (UVW LQ 

GLHVHU 'DUVWHOOXQJ NDQQ GLH YROOVWlQGLJH :HFKVHOZLUNXQJ YRQ 3URGXNW XQG 

$QODJH GDUJHVWHOOW ZHUGHQ 'XUFK GLH 0|JOLFKNHLW GHU +LHUDUFKLVLHUXQJ HLQHU 

]HLWEHKDIWHWHQ 6WHOOH GHV 1HW]HV LQ HLQ XQWHUJHRUGQHWHV 1HW] NDQQ GLH 'HWDLO 

OLHUXQJ LQ HLQ XQG GHUVHOEHQ %HVFKUHLEXQJVWHFKQLN ZHLWHU YHUIHLQHUW ZHUGHQ 

VRGDVV VLFK DXFK HLQ]HOQH 7HLOEHZHJXQJHQ DEELOGHQ ODVVHQ 

 

 

, 

,, 

,,, 

 

 

ÃÃ ÃÃ 

ÃÃ ÃÃ ÃÃ 

Ã 

Ã 

Ã Ã 

 

ÃÃ ÃÃ 

Ã 

 

Ã 

Ã Ã 

Ã 

Ã 

Ã 

Ã Ã 

 

 

 

 

 

Ã 

 

 

Ã 

 

 

 

Ã 

Ã 

 

ÃÃ 

 

 

 

ÃÃ 

 

 

Ã Ã Ã 

 

Ã 

Ã 

 

 

Ã 

Ã 

Ã 

 

Ã 

Ã 

 

Ã 

 

 

Ã 

Ã 

Ã 

 

Ã 

Ã 

 

 

 

 

 

 

Ã 

 

 

$EELOGXQJ +LHUDUFKLVFKH 'HWDLOOLHUXQJ GHU 0RQWDJHYRUJDQJVEHVFKUHLEXQJ 

$EELOGXQJ ]HLJW HLQH hEHUVLFKW GHU GUHL $EVWUDNWLRQVVWXIHQ GHU 0RQWDJHYRU 

JDQJVEHVFKUHLEXQJ DXV 3URGXNW XQG $QODJHQVLFKW (LQ JDQ]HV 3URGXNW ZLUG 

LP .RQVWUXNWLRQVSUR]HVV QLFKW VWHWV LQ DOOHQ .RPSRQHQWHQ LQ GHU GHWDLOOLHUWHV 

WHQ 'DUVWHOOXQJ DEJHELOGHW GD HV EHVSLHOVZHLVH I U 1RUPWHLOH ZLH 6FKUDXEHQ 

JHQ JW HLQ HQWVSUHFKHQGHV 6\PERO DQ]XJHEHQ ZHQQ GLHVH QLFKW GDV HLJHQW 

OLFK ]X HUVWHOOHQGH 3URGXNW VRQGHUQ QXU 9HUELQGXQJVHOHPHQWH VLQG *HQDXVR 

ZHQLJ P VVHQ DOOH HLQ]HOQHQ 0RQWDJHRSHUDWLRQHQ EHU GDV 3HWUL 1HW] EH 

VFKULHEHQ ZHUGHQ RIWPDOV JHQ JW VFKRQ GHU $EODXISODQ ,VW DXI GHU $EVWUDN 

WLRQVVWXIH QRFK HLQH 7UHQQXQJ ]ZLVFKHQ 3URGXNW XQG $QODJHQVWUXNWXU JHJH

*UXQGODJHQ 

EHQ VR ZLUG GLHVH EHUHLWV DXI GHU ]ZHLWHQ 6WXIH WHLOZHLVH DXIJHKREHQ XQG YHU 

VFKZLQGHW LQ GHU GHWDLOOLHUWHVWHQ 6WXIH YROOVWlQGLJ 'XUFK GLH 0|JOLFKNHLW GHU 

XQWHUVFKLHGOLFKHQ 6LFKWZHLVHQ ZLUG GHU )RUGHUXQJ %HU FNVLFKWLJXQJ YRQ $Q 

ODJHQ XQG 3URGXNWHLQIO VVHQ .DSLWHO EHJHJQHW 'XUFK GLH 'HWDLOOLHUXQJ 

GHU %HVFKUHLEXQJVP|JOLFKNHLW ZLUG )RUGHUXQJ 'XUFKJlQJLJNHLW YRQ GHU ,GHH 

]XU 5HDOLVLHUXQJ .DSLWHO *HQ JH JHOHLVWHW 

(LQVDW] I U GLH 6WHXHUXQJ 

'LH JHUlWHQHXWUDOH %HVFKUHLEXQJ GHV 0RQWDJHYRUJDQJV XPIDVVW LQ GHU KLHU 

YHUWUHWHQHQ 6LFKWZHLVH QLFKW QXU GLH DEVWUDNWH 'DUVWHOOXQJ LP 3HWUL 1HW] VRQ 

GHUQ VROO DXFK GLH $EODXIVWHXHUXQJ DEELOGHQ N|QQHQ XP GLH )RUGHUXQJ V 

.DSLWHO YROOVWlQGLJ DE]XGHFNHQ 

,QQHUKDOE GHV 3HWUL 1HW]HV ZHUGHQ LQ GHU REHUVWHQ +LHUDUFKLHHEHQH HLQ]HOQH 

%HZHJXQJVDEOlXIH DOV MHZHLOV HLQH 6WHOOH GDUJHVWHOOW /HGLJOLFK I U HLQH JHQDXH 

%HVFKUHLEXQJ GHU %HZHJXQJVEDKQ LVW HLQH IHLQHUH %HVFKUHLEXQJ QRWZHQGLJ 

HQWZHGHU HUIROJW GLH 0RGHOOLHUXQJ GHU %HZHJXQJVEDKQ LQ HLQ]HOQH /LQHDUDE 

VFKQLWWH GXUFK 6WHOOHQ XQG ]ZLVFKHQJHVFKDOWHWH 7UDQVLWLRQHQ LQ HLQHP XQWHUJH 

RUGQHWHQ 3HWUL 1HW] RGHU DEHU GXUFK HLQ VSH]LILVFKHV %HZHJXQJVSURJUDPP I U 

GDV %HWULHEVPLWWHO 'DV 3HWUL 1HW] NDQQ ]XGHP LP 5DKPHQ GHU $EODXIVWHXH 

UXQJ I U GLH .RRUGLQLHUXQJ GHV *HVDPWDEODXIV LQ GHU 0RQWDJHDQODJH HLQJH 

VHW]W ZHUGHQ 

'LHVH $EODXIVWHXHUXQJ V\QFKURQLVLHUW GLH HLQ]HOQHQ %HWULHEVPLWWHO GHU 0RQWD 

JHDQODJH 'LH %HWULHEVPLWWHO KDEHQ MHZHLOV VSH]LHOOH 6WHXHUXQJHQ ZLH 5RER 

WHUVWHXHUXQJ 5& RGHU 636 GLH I U GHUHQ %HZHJXQJHQ ]XVWlQGLJ LVW 'LHVHQ 

.RPSRQHQWHQ LVW GLH $EODXIVWHXHUXQJ GHU =HOOH E]Z $QODJH EHUJHRUGQHW 'LH 

$EODXIVWHXHUXQJ LVW GDKHU DXFK LQ HLQHU NRPSRQHQWHQQHXWUDOHQ 6SUDFKH ]X 

IRUPXOLHUHQ 'LH JHUlWHVSH]LILVFKH 8PVHW]XQJ YRQ QHXWUDO IRUPXOLHUWHQ 6WHXH 

UXQJVEHIHKOHQ HUOHGLJW GLH MHZHLOLJH (LQ]HOVWHXHUXQJ VHOEVW 

) U GLHVHQ =ZHFN ZHUGHQ GLH 6WHXHUXQJVEHIHKOH DXV GHP 006 6SUDFKXP 

IDQJ V .DSLWHO HLQJHVHW]W 'D LQ GHU 6WHXHUXQJ QLFKW OHGLJOLFK GLH $XV 

I KUXQJ GHU HLQ]HOQHQ 0RQWDJHRSHUDWLRQHQ NRRUGLQLHUW ZLUG VRQGHUQ ]XVlW] 

OLFKH 6WDWXVDEIUDJHQ XQG 9DULDEOHQ]XJULIIH I U GLH HLQ]HOQHQ .RPSRQHQWHQ HU 

IRUGHUOLFK VHLQ N|QQHQ PXVV GDV MHZHLOLJH 3HWUL 1HW] DQ GHQ HQWVSUHFKHQGHQ 

6WHOOHQ XP ]XVlW]OLFKH (OHPHQWH HUZHLWHUEDU VHLQ 

'LHVH %HIHKOH ZHUGHQ TXDVL DOV 0HWD 0RGHOO GHQ HLQ]HOQHQ (OHPHQWHQ GHV 

1HW]HV ]XJHZLHVHQ XQG N|QQHQ VR HQWZHGHU (LQ]HODNWLRQHQ ZLH /HVH XQG 

6FKUHLERSHUDWLRQHQ DP %HWULHEVPLWWHO E]Z GHVVHQ 6WHXHUXQJ DXVI KUHQ RGHU 

GLH HQWVSUHFKHQGHQ 7HLOSURJUDPPH LQ GHQ %HZHJXQJVVWHXHUXQJHQ VWDUWHQ 

VWRSSHQ HWF 'DU EHU KLQDXV VWHKHQ QRFK %HIHKOH I U 9HUZDOWXQJVDXIJDEHQ 

]XU 9HUI JXQJ (LQH JHQDXHUH 9RUVWHOOXQJ GLHVHV =XZHLVXQJVPHFKDQLVPXVµ 

I U 006 %HIHKOH DQ (OHPHQWH GHV 3HWUL 1HW]HV IROJW LQ .DSLWHO


 

3HWUL 1HW] 

Ã 

 

 

 

 

 

 

 

 

 

 

]XJHZLHVHQH 006 %HIHKOH 

PLW NRQNUHWHQ $WWULEXWZHUWHQ 

9HUELQGXQJ DXIEDXHQ 

$QPHOGHQ 3URJUDPP 1DPH 

+HUXQWHUODGHQ 3URJUDPPGDWHL 1DPH 

9HUJOHLFKH ORJLVFKHQ 6WDWXV 6ROO 6WDWXV /HHUODXI 

6WDUWH 3URJUDPP 3URJUDPP 1DPH 

3URJUDPP I U GLH $EODXIVWHXHUXQJ 

$EELOGXQJ 'DV 3HWUL 1HW] ZLUG XP 6WHXHUXQJVEHIHKOH HUZHLWHUW 

'DV 3HWUL 1HW] JLEW GLH JUREH 3URJUDPPVWUXNWXU lKQOLFK HLQHP DEVWUDNWHQ 

)OXVVGLDJUDPP YRU (UVW GXUFK GLH NRQNUHW ]XJHZLHVHQHQ (LQ]HOEHIHKOH I U GLH 

6WHXHUXQJ PLW GHQ HQWVSUHFKHQGHQ $WWULEXWZHUWHQ I U GLH hEHUJDEHSDUDPHWHU 

ZLUG GDV 3URJUDPP I U GLH $EODXIVWHXHUXQJ YHUYROOVWlQGLJW V $EELOGXQJ 

%HLP $XVI KUHQ GHV 0RQWDJHYRUJDQJV ZLUG GDV 3HWUL 1HW] LQ GHU $EODXIVWHXH 

UXQJ DEJHDUEHLWHW (LQH 0DUNH ZDQGHUW GDEHL YRQ 6WHOOH ]X 6WHOOH GXUFK GDV 

3HWUL 1HW] 'HU HQWVSUHFKHQGH 6WHXHUXQJVEHIHKO HLQHU 6WHOOH ZLUG LQWHUSUHWLHUW 

XQG DXVJHI KUW VREDOG GLH 0DUNH GLHVH 6WHOOH HUUHLFKW KDW 1DFK HUIROJUHLFKHU 

$EDUEHLWXQJ GHV 6WHXHUXQJVEHIHKOHV NDQQ GLH 0DUNH ZHLWHUZDQGHUQ 9RU GHP 

hEHUTXHUHQ HLQHU 7UDQVLWLRQ ZLUG GHU JJI GRUW KLQWHUOHJWH 6WHXHUXQJVEHIHKO ± 

LQ GHU 5HJHO QXU HLQH 6WDWXVDEIUDJH ± DXVJHI KUW 'LH 0DUNH NDQQ GLH 7UDQV 

LWLRQ QLFKW EHUTXHUHQ VRODQJH GLH 6WDWXVDEIUDJH HUIROJORV LVW XQG GHU HUPLW 

WHOWH 6WDWXV PLW GHU 6ROOYRUJDEH EHUHLQVWLPPW 6RIHUQ NHLQH ZHLWHUHQ %HGLQ 

JXQJHQ GHV 3HWUL 1HW]HV GDJHJHQ VSUHFKHQ ] % NHLQH IUHLH .DSD]LWlW DXI GHU 

QDFKIROJHQGHQ 6WHOOH NDQQ GDQQ GLH QHXH 6WHOOH PDUNLHUW XQG GHU QlFKVWH 

6WHXHUXQJVEHIHKO DQJHVWR‰HQ ZHUGHQ 

7UHLEHU GHV 3ODQXQJVDEODXIV 

8QWHUVFKLHGOLFKH 3UlPLVVHQ 

'LH 3ODQXQJ GHV 0RQWDJHDEODXIV XQG GDPLW GHU 0RGHOODXIEDX NDQQ WKHRUH 

WLVFK YRQ ]ZHL JUXQGVlW]OLFK YHUVFKLHGHQHQ 6HLWHQ YRUDQJHWULHEHQ ZHUGHQ 

(QWZHGHU GDV 3URGXNW RGHU GLH 0RQWDJHDQODJH NDQQ GHU GRPLQLHUHQGH )DNWRU 

VHLQ 5(,1+$57 &8,3(5 ,P HUVWHQ )DOO VLQG DOVR GHU 0RQWDJHYRUJDQJ 

XQG GLH 0RQWDJHDQODJH EHGLQJXQJVORV DQ GLH (UIRUGHUQLVVH GHV 3URGXNWHV DQ 

]XSDVVHQ LP ]ZHLWHQ )DOO VLQG GHU 0RQWDJHYRUJDQJ XQG GDV 3URGXNW VR ]X

*UXQGODJHQ 

JHVWDOWHQ GDVV GLH 0RQWDJH DXI GHU $QODJH VWDWWILQGHQ NDQQ 'DEHL LVW HV 

JOHLFKJ OWLJ RE GDV 3URGXNW E]Z GLH $QODJH EHUHLWV LP 8QWHUQHKPHQ HWDEOLHUW 

LVW XQG DXV NRQVHUYDWLYHQ *U QGHQ GDUDQ IHVWJHKDOWHQ ZHUGHQ VROO RGHU DEHU 

RE LP 5DKPHQ HLQHU ,QQRYDWLRQ HLQH NRPSOHWW QHXH 7HFKQRORJLH I U 3URGXNW 

E]Z 0RQWDJHDQODJH HLQJHI KUW ZHUGHQ VROO %HLGH 0DOH LVW GDV HLQH *HVWDO 

WXQJVREMHNW GHU 7UHLEHU GHU GHQ )UHLUDXP EHL GHU *HVWDOWXQJ GHU DQGHUHQ EHL 

GHQ PD‰JHEOLFK GHWHUPLQLHUW 'LH $N]HSWDQ] GLHVHU 3UlPLVVHQ LQ GHU 3ODQXQJ 

LVW ZLFKWLJ I U GLH (UI OOXQJ GHU )RUGHUXQJ DXV .DSLWHO 

,P HUVWHQ )DOO ZLUG EHLVSLHOVZHLVH HLQ 3URGXNW ZHLWHVWJHKHQG RKQH 5HVWULNWLR 

QHQ NRQVWUXLHUW 'HU GD]XJHK|UHQGH 0RQWDJHDEODXI VRZLH GLH EHQ|WLJWH $QOD 

JH ZHUGHQ HQWVSUHFKHQG GHU 9RUJDEHQ GHV 3URGXNWV JHSODQW ZHOFKH HQWZH 

GHU GXUFK GLH )XQNWLRQ RGHU DEHU lVWKHWLVFKH 'HVLJQDVSHNWH GHILQLHUW ZHUGHQ 

'LHV ZLUG UHLQ SURGXNWJHWULHEHQH 0RQWDJHSODQXQJ EHQDQQW 

,P 8PNHKUIDOO JLEW HV ]XHUVW HLQH NRQNUHWH 9RUVWHOOXQJ HLQHU $QODJH HWZD HLQH 

EHVWHKHQGH 0RQWDJHOLQLH 6ROO QXQ HLQ QHXHV 3URGXNW DXI GLHVHU $QODJH PRQ 

WLHUW ZHUGHQ VR KDW HV VLFK LQ VHLQHQ JHRPHWULVFKHQ $EPHVVXQJHQ XQG GHQ 

EHQ|WLJWHQ 0RQWDJHRSHUDWLRQHQ DQ GHQ $QODJHQJHJHEHQKHLWHQ ]X RULHQWLHUHQ 

'LH /HLWLGHH LVW GLH 0D[LPLHUXQJ GHU $QODJHQHIIL]LHQ] ]XU 2SWLPLHUXQJ GHU 

:LUWVFKDIWOLFKNHLW 'LHVHU )DOO ZLUG PLW GHP %HJULII UHLQ DQODJHQJHWULHEHQH 

0RQWDJHSODQXQJ EHOHJW $EELOGXQJ ]HLJW GHQ =XVDPPHQKDQJ 'LH HQWJH 

JHQJHVHW]WHQ 'UHLHFNVIOlFKHQ V\PEROLVLHUHQ GDV *HZLFKW GHU 7UHLEHU JHJHQ 

HLQDQGHU ]XP MHZHLOLJHQ %HWUDFKWXQJVSXQNW 

Treiber: PRODUKT Treiber: MONTAGEANLAGE 

Funktion / 

Design 

Produkt 

Idee einer 

Montageanlage 

Idee eines 

Produktes 

Effizienz 

Konstruktion agiert Konstruktion reagiert 

Montageanlage 

Montageplanung reagiert Montageplanung agiert 

$EELOGXQJ 7UHLEHU LP (QWZLFNOXQJVSUR]HVV 

,Q HLQHU DEVWUDNWHUHQ %HWUDFKWXQJVZHLVH NDQQ PDQ GDYRQ VSUHFKHQ GDVV ]X 

%HJLQQ HLQHV (QWZLFNOXQJVSURMHNWHV VRZRKO I U GLH *HVWDOWXQJ GHV 3URGXNWHV 

DOV DXFK GHV 0RQWDJHDEODXIHV DOV DXFK GHU 0RQWDJHDQODJH HLQH XQEHJUHQ]WH 

9LHOIDOW DQ /|VXQJVP|JOLFKNHLWHQ EHVWHKW 1XQ JHKW HV GDUXP ]XU )LQGXQJ GHU 

JHHLJQHWVWHQ /|VXQJHQ GLH $QIRUGHUXQJHQ DXI]XVWHOOHQ XQG GHQ UHVXOWLHUHQ 

GHQ *HVWDOWXQJVIUHLUDXP I U 3URGXNW 9RUJDQJ XQG $QODJH ]X YHUNOHLQHUQ -H 

GH )HVWOHJXQJ HLQHV 3URGXNWPHUNPDOV HQJW DOVR GHQ 0RQWDJHSODQHU HLQ JH 

QDXVR ZLH MHGH )HVWOHJXQJ HLQHU $QODJHQHLJHQVFKDIW GLH 3URGXNWNRQVWUXNWLRQ


LQ LKUHQ 0|JOLFKNHLWHQ HLQHQJW ,P SURGXNWJHWULHEHQHQ 9RUJHKHQ ZLUG GHU 3OD 

QXQJVIUHLUDXP GXUFK GDV 3URGXNW HLQJHJUHQ]W LP )DOOH GHU DQODJHQJHWULHEH 

QHQ 3ODQXQJ ZLUG GHU .RQVWUXNWLRQVIUHLUDXP GXUFK GLH $QODJH GHWHUPLQLHUW 

9HUHLQIDFKXQJ GHV 7UHLEHU 0RGHOOV 

'HQ =XVDPPHQKDQJ GHU 7UHLEHU N|QQWH PDQ WKHRUHWLVFK ZLH HLQ =ZHLVWRII 

V\VWHP LQWHUSUHWLHUHQ GDV X D LQ GHU &KHPLH VHLQH $QZHQGXQJ ILQGHW =ZL 

VFKHQ GHU SURGXNWJHWULHEHQHQ XQG GHU DQODJHQJHWULHEHQHQ 9RUJHKHQVZHLVH 

JLEW HV LP 0RGHOO GDV JHVDPWH 6SHNWUXP DQ =ZLVFKHQIRUPHQ GLH QLFKW DOOH 

H[SOL]LW ]X EHQHQQHQ VLQG 'LHVH HUJHEHQ VLFK IRUPDO GXUFK HLQHQ $QWHLO GHV 

7UHLEHUV 3URGXNW ]ZLVFKHQ XQG XQG HLQHP HQWVSUHFKHQGHQ $QWHLO GHV 

7UHLEHUV $QODJH ZREHL GLH 6XPPH EHLGHU VWHWV HUJLEW 

'LH EHVFKULHEHQHQ WKHRUHWLVFKHQ ([WUHPDXVSUlJXQJHQ ZLUG HV LQ GHU EHWULHE 

OLFKHQ 3UD[LV LQ LKUHU 5HLQIRUP NDXP JHEHQ $XFK GLH IHLQH 8QWHUHLQWHLOXQJ LQ 

GLH MHZHLOLJH =ZLVFKHQIRUP LVW QLFKW XQEHGLQJW HUIRUGHUOLFK GD VLH HLQHUVHLWV LQ 

GHU 3UD[LV VFKZHU ]X EHVWLPPHQ VHLQ G UIWH XQG DQGHUHUVHLWV I U GDV SULQ]LSL 

HOOH 9HUVWlQGQLV NHLQHQ ZHLWHUHQ 1XW]HQ EULQJW 

=XU 9HUHLQIDFKXQJ HUIROJW GHVZHJHQ HLQH %HVFKUlQNXQJ DXI GLH EHLGHQ .DWH 

JRULHQ EHUZLHJHQG SURGXNWJHWULHEHQH VRZLH GLH EHUZLHJHQG DQODJHQ 

JHWULHEHQH 9RUJHKHQVZHLVH V $EELOGXQJ 

Überwiegender Treiber: PRODUKT Überwiegender Treiber: MONTAGEANLAGE 

Produkt 

Idee einer 

Montageanlage 

Idee eines 

Produktes 

Montageanlage 

$EELOGXQJ (LQWHLOXQJ QDFK GHP EHUZLHJHQG YRUKHUUVFKHQGHQ 7UHLEHU 

$OV ZHLWHUH 9HUHLQIDFKXQJ ZLUG HLQH 9HUVFKPHO]XQJ GHU .DWHJRULHQ ÃUHLQHUµ 

XQG Ã EHUZLHJHQGHUµ 7UHLEHU YRUJHQRPPHQ ,P )ROJHQGHQ JLEW HV GHPQDFK 

QXU QRFK GLH EHLGHQ .DWHJRULHQ SURGXNWJHWULHEHQH XQG DQODJHQJHWULHEHQH 


'LH (LQRUGQXQJ HLQHV NRQNUHWHQ 3URMHNWV HUIROJW QXQ HQWVSUHFKHQG GHV GRPL 

QDQWHQ 7UHLEHUV 'HU $EODXI VHOEVW ILQGHW DEHU LQ GHU VHQNUHFKWHQ (EHQH ]XU 

=HLFKHQHEHQH GHU $EELOGXQJ E]Z GHU $EELOGXQJ VWDWW ,Q $EELOGXQJ 

VLQG ]ZHL H[HPSODULVFKH 3ODQXQJVDEOlXIH ]XU 9HUGHXWOLFKXQJ HLQJH]HLFKQHW

*UXQGODJHQ 

3ODQXQJV 

IRUWVFKULWW 

$EODXIHEHQH 

GHU 

3ODQXQJ 

 

$EODXIHEHQH 

GHU 

3ODQXQJ 

7UHLEHU 

 

$EELOGXQJ 'LH NRQNUHWHQ 3ODQXQJVSURMHNWH ILQGHQ MHZHLOV LQ HLQHU 

$EODXIHEHQH VWDWW 

.HQQ]HLFKHQ GHU SURGXNWJHWULHEHQHQ 3ODQXQJ 

'DV 3ULQ]LS GHU SURGXNWJHWULHEHQHQ 3ODQXQJ EHVWHKW GDULQ GDVV LQ GHQ HLQ]HO 

QHQ (QWZLFNOXQJVVWXIHQ ]XQlFKVW 9RUJDEHQ GXUFK GDV ]X PRQWLHUHQGH 3UR 

GXNW JHPDFKW ZHUGHQ %HL GHQ 3ODQXQJVVFKULWWHQ I U GHQ 0RQWDJHYRUJDQJ 

ZLUG DXI GLH 9RUJDEHQ GHV 3URGXNWHV HLQJHJDQJHQ XQG ]XVDPPHQ PLW GHQ 

'DWHQ EHU GHQ 0RQWDJHYRUJDQJ GLH 3ODQXQJ GHU $QODJH GHWHUPLQLHUW (V LVW 

ZLFKWLJ WURW] GHU JHQHUHOOHQ 'RPLQDQ] GHV 3URGXNWHV EHUHLWV 9RUDELQIRUPDWLR 

QHQ ZHLWHU]XJHEHQ XP GHQ *HVDPWHQWZLFNOXQJVDEODXI ]X PLQLPLHUHQ 6R 

OlVVW VLFK EHUHLWV PLW GHU 3URGXNWVWUXNWXU HLQH HQWVSUHFKHQGH $QODJHQVWUXNWXU 

DXIEDXHQ XQG VSlWHU ± PLW GHU 9HUI JEDUNHLW GHU ,QIRUPDWLRQHQ EHU GLH .RP 

SRQHQWHQ ± SX]]OHVWHLQDUWLJ GHWDLOOLHUHQ 

'DEHL NDQQ HV VLFK XP HLQH QHXH 3URGXNWLGHH KDQGHOQ GLH VXN]HVVLYH GHWDLO 

OLHUW ZLUG EHLVSLHOVZHLVH GLH )HVWOHJXQJ HLQ 6DWHOOLWHQQDYLJDWLRQVV\VWHP HUVW 

PDOV LQ HLQHQ QHXHQ $XWRW\S HLQ]XEDXHQ +LHU LVW GLH H[DNWH *HRPHWULH GHU 

.RPSRQHQWH XQG GHU 2UW GHV (LQEDXV LP HUVWHQ 0RPHQW QRFK XQNODU HV LVW 

DEHU ZLFKWLJ GDVV VLFK GLH 3ODQXQJ EHUHLWV GDUDXI HLQVWHOOW PLW ]XVlW]OLFKHQ 

.RPSRQHQWHQ LP 0RQWDJHYRUJDQJ RSHULHUHQ ]X P VVHQ 

bKQOLFK YHUKlOW HV VLFK EHLP :LHGHUYHUZHQGHQ HLQHU EHUHLWV HWDEOLHUWHQ 7HFK 

QRORJLH E]Z *HRPHWULH HLQHU .RPSRQHQWH RGHU GHV JHVDPWHQ 3URGXNWV 'LHV 

LVW GHU )DOO ZHQQ HWZD GLH (QWVFKHLGXQJ JHWURIIHQ ZLUG LQ GHU 1DFKIROJHJHQH 

UDWLRQ HLQHV +DXVKDOWVJHUlWHV GHQ EHZlKUWHQ (OHNWURPRWRU ZHLWHUKLQ ]X YHU 

EDXHQ 'LHVH .RPSRQHQWH LVW GDQQ VFKRQ GHWDLOOLHUW EHNDQQW XQG GLH 3ODQXQJ 

NDQQ EHUHLWV PLW %HNDQQWJDEH GHU (QWVFKHLGXQJ VHKU YLHO GHWDLOOLHUWHUH (UJHE 

QLVVH HU]LHOHQ DOV LP HUVWHQ %HLVSLHO 6RODQJH DEHU GLH VRQVWLJHQ JHRPHWUL 

VFKHQ 5DQGEHGLQJXQJHQ GHU (LQEDXVWHOOH XQG GLH YRUJHVHKHQHQ 9HUELQ 

GXQJVWHFKQLNHQ QLFKW EHNDQQW VLQG NDQQ DXFK QXU PLW GHQ =ZLVFKHQVWlQGHQ 

GHU 3URGXNWHQWZLFNOXQJ ZHLWHUJHDUEHLWHW ZHUGHQ


.HQQ]HLFKHQ GHU DQODJHQJHWULHEHQHQ 3ODQXQJ 

%HL GHU DQODJHQJHWULHEHQHQ 3ODQXQJ ZHUGHQ GLH 9RUJDEHQ YRQ GHU 0RQWDJH 

DQODJH JHPDFKW G K GXUFK GLH YHUI JEDUHQ (LQ]HOSUR]HVVWHFKQRORJLHQ VRZLH 

GLH JHRPHWULVFKHQ 5DQGEHGLQJXQJHQ 'LHVH EHGLQJHQ HLQHQ $EODXI GHV 0RQ 

WDJHYRUJDQJV VRGDVV VLFK VFKOXVVHQGOLFK UHVXOWLHUHQGH )UHLUlXPH I U GDV 

3URGXNW HUJHEHQ 

'LH DQODJHQJHWULHEHQH 9RUJHKHQVZHLVH HUVFKHLQW LQ GHU ELVODQJ YRP 3URGXNW 

GRPLQLHUWHQ 0RQWDJH XQJHZ|KQOLFK -HGRFK ORKQW GLHVH 6LFKWZHLVH QLFKW QXU 

DXV DNDGHPLVFKHP %OLFNZLQNHO XP SDUWRXW HLQHQ *HJHQSRO DXI]XVWHOOHQ 9LHO 

PHKU LVW ]X HUZDUWHQ GDVV GHU *HGDQNH DQ GLH :LHGHUYHUZHQGXQJ YRQ 0RQ 

WDJHDQODJHQ LP =HLWDOWHU GHU VLFK YHUN U]HQGHQ 3URGXNWOHEHQV]\NOHQ VRZLH 

LPPHU NRPSOH[HUHQ XQG WHXUHUHQ 0RQWDJHDQODJHQ ]XQHKPHQG DQ $NWXDOLWlW 

JHZLQQW (LQ %HLVSLHO I U NXU]OHELJH NRPSOH[H 3URGXNWH PLW KRKHU 6W FN]DKO 

XQG KRKHP $XWRPDWLVLHUXQJVJUDG LQ GHU 0RQWDJH VLQG GLH 0RELOWHOHIRQH %HL 

QDKH DOOMlKUOLFK VWHOOHQ GLH $QELHWHU HLQH QHXH 0RGHOOSDOHWWH YRU N|QQHQ HV 

VLFK LQ GLHVHP XPNlPSIWHQ 0DUNW PLW VLQNHQGHQ *HZLQQPDUJHQ QLFKW OHLVWHQ 

GDI U MHGHV -DKU HLQH NRPSOHWW QHXH $QODJH ]X EHVFKDIIHQ $XFK $XWRPRELO 

ILUPHQ JHKHQ GD]X EHU GLH 0RQWDJHDQODJH I U GLH 1DFKIROJHVHULH ZHLWHU]X 

YHUZHQGHQ XQG LQ GHU hEHUJDQJVSKDVH VRJDU DOW XQG QHX DXI GHU JOHLFKHQ 

$QODJH ]X SURGX]LHUHQ ± ZLH HWZD $QIDQJ EHLP QHXHQ HU 0RGHOO YRQ 

%0: JHVFKHKHQ (LQ ZHLWHUHU 6FKULWW LQ GLHVH 5LFKWXQJ LVW GDV =LHO GHU )LUPD 

GLH =XRUGQXQJ YRQ %DXUHLKH ]X :HUN DXI]XJHEHQ VRGDVV ]XN QIWLJ ÄLQ MHGHP 

:HUN DOOH )DKU]HXJEDXUHLKHQ KHUJHVWHOOW ZHUGHQ N|QQWHQ 526( ³ 'LHV 

LVW QXU P|JOLFK ZHQQ VLFK GLH 3URGXNWJHVWDOWXQJ DQ GLH 9RUJDEHQ GHU 

LQVWDOOLHUWHQ $QODJHQ KlOW 

(LQH P|JOLFKH )UDJHVWHOOXQJ LVW DOVR :LH PXVV GDV 1DFKIROJHSURGXNW DXVVH 

KHQ GDPLW GLHVH $QODJH ZLHGHU ]XP (LQVDW] NRPPW XQG GDPLW HUVW YROOVWlQGLJ 

DPRUWLVLHUHQ ZHUGHQ NDQQ" 

,Q GLHVHP )DOO LVW GLH $QODJHQVWUXNWXU LQ )RUP GHU *HVDPWNRRUGLQDWLRQ $EODXI 

VWHXHUXQJ VFKRQ YRUKDQGHQ GLH DXFK I U GDV QHXH 3URGXNW GHQ 0RQWDJHDE 

ODXI YRUJLEW ,Q GHQ 'HWDLOV LQVEHVRQGHUH EHL GHQ HLQ]HOQHQ ) JHEHZHJXQJHQ 

VLQG DEHU $QSDVVXQJHQ Q|WLJ 

'HU QlFKVWH 6FKULWW ZlUH GDQQ GLH $QODJH JUXQGVlW]OLFK IU KHU ]X GHILQLHUHQ 

XP DXFK EHL HLQHU 1HXSODQXQJ YRQ 3URGXNW XQG $QODJH GLH $VSHNWH GHU $QOD 

JHQHIIL]LHQ] VWlUNHU ]X EHWRQHQ ,P %HUHLFK GHU VSDQHQGHQ )HUWLJXQJ LVW GHU 

*HGDQNH YLHO ZHLWHU YHUEUHLWHW GDVV GHU $UEHLWVUDXP HLQHU 0DVFKLQH GLH $E 

PHVVXQJHQ GHV 3URGXNWV EHVWLPPW XQG 6RQGHUPDVFKLQHQ PHLVW QLFKW DQJH 

VFKDIIW ZHUGHQ N|QQHQ 7URW]GHP GDUI QLFKW YHUJHVVHQ ZHUGHQ GDVV GDV 3UR 

GXNW GHU ]X YHUNDXIHQGH 7HLO LVW GHU WURW] DOOHU EHWULHEVLQWHUQHQ 5HJOHPHQWLHU 

XQJHQ DXI GHP 0DUNW EHVWHKHQ PXVV XP GHP 8QWHUQHKPHQ *HOG]XIO VVH 

XQG GDPLW GHQ )RUWEHVWDQG ]X VLFKHUQ 

'LH %HU FNVLFKWLJXQJ YRQ 3URGXNW RGHU $QODJH DOV DXVVFKODJJHEHQGHP 7UHL 

EHU LP (QWZLFNOXQJVDEODXI EHJHJQHW XQPLWWHOEDU GHU )RUGHUXQJ DXV .DSLWHO

*UXQGODJHQ 


) U GDV .RQ]HSW GHU $QODJHQVWHXHUXQJ JHOWHQ QHEHQ GHQ GUHL ]HQWUDOHQ )RU 

GHUXQJHQ GLHVHU $UEHLW V .DSLWHO ]XVlW]OLFK QRFK JOREDOH $QIRUGHUXQJHQ 

$X‰HU GHP :LUWVFKDIWOLFKNHLWVSULQ]LS LVW GLH 8QWHUVW W]XQJ GHU :DQGOXQJV 

IlKLJNHLW YRQ HOHPHQWDUHU %HGHXWXQJ I U HLQ PRGHUQHV 8QWHUQHKPHQ XP 

GHVVHQ ODQJIULVWLJH ([LVWHQ] VLFKHU]XVWHOOHQ 5(,1+$57 1HEHQ GHU 

EHUHLWV YRUDXVJHSODQWHQ )OH[LELOLWlW PXVV KLHUI U DXFK GLH )lKLJNHLW HLQHV 

VFKQHOOHQ 5HDJLHUHQV LPSOHPHQWLHUW ZHUGHQ XP XQHUZDUWHW HLQWUHIIHQGH 6L 

WXDWLRQHQ RSWLPDO ]X EHZlOWLJHQ 

(V JLOW DOVR GLH 5HDNWLRQVIlKLJNHLW LP %HUHLFK DXWRPDWLVLHUWHU 0RQWDJHYRUJlQ 

JH YJO =LHOVHW]XQJ GHU $UEHLW .DSLWHO ]X PD[LPLHUHQ 'LHV EHWULIIW HLQHU 

VHLWV GHQ 3ODQHU VHOEVW GHU GXUFK VHLQH .UHDWLYLWlW HLQHQ HQWVFKHLGHQGHQ %HL 

WUDJ OHLVWHW GLHV NDQQ DEHU LP 9RUJHKHQVPRGHOO QLFKW DEJHELOGHW ZHUGHQ $Q 

GHUHUVHLWV P VVHQ GHU 3ODQXQJVDEODXI VHOEVW VRZLH GDV 3ODQXQJVHUJHEQLV 

GDV .RQ]HSW GHU 6WHXHUXQJ HQWVSUHFKHQG JHVWDOWHW ZHUGHQ 

+LHUI U VLQG IROJHQGH %HGLQJXQJHQ ]X HUI OOHQ 

,QQHUKDOE HLQHU $QODJH LVW GLH ,QWHJUDWLRQ XQWHUVFKLHGOLFKVWHU DXWR 

PDWLVLHUWHU .RPSRQHQWHQ ]X HUP|JOLFKHQ 6RPLW NDQQ DXI bQGHUXQ 

JHQ LP $QIRUGHUXQJVSURILO DQ GLH $QODJH HLQH VFKQHOOH 5HDNWLRQ 

HUIROJHQ 

'LH NRQNUHWH (QWVFKHLGXQJ I U GLH MHZHLOLJHQ .DQGLGDWHQ NDQQ HUVW 

VHKU VSlW HUIROJHQ 'DGXUFK EOHLEW GHU +DQGOXQJVVSLHOUDXP ZlKUHQG 

GHU 3ODQXQJ RIIHQ RKQH GDVV =ZLVFKHQHUJHEQLVVH XQJ OWLJ ZHUGHQ 

%HL JHlQGHUWHQ 5DQGEHGLQJXQJHQ PXVV GLH .RQILJXUDWLRQ QDFKWUlJ 

OLFK VFKQHOO lQGHUEDU VHLQ 6RPLW LVW DXFK VSlWHU HLQ 8PU VWHQ GHU 

$QODJH HLQIDFK GXUFK]XI KUHQ 

8P GLHVHQ %HGLQJXQJHQ 5HFKQXQJ ]X WUDJHQ ZLUG ]XQlFKVW GDV 9HUKDOWHQ 

HLQHV MHGHQ %HWULHEVPLWWHOV ZlKUHQG GHV 0RQWDJHDEODXIHV VHSDUDW PRGHOOLHUW 

6RPLW OlVVW VLFK GHU PRGXODUH &KDUDNWHU DXI .RPSRQHQWHQHEHQH DXFK LQ GHU 

6WHXHUXQJ DEELOGHQ ,Q GHU 8PVHW]XQJ NDQQ GDQQ HLQH HLQ]LJH 6WHXHUXQJV 

NRPSRQHQWH GLH YHUVFKLHGHQHQ 9HUKDOWHQVPXVWHU GHU (LQ]HOPRGXOH GXUFKDXV 

SDUDOOHO YHUZDOWHQ XQG EHL GHU $EDUEHLWXQJ GHV *HVDPWDEODXIHV NRRUGLQLHUHQ 

'HU KLHU YHUIROJWH $QVDW] VLHKW HLQH KLHUDUFKLVFKH 6WHXHUXQJVDUFKLWHNWXU YRU 

'LH REHUVWH EHWUDFKWHWH (EHQH V .DSLWHO VWHOOW GLH /HLWVWHXHUXQJVHEHQH 

V .DSLWHO XQG $EELOGXQJ GDU hEHU GDV 336 6\VWHP ZLUG HLQ $XI 

WUDJ LQ HLQH $QODJH HLQJHODVWHW 

$XI $QODJHQHEHQH XQG DXFK DXI =HOOHQHEHQH NRRUGLQLHUW GLH JJI MHZHLOLJH 

$EODXIVWHXHUXQJ V .DSLWHO LQ GHU )XQNWLRQ DOV =HOOHQ E]Z *UXSSHQ 

VWHXHUXQJ GDV =XVDPPHQVSLHO GHU DNWLYHQ XQG SDVVLYHQ 7HLOQHKPHU DP 0RQ 

WDJHYRUJDQJ XQG NRPPXQL]LHUW LQ HLQHU QHXWUDOHQ 6SUDFKH PLW GHQ XQWHUJHRUG 

QHWHQ (LQ]HOVWHXHUXQJHQ GHU %HWULHEVPLWWHO 'DV EHGHXWHW GDVV GLH GLYHUVHQ 

6WDWL GHU 2EMHNWH EHUZDFKW XQG GHU 6WDUW GHU %HWULHEVPLWWHOEHZHJXQJHQ I U 

GLH 7HLOVFKULWWH GHU 0RQWDJH YRQ GHU $EODXIVWHXHUXQJ DXVJHO|VW ZHUGHQ


(EHQH 6WHXHUXQJ GXUFK 

%HLVSLHO 

/HLWVWHXHUXQJVHEHQH 

=HOOHQ 

VWHXHUXQJVHEHQH 

0DVFKLQHQ 


$NWRU 6HQVRUHEHQH 

3URGXNWLRQV 

DXIWUlJH 

$EODXI 

EHVFKUHLEXQJ 

%HZHJXQJV 

EHIHKOH 

6LJQDOH 

Ã 

ÃÃ 

ÃÃ 

ÃÃ 

 

 

 

 

ÃÃ 

 

 

 

 

Ã 

Ã 

Ã 

 

 

 

 

 

 

6,*B 

 

 

 

$EELOGXQJ $XIEDX XQG (OHPHQWH GHV KLHUDUFKLVFKHQ 6WHXHUXQJVNRQ]HSWV 

'LH %HZHJXQJ GHV NRQNUHWHQ %HWULHEVPLWWHOV LVW DEHU YRQ VHKU YLHOHQ VSH]LIL 

VFKHQ 3DUDPHWHUQ DEKlQJLJ VRGDVV KLHUI U DXFK PHLVW HLQH GHP %HWULHEV 

PLWWHO DQJHSDVVWH %HZHJXQJVVWHXHUXQJ HLQJHVHW]W ZLUG 'LHVH NDQQ VLFK PLW 

GHQ HLQ]HOQHQ %HWULHEVPLWWHODNWRUHQ XQG VHQVRUHQ EHU HOHNWULVFKH 6LJQDOH 

, 2 6LJQDOH GLUHNW DXVWDXVFKHQ V $EELOGXQJ 'LH %HZHJXQJVVWHXHUXQJ 

VDPW %HWULHEVPLWWHO ELOGHW HLQH PRGXODUH .RPSRQHQWH GHU $QODJH GLH DXI 

JUXQG GHUVHOEHQ LQIRUPDWLRQVWHFKQLVFKHQ 6FKQLWWVWHOOH OHLFKW JHJHQ HLQ DQGH 

UHV 0RGXO PLW JOHLFKHP )XQNWLRQVXPIDQJ DXVJHZHFKVHOW ZHUGHQ NDQQ 

'LH 6WHXHUXQJVSODQXQJ ZLUG LQ GLHVHU $UEHLW LQVEHVRQGHUH LQ GHU (EHQH GHU 

=HOOHQVWHXHUXQJ EHWUDFKWHW GD GRUW GLH JU|‰WHQ 1XW]HQSRWHQWLDOH ] % HLQID 

FKHU JHQHULVFKHU $XIEDX :LHGHUYHUZHQGEDUNHLW 0RGLIL]LHUEDUNHLW XQG $QDO\ 

VLHUEDUNHLW HUVFKORVVHQ ZHUGHQ N|QQHQ /|VXQJHQ I U (LQ]HONRPSRQHQWHQ 

ZXUGHQ EHUHLWV LQ .DSLWHO EHVFKULHEHQ 

.RPPXQLNDWLRQVVSUDFKH LQ GHU 

6WHXHUXQJVKLHUDUFKLH 

1HEHQ GHU LQIRUPDWLRQVWHFKQLVFKHQ 6FKQLWWVWHOOH GLH HLQH 6LJQDO EHUWUDJXQJ 

]ZLVFKHQ 6HQGHU XQG (PSIlQJHU SULQ]LSLHOO GHILQLHUW V .DSLWHO LVW GDV 

V\QWDNWLVFKH XQG VHPDQWLVFKH )RUPDW GHU DXV]XWDXVFKHQGHQ 1DFKULFKWHQ 

IHVW]XOHJHQ ± GLH JHPHLQVDPH 6SUDFKH 'LHVH 6SUDFKH VROO HLQH .RPPXQLND 

WLRQ GHU XQWHUVFKLHGOLFKVWHQ +DUG XQG 6RIWZDUH .RPSRQHQWHQ HUP|JOLFKHQ 

XP GLH )OH[LELOLWlW LP 0RQWDJHV\VWHP ]X PD[LPLHUHQ (UI OOXQJ GHU )RUGHUXQJ 

QDFK 'XUFKJlQJLJNHLW )HUQHU VROOWH GHU 6SUDFKXPIDQJ GLH $XIJDEHQJHELHWH 

HLQHU 6WHXHUXQJ RSWLPDO DEGHFNHQ

*UXQGODJHQ 

006 V .DSLWHO HQWVSULFKW YRP $EVWUDNWLRQVJUDG GHV %HIHKOHYRUUDWHV 

JHQDX GHQ $QIRUGHUXQJHQ I U HLQH .RPPXQLNDWLRQ ]ZLVFKHQ GHQ +LHUDUFKLH 

VWXIHQ $QODJHQ E]Z =HOOHQHEHQH PLW GHQ (LQ]HOVWHXHUXQJHQ GHU .RPSRQHQ 

WHQ LQ GHU 6WHXHUXQJVDUFKLWHNWXU 'XUFK GHQ (LQVDW] YRQ 90'V N|QQHQ EHOLH 

ELJH $XWRPDWLVLHUXQJVNRPSRQHQWHQ UHODWLY DXIZDQGVPLQLPDO LQ GLH 6WHXH 

UXQJVDUFKLWHNWXU HLQJHEXQGHQ ZHUGHQ 'HVZHJHQ ZLUG KLHU DXI GLHVHQ 6WDQ 

GDUG ]XU FNJHJULIIHQ DOV 6SUDFKH I U GLH .RPPXQLNDWLRQ ]ZLVFKHQ $EODXI XQG 

.RPSRQHQWHQVWHXHUXQJ 006 NDQQ VRZRKO HLQ]HOQH 3URJUDPPH XQG 8QWHU 

SURJUDPPH YHUZDOWHQ XQG GHUHQ $XVI KUXQJ EHHLQIOXVVHQ DOV DXFK DXI GL 

YHUVH 9DULDEOHQ ]XJUHLIHQ 'XUFK HQWVSUHFKHQG JHVWDOWHWH 3URJUDPPH N|QQWH 

PDQ VRJDU HLQHQ =XJULII DXV GHU $QODJHQ RGHU =HOOHQHEHQH GLUHNW DXI GLH 

6HQVRU $NWRU (EHQH PLWWHOV 006 %HIHKOHQ UHDOLVLHUHQ 'LHVH :DKO EHIULHGLJW 

GLH )RUGHUXQJ QDFK 'XUFKJlQJLJNHLW LQVEHVRQGHUH DEHU GLH LP YRUDQJHJDQ 

JHQHQ 7HLONDSLWHO ]XVlW]OLFK DXIJHVWHOOWHQ %HGLQJXQJHQ DQ GDV 6WHXH 

UXQJVNRQ]HSW 

8P GHQ $QZHQGXQJVEHUHLFK GLHVHV .RQ]HSWHV DXFK DXI GLH 636HQ ]X HUZHL 

WHUQ ZXUGH HLQH .RQYHQWLRQ JHWURIIHQ GDPLW GXUFK GDV 006 .RQ]HSW DXFK 

GHU ,(& 6WDQGDUG DEELOGEDU LVW V $EELOGXQJ 

3URJUDP 

,QYRFDWLRQ 

'RPDLQ 

3URJUDPP 

352* 

)XQNWLRQV 

%ORFN )% 

)XQNWLRQ 

)81 

006 2EMHNWH ,(& 2EMHNWH 

$EELOGXQJ =XRUGQXQJ 006 ]X ,(& 

'LH EHLGHQ *UXQGJHGDQNHQ GHU .RQYHQWLRQ VLQG 

œ 'LH HLQ]HOQHQ 3URJUDP ,QYRFDWLRQV 3, YRQ 006 VLQG GHQ 3URJUDPPRU 

JDQLVDWLRQVHLQKHLWHQ 32( JOHLFKJHVHW]W 'DEHL LVW HLQH 3, HQWZHGHU DOV 

*HVDPWSURJUDPP 352* RGHU )XQNWLRQVEDXVWHLQ )% HLQVHW]EDU 

œ 'LH 'RPDLQV DXV 006 VLQG HEHQIDOOV 32( N|QQHQ DOOHUGLQJV QXU DOV )% 

RGHU )XQNWLRQ )81 YHUZHQGHW ZHUGHQ 

6RPLW LVW GLHVHV .RQ]HSW SULQ]LSLHOO DXFK I U GLH 6WHXHUXQJ YRQ $QODJHQ HLQ 

VHW]EDU GHUHQ 3ODQXQJ XQWHU GHU 0D‰JDEH GHU ,(& VWDWWILQGHW 

=XVDPPHQVSLHO GHU 9RUJDQJVEHVFKUHLEXQJ XQG GHU 

6WHXHUXQJVKLHUDUFKLH 

%HL GHU 3ODQXQJ GHU 6WHXHUXQJ LVW HLQHUVHLWV DXI GLH +LHUDUFKLHVWXIHQ LP +DUG 

ZDUH 6WHXHUXQJVNRQ]HSW 5 FNVLFKW ]X QHKPHQ DQGHUHUVHLWV VROO GLH $OOJH 

PHLQJ OWLJNHLW GHU 6WHXHUXQJVEHVFKUHLEXQJ ZHLWHVWJHKHQG VLFKHUJHVWHOOW EOHL 

EHQ


,Q GHU 0RGHOOLHUXQJ GHU $QODJH XQG GHV 0RQWDJHDEODXIHV LVW YRP $QZHQGHU 

HLQ *HVDPWNRQ]HSW ]X HUVWHOOHQ GDV GLH $XIWHLOXQJ GHU +LHUDUFKLVLHUXQJ IHVW 

VFKUHLEW 7KHRUHWLVFK VLQG GDEHL ]ZHL JHJHQVlW]OLFKH ([WUHPD GHQNEDU 

(LQHUVHLWV NDQQ GLH 3KLORVRSKLH YHUWUHWHQ ZHUGHQ DOOH $EOlXIH LQ GHU .RPSR 

QHQWHQVWHXHUXQJ ]X KLQWHUOHJHQ XQG HLQ ÃPLQLPDOHVµ 3HWULQHW] LQ GHU 9RUJDQJV 

EHVFKUHLEXQJ DE]XELOGHQ 'LHVHV VWDUWHW LP :HVHQWOLFKHQ QXU GDV NRPSOH[H 

3URJUDPP GHU .RPSRQHQWHQVWHXHUXQJ ZHOFKHV GDQQ GLH HLQ]HOQHQ )XQNWLR 

QDOLWlWHQ EHUQLPPW 

$QGHUHUVHLWV OlVVW VLFK GDV 6WHXHUXQJVPRGHOO LP 3HWUL 1HW] ELV ]XU 6HQVRU 

$NWRUHEHQH DXIJOLHGHUQ VRGDVV GHU 6WHXHUXQJVDEODXI GXUFK HLQH YHUIHLQHUWH 

'DUVWHOOXQJ LQ QLHGULJHUHQ +LHUDUFKLHVWXIHQ DEJHELOGHW XQG GLH %HZHJXQJV 

VWHXHUXQJ VRPLW DXFK YRQ GHU EHUJHRUGQHWHQ $EODXIVWHXHUXQJ DXVJHI KUW 

ZHUGHQ NDQQ 'HU .RPSRQHQWHQVWHXHUXQJ GHV %HWULHEVPLWWHOV IDOOHQ GDQQ 

NDXP PHKU $XIJDEHQ ]X GLH =HOOHQVWHXHUXQJ JUHLIW GLUHNW DXI GLH XQWHUVWH +LH 

UDUFKLHHEHQH GXUFK V $EELOGXQJ 

=HOOHQ 


0DVFKLQHQ 


$NWRU 6HQVRU 

HEHQH 

ÃÃ 

ÃÃ 

Ã 

PLQLPDOHV 3HWUL 1HW] 

 

ÃÃ 

 

Ã 

 

Ã 

Ã 

 

 

Ã 

 

ÃÃ 

ÃÃ 

 

 

 

 

 

PD[LPDOHV 3HWUL 1HW] 

 

 

 

 

 

 

ÃÃ 

Ã 

ÃÃ 

 

$EELOGXQJ 0RGHOOLHUXQJ GHU +LHUDUFKLH LP 3HWULQHW] RGHU LQ GHQ HLQ]HOQHQ 

.RPSRQHQWHQ 

%HLGH ([WUHPD UHGX]LHUHQ GLH $OOJHPHLQJ OWLJNHLW GHU 9RUJDQJVEHVFKUHLEXQJ 

,P HUVWHQ )DOO LVW GLH JHVDPWH 6WHXHUXQJVORJLN LQ GHU .RPSRQHQWHQHEHQH JH 

NDSVHOW G K VRZRKO VSH]LILVFK HUVWHOOW DOV DXFK SK\VLNDOLVFK QLFKW LQ GHU $E 

ODXIVWHXHUXQJ YHUI JEDU ,P ]ZHLWHQ )DOO LVW GLH $NWRU 6HQVRUHEHQH VHKU JH 

QDX IHVWJHOHJW GLH LQ HLQHU DQGHUHQ $QODJHQNRQILJXUDWLRQ QLFKW PHKU PLW GHP 

JOHLFKHQ 3HWUL 1HW] ]X EHGLHQHQ ZlUH 

,Q GHU 5HDOLWlW ZLUG LPPHU HLQH 0LVFKIRUP DXIWUHWHQ ZREHL HV HLQHQ JHQHUHOOHQ 

RSWLPDOHQ *UDG GHU $XIWHLOXQJ QLFKW JHEHQ NDQQ GD ]X YLHOH 5DQGEHGLQJXQ 

JHQ HLQHQ (LQIOXVV QHKPHQ +LHU LVW GXUFK GLH (UIDKUXQJ GHV 3ODQHUV XQG GLH

*UXQGODJHQ 

$QIRUGHUXQJHQ GHU NRQNUHWHQ $QODJHQNRQILJXUDWLRQ HLQH LQGLYLGXHOOH $EVWLP 

PXQJ HUIRUGHUOLFK 'LH hEHUOHJXQJHQ ]LHOHQ DXI HLQH (UI OOXQJ GHU )RUGHUXQJ 

KLHU %HU FNVLFKWLJXQJ GHU $QODJHQHLQIO VVH XQG )RUGHUXQJ 'XUFKJlQJLJ 

NHLW 

6\PEROH I U GLH 6WHXHUXQJVEHIHKOH 

'LH %HVFKUHLEXQJ GHV 0RQWDJHYRUJDQJV VW W]W VLFK DXI GLH 6\PEROH QDFK 9', 

V .DSLWHO 'DPLW QXQ DXFK GLH (UVWHOOXQJ GHV $EODXISURJUDPPV 

DXV 006 %HIHKOHQ GLHVHP 3DUDGLJPD GHU JUDILNRULHQWLHUWHQ 3UR]HVVEHVFKUHL 

EXQJ IROJW ZXUGHQ 6\PEROH I U GLH HLQ]HOQHQ %HIHKOH HQWZRUIHQ 'LH (QWZLFN 

OXQJVWHQGHQ] GHU 6RIWZDUHWRROV GHU OHW]WHQ -DKUH KLQ ]X YHUVWlUNWHU JUDILVFKHU 

'DUVWHOOXQJ XQG ,QWHUDNWLRQ ZLUG GDGXUFK DXFK I U GLH 6WHXHUSURJUDPPHUVWHO 

OXQJ DXIJHJULIIHQ 'LH 6\PEROLN V $EELOGXQJ ELV $EELOGXQJ LVW QDFK 

EHVWLPPWHQ /HLWJHGDQNHQ DXIJHEDXW 

œ 3URJUDP ,QYRFDWLRQ DEJHN U]W 3, ZLUG GXUFK GHQ JULHFKLVFKHQ 

%XFKVWDEHQ Ãpµ GDUJHVWHOOW 

œ 6WDUW XQG 6WRS ZLUG GXUFK HLQH 9HUNHKUVDPSHO PLW HLQJHVFKDOWH 

WHP JU QHQ E]Z URWHQ /LFKW GDUJHVWHOOW 

œ ) U /HVHYRUJlQJH LVW HLQ $XJH I U 6FKUHLEYRUJlQJH HLQ 6WLIW 

YRUJHVHKHQ 

œ 'LH 8QWHUVFKHLGXQJ LQ ORJLVFKH JDQ]]DKOLJH UDWLRQDOH XQG 

WH[WXHOOH 9DULDEOHQ HUIROJW GXUFK MHZHLOV HLQ 6\PERO 

œ 'HU 9HUELQGXQJVDXI XQG DEEDX ZLUG EHU HLQH VWLOLVLHUWH 

6WHFNNXSSOXQJ DQJH]HLJW 

&RQQHFW 

&RQFOXGH 

$ERUW 

&UHDWH 

3URJUDP 

,QYRFDWLRQ 

'RZQORDG 

'RPDLQ 

'HOHWH 

3URJUDP 

,QYRFDWLRQ 

'HOHWH 

'RPDLQ 

.LOO 

3URJUDP 

,QYRFDWLRQ 

$EELOGXQJ 6\PEROLN ]X GHQ 006 %HIHKOHQ 9HUZDOWXQJVDXIJDEHQ


6WDUW 

3URJUDP 

,QYRFDWLRQ 

6WRS 

3URJUDP 

,QYRFDWLRQ 

5HVXPH 

3URJUDP 

,QYRFDWLRQ 

5HVHW 

3URJUDP 

,QYRFDWLRQ 

$EELOGXQJ 6\PEROLN ]X GHQ 006 %HIHKOHQ 3URJUDPPDXVI KUXQJ 

5HDG 

%RROHDQ 

9DULDEOH 

5HDG 

,QWHJHU 

9DULDEOH 

5HDG 

)ORDW 

9DULDEOH 

:ULWH 

%RROHDQ 

9DULDEOH 

:ULWH 

,QWHJHU 

9DULDEOH 

:ULWH 

)ORDW 

9DULDEOH 

$EELOGXQJ 6\PEROLN ]X GHQ 006 %HIHKOHQ 9DULDEOHQ]XJULII 

&RPSDUH 

%RROHDQ 

9DULDEOH 

&RPSDUH 

,QWHJHU 

9DULDEOH 

&RPSDUH 

)ORDW 

9DULDEOH 

&RPSDUH 

3, /RJLFDO 

6WDWXV 

&RPSDUH 

3, 3K\VLFDO 

6WDWXV 

$EELOGXQJ 6\PEROLN ]X GHQ 006 %HIHKOHQ 6WDWXVYHUJOHLFK 

5HV PHH GHU .RQ]HSWJUXQGODJHQ 

8P GHQ 0RQWDJHYRUJDQJ DOV HLJHQVWlQGLJHV 3ODQXQJVREMHNW RSHUDWLY OHLFKWHU 

EHDUEHLWHQ ]X N|QQHQ ZXUGH LQ GLHVHP .DSLWHO QDFK GHP /HLWVDW] ÃGLYLGH HW 

LPSHUDµ HLQH 8QWHUWHLOXQJ LQ I QI YHUVFKLHGHQH 7HLOYRUJlQJH YRUJHQRPPHQ 

(OHPHQWDUH 0RQWDJHEHZHJXQJ $QQlKHUQ 9HUODVVHQ GHU ) JHVWHOOH 

3HULSKHUH 0RQWDJHEHZHJXQJ %H (QWODGHQ GHU %HUHLWVWHOOXQJ XQG :HUN 

VW FNXQDEKlQJLJHU 1HEHQSUR]HVV 

$P 0RQWDJHYRUJDQJ ZLUNHQ GLH 3URGXNWNRPSRQHQWHQ DOV SDVVLYH 7HLOQHK 

PHU GLH %HWULHEVPLWWHO MH QDFK 5ROOH DOV DNWLYH RGHU VWDWLVFKH 7HLOQHKPHU 

PLW 

%HL GHU *HVWDOWXQJ GHU 0RQWDJHYRUJDQJVEHVFKUHLEXQJ N|QQHQ GDV 3URGXNW 

RGHU GLH 0RQWDJHDQODJH GHU MHZHLOV UHOHYDQWH 7UHLEHU VHLQ 'DV EHGHXWHW HL 

QHUVHLWV GDVV GLH 9RUJDEHQ GLH YRP MHZHLOV DOV 7UHLEHU EHVWLPPWHQ *HVWDO 

WXQJVREMHNW JHPDFKW ZHUGHQ EHL GHU 3ODQXQJ GHU EULJHQ ]X EHDFKWHQ VLQG 

XQG DQGHUHUVHLWV GDVV VLWXDWLRQVDEKlQJLJ VRZRKO (LQIO VVH YRP 3URGXNW RGHU 

DEHU DXFK YRQ GHU $QODJH ]X EHU FNVLFKWLJHQ VLQG


'LHVH GUHL %HVWDQGWHLOH GHV .RQ]HSWV VLQG I U GLH (UI OOXQJ GHU )RUGHUXQJHQ 

3UR]HVVSODQXQJ XQG (LQIOXVV YRQ 3URGXNW XQG $QODJH DXV .DSLWHO 

HOHPHQWDU 

'LH %HVFKUHLEXQJ GHV 0RQWDJHYRUJDQJV HUIROJW MH QDFK 3ODQXQJVDXIJDEH LQ 

HLQHU XQWHUVFKLHGOLFKHQ +LHUDUFKLHVWXIH 'LH DEVWUDNWHVWH 'DUVWHOOXQJ LVW GLH 

5HLKHQIROJHVWUXNWXU DOV 9RUUDQJJUDI RGHU $QODJHQVWUXNWXU JHIROJW YRP $E 

ODXISODQ DXV 3URGXNWVLFKW RGHU $UEHLWVJDQJIROJH DXV %HWULHEVPLWWHOVLFKW 

'HU (LQVDW] YRQ REMHNWEH]RJHQHQ 3HWUL 1HW]HQ LVW GLH GHWDLOOLHUWHVWH %HVFKUHL 

EXQJVIRUP 'DV 3HWUL 1HW] ZLUG XP 6WHXHUXQJVEHIHKOH HUZHLWHUW XP HV I U 

GLH $EODXIVWHXHUXQJ LQ HLQHU DXWRPDWLVLHUWHQ 0RQWDJH]HOOH HLQ]XVHW]HQ 

'DV KLHUDUFKLVFKH 6WHXHUXQJVNRQ]HSW VLHKW GLH $EODXIVWHXHUXQJ XQWHUKDOE 

GHU $XIWUDJVVWHXHUXQJ YRU 6LH NRRUGLQLHUW GLH HLQ]HOQHQ %HZHJXQJVDEOlXIH 

GHU =HOOHQNRPSRQHQWHQ 'HUHQ MHZHLOLJH 6WHXHUXQJ LVW LQ GHU +LHUDUFKLH XQWHU 

GHU $EODXIVWHXHUXQJ DQJHRUGQHW 6LH YHUDUEHLWHW GLH VSH]LILVFKHQ %HZHJXQJV 

SURJUDPPH GHV MHZHLOV ]XJHK|ULJHQ 5RERWHUV RGHU VRQVWLJHQ 0DQLSXODWRUV 

HWF ,QQHUKDOE GHU .RPSRQHQWHQVWHXHUXQJ LVW PHLVW DXFK GLH 6HQVRU $NWRU 

HEHQH DEJHGHFNW 'LH 6WHXHUXQJVEHIHKOH GHU $EODXIVWHXHUXQJ VLQG LP NRPSR 

QHQWHQQHXWUDOHQ 006 )RUPDW DEJHOHJW 'LHVH VLQG GXUFK QHX HQWZRUIHQH 

6\PEROH UHSUlVHQWLHUEDU 

,QVEHVRQGHUH GLH )RUGHUXQJ 'XUFKJlQJLJNHLW DXV .DSLWHO ILQGHW LQ GHQ 

EHLGHQ OHW]WJHQDQQWHQ 3XQNWHQ %HU FNVLFKWLJXQJ 


'HU LP 5DKPHQ GLHVHU $UEHLW EHWUDFKWHWH $XVVFKQLWW GHU 3URGXNWHQWZLFNOXQJ 

XPIDVVW LP :HVHQWOLFKHQ GLH 0RQWDJH XQG 6WHXHUXQJVSODQXQJ VRZLH GLH 

:HFKVHOZLUNXQJ ]XU 3URGXNWNRQVWUXNWLRQ 'DEHL JLOW HV LP 5DKPHQ GHU 3OD 

QXQJ GLH GUHL *HVWDOWXQJVHOHPHQWH 3URGXNW 0RQWDJHDQODJH XQG 0RQWDJHYRU 

JDQJVEHVFKUHLEXQJ LQ RSWLPDOHU :HLVH DXIHLQDQGHU DE]XVWLPPHQ V .DSLWHO 

) U GLH 3ODQXQJ NRPPHQ &RPSXWHU ]XP (LQVDW] XP HLQHUVHLWV VFKQHOO 

'DWHQ ]X JHQHULHUHQ YHULIL]LHUHQ XQG YDOLGLHUHQ ]X N|QQHQ DQGHUHUVHLWV ODV 

VHQ VLFK GLH $UEHLWVHUJHEQLVVH VRIRUW ]XU :HLWHUEHDUEHLWXQJ EHUPLWWHOQ XQG 

bQGHUXQJHQ DQ GHQ *HVWDOWXQJVHOHPHQWHQ YHUKlOWQLVPl‰LJ HLQIDFK YRUQHK 

PHQ :lKUHQG GHU FRPSXWHUJHVW W]WHQ 3ODQXQJ ZLUG DOVR HLQ 0RGHOO GLHVHU 

*HVWDOWXQJVHOHPHQWH UHFKQHULQWHUQ HUVWHOOW ZHOFKHV OHW]WHQGOLFK DXFK DOV %D 

VLV I U GHQ %HWULHE GHU UHDOHQ $QODJH GLHQHQ NDQQ 'LH *UXQGLGHH GHU YRUJH 

VWHOOWHQ SULQ]LSLHOOHQ 3ODQXQJVYRUJHKHQVZHLVH LVW MHGRFK QLFKW DQ EHVWLPPWH 

5HFKQHUV\VWHPH JHEXQGHQ 'HU 3ODQXQJVDEODXI JHKW DXI DOOH GUHL )RUGHUXQ 

JHQ DXV .DSLWHO HLQ 

*HVDPW EHUVLFKW 

'DV I U GLH 3ODQXQJ GHV 0RQWDJHYRUJDQJV KLHU QHX HUDUEHLWHWH 9RUJHKHQV 

PRGHOO LVW GUHLVWXILJ DXIJHEDXW ZREHL LQ GHQ HLQ]HOQHQ 6WXIHQ PHKUHUH 3OD 

QXQJVVFKULWWH DQJHVLHGHOW VLQG V $EELOGXQJ $XVJHKHQG YRQ GHU 6WUXNWXU 

IHVWOHJXQJ V .DSLWHO ZHUGHQ LQ GHU DQVFKOLH‰HQGHQ ]ZHLWHQ 6WXIH GLH 

HLQ]HOQHQ 7HLOYRUJlQJH V .DSLWHO JHSODQW 'LH (LQWHLOXQJ GHU 0RQWD


JHYRUJDQJVEHVFKUHLEXQJ LQ 7HLOYRUJlQJH HUOHLFKWHUW HLQHUVHLWV GDV VWUXNWXULHU 

WH 9RUJHKHQ XQG XQWHUVW W]W DQGHUHUVHLWV GLH 9ROOVWlQGLJNHLWVSU IXQJ ÃVLQG DOOH 

.DWHJRULHQ YRQ 7HLOYRUJlQJHQ JHSODQW"µ 'LH GULWWH 6WXIH EHIDVVW VLFK PLW GHU 

6\QFKURQLVDWLRQ GHU HLQ]HOQHQ 7HLOVFKULWWH V .DSLWHO 

3URGXNW 0RQWDJHYRUJDQJ 

$QODJH 

6WUXNWXU 

.RPSR 

QHQWHQ 

3DFNDJLQJ 

 

 

 

 

 

 

 

 

 

1XOO 

 

 

VHULH 

 

 

 

 

 

 

3HULSKHUH 

0RQWDJH 

EHZHJXQJ 

3ODQHQ GHU 6WUXNWXU 

3ODQHQ GHU 7HLOYRUJlQJH 

%H (QWODGHQ 

GHU 


(OHPHQWDU 

3UR]HVVH 

$QQlKHUQ 

9HUODVVHQ GHU 

) JHVWHOOH 

:HUNVW FN 

XQDEKlQJLJH 

1HEHQSUR]HVVH 

3ODQHQ GHU 6\QFKURQLVDWLRQ 

6WUXNWXU 

%HWULHEV 

PLWWHO 

/D\RXW 

0RQWDJHDQODXI ,QEHWULHE 

QDKPH 

$EELOGXQJ 'LH 6FKULWWH ]XU *HVWDOWXQJ GHV 0RQWDJHYRUJDQJV 

'XUFK GLHVHQ JHVWXIWHQ $EODXI HUIROJW HLQH IRUWVFKUHLWHQGH 'HWDLOOLHUXQJ GHU 

0RQWDJHYRUJDQJVEHVFKUHLEXQJ 'DI U VWHKHQ GLH XQWHUVFKLHGOLFKHQ 1RWDWLR 

QHQ LQ GHQ MHZHLOLJHQ $EVWUDNWLRQVVWXIHQ V $EELOGXQJ ]XP (LQVDW] EHUHLW 

ZRGXUFK DXI GLH WDWVlFKOLFK ]X EHKDQGHOQGH $XIJDEHQVWHOOXQJ HLQJHJDQJHQ 

ZHUGHQ NDQQ ,P $QVFKOXVV DQ GLHVH GUHL 3ODQXQJVVWXIHQ HUIROJW GLH ,QEHWULHE 

QDKPH GHU $QODJH XQG GHU $QODXI GHU 0RQWDJH ZDV HEHQIDOOV LQ GHQ %HUHLFK 

GHU *HVWDOWXQJ GHU 0RQWDJHYRUJDQJVEHVFKUHLEXQJ JHK|UW +LHU VWHOOW VLFK LQ 

$EKlQJLJNHLW YRQ GHQ XQHUZDUWHW DXIWUHWHQGHQ 6FKZLHULJNHLWHQ GLH 4XDOLWlW GHU 

3ODQXQJ ± LP 6LQQH HLQHU ÃJHLVWLJHQ 9RUZHJQDKPHµ ± KHUDXV 

%HVRQGHUV LQQHUKDOE GHU 3ODQXQJVVWXIHQ XQG JLOW HV HLQH 5HLKH YRQ XQWHU 

JHRUGQHWHQ $XIJDEHQ ]X HUOHGLJHQ 'DEHL KDQGHOW HV VLFK XP GLH 3ODQXQJV 

VFKULWWH I U GLH I QI XQWHUVFKLHGOLFKHQ 7HLOYRUJlQJH VRZLH GLH GUHL $UEHLWVSD 

NHWH ]XU 6\QFKURQLVDWLRQ 'LHVH 6FKULWWH ZHUGHQ LQ $EKlQJLJNHLW YRP YRUOLH 

JHQGHQ 7UHLEHU GHU 3ODQXQJ LQ XQWHUVFKLHGOLFKHU 5HLKHQIROJH DEJHDUEHLWHW 

ZDV LQ GHQ QDFKIROJHQGHQ 7HLONDSLWHOQ YHUWLHIW GDUJHVWHOOW LVW 

'LH 3ODQXQJ GHV 0RQWDJHYRUJDQJV NDQQ QLFKW LVROLHUW VWDWWILQGHQ HV EHVWHKHQ 

LQWHQVLYH %H]LHKXQJHQ ]X GHQ *HVWDOWXQJVSUR]HVVHQ GHV 3URGXNWHV XQG GHU 

$QODJH $EELOGXQJ YHUGHXWOLFKW GHQ JHVDPWHQ =XVDPPHQKDQJ +LHU VLQG 

DQDORJH (QWZLFNOXQJVVFKULWWH YRQ 3URGXNW 0RQWDJHYRUJDQJ XQG $QODJH DXI


JHI KUW $XI GHU MHZHLOV JOHLFKHQ 'HWDLOOLHUXQJVVWXIH EHVWHKHQ GLH VWlUNVWHQ 

4XHUEH]LHKXQJHQ ,Q GHQ QlFKVWHQ EHLGHQ $EVFKQLWWHQ ZHUGHQ QXQ MH HLQH 

SURGXNWJHWULHEHQH XQG HLQH DQODJHQJHWULHEHQH 3ODQXQJ LQ LKUHP $EODXI EH 

VFKULHEHQ 'DEHL VLQG GLH 8QWHUVFKLHGH HLQHUVHLWV LQ GHU $UW GHU %H]LHKXQJ GHU 

0RQWDJHYRUJDQJVJHVWDOWXQJ ]X GHQ EHLGHQ %HUHLFKHQ 3URGXNW XQG $QODJH 

VRZLH DQGHUHUVHLWV LQQHUKDOE GHU %HDUEHLWXQJVUHLKHQIROJH GHU 3ODQXQJVVFKULW 

WH LQ GHU ]ZHLWHQ 3ODQXQJVVWXIH DXV]XPDFKHQ 'LH EHLGHQ $EOlXIH VLQG MHZHLOV 

DOV ,GHDOSODQXQJ DQ]XVHKHQ GLH LQ GHU WDWVlFKOLFKHQ $QZHQGXQJ VLWXDWLRQV 

EH]RJHQH $QSDVVXQJHQ HUIRUGHUQ 

,Q GHU 3UD[LV ZLUG GLH MHZHLOLJH 3ODQXQJVIROJH EHLEHKDOWHQ $OOHUGLQJV ZHUGHQ 

DOOH 6FKULWWH LQ HLQHU ,WHUDWLRQ QRFKPDOV GXUFKODXIHQ XP %HGHQNHQ RGHU . 2 

.ULWHULHQ GHU DQGHUHQ 6HLWH QRFK EHU FNVLFKWLJHQ ]X N|QQHQ 'HU HUVWH 'XUFK 

ODXI LVW TXDVL HLQH $QDO\VH GHV WUHLEHQGHQ *HVWDOWXQJVHOHPHQWV 3URGXNW RGHU 

$QODJH XQG GLH $XIVWHOOXQJ GHU ,GHDODQIRUGHUXQJHQ DQ GLH DQGHUH 6HLWH 'LH 

VH :XQVFKOLVWH ZLUG QXQ DXV 6LFKW GHV DQGHUHQ *HVWDOWXQJVHOHPHQWV DOVR 

$QODJH RGHU 3URGXNW XQG KLQEOLFNOLFK GHU YHUI JEDUHQ 0|JOLFKNHLWHQ XQWHU 

VXFKW 'LH $XIODJHQ ZHUGHQ DQVFKOLH‰HQG ]XU FNJHPHOGHW 'DQQ HUIROJW HLQH 

$EZlJXQJ GHU EHLGHQ 9RUVWHOOXQJHQ XQWHU %HU FNVLFKWLJXQJ GHV EHUZLHJHQ 

GHQ 7UHLEHUV ,Q GHU ]ZHLWHQ ,WHUDWLRQ HUIROJW JJI HLQH 0RGLILNDWLRQ GHV WUHLEHQ 

GHQ *HVWDOWXQJVHOHPHQWV XQG GDQQ GLH *HVWDOWXQJ GHV HQWVSUHFKHQGHQ 7HLO 

YRUJDQJV XQG GHU ]XJHK|ULJHQ .RPSRQHQWH GHV QLFKWWUHLEHQGHQ *HVWDOWXQJV 

HOHPHQWV 

=XU .HQQ]HLFKQXQJ GHU 5HLKHQIROJHEH]LHKXQJHQ ZLUG I U GLH SURGXNWJHWULH 

EHQH 3ODQXQJ GLH =lKOZHLVH Ã6WXIH 3µ Ã6WXIH 3µ HWF EHQXW]W LP DQGHUHQ 

)DOO Ã6WXIH $µ Ã6WXIH $µ XVZ DQDORJ 

$EODXI GHU SURGXNWJHWULHEHQHQ 3ODQXQJ 

6WXIH 3 *HQHUHOOH 0RQWDJHUHLKHQIROJH LQ )RUP GHU 

3URGXNWVWUXNWXU 

'LH SURGXNWJHWULHEHQH 3ODQXQJ VWDUWHW LQ GHU 5HJHO PLW GHU PRQWDJHRULHQWLHU 

WHQ 3URGXNWVWUXNWXU GLH DXV GHU 3URGXNWNRQVWUXNWLRQ VWDPPW XQG JOHLFK]HLWLJ 

GHQ 9RUUDQJJUDIHQ GDUVWHOOW 'LHVHU 9RUUDQJJUDI ELOGHW GLH VWUXNWXUHOOH *UXQG 

ODJH I U GLH 0RQWDJHYRUJDQJVEHVFKUHLEXQJ 

'LH 0RQWDJHYRUJDQJVEHVFKUHLEXQJ ZLUG DOV $EODXISODQ ]XQlFKVW JURE VNL] 

]LHUW ,P /DXIH GHU IRUWVFKUHLWHQGHQ 3ODQXQJ HUIROJW GLH $XVGHWDLOOLHUXQJ 'LH 

VHU $EODXISODQ EHVWHKW DXV HLQ]HOQHQ 0RQWDJHDXIJDEHQ GLH MHZHLOV GLH %H 

VFKUHLEXQJ GHU QRWZHQGLJHQ 7lWLJNHLWHQ XPIDVVHQ 

,Q GHU $XVJDQJVNRQILJXUDWLRQ VLQG LP $EODXISODQ OHGLJOLFK GLH HOHPHQWDU QRW 

ZHQGLJHQ $XIJDEHQ HQWKDOWHQ 'DEHL KDQGHOW HV VLFK XP GDV 6SHLFKHUQ GHU 

$XVJDQJVWHLOH XQG (QGSURGXNWH VRZLH GLH ) JHRSHUDWLRQHQ EHLP =XVDPPHQ 

WUHIIHQ YRQ .RPSRQHQWHQ XQG 9HUVFKPHO]HQ ]X HLQHU QHXHQ %DXJUXSSH K|KH 

UHU 2UGQXQJ 

1DFK GHU )UHLJDEH GHU HUVWHQ 3URGXNWJHRPHWULHQ LP (QWZLFNOXQJVSUR]HVV 

NDQQ XPJHKHQG LQ GHU 0RQWDJHSODQXQJ GDPLW JHDUEHLWHW ZHUGHQ ,P SURGXNW


JHWULHEHQHQ )DOO GHU 0RQWDJHYRUJDQJVSODQXQJ VLQG )HVWOHJXQJHQ EHU HLQH 

NRQNUHWH $QODJH P|JOLFKVW VSlW ]X WUHIIHQ ZHLO GLHVH JHJHEHQHQIDOOV GLH 0|J 

OLFKNHLWHQ GHU 3UR]HVVJHVWDOWXQJ XQQ|WLJ IU K HLQHQJHQ N|QQWHQ $OVR ZHUGHQ 

]XQlFKVW GLH 3ODQXQJHQ DOOHLQ PLW GHQ 3URGXNWJHRPHWULHQ YRUJHQRPPHQ 

6WXIH 3 ± 3ODQHQ GHU 7HLOYRUJlQJH 

D 6WXIH ± 3 (OHPHQWDUH 0RQWDJHEHZHJXQJ 

'HQ QlFKVWHQ 6FKULWW GHU 0RQWDJHYRUJDQJVSODQXQJ ELOGHW GLH )HVWOHJXQJ GHU 

HOHPHQWDUHQ 0RQWDJHEHZHJXQJ G K GLH HLJHQWOLFKH ) JHEHZHJXQJ GHU ]X 

PRQWLHUHQGHQ .RPSRQHQWHQ ZHOFKH GHQ .HUQ GHV 0RQWDJHSUR]HVVHV GDU 

VWHOOW ) U GLH 3ODQXQJ GLHVHU HOHPHQWDUHQ 0RQWDJHEHZHJXQJ ZHUGHQ GLH *H 

RPHWULHPRGHOOH GHU 3URGXNWNRPSRQHQWHQ LQ HLQHP ' 6LPXODWLRQVZHUN]HXJ 

JHJHQHLQDQGHU EHZHJW XP HLQHUVHLWV GLH JHQHUHOOH 0DFKEDUNHLW ]X EHUSU IHQ 

XQG DQGHUHUVHLWV HLQH RSWLPLHUWH %HZHJXQJVEDKQ ]X ILQGHQ +LHUI U NDQQ WHLO 

ZHLVH DXFK DXI $OJRULWKPHQ LQ GHQ HQWVSUHFKHQGHQ 3ODQXQJVV\VWHPHQ ]X 

U FNJHJULIIHQ ZHUGHQ ] % .8*(/0$11 

) U GLHVH 0RQWDJHDXIJDEHQ PLW LKUHQ IHVWJHOHJWHQ (OHPHQWDUEHZHJXQJHQ 

VLQG QXQ GLH HQWVSUHFKHQGHQ GLUHNW PLW GHP 3URGXNW YHUEXQGHQHQ SULPlUHQ 

%HWULHEVPLWWHO I U GLH +DQGKDEXQJ ZLH HWZD *UHLIHU DXV]XZlKOHQ 'HUHQ 

/HLVWXQJVDQJHERW 7UDJNUDIW %HZHJXQJVUDXP HWF PXVV VHOEVWYHUVWlQGOLFK 

PLW GHP EHQ|WLJWHQ )XQNWLRQVXPIDQJ EHUHLQVWLPPHQ 'LHVH GLUHNWHQ %H 

WULHEVPLWWHO KDEHQ RIW NHLQH HLJHQH 6WHXHUXQJ VRQGHUQ ZHUGHQ EHU HLQ LQGL 

UHNWHV %HWULHEVPLWWHO EHZHJW ] % 5RERWHU 'LH %HVFKUHLEXQJ GHU %HZHJXQJ 

LP 6LPXODWLRQVSURJUDPP HUIROJW GDKHU ]XQlFKVW PLW HLQHU QHXWUDOHQ .LQHPDWLN 

GLH VSlWHU DGDSWLHUW ZLUG 

E 6WXIH ± 3 $QQlKHUQ 9HUODVVHQ GHU ) JHVWHOOH 

0LW GHP IHVWJHOHJWHQ %HWULHEVPLWWHO NDQQ QXQ HLQH (UZHLWHUXQJ GHV %HZH 

JXQJVNHUQV HUIROJHQ EHLVSLHOVZHLVH $QQlKHUQ YRQ *UHLIHU PLW %DXWHLO ]XU 

6WDUWSRVLWLRQ XQG (QWIHUQHQ QDFK $EVFKOXVV HLQHU ) JHRSHUDWLRQ %HL 9HUZHQ 

GXQJ HLQHV 6LPXODWLRQVWRROV NDQQ JHJHEHQHQIDOOV DXI HLQH DXWRPDWLVFKH 

%DKQSODQXQJ ]XU FNJHJULIIHQ ZHUGHQ %HLP $QQlKHUQ PXVV EHUHLWV GLH ULFK 

WLJH %DXWHLORULHQWLHUXQJ HUIROJHQ 

'XUFK GLH $XVZDKO HLQHV %HWULHEVPLWWHOV LVW LQ GHU 5HJHO DXFK GLH 6WHXHUXQJ 

EHUHLWV IHVWJHOHJW 6RPLW NDQQ GLH 3ODQXQJ KLHU QLFKW QXU DEVWUDNW JHRPHWULVFK 

DOV %DKQNXUYHQSODQXQJ HUIROJHQ VRQGHUQ DXFK GHWDLOOLHUW XQG GDV 6WHXH 

UXQJVSURJUDPP LQ GHU HQWVSUHFKHQGHQ 6SUDFKH GHU .RPSRQHQWHQVWHXHUXQJ 

HUVWHOOW ZHUGHQ 

F 6WXIH ± 3 3HULSKHUH 0RQWDJHEHZHJXQJ 

$OV QlFKVWHV LVW GDV (UJlQ]HQ GHU LQGLUHNWHQ %HWULHEVPLWWHO YRU]XQHKPHQ 'LH 

QHXWUDOH %HZHJXQJVEHVFKUHLEXQJ ZLUG DXI GLH VSH]LILVFKH %DKQVWHXHUXQJ 

WUDQVSRQLHUW ]XVlW]OLFKH %HZHJXQJHQ ZLH hEHUJlQJH ]ZHLHU .HUQEHZHJXQ 

JHQ E]Z $QQlKHUQ 9HUODVVHQ ZHUGHQ HUJlQ]W ,GHDOHUZHLVH VLQG LP 6LPXODWL 

RQVSURJUDPP 0RGHOOH YRUKDQGHQ GLH DXFK GLH 3URJUDPPLHUVSUDFKH GHU UHD 

OHQ %HWULHEVPLWWHO YHUZHQGHQ ] % 9 I U 5RERWHU


G 6WXIH ± 3 %H (QWODGHQ GHU %HUHLWVWHOOXQJ 

6WHKHQ GDQQ ]XVlW]OLFK GLH %HUHLWVWHOOXQJVNRPSRQHQWHQ ZLH 0DJD]LQH RGHU 

7UDQVSRUWEHKlOWHU IHVW VR ZLUG LQ GLHVHP 6FKULWW GHUHQ (QW %HODGXQJ JHSODQW 

+LHU NDQQ JJI HEHQIDOOV DXI HLQH DXWRPDWLVFKH %DKQJHQHULHUXQJ LQ GHU 6LPX 

ODWLRQ ]XU FNJHJULIIHQ ZHUGHQ 

H 6WXIH ± 3 :HUNVW FNXQDEKlQJLJH 1HEHQSUR]HVVH 

6LQG EHUHLWV 7HLOEHUHLFKH GHU 0RQWDJHDQODJH JHSODQW ILQGHW HLQ (UZHLWHUQ GHV 

%HWULHEVPLWWHOJHVDPWDEODXIV XP ZHUNVW FNXQDEKlQJLJH 1HEHQSUR]HVVH *UHL 

IHUZHFKVHO HWF VWDWW 

6WXIH 3 6\QFKURQLVDWLRQ 

=XOHW]W HUIROJW GLH .RRUGLQDWLRQ DOOHU %HWULHEVPLWWHO LP 5DKPHQ GHV *HVDPW 

DEODXIHV 8P GLHVH 1HEHQSUR]HVVH XQG GHQ *HVDPWDEODXI SODQHQ ]X N|QQHQ 

LVW HLQH ZHLWDXV IHLQHUH 3UR]HVVGDUVWHOOXQJ Q|WLJ DOV VLH GHU $EODXISODQ ELHWHW 

+LHUI U NRPPW GDV 3HWUL 1HW] ]XP (LQVDW] (V ZLUG EHUHLWV ZlKUHQG GHU $E 

ODXISODQXQJ YRP 3ODQXQJVV\VWHP DXWRPDWLVFK LP +LQWHUJUXQG DQJHOHJW XQG 

ELOGHW GLH HLJHQWOLFKH 3UR]HVVEHVFKUHLEXQJ 'LH 'XUFKI KUXQJ GHU GUHL KLHUXQ 

WHU IDOOHQGHQ 3ODQXQJVVFKULWWH LVW ZHQLJHU YRP 7UHLEHU GHU 3ODQXQJ DOV YLHO 

PHKU YRP $UEHLWVVWLO GHV 3ODQHUV VHOEVW DEKlQJLJ XQG NDQQ QLFKW DOOJHPHLQ 

DQJHJHEHQ ZHUGHQ 

6WXIH 3 0RQWDJHDQODXI 

1DFK GHP $XIEDX XQG GHU -XVWDJH GHU $QODJH HUIROJW GLH ,QEHWULHEQDKPH 

'D]X ZLUG GHU 0RQWDJHDEODXI PLW UHGX]LHUWHU *HVFKZLQGLJNHLW XQG JJI RKQH 

7HLOH GXUFKJHVSLHOW 6SlWHU ZLUG GLH 1XOOVHULH KHUJHVWHOOW XQG GDQDFK HUIROJW 

GHU +RFKODXI DXI GLH 1HQQVW FN]DKO 8P GLH RIIOLQH SURJUDPPLHUWHQ %HZH 

JXQJVDEOlXIH GHU 5RERWHU XQG DQGHUHU DXWRPDWLVLHUWHU .RPSRQHQWHQ HLQVHW 

]HQ ]X N|QQHQ P VVHQ X 8 EHVRQGHUH 0D‰QDKPHQ JHWURIIHQ ZHUGHQ GLH 

HLQH .DOLEULHUXQJ GHU UHDOHQ +DUGZDUH XQG JJI 3URJUDPPDGDSWLRQ EHZLUNHQ 

+LHUI U VHL DXI GLYHUVH $UEHLWHQ ]XP 7KHPD YHUZLHVHQ ] % GDV 6\VWHP 

237,6 5226 6


*HVDPWGDUVWHOOXQJ GHU SURGXNWJHWULHEHQHQ 3ODQXQJ 

'HU $EODXI GHU SURGXNWJHWULHEHQHQ 3ODQXQJ LVW LQ $EELOGXQJ ]X VHKHQ 

 

3URGXNW 

 

 

 

 

 

 

 

 

0RQWDJH 

YRUJDQJVEHVFKUHLEXQJ 

ÃÃÃ 

Ã 

Ã 

ÃÃÃÃ 

Ã 

ÃÃ 

ÃÃÃÃ 

ÃÃ 

Ã 

ÃÃ 

ÃÃÃÃ 

 

 

ÃÃ 

ÃÃ 

ÃÃ 

ÃÃÃÃ 

Ã 

Ã 

ÃÃ 

ÃÃ 

ÃÃ 

ÃÃÃÃ 

 

 

ÃÃ 

ÃÃ 

Ã 

 

ÃÃ 

ÃÃ 

Ã 

 

$QODJH 

9ROXPHQ 6W FN]DKOHQ 

*U|‰HQRUGQXQJHQ 

7HFKQRORJLH 

 

 

*HRPHWULH 

) JHNUDIW 

Ã 

 

7UDJNUDIW 

$UEHLWVUDXP 

3U IVWUDWHJLHQ 

Ã 

%HUHLWVWHOODUW 

3RVLWLRQLHUXQJ 

/RVJU|‰H 

 

6WDWLRQV 

DXIWHLOXQJ 

 

 

Ã 

$EELOGXQJ *HVDPWGDUVWHOOXQJ GHU SURGXNWJHWULHEHQHQ 0RQWDJH 

YRUJDQJVSODQXQJ


$EODXI GHU DQODJHQJHWULHEHQHQ 3ODQXQJ 

6WXIH $ *HQHUHOOH 0RQWDJHUHLKHQIROJH LQ )RUP GHV 

0RQWDJHDEODXIV LQ GHU $QODJH 

'HU 0RQWDJHDEODXI LQ GHU $QODJH LVW GLH (LQJDQJVJU|‰H GLHVHV 3ODQXQJV 

VFKULWWHV (LQHUVHLWV JLEW GLH $XIWHLOXQJ LQ 9RU XQG +DXSWPRQWDJH EHUHLWV HLQHQ 

$QKDOWVSXQNW I U GLH $Q]DKO GHU P|JOLFKHQ HLJHQVWlQGLJHQ 3URGXNWNRPSR 

QHQWHQ =XVlW]OLFK JLEW GLH =DKO GHU $UEHLWVVWDWLRQHQ HLQH XQJHIlKUH $Q]DKO DQ 

P|JOLFKHQ 0RQWDJHRSHUDWLRQHQ YRU 1HEHQ GLHVHQ 9RUJDEHQ DQ GLH 3URGXNW 

JHVWDOWXQJ NDQQ GLH 5HLKHQIROJHVWUXNWXU DOV (UJHEQLV GHV 3ODQXQJVVFKULWWHV 

ZHLWHUJHJHEHQ ZHUGHQ 

6WXIH $ 3ODQHQ GHU 7HLOYRUJlQJH 

D 6WXIH ± $ :HUNVW FNXQDEKlQJLJH 1HEHQSUR]HVVH 

'LH 'HWDLOOLHUXQJ GHU 5HLKHQIROJHVWUXNWXU NDQQ LP DQODJHQJHWULHEHQHQ )DOO ]X 

QlFKVW EHL GHQ ZHUNVW FNXQDEKlQJLJHQ 1HEHQSUR]HVVHQ HUIROJHQ +LHUI U 

VLQG ]XPLQGHVW GLH LQGLUHNWHQ %HWULHEVPLWWHO QRWZHQGLJ :LUG HLQH EHVWHKHQGH 

$QODJH PLW LKUHQ %HWULHEVPLWWHOQ ZHLWHUYHUZHQGHW VLQG LQ GHU 5HJHO GLH %H 

VFKUHLEXQJHQ GHU *UHLIHUDXIQDKPH HWF EHUHLWV YRUKDQGHQ XQG N|QQHQ HLQIDFK 

EHUQRPPHQ RGHU DXFK RSWLPLHUW ZHUGHQ 'LH 3UlPLVVH LVW GLH 5HGX]LHUXQJ 

GHU 1HEHQ]HLWHQ %HL (UULFKWXQJ HLQHU QHXHQ $QODJH NDQQ WURW]GHP EHUHLWV EH 

JRQQHQ ZHUGHQ GLHVH 1HEHQSUR]HVVH ]X SODQHQ DXFK ZHQQ VSlWHU HUVW GHU 

HQGJ OWLJH $EVFKOXVV P|JOLFK LVW 

E 6WXIH ± $ 3HULSKHUH 0RQWDJHEHZHJXQJ 

+LHU VLQG GLH P|JOLFKHQ %HZHJXQJHQ ]ZLVFKHQ HLQ]HOQHQ 0RQWDJHRSHUDWLRQHQ 

]X XQWHUVXFKHQ *OHLFK]HLWLJ N|QQHQ PD[LPDO P|JOLFKH + OOYROXPHQ XQG 0DV 

VHQ EHVWLPPW ZHUGHQ GLH LQ GHU 3URGXNWJHVWDOWXQJ HLQ]XKDOWHQ VLQG 

F 6WXIH ± $ %H (QWODGHQ GHU %HUHLWVWHOOXQJ 

'LHVHU 6FKULWW VROO GLH $QELQGXQJ DQ GLH /RJLVWLN RSWLPLHUHQ 'LH 0DJD]LQH GH 

ILQLHUHQ VRZRKO GLH + OOYROXPHQ GHU .RPSRQHQWHQ DOV DXFK GLH /RVJU|‰H LQ 

GHU SURGX]LHUW ZHUGHQ NDQQ 'LH H[SOL]LWH )RUPXOLHUXQJ GHU %HZHJXQJVEDKQ 

NDQQ DEHU JHJHEHQHQIDOOV HUVW QDFK )HVWOHJHQ GHU 3URGXNWJHRPHWULH HUIROJHQ 

F 6WXIH ± $ $QQlKHUQ 9HUODVVHQ GHU ) JHVWHOOH 

8QWHU GHU 0D‰JDEH GHU + OOYROXPHQYRUJDEH XQG QDFK (QWVFKHLGXQJ I U GLUHN 

WH %HWULHEVPLWWHO NDQQ GLH 3ODQXQJ I U GDV $QQlKHUQ XQG 9HUODVVHQ GHU ) JH 

VWHOOH VWDWWILQGHQ +LHU LVW GDV $XJHQPHUN DXI GLH PLQLPDOH 1HEHQ]HLW ]X OHJHQ 

F 6WXIH ± $ (OHPHQWDUH 0RQWDJHEHZHJXQJ 

2KQH .HQQWQLV GHU NRQNUHWHQ 3URGXNWJHRPHWULH LVW GLHVHU 6FKULWW IUHLOLFK QLFKW 

YROOVWlQGLJ DE]XVFKOLH‰HQ $OOHUGLQJV N|QQHQ GXUFK GLH $QODJH 9RUJDEHQ I U 

GLH 0RQWDJHULFKWXQJ JHPDFKW ZHUGHQ ] % OLQHDU VHQNUHFKW YRQ REHQ HWF 

=XGHP N|QQHQ KLHU 9RUJDEHQ ]XU 9HUELQGXQJVWHFKQLN JHPDFKW ZHUGHQ ] %


6FKQDSSHQ PLW GHP LQ GHQ EULJHQ 6FKULWWHQ HLQJHVHW]WHQ +DQGKDEXQJVJHUlW 

RGHU DEHU 6FKUDXEHQ XQG .OHEHQ PLW ]XVlW]OLFKHQ %HWULHEVPLWWHOQ (UVW QDFK 

GHP GDV 3URGXNW IHUWLJ NRQVWUXLHUW LVW HUIROJW GHU $EVFKOXVV GLHVHV 6FKULWWHV 


'LHVH 3ODQXQJVVWXIH ZLUG HEHQVR ZLH 3 LP SURGXNWJHWULHEHQHQ )DOO EHUZLH 

JHQG VLWXDWLRQVVSH]LILVFK DEJHDUEHLWHW ,P )DOOH GHU :LHGHUYHUZHQGXQJ YRQ 

$QODJHQ RGHU WHLOHQ LVW XQWHU 8PVWlQGHQ I U 7HLOEHUHLFKH GHV 0RQWDJHYRU 

JDQJV EHUHLWV GLH 6\QFKURQLVDWLRQ HUIROJW XQG NDQQ GDKHU EHUQRPPHQ ZHU 

GHQ 


$XFK GHU 0RQWDJHDQODXI XPIDVVW GLH JOHLFKHQ ,QKDOWH ZLH LP SURGXNWJHWULHEH 

QHQ )DOO V .DSLWHO GDKHU ZLUG DXI HLQH HUQHXWH 'DUVWHOOXQJ YHU]LFKWHW


*HVDPWGDUVWHOOXQJ GHU DQODJHQJHWULHEHQHQ 3ODQXQJ 

'LH $EELOGXQJ ]HLJW GHQ $EODXI GHU DQODJHQJHWULHEHQHQ 9RUJHKHQVZHLVH 

3URGXNW 

*HZLFKW 

9ROXPHQ 7HLOH]DKO 

*U|‰HQRUGQXQJHQ 

 

6W FN]DKO 

3U IVWUDWHJLHQ 

 

+ OOYROXPHQ 

7HFKQRORJLH 

) JHULFKWXQJHQ 

NUlIWH 

 

 

/RVJU|‰H 

+ OOYROXPHQ 

Ã 

 

'HVLJQ 

)LQLVK 

 

0RQWDJH 


ÃÃ 

Ã 

 

ÃÃÃÃ 

 

 

ÃÃ 

ÃÃ 

ÃÃÃÃ 

 

 

ÃÃ 

ÃÃ 

ÃÃ 

ÃÃÃÃ 

Ã 

Ã 

ÃÃ 

ÃÃ 

ÃÃ 

ÃÃÃÃ 

ÃÃ 

Ã 

ÃÃ 

ÃÃÃÃ 

Ã 

ÃÃ 

Ã 

 

ÃÃ 

ÃÃ 

Ã 

 

$QODJH 

 

 

Ã 

 

Ã 

 

 

 

Ã 

 

 

 

$EELOGXQJ *HVDPWGDUVWHOOXQJ GHU DQODJHQJHWULHEHQHQ 0RQWDJH 

YRUJDQJVSODQXQJ


5HV PHH GHU 9RUJHKHQVZHLVHQ 

'LH *HVWDOWXQJ GHV 0RQWDJHYRUJDQJV NDQQ HLQHUVHLWV YRQ GHP ]X PRQWLHUHQ 

GHQ 3URGXNW DQGHUHUVHLWV YRQ GHU I U GLH 0RQWDJH HLQ]XVHW]HQGHQ $QODJH 

GHWHUPLQLHUW ZHUGHQ -H QDFK ,QWHQVLWlW GHV (LQIOXVVHV VLQG GLH EHLGHQ .DWHJR 

ULHQ SURGXNWJHWULHEHQ XQG DQODJHQJHWULHEHQ P|JOLFK 'HU SULQ]LSLHOOH 8QWHU 

VFKLHG EHVWHKW LQ GHU 5HLKHQIROJH LQ GHU GLH 7HLOYRUJlQJH GHV 0RQWDJHDEODX 

IHV JHSODQW ZHUGHQ VRZLH LQ GHU %H]LHKXQJ ]X GHQ *HVWDOWXQJVHOHPHQWHQ 

3URGXNW XQG $QODJH *HJHQ EHU GHP HLQHQ ZHUGHQ 9RUJDEHQ JHPDFKW YRQ 

GHP MHZHLOV DQGHUHQ VLQG HQWVSUHFKHQGH $QIRUGHUXQJHQ ]X HUI OOHQ 'LH )HVW 

OHJXQJ GHV 7UHLEHUV JHVFKLHKW LP 9RUIHOG GHU 3ODQXQJ GXUFK GLH EHUJHRUG 

QHWH 3URMHNWOHLWXQJ XQG ZLUG KLHU QLFKW PLW LQ GLH %HWUDFKWXQJHQ DXIJHQRPPHQ 

'LH *HJHQ EHUVWHOOXQJ GHU 3ODQXQJVZHLVHQ SURGXNW XQG DQODJHQJHWULHEHQ 

]HLJW $EELOGXQJ 'DV 9RUJHKHQ LQQHUKDOE GHU 3ODQXQJVVWXIH VLQG QLFKW 

NRPSOHWW HQWJHJHQJHVHW]W GD LQ EHLGHQ )lOOHQ ]XHUVW GLH LQGLUHNWHQ %HWULHEV 

PLWWHO DXVJHVXFKW ZHUGHQ EHYRU GLH 3ODQXQJ GHU %HUHLWVWHOOXQJ JHVFKLHKW 

'LHV LVW GDGXUFK EHJU QGHW GDVV HEHQ GLH LQGLUHNWHQ %HWULHEVPLWWHO DOV +DQG 

KDEXQJVHLQULFKWXQJ LQ GHU DXWRPDWLVLHUWHQ =HOOH GXUFK LKUHQ %HZHJXQJVUDXP 

HLQLJH 5DQGEHGLQJXQJHQ VHW]HQ GLH GDQQ EHL GHU *HVWDOWXQJ GHU 0DJD]LQH 

HWF EHU FNVLFKWLJW ZHUGHQ VROOWH ,Q GHU 5HJHO LVW KLHU HLQ $QSDVVXQJVDXIZDQG 

JHULQJHU XQG GDKHU ZHQLJHU NRVWHQLQWHQVLY 

SURGXNWJHWULHEHQ 

Ã 

 

Ã 

 

 

 

Ã 

 

 

 

Ã 

 

 

 

Ã 

 

 

 

Ã 

 

 

 

 

 

6WUXNWXU *HVDPWDEODXI 

0RQWDJHUHLKHQIROJH 

3URGXNW 

(OHPHQWDUH .HUQEHZHJXQJ ) JHQ GHU .RPSRQHQWHQ 

'LUHNWH %HWULHEVPLWWHO 


=HOOHQ /D\RXW 

3URGXNW 

$QIDKUHQ 9HUODVVHQ GHU ) JHVWHOOH 

,QGLUHNWH %HWULHEVPLWWHO 

3HULSKHUH 0RQWDJHEHZHJXQJ 

%HODGHQ (QWODGHQ 

0RQWDJHDQODXI 

6\QFKURQLVDWLRQ 

'LUHNWH %HWULHEVPLWWHO 

%HODGHQ (QWODGHQ 


3HULSKHUH 0RQWDJHEHZHJXQJ 

,QGLUHNWH %HWULHEVPLWWHO 

:HUNVW FNXQDEKlQJLJH 1HEHQSUR]HVVH 

0RQWDJHDQODXI 

=HOOHQ /D\RXW 

6\QFKURQLVDWLRQ 6WUXNWXU *HVDPWDEODXI 

0RQWDJHDEODXI 

 

 

Ã 

 

 

 

Ã 

 

 

 

Ã 

 

 

 

Ã 

 

 

 

Ã 

 

 

 

Ã 

 

DQODJHQJHWULHEHQ 

$EELOGXQJ *HJHQ EHUVWHOOXQJ GHU 3ODQXQJVYRUJHKHQ

'DWHQPRGHOO 

'DWHQPRGHOO 

'LH 3ODQXQJ PLW HLQHP 5HFKQHUZHUN]HXJ VHW]W YRUDXV GDVV HLQ HQWVSUHFKHQG 

XPIDVVHQGHV 'DWHQVFKHPD EHUHLWVWHKW DXV GHP ZlKUHQG GHU 3ODQXQJ GDV 

NRQNUHWH UHFKQHULQWHUQH 0RGHOO DXIJHEDXW ZHUGHQ NDQQ 'DV 'DWHQVFKHPD 

PXVV VR JHVWDOWHW VHLQ GDVV HV KLOIW VRZRKO GLH DXIJHVWHOOWH )RUGHUXQJ 3UR 

]HVVSODQXQJ LP 9RUGHUJUXQG GHU %HWUDFKWXQJHQ .DSLWHO DOV DXFK )RU 

GHUXQJ 'XUFKJlQJLJNHLW YRQ GHU ,GHH ]XU 5HDOLVLHUXQJ .DSLWHO DE]X 

GHFNHQ 

'DV 0RQWDJHSODQXQJVPRGHOO DOV 7HLO HLQHV LQWH 

JULHUWHQ 3URGXNW XQG 3UR]HVVPRGHOOV 

'DV KLHU YRUJHVWHOOWH 'DWHQVFKHPD ]XU 0RQWDJHSODQXQJ XQG VWHXHUXQJ YHU 

VWHKW VLFK DOV 3DUWLDO HLQHV LQWHJULHUWHQ 3URGXNW XQG 3UR]HVVPRGHOOV I U (QW 

ZLFNOXQJVSURMHNWH ZLH HV EHL $0%526< 8 $ VNL]]LHUW ZXUGH 

Konstruktion 

3URGXNW 

Projektleitung 

HLJHQH 'DWHQ 

JHPHLQVDPH 'DWHQ 

0RQWDJH 

DQODJH 

Montageplanung 

$EELOGXQJ 'DV LQWHJULHUWH 3URGXNW XQG 3UR]HVVPRGHOO EHVWHKW DXV 

PHKUHUHQ 3DUWLDOHQ 

,Q GLHVHU *HVDPW EHUVLFKW V $EELOGXQJ ODJ GHU %HWUDFKWXQJVVFKZHUSXQNW 

DXI GHU EHUHLFKV EHUJUHLIHQGHQ 'DWHQLQWHJUDWLRQ ,P )ROJHQGHQ ZLUG GLH DXV 

I KUOLFKHUH XQG HUZHLWHUWH )DVVXQJ GHU 0RQWDJHSODQXQJ YRUJHVWHOOW XP GHQ 

$QIRUGHUXQJHQ GLHVHU $UEHLW JHUHFKW ]X ZHUGHQ 

:LH EHUHLWV LQ .DSLWHO GDUJHVWHOOW PXVV GHU 0RQWDJHYRUJDQJ GHWDLOOLHUW ELV 

]X GHQ (LQ]HORSHUDWLRQHQ DEELOGEDU VHLQ 'LHVH ZHUGHQ GDQQ LQ GHU 0RQWDJH 

GXUFK GLH HQWVSUHFKHQGHQ %HZHJXQJHQ HLQHV %HWULHEVPLWWHOV XPJHVHW]W $XV 

GLHVHP *UXQGH ZLUG GDV 9HUKDOWHQ YRQ %HWULHEVPLWWHO XQG :HUNVW FN PLW +LOIH 

HLQHV REMHNWEH]RJHQHQ 3HWUL 1HW]HV YRQ )(/'0$11 6 EH 

VFKULHEHQ 'LHVHV 1HW] EHVWHKW DXV 6WHOOHQ GLH $NWLRQHQ RGHU =XVWlQGH UHSUl


VHQWLHUHQ XQG 7UDQVLWLRQHQ GLH GHQ :HFKVHO YRQ HLQHP =XVWDQG ]XP QlFKV 

WHQ UHJHOQ (LQH +LHUDUFKLVLHUXQJ HLQHU HLQ]HOQHQ 6WHOOH GXUFK HLQ XQWHUJHRUG 

QHWHV 1HW] LVW P|JOLFK 'DV 'DWHQVFKHPD HQWKlOW GDKHU DOV ]HQWUDOH 3UR]HVV 

PRGHOOLHUXQJVHOHPHQWH GLH .ODVVHQ 6WHOOH XQG 7UDQVLWLRQ (LQH JHQDXHUH 

'DUVWHOOXQJ EHU GLH 9HUZHQGXQJ GHU REMHNWEH]RJHQHQ 3HWUL 1HW]H ILQGHW VLFK 

EHL $0%526< 8 $ 

0RGHOO GHU 6WHXHUXQJ 

$OV (UZHLWHUXQJ NDQQ GLH 6WHXHUXQJ HLQHU $QODJH QXQ HEHQIDOOV LP 3UR]HVV 

PRGHOO DEJHOHJW ZHUGHQ 8P GHQ 3UR]HVV EHWULHEVPLWWHOXQDEKlQJLJ IRUPXOLH 

UHQ ]X N|QQHQ ZLUG GHU $QVDW] HLQHU QHXWUDOHQ EHUJHRUGQHWHQ 6WHXHUXQJ 

YHUZHQGHW GLH EHU 006 PLW GHQ (LQ]HOVWHXHUXQJHQ NRPPXQL]LHUHQ NDQQ 

'LH .ODVVHQ I U GLH 2EMHNWH GHV 006 6WDQGDUGV VLQG HQWVSUHFKHQG LQ GDV 

'DWHQVFKHPD LQWHJULHUW 5(,1+$57 &8,3(5 V $EELOGXQJ 'LH %H 

IHKOH VLQG GDEHL XQWHUWHLOW LQ 3ULPlU %HIHKOH GLH HLQH GLUHNWH $NWLRQ LP 6LQQH 

GHU 6WHXHUXQJ YHUDQODVVHQ XQG 6HNXQGlU %HIHKOH ZHOFKH GLH 9HUZDOWXQJ GHU 

3URJUDPPH EHUQHKPHQ (LQ %HLVSLHO I U HLQHQ 3ULPlU %HIHKO LVW Ã6WDUW 3UR 

JUDP ,QYRFDWLRQµ GDJHJHQ LVW Ã'RZQORDG 3URJUDP ,QYRFDWLRQµ HLQ 6HNXQGlU 

%HIHKO 

 

 

 

 

 

 

 

 

 

 

 

 

 

Ã 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Ã 

 

 

 

 

 

 

 

 

 

 

 

 

 

Ã 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Ã 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

ÃÃ 

$EELOGXQJ %LOG GHV 'DWHQVFKHPDV 

'LH 006 6WHXHUXQJVEHIHKOH ZHUGHQ EHL GHU ,QVWDQ]LHUXQJ PLW GHQ MHZHLOLJHQ 

3OlW]HQ XQG 7UDQVLWLRQHQ GHU 3HWUL 1HW]H YHUEXQGHQ :DQGHUW QXQ HLQH 0DUNH 

GXUFK GDV LQVWDQ]LHUWH 1HW] VR ZLUG GLH $XVI KUXQJ GHV 006 %HIHKOV DQJH 

VWR‰HQ =X %HJLQQ HLQHU 0RQWDJH VLQG GLH 6WHXHUXQJVSURJUDPPH LQ HLQHP 

.ODVVHQQDPHQ HUVFKHLQHQ LP )ROJHQGHQ ]XU EHVVHUHQ 9HUVWlQGOLFKNHLW LP 7H[W NXUVLY

'DWHQPRGHOO 

5 VWYRUJDQJ HLQPDOLJ LQ GLH 6WHXHUXQJHQ GHU .RPSRQHQWHQ ]X WUDQVIHULHUHQ 

$OOHUGLQJV ZLUG EHU GLH 006 %HIHKOH GDEHL QLFKW GLUHNW GHU $EODXI HLQHV %H 

ZHJXQJVSURJUDPPV HLQHU .RPSRQHQWH EHHLQIOXVVW VRQGHUQ EHU 'RZQORDG 

SHU 'DWHQ EHUWUDJXQJ LQ GLH .RPSRQHQWH JHVFKULHEHQ 'DI U NRPPHQ HEHQ 

IDOOV (OHPHQWH GHV 3HWUL 1HW]HV GHV %HWULHEVPLWWHOV ]XP (LQVDW] GLH LP 5DK 

PHQ GHU 6WHXHUXQJVSODQXQJ YRU GLH HLJHQWOLFKH 0RQWDJHWlWLJNHLW HLQJHI JW 

ZXUGHQ 'LHVH KDEHQ GLH HQWVSUHFKHQGHQ 6HNXQGlU %HIHKOH ]XJHZLHVHQ EH 

NRPPHQ 

$XFK I U GLH 6FKQLWWVWHOOH ]X GHU EHUJHRUGQHWHQ 6WHXHUXQJVHEHQH VLQG LP 'D 

WHQVFKHPD GLH HQWVSUHFKHQGHQ (OHPHQWH YRU]XVHKHQ ,Q GLHVHP )DOO VLQG GDV 

LP :HVHQWOLFKHQ GLH .ODVVHQ $XIWUDJ XQG /RV (LQ $XIWUDJ HQWKlOW GLH ]X SUR 

GX]LHUHQGH 6W FN]DKO GLH LQ PLQGHVWHQV HLQHP /RV JHIHUWLJW ZHUGHQ 6RPLW LVW 

GLH $Q]DKO GHU ,WHUDWLRQHQ GHV 0RQWDJHDEODXIV GXUFK GLH $Q]DKO GHU /RVH XQG 

GLH MHZHLOLJH /RVJU|‰H WHUPLQLHUW 'LHVH ,WHUDWLRQHQ EHWUHIIHQ GLH 3ULPlU %H 

IHKOH GD HLQ 5 VWHQ EHL SURGXNWLRQVWHFKQLVFKHQ $QODJHQ MHZHLOV QXU HLQPDOLJ 

DQIlOOW 

 

Ã 

Ã 

 

Ã 

 

 

 

Ã 

 

ÃÃ 

ÃÃ 

ÃÃÃÃ 

ÃÃ 

ÃÃ 

ÃÃ 

ÃÃ 

Ã 

 

Ã 

ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃ 

ÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃÃ 

 

 

ÃÃ 

 

Ã 

Ã 

Ã 

Ã 

Ã 

Ã 

Ã 

Ã 

Ã 

Ã 

ÃÃ 

Ã 

ÃÃÃÃ 

ÃÃÃÃ 

 

Ã Ã Ã 

Ã 

 

 

Ã 

Ã 

Ã 

Ã 

Ã 

ÃÃ 

 

ÃÃÃÃ 

 

Ã 

Ã 

Ã 

Ã 

Ã 

Ã 

Ã 

 

Ã 

Ã 

Ã 

Ã 

Ã 

 

Ã 

Ã 

Ã 

Ã 

 

ÃÃ 

Ã 

Ã 

Ã 

Ã 

Ã 

Ã 

Ã 

Ã 

Ã 

 

Ã 

Ã 

Ã 

Ã 

Ã 

Ã 

Ã 

Ã 

ÃÃ ÃÃ ÃÃ 

ÃÃ 

Ã 

 

Ã 

Ã 

Ã 

Ã 

 

ÃÃ 

Ã 

 

ÃÃ 

 

Ã 

 

$EELOGXQJ %LOG HLQHV LQVWDQ]LHUWHQ 'DWHQPRGHOOV PLW 6WHXHUXQJVEHIHKOHQ 

,Q $EELOGXQJ LVW GDV 2EMHNWPRGHOO HLQHV H[HPSODULVFKHQ 0RQWDJHYRUJDQJV 

]X VHKHQ ,P %HUHLFK GHU VWDWLVFKHQ 2EMHNWH ILQGHQ VLFK GDV EHWUDFKWHWH %H


WULHEVPLWWHO GLH 3URGXNWNRPSRQHQWHQ XQG GLH $UEHLWVXQWHUODJHQ DOV ,QVWDQ]HQ 

) U GHQ 5RERWHU 5; GLH 6SLQGHO GDV *HKlXVH XQG GDV *HWULHEH ZHUGHQ 

MHZHLOV 0RQWDJHSUR]HVVH HLQJHI KUW GLH DXV 6WHOOHQ XQG 7UDQVLWLRQHQ EHVWH 

KHQ 'LH 9HUQHW]XQJ GHU (LQ]HOYRUJlQJH ILQGHW DQ GHU 0RQWDJHDXIJDEH ) JHQ 

VWDWW ) U MHGHV 2EMHNW PLW HLQHP 0RQWDJHSUR]HVV JLEW HV HLQH VHSDUDW LQVWDQ 

]LHUWH 0DUNH GLH YDULDEHO DQ HLQH 6WHOOH GHV 3HWUL 1HW]HV DVVR]LLHUW ZLUG XP 

GHQ DNWXHOOHQ =XVWDQG GHV EHWUHIIHQGHQ 2EMHNWHV GDU]XVWHOOHQ ) U GLH $EODXI 

VWHXHUXQJ GHV 5RERWHUV LVW DQ GHU EHWUHIIHQGHQ 6WHOOH GHU 9RUJDQJVEHVFKUHL 

EXQJ GHU 3ULPlU %HIHKO ]XP 6WDUWHQ GHV 7HLOSURJUDPPV I U GLH ) JHEHZH 

JXQJ DQJHNQ SIW 6REDOG GLH 0DUNH 5; DXI GLH HQWVSUHFKHQGH 6WHOOH GHV 

1HW]HV EHU HLQHQ 3RLQWHU YHU]HLJHUW ZLUG HUIROJW GLH $XVI KUXQJ GHV 006 

%HIHKOV 

=XU (UK|KXQJ GHU 6\VWHPSHUIRUPDQFH ZHUGHQ EHLP 'XUFKWDNWHQ GHV 1HW]HV 

MHZHLOV GLH DNWXHOO PLW 0DUNHQ EHOHJWHQ 6WHOOHQ VHSDUDW YHUZDOWHW 6RPLW LVW QXU 

HLQ %UXFKWHLO GHU JHVDPWHQ 1HW]HOHPHQWH DXI 6FKDOWP|JOLFKNHLW ]X XQWHUVX 

FKHQ XQG HV VLQG QLFKW EHL MHGHP 7DNW DOOH 1HW]H GHU DP *HVDPWSUR]HVV EH 

WHLOLJWHQ 2EMHNWH ]X EHUSU IHQ 

,QWHJUDWLRQ LQ EHUJHRUGQHWH /HLWVWHXHUXQJ 

,Q GHQ YRUDQJHJDQJHQHQ $EVFKQLWWHQ VLQG $QVDW]SXQNWH GDUJHOHJW ZRUGHQ 

ZLH VLFK DXV GHU 0RQWDJHDEODXIVWUXNWXU HLQH YROOVWlQGLJH 9RUJDQJVEHVFKUHL 

EXQJ HLQVFKOLH‰OLFK GHU 6WHXHUXQJ GHU $QODJH HUVWHOOHQ OlVVW 'DEHL JLQJ HV LP 

(EHQHQPRGHOO GHU 3URGXNWLRQ V $EELOGXQJ XP GLH =HOOHQVWHXHUXQJVHEHQH 

XQG GLH GDUXQWHU OLHJHQGHQ (EHQHQ 'HU OHW]WH IHKOHQGH $VSHNW DXV )RUGHUXQJ 

'XUFKJlQJLJNHLW YRQ GHU ,GHH ]XU 5HDOLVLHUXQJ LVW GLH $QNQ SIXQJ DQ GLH 

EHUJHRUGQHWHQ (EHQHQ 

+LHUXQWHU LVW HLQH 9HUELQGXQJ GHU =HOOHQVWHXHUXQJ ]XU $XIWUDJVVWHXHUXQJ ]X 

YHUVWHKHQ VRGDVV 0RQWDJHDXIWUlJH DXV GHU /HLWVWHXHUXQJVHEHQH PLWWHOV HL 

QHV 336 6\VWHPV LQ GLH HLQ]HOQHQ .DSD]LWlWVHLQKHLWHQ HLQJHODVWHW ZHUGHQ 

N|QQHQ $EHU DXFK YRUKHU VFKRQ LVW GLHVH $QNRSSOXQJ Z QVFKHQVZHUW ,P 

5DKPHQ GHU 9RUJDQJVEHVFKUHLEXQJVSODQXQJ ZHUGHQ $UEHLWVSOlQH DQJHOHJW 

GLH DOV 0XVWHUDUEHLWVSOlQH LQ GLH /HLWVWHXHUXQJVHEHQH EHUVSLHOW ZHUGHQ VROO 

WHQ GDPLW VLH GRUW I U GLH =XVDPPHQVWHOOXQJ GHU $UEHLWVXQWHUODJHQ ]X HLQHP 

0RQWDJHDXIWUDJ EHUHLWVWHKHQ %HL JHVFKLFNWHU 'DWHQKDOWXQJ DOOHU LQYROYLHUWHQ 

6\VWHPH LVW HV P|JOLFK GDVV EHU GHQ $UEHLWVSODQ DXFK GLH 6WHXHUXQJVSUR 

JUDPPH GHU HLQ]HOQHQ %HWULHEVPLWWHO YHUI JEDU VLQG ± DXV 6LFKW GHV NRQ]L 

SLHUWHQ 'DWHQVFKHPDV MHGHQIDOOV LVW GLHVHU =XVDPPHQKDQJ GLUHNW JHJHEHQ



'DV YRUOLHJHQGH .RQ]HSW LVW DXIJUXQG VHLQHU XQWHUVFKLHGOLFKHQ %HVWDQGWHLOH LQ 

GHU /DJH GLH GUHL LQ .DSLWHO DXIJHVWHOOWHQ )RUGHUXQJHQ ]X HUI OOHQ 

'LH %HWRQXQJ GHU 3UR]HVVSODQXQJ ZXUGH LQVEHVRQGHUH GXUFK GLH 8QWHUWHLOXQJ 

GHV 0RQWDJHYRUJDQJV LQ XQWHUVFKLHGOLFKH 7HLOYRUJlQJH HUUHLFKW GLH HV VHSD 

UDW XQG YROOVWlQGLJ ]X SODQHQ JLOW 

'LH %HU FNVLFKWLJXQJ GHU (LQIO VVH DXV $QODJH XQG 3URGXNW JHVFKLHKW GXUFK 

GLH )HVWOHJXQJ HLQHV 7UHLEHUV LQ GHU 9RUJHKHQVZHLVH GHU IHVWOHJW RE GLH $Q 

ODJH GHP 3URGXNW DQ]XSDVVHQ LVW RGHU XPJHNHKUW +LHU VLQG DXFK DEJH 

VFKZlFKWH )RUPHQ GXUFK )HVWOHJXQJ HLQHV EHUZLHJHQGHQ 7UHLEHUV PLW Ã9H 

WRUHFKWµ GHV XQWHUOHJHQHQ P|JOLFK XQG LQ GHU EHWULHEOLFKHQ 3UD[LV VLQQYROO 'LH 

H[SOL]LWH (LQEH]LHKXQJ GHV $QODJHQKHUVWHOOHUV LQ GHQ RSHUDWLYHQ 3ODQXQJVDE 

ODXI VROO GLH %HU FNVLFKWLJXQJ GHU $QODJHQJHJHEHQKHLWHQ YHUEHVVHUQ 

'LH 'XUFKJlQJLJNHLW GHU 3ODQXQJ YRQ GHU ,GHH ]XU 5HDOLVLHUXQJ VFKOlJW VLFK LQ 

PHKUHUHQ .RPSRQHQWHQ QLHGHU *UXQGODJH LVW LQVEHVRQGHUH HLQ 'DWHQPRGHOO 

GDV QLFKW QXU LP %HUHLFK GHU 3ODQXQJ VRQGHUQ DXFK I U GLH 6WHXHUXQJ YRQ 

0RQWDJHDQODJHQ HLQJHVHW]W ZHUGHQ NDQQ =XGHP NRPPHQ GLH XQWHUVFKLHG 

OLFKH 'HWDLOOLHUXQJVP|JOLFKNHLW GHU 3UR]HVVEHVFKUHLEXQJ MH QDFK 3ODQXQJV 

VWDQG XQG GDV .RQ]HSW GHU EHWULHEVPLWWHOQHXWUDO IRUPXOLHUWHQ $EODXIVWHXHUXQJ 

DXI $QODJHQ E]Z =HOOHQHEHQH PLWWHOV 006 ]XP (LQVDW]

8PVHW]XQJ LQ HLQHP 5HFKQHUZHUN]HXJ 

$Q GLHVHU 6WHOOH ZHUGHQ GLH QHX HQWZLFNHOWHQ (OHPHQWH GHV 5HFKQHUZHUN 

]HXJV YRUJHVWHOOW GDV GXUFK GLHVH (UJlQ]XQJHQ HLQH 'XUFKJlQJLJNHLW YRQ GHU 

3ODQXQJ ]XP %HWULHE HUP|JOLFKW 'DV *HVDPWV\VWHP VWHOOW GLH 8PVHW]XQJ GHU 

.RQ]HSWWHLOH GDEHL JHOWHQ ZHLWHUKLQ GLH $QIRUGHUXQJHQ DXV .DSLWHO 

hEHUVLFKW GHV 3ODQXQJVZHUN]HXJV 

'LHVH =XVDPPHQIDVVXQJ EHQHQQW GLH .RPSRQHQWHQ GHU 3ODQXQJVXPJHEXQJ 

XQG VWHOOW GHQ JUREHQ =XVDPPHQKDQJ GDU 

9RUKDQGHQHV %DVLVV\VWHP 

'LH *UXQGODJH ELOGHW GDV 6\VWHP &RV0RQ$XW )(/'0$11 ,Q &RV0RQ$XW 

N|QQHQ ZHVHQWOLFKH $XIJDEHQ GHU 0RQWDJHSODQXQJ GXUFKJHI KUW ZHUGHQ (LQH 

JHQDXHUH %HVFKUHLEXQJ ILQGHW VLFK LQ .DSLWHO ,P 5DKPHQ GHU YRU 

OLHJHQGHQ $UEHLW IDQG HLQH GHU =LHOVHW]XQJ HQWVSUHFKHQGH (UZHLWHUXQJ YRQ 

&RV0RQ$XW VWDWW 

(UZHLWHUXQJHQ 

,Q &RV0RQ$XW ZXUGHQ ]XVlW]OLFKH (GLWRUHQ ]XU 3ODQXQJ XQG %HZHUWXQJ GHU 

YHUIHLQHUWHQ 0RQWDJHYRUJDQJVEHVFKUHLEXQJ LQ )RUP GHV 6WHXHUXQJVDEODXIHV 

JHVFKDIIHQ 'LHVH HUP|JOLFKHQ GHP %HGLHQHU GLH JUDILVFK LQWHUDNWLYH *HVWDO 

WXQJ GHV MHZHLOLJHQ 3HWUL 1HW]HV XQG GLH =XZHLVXQJ GHU 6WHXHUXQJVEHIHKOH V 

.DSLWHO 

'LH 006 %HIHKOH VLQG EHU QHX GHILQLHUWH ,FRQV V .DSLWHO V\PEROLVLHU 

EDU XP GLH DXV GHP ELVKHULJHQ $EODXISODQ JHZRKQWH $QVFKDXOLFKNHLW GHU 3UR 

]HVVGDUVWHOOXQJ ZHLWHU]XI KUHQ 

'LH .RPPXQLNDWLRQ PLW GHQ VLPXOLHUWHQ E]Z UHDOHQ .RPSRQHQWHQVWHXHUXQJHQ 

HUIROJW EHU HLQH QHXH &25%$ 6FKQLWWVWHOOH V .DSLWHO 

) U GLH .RPSRQHQWHQVWHXHUXQJHQ LP 6LPXODWLRQVV\VWHP VRZLH I U HLQHQ 

H[HPSODULVFKHQ 5RERWHU XQG HLQH 636 ZXUGHQ 90'V DOV 6RIWZDUHPRGXOH LP 

SOHPHQWLHUW V .DSLWHO 'LHVH VLQG GDV *HJHQVW FN ]XU &RV0RQ$XW 6WHXH 

UXQJVVFKQLWWVWHOOH XQG NRPPXQL]LHUHQ GLUHNW PLW GHU 6WHXHUXQJVKDUGZDUH E]Z 

GHUHQ 6LPXODWLRQVPRGHOO 

(LQ 'DWHQDXVWDXVFK PLW GHU EHUJHRUGQHWHQ /HLWHEHQH LVW GXUFK HLQH $QELQ 

GXQJ DQ HLQ 336 6\VWHP LPSOHPHQWLHUW V .DSLWHO 

$EELOGXQJ ]HLJW VFKHPDWLVFK GLH (UZHLWHUXQJHQ GHU %DVLV


90' I U 

' 6LPXODWLRQ 

6FKQLWWVWHOOH 

]X 

336 6\VWHP 

&RV0RQ$XW 

%DVLVV\VWHP 

6FKQLWWVWHOOH 

]X 

.RPSRQHQWHQ 

VWHXHUXQJHQ 

90' I U 

UHDOH 636 

3ODQXQJV 

XQG $QDO\VH 

(GLWRUHQ 

6WHXHUXQJVDEODXI 

90' I U 

UHDOHQ 5RERWHU 

$EELOGXQJ 'DV &RV0RQ$XW %DVLVV\VWHP XQG GLH (UZHLWHUXQJHQ 

3ODQXQJV XQG $QDO\VHHGLWRUHQ I U GHQ 

6WHXHUXQJVDEODXI 

'DV 6\VWHP &RV0RQ$XW OHJW EHUHLWV EHLP (UVWHOOHQ GHV $EODXISODQV GLH 6WUXN 

WXU GHV 3HWUL 1HW]HV DQ 'LHV LVW GLH DXVI KUOLFKVWH 'DUVWHOOXQJVP|JOLFKNHLW I U 

GLH 0RQWDJHYRUJDQJVEHVFKUHLEXQJ 'LH *UDILNYHUZDOWXQJ LQ &RV0RQ$XW ILOWHUW 

GRUW MHGRFK GLH QLFKW EHQ|WLJWHQ (OHPHQWH KHUDXV XQG JHQHULHUW HLQH NRU 

UHVSRQGLHUHQGH 6LFKW DXI GHQ 'DWHQEHVWDQG XP GLH hEHUVFKDXEDUNHLW I U GHQ 

$QZHQGHU ]X YHUEHVVHUQ 

,VW QXQ I U GLH %HDUEHLWXQJ GLH 5HSUlVHQWDWLRQ DOV 3HWUL 1HW] HUIRUGHUOLFK ZLUG 

GLHVHOEH 6WUXNWXU OHGLJOLFK DQGHUV JUDILVFK DXIEHUHLWHW XQG NDQQ RKQH .RQYHU 

WLHUXQJVDUEHLWHQ GLUHNW HLQJHVHW]W ZHUGHQ 'LHV LVW EHL GHU *HVWDOWXQJ GHU 6\Q 

FKURQLVDWLRQ GHU (LQ]HOSUR]HVVH GHU )DOO (LQ KLHUI U JHVWDOWHWHU 3ODQXQJVHGLWRU 

GHV 6\VWHPV &RV0RQ$XW RIIHULHUW GHP $QZHQGHU JHHLJQHWH :HUN]HXJH I U 

GLHVH 3ODQXQJVDXIJDEH ,Q GHQ (GLWRUHQ EHVWHKW GLH 0|JOLFKNHLW EHU GHIL 

QLHUWH 2SHUDWLRQHQ DXI GDV UHFKQHULQWHUQH 0RGHOO GHU 0RQWDJHYRUJDQJVEH 

VFKUHLEXQJ ]X]XJUHLIHQ 

3ODQXQJ GHU $EODXIVWHXHUXQJ 

) U GLH *HVWDOWXQJ GHU 3HWUL 1HW]H VWHKHQ HOHPHQWDUH (GLWLHUZHUN]HXJH EHUHLW 

PLW GHQHQ GLH 1HW]EHVWDQGWHLOH 6WHOOH XQG 7UDQVLWLRQ QHX HLQJHI KUW XQG HQW 

VSUHFKHQG ]HLWOLFK XQG KLHUDUFKLVFK YHUQHW]W ZHUGHQ N|QQHQ )HUQHU N|QQHQ 

6WHOOHQ RGHU 7UDQVLWLRQHQ V\QFKURQLVLHUW ZHUGHQ XP HLQH *OHLFK]HLWLJNHLW ]X 

HUUHLFKHQ =XGHP VLQG DEODXIEHHLQIOXVVHQGH 9HUELQGXQJHQ YRQ 6WHOOHQ GHV 

HLQHQ ]X 7UDQVLWLRQHQ GHV DQGHUHQ 1HW]HV )UHLVFKDOWXQJ UHDOLVLHUEDU 'HQ 

HLQ]HOQHQ 1HW]HOHPHQWHQ ODVVHQ VLFK GDQQ DXFK HQWVSUHFKHQGH %HIHKOH DXV 

GHP 006 8PIDQJ JUDILVFK ]XZHLVHQ


,Q HLQHP ZHLWHUHQ %HDUEHLWXQJVPRGXV N|QQHQ GLH 1HW]HOHPHQWH JOHLFK PLW 

HQWVSUHFKHQGHQ 006 %HIHKOHQ NRPELQLHUW DXVJHZlKOW ZHUGHQ V $EELOGXQJ 

(V VWHKHQ VHSDUDWH )HQVWHU I U GLH $XVZDKO YRQ 6WHOOHQ XQG 7UDQVLWLRQHQ 

EHUHLW 1DFK GHU 6HOHNWLRQ NRPPXQL]LHUW GHU $QZHQGHU EHU HLQHQ 'LDORJ PLW 

&RV0RQ$XW XP GLH 3DUDPHWHU GHU 6WHXHUXQJVEHIHKOH DQ]XVSUHFKHQGHV 3UR 

JUDPP 9DULDEOHQZHUWH HWF HLQ]XJHEHQ 

$EELOGXQJ ,FRQ %R[HQ ]XU $XVZDKO YRQ 006 %HIHKOHQ 

,P )DOOH GHU GLUHNWHQ 9HUELQGXQJ ]ZHLHU 6WHOOHQ GXUFK GHQ $QZHQGHU I JW GDV 

6\VWHP DXWRPDWLVFK HLQH 7UDQVLWLRQ GD]ZLVFKHQ HLQ DQ GLH VSlWHU HEHQVR HLQ 

006 %HIHKO JHKlQJW ZHUGHQ NDQQ 6RPLW HUIROJW GLH 3ODQXQJ GHV %HWULHEV 

PLWWHODEODXIHV lKQOLFK JUDILVFK RULHQWLHUW ZLH GLH $EODXISODQXQJ GHV 0RQWDJH 

YRUJDQJHV DXV 3URGXNWVLFKW EHU GLH 9', 6\PEROLN 'DGXUFK HUOHLFKWHUW GDV 

6\VWHP VRZRKO GLH 3ODQXQJ VHOEVW DOV DXFK GLH (LQDUEHLWXQJ LQ YRUKDQGHQH 

$EOlXIH V $EELOGXQJ


0DUNH 

JHVHW]W 

5; B 

5; 5; 5; 5; 

6WHOOH 

9HUELQGXQJV 

DXIEDX 

6\PERO I U GHQ 

0RQWDJHSUR]HVV 

7UDQVLWLRQ 

6WDWXV 

DEIUDJH 

6WHOOH 

6WDUWHQ GHV 

3URJUDPPV $ 

7UDQVLWLRQ 

6WDWXV 

DEIUDJH 

6\PERO I U GHQ 

5RERWHU 5; 

6WHOOH 

6WDUWHQ GHV 

3URJUDPPV % 

7UDQVLWLRQ 

QRFK RKQH 6WHOOH 

006 $EIUDJH 9HUELQGXQJV 

DEEDX 

$EELOGXQJ *UDILVFK GDUJHVWHOOWH 006 %HIHKOVVHTXHQ] 

1DFK GHU 0RGHOOLHUXQJ XQG 6\QFKURQLVLHUXQJ GHV 9RUJDQJVQHW]HV HUIROJW GLH 

9HULILNDWLRQ GHV *HVDPWDEODXIV +LHU VWHKW HLQ GUHLVWXILJHV 9RUJHKHQ ]XU 9HU 

I JXQJ (V ELHWHW MHZHLOV HLQ JH]LHOWHV :HLWHUWDNWHQ XP HLQHQ 6FKULWW RGHU DEHU 

DXFK HLQ 'XUFKWDNWHQ QDFK YRUJHJHEHQHP =HLWLQNUHPHQW 

œ /RJLVFKH hEHUSU IXQJ GHU 1HW]VWUXNWXU 

'LH 6WHXHUXQJVDNWLRQHQ ZHUGHQ EHU 'LDORJH GDUJHVWHOOW XQG YRP 

%HQXW]HU GLH HQWVSUHFKHQGHQ 5 FNJDEHZHUWH GHU .RPSRQHQWHQ HU 

IUDJW 'HU 9RUJDQJ ILQGHW DOOHLQ LQQHUKDOE GHV 6\VWHPV &RV0RQ$XW 

VWDWW 

œ 6LPXODWLRQ GHV %HZHJXQJVDEODXIHV 

'DUXQWHU IlOOW GLH 6WHXHUXQJ GHU YLUWXHOOHQ %HWULHEVPLWWHO LP ' 6LPX 

ODWLRQVSURJUDPP 86,6 =XU ,QLWLDOLVLHUXQJ GHU .RPPXQLNDWLRQ PLW GHQ 

90'V EHU GLH &25%$ 6FKQLWWVWHOOH V .DSLWHO ZLUG EHU HLQ 'L 

DORJIHOG GHP 6\PERO GHV %HWULHEVPLWWHOV GHU 1DPH GHV &25%$ 

90' 6HUYHUV PLWJHWHLOW &RV0RQ$XW HWDEOLHUW VHOEVWWlWLJ EHU &25 

%$ GHQ .RPPXQLNDWLRQVNDQDO GHU 0RQWDJHDEODXI EHJLQQW DE]XODX 

IHQ 1HEHQ GHP ORJLVFKHQ $EODXI N|QQHQ LQ GHU YLUWXHOOHQ $QODJH 

DXFK .ROOLVLRQHQ GHU HLQ]HOQHQ EHZHJWHQ %HWULHEVPLWWHO XQWHUHLQDQ 

GHU HUNDQQW ZHUGHQ 

œ $QVWHXHUXQJ GHV UHDOHQ $EODXIHV 

6RIHUQ GLH ELVKHULJHQ 9HULILNDWLRQVVFKULWWH NRPSOLNDWLRQVIUHL DEOLHIHQ 

XQG GLH $QODJHQKDUGZDUH HQWVSUHFKHQG DXIJHEDXW LVW PXVV OHGLJOLFK 

GHU 1DPH GHV &25%$ 90' 6HUYHUV I U GLH UHDOH .RPSRQHQWH HLQ 

JHJHEHQ ZHUGHQ 6RGDQQ HUIROJW GLH $GUHVVLHUXQJ DOOHU 6WHXHUXQJV 

EHIHKOH GLUHNW DQ GLH UHDOH .RPSRQHQWHQVWHXHUXQJ XQG GHU WDWVlFKOL 

FKH $EODXI LQ GHU 5HDOLWlW EHJLQQW +LHUEHL VLQG HQWVSUHFKHQGH 0D‰ 

QDKPHQ ]XU 9HUZHQGEDUNHLW GHU RIIOLQH HUVWHOOHQ %HZHJXQJVSUR 

JUDPPH YRUDXVJHVHW]W


,Q GHU $UEHLWVREHUIOlFKH ZXUGH HLQ ]HQWUDOHU .QRSI ]XP VRIRUWLJHQ 6WRSSHQ 

LQWHJULHUW GHU HLQH VFKQHOOVWP|JOLFKH 8QWHUEUHFKXQJ DOOHU JHUDGH LP 6WDWXV 

ÃDXVI KUHQGµ EHILQGOLFKHQ 3URJUDP ,QYRFDWLRQV YHUDQODVVW 

'LH 3ODQXQJVHGLWRUHQ I U GLH (UVWHOOXQJ GHU 3HWULQHW] %HVFKUHLEXQJ ]LHOHQ LQ 

HUVWHU /LQLH DXI GLH (UI OOXQJ GHU )RUGHUXQJHQ 3UR]HVVSODQXQJ XQG 

'XUFKJlQJLJNHLW DE 

3ODQXQJ GHU %HZHJXQJVDEOlXIH 

'DV 0RGHOO GHU 9RUJDQJVEHVFKUHLEXQJ LP 5HFKQHUZHUN]HXJ ELOGHW JOHLFK]HLWLJ 

GLH .ODPPHU GLH DOOH 7HLOHUJHEQLVVH VFKO VVLJ ]XVDPPHQKlOW ) U GLH %HZH 

JXQJVSODQXQJ GHU 3URGXNWNRPSRQHQWHQ XQG %HWULHEVPLWWHO DQ GHQ HLQ]HOQHQ 

7HLOVFKULWWHQ GHV 9RUJDQJV ZHUGHQ EHU GLH 6FKQLWWVWHOOH YRQ &RV0RQ$XW GLH 

HQWVSUHFKHQGHQ %HWULHEVPLWWHO XQG 3URGXNWNRPSRQHQWHQ LQ GDV ' 6LPXOD 

WLRQVV\VWHP $Q\6,0 EHUWUDJHQ 

'RUW ILQGHW GLH 3URJUDPPLHUXQJ LP DQODJHQJHWULHEHQHQ )DOO JOHLFK LQ GHU 3UR 

JUDPPLHUVSUDFKH GHV YRUJHVHKHQHQ %HWULHEVPLWWHOV VWDWW 

,P SURGXNWJHWULHEHQHQ )DOO NRPPW ]XQlFKVW HLQH QHXWUDOH 0RYLQJ %DVH ]XP 

(LQVDW] ,VW ]X HLQHP VSlWHUHQ =HLWSXQNW GDV %HWULHEVPLWWHO EHNDQQW HUIROJW GLH 

3URJUDPPHUVWHOOXQJ LQ GHVVHQ VSH]LILVFKHU 6SUDFKH (LQH VSH]LHOOH )XQNWLRQ 

HUP|JOLFKW GLH ZHLWJHKHQG DXWRPDWLVFKH .RQYHUWLHUXQJ GHU YRUDE HUVWHOOWHQ DOO 

JHPHLQJ OWLJHQ 0RYLQJ %DVH 3URJUDPPH LQ VWHXHUXQJVVSH]LILVFKH $EODXIEH 

VFKUHLEXQJHQ 'DGXUFK NDQQ GLH %HZHJXQJVEDKQ GHU HLQ]HOQHQ 3URGXNWNRP 

SRQHQWH DOV .HUQVW FN GHU *HVDPWEHZHJXQJ ZHLWHUYHUZHQGHW ZHUGHQ 'HU 

$EODXI GHV 9RUJHKHQVPRGHOOV YRQ GHU (OHPHQWDUHQ .HUQEHZHJXQJ ]XP *H 

VDPWSURJUDPP V .DSLWHO XQG D LVW DOVR YRP 3ODQXQJVZHUN]HXJ 

GXUFKJlQJLJ XQWHUVW W]W GLHVHV .RQ]HSW HUI OOW LQVEHVRQGHUH GLH )RUGHUXQJ 

7HPSRUDOH XQG PRQHWlUH %HZHUWXQJ 

'LH 0LQGHVWDQIRUGHUXQJ DQ GDV 3ODQXQJVHUJHEQLV LVW GLH WHFKQLVFKH 'XUFK 

I KUEDUNHLW GHU EHVFKULHEHQHQ /|VXQJ ,VW GLHV HUUHLFKW P VVHQ DXFK DQGHUH 

5DQGEHGLQJXQJHQ HUI OOW ZHUGHQ ,P EHWULHEOLFKHQ 8PIHOG VLQG GDV GLH .ULWHUL 

HQ =HLW .RVWHQ XQG 4XDOLWlW ZHOFKH HLQHUVHLWV GHQ 5DKPHQ I U GLH 5HDOL 

VLHUXQJ DXIVSDQQHQ ] % 7DUJHW &RVWLQJ DQGHUHUVHLWV DXIJUXQG GHU 4XDQWL 

IL]LHUEDUNHLW DXFK I U GHQ 9HUJOHLFK XQWHUVFKLHGOLFKHU $OWHUQDWLYHQ KHUDQJH]R 

JHQ ZHUGHQ 

) U GLH %HZHUWXQJ GHU 0RQWDJHYRUJDQJVEHVFKUHLEXQJ VDPW ]XJHK|ULJHU $Q 

ODJH ZXUGHQ GLH =HLW XQG .RVWHQDQDO\VHZHUN]HXJH YRQ &RV0RQ$XW I U GLH 

3HWUL 1HW] 'DUVWHOOXQJ DGDSWLHUW 'LH $XVJDEH HUIROJW DQDORJ GHU EHNDQQWHQ 

$QDO\VH GHU $EODXISOlQH EHU TXDOLWDWLYH %DONHQ DQ GHQ 1HW]HOHPHQWHQ VRZLH 

EHU HLQH H[SOL]LWH 'DUVWHOOXQJ GHU FKDUDNWHULVWLVFKHQ .HQQ]DKOHQ GHV JH 

 

1HXWUDOH .LQHPDWLN PLW VHFKV )UHLKHLWVJUDGHQ DQ GLH HLQ JHRPHWULVFKHV 2EMHNWH JHNQ SIW 

XQG GDPLW EHZHJW ZHUGHQ NDQQ


VDPWHQ 9RUJDQJV LQ HLQHP )HQVWHU ,Q HLQHP JHPHLQVDPHQ $QDO\VHHGLWRU HU 

IROJW QXQ GLH 9LVXDOLVLHUXQJ GHU =HLWHQ I U GLH HLQ]HOQHQ 6WHOOHQ %HU FNVLFKWL 

JXQJ ILQGHQ LQ GHU =HLWDQDO\VH DOOH 6WHOOHQ GHU %HWULHEVPLWWHOQHW]H DXFK GLHMH 

QLJHQ I U GLH ZHUNVW FNXQDEKlQJLJHQ 1HEHQSUR]HVVH 'LHVH ZHUGHQ VHSDUDW 

HUIDVVW XQG GDUJHVWHOOW 6RPLW N|QQHQ =HLWXQWHUVFKLHGH GHXWOLFK JHPDFKW XQG 

SDUDOOHO DEODXIHQGH 9RUJlQJH RSWLPDO DXVJHJOLFKHQ ZHUGHQ %HL GHU .RVWHQ 

DQDO\VH ZHUGHQ XQWHU GHP *HVLFKWVSXQNW GHU .RVWHQWUlJHUUHFKQXQJ DOOH 

:HUWH GHU (LQ]HOQHW]H GHU HQWVSUHFKHQGHQ YHUNQ SIWHQ 6WHOOH GHV :HUNVW FNV 

]XJHWHLOW 6RPLW LVW VFKQHOO HLQH $QWZRUW GDUDXI JHIXQGHQ ZLHYLHO ] % GLH 0RQ 

WDJHRSHUDWLRQ GHU %DXJUXSSH & EHVWHKHQG DXV GHQ .RPSRQHQWHQ $ XQG % 

NRVWHW 'LH YHUHLQEDUWH .RQYHQWLRQ VLHKW YRU GDVV DOOH :HUNVW FNXQDEKlQJL 

JHQ 1HEHQSUR]HVVH GHU LP $EODXI DOV QlFKVWHV YRUNRPPHQGHQ 6WHOOH HLQHV 

:HUNVW FNV ]XJHUHFKQHW XQG GRUW NXPXOLHUW ZHUGHQ 

8P :LHGHUKROXQJHQ ]X YHUPHLGHQ VHL DQVWHOOH HLQHU 'DUVWHOOXQJ GHU $QDO\VH 

IXQNWLRQ LQ &RV0RQ$XW DXI GLH $EELOGXQJ LP $QZHQGXQJVEHLVSLHO LQ .DSLWHO 

YHUZLHVHQ 'LH $QDO\VHP|JOLFKNHLW LVW QLFKW VHSDUDW LQ .DSLWHO 

SRVWXOLHUW GD VLH I U HLQH KRKH 3ODQXQJVTXDOLWlW XQDEGLQJEDU XQG LQ GLHVHP 

6LQQH EHUHLWV LQ GHQ )RUGHUXQJHQ XQG HQWKDOWHQ LVW 


.RPPXQLNDWLRQ 

1DFK GHU 9RUVWHOOXQJ GHV .RPPXQLNDWLRQVNRQ]HSWHV DOV %DVLV GHU *HVDPW 

DUFKLWHNWXU IROJW DQVFKOLH‰HQG GLH %HVFKUHLEXQJ HLQ]HOQHU .RPSRQHQWHQ PLW 

LKUHU )XQNWLRQVZHLVH 

%DVLVPHFKDQLVPXV 

'LH REMHNWRULHQWLHUWH 'HQNZHLVH NRPPW QLFKW QXU EHL GHU (UVWHOOXQJ GHV 'DWHQ 

VFKHPDV ]XP (LQVDW] VRQGHUQ DXFK EHL GHU .RQ]HSWLRQ GHV 3ODQXQJVZHUN 

]HXJV ) U GHQ $QZHQGXQJVIDOO GHU 6WHXHUXQJVSODQXQJ EHUQLPPW GDEHL GDV 

:HUN]HXJ GLH 5ROOH HLQHU $EODXIVWHXHUXQJ 'LHVH VWHKW PLW GHQ HLQ]HOQHQ 2E 

MHNWHQ E]Z .RPSRQHQWHQ GHU $QODJH LQ 9HUELQGXQJ =ZLVFKHQ GHQ 2EMHNWHQ 

ZHUGHQ EHU GLH 9HUELQGXQJHQ 1DFKULFKWHQ DXVJHWDXVFKW GLH GXUFK GDV 3HWUL 

1HW] GHU $EODXIVWHXHUXQJ VRZLH GHQ MHZHLOLJHQ =XVWDQG GHU .RPSRQHQWHQ 

EHVWLPPW VLQG 

) U GLH 0RGHOOLHUXQJ GHU 6WHXHUXQJ VHOEVW ILHO GLH :DKO DXI 006 V .DSLWHO 

6RPLW ZLUG GLH 0RQWDJHDQODJH DXV VWHXHUXQJVWHFKQLVFKHU 6LFKW GXUFK 

HLQ 90' 2EMHNW MH VHSDUDWHU 6WHXHUXQJVNRPSRQHQWH UHSUlVHQWLHUW 'LH EHU 

JHRUGQHWH $EODXIVWHXHUXQJ NRPPXQL]LHUW LQ GHP 0RGHOO GLUHNW PLW GLHVHQ HLQ 

]HOQHQ 2EMHNWHQ 

'LHVHV 0RGHOO JLOW HV QXQ PLW UHDO YHUI JEDUHQ .RPPXQLNDWLRQVPHFKDQLVPHQ 

XP]XVHW]HQ 'DEHL GDUI HV NHLQH 5ROOH VSLHOHQ RE HV VLFK EHLP .RPPXQLNDWL 

RQVSDUWQHU GHU $EODXIVWHXHUXQJ XP GLH 90' HLQHV VLPXOLHUWHQ RGHU HLQHV UH 

DOHQ %HWULHEVPLWWHOV KDQGHOW LQ EHLGHQ )lOOHQ PXVV GHU ,QIRUPDWLRQVIOXVV DXI 

GLHVHOEH $UW XQG :HLVH HUIROJHQ


0RQWDJHSODQXQJV 

6\VWHP 

&RV0RQ$XW 

'DWHQEDQN 

6WHXHUXQJ 

VLPXOLHUW 

' 6LPXODWLRQ 

5HDOH %HWULHEVPLWWHO 

6WHXHUXQJ 

UHDO 

$EELOGXQJ :DKOZHLVH NDQQ GLH 6WHXHUXQJ HLQHV UHDOHQ RGHU VLPXOLHUWHQ 

%HWULHEVPLWWHOV YRQ &RV0RQ$XW DQJHVSURFKHQ ZHUGHQ 

1HEHQ GHQ )HOGEXV $UFKLWHNWXUHQ NRPPHQ LP $XWRPDWLVLHUXQJVEHUHLFK 0$3 

1HW]ZHUNH ]XP (LQVDW] ) U GLH % UR 1HW]ZHUNH LVW GDV (WKHUQHW PLW 7&3 ,3 

6WDQGDUG 6RZRKO &RV0RQ$XW DOV DXFK GDV HLQJHVHW]WH ' 6LPXODWLRQVSUR 

JUDPP VLQG LQ GLHVHP 6LQQH % UR 6RIWZDUH GD VLH DXI 5HFKQHUQ LQ HLQHP 

7&3 ,3 1HW]ZHUN ODXIHQ 'D VRZRKO 6LPXODWLRQVVRIWZDUH DOV DXFK UHDOH $XWR 

PDWLVLHUXQJVNRPSRQHQWHQ YRP 3ODQXQJVZHUN]HXJ &RV0RQ$XW DXV DQ]XVWHX 

HUQ VLQG 

ZHUGHQ 

PXVV HLQ HQWVSUHFKHQGHU .RPPXQLNDWLRQVZHJ HUVW QRFK GHILQLHUW 

(LQVDW] YRQ 0$3 006 

'HU (LQVDW] YRQ 0$3 006 KlWWH EHGHXWHW GDVV GLH $EODXIVWHXHUXQJ PLW HL 

QHP ]HQWUDOHQ 0$3 6HUYHU EHU 7&3 ,3 NRPPXQL]LHUW GHU GDQQ VHLQHUVHLWV 

PLW GHQ HLQ]HOQHQ 90' 2EMHNWHQ EHU GDV 0$3 3URWRNROO 'DWHQ DXVWDXVFKW 

=XVlW]OLFK KlWWHQ GDQQ I U GLH LP ' 6LPXODWLRQVV\VWHP DQ]XVWHXHUQGHQ %H 

WULHEVPLWWHO 90' 2EMHNWH LQQHUKDOE GHV 0$3 1HW]ZHUNV HLQJHULFKWHW ZHUGHQ 

P VVHQ 'LHVH Z UGHQ GLH HPSIDQJHQHQ %HIHKOH ZLHGHU DQ GHQ 0$3 6HUYHU 

]XU FNJHEHQ GDPLW GLHVHU VHLQHUVHLWV HLQH 7&3 ,3 .RPPXQLNDWLRQ PLW GHP 

6LPXODWLRQVV\VWHP GXUFKI KUW XP GLH $QLPDWLRQ ]X EHHLQIOXVVHQ 'LHVHU :HJ 

LVW VHKU DXIZHQGLJ XQG ]X IHKOHUDQIlOOLJ DOV GDVV HLQH ZHLWHUH 9HUIROJXQJ LQ 

%HWUDFKW JHNRPPHQ ZlUH 

$OWHUQDWLYH 006 6\QWD[ PLWWHOV &25%$ EHUWUDJHQ 

$XV GLHVHP *UXQGH ZXUGH HLQH .RPPXQLNDWLRQ DXI %DVLV GHV &25%$ 6WDQ 

GDUGV GHU VHLQHUHLWV DXI 7&3 ,3 DXIVHW]W UHDOLVLHUW 'DEHL JLEW HV HLQ &25%$ 

6HUYHU 2EMHNW I U MHGH LP 6\VWHP DXIWUHWHQGH 90' 'LH $EODXIVWHXHUXQJ ELOGHW 

GDQQ GHQ &25%$ &OLHQW GHU GLH MHZHLOLJHQ %HIHKOH EHUPLWWHOW 'LH 6\QWD[ 

XQG 6HPDQWLN GHU %HIHKOH LVW GXUFK GHQ JHZlKOWHQ 006 6WDQGDUG IHVWJHOHJW


'HU &25%$ 6WDQGDUG EHVFKUHLEW DOVR GHQ JUXQGVlW]OLFKHQ hEHUWUDJXQJVPH 

FKDQLVPXV 006 GHQ GDEHL ]XOlVVLJHQ 6SUDFKXPIDQJ 

)XQNWLRQDOLWlW GHU &RV0RQ$XW 006 6FKQLWWVWHOOH 

hEHU GLH 006 6FKQLWWVWHOOH YRQ &RV0RQ$XW VWHKW GHP 3ODQHU GHU JUXQGOHJHQ 

GH 006 8PIDQJ I U GLH 3ODQXQJ XQG $XVI KUXQJ GHV $EODXISURJUDPPV ]XU 

9HUI JXQJ 

,Q GHU .DWHJRULH GHU SULPlUHQ %HIHKOH ILQGHQ VLFK GLH $QZHLVXQJHQ I U GLH 

3URJUDPPDXVI KUXQJ VRZLH GLH 9DULDEOHQEHHLQIOXVVXQJ XQG DXVZHUWXQJ 

%HL GHQ VHNXQGlUHQ %HIHKOHQ VWHKHQ GLH HOHPHQWDUHQ )XQNWLRQHQ ]XP $XIEDX 

XQG %HHQGHQ GHU .RPPXQLNDWLRQVYHUELQGXQJ VRZLH GLH 0HFKDQLVPHQ ]XU 

9HUZDOWXQJ YRQ 3URJUDPPHQ 3,V XQG GHUHQ .RPSRQHQWHQ 'RPDLQV ]XU 

9HUI JXQJ 

'DU EHU KLQDXV LVW GHU ]HQWUDOH 6RIRUW 6WRSS .QRSI V .DSLWHO DOV =X 

VDW]IXQNWLRQDOLWlW LPSOHPHQWLHUW EHL GHVVHQ %HWlWLJXQJ DOOH YHUEXQGHQHQ 

90'V XPJHKHQG GDV 6LJQDO ]XP VRIRUWLJHQ 6WRSSHQ GHU PRPHQWDQ ODXIHQGHQ 

3, HUKDOWHQ XQG GLH $QODJH VRPLW ]XP 6WHKHQ NRPPW 


'LH MHZHLOLJHQ $XWRPDWLVLHUXQJVNRPSRQHQWHQ LQQHUKDOE HLQHV 006 9HUEXQ 

GHV EHVLW]HQ DOOH HLQ HLJHQHV 6RIWZDUHPRGXO GDV GLH QHXWUDOHQ 006 6WHXH 

UXQJVEHIHKOH LQ GLH PDVFKLQHQVSH]LILVFKHQ .RPPDQGRV XPVHW]W V .DSLWHO 

XQG 'LHVH 90'V N|QQHQ EHU GDV REHQ EHVFKULHEHQH .RPPX 

QLNDWLRQVNRQ]HSW ± 006 %HIHKOH PLW &25%$ hEHUWUDJXQJVSURWRNROO ± DQJH 

VSURFKHQ ZHUGHQ ([HPSODULVFK HUIROJWH GLH ,PSOHPHQWLHUXQJ I U GUHL XQWHU 

VFKLHGOLFKH .RPSRQHQWHQVWHXHUXQJV 90'V 

,QQHUHU $XIEDX GHU 90' 

-HGH 90' EHVWHKW TXDVL DXV ]ZHL 6FKQLWWVWHOOHQ XQG GHU GD]ZLVFKHQOLHJHQGHQ 

8PVHW]XQJ V $EELOGXQJ 'LH 006 6HLWH HPSIlQJW %HIHKOH XQG VHQGHW 

HQWVSUHFKHQGH 5 FNPHOGXQJHQ 'LH 5HDOLVLHUXQJ HUIROJW KLHU DOV &25%$ 6HU 

YHU GHU DXI HLQHP 5HFKQHU LP 1HW]ZHUN OlXIW XQG HQWVSUHFKHQG DXI GLH LKP 

]XJHVFKLFNWHQ 6WHXHUXQJVEHIHKOH UHDJLHUW 'LHVH 6HLWH GHU 90' LVW LPPHU 

JOHLFK $XIJUXQG GHU &25%$ (LJHQVFKDIWHQ VSLHOW HV GDEHL QLFKW HLQPDO HLQH 

5ROOH ZHOFKHV %HWULHEVV\VWHP DXI GHP 5HFKQHU GHU 90' LQVWDOOLHUW LVW %HL GHU 

,PSOHPHQWLHUXQJ ZLUG GHU MHZHLOLJH 3URJUDPPFRGH YRP &RPSLOHU DXWRPDWLVFK 

DGDSWLHUW


&RV0RQ$XW 

006 %HIHKOH 

&25%$ 6HUYHU 

%HWULHEVV\VWHP GHV 90' 5HFKQHUV 

006 

6FKQLWWVWHOOH 

8PVHW]HU 

.RPSRQHQWHQ 

6FKQLWWVWHOOH 

VSH]LILVFKH 

%HIHKOH 

.RPSRQHQWHQVSH]LILVFKH 

.RPPXQLNDWLRQ 

.RPSRQHQWHQ 

VWHXHUXQJ 

$EELOGXQJ 6FKHPDWLVFKHU $XIEDX HLQHU &RV0RQ$XW 

&25%$ 006 90' 

'LH VSH]LILVFKHQ %HIHKOH DQ GLH .RPSRQHQWHQVWHXHUXQJ ZHUGHQ LP 8PVHW]HU 

DXV GHQ 006 .RPPDQGRV HU]HXJW 'LH :HLWHUJDEH JHVFKLHKW EHU GLH 

6FKQLWWVWHOOH GLH HLJHQV DQ GLH MHZHLOLJH .RPPXQLNDWLRQVVWUXNWXU GHU .RPSR 

QHQWH DQ]XSDVVHQ LVW 

=XGHP YHUZDOWHQ GLH 90'V GLH HLQ]HOQHQ 6WHXHUXQJVSURJUDPPH 3URJUDP ,Q 

YRFDWLRQV XQG 8QWHUSURJUDPPH 'RPDLQV GLH LKQHQ SHU +HUXQWHUODGHQ 

'RZQORDG EHU GLH .RPPXQLNDWLRQVVFKQLWWVWHOOH EHUWUDJHQ ZRUGHQ VLQG 

'XUFK GHQ PRGXODUHQ $XIEDX GHU 90' LVW OHGLJOLFK GLH NRPSRQHQWHQVSH]LIL 

VFKH 6HLWH LQGLYLGXHOO DXV]XJHVWDOWHQ XP HLQH QHXH 90' ]X HUKDOWHQ 'LH 

&25%$ 006 6HLWH EOHLEW XQYHUlQGHUW V $EELOGXQJ 

 

 

 

 

 

 

ÃÃ 

ÃÃÃ 

 

 

ÃÃ 

$EELOGXQJ .RQILJXULHUHQ GHU MHZHLOLJHQ 90' I U GLH .RPSRQHQWHQ 

$XI GLHVH $UW ODVVHQ VLFK QHXH $XWRPDWLVLHUXQJVNRPSRQHQWHQ VHKU VFKQHOO LQ 

GLH 6WHXHUXQJVWHFKQLN HLQHU $QODJH RGHU =HOOH LQWHJULHUHQ 'LHVHU )DOO NDQQ 

HLQWUHWHQ ZHQQ HLQH .RPSRQHQWH GXUFK HLQH JOHLFKDUWLJH DEHU WHFKQRORJLVFK 

DQGHUH 0DVFKLQH VXEVWLWXLHUW ZHUGHQ VROO VHL HV DOV (UVDW] EHL 'HIHNW RGHU


]XU (UK|KXQJ GHU $QODJHQNDSD]LWlW GXUFK HLQH .RPSRQHQWH PLW N U]HUHU 7DNW 

]HLW DXI GHP NULWLVFKHQ 3IDG GHV 'XUFKODXIV $XFK EHL HLQHU SK\VLNDOLVFKHQ (U 

ZHLWHUXQJ GHU $QODJH NDQQ GDV DOWH 6WHXHUXQJVPRGHOO PLWVDPW GHQ .RPSR 

QHQWHQ HUKDOWHQ EOHLEHQ 'LH QHXHQ .RPSRQHQWHQ ZHUGHQ JHQDXVR LQ GDV 

6\VWHP DXIJHQRPPHQ 

'LH IROJHQGHQ GUHL $EVFKQLWWH VWHOOHQ GLH UHDOLVLHUWHQ 90'V JHQDXHU YRU 7URW] 

GHV XQWHUVFKLHGOLFKHQ $XIEDXV DQ GHU JHUlWHVSH]LILVFKHQ 6HLWH YHUKDOWHQ VLFK 

DOOH 90'V DQ LKUHU &25%$ 006 6HLWH GHP 6\VWHP &RV0RQ$XW JHJHQ EHU 

LGHQWLVFK 

90'V I U GLH ' 6LPXODWLRQ 

) U MHGH .RPSRQHQWH LP VLPXOLHUWHQ /D\RXW ZLUG HLQH 90' DQJHOHJW GLH GDQQ 

EHU GLH $Q\6,0 2SHQ 6FKQLWWVWHOOH PLW GHP ' 6LPXODWLRQVSURJUDPP 86,6 

NRPPXQL]LHUW &8,3(5 52‰*2'(5(5 'DV 6LPXODWLRQVV\VWHP OlXIW VR 

ZRKO DXI :LQGRZV 17 DOV DXFK GLYHUVHQ 8QL[ 6\VWHPHQ 'LH 90' XQG GLH 6L 

PXODWLRQ N|QQHQ GDEHL DXI GHPVHOEHQ 5HFKQHU ODXIHQ P VVHQ HV DEHU QLFKW 

 

86,6 

Ã 

 

 

 

 

 

Ã 

 

 

 

 

Ã 

 

Ã 

 

 

Ã 

 

 

 

&RV0RQ$XW 

 

 

 

 

Ã 

 

 

 

 

ÃÃ 

 

 

 

 

 

 

 

Ã 

 

 

Ã 

 

Ã 

 

 

Ã 

 

Ã 

 

 

$EELOGXQJ 90'V I U GLH VLPXOLHUWHQ .RPSRQHQWHQ 

'HU VFKHPDWLVFKH $XIEDX GHU 90'V I U GLH ' 6LPXODWLRQ LVW LQ $EELOGXQJ 

GDUJHVWHOOW ,PSOHPHQWLHUW ZXUGHQ GLH 6LPXODWLRQV 90'V I U GLH 8QL[ 6\VWHPH 

6RODULV YRQ 6XQ XQG ,UL[ YRQ 6LOLFRQ *UDSKLFV 

'LH 90'V I U VLPXOLHUWH .RPSRQHQWHQ VLQG I U %HWULHEVPLWWHO HLQ]XVHW]HQ GH 

UHQ 6WHXHUXQJ DXFK LP 6LPXODWLRQVZHUN]HXJ QDFKJHELOGHW LVW ,P *HJHQVDW] 

 

& 3URJUDPPLHUVFKQLWWVWHOOH GHU NRPPHU]LHOOHQ 9HUVLRQ $Q\6,0 GHV LZE 6LPXODWLRQVV\VWHPV 

86,6 V .DSLWHO


]X GHU 9 6WHXHUXQJ I U 5RERWHU LVW GLH 9HUDUEHLWXQJ YRQ 636 &RGH GHU]HLW 

QRFK QLFKW LP YHUZHQGHWHQ 6LPXODWLRQVSURJUDPP YHUI JEDU ,Q GLHVHQ )lOOHQ 

PXVV GLH 6WHXHUXQJ GHV %HWULHEVPLWWHOV DOV ÃQRUPDOHµ .LQHPDWLN PLW GHQ 

HQWVSUHFKHQGHQ %HIHKOHQ LQ GHU 6LPXODWLRQ VHSDUDW YRP VSlWHU YHUZHQGHWHQ 

3URJUDPP I U GLH UHDOH .RPSRQHQWH HUIROJHQ 'LH KLHU UHDOLVLHUWH 90' LVW QDFK 

GHU (UZHLWHUXQJ GHV 6LPXODWLRQVZHUN]HXJV $UEHLWVLQKDOW GHV GHU]HLW ODXIHQ 

GHQ )RUVFKXQJVSURMHNWHV L9L3 DXFK I U GLH VLPXOLHUWH 636 6WHXHUXQJ HLQVHW] 

EDU 

90' I U HLQHQ 5RERWHU 6WlXEOL 5; 

'LH 5RERWHU 5; XQG 5; GHU )LUPD 6WlXEOL ZHUGHQ PLW 6WHXHUXQJHQ GHU 

)LUPD $GHSW EHWULHEHQ 'LH 90' I U GHQ 5RERWHUW\S 5; LGHQWLVFK I U 5; 

XQG 5; ZXUGH DXI :LQGRZV 17 HQWZLFNHOW GD GHU 3& I U GHQ %HWULHE GHV 

5RERWHUV EHQXW]W ZLUG 7URW] GHV DQGHUHQ %HWULHEVV\VWHPV DOV EHL GHU 6LPXOD 

WLRQV 90' EOHLEW GLH &25%$ 006 6HLWH GHU 90' LP & 4XHOOFRGH XQ 

YHUlQGHUW 'LH .RPPXQLNDWLRQ YRQ 3& ]X 5RERWHUVWHXHUXQJ HUIROJW GLUHNW EHU 

7&3 ,3 V $EELOGXQJ 

6WDQG (QGH 

90' I U 5RERWHU 5; 

90'&OLHQW 

5; 

 

 

7&3 ,3 

&OLHQW 

5; 

7&3 ,3 

6HUYHU 

5; 

 

&RV0RQ$XW 

6WHXHUXQJV 

SODQXQJ 

 

5RERWHU 

3URJUDPP 

5RERWHU 

3URJUDPP 

1)6 6HUYHU 

1)6 &OLHQW 

6XQ 

6RODULV 

:LQGRZV 17 

$GHSW 

9 26 

$EELOGXQJ 90' I U HLQHQ 5RERWHU 6WlXEOL 5; 5; 

'LHVH EHVLW]HQ 0RWRUROD 3UR]HVVRUHQ XQG N|QQHQ DE GHP 3UR]HVVRUW\S PLW (WKHU 

QHW $QVFKOXVV XQG 7&3 ,3 .RPPXQLNDWLRQVVFKQLWWVWHOOH DXVJHU VWHW ZHUGHQ (QWVSUHFKHQGH 

3URJUDPPH HUP|JOLFKHQ GDQQ X D HLQH 7HUPLQDOHPXODWLRQ DQ HLQHP :LQGRZV 17 3& VWDWW 

GHP GLUHNWHQ $QVFKOXVV HLQHV DOSKDQXPHULVFKHQ 7HUPLQDOV


'LH 5RERWHUVWHXHUXQJ LVW LQ GHU /DJH ELV ]X VLHEHQ 3URJUDPPH SDUDOOHO DXV 

]XI KUHQ 'DI U ZHUGHQ VRJHQDQQWH 7DVNV EHUHLWJHVWHOOW 0XOWLWDVNLQJ /HGLJ 

OLFK HLQHU 7DVN NDQQ GDEHL GLH %HIHKOVJHZDOW EHU GHQ 5RERWHUDUP ]XJHZLH 

VHQ ZHUGHQ XP =XJULIIVNRQIOLNWH ]X YHUPHLGHQ 'LHVH 7DVN OlXIW GDQQ LP 9RU 

GHUJUXQG PLW K|FKVWHU 3ULRULWlW DE 

,P 90' %HWULHE EHUZDFKW GLH 5RERWHUVWHXHUXQJ LQ HLQHU +LQWHUJUXQGWDVN GLH 

6FKQLWWVWHOOH XQG JLEW GLH 0HOGXQJHQ DQ GHQ $EODXIVWHXHUXQJVSUR]HVV GHU LQ 

HLQHU ZHLWHUHQ 7DVN DEOlXIW ZHLWHU $XV GLHVHP ZHUGHQ GLH HLQ]HOQHQ 3UR 

JUDPPH JHVWDUWHW GLH LQ GHP GDI U YRUJHVHKHQHQ $XVI KUXQJVSUR]HVV LQ GHU 

9RUGHUJUXQG 7DVN DEODXIHQ 

'LH HLQJHVHW]WH 5RERWHUVWHXHUXQJ YHUZDOWHW PLW LKUHP %HWULHEVV\VWHP HLQ HL 

JHQHV )LOHV\VWHP ,Q GHU REHQ DXIJHI KUWHQ DOOJHPHLQHQ %HVFKUHLEXQJ ZXUGH 

GDV MHZHLOLJH 3URJUDPP 3URJUDP ,QYRFDWLRQ GHU 90' ]XU 9HUZDOWXQJ ]X 

JHWHLOW 'DV EHGHXWHW GDVV GLH 90' DXI GHP 3& HLQH 'DWHL DQOHJW 8P QXQ 

GLHVH 'DWHL GHU 5RERWHUVWHXHUXQJ ]XJlQJOLFK ]X PDFKHQ NRPPW GLH 1)6 

)lKLJNHLW GHU 6WHXHUXQJ ]XP (LQVDW] (LQ 1)6 6HUYHU DXI GHP :LQGRZV 17 

3& H[SRUWLHUW GHQ HQWVSUHFKHQGHQ 3URJUDPPEHUHLFK GHU 90' VRGDVV GLH 5R 

ERWHUVWHXHUXQJ DXI GLHVH 'DWHLHQ ]XJUHLIHQ NDQQ 'DV 5RERWHUSURJUDPP EH 

ILQGHW VLFK VRPLW VFKHLQEDU LP )LOHV\VWHP GHV 6WHXHUXQJV %HWULHEVV\VWHPV 

XQG NDQQ VRPLW YHUDUEHLWHW ZHUGHQ WDWVlFKOLFK MHGRFK LVW HV LP 5HFKQHU GHU 

90' JHVSHLFKHUW 

90' I U HLQH 636 6LHPHQV 6 

'LH ,QWHJUDWLRQ HLQHU 636 DOV .RPSRQHQWHQVWHXHUXQJ DXI %DVLV GHV 90' $Q 

VDW]HV HUIRUGHUW HLQLJH 9HUHLQEDUXQJHQ 

(QWJHJHQ GHV W\SLVFKHQ 9HUKDOWHQV HLQHU 636 GDV JHVSHLFKHUWH +DXSWSUR 

JUDPP LQ HLQHP (QGORV]\NOXV ]X GXUFKODXIHQ XQG EHL bQGHUXQJHQ GHU (LQ 

JDQJVJU|‰HQ HQWVSUHFKHQG GHILQLHUWH 6FKULWWH DXV]XI KUHQ LVW LQ GLHVHP $Q 

ZHQGXQJVIDOO OHGLJOLFK HLQ HLQ]LJHU =\NOXV ]X GXUFKODXIHQ 'HU 6WDUW GHV =\NOXV 

HUIROJW DXFK QLFKW GXUFK GDV 6HW]HQ HLQHV (LQJDQJVVLJQDOV ZHLO GDI U HLQH 

ZHLWHUH =ZLVFKHQVFKLFKW LQ GHU 6WHXHUXQJVKLHUDUFKLH HLQ]X]LHKHQ ZlUH 9LHO 

PHKU LVW GHU 6WDUW GHV 636 3URJUDPPV EHU GLH 90' SHU 6RIWZDUH 6LJQDO ]X 

YHUDQODVVHQ 1DFK GHU %HHQGLJXQJ GHV 3URJUDPPV PXVV GLH 636 LQ HLQHP 

VWDELOHQ =XVWDQG VHLQ DXV GHP ZLHGHU JH]LHOW HLQ ZHLWHUHU =\NOXVGXUFKODXI 

P|JOLFK LVW 'LHV LVW LQVEHVRQGHUH EHL GHU (UVWHOOXQJ GHV 636 3URJUDPPV ]X 

EHDFKWHQ 'LH KLHU PHLVW YRUKDQGHQH .RPSOH[LWlW ZLUG MHGRFK UHGX]LHUW GD GDV 

$EIUDJHQ EHVWLPPWHU (UHLJQLVVH LQ GHU $EODXIVWHXHUXQJ HUIROJW XQG DXFK GLH 

5HDNWLRQ GDUDXI GRUW IHVWJHOHJW ZLUG 'LH 636 KDW VRPLW QXU HLQ]HOQH 3UR 

JUDPP 0RGXOH GLH YRQ H[WHUQ YHUZDOWHW XQG JH]LHOW PDQLSXOLHUEDU VLQG 

'DGXUFK NDQQ HU GXUFK 7DVWDWXUHLQJDEHQ ZLH ] % Ã%UHDNµ GLUHNW EHHLQIOXVVW ZHUGHQ 

'DV 1HWZRUN )LOH 6\VWHP 1)6 YRQ 6XQ 0LFURV\VWHPV UHJHOW LQ &RPSXWHUQHW]ZHUNHQ GHQ 

=XJULII DXI ]HQWUDOH 'DWHQVSHLFKHU 1)6 LVW HLQ JlQJLJHU 6WDQGDUG EHL 81,; 1HW]ZHUNHQ


'LH 636 90' LVW I U HLQH 6LHPHQV 6 636 LPSOHPHQWLHUW 'LHVH OlVVW VLFK 

EHU GLH 3URJUDPPLHUXPJHEXQJ 67(3 VRIWZDUHWHFKQLVFK DQVSUHFKHQ 

67(3 OlXIW DXI HLQHP 3& XQWHU :LQGRZV 17 GLH .RPPXQLNDWLRQ PLW GHU 

636 JHVFKLHKW EHU HLQH 6FKQLWWVWHOOHQNDUWH XQG HLQ 03, .DEHO V $EELOGXQJ 

'LH 90' JUHLIW DXI GLH .RPPDQGRVFKQLWWVWHOOH YRQ 67(3 ]XU FN GDKHU OlXIW 

VLH HEHQIDOOV DXI GHP :LQGRZV 17 3& $QDORJ ]X GHQ DQGHUHQ 90'V ZHUGHQ 

GLH HLQJHKHQGHQ 006 %HIHKOH LQ HQWVSUHFKHQGH $QZHLVXQJHQ GHU 636 .RP 

PDQGRVFKQLWWVWHOOH XPJHZDQGHOW 'HU 7UDQVIHU YRQ 6WHXHUXQJVSURJUDPPHQ 

HUIROJW ]XHUVW YRQ &RV0RQ$XW DQ GLH 90' ZHOFKH GDQQ GLH 636 3URJUDPPH 

EHU GLH 03, 'DWHQYHUELQGXQJ GLUHNW LQ GHQ $UEHLWVVSHLFKHU GHU 636 ZHLWHU 

OHLWHW 

90' I U 636 6 

90'&OLHQW 

636 6 

&25%$ 

006 

6FKQLWWVWHOOH 

6WHS 

.RPPDQGR 

6FKQLWWVWHOOH 

03, ,QWHUIDFH 

6WHS 

.RPPDQGR 

6FKQLWWVWHOOH 

&RV0RQ$XW 

6WHXHUXQJV 

SODQXQJ 

636 

3URJUDPP 

6XQ 

6RODULV 

:LQGRZV 17 

6LHPHQV 

6 26 

$EELOGXQJ 90' I U HLQH 636 6LHPHQV 6 

)XQNWLRQVXPIDQJ GHU 90'V 

'LH 90'V HUI OOHQ DOOH LQ 006 YRUJHJHEHQHQ )XQNWLRQDOLWlWHQ 'LH REHQ DOV 

90' EH]HLFKQHWHQ 6RIWZDUHNRQVWUXNWH ZHLVHQ LQWHUQ HLQH IHLQHUH 8QWHUWHLOXQJ 

DXI 'LH DOV VHNXQGlUH 6WHXHUXQJVEHIHKOH NDWDORJLVLHUWHQ 006 9HUZDOWXQJV 

0HWKRGHQ ] % 3URJUDPP DQOHJHQ 'RZQORDG ZXUGHQ DOV &25%$ 0HWKRGHQ 

HLQHV ]HQWUDOHQ 90' 2EMHNWHV GHILQLHUW 3URJUDP ,QYRFDWLRQV XQG 'RPDLQV 

VLQG MHZHLOV HLJHQH 2EMHNWH GLH PLW GHP 90' 2EMHNW LQ 9HUELQGXQJ VWHKHQ 

'LHVH EHVLW]HQ ZLHGHUXP 0HWKRGHQ HWZD I U GDV 6WDUWHQ XQG 6WRSSHQ GHV 

$E 9HUVLRQ VWHKW HLQH VR JHQDQQWH %DWFK 6FKQLWWVWHOOH ]XU 9HUI JXQJ


3URJUDPPV GLH YRP 90' 2EMHNW DXV DQJHVSURFKHQ ZHUGHQ SULPlUH 

%HIHKOH 

) U GHQ 'DWHQWUDQVIHU ]XP 'RZQORDG 8SORDG HLQHV 3URJUDPPHV ]ZLVFKHQ 

&RV0RQ$XW XQG GHU 90' NRPPW HLQ VSH]LHOOHU &25%$ EDVLHUWHU 'DWHLWUDQV 

IHU 0HFKDQLVPXV ]XP (LQVDW] 

'HU DV\QFKURQH 5 FNPHOGHPHFKDQLVPXV YRQ GHU 90' DQ &RV0RQ$XW HU 

P|JOLFKW HV GDVV QDFK GHP 6WDUWHQ HLQHV 3URJUDPPV GXUFK &RV0RQ$XW DOV 

90' &OLHQW QLFKW XQPLWWHOEDU DXI HLQH $QWZRUW JHZDUWHW ZHUGHQ PXVV 'LH 

90' PHOGHW VLFK VHOEVWWlWLJ EHL %HHQGLJXQJ GHV 3URJUDPPV RGHU LP )HKOHU 

IDOO VRGDVV &RV0RQ$XW LQ GHU =ZLVFKHQ]HLW HWZDLJH SDUDOOHOH 3URJUDPPDE 

OlXIH DXI DQGHUHQ 90'V VWDUWHQ NDQQ 


%LVODQJ ZXUGH GLH *HVWDOWXQJ GHU $EODXIVWHXHUXQJ VRZLH GLH .RPPXQLNDWLRQ 

]X GHQ GDUXQWHU OLHJHQGHQ (EHQHQ EHVFKULHEHQ 'LHVHU .RPSOH[ ELOGHW GHQ 

+DXSWWHLO GHU $UEHLW 8P MHGRFK GLH ,QWHJUDWLRQ DXFK ]X GHU GDU EHUOLHJHQGHQ 

6FKLFKW GHU $XIWUDJVVWHXHUXQJ ]X HU]LHOHQ ZXUGH HLQH $QELQGXQJ ]XP 336 

6\VWHP $GLFRP /RZLV UHDOLVLHUW 

'DV JHPHLQVDPH 9HUZHQGHQ HLQHU ]HQWUDOHQ 'DWHQEDVLV GXUFK EHLGH 6\V 

WHPH OlVVW VLFK DXIJUXQG GHU XQWHUVFKLHGOLFKHQ 'DWHQEDQNWHFKQRORJLHQ RE 

MHNWRULHQWLHUW EHL &RV0RQ$XW UHODWLRQDO EHL /RZLV QLFKW GLUHNW XPVHW]HQ 

&RV0RQ$XW 

 

 

REMHNWRULHQWLHUWH 

'DWHQEDQN 

21726 

6FKQLWWVWHOOH 

&RV0RQ$XW 

6FKQLWWVWHOOH 

/RZLV 

$GLFRP /RZLV 

UHODWLRQDOH 

'DWHQEDQN 

2UDFOH 

$EELOGXQJ 6FKQLWWVWHOOHQ ]ZLVFKHQ &RV0RQ$XW XQG GHP 336 6\VWHP 

$GLFRP /RZLV 

'LH $QELQGXQJ EHVWHKW GHVZHJHQ DXV HLQHU 6FKQLWWVWHOOH ]X /RZLV XQG DXV HL 

QHU 6FKQLWWVWHOOH ]X &RV0RQ$XW VRZLH GHU .RQYHUWLHUXQJVYRUVFKULIW I U GLH 

'DWHQ %HLGH 6FKQLWWVWHOOHQ HUP|JOLFKHQ HLQHQ ELODWHUDOHQ ([SRUW XQG ,PSRUW 

YRQ 'DWHQ V $EELOGXQJ 'LH $QELQGXQJ LVW VR DXVJHOHJW GDVV GLH GLUHNW 

EHUWUDJEDUHQ 'DWHQ DXWRPDWLVFK YRQ GHU HLQHQ 'DWHQVWUXNWXU LQ GLH DQGHUH 

XPJHVHW]W ZHUGHQ ) U GLHVHQ =ZHFN JLEW HV HLQ .RPELQDWLRQVPRGHOO GHU EHL 

GHQ 'DWHQVFKHPDWD 'LH 6FKHPDWD EHLQKDOWHQ YHUVFKLHGHQH .ODVVHQ =XGHP 

VLQG GLH SURGXNWLRQVWHFKQLVFKHQ .HQQJU|‰HQ WHLOZHLVH LQ DQGHUHQ .ODVVHQ 

HQWKDOWHQ $WWULEXWH GHU &RV0RQ$XW .ODVVH *HVDPWSUR]HVV EHLVSLHOVZHLVH ILQ 

GHQ VLFK DXI YLHU .ODVVHQ LQ /RZLV YHUWHLOW ZLHGHU ,Q GHP .RPELQDWLRQVVFKHPD


N|QQHQ GLH HLQ]HOQHQ $WWULEXWH GHU 2EMHNWH GHV HLQHQ 6FKHPDV GHQ HQWVSUHFK 

HQGHQ $WWULEXWHQ GHU 2EMHNWH DXV GHP DQGHUHQ 6FKHPD ]XJHZLHVHQ ZHUGHQ 

GLHVHV 6FKHPD LVW GHU .HUQ GHU $QELQGXQJ ) U 'DWHQ GLH LP MHZHLOLJHQ =LHO 

V\VWHP YRUJHVHKHQ DEHU DXV GHU 4XHOOH QLFKW HUVFKOLH‰EDU VLQG EHVWHKW GLH 

0|JOLFKNHLW GHU PDQXHOOHQ 'DWHQHLQJDEH LQ 'LDORJIHQVWHUQ V $EELOGXQJ 

$QGHUQIDOOV ZHUGHQ YRUEHOHJWHQ 'HIDXOWHLQVWHOOXQJHQ EHUQRPPHQ GDPLW NHL 

QH XQGHILQLHUWHQ 6SHLFKHULQKDOWH DXIWUHWHQ 

$EELOGXQJ 'LDORJ ]XU PDQXHOOHQ (LQJDEH YRQ $WWULEXWHQ EHLP 

'DWHQWUDQVIHU 

'LHVH SURWRW\SLVFKH $QELQGXQJ OlVVW VLFK DXFK I U DQGHUH 336 6\VWHPH 

DGDSWLHUHQ

=XVDPPHQIDVVXQJ GHV XPJHVHW]WHQ 3ODQXQJVV\VWHPV 

=XVDPPHQIDVVXQJ GHV XPJHVHW]WHQ 3ODQXQJV 

V\VWHPV 

,P 5DKPHQ GLHVHU $UEHLW ZXUGH HLQ :HUN]HXJ HUVWHOOW ZHOFKHV I U GLH 3ODQXQJ 

XQG 5HDOLVLHUXQJ YRQ 0RQWDJHYRUJDQJVEHVFKUHLEXQJHQ XQG 0RQWDJHDQODJHQ 

HLQVHW]EDU LVW 'XUFK GHQ (LQVDW] YRQ VSH]LHOOHQ :HUN]HXJHQ I U GLH *HRPH 

WULHEHDUEHLWXQJ &$' XQG ' 6LPXODWLRQ VWHKHQ GHP 3ODQHU XPIDVVHQGH 

+LOIVPLWWHO I U GLH 3ODQXQJ GHU 0RQWDJHYRUJDQJVEHVFKUHLEXQJ VRZLH GHV YLU 

WXHOOHQ 3URGXNWHV XQG GHU YLUWXHOOHQ $QODJH ]XU 9HUI JXQJ 

,P .HUQV\VWHP &RV0RQ$XW HUIROJW GDEHL GLH UHGXQGDQ]IUHLH 'DWHQKDOWXQJ (V 

VWHOOW IHUQHU GLH 0|JOLFKNHLW EHUHLW GLH $EODXIVWHXHUXQJ GHU $QODJH ]X PRGHOOLH 

UHQ 'LHVH OlVVW VLFK DQ GHU YLUWXHOOHQ $QODJH VLPXODWLY YHULIL]LHUHQ %HL KLQUHL 

FKHQG ZHLWHP 3ODQXQJVIRUWVFKULWW NDQQ &RV0RQ$XW XQWHU 9HUZHQGXQJ GHVVHO 

EHQ &25%$ EDVLHUWHQ .RPPXQLNDWLRQVPHFKDQLVPXV DXFK GLH UHDOH $QODJH 

VWHXHUQ 'LH 0RQWDJHYRUJDQJVEHVFKUHLEXQJ LVW DOV $UEHLWVSODQ LQ HLQ 336 

6\VWHP WUDQVIHULHUEDU V $EELOGXQJ 'DPLW N|QQHQ GLH 3ODQXQJVGDWHQ I U 

GHQ RSHUDWLYHQ %HWULHE ZHLWHUYHUZHQGHW ZHUGHQ 

&$' 

3UR 

(QJLQHHU 

9LUWXHOOHV 

3URGXNW 

336 

/RZLV 

5HDOHV 

3URGXNW 

9RUJDQJV 

SODQXQJ 

' 6LPXODWLRQ 86,6 

/D\RXW 

SODQXQJ 

&RV0RQ$XW 

90'V 

006 

6WHXHUXQJV 

SODQXQJ 

9LUWXHOOH $QODJH 

0RQWDJHYRUJDQJV 

EHVFKUHLEXQJ 

 

 

 

 

5HDOH $QODJH 

90'V 

 

 

 

 

$EELOGXQJ $UFKLWHNWXU GHV JHVDPWHQ 3ODQXQJVV\VWHPV

$QZHQGXQJVEHLVSLHOH 

([HPSODULVFK ZLUG KLHU GLH $QZHQGXQJ GHU LQ .DSLWHO SUlVHQWLHUWHQ 9RU 

JHKHQVZHLVH XQG GHU (LQVDW] GHV LQ .DSLWHO EHVFKULHEHQHQ 5HFKQHUZHUN 

]HXJV GHPRQVWULHUW 'DV HUVWH 3ODQXQJVEHLVSLHO IlOOW XQWHU GLH .DWHJRULH DQ 

ODJHQJHWULHEHQ XQG IRNXVVLHUW GLH IU KHQ 3ODQXQJVDEVFKQLWWH ,P ]ZHLWHQ 

%HLVSLHO ZLUG HLQH SURGXNWJHWULHEHQH 8PSODQXQJ EHVFKULHEHQ ZREHL DXFK DXI 

GLH 6WHXHUXQJVSODQXQJ I U HLQHQ 5RERWHU XQG HLQH 636 HLQJHJDQJHQ ZLUG 

'LHVH EHLGHQ %HLVSLHOH YHUGHXWOLFKHQ GDV EUHLWH $QZHQGXQJVVSHNWUXP GHU 

QHXHQ 9RUJHKHQVZHLVH XQG GHU WHFKQLVFKHQ 8PVHW]XQJ 

3ODQXQJ GHU DXWRPDWLVFKHQ 0RQWDJH HLQHV 

HOHNWULVFKHQ 'RVHQ|IIQHUV 

,Q GLHVHP $QZHQGXQJVEHLVSLHO ZLUG GLH (QGPRQWDJH HLQHV HOHNWULVFKHQ 'R 

VHQ|IIQHUV DXI GHU .OHLQJHUlWHPRQWDJHDQODJH GHV LZE JHSODQW 'HU 6FKZHU 

SXQNW GHU 'DUVWHOOXQJ OLHJW DXI GHU 6WXIH GHU 9RUJHKHQVZHLVH GHU 3ODQXQJ 

GHU XQWHUVFKLHGOLFKHQ 7HLOYRUJlQJH (LQH $QDO\VH GHU 3ODQXQJVHUJHEQLVVH 

KLQVLFKWOLFK =HLWHQ XQG .RVWHQ HUIROJW KLHU QLFKW 

$XVJDQJVVLWXDWLRQ 

8UVSU QJOLFK JDE HV GHQ 'RVHQ|IIQHU LQ HLQHU $XVI KUXQJ PLW 1HW]VWHFNHU XQG 

LQ HLQHU $XVI KUXQJ PLW $NNX $X‰HU 6FKQHLGHLQULFKWXQJ XQG *HWULHEH H[LV 

WLHUWHQ NHLQH JHPHLQVDPHQ 7HLOH LQ EHLGHQ $XVI KUXQJHQ 'LH *HKlXVHIRUP 

ZDU NRPSOHWW XQWHUVFKLHGOLFK =XU 6HQNXQJ GHU +HUVWHOONRVWHQ EHVWHKW GLH $XI 

JDEHQVWHOOXQJ GDULQ VRZRKO HLQH DXWRPDWLVLHUWH 0RQWDJH ]X UHDOLVLHUHQ DOV 

DXFK GLH XQWHUVFKLHGOLFKHQ $XVI KUXQJHQ VRZHLW DOV P|JOLFK ]X YHUHLQKHLWOL 

FKHQ XP GLH 7HLOHYLHOIDOW XQG GHQ 0RQWDJHDXIZDQG ]X PLQLPLHUHQ 

'LH IROJHQGHQ $EVFKQLWWH ]HLJHQ ZLH GLH 3ODQXQJ GHU DXWRPDWLVLHUWHQ 0RQ 

WDJH GHU QHXHQ 9HUVLRQ GHV 'RVHQ|IIQHUV V $EELOGXQJ PLW GHP :HUN 

]HXJ &RV0RQ$XW DEOlXIW XQG ZLH GDUDXV 5DQGEHGLQJXQJHQ I U GLH *HVWDOWXQJ 

GHV 3URGXNWHV DEJHOHLWHW ZHUGHQ (V KDQGHOW VLFK VRPLW XP HLQH DQODJHQJH 

WULHEHQH 3ODQXQJ V .DSLWHO 

$EELOGXQJ &$' 0RGHOO XQG WHLOPRQWLHUWHU 'RVHQ|IIQHU QHXH 9DULDQWH

3ODQXQJ GHU DXWRPDWLVFKHQ 0RQWDJH HLQHV HOHNWULVFKHQ 'RVHQ|IIQHUV 

$EELOGXQJ 6LPXODWLRQVPRGHOO GHU $QODJH 

'LH 0RQWDJHDQODJH V $EELOGXQJ NRPPW I U XQWHUVFKLHGOLFKH 3URGXNWH 

]XP (LQVDW] YJO ] % ),&+70h//(5 .8%$ ) U GLH 0RQWDJH GHV 

'RVHQ|IIQHUV LVW GLH $QODJH HQWVSUHFKHQG ]X U VWHQ 'DEHL HUJLEW VLFK GLH SULQ 

]LSLHOOH $QODJHQVWUXNWXU JHPl‰ $EELOGXQJ $X‰HU GHP /DJHU VWHKHQ HLQH 

9RUPRQWDJH]HOOH XQG HLQH (QGPRQWDJH]HOOH ]XU 9HUI JXQJ V $EELOGXQJ 

9RU 

PRQWDJH 

]HOOH 

/DJHU 

7UDQVSRUWV\VWHP 

(QG 

PRQWDJH 

]HOOH 

$EELOGXQJ 6FKHPDWLVFKH /D\RXWVWUXNWXU GHU 0RQWDJHDQODJH 

6WXIH $ %HVWLPPXQJ GHU *HQHUHOOHQ 0RQWDJH 

UHLKHQIROJH 

'HU 'RVHQ|IIQHU EHVWHKW DXV ]DKOUHLFKHQ LQ .RPSRQHQWHQ YRUPRQWLHUWHQ %DX 

WHLOHQ ,Q GHU 0RQWDJH]HOOH VLQG ]ZHL DXWRPDWLVLHUWH =HOOHQ PLW 5RERWHU YRUKDQ 

GHQ GLH MHZHLOV EHU ]ZHL /DVWVWlQGH YHUI JHQ V $EELOGXQJ OLQNV 8P 

IOH[LEHO ]X VHLQ VROOHQ DXI MHZHLOV HLQHP /DVWVWDQG DEJHVFKORVVHQH 0RQWDJH 

RSHUDWLRQHQ GXUFKJHI KUW ZHUGHQ VRGDVV ]ZLVFKHQGXUFK HLQ 8PU VWHQ GHU 

$QODJH DXI DQGHUH 3URGXNWH P|JOLFK LVW ZHQQ GLH .DSD]LWlWVODJH GDV HUIRU 

GHUW 'LH $QOLHIHUXQJ DOOHU 3URGXNWH JHVFKLHKW LPPHU ORVZHLVH EHU GDV 0DWHUL 

DOIOXVVV\VWHP DXI :HUNVW FNWUlJHUQ GHU *U|‰H PP 'LHVH ODVVHQ


VLFK LP /DJHU ]ZLVFKHQODJHUQ $XI HLQHP :HUNVW FNWUlJHU ILQGHQ YLHU *HKlX 

VHKlOIWHQ VRZLH ]ZHL PRQWLHUWH 'RVHQ|IIQHU 3ODW] 1HEHQ GHP :HUNVW FNWUl 

JHU ZHUGHQ DXI GHP /DVWVWDQG GLH QRWZHQGLJHQ %HWULHEVPLWWHO ZLH *UHLIHU ]XU 

:HUNVW FNKDQGKDEXQJ XQG 0RQWDJHYRUULFKWXQJHQ XQWHUJHEUDFKW 'XUFK GLH 

PRGXODUH %DXZHLVH PLW GHILQLHUWHQ 6FKQLWWVWHOOHQ VWHKHQ I U GDV /D\RXW GHV 

/DVWVWDQGHV OHGLJOLFK EHJUHQ]WH $QRUGQXQJVDOWHUQDWLYHQ ]XU 9HUI JXQJ 'HU 

8PIDQJ GHU (QGPRQWDJH XPIDVVW GDV (LQVHW]HQ GHU 6FKQHLGHLQULFKWXQJ XQG 

6FKOLH‰HQ GHV *HKlXVHV V $EELOGXQJ ) U DOOH DQGHUHQ =XVDPPHQEDX 

VFKULWWH EHVWHKW GLH 1RWZHQGLJNHLW HLQHU VHSDUDWHQ E]Z H[WHUQHQ 9RUPRQWDJH 

Ã 

 

 

$EELOGXQJ 0RQWDJHVWUXNWXU GHV 'RVHQ|IIQHUV 

'HU =XVDPPHQEDX GHU 6FKQHLGHLQULFKWXQJ ZLUG LQ GLHVHU $QODJHQNRQILJXUDWLRQ 

QLFKW HUOHGLJW VRQGHUQ ILQGHW VHSDUDW VWDWW 'LH 7HLOH ZHUGHQ KLHU NRPSOHWW 

PRQWLHUW DQJHOLHIHUW XQG YHUEDXW ) U GLH (QGPRQWDJH HUVWHOOW GHU 3ODQHU QHEHQ 

GHU JOREDOHQ 6WUXNWXU EHUHLWV GHQ $EODXISODQ LQ HLQHU HUVWHQ 9HUVLRQ LP 6\VWHP 

&RV0RQ$XW 

) U GLH 3URGXNWJHVWDOWXQJ EHGHXWHW GLHV LQ GHU .RQVHTXHQ] GDVV GLH 6FKQHLG 

HLQKHLW ZHLWHUKLQ HLQH VHSDUDWH (LQKHLW EOHLEW XQG IHUQHU GDV *HWULHEH XQG GHU 

(QHUJLHEORFN $NNX 1HW]DQVFKOXVV HEHQIDOOV HLJHQVWlQGLJH EHUHLWV YRUPRQ 

WLHUWH 0RGXOH VLQG /|VXQJHQ ZLH HWZD HLQ ,QWHJUDOJHKlXVH GDV VlPWOLFKH 

(LQ]HOWHLOH DXIQLPPW VFKHLGHQ DXIJUXQG GHV GDPLW YHUEXQGHQHQ JUR‰HQ 0RQ 

WDJHDXIZDQGHV LQQHUKDOE HLQHU HLQ]LJHQ 0RQWDJHVWXIH DXV 

6WXIH $ 3ODQXQJ GHU 7HLOYRUJlQJH 

'LH *UXQGODJH GHU 3ODQXQJ LVW GHU (QWZXUI GHV $EODXISODQHV %HL %HGDUI ZHU 

GHQ QHXH 7HLOVFKULWWH LQ &RV0RQ$XW HUJlQ]W RGHU H[LVWLHUHQGH %HVFKUHLEXQJHQ 

PRGLIL]LHUW ) U GLH HLQ]HOQHQ $XIJDEHQ ODVVHQ VLFK QXQ GLH 'HWDLOEHWUDFKWXQ 

JHQ DQVWHOOHQ *HSODQWH 7HLOVFKULWWH VLQG EHUHLWV LQ GHU 3HWUL 1HW] 5HSUlVHQ


WDWLRQ EHU GLH $XIUXIH GXUFK 006 %HIHKOH HLQ]XELQGHQ VRGDVV GLH 3ODQXQJV 

GDWHQ LP 5HFKQHUV\VWHP VWHWV DNWXHOO XQG YROOVWlQGLJ VLQG 

$EELOGXQJ (UVWHU (QWZXUI GHV $EODXISODQV 

$OV %HWULHEVPLWWHO VWHKHQ HLQ $FKV 5RERWHU GHU )LUPD 6WlXEOL PLW HLQHU 

$GHSW 6WHXHUXQJ VRZLH HLQ *UHLIHU I U GLH DOWH $NNX 9DULDQWH ]XU 9HUI JXQJ 

=XHUVW HUIROJW GDV 5 VWHQ GHU =HOOH I U GLH 0RQWDJH GHV 'RVHQ|IIQHUV 'DV 

$QODJHQNRQ]HSW ),&+70h//(5 VLHKW YRU GDVV VLFK DXI GHP QHXWUDOHQ 

*UXQGDXIEDX GHU /DVWVWlQGH XQWHUVFKLHGOLFKH .RPSRQHQWHQ SODW]LHUHQ 'LHVH 

ZHUGHQ WHLOZHLVH EHU GDV 0DWHULDOIOXVVV\VWHP DQJHOLHIHUW XQG GHU 5RERWHU LVW 

LQ GHU /DJH GLH =HOOH HQWVSUHFKHQG XP]XU VWHQ +LHU VHW]W VLFK GLH ,GHH GHU 

0RGXODULVLHUXQJ IRUW 

IODQVFK 

(V JLEW VWDQGDUGLVLHUWH 6FKQLWWVWHOOHQ I U GHQ 5RERWHU 

'XUFK GLH )HVWOHJXQJ GHV 5RERWHUV ZHUGHQ GLH %HZHJXQJHQ LQ GHU ' 6LPX 

ODWLRQ EHUHLWV LQ GHU 5& 3URJUDPPLHUVSUDFKH HUVWHOOW LQ GLHVHP )DOO LQ 9 

1DFK GHU )HVWOHJXQJ GHV 5RERWHUEHZHJXQJVSURJUDPPV LVW GLHVHV HQWVSUH 

FKHQG LQ GLH 6WHXHUXQJVVHTXHQ] EHU SULPlUH XQG VHNXQGlUH 006 %HIHKOH 

LQWHJULHUEDU 

'DV PD[LPDOH gIIQXQJVPD‰ GHV *UHLIHUV GHILQLHUW KLHU GLH PD[LPDOH %UHLWH 

GHV *HKlXVHV *OHLFK]HLWLJ LVW YRQ GHU 1XW]ODVW GHV 5RERWHUV GDV *UHLIHUJH 

ZLFKW DE]X]LHKHQ XP GDV PD[LPDO HUODXEWH *HZLFKW GHV 'RVHQ|IIQHUV ]X EH 

VWLPPHQ ,P YRUOLHJHQGHQ )DOO EOHLEHQ DEHU QRFK JXW NJ 1XW]ODVW VRGDVV GDV 

WDWVlFKOLFKH *HZLFKW GHV 'RVHQ|IIQHUV HKHU GXUFK HUJRQRPLVFKH $VSHNWH EH


VFKUlQNW ZLUG 'LH :DKO HLQHV ILOLJUDQHUHQ 5RERWHUV VWHKW KLHU QLFKW ]XU 'HEDW 

WH GD GDV *HUlW HLQHUVHLWV EHUHLWV DOV IUHLH .DSD]LWlW YRUKDQGHQ LVW XQG DQGH 

UHUVHLWV DXFK GLH $QODJH I U DQGHUH 3URGXNWH ]XP (LQVDW] NRPPW 

D 6WXIH ± $ :HUNVW FNXQDEKlQJLJH 1HEHQSUR]HVVH 

'HU LQLWLLHUHQGH 5 VWYRUJDQJ GHU =HOOH NDQQ EHUHLWV JHSODQW ZHUGHQ VHOEVW 

ZHQQ VLFK 'HWDLOV LQ GHQ %HWULHEVPLWWHOQ QRFK lQGHUQ 

'HU *UHLIHU VWHKW LQ HLQHP *UHLIHUEDKQKRI DXI HLQHU GHILQLHUWHQ 6FKQLWWVWHOOH 

GHV /DVWVWDQGHV ]XU 9HUI JXQJ XQG ZLUG YRU GHU +DQGKDEXQJ GHU HLQ]HOQHQ 

:HUNVW FNH DQ GLH 5RERWHUKDQG DQJHVFKORVVHQ 

0XOWL 

IXQNWLRQV 

JUHLIHU 

*UHLIHUEDKQKRI 

5RERWHUKDQG 

$EELOGXQJ 3ODQHQ GHU *UHLIHUDXIQDKPH LQ GHU ' 6LPXODWLRQ 

'HU $XIQDKPH XQG $EVHW]YRUJDQJ GHV *UHLIHUV OlVVW VLFK QXQ LQ GHU ' 6L 

PXODWLRQ SODQHQ V $EELOGXQJ 'HU 3ODQHU I JW GHQ 5 VWYRUJDQJ LQ GHU 

0RQWDJHYRUJDQJVEHVFKUHLEXQJ LQ &RV0RQ$XW KLQ]X 

E 6WXIH ± $ 3HULSKHUH 0RQWDJHEHZHJXQJ 

'DV /D\RXW DXI GHP /DVWVWDQG JLEW GLH /DJH I U GLH GLYHUVHQ 0RQWDJHEHWULHEV 

PLWWHO JURE YRU =XGHP LVW GLH (QWVFKHLGXQJ JHIDOOHQ GDVV GLH 0RQWDJHYRUULFK 

WXQJ ]XP (LQVHW]HQ GHU 6FKQHLGYRUULFKWXQJ ZHLWHUKLQ HLQJHVHW]W ZLUG GD VLFK 

GLHVH QLFKW lQGHUW 6RPLW NDQQ VLFK GHU 3ODQHU EHUHLWV HLQH XQJHIlKUH %HZH 

JXQJ YRP 2UW GHV :HUNVW FNWUlJHUV DXI GHP /DVWVWDQG ]XU 0RQWDJHYRUULFK 

WXQJ EHUOHJHQ 'LHVHU 6FKULWW ZLUG GDQQ VSlWHU PLW GHU NRQNUHWHQ *HRPHWULH 

XQWHU =XKLOIHQDKPH GHU DXWRPDWLVFKHQ %DKQSODQXQJ LP ' 6LPXODWLRQVV\VWHP 

QRFKPDO ZLHGHUKROW XQG GDV (UJHEQLV ZHLWHU YHUIHLQHUW 

F 6WXIH ± $ %H (QWODGHQ GHU %HUHLWVWHOOXQJ 

'LH %HUHLWVWHOOXQJ LVW LQ GLHVHP )DOOH ]ZHLVWXILJ =XQlFKVW ZHUGHQ EHU GDV 

7UDQVSRUWV\VWHP ORVZHLVH GLH :HUNVW FNH DXI 7UlJHUQ DQ GLH 0RQWDJH]HOOH


JHOLHIHUW GLH GDQQ YRP 7UDQVSRUWZDJHQ DXI GHQ /DVWVWDQG ]X EHUQHKPHQ 

VLQG $QVFKOLH‰HQG VLQG GLH HLQ]HOQHQ :HUNVW FNH GHQ 7UlJHUQ ]X HQWQHKPHQ 

XQG GDQQ GHQ QDFKIROJHQGHQ 2SHUDWLRQHQ ]X]XI KUHQ 

'LH hEHUQDKPH GHV NRPSOHWWHQ 7UlJHUV YRP 0DWHULDOIOXVVV\VWHP GXUFK GHQ 

5RERWHU LVW EHUHLWV VHKU JHQDX SODQEDU GD GLH VWDQGDUGLVLHUWHQ 7UlJHU XQG 

$XIQDKPHVWHOOHQ DXI GHP /DVWVWDQG EHUHLWV EHNDQQW VLQG 'LHVH 2SHUDWLRQ LVW 

DOV HLQH GHU HUVWHQ GXUFK]XI KUHQ GDPLW GLH 0RQWDJH EHUKDXSW VWDUWHQ NDQQ 

,P $QVFKOXVV JLOW HV GHQ :HJ YRP DEJHVHW]WHQ 7UlJHU ]XP *UHLIHUEDKQKRI 

]X EHVWLPPHQ GLHVHU IlOOW ZLHGHUXP LQ GLH .DWHJRULH GHU :HUNVW FNXQDEKlQ 

JLJHQ 1HEHQSUR]HVVH 'LH (QWQDKPH GHU *HKlXVHKlOIWHQ NDQQ HEHQIDOOV EH 

UHLWV VHKU IHLQ JHSODQW ZHUGHQ GD GLHVHOEHQ :HUNVW FNWUlJHU ZLH EHLP 9RU 

JlQJHUPRGHOO ]XP (LQVDW] NRPPHQ XQG GLH 5DQGEHGLQJXQJHQ EH] JOLFK *H 

KlXVHEUHLWH XQG OlQJH GDGXUFK EHUHLWV IHVWVWHKHQ 

G 6WXIH ± $ $QQlKHUQ 9HUODVVHQ GHU ) JHVWHOOH 

+LHU ZLUG GHU :HJ ]XU 0RQWDJHYRUULFKWXQJ JHSODQW LQ GHU EHUHLWV GHU HUVWH ) 

JHSDUWQHU HLQJHOHJW LVW %HLVSLHOVZHLVH LVW GLH 6FKQHLGHLQULFKWXQJ EHUHLWV DEJH 

OHJW 'HU *UHLIHU I KUW GLH YRUPRQWLHUWH *HKlXVHKlOIWH DQ GLH ) JHVWHOOH KHUDQ 

H 6WXIH ± $ (OHPHQWDUH 0RQWDJHEHZHJXQJ 

,Q GLHVHP 6FKULWW ZLUG QXQ GLH 0RQWDJH GHU 6FKQHLGHLQULFKWXQJ LQ GDV *HKlX 

VH VRZLH GDV 6FKOLH‰HQ GHU *HKlXVHKlOIWHQ JHSODQW $EELOGXQJ ]HLJW GHQ 

HQWVSUHFKHQGHQ $XVVFKQLWW GHV $EODXISODQV 'LH YRUJHVHKHQH 0RQWDJHYRU 

ULFKWXQJ LVW GHP 3ODQHU EHUHLWV EHNDQQW 

$EELOGXQJ $XVVFKQLWW GHV 0RQWDJHDEODXISODQV GHV 'RVHQ|IIQHUV 

'LH /|VXQJ VLHKW YRU GDVV GLH 6FKQHLGHLQULFKWXQJ LQ HLQHU $XIQDKPH EHUHLW 

OLHJW XQG GHU 5RERWHU GDV *HKlXVH LQ GHQ %DMRQHWWYHUVFKOXVV HLQVHW]W XQG YHU 

ULHJHOW V $EELOGXQJ KLHU LVW GLH 9RUULFKWXQJ DOOHUGLQJV DXVJHEOHQGHW 6R 

PLW LVW GLH SULQ]LSLHOOH %HZHJXQJVNLQHPDWLN IHVWJHOHJW )HUQHU ODVVHQ VLFK DXV 

GHQ $XIQDKPHSXQNWHQ GHU 9RUULFKWXQJ ZLHGHUXP 9RUJDEHQ DQ GLH $X‰HQ 

NRQWXU DEOHLWHQ


YRUPRQWLHUWH 

*HKlXVHKlOIWH 

%DMRQHWW 

YHUVFKOXVV 

0XOWL 

IXQNWLRQV 

JUHLIHU 

6FKQHLG 

HLQULFKWXQJ 

$EELOGXQJ 0RQWDJH YRQ *HKlXVH XQG 6FKQHLGHLQULFKWXQJ 


1DFKGHP I U DOOH 7HLOYRUJlQJH GHU 0RQWDJHYRUJDQJVEHVFKUHLEXQJ DXFK GLH 

HQWVSUHFKHQGHQ 5RERWHUEHZHJXQJVSURJUDPPH IHVWVWHKHQ XQG LQ GHU $EODXI 

VWHXHUXQJ NRUUHNW HLQJHJOLHGHUW VLQG NDQQ GHU 0RQWDJHDEODXI ]XQlFKVW VLPX 

ODWLY JHWHVWHW ZHUGHQ 'D]X ZLUG GDV 3HWUL 1HW] LQ HLQ]HOQHQ 6FKULWWHQ PDQXHOO 

GXUFKJHWDNWHW XQG GLH 5HDNWLRQ GHU VLPXOLHUWHQ %HWULHEVPLWWHO LQ GHU ' 6LPX 

ODWLRQ EHREDFKWHW $EELOGXQJ ]HLJW GHQ $XVVFKQLWW LP 3HWULQHW] GHU LQ 

$EELOGXQJ DOV $EODXISODQ GDUJHVWHOOW ZDU ) U MHGH 0RQWDJHDXIJDEH LVW QXQ 

HLQH .RPELQDWLRQ YRQ GHQ DQ GHU $XIJDEH EHWHLOLJWHQ 2EMHNWHQ DOV .UHLV GDU 

JHVWHOOW 'D]ZLVFKHQ VLQG GLH 7UDQVLWLRQHQ ]X VHKHQ =XVlW]OLFK LVW LP 3HWUL 

1HW] DXFK GHU $EODXI GHV 5RERWHUV 5; PRGHOOLHUW ,Q GLHVHP $QZHQGXQJV 

EHLVSLHO P VVHQ OHGLJOLFK GLH %HZHJXQJVDEOlXIH GHV 5RERWHUV NRRUGLQLHUW 

ZHUGHQ GD GLHVHU GDV HLQ]LJH +DQGKDEXQJVEHWULHEVPLWWHO LVW 

$EELOGXQJ 6WHXHUXQJVQHW] I U GLH 'RVHQ|IIQHUPRQWDJH


hEHU GLH HQWVSUHFKHQGH 6LPXODWLRQV 90' NDQQ GHU 5RERWHU LQ GHU ' 6LPX 

ODWLRQ DQJHVSURFKHQ ZHUGHQ XP GHQ 0RQWDJHYRUJDQJ ]X YHULIL]LHUHQ 


7UHWHQ LQ GHU 6LPXODWLRQ NHLQH )HKOHU DXI NDQQ GHU 3ODQHU DQVWHOOH GHU 6LPX 

ODWLRQV 90' GLH 90' I U GHQ UHDOHQ 5; 5RERWHU PLW GHP &OLHQW LQ &RV 

0RQ$XW YHUELQGHQ XQG GLH UHDOH $QODJH DXV GHP 6\VWHP &RV0RQ$XW VWHXHUQ 

V $EELOGXQJ 'LH 3ODQXQJ LVW GDPLW DEJHVFKORVVHQ 

$EELOGXQJ 6WHXHUXQJ GHU UHDOHQ 'RVHQ|IIQHUPRQWDJH PLW &RV0RQ$XW 


,Q GLHVHU )DOOVWXGLH LVW GLH 0RQWDJH HLQHV %RKUPDVFKLQHQJHKlXVHV ]X SODQHQ 

,Q GHQ 9RUGHUJUXQG GHU %HWUDFKWXQJ U FNW KLHU GLH 6WXIH GLH 6\QFKURQLVDWLRQ 

GHU (LQ]HOYRUJlQJH ]XGHP NRPPW GLH $QDO\VH GHV 0RQWDJHDEODXIHV ]XU $Q 

ZHQGXQJ *HSODQW ZLUG HLQ 9RUPRQWDJHVFKULWW DQ HLQHU DXWRPDWLVFKHQ 0RQWD 

JHVWDWLRQ GDV (LQVHW]HQ GHU 6SLQGHO ,Q GHQ KLHU QLFKW PHKU EHWUDFKWHWHQ 

QDFKJHODJHUWHQ 0RQWDJHVFKULWWHQ ZHUGHQ GLH =DKQUlGHU HLQJHOHJW XQG GDV 

*HWULHEH IHUWLJJHVWHOOW 'HQ $EVFKOX‰ ELOGHW GHU 'DWHQDXVWDXVFK ]XU EHUJH 

RUGQHWHQ 336 (EHQH 

3ODQXQJVYRUDXVVHW]XQJHQ 

,Q GLHVHP %HLVSLHO HUIROJW LP :HVHQWOLFKHQ HLQH 8PSODQXQJ EHL GHU VRZRKO 

GDV 3URGXNW DOV DXFK GLH 3ULPlUNRPSRQHQWHQ YRQ GHU YRUKHUJHKHQGHQ DXWR


PDWLVLHUWHQ 0RQWDJHO|VXQJ EHUQRPPHQ ZHUGHQ NRQQWHQ /HGLJOLFK GLH QHXH 

$UEHLWVDXIWHLOXQJ XQG GDPLW $QODJHQVWUXNWXUlQGHUXQJ HUIRUGHUW GLHVH 3ODQXQJ 

3URGXNWNRPSRQHQWHQ 

'LH (LQ]HONRPSRQHQWHQ I U GLH 9RUPRQWDJH VLQG LQ $EELOGXQJ GDUJHVWHOOW 

'DV *HKlXVH DXV $OXPLQLXP 'UXFNJXVV GHU 'LVWDQ]ULQJ GLH 6SLQGHO DOV %DX 

JUXSSH PLW $[LDOODJHU GHU 6LFKHUXQJVULQJ YRQ OLQNV QDFK UHFKWV 

$EELOGXQJ .RPSRQHQWHQ I U GLH 9RUPRQWDJH GHV *HWULHEHV 

(LQ]XVHW]HQGH .RPSRQHQWHQ GHU $QODJH 

'LH 0RQWDJHYRUJDQJVEHVFKUHLEXQJ HUJLEW VLFK DXV GHU 6WUXNWXU GHV *HVDPW 

DEODXIV +LHU EHUZLHJW GHU (LQIOXVV GHU 0RQWDJHDQODJH GD WHLOZHLVH GLH EH 

ZlKUWHQ %HWULHEVPLWWHO ZLH *UHLIHU /DVWVWDQG XQG 3UHVVPRGXO ZLHGHUYHUZHQ 

GHW ZHUGHQ VROOHQ $XI GHP 3UHVVPRGXO EHILQGHQ VLFK HLQ 0DJD]LQ I U GLH 'LV 

WDQ]ULQJH VRZLH HLQ 0DJD]LQ I U GLH 6LFKHUXQJVULQJH 'LH .RPSRQHQWHQVWHXH 

UXQJ GHV 3UHVVPRGXOV EHGLHQW GLH 0DJD]LQH )HUQHU VROO DOV +DQGKDEXQJV 

EHWULHEVPLWWHO GHU 0RQWDJH]HOOH HLQ 5RERWHU 5; YRQ 6WlXEOL EHVFKDIIW ZHU 

GHQ 

'LHVHU 5RERWHU KDW HLQHQ NOHLQHUHQ $UEHLWVUDXP DOV GHU LP REHQ JHQDQQWHQ 

$QZHQGXQJVEHLVSLHO HLQJHVHW]WH PP 6SKlUHQGXUFKPHVVHU VWDWW 

PP (LQH $QDO\VH LQ GHU ' 6LPXODWLRQ HUJLEW GDVV GLH $QRUGQXQJ GHV 5R 

ERWHUV QHEHQ GHP /DVWVWDQG KLHU QLFKW VLQQYROO LVW ZHLO QXU HLQ JHULQJHU 7HLO 

GHV /DVWVWDQGHV HUUHLFKEDU ZlUH $XV GLHVHP *UXQG SODW]LHUW GHU 3ODQHU GHQ 

5RERWHU LQ GLH 0LWWH GHV /DVWVWDQGHV 'D GLH 3ODQXQJ XQG ,QEHWULHEQDKPH PLW 

GHP 6\VWHP &RV0RQ$XW XQG GHP 006 &25%$ $QVDW] GXUFKJHI KUW ZHUGHQ 

VROO PXVV GHU 5RERWHU PLW HQWVSUHFKHQGHU 6WHXHUXQJ PLW (WKHUQHW $QVFKOXVV 

DXVJHVWDWWHW VHLQ )HUQHU VROO GHU PRGXODUH $QVDW] DXFK LQ GHU +DUGZDUH VHL 

QHQ 1LHGHUVFKODJ ILQGHQ GDKHU IlOOW GLH (QWVFKHLGXQJ GDV 3UHVVPRGXO PLW 

HLQHU VHSDUDWHQ 636 DOV .RPSRQHQWHQVWHXHUXQJ ]X YHUVHKHQ +LHU NRPPW 

HLQH 6LHPHQV 6 6WHXHUXQJ ]XP (LQVDW] %HLGH $XWRPDWLVLHUXQJVNRPSR


QHQWHQ ZHUGHQ EHU HLQHQ :LQGRZV 17 3& PLW GHQ HQWVSUHFKHQGHQ 6RIWZDUH 

SDNHWHQ GHU +HUVWHOOHU EHGLHQW V $EELOGXQJ 

*UHLIHU 

EDKQKRI 

0DJD]LQ 

*HKlXVH 

0DJD]LQ 

5LQJ 

5RERWHU 

3UHVVPRGXO 

0DJD]LQ 

6LFK 5LQJ 

0DJD]LQ 

6SLQGHO 

5RERWHU 

VWHXHUXQJ 

636 

:LQGRZV 

3& 

$EELOGXQJ 6FKHPDWLVFKHV /D\RXW GHU 0RQWDJHDQODJH 

6WXIH 3 3URGXNWNRPSRQHQWHQ XQG 6WUXNWXU GHV 

$EODXIV 

'LH 3URGXNWVWUXNWXU LVW JOHLFK]HLWLJ GLH 0RQWDJHUHLKHQIROJH $XIJUXQG GHV 

)XQNWLRQVSULQ]LSV GHU .RQVWUXNWLRQ ZXUGH GLHVH KLHU SURGXNWJHWULHEHQ GHILQLHUW 

ZREHL EHUHLWV LP 'HVLJQ DOOJHPHLQH PRQWDJHWHFKQLVFKH *UXQGVlW]H ZLH (LQ 

KHLWOLFKNHLW GHU ) JHULFKWXQJ %HU FNVLFKWLJXQJ ILQGHQ 'LH %HVWDQGWHLOH N|Q 

QHQ DOOH VHTXHQWLHOO LQ GLH YRUGHUH *HWULHEH|IIQXQJ HLQJHI KUW ZHUGHQ 'LH 'DU 

VWHOOXQJ GLHVHV 0RQWDJHYRUUDQJJUDIHQ LQ &RV0RQ$XW ]HLJW $EELOGXQJ 

$EELOGXQJ 0RQWDJHYRUUDQJJUDI GHU *HWULHEHYRUPRQWDJH


6WXIH 3ODQXQJ GHU 7HLOYRUJlQJH 

,Q &RV0RQ$XW ZLUG GHU $EODXISODQ HUVWHOOW XQG GLH MHZHLOLJHQ %HWULHEVPLWWHO GHQ 

HLQ]HOQHQ 0RQWDJHDXIJDEHQ ]XJHZLHVHQ ) U GLH 'HWDLOSODQXQJ VWHKW GLH $Q 

ELQGXQJ ]XU ' 6LPXODWLRQ ]XU 9HUI JXQJ (V ZHUGHQ GLH HLQ]HOQHQ 7HLOVFKULWWH 

GHU 0RQWDJHYRUJDQJVEHVFKUHLEXQJ VXN]HVVLYH IHUWLJJHSODQW $OV %HVRQGHUKHLW 

LVW KLHU ]X HUZlKQHQ GDVV EHL GLHVHU 8PSODQXQJ VlPWOLFKH 3URGXNWGDWHQ EH 

UHLWV YROOVWlQGLJ YRUKDQGHQ VLQG 7URW]GHP LVW GLH 3ODQXQJ GHU 9RUJDQJVEH 

VFKUHLEXQJ EHUZLHJHQG DQODJHQJHWULHEHQ 

$EELOGXQJ $EODXISODQ GHU *HWULHEHPRQWDJH LQ &RV0RQ$XW 

'HU $EODXI VLHKW YRU GDVV GDV *HKlXVH YRP 5RERWHU DXV GHP :HUNVW FNWUl 

JHU HQWQRPPHQ XQG ]XP 3UHVVPRGXO JHEUDFKW ZLUG 'DV *HKlXVH ZLUG DXI 

GHP YHUIDKUEDUHQ 6FKOLWWHQ DEJHVHW]W XQG YRQ GLHVHP XQWHU GDV 'LVWDQ]ULQJ 

PDJD]LQ JHEUDFKW ZR HLQ 5LQJ HLQJHVHW]W ZLUG ,Q]ZLVFKHQ KROW GHU 5RERWHU 

HLQH 6SLQGHO DXV GHP DQGHUHQ :HUNVW FNWUlJHU GHU 6FKOLWWHQ IlKUW VFKOLH‰OLFK 

ZLHGHU LQ GLH hEHUJDEHSRVLWLRQ ]XU FN 

'DV LP 3UHVVPRGXO LQWHJULHUWH 0DJD]LQ ZLUIW HLQHQ 'LVWDQ]ULQJ 'LHVHU IlOOW LQ 

GDV GDUXQWHU YRP 7UDQVSRUWVFKOLWWHQ GHV 0RGXOV EHUHLWJHVWHOOWH *HKlXVH 'D 

QDFK IlKUW GHU 6FKOLWWHQ ZLHGHU LQ GLH hEHUJDEHSRVLWLRQ ZR GHU 5RERWHU GLH 

6SLQGHO PRQWLHUW V $EELOGXQJ =XOHW]W IlKUW GHU 6FKOLWWHQ XQWHU GHQ 3UHV 

VHQVWHPSHO 'HU 6LFKHUXQJVULQJ ZLUG HLQJHOHJW XQG YHUSUHVVW 

,P $QVFKOXVV ILQGHW GLH 3ODQXQJ GHU I QI XQWHUVFKLHGOLFKHQ 7HLOYRUJlQJH VWDWW 

'LH 9RUJHKHQVZHLVH HUIROJW DQDORJ ]X GHU 'DUVWHOOXQJ LP YRUDQJHJDQJHQHQ 

%HLVSLHO XQG ZLUG KLHU GHVKDOE QLFKW ZHLWHU HUOlXWHUW


'LVWDQ]ULQJ 

PDJD]LQ 

*UHLIHU 

EDKQKRI 

:HUNVW FNWUlJHU 

I U *HKlXVH 

3UHVVPRGXO 6FKOLWWHQ 

*HKlXVH 

*UHLIHU 

6SLQGHO 

$EELOGXQJ (LQVHW]HQ GHU 6SLQGHO LQ GHU 6LPXODWLRQ 

:HUNVW FNWUlJHU 

I U 6SLQGHOQ 

6WXIH 6\QFKURQLVDWLRQ GHU 6WHXHUXQJ GHU $QODJH 

'LH 006 %HIHKOH ]XP 6WDUWHQ GHU (LQ]HOYRUJlQJH GHV 5RERWHUV XQG GHV 

3UHVVPRGXOV ZHUGHQ VR JHVWDOWHW GDVV GLH 5HLKHQIROJH VWLPPW XQG DXFK GLH 

.RRUGLQDWLRQ YRQ 5RERWHU XQG 636 HUIROJW 'LHVH .RRUGLQDWLRQVVWHOOHQ VLQG LP 

3HWUL 1HW] V $EELOGXQJ DQ GHQ JHPHLQVDPHQ 7UDQVLWLRQHQ GHU 7HLOQHW]H 

YRQ 3UHVVPRGXO XQG 5RERWHU ]X HUNHQQHQ ] % GLH YHUNQ SIWH ]ZHLWH 7UDQVL 

WLRQ XQWHQ OLQNV PLW GUHL (LQ]HOWUDQVLWLRQHQ DQ GHU EHUSU IW ZLUG RE GHU 5RER 

WHU Ã5; µ GDV *HKlXVH DEJHVHW]W XQG GHQ *UHLIHU JH|IIQHW KDW EHYRU GDV 

3UHVVPRGXO Ã3UHVVHµ GHQ 6FKOLWWHQ ]XP (LQVHW]HQ GHV 'LVWDQ]ULQJV LQ %HZH 

JXQJ VHW]W 'LH LP 1HW] PDUNLHUWHQ 6WHOOHQ EHVFKUHLEHQ GDV +ROHQ GHU 6SLQGHO 

GXUFK GHQ 5RERWHU XQG GHQ SDUDOOHOJHVFKDOWHWHQ 9RUJDQJ LP 3UHVVPRGXO GHU 

GDV *HKlXVH PLW GHP HLQJHVHW]WHQ 5LQJ %DXJUXSSH $ V $EELOGXQJ LQ 

GLH hEHUJDEHSRVLWLRQ EULQJW $XIJUXQG GHU YLHOHQ 1HW]HOHPHQWH ZXUGH KLHU GLH 

'DUVWHOOXQJ OHGLJOLFK PLW GHQ YHUHLQIDFKWHQ 6\PEROHQ I U GDV 1HW] JHZlKOW 

'LH *HVDPWDQVLFKW ZlUH LQ GLHVHU YHUNOHLQHUWHQ 'DUVWHOOXQJ PLW GHQ 6\PEROHQ 

I U GLH MHZHLOLJHQ 006 %HIHKOH QLFKW PHKU GHXWOLFK ]X HUNHQQHQ


$EELOGXQJ 9RUJDQJVEHVFKUHLEXQJ PLWWHOV 3HWUL 1HW] 

=XU %HXUWHLOXQJ GHU 3ODQXQJVTXDOLWlW NRPPHQ KLHU GLH $QDO\VHZHUN]HXJH ]XP 

(LQVDW] $EELOGXQJ ]HLJW GDV REHQ GDUJHVWHOOWH 1HW] LP :HUN]HXJ &RV0RQ 

$XW JOHLFK]HLWLJ ZXUGH GHU (GLWRU ]XU $QDO\VH GHV 3HWUL 1HW]HV DNWLYLHUW 'DV 

$QDO\VHHUJHEQLV HUVFKHLQW DOV %DONHQGDUVWHOOXQJ DQ GHQ HLQ]HOQHQ ]HLWE 

HKDIWHWHQ 6WHOOHQ VRZLH GLH VXPPDULVFKH =DKOHQDQJDEH LP 7H[WEORFN XQWHQ 

UHFKWV XQG JLEW $XIVFKOXVV EHU GLH 7DNW XQG 'XUFKODXI]HLW GLHVHV 0RQWDJH 

SUR]HVVHV 1HEHQ GLHVHU %HWUDFKWXQJ LVW DXFK HLQH PRQHWlUH %HZHUWXQJ GHU 

0RQWDJH HUIRUGHUOLFK +LHUI U N|QQHQ LP $QDO\VHZHUN]HXJ DXFK GLH 3UR]HVV 

NRVWHQ DP 3HWUL 1HW] HUPLWWHOW XQG YLVXDOLVLHUW ZHUGHQ


$EELOGXQJ .RVWHQDQDO\VH EH]RJHQ DXI GLH .RVWHQWUlJHU 

6WXIH 0RQWDJHDQODXI 

1DFK HUIROJWHU 9DOLGLHUXQJ GHV JHVDPWHQ 0RQWDJHYRUJDQJV LQ GHU ' 6LPXOD 

WLRQ XQG HEHQIDOOV QDFK GHP $XIEDX GHU $QODJHQNRPSRQHQWHQ GXUFK GHQ +HU 

VWHOOHU NDQQ QXQ DXV &RV0RQ$XW GLH UHDOH $QODJH JHVWHXHUW ZHUGHQ V 

$EELOGXQJ 'DEHL ILQGHW GLH .RPPXQLNDWLRQ QLFKW PHKU PLW GHQ &25%$ 

90'V GHU VLPXOLHUWHQ .RPSRQHQWHQVWHXHUXQJ VWDWW 'LH 006 %HIHKOH GHU 

0RQWDJHYRUJDQJVEHVFKUHLEXQJ ZHUGHQ GLUHNW DQ GLH 90' I U GHQ 5RERWHU 

5; XQG DQ GLH 90' I U GLH 6LHPHQV 6 636 JHVFKLFNW


$EELOGXQJ (LQVHW]HQ GHU 6SLQGHO GXUFK GHQ 5RERWHU 

1DFK GHU .DOLEULHUXQJ GHV UHDOHQ +DUGZDUHDXIEDXV ZLUG GHU $EODXI LQ &RV 

0RQ$XW VFKULWWZHLVH GXUFKJHWDNWHW 'LH 5RERWHUJHVFKZLQGLJNHLW LVW ]XQlFKVW 

UHGX]LHUW $EELOGXQJ ]HLJW GHQ (LQEDX GHU 6SLQGHO LQ GDV *HWULHEHJHKlXVH 

'HU 9RUJDQJ LVW YRUKHU LQ GHU 6LPXODWLRQ V $EELOGXQJ JHSODQW ZRUGHQ 

'DWHQDXVWDXVFK PLW GHU $XIWUDJVVWHXHUXQJVHEHQH 

'LH 'DWHQ DXV GHU 0RQWDJHYRUJDQJVSODQXQJ ZHUGHQ DQVFKOLH‰HQG EHU GLH 

6FKQLWWVWHOOH LQ GDV 336 6\VWHP /RZLV EHUWUDJHQ XP GRUW I U GHQ 3URGXN 

WLYEHWULHE ]XU 9HUI JXQJ ]X VWHKHQ $XIJUXQG GHU XQWHUVFKLHGOLFKHQ JHVSHL 

FKHUWHQ ,QIRUPDWLRQHQ GLH DXV GHP $QZHQGXQJVIHOG GHU :HUN]HXJH UHVXOWLHUW 

LVW LP 336 6\VWHP QRFK HLQH 1DFKEHDUEHLWXQJ HUIRUGHUOLFK EHLVSLHOVZHLVH GLH 

9HUJDEH YRQ $UWLNHOQXPPHUQ ZHOFKH LQ GHQ 3ODQXQJVVFKULWWHQ LQ &RV0RQ$XW 

QLFKW EHQ|WLJW ZHUGHQ 

'LH $EELOGXQJ ]HLJW HLQHQ 6FUHHQVKRW GHV 336 6\VWHPV 'HU $UEHLWVSODQ 

OLVWHW GLH HUIRUGHUOLFKHQ +DQGKDEXQJVVFKULWWH MH .RPSRQHQWH DXI LP %LOG OLQNV 

XQWHQ hEHU GLH 6FKQLWWVWHOOH LVW HV DXFK P|JOLFK JHVDPWH $XIWUlJH ]X H[SRU 

WLHUHQ 'LDORJER[ UHFKWV XQWHQ


$EELOGXQJ 'DWHQDXVWDXVFK PLW GHP 336 6\VWHP

%HZHUWXQJ GHV $QVDW]HV 


'LH YRUJHVWHOOWH 9RUJHKHQVZHLVH XQWHUVW W]W HLQH GXUFKJlQJLJH %HVFKUHLEXQJ 

GHV 0RQWDJHDEODXIHV YRP .RQ]HSW ELV ]XP $QODXI GHU 0RQWDJHDQODJH 'XUFK 

HLQH 8QWHUVFKHLGXQJ LQ HLQHQ SURGXNWJHWULHEHQHQ XQG HLQHQ DQODJHQJHWULHEH 

QHQ $EODXI ZLUG DOWHUQDWLY GHU (LQIOXVV GHV 3URGXNWHV DXI GHQ 0RQWDJHYRUJDQJ 

XQG GLH $QODJH E]Z XPJHNHKUW GHU (LQIOXVV GHU $QODJH DXI GHQ 9RUJDQJ XQG 

GDV 3URGXNW EHU FNVLFKWLJW 'LHVH .RQ]HSWLRQ HUI OOW GLH )RUGHUXQJHQ DXV .D 

SLWHO ,Q GHQ EHLGHQ $QZHQGXQJVEHLVSLHOHQ ZXUGH GLH 9ROOVWlQGLJNHLW GHV 

$QVDW]HV YRUJHVWHOOW ) U HLQH ZHLWHUJHKHQGH %HXUWHLOXQJ GHU 3UDNWLNDELOLWlW LQ 

GHU LQGXVWULHOOHQ 3UD[LV ZlUHQ ZHLWHUJHKHQGH 6WXGLHQ QRWZHQGLJ GLH EHU GHQ 

8PIDQJ GHU =LHOVHW]XQJ GLHVHU $UEHLW KLQDXVJHKHQ 


'LH 9RUWHLOH GHU REMHNWRULHQWLHUWHQ 0RGHOOLHUXQJVZHLVH VLQG PLWWOHUZHLOH DOOJH 

PHLQ DQHUNDQQW 'LH VHSDUDWH $EELOGXQJ GHU HLQ]HOQHQ 9RUJlQJH GHU %HWULHEV 

PLWWHO EHZlKUWH VLFK LQ GHU $QZHQGXQJ 'HU $EODXI ]HLFKQHW VLFK GXUFK HLQH 

KRKH 7UDQVSDUHQ] DXV ]XGHP VLQNW GXUFK GLH $XIWHLOXQJ GLH .RPSOH[LWlW I U 

GHQ 6\VWHPDQZHQGHU 

&+28,.$ 8 $ KDEHQ LQVJHVDPW %HVFKUHLEXQJVDUWHQ I U GLH $XWRPD 

WLVLHUXQJVWHFKQLN XQWHUVXFKW ,Q LKUHQ (UJHEQLVVHQ JHEHQ DXFK VLH GHQ 3HWUL 

1HW]HQ GLH PHLVWHQ SRVLWLYHQ %HZHUWXQJHQ 'LH 3HWUL 1HW]H VLQG ODXW GLHVHU 

$XIVWHOOXQJ DXFK GLH HLQ]LJH %HVFKUHLEXQJVWHFKQLN GLH GLH YLHU 3KDVHQ 6SH]L 

ILNDWLRQ 0RGHOOELOGXQJ ,PSOHPHQWLHUXQJ XQG %HWULHE JXW XQWHUVW W]HQ N|QQHQ 

6 =X HLQHP lKQOLFKHQ (UJHEQLV NRPPHQ DXFK /,7= )5(< Ä,P ZHVHQW 

OLFKHQ VLQG HV ]ZHL $UWHQ VROFKHU >IRUPDOHU@ 'DUVWHOOXQJHQ GLH VLFK LQ M QJVWHU 

=HLW DOV SUDNWLNDEHO HUZLHVHQ KDEHQ (V VLQG EHVWLPPWH $XVSUlJXQJHQ YRQ 

3HWUL 1HW]HQ XQG YRQ HQGOLFKHQ $XWRPDWHQ 3UDNWLNDEHO EHGHXWHW GDEHL GD‰ 

VLH ]XU /|VXQJ QLFKW QXU DNDGHPLVFKHU 3UREOHPH JHHLJQHW VLQG GD‰ VLH LQ YHU 

I JEDUH (QWZXUIVZHUN]HXJH LQWHJULHUW VLQG XQG GD‰ ]ZLVFKHQ GHU IRUPDOHQ 

'DUVWHOOXQJ XQG GHU 5HDOLVLHUXQJ HLQH DXWRPDWLVFKH 8PVHW]XQJ P|JOLFK LVW 

6 ³ 6RPLW ZLUG GLH :DKO GLHVHV $QVDW]HV DOV %DVLV GHU YRUOLHJHQ 

GHQ $UEHLW EHVWlWLJW 

.RPPXQLNDWLRQ GHU 6WHXHUXQJ 

'LH .RPPXQLNDWLRQ ]ZLVFKHQ =HOOHQVWHXHUXQJ XQG .RPSRQHQWHQVWHXHUXQJ HU 

IROJW DXI %DVLV GHV &25%$ hEHUWUDJXQJVVWDQGDUGV GLH %HIHKOH ZHUGHQ JH 

Pl‰ 006 IRUPXOLHUW &8,3(5 52‰*2'(5(5 0LWWOHUZHLOH VHW]HQ DXFK 

DQGHUH DXI GDV .RQ]HSW (EHQIDOOV PLW &25%$ DUEHLWHQ /(, 8 $ GLH 

HLQH DJHQWHQRULHQWLHUWH 3UR]HVVSODQXQJ XQG 0DVFKLQHQVWHXHUXQJ HQWZLFNHOW 

KDEHQ 'LH $UFKLWHNWXU EDVLHUW DXI &25%$ ]XU .RPPXQLNDWLRQ GLH 6SH]LILND 

WLRQ GHV 1DFKULFKWHQLQWHUIDFHV IX‰W DEHU DXI NHLQHP 6WDQGDUG VRQGHUQ LVW


VHOEVW HUVWHOOW '8&528; 6 N QGLJW HLQH Ã,QWHJUDWLRQ 3ODWIRUPµ PLW 

&25%$ XQG 006 DQ XP (QJLQHHULQJ 3UR]HVVH I U $XWRPDWLVLHUXQJVWHFKQL 

NHQ ]X XQWHUVW W]HQ %LVODQJ LVW DEHU QRFK NHLQ 3ODQXQJVZHUN]HXJ DXI GLHVHU 

%DVLV YRUJHVWHOOW ZRUGHQ 

'LH 7DWVDFKH GDVV DXFK DQGHUH GLHVHV .RQ]HSW JHZlKOW KDEHQ EHVWlWLJW GHQ 

LQ GHU $UEHLW HLQJHVFKODJHQHQ :HJ 


)RUGHUXQJ 'LH 3UR]HVVSODQXQJ VWHKW LP 9RUGHU 

JUXQG GHU %HWUDFKWXQJ 

'LH ]HQWUDOH .RPSRQHQWH GHU YRUJHVWHOOWHQ 3ODQXQJVYRUJHKHQVZHLVH LVW GLH 

0RQWDJHYRUJDQJVEHVFKUHLEXQJ V .DSLWHO (V ZXUGHQ I QI .DWHJRULHQ 

DQ 7HLOYRUJlQJHQ GHILQLHUW XP DEJHVFKORVVHQH 3ODQXQJVDXIJDEHQ I U GHQ 

0RQWDJHSODQHU VFKQ UHQ ]X N|QQHQ 'HU JHVDPWH 0RQWDJHYRUJDQJ ZLUG LQ 

LQVJHVDPW 6WXIHQ V\VWHPDWLVFK HQWZLFNHOW V .DSLWHO ,P 8QWHUVFKLHG 

]X DQGHUHQ 3ODQXQJVPHWKRGLNHQ ZHUGHQ GDV 3URGXNW XQG GLH $QODJH DOV 7HLO 

QHKPHU DP 0RQWDJHYRUJDQJ EHWUDFKWHW LP 9RUGHUJUXQG VWHKW GLH 3ODQXQJ GHV 

0RQWDJHDEODXIHV 6RPLW LVW GLH )RUGHUXQJ HUI OOW 

)RUGHUXQJ :HFKVHOVHLWLJH %HU FNVLFKWLJXQJ YRQ 

$QODJHQ XQG 3URGXNWHLQIO VVHQ 

,Q GHU YRUJHVWHOOWHQ 3ODQXQJVYRUJHKHQVZHLVH ZLUG XQWHUVFKLHGHQ RE GDV 3UR 

GXNW RGHU GLH $QODJH GDV WUHLEHQGH 0RPHQW ELOGHQ ,QVEHVRQGHUH HUJLEW VLFK 

HLQH XQWHUVFKLHGOLFKH 5HLKHQIROJH EHL GHU 3ODQXQJ GHU 7HLOYRUJlQJH 6RPLW 

ZLUG EHU FNVLFKWLJW ZHOFKH *HJHEHQKHLWHQ YRQ 3URGXNW E]Z $QODJH LQ 9HU 

ELQGXQJ PLW GHU 3ODQXQJ GHV 0RQWDJHYRUJDQJV ZHOFKH 9RUJDEHQ I U GLH *H 

VWDOWXQJ YRQ $QODJH E]Z 3URGXNW IHVWOHJHQ 'LH )RUGHUXQJ LVW DOVR HUI OOW 

)RUGHUXQJ 'XUFKJlQJLJNHLW YRQ GHU ,GHH ELV ]XU 

5HDOLVLHUXQJ 

'LH YLHU 6WXIHQ GHU 3ODQXQJ XPIDVVHQ GDV JHVDPWH 6SHNWUXP YRQ GHU 9RU 

JDQJVVWUXNWXUSODQXQJ ELV ]XP 0RQWDJHDQODXI DQ GHU UHDOHQ $QODJH V .DSLWHO 

$XFK GDV LQ GLHVHU $UEHLW ZHLWHUHQWZLFNHOWH 5HFKQHUV\VWHP &RV0RQ$XW 

V .DSLWHO ELHWHW QXQ LQ DOOHQ 6WXIHQ 8QWHUVW W]XQJ I U GHQ 3ODQHU 'LH $Q 

ELQGXQJ DQ GLH EHUJHRUGQHWH 336 (EHQH VWHOOW HLQH GXUFKJlQJLJH 'DWHQYHU 

ZHQGXQJ EHU GHQ $QZHQGXQJVEHUHLFK GHV 3ODQXQJVZHUN]HXJV KLQDXV 

VLFKHU 'LH )RUGHUXQJ LVW HEHQIDOOV HUI OOW

%HZHUWXQJ GHV $QVDW]HV 


'LH $XIZDQG 1XW]HQ $EVFKlW]XQJ LVW I U GLH EHVFKULHEHQH 9RUJHKHQVZHLVH 

QLFKW DOOJHPHLQJ OWLJ GXUFKI KUEDU (LQHUVHLWV OLHJW GDV SURWRW\SLVFKH :HUN 

]HXJ QLFKW DOV NRPPHU]LHOOHV 3URGXNW YRU VRGDVV $QJDEHQ I U GLH ,QYHVWLWLRQV 

VXPPH OHGLJOLFK JHVFKlW]W ZHUGHQ N|QQHQ $OV $QKDOWVZHUW GLHQHQ EHLVSLHOV 

ZHLVH GLH 3UHLVH I U GLH 3ODQXQJVXPJHEXQJ YRQ 7HFQRPDWL[ GHPQDFK VLQG 

I U HLQH .RPELQDWLRQ YRQ 3UR]HVVSODQXQJ XQG ' 6LPXODWLRQ FD '0 

DQ]XVHW]HQ GLH )XQNWLRQDOLWlW GHU 6WHXHUXQJVSODQXQJ XQG DQELQGXQJ LVW 

KLHUEHL DOOHUGLQJV QRFK QLFKW HQWKDOWHQ 

$QGHUHUVHLWV KlQJW GHU HU]LHOEDUH 1XW]HQ VHKU VWDUN YRQ GHU VSH]LILVFKHQ 

6LWXDWLRQ DE (LQVSDUSRWHQWLDOH EHL GHU :LHGHUYHUZHQGXQJ YRQ DXWRPDWLVLHUWHQ 

0RQWDJHDQODJHQ VLQG QLFKW DOOJHPHLQJ OWLJ TXDQWLIL]LHUEDU $OOHLQ GLH ,QYHVWLWLRQ 

LQ HLQHQ $FKV 5RERWHU NDQQ PLW 6WHXHUXQJ PLW FD '0 ]X %XFKH 

VFKODJHQ (V LVW LP (LQ]HOIDOO VWHWV ]X SU IHQ RE GLH $QODJHQ EHUHLWV DPRUWLVLHUW 

VLQG ZLH ODQJH GLH JHSODQWH 3URGXNWLRQVGDXHU XQG GLH ]X HUZDUWHQGH UHVWOLFKH 

3URGXNWLRQVPLWWHOOHEHQVGDXHU JHVFKlW]W ZLUG 

(LQH TXDOLWDWLYH *HJHQ EHUVWHOOXQJ V 7DEHOOH LGHQWLIL]LHUW GDKHU OHGLJOLFK 

GLH HOHPHQWDUHQ (LQIOXVVJU|VVHQ GHQHQ LP NRQNUHWHQ )DOO GLH HQWVSUHFKHQGHQ 

:HUWH ]XJHZLHVHQ ZHUGHQ P VVHQ 

$XIZlQGH HUJHEHQ VLFK LQVEHVRQGHUH GXUFK GLH $QVFKDIIXQJVNRVWHQ GHU 

5HFKQHUV\VWHPH XQG HQWVSUHFKHQGH 0LWDUEHLWHUVFKXOXQJ VRZLH GXUFK GLH bQ 

GHUXQJ GHU $EODXI XQG JJI $XIEDXRUJDQLVDWLRQ GLH X 8 HEHQIDOOV 0LWDUEHLWHU 

WUDLQLQJ LQ %H]XJ DXI 7HDPYHUKDOWHQ HWF HUIRUGHUOLFK PDFKHQ 'LHVH $XIZlQGH 

VLQG DOV HLQPDOLJ ]X EHWUDFKWHQ 

'LH 1XW]HQSRWHQ]LDOH VLQG LP 3ODQXQJVDEODXI VHOEVW ]X VHKHQ 'RUW IlOOW 

ZHQLJHU %OLQGOHLVWXQJ ZLH 'DWHQDXIEHUHLWXQJ HWF DQ ]XGHP LVW GLH 9RUJHKHQV 

ZHLVH GXUFK GLH )HVWOHJXQJ GHV 7UHLEHUV HIIL]LHQWHU XQG ZHQLJHU IHKOHUDQIlOOLJ 

ZHLO JOHLFK GLH ULFKWLJHQ 3UlPLVVHQ EHL GHU 3ODQXQJ LQ %HWUDFKW JH]RJHQ ZHU 

GHQ =XGHP VWHFNW HLQ HQRUPHV 3RWHQ]LDO LP HIIL]LHQWHQ (LQVDW] YRQ YRUKDQGH 

QHQ .DSD]LWlWHQ E]Z 3URGXNWNRPSRQHQWHQ RGHU GXUFK GHQ JH]LHOWHQ 7HFKQR 

ORJLHZHFKVHO PLW HQWVSUHFKHQGHP 5DWLRQDOLVLHUXQJVSRWHQ]LDO EHL 3URGXNW E]Z 

$QODJH +LHUEHL XQWHUVW W]W DXFK GDV 3ODQXQJVZHUN]HXJ VHOEVW LQGHP HV 

$QDO\VHZHUN]HXJH I U GLH =HLW XQG .RVWHQEHWUDFKWXQJ YRUKlOW 

'DV JHVDPWH 1XW]HQSRWHQ]LDO OlVVW VLFK EHL MHGHU 3ODQXQJ GLH QDFK GLHVHP 

$QVDW] DEOlXIW HUQHXW DXVVFK|SIHQ 

$XVNXQIW YRQ 7HFKQRPDWL[ H0:RUNSODFH FD '0 H03ODQQHU FD '0 

/LVWHQSUHLV I U HLQHQ 6WlXEOL 5; PLW HWKHUQHWIlKLJHU 6WHXHUXQJ '0


$XIZDQG LVW ]X HUZDUWHQ GXUFK 1XW]HQ LVW ]X HUZDUWHQ GXUFK 

œ $QVFKDIIXQJ GHV 

5HFKQHUZHUN]HXJV I U 3UR]HVV 

XQG 6WHXHUXQJVSODQXQJ VRZLH 

JJI GHU +DUGZDUH 

œ 6FKXOXQJ GHV 3HUVRQDOV I U GDV 

:HUN]HXJ $UEHLWV]HLW XQG 

/HKUJDQJVJHE KUHQ 

œ $QODXIYHUOXVWH EHLP 

,PSOHPHQWLHUHQ GHV 

WUHLEHURULHQWLHUWHQ 

(QWZLFNOXQJVDEODXIHV LP %HWULHE 

œ 0LQLPLHUWHU 'DWHQ 

NRQYHUWLHUXQJVDXIZDQG GXUFK 

NRQVLVWHQWHV 0RGHOO EHU GLH 

JHVDPWH (QWZLFNOXQJ ELV ]XP 

%HWULHE GHU $QODJH 

œ (IIL]LHQWHUH 9RUJHKHQVZHLVH PLW 

EHVVHUHQ 

=ZLVFKHQHUJHEQLVVHQ 

ZHQLJHU XQG N U]HUHQ 

bQGHUXQJVVFKOHLIHQ 

LQWHJULHUWHU $QDO\VH XQG 

%HZHUWXQJ GHU 3ODQXQJ 

œ 3RWHQWLDOH GXUFK LQGLYLGXHOOH 

7UHLEHUIHVWOHJXQJ 

JHULQJHUHU 

(QWZLFNOXQJVDXIZDQG EHL 

LGHQWLVFKHQ .RPSRQHQWHQ LP 

1DFKIROJHSURGXNW 

OlQJHUH 

.DSLWDOU FNIOXVVSHULRGHQ I U 

$PRUWLVLHUXQJ GHU $QODJHQ 

%LOGXQJ VWLOOHU 5HVHUYHQ EHL 

:HLWHUYHUZHQGHQ EHVWHKHQGHU 

,QYHVWLWLRQHQ 

(IIL]LHQ]VWHLJHUXQJ EHL (LQVDW] 

ZLUWVFKDIWOLFKHUHU 7HFKQRORJLHQ 

I U GDV 3URGXNW RGHU GLH 

$QODJH 

œ . U]HUH 

*HVDPWHQWZLFNOXQJV]HLW G K 

VFKQHOOHUHU 0DUNWHLQWULWW 

7DEHOOH (LQIOXVVJU|‰HQ GHU $XIZDQG 1XW]HQ $EVFKlW]XQJ 

,QVJHVDPW LVW ]X HUZDUWHQ GDVV GLH 1XW]HQHIIHNWH GLH $XIZHQGXQJHQ GHXWOLFK 

EHUVWHLJHQ XQG VRPLW DXV ZLUWVFKDIWOLFKHQ *HVLFKWVSXQNWHQ GLH 8PVHW]XQJ 

GHV YRUJHVWHOOWHQ .RQ]HSWV VLQQYROO LVW

=XVDPPHQIDVVXQJ 

'LHVH $UEHLW VWHOOW HLQH 9RUJHKHQVZHLVH XQG HLQ 5HFKQHUZHUN]HXJ ]XU GXUFK 

JlQJLJHQ 3ODQXQJ YRQ 0RQWDJHYRUJlQJHQ XQG GHQ ]XJHK|ULJHQ $QODJHQ YRU 

'LH .RQ]HSWLRQ HUIROJWH XQWHU %HU FNVLFKWLJXQJ GHU GUHL )RUGHUXQJHQ 

œ ([SOL]LWH %HWUDFKWXQJ GHU 9RUJDQJVEHVFKUHLEXQJ LP 3ODQXQJV 

DEODXI 

œ %HU FNVLFKWLJXQJ YRQ $QIRUGHUXQJHQ GXUFK GDV 3URGXNW RGHU 

GLH 0RQWDJHDQODJHQ 

œ 'XUFKJlQJLJNHLW YRQ GHU ,GHH ]XU 5HDOLVLHUXQJ 

'HU 6WDQG GHU 7HFKQLN HUI OOW GLHVH QRFK QLFKW DGlTXDW 

'LH 9RUJHKHQVZHLVH IX‰W DXI GHU JHWUHQQWHQ %HWUDFKWXQJ GHU *HVWDOWXQJVHOH 

PHQWH 3URGXNW 0RQWDJHYRUJDQJVEHVFKUHLEXQJ XQG 0RQWDJHDQODJH 'DEHL 

NDQQ HQWZHGHU GDV 3URGXNW RGHU GLH $QODJH ]XP 7UHLEHU GHU (QWZLFNOXQJ ZHU 

GHQ XQG GLH 9RUJDEHQ DQ GLH EHLGHQ DQGHUHQ *HVWDOWXQJVHOHPHQWH GLNWLHUHQ 

6R ZLUG GHQ XQWHUVFKLHGOLFKHQ $QIRUGHUXQJHQ DXV GHU EHWULHEOLFKHQ 3UD[LV ZLH 

HWZD (LQI KUXQJ QHXHU 7HFKQRORJLHQ LP 3URGXNW RGHU LQ GHU 0RQWDJH E]Z 

:HLWHUQXW]XQJ HLQHU XQDXVJHODVWHWHQ 0RQWDJHDQODJH E]Z YRQ HWDEOLHUWHQ 

3URGXNWNRPSRQHQWHQ 5HFKQXQJ JHWUDJHQ ) U GLH 0RQWDJHYRUJDQJVEHVFKUHL 

EXQJ ZXUGHQ I QI .DWHJRULHQ YRQ 7HLOYRUJlQJHQ GHILQLHUW %HL GHU %HU FNVLFK 

WLJXQJ YRQ 3URGXNW RGHU $QODJH DOV 7UHLEHU lQGHUW VLFK QHEHQ GHQ (LQJDQJV 

LQIRUPDWLRQHQ DXFK GLH 5HLKHQIROJH LQ GHU GLHVH 7HLOYRUJlQJH JHSODQW ZHUGHQ 

(LQH KLHUDUFKLVFKH VXN]HVVLYH DXIJHEDXWH %HVFKUHLEXQJ GHV 0RQWDJHYRU 

JDQJV EHJOHLWHW GHQ 3ODQHU ZlKUHQG VHLQHU JHVDPWHQ $UEHLW 

) U GLH 6WHXHUXQJ GHU $QODJH ZLUG GDV KLHUDUFKLVFKH 3ULQ]LS IDYRULVLHUW LQ GHP 

HLQH $EODXIVWHXHUXQJ LQ HLQHP QHXWUDOHQ )RUPDW GLH HLQ]HOQHQ .RPSRQHQWHQ 

VWHXHUXQJHQ NRRUGLQLHUW =XP (LQVDW] NRPPW 006 DOV 6WHXHUXQJVVSUDFKH GLH 

.RPPXQLNDWLRQ VHOEVW ZLUG EHU &25%$ DEJHZLFNHOW 'HU 9RUWHLO GLHVHV .RQ 

]HSWHV OLHJW GDULQ GDVV HV VRZRKO I U GLH 6WHXHUXQJ HLQHU VLPXOLHUWHQ $QODJH 

]XU 9HULIL]LHUXQJ GHV 0RGHOOV DOV DXFK I U GLH 6WHXHUXQJ GHU UHDOHQ .RPSR 

QHQWHQ HLQJHVHW]W ZHUGHQ NDQQ 'HU $XVWDXVFK HLQ]HOQHU .RPSRQHQWHQVWHXH 

UXQJHQ LQ GHU *HVDPWDQODJH LVW DXIJUXQG GHV VWDQGDUGLVLHUWHQ ,QWHUIDFHV 

90' VHKU OHLFKW P|JOLFK RKQH GDVV GHU *HVDPWDEODXI JUXQGOHJHQG ]X EHU 

DUEHLWHQ LVW 

'LH SURWRW\SLVFKH 8PVHW]XQJ HUIROJWH LP 6\VWHP &RV0RQ$XW 'LHVHV XQWHU 

VW W]W GLH 3ODQXQJ GHV 0RQWDJHYRUJDQJV YRQ GHU 5HLKHQIROJHVWUXNWXU EHU GLH 

$EODXI XQG $UEHLWVJDQJIROJHSODQXQJ ELV KLQ ]XP 6WHXHUXQJVSURJUDPP 1HX 

GHILQLHUWH 6\PEROH I U GLH 6WHXHUXQJVEHIHKOH HUOHLFKWHUQ GLH 3URJUDPPLHUXQJ 

'LH JUDILVFK LQWHUDNWLYH %HGLHQXQJ OLH‰ VLFK NRQVHTXHQW EHLEHKDOWHQ $OV .RP 

SRQHQWHQ GHU 'HPRQVWUDWLRQVDQODJH ZXUGHQ 90'V I U 6WlXEOL 5RERWHU PLW 

$GHSW 6WHXHUXQJ VRZLH HLQH 6LHPHQV 636 6 UHDOLVLHUW 'LHVH 90'V JLEW 

HV VRZRKO I U GLH UHDOH $QODJH DOV DXFK I U GDV 6LPXODWLRQVPRGHOO 'XUFK GLH

$XVZDKO GHU HQWVSUHFKHQGHQ 90' NDQQ HLQ 8PVFKDOWHQ ]ZLVFKHQ 5HDOLWlW 

XQG 3ODQXQJ HUIROJHQ GDV 6WHXHUXQJVPRGHOO EOHLEW GDVVHOEH 

'LH YLHUVWXILJH 3ODQXQJVYRUJHKHQVZHLVH I U GHQ 0RQWDJHYRUJDQJ NDQQ SUR 

GXNW RGHU DQODJHQJHWULHEHQ DEODXIHQ XQG XPIDVVW DOOH $NWLYLWlWHQ YRQ GHU 

9RUJDQJVVWUXNWXUSODQXQJ ELV ]XP 0RQWDJHDQODXI 'DV ZHLWHUHQWZLFNHOWH 

5HFKQHUV\VWHP &RV0RQ$XW XQWHUVW W]W GHQ JHVDPWHQ 3ODQXQJVDEODXI 6RPLW 

ZHUGHQ DOOH GUHL )RUGHUXQJHQ HUI OOW ZDV VLFK YRUWHLOKDIW DXI GHQ (QWZLFNOXQJV 

SUR]HVV DXVZLUNW 

'HU *HVDPWYHUEXQG DXV 9RUJHKHQVZHLVH XQG 5HFKQHUZHUN]HXJHQ HUP|JOLFKW 

HLQH GXUFKJlQJLJH 3ODQXQJ GHV 0RQWDJHYRUJDQJV LQ $EKlQJLJNHLW YRQ GHQ 

9RUJDEHQ GHV 3URGXNWHV RGHU GHU $QODJH V $EELOGXQJ XQG OLHIHUW VRPLW 

HLQHQ ZHLWHUHQ %HLWUDJ GLH ,GHHQ GHU 9LUWXHOOHQ 3URGXNWLRQ 5HDOLWlW ZHUGHQ ]X 

ODVVHQ 

3URGXNW 

.RQVWUXNWLRQ 

 

 

Ã 

9RUJDQJV 

SODQXQJ 

 

 

Ã 

$QODJHQ 

SODQXQJ 

3URGXNW $QODJH 

0RQWDJHYRUJDQJ 

$EELOGXQJ (UJHEQLV GHU $UEHLW 'LH GXUFKJlQJLJH (QWZLFNOXQJ GHV 

0RQWDJHYRUJDQJV

LWHUDWXUYHU]HLFKQLV 

$**7(/(.< 

$JJWHOHN\ % )DEULNSODQXQJ ± :HUNVHQWZLFNOXQJ XQG %HWULHEVUDWLRQDOL 

VLHUXQJ %DQG *UXQGODJHQ =LHOSODQXQJ 9RUDUEHLWHQ $XIO 0 Q 

FKHQ +DQVHU 

$/%(57 720$6=81$6 

$OEHUW - 7RPDV]XQDV - 5DSLG 3URWRW\SLQJ YRQ VSHLFKHUSURJUDPPLHU 

EDUHQ 6WHXHUXQJHQ DQ YLUWXHOOHQ 0DVFKLQHQ ,QGXVWULH 0DQDJHPHQW 

6 ± 

$0%526< 8 $ 

$PEURV\ 6 $‰PDQQ * %LQGEHXWHO . &XLSHU 5 )HOGPDQQ & 

6FKPDO]O % ,QWHJULHUWHV 3URGXNW XQG 3UR]H‰PRGHOO I U .RQVWUXNWLRQ 

XQG 3ODQXQJ =:) 6 ± 

$00(5 

$PPHU ' 5HFKQHUXQWHUVW W]WH 9RUUDQJJUDSKHQHUVWHOOXQJ ± HLQ 6FKULWW 

]XU UDWLRQHOOHQ 0RQWDJHSODQXQJ ,QGXVWULH $Q]HLJHU 6 

± 

%$/':,1 8 $ 

%DOGZLQ ' $EHOO 7 0DQ &KHXQJ 0 'H )D]LR 7 :KLWQH\ ' $Q 

,QWHJUDWHG &RPSXWHU $LG IRU *HQHUDWLQJ DQG (YDOXDWLQJ $VVHPEO\ 6H 

TXHQFHV IRU 0HFKDQLFDO 3URGXFWV ,((( 7UDQVDFWLRQ RQ 5RERWLFV DQG 

$XWRPDWLRQ 6 ± 

%$/=(57 

%DO]HUW + /HKUEXFK GHU 6RIWZDUHWHFKQLN %DQG Ä6RIWZDUH (QWZLFN 

OXQJ³ +HLGHOEHUJ 6SHNWUXP $NDGHPLVFKHU 9HUODJ 

%$57+(/0(‰ 

%DUWKHOPH‰ 3 0RQWDJHJHUHFKWHV .RQVWUXLHUHQ GXUFK GLH ,QWHJUDWLRQ 

YRQ 3URGXNW XQG 0RQWDJHSUR]H‰JHVWDOWXQJ %HUOLQ 6SULQJHU LZE 

)RUVFKXQJVEHULFKWH =JO 0 QFKHQ 7HFKQ 8QLY 'LVV 

%(1'(5 

%HQGHU . 3URGXNWLRQVV\VWHPVWHXHUXQJ ,Q (YHUVKHLP : 6FKXK * 

+UVJ + WWH ± 7DVFKHQEXFK I U %HWULHEVLQJHQLHXUH %HWULHEVK WWH 

$XIODJH %HUOLQ 6SULQJHU 7HLO 6 ± 

%(1'(5 8 $ 

%HQGHU . %LQGEHXWHO . *ODQGHU 0 .DUFKHU $ )UDPHZRUN WHFKQR 

ORJ\ IRU WRRO LQWHJUDWLRQ LQ LQWHJUDWHG SURGXFW GHYHORSPHQW 3URFHHGLQJV 

RI ,QWHUQDWLRQDO &RQIHUHQFH RQ 0DQXIDFWXULQJ $XWRPDWLRQ ,&0$ 

+RQJ .RQJ 6 ±

%(11 8 $ 

%HQQ : ' UU + 'XEH + /|EL 6 .XQ]PDQQ 8 ,62 67(3 

± 'DWHQDXVWDXVFKIRUPDW RGHU 0RGHOOLHUXQJVEDVLV" ,QGXVWULH 0DQDJH 

PHQW VSHFLDO (QJLQHHULQJ 0DQDJHPHQW 6 ± 

%(5*(5 

%HUJHU + $XWRPDWLVLHUHQ PLW 67(3 LQ $:/ XQG 6&/ 6SHLFKHUSUR 

JUDPPLHUEDUH 6WHXHUXQJHQ 6,0$7,& 6 :HLQKHLP :LOH\ 

%(51+$57 

%HUQKDUW : %HLWUDJ ]XU %HZHUWXQJ YRQ 0RQWDJHYDULDQWHQ ± 5HFKQHU 

JHVW W]WH +LOIVPLWWHO ]XU NRVWHQRULHQWLHUWHQ SDUDOOHOHQ (QWZLFNOXQJ YRQ 

3URGXNW XQG 0RQWDJHV\VWHP 

ZEN )RUVFKXQJVEHULFKWH 

.DUOVUXKH 'LVV 8QLYHUVLWlW 7+ 

%(8'(57 

%HXGHUW 5 7&3 ,3 23& ''( ± 9RQ GHU /HLWHEHQH ]XP )HOGEXV 

7&3 ,3 XQG 0LFURVRIW PDUNLHUHQ GHQ :HJ LW $9 6 ± 

%/220(5 

%ORRPHU -RKQ 3RZHU 3URJUDPPLQJ ZLWK 53& 6HEDVWRSRO 25HLOO\ 

$VVRFLDWHV ,QF 

%2//(5 

%ROOHU $ &RPSDQLRQ 6WDQGDUGV I U 5RERWHU XQG &1& SD 3URGXNWLRQV 

DXWRPDWLVLHUXQJ 6 ± 

%52&.+$86 

%URFNKDXV ± 'LH (Q]\NORSlGLH ,Q 

) $ %URFNKDXV 

%lQGHQ $XIODJH 0DQQKHLP 

%8//,1*(5 

%XOOLQJHU + +UVJ 6\VWHPDWLVFKH 0RQWDJHSODQXQJ ± +DQGEXFK I U GLH 

3UD[LV 0 QFKHQ +DQVHU 

%8//,1*(5 :$56&+$7 

%XOOLQJHU + :DUVFKDW - +UVJ &RQFXUUHQW 6LPXOWDQHRXV (QJLQHHULQJ 

6\VWHPV %HUOLQ 6SULQJHU 

%8//,1*(5 +(*(5 

%XOOLQJHU + +HJHU 5 ,QWHUDNWLYH 0RQWDJHSODQXQJ LQ HLQHU YLUWXHOOHQ 

8PJHEXQJ =:) 6 ± 

%85.+$57 

%XUNKDUW 5 80/ ± 8QLILHG 0RGHOLQJ /DQJXDJH 2EMHNWRULHQWLHUWH 0R 

GHOOLHUXQJ I U GLH 3UD[LV %RQQ $GGLVRQ :HVOH\ /RQJPDQ 

&+(1 

&KHQ . /X 6 $ 3HWUL QHW DQG HQWLW\ UHODWLRQVKLS GLDJUDP EDVHG REMHFW 

RULHQWHG GHVLJQ PHWKRG IRU PDQXIDFWXULQJ V\VWHPV FRQWURO &RPSXWHU 

,QWHJUDWHG 0DQXIDFWXULQJ 6 ±


&+(1 /(21* 8 $ 

&KHQJ /HRQJ $ +RUQJ / -XQKRQJ = (QDFWPHQW RI ,'() 0RGHOV 

,Q 3URFHHGLQJV RI WK ,QWHUQDWLRQDO &RQIHUHQFH RQ &RPSXWHU $LGHG 

3URGXFWLRQ (QJLQHHULQJ &$3( 7RN\R 6 ± 

&+2 8 $ 

&KR . 2K - 5\X . &KRL + $Q ,QWHJUDWHG 3URFHVV 3ODQQLQJ DQG 

6FKHGXOLQJ 6\VWHP IRU %ORFN $VVHPEO\ LQ 6KLSEXLOGLQJ $QQDOV RI WKH 

&,53 6 ± 

&+28,.$ 8 $ 

&KRXLND 0 -DKQVHQ $ 6FKQLHGHU ( .ODVVLILNDWLRQ XQG %HZHUWXQJ 

YRQ %HVFKUHLEXQJVPLWWHOQ I U GLH $XWRPDWLVLHUXQJVWHFKQLN DW ± $XWRPD 

WLVLHUXQJVWHFKQLN 6 ± 

&2/20%2 

&RORPER $ 'HYHORSPHQW DQG ,PSOHPHQWDWLRQ RI +LHUDUFKLFDO &RQWURO 

6WUXFWXUHV RI )OH[LEOH 3URGXFWLRQ 6\VWHPV 8VLQJ +LJK /HYHO 3HWUL 1HWV 

%DPEHUJ 0HLVHQEDFK )HUWLJXQJVWHFKQLN ± (UODQJHQ =JO 

(UODQJHQ 8QLYHUVLWlW 'LVV 

&8,3(5 8 $ 

&XLSHU 5 )HOGPDQQ & 5R‰JRGHUHU 8 5HFKQHUXQWHUVW W]WH 3DUDOOHOL 

VLHUXQJ YRQ .RQVWUXNWLRQ XQG 0RQWDJHSODQXQJ =:) 

6 ± 

&8,3(5 52‰*2'(5(5 

&XLSHU 5 5R‰JRGHUHU 8 'XUFKJlQJLJH 3ODQXQJ XQG 6WHXHUXQJ YRQ 

0RQWDJHDQODJHQ ,QGXVWULHPDQDJHPHQW 6 ± 

&877,1* '(&(//( 0,&+(/ 

&XWWLQJ 'HFHOOH $ 0LFKHO - 0$1'$7( ,62 $ 6WDQGDUGLVHG 

:D\ 7RZDUGV D '\QDPLF 0RGHOOLQJ RI 0DQXIDFWXULQJ 'DWD ,Q 5ROOHU ' 

+UVJ $GYDQFHG 0DQXIDFWXULQJ LQ 7KH $XWRPRWLYH ,QGXVWU\ 3URFHH 

GLQJV RI 

± 

QG ,6$7$ ± -XQL :LHQ &UR\GRQ ,6$7$ 6 

'$(1=(5 +8%(5 

'DHQ]HU : 

2UJDQLVDWLRQ 

+XEHU ) 6\VWHPV (QJLQHHULQJ $XIO = ULFK ,QGXVWULHOOH 

'$00(57= 

'DPPHUW] 5 (LQ 3URJUDPPLHUV\VWHP ]XU JUDSKLVFK VWUXNWXULHUWHQ (U 

VWHOOXQJ YRQ 5RERWHUSURJUDPPHQ XQG 3URJUDPPLHUREHUIOlFKHQ $DFKHQ 

6KDNHU %HULFKWH DXV GHU 3URGXNWLRQVWHFKQLN %G 

',1 

',1 7HLO /HLWWHFKQLN ± 5HJHOXQJVWHFKQLN XQG 6WHXHUXQJVWHFK 

QLN $OOJHPHLQH *UXQGEHJULIIH %HUOLQ %HXWK

',1 

',1 

OLQ %HXWK 

',1 (1 

0HVVHQ 6WHXHUQ 5HJHOQ 6WHXHUXQJVWHFKQLN %HJULIIH %HU 

',1 (1 7HLO 6SHLFKHUSURJUDPPLHUEDUH 6WHXHUXQJHQ ± 3UR 

JUDPPLHUVSUDFKHQ ,(& %HUOLQ %HXWK 

',1 

',1 7HLO ,QGXVWULDO 5RERW /DQJXDJH ,5/ %HUOLQ %HXWK 

'(876&+/b1'(5 

'HXWVFKOlQGHU $ ,QWHJULHUWH UHFKQHUJHVW W]WH 0RQWDJHSODQXQJ 0 Q 

FKHQ +DQVHU 

OLQ 'LVV 

3URGXNWLRQVWHFKQLN ± %HUOLQ =JO %HUOLQ 78 %HU 

'5(+(5 &8+/6 

'UHKHU & &XKOV . 3URGXNWLRQ XQG 0DQDJHPHQW GHU =XNXQIW ± (UJHE 

QLVVH GHU 'HOSKL µ 

± 

%HIUDJXQJ ZW :HUNVWDWWVWHFKQLN 6 

'5(:6 :(


(/6+(11$:< 8 $ 

(OVKHQQDZ\ $ .ULVKQDVZDP\ * 0ROODJKDVHPL 0 &RQFXUUHQW (QJL 

QHHULQJ 'HSOR\PHQW $ 9LUWXDO 5HDOLW\ $SSURDFK ,QWHJUDWHG 0DQXIDFWX 

ULQJ 6\VWHPV 

(635,7 

6 ± 

(635,7 &RQVRUWLXP &&( &10$ (GV 006 $ &RPPXQLFDWLRQ /DQ 

JXDJH IRU 0DQXIDFWXULQJ %HUOLQ 6SULQJHU 

(9(56+(,0 

(YHUVKHLP : 2UJDQLVDWLRQ LQ GHU 3URGXNWLRQVWHFKQLN %DQG $UEHLWV 

YRUEHUHLWXQJ ' VVHOGRUI 9', 9HUODJ 

(9(56+(,0 8 $ 

(YHUVKHLP : %DXPDQQ 0 0DUF]LQVNL * /HEHU 0 67(3 DOV ,QWHJ 

UDWLRQVNHUQ I U GLH 3URGXNWGDWHQJHQHULHUXQJ 9', = 6 ± 

(9(56+(,0 8 $ 

(YHUVKHLP : 

%HUOLQ 6SULQJHU 

%RFKWOHU : /DXIHQEHUJ / 6LPXOWDQHRXV (QJLQHHULQJ 

(9(56+(,0 

(YHUVKHLP : ,QWHJULHUWH 3URGXNW XQG 3UR]H‰JHVWDOWXQJ ,Q (YHUV 

KHLP : 6FKXK * +UVJ + WWH ± 7DVFKHQEXFK I U %HWULHEVLQJHQLHXUH 

%HWULHEVK WWH $XIODJH %HUOLQ 6SULQJHU 7HLO 6 ± 

(9(56+(,0 +$&. 

(YHUVKHLP : +DFN 7 0DQDJLQJ 0XOWLSOH 3URGXFW 9DULDQWV LQ $VVHP 

EO\ &RQWURO ZLWK D )X]]\ 3HWULQHW $SSURDFK &,53 $QQDOV 9RO 

6 ± 

(9(56+(,0 6&+(1.( 

(YHUVKHLP : 6FKHQNH ) 'DV 9LUWXHOOH 3URGXNW ± +LOIVPLWWHO ]XU HIIL]L 

HQWHQ 3URGXNWJHVWDOWXQJ ZW :HUNVWDWWVWHFKQLN 6 ± 

)(/'0$11 

)HOGPDQQ & (LQH 0HWKRGH I U GLH LQWHJULHUWH UHFKQHUJHVW W]WH 0RQWD 

JHSODQXQJ %HUOLQ 6SULQJHU LZE )RUVFKXQJVEHULFKWH =JO 

0 QFKHQ 7HFKQ 8QLY 'LVV 

)(/'0$11 &2/20%2 

)HOGPDQQ . &RORPER $ 6LPXODWLRQVEDVLHUWH (QWZLFNOXQJ XQG ,PSOH 

PHQWLHUXQJ YRQ 6WHXHUXQJVVRIWZDUH I U IOH[LEOH 3URGXNWLRQVV\VWHPH ,Q 

)HOGPDQQ . 5HLQKDUW * +UVJ 6LPXODWLRQVEDVLHUWH 3ODQXQJV 

V\VWHPH I U 2UJDQLVDWLRQ XQG 3URGXNWLRQ 0RGHOODXIEDX 6LPXODWLRQV 

H[SHULPHQWH (LQVDW]EHLVSLHOH %HUOLQ 6SULQJHU 6 

),&+70h//(5 

)LFKWP OOHU 1 5DWLRQDOLVLHUXQJ GXUFK IOH[LEOH K\EULGH 0RQWDJHV\VWHPH 

%HUOLQ 6SULQJHU LZE )RUVFKXQJVEHULFKWH =JO 0 QFKHQ 

7HFKQ 8QLY 'LVV

),12772 &5(67$1, 

)LQRWWR 3 &UHVWDQL ' +LHUDUFKLFDO 3HWUL 1HWV )RU 0DQXIDFWXULQJ 6\V 

WHPV ,Q -DPVKLGL 0 5RERWLF DQG 0DQXIDFWXULQJ 6\VWHPV :RUOG $X 

WRPDWLRQ &RQJUHVV :$& 0RQWSHOOLHU 76, 3UHVV 6 ± 

3URFHHGLQJV RI WKH :RUOG $XWRPDWLRQ &RQJUHVV 

)/$,* 7+5$,16621 

)ODLJ 7 7KUDLQVVRQ 0 7 9LUWXDO 3URWRW\SLQJ ± 1HXH :HJH LQ .RQ]HS 

WLRQ (QWZXUI XQG $XVDUEHLWXQJ ZW ± 3URGXNWLRQ XQG 0DQDJHPHQW 

6 ± 

)255(67 

)RUUHVW $ *HRPHWULF &RPSXWLQJ (QYLURQPHQWV ± 6RPH 7HQWDWLYH 

7KRXJKWV ,Q 7KHRUHWLFDO )RXQGDWLRQV RI &RPSXWHU *UDSKLFV DQG &$' 

%HUOLQ 6SULQJHU 1$72 $6, 6HULHV 

)2; %/(< 

)R[ 0 %OH\ (QWZLFNOXQJ HLQHV IHDWXUHEDVLHUWHQ .RQ]HSWV ]XU 0RQWDJH 

SODQXQJ 9', %HULFKWH ' VVHOGRUI 9', 9HUODJ 6 ± 

)855(5 

)XUUHU ) (WKHUQHW 7&3 ,3 I U GLH ,QGXVWULHDXWRPDWLRQ ± *UXQGODJHQ 

XQG 3UD[LV +HLGHOEHUJ + WKLJ 

)5(81' 8 $ 

)UHXQG ( 7KHLV . 8WKRII - /8&$6 'LVWULEXWHG DQG 1HWZRUN 7UDQV 

SDUHQW &RQWURO RI )OH[LEOH 0DQXIDFWXULQJ 6\VWHPV ,Q 3URFHHGLQJV RI WKH 

WK ,QWHUQDWLRQDO 6\PSRVLXP RQ 5RERWLFV %LUPLQJKDP 

)5,('0$11 

)ULHGPDQQ 7 =XHUVW GHPRQWLHUHQ ± 6LPXOWDQHRXV (QJLQHHULQJ LQ GHU 

0RQWDJHSODQXQJ 7HFKQLVFKH 5XQGVFKDX 6 ± 

)5200+(5= +251%(5*(5 

)URPPKHU] % +RUQEHUJHU - $XWRPDWLVFKH (U]HXJXQJ YRQ 9RUUDQJ 

JUDSKHQ 7HFKQLVFKH 5XQGVFKDX 6 ± 

*$1*+2)) 

*DQJKRII 3 :LVVHQVEDVLHUWH 8QWHUVW W]XQJ GHU 3ODQXQJ WHFKQLVFKHU 

6\VWHPH ± .RQ]HSWLRQ HLQHV 3ODQXQJVZHUN]HXJHV XQG H[HPSODULVFKH 

$QZHQGXQJ LP %HUHLFK GHU 0RQWDJHV\VWHPSODQXQJ .DUOVUXKH 'LVV 

8QLYHUVLWlW 7+ ZEN )RUVFKXQJVEHULFKWH 

*$1*+2)) 8 $ 

*DQJKRII 3 .|KQH $ 1lJHU * 2VPHUV 8 .1263( (LQ XQWHU 

VW W]HQGHV 3ODQXQJVV\VWHP I U GLH LQWHJULHUWH 0RQWDJHV\VWHPSODQXQJ 

,QIRUPDWLN )RUVFKXQJ XQG (QWZLFNOXQJ 6 ± 

*$86(0(,(5 8 $ 

*DXVHPHLHU - Y %RKXV]HZLF] 3 (EEHVPH\HU 3 *HVWDOWXQJ LQGXV 

WULHOOHU /HLVWXQJVSUR]HVVH PLW 9LUWXDO 5HDOLW\ ,QGXVWULH 0DQDJHPHQW 

6 ±


*(,71(5 

*HLWQHU 8 %HWULHEVLQIRUPDWLN I U 3URGXNWLRQVEHWULHEH 7HLO 3URGXNWL 

RQVLQIRUPDWLN $XIO 0 QFKHQ +DQVHU 

*(

+$%(50$11 :(,‰ 

+DEHUPDQQ 0 :HL‰ 7 67(3 &UDVKNXUV %HUOLQ 9'( 

+(*(5 

+HJHU 5 0RQWDJHYRUJlQJH LQ HLQHU YLUWXHOOHQ 8PJHEXQJ SODQHQ =:) 

6 ± 

+(,'(1%/87 92*(/ 

+HLGHQEOXW 9 9RJHO 6 2SWLPLHUXQJ YRQ 3URGXNWLRQVSUR]HVVHQ GXUFK 

6LPXODWLRQ XQG 9LVXDOLVLHUXQJ ,QGXVWULH 0DQDJHPHQW 

± 

6 

+(,0%(5* )5(< 

+HLPEHUJ 5 )UH\ . &$3( ± &RPSXWHU $LGHG 3URGXFWLRQ (QJLQHHULQJ 

,QGXVWULH 0DQDJHPHQW 6XSSOHPHQW (QJLQHHULQJ 0DQDJH 

PHQW 6 ( ± ( 

+,56&+0$11 

+LUVFKPDQQ 5KHLQPHWDOO (OHNWURQLN +UVJ +LUVFKPDQQ 1HWZRUN 6\V 

WHPV :KLWH 3DSHU ± 5HDO 7LPH 6HUYLFHV 4R6 ,Q (WKHUQHW %DVHG ,QGXV 

WULDO $XWRPDWLRQ 1HWZRUNV 1 UWLQJHQ 5LFKDUG +LUVFKPDQQ *PE+ 

(LJHQYHUODJ 

&R 

+g50$11 +g50$11 

+|UPDQQ $ +|UPDQQ . 3ODQXQJ NROOLVLRQVIUHLHU *UHLIRSHUDWLRQHQ 

5RERWHUV\VWHPH 6 ± 

+20(0 '( 0(//2 6$1'(5621 

+RPHP GH 0HOOR / 6DQGHUVRQ $ $ &RUUHFW DQG &RPSOHWH $OJRULWKP 

IRU WKH *HQHUDWLRQ RI 0HFKDQLFDO $VVHPEO\ 6HTXHQFHV ,((( 7UDQVDFWL 

RQV RQ 5RERWLFV DQG $XWRPDWLRQ 6 ± 

+8* 

+XJ + 'LH .RPPXQLNDWLRQV ,QIUDVWUXNWXU LQ GHU )HUWLJXQJ &,0 0DQD 

JHPHQW 6 ± 

,/,& &8,3(5 

,OLF ' &XLSHU 5 (UIROJUHLFKH 3URGXNWLRQVU FNYHUODJHUXQJ QDFK 

'HXWVFKODQG ,Q 5HLQKDUW * 0RQWDJH 0DQDJHPHQW /|VXQJHQ ]XP 

0RQWLHUHQ DP 6WDQGRUW 'HXWVFKODQG 0 QFKHQ 7&: 7&: UHSRUW 

1U 6 ± 

,62 

,62 ,QIRUPDWLRQ 3URFHVVLQJ 6\VWHPV ± 2SHQ 6\VWHPV ,QWHUFRQ 

QHFWLRQ %DVLF 5HIHUHQFH 0RGHO %HUOLQ %HXWK 

,62 

,62 ,QGXVWULDO $XWRPDWLRQ 6\VWHPV 0DQXIDFWXULQJ 0HVVDJH 6SH 

FLILFDWLRQ 006 3DUW 6HUYLFH 'HILQLWLRQ *HQI ,62


,62 

,62 ,QGXVWULDO $XWRPDWLRQ 6\VWHPV 0DQXIDFWXULQJ 0HVVDJH 6SH 

FLILFDWLRQ 006 3DUW &RPSDQLRQ 6WDQGDUG IRU 5RERWLFV *HQI ,62 

,62 

,62 3URGXFW 'DWD ([FKDQJH DQG 5HSUHVHQWDWLRQ 3DUW 2YHU 

YLHZ DQG )XQGDPHQWDO 3ULQFLSOHV *HQI ,62 

,62 ',6 

,QWHUQDWLRQDO 2UJDQL]DWLRQ IRU 6WDQGDUGL]DWLRQ ,62 7HFKQLFDO &RPPLW 

WHH ,62 7& 6& +UVJ 'UDIW ,QWHUQDWLRQDO 6WDQGDUG ,62 ',6 

0DQLSXODWLQJ LQGXVWULDO URERWV ± *UDSKLFDO XVHU LQWHUIDFHV IRU SUR 

JUDPPLQJ DQG RSHUDWLRQ RI URERWV *8, 5 *HQI ,62 

,:$7$ 8 $ 

,ZDWD . 2QRVDWR 0 7HUDPRWR . 2VDNL 6 9LUWXDO 0DQXIDFWXULQJ 

6\VWHPV DV $GYDQFHG ,QIRUPDWLRQ ,QIUDVWUXFWXUH IRU ,QWHJUDWLQJ 0DQX 

IDFWXULQJ 5HVRXUFHV DQG $FWLYLWLHV $QQDOV RI WKH &,53 

± 

6 

-2+1 7,(*(/.$03 

-RKQ . 

6SULQJHU 

7LHJHONDPS 0 636 3URJUDPPLHUXQJ PLW ,(& %HUOLQ 

.$)7$1 

.DIWDQ - 636 *UXQGNXUV PLW 6,0$7,& 6 : U]EXUJ 9RJHO 

.$1$, 8 $ 

.DQDL 6 7DNDKDVKL + 0DNLQR + $63(1 &RPSXWHU $LGHG $VVHPEO\ 

6HTXHQFH 3ODQQLQJ DQG (YDOXDWLRQ 6\VWHP %DVHG RQ 3UHGHWHUPLQHG 

7LPH 6WDQGDUG $QQDOV RI WKH &,53 6 ± 

.$51(5 

.DUQHU 0 6LPXODWLRQVJHVW W]WH 3ODQXQJ YRQ 3URGXNWLRQVV\VWHPHQ ± 

3UD[LVEHLVSLHOH ,Q 5HLQKDUW * 0LOEHUJ - +UVJ 9LUWXHOOH 3URGXNWLRQ 

± 3UR]H‰ XQG 3URGXNWVLPXODWLRQ 0 QFKHQ +HUEHUW 8W] :LVVHQVFKDIW 

6 ± LZE 6HPLQDUEHULFKWH 

.(771(5 8 $ 

.HWWQHU + 6FKPLGW - *UHLP + /HLWIDGHQ GHU V\VWHPDWLVFKHQ )DEULN 

SODQXQJ 0 QFKHQ +DQVHU 

.,//( 

.LOOH . $XI GHP :HJ ]XU GLJLWDOHQ )DEULN ,Q (5*23ODQ $QZHQGHU 

IRUXP ± 2IIHQH YLUWXHOOH )DEULN )HOOEDFK )HOOEDFK ($, 

'HOWD *PE+ (LJHQYHUODJ 

.5$//0$11 

.UDOOPDQQ + 

2OGHQERXUJ 

+UVJ &,0 ± ([SHUWHQZLVVHQ I U GLH 3UD[LV 0 QFKHQ

.5$86( 8 $ $ 

.UDXVH ) &LHVOD 0 / GGHPDQQ - 6WHSKDQ 0 8OEULFK $ 67(3 

EDVLHUWH ,QIRUPDWLRQVPRGHOOH I U GLH 3URGXNWHQWZLFNOXQJ =:) 

6 ± 

.5(,6 8 $ 

.UHLV : %|QNHU 7 $OEHUV 6 0RQWDJH XQG +DQGKDEXQJVWHFKQLN ,Q 

GXVWULHURERWHU 9', = 6 ± 

.8%$ 

.XED 5 ,QIRUPDWLRQV XQG NRPPXQLNDWLRQVWHFKQLVFKH ,QWHJUDWLRQ YRQ 

0HQVFKHQ LQ GHU 3URGXNWLRQ %HUOLQ 6SULQJHU LZE )RUVFKXQJVEH 

ULFKWH =JO 0 QFKHQ 7HFKQ 8QLY 'LVV 

.8*(/0$11 

.XJHOPDQQ ' $XIJDEHQRULHQWLHUWH 2IIOLQH 3URJUDPPLHUXQJ YRQ ,QGXV 

WULHURERWHUQ 0 QFKHQ +HUEHUW 8W] :LVVHQVFKDIW LZE )RUVFKXQJV 

EHULFKWH =JO 0 QFKHQ 7HFKQ 8QLY 'LVV 

/$< 8 $ 

/D\ . 0HQJHV 5 5HWWLFK 8 $P %LOGVFKLUP JHSODQW ± 6RIWZDUHV\V 

WHP ]XU *HVWDOWXQJ PDQXHOOHU 0RQWDJHDUEHLWVSOlW]H 0RQWDJH 

± 

6 

/$< 0(1*(6 

/D\ . 0HQJHV 5 3ODQXQJ XQG *HVWDOWXQJ YRQ 0RQWDJHDUEHLWVSOlW]HQ 

LP &,0 8PIHOG ,Q %XOOLQJHU + /D\ . +UVJ &,0 7HFKQRORJLH LP 0D 

VFKLQHQEDX (KQLQJHQ H[SHUW 9HUODJ 6 ± 

/(, 8 $ 

/HL 0


0$//( 

0DOOH . )HUWLJXQJVVWHXHUXQJ I U ÄDJLOH LQWHOOLJHQWH 3URGXNWLRQVV\VWHPH³ 

9', = 6 

0$16285 8 $ 

0DQVRXU , 5RQGHDX ( 'LYRX[ 7 207 0RGHOOLQJ WR 6SHFLI\ 006 

&RPSDQLRQ 6WDQGDUG ,Q %RUQH 3 .VRXUL 0 (O .DPHO $ (GLWRUV 

3URFHHGLQJV RI ,0$&6 ,((( 0XOWLFRQIHUHQFH &RPSXWDWLRQDO (QJLQHHULQJ 

LQ 6\VWHPV $SSOLFDWLRQV &(6$ +DPPDPHW ± 9RO 

6 ± 

0$5&$ 0&*2:$1 

0DUFD ' 0F*RZDQ & 6$'7 6WUXFWXUHG $QDO\VLV DQG 'HVLJQ 7HFKQL 

TXHV 1HZ

0,/%(5* .2(3)(5 

0LOEHUJ - .RHSIHU 7 :HWWEHZHUEVYRUWHLOH GXUFK UHFKQHULQWHJULHUWH 

.RQVWUXNWLRQ XQG 3URGXNWLRQ ,Q 9', *HPHLQVFKDIWVDXVVFKX‰ &,0 

+UVJ 5HFKQHULQWHJULHUWH .RQVWUXNWLRQ XQG 3URGXNWLRQ ± HLQH RUJDQLVD 

WRULVFKH SHUVRQHOOH XQG WHFKQLVFKH +HUDXVIRUGHUXQJ 0 QFKHQ 

6 ± 9', %HULFKWH 

0,/%(5* 8 $ 

0LOEHUJ - X D 9LUWXDO (QJLQHHULQJ ± /HLVWXQJVIlKLJH 6\VWHPH I U GLH 

3URGXNWHQWZLFNOXQJ ,Q (YHUVKHLP : X D +UVJ :HWWEHZHUEVIDNWRU 

3URGXNWLRQVWHFKQLN ± $DFKHQHU 3HUVSHNWLYHQ 7DJXQJVEDQG ]XP $DFKH 

QHU :HUN]HXJPDVFKLQHQNROORTXLXP $DFKHQ 6KDNHU 

6 ± 

0,/%(5* 6&+b))(5 

0LOEHUJ - 6FKlIIHU * 0LW 0$3 ]XU DXWRQRPHQ 3URGXNWLRQV]HOOH 3UR 

GXNWLRQ 6 

0,768%,6+, 

0LWVXELVKL +UVJ 0(/6(& 0('2& SOXV 636 3URJUDPPLHUVRIWZDUH 

5DWLQJHQ 0LWVXELVKL (OHFWULF (XURSH 3URGXNWVFKULIW 

025, 8 $ 

0RUL . 7VXNL\DPD 0 )XNXGD 7 3HWUL 1HW 0RGHOLQJ RI DQ $UWLILFLDO 

,PPXQLW\ %DVHG 3URGXFWLRQ &RQWURO 6\VWHP ,Q 3URFHHGLQJV RI WK ,Q 

WHUQDWLRQDO &RQIHUHQFH RQ &RPSXWHU $LGHG 3URGXFWLRQ (QJLQHHULQJ 

&$3( 7RN\R 6 ± 

070 

'HXWVFKH 070 *HVHOOVFKDIW ,QGXVWULH XQG :LUWVFKDIWVEHUDWXQJ PE+ 

+UVJ 7L&RQ ± 7LPH&RQWURO IRU %HWWHU :RUNIORZ +DPEXUJ 'HXWVFKH 

070 3URGXNWVFKULIW 

085$


20* 

2EMHFW 0DQDJHPHQW *URXS 20* 7KH &RPPRQ 2EMHFW 5HTXHVW 

%URNHU $UFKLWHFWXUH DQG 6SHFLILFDWLRQ 5HY 20* (LJHQYHUODJ 

)UDPLJKDP 

28

35,76&+2: 

3ULWVFKRZ * )OH[LEOH $XWRPDWLRQ I U GLH )DEULN YRQ PRUJHQ ,Q .UHLV 

: +UVJ )OH[LEOH 3URGXNWLRQVHLQULFKWXQJHQ 3ODQHQ ± $XWRPDWLVLHUHQ ± 

4XDOLWlW YHUEHVVHUQ .|OQ 7h9 5KHLQODQG 

VLHUXQJVWHFKQLN DNWXHOO 

6 ± $XWRPDWL 

5$03(56$' $ 

5DPSHUVDG + &RQFXUUHQW GHVLJQ RI SURGXFW SURFHVV DQG URERWLF DV 

VHPEO\ V\VWHP $VVHPEO\ $XWRPDWLRQ 6 ± 

5$03(56$' % 

5DPSHUVDG + $ &DVH 6WXG\ LQ WKH 'HVLJQ RI )H[LEOH $VVHPEO\ 6\V 

WHPV 7KH ,QWHUQDWLRQDO -RXUQDO RI )OH[LEOH 0DQXIDFWXULQJ 6\VWHPV 

6 ± 

5$1.< 

5DQN\ 3 &RQFXUUHQW (QJLQHHULQJ DQG (QWHUSULVH 0RGHOOLQJ $VVHPEO\ 

$XWRPDWLRQ 6 ± 

5('/,&+ 

5HGOLFK - &25%$ 3UDNWLVFKH (LQI KUXQJ I U & XQG -DYD %RQQ 

$GGLVRQ :HVOH\ 

5()$ D 

5()$ 9HUEDQG I U $UEHLWVVWXGLHQ H 9 0HWKRGHQOHKUH GHU 3ODQXQJ XQG 

6WHXHUXQJ 7HLO *UXQGODJHQ $XIO 0 QFKHQ +DQVHU 

5()$ E 

5()$ 9HUEDQG I U $UEHLWVVWXGLHQ H 9 0HWKRGHQOHKUH GHU 3ODQXQJ XQG 

6WHXHUXQJ 7HLO 3ODQXQJ $XIO 0 QFKHQ +DQVHU 

5(,1+$57 

5HLQKDUW * 'LH 0RQWDJH ± HLQH 6WlUNH GHV 6WDQGRUWV ,Q 5HLQKDUW * 

0RQWDJH 0DQDJHPHQW /|VXQJHQ ]XP 0RQWLHUHQ DP 6WDQGRUW 'HXWVFK 

ODQG 0 QFKHQ 7&: 6 ± 7&: UHSRUW 1U 

5(,1+$57 

5HLQKDUW * ,P 'HQNHQ XQG +DQGHOQ ZDQGHOQ ,Q 5HLQKDUW * +RII 

PDQQ + +UVJ QXU GHU :DQGHO EOHLEW :HJH MHQVHLWV GHU )OH[LELOLWlW 

7DJXQJVEDQG ]XP 0 QFKHQHU .ROORTXLXP 0 QFKHQ +HUEHUW 8W] 

:LVVHQVFKDIW 6 ± 

5(,1+$57 8 $ 

5HLQKDUW * &XLSHU 5 /RIHUHU 0 &RRSHUDWLYH (QJLQHHULQJ QXU HLQ 

QHXHV 6FKODJZRUW" ,Q 5HLQKDUW * 0RQWDJH 0DQDJHPHQW /|VXQJHQ 

]XP 0RQWLHUHQ DP 6WDQGRUW 'HXWVFKODQG 0 QFKHQ 7&: 

7&: UHSRUW 1U 

6 ± 

5(,1+$57 8 $ 

5HLQKDUW * *UXQZDOG 6 5LFN ) 9LUWXHOOH 3URGXNWLRQ ± 7HFKQRORJLH 

I U GLH =XNXQIW 9', = 6SHFLDO & 7HFKQLNHQ 2NWREHU 6 ±


5(,1+$57 &8,3(5 

5HLQKDUW * &XLSHU 5 .RRSHUDWLYH (QWZLFNOXQJ YRQ 3URGXNW XQG 0RQ 

WDJHDQODJH ,Q 5HLQKDUW * 0LOEHUJ - +UVJ 0RGHUQH 0HWKRGHQ ]XU 

0RQWDJHSODQXQJ 0 QFKHQ +HUEHUW 8W] :LVVHQVFKDIW 

LZE 6HPLQDUEHULFKWH 

6 ± 

5(,1+$57 &8,3(5 

5HLQKDUW * &XLSHU 5 $VVHPEO\ 3URFHVV DQG $VVHPEO\ &RQWURO 'H 

YHORSPHQW ± $ +ROLVWLF DQG &RQVLVWHQW $SSURDFK $QQDOV RI WKH &,53 

6 ± 

5(,1+$57 )(/'0$11 $ 

5HLQKDUW * )HOGPDQQ & $VVHPEO\ 3ODQQLQJ RQ WKH %DVLV RI DQ 2EMHFW 

2ULHQWHG 3HWUL 1HW 0RGHO ,Q +DP]D 0 (G 3URFHHGLQJV RI WKH 

,$67(' ,QWHUQDWLRQDO &RQIHUHQFH RQ $SSOLHG 0RGHOOLQJ 6LPXODWLRQ DQG 

2SWLPL]DWLRQ 

6 

&DQFXQ 0H[LFR -XQ $QDKHLP $&7$ 3UHVV 

5(,1+$57 )(/'0$11 % 

5HLQKDUW * )HOGPDQQ & *HPHLQVDP JHKWV EHVVHU $9 

6 ± 

5(,1+$57 52‰*2'(5(5 

5HLQKDUW * 5R‰JRGHUHU 8 6SDWLDO 3ODQQLQJ RI 0DQXDO DQG $XWRPDWHG 

:RUN 6WDWLRQV 8WLOLVLQJ 0DWKHPDWLF $OJRULWKPV DQG 9LUWXDO 5HDOLW\ 'HYL 

FHV ,Q -XVOLQ . (G 3URFHHGLQJV RI WKH (XURVLP 6LPXODWLRQ &RQ 

JUHVV +HOVLQNL 9RO 6 ± 

5(,7(5 

5HLWHU 5 ,QWHJULHUWH *HVWDOWXQJ DXWRPDWLVFKHU 3U IPLWWHO I U GLH IOH[LEOH 

0RQWDJH ' VVHOGRUI 9', 9HUODJ )RUWVFKULWW %HULFKWH 5HLKH 1U 

=JO 0 QFKHQ 7HFKQ 8QLY 'LVV 

5,&+7(5 

5LFKWHU 0 ,QWHJULHUWH 3URGXNWHQWZLFNOXQJ XQG 0RQWDJHSODQXQJ 5()$ 

1DFKULFKWHQ 6 ± 

5,; 6&+52('(5 

5L[ - 6FKURHGHU . 9LUWXDO 5HDOLW\ DOV LQWHJUDOHU %HVWDQGWHLO GHV 9LUWXDO 

HQJLQHHULQJ .RQ]HSWHV ,QGXVWULH 0DQDJHPHQW 6 

5226 

5RRV ( $QZHQGXQJVRULHQWLHUWH 0H‰ XQG %HUHFKQXQJVYHUIDKUHQ ]XU 

.DOLEULHUXQJ RII OLQH SURJUDPPLHUWHU 5RERWHUDSSOLNDWLRQHQ ' VVHOGRUI 

9', 9HUODJ )RUWVFKULWW %HULFKWH 5HLKH 1U =JO +DPEXUJ 

8QLYHUVLWlW GHU %XQGHVZHKU 'LVV 

526( 

5RVH % %0: YHUVFKPLO]W (QWZLFNOXQJ XQG 3URGXNWLRQ 9', 

1DFKULFKWHQ 1U 6

52‰*2'(5(5 

5R‰JRGHUHU 8 9RP &$' 0RGHOO ]XU 'LJLWDOHQ )DEULN ,Q 5HLQKDUW * 

0LOEHUJ - +UVJ 9LUWXHOOH 3URGXNWLRQ ± 3UR]H‰ XQG 3URGXNWVLPXODWLRQ 

0 QFKHQ +HUEHUW 8W] :LVVHQVFKDIW 

ULFKWH 

6 ± LZE 6HPLQDUEH 

580%$8*+ 8 $ 

5XPEDXJK - HW DO 2EMHNWRULHQWLHUWHV 0RGHOOLHUHQ XQG (QWZHUIHQ 0 Q 

FKHQ +DQVHU 

6&+$5) 6,021 

6FKDUI 3 6LPRQ 0 0RQWDJHSODQXQJ VFKRQ ZlKUHQG GHU 3URGXNWNRQ 

VWUXNWLRQ 'DV 6RIWZDUHV\VWHP &$3$6 HUP|JOLFKW 6LPXOWDQHRXV (QJL 

QHHULQJ ,Q .XUWK : +UVJ (QWZLFNOXQJVPDQDJHPHQW 6LPXOWDQHRXV 

(QJLQHHULQJ 7DJXQJVEHULFKW ]X GHQ (QWZLFNOXQJVPDQDJHPHQWWDJHQ 

LQ 0LWWHOKHVVHQ +HUERUQ 2UDQLHQ 9HUODJ 6 ± 

6&+(/%(5* 

6FKHOEHUJ + 2EMHNWRULHQWLHUWH 3URMHNWLHUXQJ YRQ 636 6RIWZDUH .DUOV 

UXKH 'LVV 8QLYHUVLWlW 7+ ZEN )RUVFKXQJVEHULFKWH 

6&+0,'7 

6FKPLGW 0 .RQILJXUDWLRQ XQG ,QEHWULHEQDKPH HLQHV 0$3 006 1HW]HV 

SD 3URGXNWLRQVDXWRPDWLVLHUXQJ 6 ± 

6&+0,'7 *$1*+2)) 

6FKPLGW - *DQJKRII 3 :LVVHQVEDVLHUWH 3ODQXQJ GHU $XIEDX XQG 

$EODXIVWUXNWXU YRQ 0RQWDJHV\VWHPHQ 9', = 6 ± 

6&+1,('(5 $%(/ 

6FKQLHGHU ( $EHO ' +UVJ (QWZXUI NRPSOH[HU $XWRPDWLVLHUXQJVV\ 

VWHPH ± 0HWKRGHQ $QZHQGXQJHQ XQG 7RROV DXI GHU %DVLV YRQ 3HWUL 

QHW]HQ XQG DQGHUHU IRUPDOHU %HVFKUHLEXQJVPLWWHO (.$ %UDXQ 

VFKZHLJ ± %lQGH %UDXQVFKZHLJ ,I5$ 

6&+2/= 

&,0 6HPLQDU +HWHURJHQH ORNDOH 1HW]H 0$3 &,0 0DQDJHPHQW 6 

± 

6&+2/= 5(,7(5 

6FKRO] 5HLWHU % &,0 6FKQLWWVWHOOHQ .RQ]HSWH 6WDQGDUGV XQG 3UREOHPH 

GHU 9HUNQ SIXQJ YRQ 6\VWHPNRPSRQHQWHQ 

ERXUJ 

$XIO 0 QFKHQ 2OGHQ 

6&+867(5 

6FKXVWHU * 5HFKQHUJHVW W]WHV 3ODQXQJVV\VWHP I U GLH IOH[LEHO DXWR 

PDWLVLHUWH 0RQWDJH %HUOLQ 6SULQJHU LZE )RUVFKXQJVEHULFKWH 

=JO 0 QFKHQ 7HFKQ 8QLY 'LVV


6&+:$5= 

6FKZDU] .DUOKHLQ] 0DQXIDFWXULQJ 0HVVDJH 6SHFLILFDWLRQ 006 ± 

hEHUVLFKW EHU GLH 0HWKRGHQ 0RGHOOH 2EMHNWH XQG 'LHQVWH DWS ± $XWR 

PDWLVLHUXQJVWHFKQLVFKH 3UD[LV 6 ± 

6(/,*(5 

6HOLJHU * ,QWHJULHUWH 0RQWDJHSODQXQJ =:) &,0 6RQGHUKHIW 

6 ± 

6(/,*(5 

6HOLJHU * 0RQWDJHWHFKQLN ± 6FKZHUSXQNW SURGXNWLRQVWHFKQLVFKHU 8Q 

WHUQHKPHQVVWUDWHJLH ,Q .UDOOPDQQ + +UVJ &,0 ± ([SHUWHQZLVVHQ I U 

GLH 3UD[LV 0 QFKHQ 2OGHQERXUJ 6 ± 

6,/%(51$*(/ 

6LOEHUQDJHO 5 (UIROJVIDNWRUHQ I U GLH EHVWHQ 3URGXNWH ,Q 7DJXQJVXQ 

WHUODJHQ ]XP 'HXWVFKHQ 0RQWDJHNRQJUH‰ 0 QFKHQ 

/DQGVEHUJ 0RGHUQH ,QGXVWULH 

6,021 

6LPRQ 0 5HFKQHUJHVW W]WH 3ODQXQJ YRQ $QODJHQ I U GLH YDULDQWHQUHLFKH 

6HULHQPRQWDJH ' VVHOGRUI 9', 9HUODJ )RUWVFKULWW %HULFKWH 5HLKH 

1U =JO 6LHJHQ 8QLYHUVLWlW 'LVV 

62)7(&+ 

6RIWHFK ,QF +UVJ ,QWHJUDWHG &RPSXWHU $LGHG 0DQXIDFWXULQJ ,&$0 

$UFKLWHFWXUH 3DUW ,, 9RO ,9 ± )XQFWLRQDO 0RGHOOLQJ 0DQXDO ,'() 

7HFKQLFDO 5HSRUW $): $/ 75 'D\WRQ :ULJKW 3DWWHUVRQ 

6200(5 %b515(87+(5 $ 

6RPPHU ( %lUQUHXWKHU % 0$3 I U *HUlWHVWHXHUXQJHQ LQ 0RQWDJH 

]HOOHQ 7HLO SD ± 3URGXNWLRQVDXWRPDWLVLHUXQJ 6 ± 

6200(5 %b515(87+(5 % 

6RPPHU ( %lUQUHXWKHU % 0$3 I U *HUlWHVWHXHUXQJHQ LQ 0RQWDJH 

]HOOHQ 7HLO SD ± 3URGXNWLRQVDXWRPDWLVLHUXQJ 6 ± 

63$7+ 8 $ 

6SDWK ' 2VPHUV 8 *XLQDQG 3 9LUWXDO (QJLQHHULQJ ' 3URMHNWLH 

UXQJ XQG 6LPXODWLRQ NRPSOH[HU 3URGXNWLRQVV\VWHPH DP %HLVSLHO 636 

JHVWHXHUWHU $QODJHQ ,QGXVWULH 0DQDJHPHQW 6 ± 

6385 8 $ 

6SXU * 0HUWLQV . -RFKHP 5 ,QWHJULHUWH 8QWHUQHKPHQVPRGHOOLHUXQJ 

%HUOLQ %HXWK 

6385 .5$86( 

6SXU * .UDXVH ) 'DV YLUWXHOOH 3URGXNW ± 0DQDJHPHQW GHU &$' 

7HFKQLN 0 QFKHQ &DUO +DQVHU

6385 

6SXU * 'DV GLJLWDOH 3URGXNWPRGHOO DOV YLUWXHOOHU 3URWRW\S =:) 

6 ± 

67(,1 

6WHLQ : 2EMHNWRULHQWLHUWH $QDO\VHPHWKRGHQ ± 9HUJOHLFK %HZHUWXQJ 

$XVZDKO $XIODJH +HLGHOEHUJ 6SHNWUXP $NDGHPLVFKHU 9HUODJ 

$QJHZDQGWH ,QIRUPDWLN 

67(,1:$66(5 

6WHLQZDVVHU 3 0RGXODUHV ,QIRUPDWLRQVPDQDJHPHQW GHU LQWHJULHUWHQ 

3URGXNW XQG 3UR]H‰SODQXQJ %DPEHUJ 0HLVHQEDFK )HUWLJXQJV 

WHFKQLN (UODQJHQ =JO (UODQJHQ 8QLYHUVLWlW 'LVV 

6:((1(< 

6ZHHQH\ 0 +RZ WR SHUIRUP 6LPXOWDQHRXV 3URFHVV (QJLQHHULQJ ,QWHJ 

UDWHG 0DQXIDFWXULQJ 6\VWHPV 6 ± 

7(&120$7,; D 

7HFQRPDWL[ +UVJ 3URFHVV 3ODQQHU ± 7KH 3URFHVV 'DWD 0RGHO IRU &UH 

DWLQJ 0RGLI\LQJ 1DYLJDWLQJ 0DQDJLQJ 3URFHVV 'DWD 1HX ,VHQEXUJ 

7HFQRPDWL[ $XWRPDWLVLHUXQJVV\VWHPH *PE+ (LJHQYHUODJ 

7(&120$7,; E 

7HFQRPDWL[ +UVJ 67(3 DQG 52%&$' 3/& ± -RLQWO\ &RQWURO WKH 'L 

JLWDO )DFWRU\ 1HX ,VHQEXUJ 7HFQRPDWL[ $XWRPDWLVLHUXQJVV\VWHPH 

*PE+ (LJHQYHUODJ 

7+$/(5 

7KDOHU . 5HJHOEDVLHUWHV 9HUIDKUHQ ]XU 0RQWDJHDEODXISODQXQJ LQ GHU 

6HULHQIHUWLJXQJ 

JDUW 'LVV 

%HUOLQ 6SULQJHU =JO 6WXWWJDUW 8QLYHUVLWlW 6WXWW 

7g16+2)) 8 $ 

7|QVKRII + 0HQ]HO ( 3DUN + $ .QRZOHGJH %DVHG 6\VWHP IRU $X 

WRPDWHG $VVHPEO\ 3ODQQLQJ $QQDOV RI WKH &,53 9RO 6 ± 

9$-1$ 

9DMQD 6 :HJQHU % )HDWXUHV ]XU 2SWLPLHUXQJ GHV 3URGXNWHQWVWH 

KXQJVSUR]HVVHV XQG GHU GDWHQYHUDUEHLWXQJVWHFKQLVFKHQ ,QWHJUDWLRQ 

9', %HULFKWH ' VVHOGRUI 9', 9HUODJ 6 ± 

9$1 %5866(/ 

9DQ %UXVVHO + 3ODQQLQJ DQG 6FKHGXOLQJ RI $VVHPEO\ 6\VWHPV $QQDOV 

RI WKH &,53 6 ± 

9', 

9', +UVJ /H[LNRQ GHU 3URGXNWLRQVSODQXQJ XQG ±VWHXHUXQJ %HJULIIV]X 

VDPPHQKlQJH XQG %HJULIIVGHILQLWLRQHQ ' VVHOGRUI 9', 9HUODJ


9', 

9', *HPHLQVFKDIWVDXVVFKX‰ &,0 +UVJ 5HFKQHULQWHJULHUWH .RQVWUXN 

WLRQ XQG 3URGXNWLRQ %DQG 

9HUODJ 

3URGXNWGDWHQYHUDUEHLWXQJ ' VVHOGRUI 9', 

9', 

9', 5LFKWOLQLH 0HWKRGLN ]XP (QWZLFNHOQ XQG .RQVWUXLHUHQ WHFKQL 

VFKHU 6\VWHPH XQG 3URGXNWH ' VVHOGRUI 9', 9HUODJ 

9', 

9', 5LFKWOLQLH 0RQWDJH XQG +DQGKDEXQJVWHFKQLN ± +DQGKDEXQJV 

IXQNWLRQHQ +DQGKDEXQJVHLQULFKWXQJHQ %HJULIIH 'HILQLWLRQHQ 6\PEROH 

' VVHOGRUI 9', 9HUODJ 

9', 9'( 

9', 9'( 5LFKWOLQLH %HVFKUHLEXQJ YRQ 6WHXHUXQJVDXIJDEHQ $Q 

OHLWXQJ ]XP (UVWHOOHQ HLQHV 3IOLFKWHQKHIWHV ' VVHOGRUI 9', 9HUODJ 

9'0$ 

9'0$ )DFKJHPHLQVFKDIW 5RERWLN XQG $XWRPDWLRQ +UVJ 3RUWUDLW GHU 

%UDQFKH )UDQNIXUW 9HUEDQG 'HXWVFKHU 0DVFKLQHQ XQG $QOD 

JHQEDX H 9 9'0$ (LJHQYHUODJ 

9266(1 %(&.(5 

9RVVHQ * %HFNHU - +UVJ *HVFKlIWVSUR]H‰PRGHOOLHUXQJ XQG :RUN 

IORZ 0DQDJHPHQW ± 0RGHOOH 0HWKRGHQ :HUN]HXJH %RQQ ,QWHUQDWLRQDO 

7KRPVRQ 3XEOLVKLQJ ,QIRUPDWLN /HKUEXFK 5HLKH 

:$*1(5 

:DJQHU 0 'HU YLUWXHOOHQ :HOW HQWVSULQJHQ DXVJHUHLIWH 6HULHQSURGXNWLR 

QHQ ($, '(/7$ 1HZV )HOOEDFK ($, '(/7$ *PE+ (LJHQ 

YHUODJ 6 

:$1* 

:DQJ / $Q ,QWHJUDWHG 2EMHFW 2ULHQWHG 3HWUL 1HW 3DUDGLJP IRU 0DQX 

IDFWXULQJ &RQWURO 6\VWHPV &RPSXWHU ,QWHJUDWHG 0DQXIDFWXULQJ 

6 ± 

:(&. '$00(5 

:HFN 0 'DPPHU 0 ,QWHJUDWLRQ YRQ &$( 6\VWHPHQ DXI %DVLV WHFKQL 

VFKHU (OHPHQWH ,QGXVWULH 0DQDJHPHQW 6 ± 

:(&. )5,('5,&+ 

:HFN 0 )ULHGULFK - 006 ' 7RRONLW IRU 006 'HYLFH 'ULYHU 'HYH 

ORSPHQW 3URGXFWLRQ (QJLQHHULQJ 6 ± 

:(8/( )5,('0$11 

:HXOH + )ULHGPDQQ 7 5HFKQHUXQWHUVW W]WH 3URGXNWDQDO\VH LQ GHU 

0RQWDJHSODQXQJ 9', = 6 ±

;,528&+$.,6 8 $ 

;LURXFKDNLV 3 .LULWVLV ' 3HUVVRQ - * $ 3HWULQHW 7HFKQLTXH IRU 3UR 

FHVV 3ODQQLQJ &RVW (VWLPDWLRQ $QQDOV RI WKH &,53 6 ± 

$EELOGXQJV XQG 7DEHOOHQYHU]HLFKQLV 

$EELOGXQJ 3ODQXQJ XQG 6WHXHUXQJ QDFK 5()$ D 6 

$EELOGXQJ %HWUDFKWXQJVEHUHLFK GLHVHU $UEHLW 

$EELOGXQJ %HGDUI DQ UHFKQHUJHVW W]WHU 3UR]HVVSODQXQJ 

+(,0%(5* )5(< 

$EELOGXQJ 'LH (EHQHQ GHU 3URGXNWLRQVVWHXHUXQJ 

QDFK 0,/%(5* %(1'(5 

$EELOGXQJ $XVJDQJVVLWXDWLRQ 

$EELOGXQJ =XVDPPHQKDQJ YRQ 6FKHPD XQG 0RGHOO 

$EELOGXQJ 'DV ,62 26, 5HIHUHQ]PRGHOO QDFK )855(5 6 

$EELOGXQJ (WKHUQHW I U ]HLWNULWLVFKH $QZHQGXQJHQ 

QDFK )855(5 6 

$EELOGXQJ 6WHXHUXQJVHLQULFKWXQJ QDFK 9', 

$EELOGXQJ )XQNWLRQHQ HLQHV =HOOHQVWHXHUXQJVV\VWHPV 

QDFK %(1'(5 6 

$EELOGXQJ hEHUJDQJ YRQ %DXVWHLQHQ GHU ',1 ]X 32(V GHU ,(& 

-2+1 7,(*(/.$03 6 

$EELOGXQJ *HQHUHOOHV 9RUJHKHQ EHLP (QWZLFNHOQ XQG .RQVWUXLHUHQ 

QDFK 9', 

$EELOGXQJ 5LFKWOLQLH ]XU LQWHJULHUWHQ (QWZLFNOXQJ YRQ 3URGXNW 

XQG 0RQWDJH 6&+867(5 6 

$EELOGXQJ 'DV ,QWHJUDOH 0RQWDJHPRGHOO 5$03(56$' $ 

$EELOGXQJ 'LH ) QI 6FKLFKWHQ 0HWKRGH GHU 0RQWDJHSODQXQJ 

)(/'0$11 6 

$EELOGXQJ =HLWOLFKH (LQWHLOXQJ 9$1 %5866(/ 6 

$EELOGXQJ ,QIRUPDWLRQVDXVWDXVFK ]ZLVFKHQ GHQ 0RGXOHQ 

67(,1:$66(5 6 

$EELOGXQJ (LQWHLOXQJ HLQHU 0RQWDJH]HOOH LQ GLH GUHL 7HLOQHKPHUJUXSSHQ 

$EELOGXQJ 6WDQGDUGVWUXNWXU HLQHV +DQGKDEXQJVYRUJDQJV 

.8*(/0$11 6 

$EELOGXQJ %HLVSLHO HLQHU (OHPHQWDUHQ 0RQWDJHEHZHJXQJ

$EELOGXQJ %HLVSLHO I U GDV $QQlKHUQ GHU ) JHVWHOOH 

$EELOGXQJ %HLVSLHO I U GDV (QWODGHQ GHU %HUHLWVWHOOXQJ 

$EELOGXQJ %HLVSLHO I U HLQH 3HULSKHUH 0RQWDJHEHZHJXQJ 

$EELOGXQJ %HLVSLHO HLQHV :HUNVW FNXQDEKlQJLJHQ 1HEHQSUR]HVVHV 

$EELOGXQJ +LHUDUFKLVFKH 'HWDLOOLHUXQJ GHU 0RQWDJH 


$EELOGXQJ 'DV 3HWUL 1HW] ZLUG XP 6WHXHUXQJVEHIHKOH HUZHLWHUW 

H[HPSODULVFKH 'DUVWHOOXQJ 

$EELOGXQJ 7UHLEHU LP (QWZLFNOXQJVSUR]HVV 

$EELOGXQJ (LQWHLOXQJ QDFK GHP EHUZLHJHQG YRUKHUUVFKHQGHQ 7UHLEHU 

$EELOGXQJ 'LH NRQNUHWHQ 3ODQXQJVSURMHNWH ILQGHQ MHZHLOV LQ HLQHU 

$EODXIHEHQH VWDWW 

$EELOGXQJ $XIEDX XQG (OHPHQWH GHV KLHUDUFKLVFKHQ 

6WHXHUXQJVNRQ]HSWV 

$EELOGXQJ =XRUGQXQJ 006 ]X ,(& 

$EELOGXQJ 0RGHOOLHUXQJ GHU +LHUDUFKLH LP 3HWULQHW] RGHU 

LQ GHQ HLQ]HOQHQ .RPSRQHQWHQ 

$EELOGXQJ 6\PEROLN ]X GHQ 006 %HIHKOHQ 3URJUDPPDXVI KUXQJ 

$EELOGXQJ 6\PEROLN ]X GHQ 006 %HIHKOHQ 9HUZDOWXQJVDXIJDEHQ 

$EELOGXQJ 6\PEROLN ]X GHQ 006 %HIHKOHQ 9DULDEOHQ]XJULII 

$EELOGXQJ 6\PEROLN ]X GHQ 006 %HIHKOHQ 6WDWXVYHUJOHLFK 

$EELOGXQJ 'LH 6FKULWWH ]XU *HVWDOWXQJ GHV 0RQWDJHYRUJDQJV 

$EELOGXQJ *HVDPWGDUVWHOOXQJ GHU SURGXNWJHWULHEHQHQ 

0RQWDJHYRUJDQJVSODQXQJ 

$EELOGXQJ *HVDPWGDUVWHOOXQJ GHU DQODJHQJHWULHEHQHQ 

0RQWDJHYRUJDQJVSODQXQJ 

$EELOGXQJ *HJHQ EHUVWHOOXQJ GHU 3ODQXQJVYRUJHKHQ 

$EELOGXQJ 'DV LQWHJULHUWH 3URGXNW XQG 3UR]HVVPRGHOO EHVWHKW DXV 

PHKUHUHQ 3DUWLDOHQ 

$EELOGXQJ %LOG GHV 'DWHQVFKHPDV 

$EELOGXQJ %LOG HLQHV LQVWDQ]LHUWHQ 'DWHQPRGHOOV PLW 

6WHXHUXQJVEHIHKOHQ

$EELOGXQJV XQG 7DEHOOHQYHU]HLFKQLV 

$EELOGXQJ 'DV &RV0RQ$XW %DVLVV\VWHP XQG GLH (UZHLWHUXQJHQ 

$EELOGXQJ ,FRQ %R[HQ ]XU $XVZDKO YRQ 006 %HIHKOHQ 

$EELOGXQJ *UDILVFK GDUJHVWHOOWH 006 %HIHKOVVHTXHQ] 

$EELOGXQJ :DKOZHLVH NDQQ GLH 6WHXHUXQJ HLQHV UHDOHQ RGHU VLPXOLHU 

WHQ %HWULHEVPLWWHOV YRQ &RV0RQ$XW DQJHVSURFKHQ ZHUGHQ 

$EELOGXQJ 6FKHPDWLVFKHU $XIEDX HLQHU 

&RV0RQ$XW &25%$ 006 90' 

$EELOGXQJ .RQILJXULHUHQ GHU MHZHLOLJHQ 90' I U GLH .RPSRQHQWHQ 

$EELOGXQJ 90'V I U GLH VLPXOLHUWHQ .RPSRQHQWHQ 

$EELOGXQJ 90' I U HLQHQ 5RERWHU 6WlXEOL 5; 5; 

$EELOGXQJ 90' I U HLQH 636 6LHPHQV 6 

$EELOGXQJ 6FKQLWWVWHOOHQ ]ZLVFKHQ &RV0RQ$XW XQG GHP 336 6\VWHP 

$GLFRP /RZLV 

$EELOGXQJ 'LDORJ ]XU PDQXHOOHQ (LQJDEH YRQ $WWULEXWHQ EHLP 

'DWHQWUDQVIHU 

$EELOGXQJ $UFKLWHNWXU GHV JHVDPWHQ 3ODQXQJVV\VWHPV 

$EELOGXQJ &$' 0RGHOO XQG WHLOPRQWLHUWHU 'RVHQ|IIQHU QHXH 9DULDQWH 

$EELOGXQJ 6LPXODWLRQVPRGHOO GHU $QODJH 

$EELOGXQJ 6FKHPDWLVFKH /D\RXWVWUXNWXU GHU 0RQWDJHDQODJH 

$EELOGXQJ 0RQWDJHVWUXNWXU GHV 'RVHQ|IIQHUV 

$EELOGXQJ (UVWHU (QWZXUI GHV $EODXISODQV 

$EELOGXQJ 3ODQHQ GHU *UHLIHUDXIQDKPH LQ GHU ' 6LPXODWLRQ 

$EELOGXQJ $XVVFKQLWW GHV 0RQWDJHDEODXISODQV GHV 'RVHQ|IIQHUV 

$EELOGXQJ 0RQWDJH YRQ *HKlXVH XQG 6FKQHLGHLQULFKWXQJ 

$EELOGXQJ 6WHXHUXQJVQHW] I U GLH 'RVHQ|IIQHUPRQWDJH 

$EELOGXQJ 6WHXHUXQJ GHU UHDOHQ 'RVHQ|IIQHUPRQWDJH PLW &RV0RQ$XW 

$EELOGXQJ .RPSRQHQWHQ I U GLH 9RUPRQWDJH GHV *HWULHEHV 

$EELOGXQJ 6FKHPDWLVFKHV /D\RXW GHU 0RQWDJHDQODJH 

$EELOGXQJ 0RQWDJHYRUUDQJJUDI GHU *HWULHEHYRUPRQWDJH 

$EELOGXQJ $EODXISODQ GHU *HWULHEHPRQWDJH LQ &RV0RQ$XW

$EELOGXQJ (LQVHW]HQ GHU 6SLQGHO LQ GHU 6LPXODWLRQ 

$EELOGXQJ 9RUJDQJVEHVFKUHLEXQJ PLWWHOV 3HWUL 1HW] 

$EELOGXQJ .RVWHQDQDO\VH EH]RJHQ DXI GLH .RVWHQWUlJHU 

$EELOGXQJ (LQVHW]HQ GHU 6SLQGHO GXUFK GHQ 5RERWHU 

$EELOGXQJ 'DWHQDXVWDXVFK PLW GHP 336 6\VWHP 

$EELOGXQJ (UJHEQLV GHU $UEHLW 'LH GXUFKJlQJLJH (QWZLFNOXQJ GHV 

0RQWDJHYRUJDQJV 

7DEHOOH (UI OOXQJ GHU )RUGHUXQJHQ GXUFK GHQ 6WDQG GHU 7HFKQLN 

XQG GHU )RUVFKXQJ 

7DEHOOH .ODVVLIL]LHUXQJ GHU 7HLOYRUJlQJH 

7DEHOOH (LQIOXVVJU|‰HQ GHU $XIZDQG 1XW]HQ $EVFKlW]XQJ

6WLFKZRUWYHU]HLFKQLV

3URJUDPPRUJDQLVDWLRQVHLQKHLW 32( 

3UR]HVV 


3UR]HVVWHLOQHKPHU 

5 

5$33 

5HFKQHUXQWHUVW W]XQJ 

52%&$' 

6 

6HNXQGlUNRPSRQHQWH 

6LPXOWDQHRXV (QJLQHHULQJ 6( 

636 

VWDWLVFKHU 7HLOQHKPHU 

67(3 

6WHXHUXQJ 

6WHXHUXQJVHEHQH 



6WUXFWXUHG $QDO\VLV DQG 'HVLJQ 7HFKQLTXH 

6$'7 

6\QWKHWLVFKH 3ODQXQJ 

6\VWHP 

7 

7DVN 

7&3 ,3 

7L&RQ 

8 

8QLILHG 0RGHOLQJ /DQJXDJH 80/ 

9 

9', 

9HUODVVHQ GHU ) JHVWHOOH 

9LUWXDO (QJLQHHULQJ 

9LUWXDO 0DQXIDFWXULQJ 'HYLFH 90' 

9LUWXDO 5HDOLW\ 95 

9LUWXHOOH 3URGXNWLRQ 

9LUWXHOOHV 3URGXNW 

9RUJDQJVEHVFKUHLEXQJ

KYD (QTUEJWPIUDGTKEJVG $CPF _ 

*GTCWUIGDGT 2TQH &T +PI , /KNDGTI WPF 2TQH &T +PI ) 4GKPJCTV +PUVKVWV HÒT 

9GTM\GWIOCUEJKPGP WPF $GVTKGDUYKUUGPUEJCHVGP FGT 6GEJPKUEJGP 7PKXGTUKV·V /ÒPEJGP 

$CPF _ GTUEJKGPGP KO 5RTKPIGT 8GTNCI $GTNKP *GKFGNDGTI WPF UKPF KO 'TUEJGKPWPIULCJT WPF FGP HQNIGPFGP 

FTGK -CNGPFGTLCJTGP GTJ·NVNKEJ KO $WEJJCPFGN QFGT FWTEJ .CPIG 5RTKPIGT 1VVQ 5WJT #NNGG _ $GTNKP
















5GOKPCTDGTKEJVG KYD 

JGTCWUIGIGDGP XQP 2TQH &T +PI )WPVJGT 4GKPJCTV +PUVKVWV HÒT 9GTM\GWIOCUEJKPGP 

WPF $GVTKGDUYKUUGPUEJCHVGP FGT 6GEJPKUEJGP 7PKXGTUKV·V /ÒPEJGP 

5GOKPCTDGTKEJVG KYD UKPF GTJ·NVNKEJ KO $WEJJCPFGN QFGT DGKO 

*GTDGTV 7V\ 8GTNCI /ÒPEJGP (CZ WV\"WV\XGTNCI EQO 

+PPQXCVKXG /QPVCIGU[UVGOG #PNCIGPIGUVCNVWPI DGYGTVWPI 

WPF ÒDGTYCEJWPI 

5GKVGP +5$0 

+PVGITKGTVGU 2TQFWMVOQFGNN 8QP FGT +FGG \WO HGTVKIGP 2TQFWMV 

5GKVGP +5$0 

-QPUVTWMVKQP XQP 9GTM\GWIOCUEJKPGP $GTGEJPWPI 5KOWNCVKQP 

WPF 1RVKOKGTWPI 

5GKVGP +5$0 

5KOWNCVKQP 'KPUCV\OÌINKEJMGKVGP WPF 'THCJTWPIUDGTKEJVG 

5GKVGP +5$0 

1RVKOKGTWPI FGT -QQRGTCVKQP KP FGT 2TQFWMVGPVYKEMNWPI 

5GKVGP +5$0 

/CVGTKCNDGCTDGKVWPI OKV .CUGT XQP FGT 2NCPWPI \WT #PYGPFWPI 

5GKVGP +5$0 

&[PCOKUEJGU 8GTJCNVGP XQP 9GTM\GWIOCUEJKPGP 

5GKVGP +5$0 

3WCNKV·VUOCPCIGOGPV FGT 9GI KUV FCU

4CRKF /CPWHCEVWTKPI /GVJQFGP HÒT FKG TGCMVKQPUH·JKIG 2TQFWMVKQP 

5GKVGP +5$0 : 

(NGZKDNGU -NGDGP WPF &KEJVGP 2TQFWMV 2TQ\GIGUVCNVWPI 

/KUEJXGTDKPFWPIGP 3WCNKV·VUMQPVTQNNG 

5GKVGP +5$0 

4CRKF /CPWHCEVWTKPI 5EJPGNNG *GTUVGNNWPI XQP -NGKP 

WPF 2TQVQV[RGPUGTKGP 

5GKVGP +5$0 

NKGHGTDCT CD EC 

8KTVWGNNG 2TQFWMVKQP +PVGITKGTVG 2TQ\GUU WPF 2TQFWMVUKOWNCVKQP 

5GKVGP +5$0

(QTUEJWPIUDGTKEJVG KYD 

JGTCWUIGIGDGP XQP 2TQH &T +PI )WPVJGT 4GKPJCTV +PUVKVWV HÒT 9GTM\GWIOCUEJKPGP 

WPF $GVTKGDUYKUUGPUEJCHVGP FGT 6GEJPKUEJGP 7PKXGTUKV·V /ÒPEJGP 

(QTUEJWPIUDGTKEJVG KYD CD $CPF UKPF GTJ·NVNKEJ KO $WEJJCPFGN QFGT DGKO 

*GTDGTV 7V\ 8GTNCI /ÒPEJGP (CZ WV\"WV\XGTNCI EQO 

5EJPGKFGT $WTIJCTF 

2TQ\GUUMGVVGPQTKGPVKGTVG $GTGKVUVGNNWPI PKEJV HQTOUVCDKNGT $CWVGKNG 

5GKVGP #DD 6CD DTQUEJKGTV Z EO +5$0 

)QNFUVGKP $GTPF 

/QFGNNIGUVÒV\VG )GUEJ·HVURTQ\GIGUVCNVWPI KP FGT 2TQFWMVGPVYKEMNWPI 

5GKVGP #DD DTQUEJKGTV Z EO +5$0 

/ÌOGT *GNOWV ' 

/GVJQFG \WT UKOWNCVKQPUDCUKGTVGP 4GIGNWPI \GKVXCTKCPVGT 2TQFWMVKQPUU[UVGOG 


)T·UGT 4CNH )WPVGT 

'KP 8GTHCJTGP \WT -QORGPUCVKQP VGORGTCVWTKPFW\KGTVGT 8GTHQTOWPIGP CP +PFWUVTKGTQDQVGTP 


6TQUUKP *CPU ,ÒTIGP 

0WV\WPI FGT JPNKEJMGKVUVJGQTKG \WT /QFGNNDKNFWPI KP FGT 2TQFWMVKQPUVGEJPKM 


-WIGNOCPP &QTKU 

#WHICDGPQTKGPVKGTVG 1HHNKPG 2TQITCOOKGTWPI XQP +PFWUVTKGTQDQVGTP 

5GKVGP #DD 6CD DTQUEJKGTV Z EO +5$0 : 

&KGUEJ 4QNH 

5VGKIGTWPI FGT QTICPKUCVQTKUEJGP 8GTHÒIDCTMGKV XQP (GTVKIWPIU\GNNGP 


.WNC[ 9GTPGT ' 

*[DTKF JKGTCTEJKUEJG 5KOWNCVKQPUOQFGNNG \WT -QQTFKPCVKQP VGKNCWVQPQOGT 2TQFWMVKQPUUVTWMVWTGP 


/WTT 1VVQ 

#FCRVKXG 2NCPWPI WPF 5VGWGTWPI XQP KPVGITKGTVGP 'PVYKEMNWPIU WPF 2NCPWPIURTQ\GUUGP 


/CEJV /KEJCGN 

'KP 8QTIGJGPUOQFGNN HÒT FGP 'KPUCV\ XQP 4CRKF 2TQVQV[RKPI 


/GJNGT $TWPQ * 

#WHDCW XKTVWGNNGT (CDTKMGP CWU FG\GPVTCNGP 2CTVPGTXGTDÒPFGP 


*GKVOCPP -PWV 

5KEJGTG 2TQIPQUGP HÒT FKG 2TQFWMVKQPURVKOKGTWPI OKVVGNU UVQEJCUVKUEJGT /QFGNNG 


$NGUUKPI 5VGHCP 

)GUVCNVWPI FGT /CVGTKCNHNWUVGWGTWPI KP F[PCOKUEJGP 2TQFWMVKQPUUVTWMVWTGP 


#DC[ %CP 

0WOGTKUEJG 1RVKOKGTWPI OWNVKXCTKCVGT OGJTUVWHKIGT 2TQ\GUUG CO $GKURKGN FGT *CTVDGCTDGKVWPI XQP +PFWUVTKGMGTCOKM 

5GKVGP #DD 6CD DTQUEJKGTV Z EO +5$0

$TCPFPGT 5VGHCP 

+PVGITKGTVGU 2TQFWMVFCVGP WPF 2TQ\GOCPCIGOGPV KP XKTVWGNNGP (CDTKMGP 


*KTUEJDGTI #TPF ) 

8GTDKPFWPI FGT 2TQFWMV WPF (WPMVKQPUQTKGPVKGTWPI KP FGT (GTVKIWPI 


4GGM #NGZCPFTC 

5VTCVGIKGP \WT (QMWURQUKVKQPKGTWPI DGKO .CUGTUVTCJNUEJYGKGP 

5GKVGP #DD DTQUEJKGTV Z EO +5$0 : 

5CDDCJ -JCNKF #NGZCPFGT 

/GVJQFKUEJG 'PVYKEMNWPI UVÌTWPIUVQNGTCPVGT 5VGWGTWPIGP 


5EJNKHHGPDCEJGT -NCWU 7 

-QPHKIWTCVKQP XKTVWGNNGT 9GTVUEJÌRHWPIUMGVVGP KP F[PCOKUEJGP JGVGTCTEJKUEJGP -QORGVGP\PGV\YGTMGP 


5RTGP\GN #PFTGCU 

+PVGITKGTVG -QUVGPMCNMWNCVKQPUXGTHCJTGP HÒT FKG 9GTM\GWIOCUEJKPGPGPVYKEMNWPI 


)CNNCUEJ #PFTGCU 

+PHQTOCVKQPUVGEJPKUEJG #TEJKVGMVWT \WT 7PVGTUVÒV\WPI FGU 9CPFGNU KP FGT 2TQFWMVKQP 


%WKRGT 4CNH 

&WTEJI·PIKIG TGEJPGTIGUVÒV\VG 2NCPWPI WPF 5VGWGTWPI XQP CWVQOCVKUKGTVGP /QPVCIGXQTI·PIGP 

5GKVGP #DD 6CD DTQUEJKGTV Z EO +5$0 NKGHGTDCT CD EC 

5EJPGKFGT %JTKUVKCP 

5VTWMVWTOGEJCPKUEJG $GTGEJPWPIGP KP FGT 9GTM\GWIOCUEJKPGPMQPUVTWMVKQP 

5GKVGP #DD DTQUEJKGTV Z EO +5$0 :

Durchgängige rechnergestützte Planung und Steuerung von ... - iwb

Create successful ePaper yourself

Delete template?

Save as template?