8 The Marshes of Southern Iraq - AMAR International Charitable ...
8 The Marshes of Southern Iraq - AMAR International Charitable ...
8 The Marshes of Southern Iraq - AMAR International Charitable ...
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<strong>The</strong><br />
<strong>Iraq</strong>i Marshlands<br />
A human and environmental study<br />
Edited by<br />
PETER CLARK<br />
and<br />
SEAN MAGEE
2<br />
Acknowledgements<br />
This report is the second and final <strong>of</strong> two studies on the Marshlands <strong>of</strong> lower<br />
Mesopotamia from the <strong>AMAR</strong> <strong>International</strong> <strong>Charitable</strong> Foundation. <strong>The</strong> first was<br />
published in 1994.<br />
Baroness Nicholson <strong>of</strong> Winterbourne MEP initiated and chaired these studies, assisted by<br />
a number <strong>of</strong> experts eminent in their particular field.<br />
Special thanks go to Hugh Arbuthnott and Dr Peter Clark whose help throughout was<br />
invaluable, and to Tim Pendry from Tim Pendry Ltd.<br />
Director Jérôme Le Roy and Executive Secretary Barbara Stevens were tireless in their<br />
pr<strong>of</strong>essional support.<br />
Sponsorship from the following organisations is gratefully acknowledged:<br />
• IUCN <strong>The</strong> World Conservation Union (Geneva)<br />
• ODA Overseas Development Administration (UK)<br />
• <strong>The</strong> Red Crescent Society <strong>of</strong> Kuwait<br />
• <strong>The</strong> US Department <strong>of</strong> State<br />
• WWF World Wildlife Fund <strong>International</strong> (Geneva)<br />
Copyright © <strong>The</strong> <strong>AMAR</strong> <strong>International</strong> <strong>Charitable</strong> Foundation 2001
Contents<br />
Foreword Emma Nicholson 4<br />
Introduction Peter Clark 5<br />
1<br />
THE PEOPLE<br />
Demography <strong>of</strong> the Marsh Arabs Ernestina Coast 9<br />
2 <strong>The</strong> Economy <strong>of</strong> the <strong>Iraq</strong> <strong>Marshes</strong> in the 1990s Alexander Tkachenko 22<br />
3 Assault on the Marshlands Christopher Mitchell 42<br />
4 Educational Needs and Provisions for <strong>Iraq</strong>i Refugees in Iran G. Ali Afrooz 70<br />
5 Health in the <strong>Marshes</strong> and in the Refugee Camps M. T. Cheragchi-Bashi 81<br />
& H. Salman-Manesh<br />
6<br />
THE PLACE<br />
<strong>The</strong> Deltaic Complex <strong>of</strong> the Lower Mesopotamian Plain and<br />
its Evolution through Millennia<br />
Paul Sanlaville 94<br />
7 Monitoring Marshland Degradation using Multispectral<br />
Remote Sensed Imagery<br />
James Brasington 110<br />
8 <strong>The</strong> <strong>Marshes</strong> <strong>of</strong> <strong>Southern</strong> <strong>Iraq</strong>: A hydro-engineering and<br />
political pr<strong>of</strong>ile<br />
T. Naff & G. Hanna 133<br />
9 <strong>The</strong> Ecosystem M. I. Evans 158<br />
10<br />
THE PROBLEMS<br />
<strong>The</strong> Marsh Dwellers in the History <strong>of</strong> Modern <strong>Iraq</strong> Peter Sluglett 173<br />
11 <strong>The</strong> <strong>International</strong> Context <strong>of</strong> <strong>Iraq</strong> from 1980 to the Present Peter Sluglett 186<br />
12 Statistical Outline <strong>of</strong> the Situation <strong>of</strong> the South <strong>Iraq</strong>i<br />
Refugees in Iran, including the Marsh Dwellers<br />
Jérôme Le Roy 201<br />
13 <strong>The</strong> Liability <strong>of</strong> the Regime for the Human Rights Violations<br />
in the Marshlands <strong>of</strong> <strong>Southern</strong> <strong>Iraq</strong><br />
Adel Omer Sharif 207<br />
14 Water Rights and <strong>International</strong> Law Joseph W. Dellapenna 222<br />
THE PERSONAL<br />
15 A Personal Testimony Amir Hayder 236<br />
THE PROSPECTS<br />
16 <strong>The</strong> <strong>Southern</strong> <strong>Iraq</strong> Marshlands Project: What it means Emma Nicholson 242<br />
Appendix : <strong>The</strong> Survey Questionnaire Jérôme Le Roy 245<br />
Notes on Contributors 255<br />
3
4<br />
Foreword<br />
<strong>AMAR</strong> <strong>International</strong> <strong>Charitable</strong> Foundation has been closely involved with the welfare <strong>of</strong><br />
refugees from the southern <strong>Iraq</strong>i Marshlands for ten years. It has provided medical,<br />
educational and social support for up to half <strong>of</strong> the 200,000 Marsh Arabs who have fled<br />
from the tyranny <strong>of</strong> contemporary <strong>Iraq</strong> to the Islamic Republic <strong>of</strong> Iran. We in <strong>AMAR</strong><br />
have endeavoured to provide some dignity in the lives <strong>of</strong> people who have been<br />
marginalised by the international community.<br />
But <strong>AMAR</strong> is concerned not only with the relief <strong>of</strong> suffering. We have sought to<br />
draw attention to the broader context <strong>of</strong> the victims and the changing circumstances <strong>of</strong><br />
their unique social and ecological environment. <strong>The</strong> Marsh Dwellers represent a pattern<br />
<strong>of</strong> life that has altered little for centuries. <strong>The</strong> twentieth century brought political, social,<br />
economic and cultural changes to <strong>Iraq</strong> as it did to the whole region. But in the 1980s and<br />
1990s the Baghdad government has conducted a sustained assault on the Marsh Dwellers<br />
by the construction <strong>of</strong> rivers and dams, resulting in the draining <strong>of</strong> the marshes and the<br />
obliteration <strong>of</strong> both their means and their way <strong>of</strong> life.<br />
In 1994 <strong>AMAR</strong> published a Report that documented the environmental damage<br />
that had been committed. This second Report is, to some extent, a follow-up <strong>of</strong> the earlier<br />
work. But it goes further and shows how the environmental and humanitarian disasters<br />
are interrelated. <strong>The</strong> damage to the Marshlands affects a remarkable ecology. But there<br />
are further consequences to issues <strong>of</strong> river management and international water rights.<br />
Ecological damage has repercussions far beyond the boundaries <strong>of</strong> <strong>Iraq</strong>. <strong>The</strong> work <strong>of</strong> the<br />
<strong>Iraq</strong>i government is in violation <strong>of</strong> international environmental law.<br />
<strong>The</strong> chain <strong>of</strong> events that have followed the atrocities <strong>of</strong> 11 September 2001 have<br />
been a grim reminder <strong>of</strong> the importance <strong>of</strong> being compassionately informed about the<br />
disadvantaged <strong>of</strong> the world. Despair is <strong>of</strong>ten a breeding ground for terrorism. This Report<br />
is a contribution to the dispersal <strong>of</strong> ignorance about a volatile region where political,<br />
humanitarian and environmental issues are inextricably linked.<br />
<strong>The</strong> <strong>AMAR</strong> team that has written and produced this Report has drawn on the<br />
leading world authorities in their respective fields. It has not always been easy, for the<br />
current <strong>Iraq</strong>i government has not encouraged international research on political or social<br />
matters. However we are confident that this Report is the authoritative document on the<br />
subject <strong>of</strong> the situation <strong>of</strong> the Marsh Dwellers and the Marshlands today. It should be a<br />
basic document on which policy decisions should be made.<br />
Baroness Nicholson <strong>of</strong> Winterbourne<br />
November 2001
Introduction<br />
Peter Clark<br />
<strong>The</strong> <strong>AMAR</strong> <strong>International</strong> <strong>Charitable</strong> Foundation (hereafter <strong>AMAR</strong>) was set up in 1991<br />
after the war for the liberation <strong>of</strong> Kuwait and in response to the plight <strong>of</strong> the Arabs <strong>of</strong> the<br />
southern Marshlands <strong>of</strong> <strong>Iraq</strong>. <strong>The</strong> founder was Emma Nicholson, then a Conservative<br />
Member <strong>of</strong> the British Parliament. <strong>AMAR</strong> was established as a charity registered under<br />
English law. In the next few years it built up a structure <strong>of</strong> support for Marsh Arabs who<br />
had fled to Iran. <strong>The</strong> work has concentrated on providing basic health care, clean water<br />
and essential educational services for up to 95,000 refugees in camps in Iran.<br />
Administrative costs have been kept at a minimum. Wherever possible Iranians and <strong>Iraq</strong>is<br />
themselves have been recruited to provide operational services. Management is restricted<br />
to a small number <strong>of</strong> dedicated Iranians in Tehran and a staff <strong>of</strong> two in London. <strong>AMAR</strong><br />
has received funding from the British and other governments, from international agencies<br />
and from corporate and private donations. Throughout its relief work it received generous<br />
co-operation from the central and local government administrations <strong>of</strong> the Islamic<br />
Republic <strong>of</strong> Iran.<br />
In addition to the work <strong>of</strong> the relief <strong>of</strong> suffering, <strong>AMAR</strong> has also worked to raise<br />
awareness <strong>of</strong> the sufferings <strong>of</strong> the Marsh Dwellers <strong>of</strong> southern <strong>Iraq</strong> within the context <strong>of</strong><br />
the travails <strong>of</strong> the people <strong>of</strong> <strong>Iraq</strong> as a whole. It has aimed to document and to monitor<br />
what has been happening in southern <strong>Iraq</strong> both to the people and to the environment. This<br />
Report falls within that programme <strong>of</strong> work.<br />
<strong>The</strong> Marshlands <strong>of</strong> the Euphrates-Tigris river basin are geologically modern –<br />
perhaps only 18,000 years old. Over the centuries there have been steady changes, arising<br />
from the variable flows <strong>of</strong> water, climatic changes and developments in patterns <strong>of</strong><br />
irrigation. <strong>The</strong>re has however been a 5,000 year continuity in the way <strong>of</strong> life <strong>of</strong> the<br />
indigenous people <strong>of</strong> the area.<br />
In 1991 the internal revolt against the regime <strong>of</strong> Saddam Hussein that started in<br />
the south <strong>of</strong> the country was mercilessly crushed. <strong>The</strong> Baghdad government undertook<br />
major drainage works that damaged the environment, destroyed sources <strong>of</strong> sustenance <strong>of</strong><br />
the Marsh Dwellers and, brutally and in violation <strong>of</strong> international law, accelerated trends<br />
that had been in process for centuries.<br />
<strong>The</strong> way <strong>of</strong> life <strong>of</strong> the Marsh Dwellers as recorded by Wilfred <strong>The</strong>siger, Robert A<br />
Fernea and Shakir M Salim in the middle <strong>of</strong> the twentieth century had changed little since<br />
Sumerian times. From the age <strong>of</strong> the Abbasids (eighth to thirteenth centuries CE) the<br />
Marshlands were outside the control <strong>of</strong> the Baghdad authorities. <strong>The</strong>y were a place <strong>of</strong><br />
refuge for bandits, rebels and smugglers. <strong>The</strong> waterways, the wildlife and the<br />
conservative and independent nature <strong>of</strong> the people made the region resistant to any<br />
external control. <strong>The</strong> twentieth century saw a relative social stabilisation and an<br />
economic prosperity. <strong>Iraq</strong>’s oil wealth led to many changes. People from the Marshlands<br />
drifted to the cities <strong>of</strong> Basra and Baghdad, Mosul and Kirkuk. A series <strong>of</strong> poor rainfalls in<br />
5
6<br />
the 1950s accelerated this drift. At the same time the modern world was penetrating the<br />
Marshlands. Schools and clinics and even factories were challenging traditional patterns<br />
<strong>of</strong> life. Gavin Young in his Return to the <strong>Marshes</strong> (1977) records some <strong>of</strong> the social<br />
changes that had taken place since the time he had been there with <strong>The</strong>siger in the 1950s.<br />
<strong>The</strong>re had also been schemes for draining the Marshlands throughout the<br />
twentieth century. British companies had been commissioned to draw up plans to drain<br />
the Marshlands both in the 1940s and the 1970s. Plans for drainage were linked to<br />
projects for irrigation and the extension <strong>of</strong> cultivable land and the exploitation <strong>of</strong><br />
agricultural opportunities. <strong>The</strong>re was also the central government’s wish to extend its<br />
control.<br />
<strong>The</strong> construction <strong>of</strong> dams, forcible migration <strong>of</strong> communities, the draining <strong>of</strong> the<br />
Marshlands that was carried out in the 1990s was an extension <strong>of</strong> earlier trends. However<br />
an obsession for security drove the agenda. By depopulating the Marshlands, by reducing<br />
the area to desert, the region was no longer able to provide a sustainable refuge for<br />
dissidents. Saddam Hussein was able to impose his own will on the refractory people <strong>of</strong><br />
the Marshlands. <strong>The</strong> drainage was carried out with no regard to international obligations<br />
concerning water rights or the environment. <strong>The</strong> interests and the wishes <strong>of</strong> the people<br />
most affected, people with greatest expertise on dealing with the development <strong>of</strong> the<br />
region, were ignored. <strong>The</strong> Marsh Dwellers had limited options. Like hundreds <strong>of</strong><br />
thousands <strong>of</strong> other <strong>Iraq</strong>is they could submit to compulsory resettlement in an environment<br />
not their own. Or they could leave the country as refugees, as about 200,000 did. Or they<br />
could remain in the drained Marshlands, deprived <strong>of</strong> their inherited water-based means <strong>of</strong><br />
livelihood.<br />
As part <strong>of</strong> its humanitarian mission one <strong>of</strong> <strong>AMAR</strong>’s tasks has been to record these<br />
changes that have aggravated the personal lives <strong>of</strong> thousands <strong>of</strong> Marsh Dwellers. In 1994<br />
it commissioned a report, An Environmental and Ecological Study <strong>of</strong> the Marshlands <strong>of</strong><br />
Mesopotamia. This scientific assessment <strong>of</strong> the rapidly changing conditions <strong>of</strong> a major<br />
wetland <strong>of</strong> the world was seen as an interim report. <strong>The</strong> Marshlands supported a<br />
significant number <strong>of</strong> rare and endemic species, which lost, would be lost for ever.<br />
Within the region was a community that was to a large extent self-sustaining, relying on<br />
water-buffalo, reeds, fishing and hunting.<br />
<strong>The</strong> acceleration <strong>of</strong> the depopulation <strong>of</strong> the area and the draining <strong>of</strong> the<br />
Marshlands has taken place at a time <strong>of</strong> increasing international concern for the world<br />
community’s responsibilities to the environment and <strong>of</strong> an appreciation <strong>of</strong> the ecological<br />
values <strong>of</strong> such a natural system. For the Marshlands <strong>of</strong> southern <strong>Iraq</strong> is one <strong>of</strong> the last<br />
surviving such sites. In comparable areas such as the English Fenlands, the Mississippi<br />
alluvial plain, the Florida Everglades and the Danube Delta remaining vestiges are highly<br />
prized and efforts are directed towards the restoration and management <strong>of</strong> water<br />
resources.<br />
Six years after the 1994 Report <strong>AMAR</strong> has embarked on a further study. <strong>The</strong><br />
objective <strong>of</strong> the new study is to raise awareness at international level <strong>of</strong> the linkage <strong>of</strong> the<br />
humanitarian to the environmental and ecological catastrophes. Within limited resources<br />
<strong>AMAR</strong> has drawn together an international team <strong>of</strong> world authorities on different aspects<br />
<strong>of</strong> the issue – historical, economic, social, legal, political. It aims to mobilise global<br />
resources, including the analysis <strong>of</strong> satellite imagery, to determine questions that are <strong>of</strong><br />
significance far beyond the concern <strong>of</strong> any one government: To what extent can the
Marshlands be a sustainable socially and economically viable unit? How far and in what<br />
conditions are the Marsh Dwellers in exile able to return? How can an assured system <strong>of</strong><br />
water resource management be established? What is the balance <strong>of</strong> responsibilities <strong>of</strong> the<br />
<strong>Iraq</strong>i government, neighbouring governments and international agencies towards the<br />
unique asset <strong>of</strong> these Marshlands? What package <strong>of</strong> international assistance and expertise<br />
can be <strong>of</strong>fered to fulfil the various claims <strong>of</strong> sovereignty, the environment and the<br />
interests <strong>of</strong> the people <strong>of</strong> the region? What alternative sources <strong>of</strong> activity, such as<br />
tourism, could be developed?<br />
It is <strong>of</strong> paramount importance that policies, and recommendations for policy<br />
options, are based on sound data. It has been <strong>AMAR</strong>’s aim to provide the most<br />
authoritative data on which to make proposals.<br />
In November 2000 many <strong>of</strong> the authors <strong>of</strong> the present Report attended a one-day<br />
conference in London. This conference highlighted some <strong>of</strong> the issues. A second<br />
conference in May 2001 is taking the discussion further. <strong>AMAR</strong> will raise the major<br />
findings <strong>of</strong> the report and conferences with governments and international agencies,<br />
under its President and founder, now Baroness Nicholson <strong>of</strong> Winterbourne MEP, Vice-<br />
Chairman <strong>of</strong> the European Parliament’s Committee on Foreign Affairs, Human Rights,<br />
Common Security and Defence Policy.<br />
<strong>AMAR</strong>’s work in this Report is concerned with one part <strong>of</strong> <strong>Iraq</strong>. However<br />
<strong>AMAR</strong>’s concerns are not restricted to one geographical area or one community alone.<br />
<strong>The</strong> plight <strong>of</strong> the Marsh Dwellers is part <strong>of</strong> the plight <strong>of</strong> the <strong>Iraq</strong>i people as a whole who<br />
have been hostages <strong>of</strong> a regime that has one <strong>of</strong> the worst human rights records <strong>of</strong> any<br />
modern government. Its aggressive policies have led to wars with two <strong>of</strong> <strong>Iraq</strong>’s<br />
neighbours, and to international condemnation. <strong>The</strong> people <strong>of</strong> <strong>Iraq</strong> have borne the brunt<br />
<strong>of</strong> the sufferings arising from the consequent sanctions. From being a prosperous country<br />
with a superb social and educational infrastructure, with huge mineral and oil resources,<br />
and with glittering prospects as a major regional power, <strong>Iraq</strong> has become one <strong>of</strong> the<br />
poorest countries <strong>of</strong> the world, its people living from day to day in growing<br />
impoverishment desperation.<br />
But the economic resources will not disappear. Under a government with different<br />
priorities, there is every possibility <strong>of</strong> a restoration <strong>of</strong> individual and national prosperity.<br />
At present about four million <strong>of</strong> its population <strong>of</strong> 24,000,000 are outside the country.<br />
Many <strong>of</strong> these are pr<strong>of</strong>essional people who have migrated with their skills and their<br />
capital. Most exiles have hopes <strong>of</strong> returning. <strong>The</strong> numerous political groupings <strong>of</strong> the<br />
<strong>Iraq</strong>i exiles and opposition reflect the divisions <strong>of</strong> an <strong>Iraq</strong> <strong>of</strong> a generation ago, divisions<br />
that facilitated the rise <strong>of</strong> the present regime. But the Middle Eastern cultural world has<br />
changed considerably in the 1980s and 1990s. Migration both within and outside the<br />
Arab world has broadened perspectives. <strong>The</strong> information revolution has exposed people<br />
to a variety <strong>of</strong> cultures and thought patterns, <strong>of</strong> habits and tastes. Prescriptive and<br />
authoritarian regimes can no longer claim a monopoly <strong>of</strong> truth, though many pretend that<br />
they do. Migration has accompanied the emergence <strong>of</strong> a global economy, with<br />
international skills and qualifications. <strong>The</strong>re has also emerged international educational<br />
and pr<strong>of</strong>essional standards, codes <strong>of</strong> practice and even ethics. A global economy requires<br />
a banking system, agreed standards <strong>of</strong> integrity and trust. <strong>International</strong> communications<br />
depend on uniform codes <strong>of</strong> practice. Ecological concerns, human rights and respect for<br />
human dignity become ethical issues that transcend the inward looking nation state.<br />
7
8<br />
Younger people take to these global changes more readily. <strong>The</strong>re are dangers <strong>of</strong> the<br />
marginalisation <strong>of</strong> the unique or the special, the small nation or the threatened faith. But<br />
there is also an awareness <strong>of</strong> these dangers. <strong>The</strong> new global culture is a more open<br />
society, more ready to accept and to celebrate difference. <strong>The</strong> political culture <strong>of</strong> Saddam<br />
Hussein’s regime is at a dead end, with no vision beyond its survival in power. All those<br />
concerned with the future <strong>of</strong> the <strong>Iraq</strong>i people must consider an <strong>Iraq</strong> after the present<br />
regime. It is not a matter <strong>of</strong> restoring a pre-Saddam <strong>Iraq</strong>, but <strong>of</strong> seeing how the people <strong>of</strong><br />
<strong>Iraq</strong> can pr<strong>of</strong>it best from and contribute to the challenges and opportunities <strong>of</strong> a twenty<br />
first century world.<br />
<strong>AMAR</strong> is in a strong position to contribute to these concerns. It is not political<br />
although it operates within a political context. It has the closest links with people <strong>of</strong> <strong>Iraq</strong><br />
and neighbouring countries. It has a proved record <strong>of</strong> achievement. It has raised the level<br />
and quality <strong>of</strong> debate on the issue <strong>of</strong> the Marshlands, demonstrating that the political and<br />
human issues <strong>of</strong> one part <strong>of</strong> <strong>Iraq</strong> cannot be viewed in isolation. It is in a position <strong>of</strong><br />
mobilising social and political scientists, economists and ecologists to consider in a<br />
disinterested manner the options and opportunities facing the <strong>Iraq</strong>i people after the<br />
present regime. Such a task <strong>of</strong>fers hope to a troubled nation.
1<br />
Demography <strong>of</strong> the Marsh Arabs<br />
Ernestina Coast<br />
<strong>The</strong> Marsh Arabs have been in a situation <strong>of</strong> forced migration since the early-mid 1990s,<br />
a forced migrant being ‘defined roughly as someone who is forced to leave his or her<br />
home because <strong>of</strong> a real or perceived threat to life or well-being’ (Reed et al., 1998: 2).<br />
Because <strong>of</strong> recent drainage <strong>of</strong> the <strong>Marshes</strong>, UNHCR has suggested that Marsh Dwellers<br />
could now be defined as ‘environmental refugees’ as ‘the main reason for their flight had<br />
been the drying <strong>of</strong> the marshes’ (UNHCR, 1994).<br />
<strong>The</strong> physically dangerous and politically complicated nature <strong>of</strong> forced migration<br />
‘presents tremendous challenges for normal data collection processes and standards’<br />
(Reed et al., 1998: 2). <strong>The</strong> Marsh Dwellers currently comprise a wide range <strong>of</strong> forced<br />
migrants, including internally displaced persons and dispersed refugees (with a variety <strong>of</strong><br />
legal statuses). <strong>The</strong> variety in forced migrants in relation to their ease <strong>of</strong> identification is<br />
summarised in Figure 1; issues <strong>of</strong> definition are important for any demographic study, as<br />
different agencies use different classifications and sources <strong>of</strong> data about such groups <strong>of</strong><br />
people. Globally, published statistics on refugees and forced migrants come from two<br />
main sources: UNHCR and USCR, using a variety <strong>of</strong> different sources (government,<br />
other agencies, site visits, camp registration).<br />
Fig. 1<br />
Dispersed internally displaced persons<br />
Refugees with determined status<br />
Refugees in camps<br />
Dispersed refugees Internally displaced persons in camps<br />
Self-settled refugees<br />
Ease <strong>of</strong> identification<br />
Most difficult to identify Easiest to identify<br />
Universe unknown Universe known<br />
Wide geographical spread Defined geographical spread<br />
Source: Hansch in Reed et al., 1998<br />
Estimates (both historical and contemporary) <strong>of</strong> the total number <strong>of</strong> Marsh Dwellers are<br />
<strong>of</strong> poor validity and reliability. In 1988, at the end <strong>of</strong> the Iran–<strong>Iraq</strong> war, it was estimated<br />
that there were about half a million Marsh Dwellers (UNHCR, 1996). Post-1988 there is<br />
very large variation in the estimates <strong>of</strong> Marsh Dwellers, due to a combination <strong>of</strong> large<br />
9
10<br />
scale population movement (both within and outside <strong>Iraq</strong>) and a history <strong>of</strong> poor data<br />
collection in the marsh area. Internally displaced persons are <strong>of</strong>ten more difficult to count<br />
than refugees who have crossed an international border (Figure 1). In 1997 it was<br />
estimated that 192,000 Marsh Dwellers remained within southern <strong>Iraq</strong> (UNACC (SCN)<br />
RNIS 21 Table 1), with perhaps a total <strong>of</strong> 200,000 remaining in <strong>Iraq</strong> as a whole. <strong>The</strong><br />
number <strong>of</strong> Marsh Dwellers who have left <strong>Iraq</strong> (mainly for Iran) are estimated to be<br />
between 80,000 and 120,000 1 . <strong>The</strong> situation with regard to population numbers is perhaps<br />
best summed up by a statement from USCR ‘Independent sources can not document<br />
either the number <strong>of</strong> newly displaced Marsh Dwellers or the cumulative total since 1989.<br />
Estimates <strong>of</strong> the number <strong>of</strong> displaced and at-risk Maadan (Marsh Arabs) ranged from<br />
40,000 to 1,000,000’ (1988).<br />
Because the Marsh Dwellers traditionally inhabited an area that posed extreme<br />
logistical problems for any household data collection, data on their recent and historical<br />
demography (fertility, mortality and migration) are extremely rare. <strong>The</strong> next section will<br />
draw together all <strong>of</strong> the information on factors affecting the demography <strong>of</strong> those Marsh<br />
Dwellers still resident within southern <strong>Iraq</strong>.<br />
Marsh Dwellers in <strong>Iraq</strong><br />
<strong>The</strong> demographic impact <strong>of</strong> the ‘Oil for Food’ sanctions have been widely debated (Ali<br />
and Shah, 2000; Daponte and Garfield, 2000; Zaidi and Smith-Fawzi, 1995; Cortright<br />
and Lopez, 1997). Since 1990 more than 20 major studies have been conducted on the<br />
humanitarian impact <strong>of</strong> the Gulf War and the continuing economic sanctions. To date,<br />
however, none <strong>of</strong> these studies have included the southern marshes area within their<br />
samples; therefore only tentative statements may be made about current morbidity and<br />
mortality in the area. It must be remembered that assessment <strong>of</strong> the effect <strong>of</strong> sanctions on<br />
civilian morbidity status is extremely difficult for four main reasons: social disruption;<br />
the effect on health may be neither direct nor immediate; the chain <strong>of</strong> events from distal<br />
to proximate causes for increased mortality as a result <strong>of</strong> sanctions is not well known;<br />
and, it is difficult to document the health effects (from Daponte and Garfield, 2000).<br />
However, all <strong>of</strong> the available evidence suggests that ‘these adverse conditions are likely<br />
to adversely affect the Marsh Dwellers in the south-east <strong>of</strong> the country even more<br />
pr<strong>of</strong>oundly since this group is traditionally neglected and marginalised by the<br />
government’ (UNACC (1997) RNIS 21). A 1997 estimate <strong>of</strong> the effects <strong>of</strong> sanctions on<br />
nutritional status suggested ‘Those in <strong>Marshes</strong> [are] considered to be at high risk<br />
nutritionally since it is unclear to what extent the general improvement in food<br />
availability is having a positive impact [on] this group’ (UNACC (SCN) RNIS 21).<br />
Indeed, this assessment concludes ‘As in the past, access to the Marsh Dwellers is<br />
limiting the information available on their health and nutritional status. It was hoped the<br />
monitoring <strong>of</strong> food distributions under the ‘oil-for-food’ plan would provide much<br />
needed information on this population. So far this has not been the case’. USCR, with<br />
special reference to the Marsh Dwellers reported, ‘Repressive policies in 1999<br />
included…denying food rations to thousands <strong>of</strong> people’ (2000:188).<br />
<strong>The</strong>re are recent (post-1999) reports <strong>of</strong> cholera and chronic diarrhoea spreading<br />
among the remaining Marsh Dwellers, who are now deprived <strong>of</strong> clean water by the<br />
draining <strong>of</strong> the <strong>Marshes</strong>. 2 Water availability (for drinking, washing, waste disposal) is a
key determinant <strong>of</strong> population health, and even more so for a population such as the<br />
Marsh Dwellers who are highly dependent on perennial surface water. <strong>The</strong> effect on early<br />
age (under 5 years) morbidity and mortality are likely to be great as a poor (quantity and<br />
quality) water supply combined with inadequate sanitation are key causes <strong>of</strong> frequent and<br />
repeated infections. Although no information is available on breastfeeding patterns<br />
among the Marsh Dwellers, the possible addition <strong>of</strong> contaminated water to milk formula<br />
and the dilution <strong>of</strong> milk formula in order to make supplies last longer will all place<br />
upward pressure on early age mortality. <strong>The</strong> poor water and health infrastructure in the<br />
marshes, combined with continued conflict in the area (causing both intentional and<br />
unintentional injury and homicide), must also place upward pressure on adult morbidity<br />
and mortality. Having reviewed the scanty data that are available on the current situation<br />
<strong>of</strong> Marsh Dwellers still resident in <strong>Iraq</strong>, we now turn to the situation <strong>of</strong> those Marsh<br />
Dwellers currently resident in refugee camps in Iran. Information from two main sources<br />
<strong>of</strong> data, camp registration and a sample survey, are presented separately here.<br />
Camp data<br />
Camp registration (birth, death, total population) records exist for both camps where the<br />
survey was carried out. Because this study is concerned with the demography <strong>of</strong> the<br />
Marsh Dweller population, camp data for Servestan Camp are presented here. Servestan<br />
Camp is almost totally comprised <strong>of</strong> Marsh Dweller refugees, and is situated<br />
approximately 10km from the nearest town, making the camp population relatively<br />
‘closed’ compared to other camps. A preliminary analysis <strong>of</strong> the fertility and mortality<br />
data is presented here.<br />
Table 1: Crude birth rate 3 and crude death rate 4 , from camp registration, Servestan<br />
Camp, 1995–2000<br />
Year Total<br />
Number <strong>of</strong> Number <strong>of</strong> Crude birth<br />
population deaths births rate<br />
1995 1,950 2 93 47.7 1.03<br />
1996 2,483 7 132 53.2 2.82<br />
1997 2,321 18 96 41.4 7.76<br />
1998 2,042 11 121 59.3 5.39<br />
1999 2,270 8 133 58.6 3.52<br />
2000 2,261 4 72 31.8 1.77<br />
Crude death<br />
rate<br />
Higher numbers <strong>of</strong> male children are registered by the camps (112 male births per 100<br />
female births), suggesting that there is selective under-reporting <strong>of</strong> female births,<br />
therefore the CBR might be even higher than suggested by the records. <strong>The</strong> CBR<br />
calculated for Servestan Camp are extremely high, and the reported young camp<br />
population structure (<strong>AMAR</strong>, 1997; <strong>AMAR</strong>, 2000) points to high fertility, but cannot be<br />
taken as pro<strong>of</strong> 5 . It is impossible to determine whether the large (46%) drop in CBR 1999-<br />
2000 is reflecting a decline in fertility (although it is unlikely given the magnitude <strong>of</strong> the<br />
drop), or whether it is due to reporting errors 6 . One key feature <strong>of</strong> the birth data must be<br />
noted. Refugee camps are not ‘closed’ populations, and it is possible that women who are<br />
non-camp residents are having babies within the camp in order to take advantage <strong>of</strong> the<br />
11
12<br />
good medical facilities, thus inflating the total number <strong>of</strong> children born, and hence the<br />
CBR.<br />
Using longitudinal camp registration data, it is theoretically possible to examine<br />
changes in mortality over a six-year period (1995-2000). <strong>The</strong> ‘crude mortality rate most<br />
accurately represents the health status <strong>of</strong> emergency-affected populations’ (Toole and<br />
Waldman, 1997). Unfortunately, the data do not extend back to the period immediately<br />
following the arrival <strong>of</strong> refugees in Iran. <strong>The</strong> camp data on deaths suggest a rapid decline<br />
in mortality over the period 1997-2000, to levels that are extremely low. Indeed, a CDR<br />
<strong>of</strong> less than 2 per 1,000 is so low as to invite suspicion, and imply the under-recording <strong>of</strong><br />
deaths within the camp. <strong>The</strong> high level <strong>of</strong> medical care available within refugee camps<br />
combined with a selection effect for the residents 7 would imply relatively low CDRs, but<br />
not as low as reported.<br />
Camp registration systems report deaths during the first year, allowing for<br />
calculation <strong>of</strong> the Infant Mortality Rate 8 (IMR) (Table 2). Levels <strong>of</strong> IMR are extremely<br />
(too) low, especially for 1996 and 2000, probably due to the under reporting <strong>of</strong> infant<br />
deaths. Infant deaths are <strong>of</strong>ten under-reported, especially if they occur in the neonatal<br />
period (Ewbank, 1981). This problem would be exacerbated if non-camp women are<br />
giving birth within the camp, and then leaving. Thus, their births would be incorporated<br />
into the numerator but removed from potential inclusion in the denominator.<br />
Table 2: Infant Mortality Rate, Servestan Camp, service statistics, 1995–2000<br />
Year Deaths under age one Live births IMR / 1,000<br />
1995 2 93 21.5<br />
1996 1 132 7.6<br />
1997 6 96 62.5<br />
1998 5 121 41.3<br />
1999 7 133 52.6<br />
2000 1 72 13.9<br />
One key feature <strong>of</strong> all <strong>of</strong> these camp data is that the total camp population might be<br />
incorrect. Indeed, the relatively static total camp population, especially in the context <strong>of</strong><br />
high fertility and extremely low mortality, suggests either under-enumeration <strong>of</strong> camp<br />
populations, or emigration from the camp. <strong>The</strong> camp registration data, whilst imperfect,<br />
do provide some contextual demographic data within which to place the survey data. <strong>The</strong><br />
young population age structure does point to high fertility, but mortality levels cannot be<br />
calculated with any certainty from the camp data.<br />
Survey data<br />
Demographic data presented here were collected in May 2001 and were collected using a<br />
household-level survey in two refugee camps in Iran 9 . Questionnaires were addressed to<br />
household heads, and detailed information was collected on all individuals aged over 16<br />
years 10 . <strong>The</strong> data are representative only <strong>of</strong> those households that are currently resident<br />
within refugee camps. It is possible that this population is self-selecting, and differs from<br />
Marsh Dwellers who have either left the refugee camps in order to live elsewhere or were<br />
never resident in a refuge camp. Further, the relatively good medical, water and nutrition<br />
services within the refugee camps mean that these data cannot be used to provide a proxy
for Marsh Dwellers still resident in <strong>Iraq</strong>. Four subsections are presented here: population<br />
characteristics; migration; fertility and mortality.<br />
Sample population characteristics<br />
A total <strong>of</strong> 400 household heads were interviewed, yielding detailed individual-level data<br />
on 1,099 adults aged 16 years and above. <strong>The</strong> majority <strong>of</strong> household heads originated<br />
from within the marsh area in <strong>Iraq</strong> (56.8%) 11 , and a wide variety <strong>of</strong> tribes (n=46) are<br />
represented in the sample. <strong>The</strong> relatively unchanged residence <strong>of</strong> Marsh Dwellers over<br />
recent decades is illustrated using a comparison <strong>of</strong> the place <strong>of</strong> origin <strong>of</strong> household heads<br />
with that <strong>of</strong> their grandparents (Table 3).<br />
Table 3: Percentage distribution <strong>of</strong> household heads (n=400) by place <strong>of</strong> origin with<br />
place <strong>of</strong> residence <strong>of</strong> grandparents<br />
Respondent’s grandparents<br />
lived<br />
Respondent lived<br />
Inside marshes Marsh edge Outside marsh<br />
Inside marshes 55.7 4.4 1.3<br />
Marsh edge 0.3 31.9 0.3<br />
Outside marsh 0.8 0.3 5.0<br />
<strong>The</strong> date <strong>of</strong> arrival in Iran <strong>of</strong> individuals from <strong>Iraq</strong> is clearly shown in Graph 1. Migration<br />
began in 1990 and reached a peak in 1993, with refugees originating from both within<br />
and outside the marsh area. Refugees originating from outside the marshes did not begin<br />
to arrive until 1993, indicating that conditions outside the marshes were relatively better<br />
than those within the marshes. <strong>The</strong> arrival <strong>of</strong> new refugees has declined sharply since<br />
1996.<br />
Graph 1<br />
Pe<br />
rc<br />
en<br />
t<br />
35<br />
30<br />
25<br />
20<br />
15<br />
10<br />
5<br />
0<br />
Percentage distribution <strong>of</strong> individuals aged over 16 by place <strong>of</strong> residence in <strong>Iraq</strong> and year <strong>of</strong><br />
departure from <strong>Iraq</strong><br />
1990 1991 1992 1993 1994 1995 1996 1997 1998 1999<br />
Year <strong>of</strong> arrival in Iran<br />
Inside marshes Marsh edge Non-marsh origin<br />
13
14<br />
Household and residential arrangements within a refugee camp are, by and large, defined<br />
by the accommodation provided. <strong>The</strong> modal household size in both camps included in the<br />
survey was 6 people. Households within the sample ranged in size from single person<br />
households (1.5% <strong>of</strong> the sample) to households with more than 10 residents (10.0% <strong>of</strong> the<br />
sample), and are normally composed <strong>of</strong> a husband and wife and dependent children. Only<br />
6.7% (n=14) <strong>of</strong> households were headed by women, 78.5% <strong>of</strong> whom were either divorced<br />
or widowed, reinforcing ethnographic evidence on the patriarchal nature <strong>of</strong> Marsh Arab<br />
culture. Levels <strong>of</strong> reported adoption/ fostering <strong>of</strong> children were extremely low, with only<br />
8% <strong>of</strong> households reporting a ‘non-own’ child currently resident in the household.<br />
As the individual-level data were only collected on all individuals aged 16 and<br />
over, a detailed assessment <strong>of</strong> the total population age-sex structure cannot be made here.<br />
Previous surveys (<strong>AMAR</strong>, 1997; <strong>AMAR</strong>, 2000) have confirmed the very young age<br />
structure <strong>of</strong> the camp populations, with over 60 per cent <strong>of</strong> camp populations composed<br />
<strong>of</strong> children under the age <strong>of</strong> 16. <strong>The</strong> age structure <strong>of</strong> the adult population (Graph 2)<br />
demonstrates high levels <strong>of</strong> digit preference (ages ending in 0 or 5), especially for<br />
women, typical <strong>of</strong> a population with low levels <strong>of</strong> education.<br />
Graph 2<br />
Number <strong>of</strong> individuals<br />
50<br />
40<br />
30<br />
20<br />
10<br />
0<br />
-10<br />
-20<br />
-30<br />
-40<br />
-50<br />
2<br />
0<br />
Single year age distribution, by sex, all adults aged over 16 years<br />
25<br />
30<br />
35<br />
40<br />
45<br />
50<br />
<strong>The</strong>re appears to be some under-reporting <strong>of</strong> women, as the sex ratio for all adults<br />
indicates more men enumerated than women (110 men per 100 women). Overall, there<br />
are very few elderly people reported in the sample survey, reflecting the age-selective<br />
nature <strong>of</strong> forced migration. Marriage is virtually universal for both men and women in the<br />
camps, suggesting that forced migration has not disrupted traditional patterns <strong>of</strong><br />
nuptiality. <strong>The</strong>re are marked differences in the age <strong>of</strong> entry into marriage, by sex; by age<br />
Age<br />
55<br />
male female<br />
60<br />
65<br />
70<br />
75<br />
80
25, only 6.3% <strong>of</strong> women remain unmarried, compared with 37.8% <strong>of</strong> men. Levels <strong>of</strong><br />
widowhood for women are high, reflecting both differences in spousal age at marriage<br />
and potentially higher mortality risks for Marsh Dweller men prior to leaving <strong>Iraq</strong>. That<br />
these widowed women are not heads <strong>of</strong> households demonstrates that they are absorbed<br />
into other households, possibly that <strong>of</strong> a married child, and supported there.<br />
Migration<br />
Data were collected on the current place <strong>of</strong> residence for all adult siblings <strong>of</strong> each<br />
respondent (Table 4). Such data provide a descriptive overview <strong>of</strong> current patterns <strong>of</strong><br />
migration, and three key features are <strong>of</strong> note. Firstly, there is an age effect on the current<br />
residence <strong>of</strong> siblings, demonstrating age selective migration. Namely, the siblings <strong>of</strong><br />
older respondents are more likely to still be resident in <strong>Iraq</strong>, relative to younger<br />
respondents. This result is unsurprising, given that the majority <strong>of</strong> individuals left <strong>Iraq</strong> at<br />
least seven years before the survey. Thus, an individual currently aged 20 would have<br />
only been 13 years old at the time <strong>of</strong> departure, and is therefore much more likely to have<br />
travelled to Iran as part <strong>of</strong> a family group with their siblings. An older individual is much<br />
less likely to have travelled to Iran as part <strong>of</strong> a sibling group. Further, given the age<br />
selectivity <strong>of</strong> migration, his/her siblings are more likely to have remained in <strong>Iraq</strong>.<br />
Table 4: Percentage distribution, by five-year age group, <strong>of</strong> current place <strong>of</strong><br />
residence for adult siblings or respondents aged above 20 years 12<br />
Adult siblings alive<br />
Adult siblings dead<br />
Respondent’s age In Iran In <strong>Iraq</strong> Elsewhere<br />
Male Female Male Female Male Female Male Female<br />
20-24 47 38 3 6 0 0 4 4<br />
25-29 35 24 11 20 0 0 7 2<br />
30-34 35 20 18 18 0 0 6 2<br />
35-39 26 22 15 21 2 1 8 4<br />
40-44 23 13 17 27 0 2 12 6<br />
45-49 20 16 16 20 0 0 18 9<br />
50-54 12 9 8 24 0 0 9 9<br />
55-59 14 7 21 29 0 0 21 7<br />
60+ 14 10 22 26 0 0 22 5<br />
Secondly, given the current situation in southern <strong>Iraq</strong>, it is important to remember that<br />
reports <strong>of</strong> siblings still resident in <strong>Iraq</strong> may be based upon imperfect knowledge. That is,<br />
they may reflect the situation at the time <strong>of</strong> the respondent’s departure from <strong>Iraq</strong>, in some<br />
cases nine years earlier. Thirdly, there are very low levels <strong>of</strong> migration <strong>of</strong> siblings to<br />
destinations other than <strong>Iraq</strong>, although this may reflect the fact that entire family groups<br />
have migrated overseas, and will therefore not be reported upon. No detailed estimates <strong>of</strong><br />
mortality can be made based upon the reports <strong>of</strong> dead adult siblings. <strong>The</strong> only point to<br />
note is the considerably higher proportion <strong>of</strong> dead adult male siblings relative to adult<br />
female siblings. This may reflect higher mortality rates as a result <strong>of</strong> conflict<br />
(unintentional and intentional injury and homicide) in <strong>Iraq</strong>.<br />
15
16<br />
Fertility<br />
<strong>The</strong> fertility <strong>of</strong> forced migrants is poorly described and understood, due to a dearth <strong>of</strong><br />
data, although ‘<strong>The</strong>re seems to be little doubt that women in many refugee settings are<br />
having large numbers <strong>of</strong> children’ (Wulf, 1994: 7, quoted from Reed et al.: 1998:18). It<br />
is, however, unwise to generalise about the fertility behaviour <strong>of</strong> refugee populations<br />
because <strong>of</strong> great differences in context and culture. Within the logistical confines <strong>of</strong> the<br />
current study, detailed birth histories could not be collected therefore explanatory factors<br />
relating to fertility (proximate determinants including breastfeeding, contraception, etc.)<br />
are absent here. Circumstantial evidence for prolonged breastfeeding is provided by a<br />
1997 survey <strong>of</strong> Jahrom Camp, where 54.6% <strong>of</strong> children (n=119) were exclusively<br />
breastfed for the first six months and 53% <strong>of</strong> children were still being breastfed at 24<br />
months. In a comparable survey conducted in 2000, these figures had risen slightly, to<br />
59% and 62%, respectively (n=113), possibly at the result <strong>of</strong> safe motherhood<br />
educational programmes run in the camps (<strong>AMAR</strong>, 1997; <strong>AMAR</strong> 2000).<br />
In the household survey, data on children ever born and surviving were collected<br />
using ‘Brass-style’ questions, permitting indirect estimation <strong>of</strong> fertility and early age<br />
mortality 13 . <strong>The</strong> number <strong>of</strong> children ever born to a woman is an aggregate measure <strong>of</strong><br />
lifetime fertility prior to the survey, and therefore provides no information on the timing<br />
<strong>of</strong> the birth. Slightly higher numbers <strong>of</strong> male children were reported relative to female<br />
(112 males and 100 females), reflecting the male bias in camp registration <strong>of</strong> births (or<br />
possibly representing a misreporting <strong>of</strong> the sex <strong>of</strong> the reported children). Based upon<br />
reports <strong>of</strong> children ever born, a Total Fertility Rate (TFR) <strong>of</strong> 6.4 children per woman is<br />
estimated 14 . Average parity by age was calculated (Table 5) 15 , a measure <strong>of</strong> the average<br />
lifetime fertility experience <strong>of</strong> the survivors <strong>of</strong> the particular birth cohort (represented by<br />
age group).<br />
Table 5: Mean reported parity, by five-year age group, all ever-married women<br />
(n=433)<br />
Age group Mean parity n (Ever-married women)<br />
15-19 1.2 65<br />
20-24 2.8 57<br />
25-29 3.9 101<br />
30-34 4.6 58<br />
35-39 5.6 54<br />
40-44 5.5 26<br />
45-49 5.0 21<br />
50-70 4.3 51<br />
Lower reported parity for older women may represent either increased under-reporting <strong>of</strong><br />
children by older women, or may tentatively imply a recent increase in fertility. It is<br />
extremely difficult to determine whether fertility has changed or is changing among<br />
Marsh Dweller women (either upwards or downwards), and what the possible causes <strong>of</strong><br />
this change may be. For example, a woman aged over 45 years will have completed most<br />
<strong>of</strong> her childbearing before arriving at the camp, whereas a woman aged under 20 will<br />
have only borne children whilst a refugee, and camp residence may plausibly affect<br />
fertility in either direction.
It is possible that fertility has changed among refugee Marsh Dweller women over the<br />
past decade, although the direction <strong>of</strong> change is speculative. Given the increasingly<br />
difficult conditions in <strong>Iraq</strong> prior to departure, it is possible that fertility since arrival in<br />
Iran has risen due to a combination <strong>of</strong> factors including improved medical care (including<br />
antenatal and postnatal care) and nutritional status <strong>of</strong> women (with a possible impact in<br />
fecundity). In addition, a consequence <strong>of</strong> becoming a refugee might be to place upward<br />
pressure on fertility as a result <strong>of</strong> increased politicisation (Pedersen et al., 2000; Randall,<br />
2001). On the other hand, the experience <strong>of</strong> being a refugee (<strong>of</strong> whatever status), might<br />
lead to voluntary birth control and hence a decline in fertility, especially among younger,<br />
better educated women.<br />
Mortality data<br />
Given the traumatic and physically dangerous nature <strong>of</strong> forced migration, heightened<br />
mortality is to be expected during the period immediately before and after the migration<br />
(see, for example, Waldman in Reed et al., 1998: 16). It must be remembered that<br />
population subgroups will be affected differently, for example, the very young and the<br />
elderly might experience the highest excess mortality. Ideally, it would be useful to make<br />
distinctions between mortality in the area <strong>of</strong> origin, mortality during forced migration and<br />
mortality during resettlement (after Carballo, 2001).<br />
Based on reports <strong>of</strong> children ever born and surviving, average life expectancy is<br />
estimated at 64.9 years 16 . It is certain that the overall mortality levels among the refugee<br />
Marsh Dweller population are considerably lower than mortality levels among internally<br />
displaced Marsh Dwellers remaining in <strong>Iraq</strong>. That Marsh Dwellers had poor levels <strong>of</strong><br />
early age mortality before their forced migration is very probable. <strong>The</strong> only<br />
circumstantial evidence is provided by a 1987 study by the <strong>Iraq</strong>i Central Statistical<br />
Office, which estimated an IMR <strong>of</strong> 60 /1,000 for residents <strong>of</strong> reed houses, relative to<br />
40/1,000 for residents <strong>of</strong> concrete houses (quoted from Saadi, 1996). <strong>The</strong> proportions <strong>of</strong><br />
children ever born who have died are indicators <strong>of</strong> childhood mortality and can yield<br />
robust estimates <strong>of</strong> childhood mortality (United Nations, 1983). Using reports <strong>of</strong> children<br />
ever born and survived from the survey it is possible to indirectly estimate levels <strong>of</strong> early<br />
age (under five) mortality. Estimates 17 <strong>of</strong> infant (age under one year) and child (age<br />
between and five years) mortality, are calculated at 63 per 1,000 and 25 per 1,000,<br />
respectively.<br />
Overall, although the proximate determinants <strong>of</strong> child health for the refugee<br />
population are good. For example a sample survey in Jahrom Camp in 2000, reported<br />
98% <strong>of</strong> children (n=113) as fully immunised (BCG, DPT, Measles) and 99% <strong>of</strong> children<br />
were given ORS following a diarrhoeal episode (<strong>AMAR</strong>, 2000). Given the robust nature<br />
<strong>of</strong> techniques for the indirect estimation <strong>of</strong> early age mortality, more confidence should<br />
be placed in the figures derived from these techniques than those from the camp statistics.<br />
Future<br />
<strong>The</strong> future demography <strong>of</strong> the Marsh Dwellers currently resident in Iran is intuitively<br />
better than that <strong>of</strong> those Marsh Dwellers still resident within <strong>Iraq</strong>. <strong>The</strong> lack <strong>of</strong> water,<br />
17
18<br />
healthcare and food within the marshes, combined with heightened mortality risks from<br />
conflict, all point towards extremely poor future morbidity and mortality within the<br />
marsh area. By way <strong>of</strong> contrast, the Marsh Dweller refugee population currently resident<br />
in camps in Iran is receiving healthcare, shelter, water and food. <strong>The</strong> implications for the<br />
return <strong>of</strong> Marsh Dwellers to their original area <strong>of</strong> residence, are extremely negative. As<br />
time goes on, increasing numbers <strong>of</strong> people <strong>of</strong> Marsh Arab descent will be born in<br />
refugee camps, or will at least have spent a large proportion <strong>of</strong> their life in a camp. This<br />
will (has) undoubtedly affect their future aspirations in terms <strong>of</strong> place <strong>of</strong> residence, a<br />
feature shown clearly in Graph 3.<br />
Graph 3<br />
80<br />
70<br />
Pe<br />
rce<br />
60<br />
nta<br />
ge<br />
<strong>of</strong> 50<br />
ag<br />
e 40<br />
gr<br />
ou<br />
30<br />
p<br />
20<br />
10<br />
0<br />
Percentage distribution <strong>of</strong> preferred future residence, household heads (n=396)<br />
20-24 25-29 30-34 35-39 40-44 45-49 50-54 55-59 60-64 65-69<br />
Age group<br />
Iran <strong>Iraq</strong> Elsewhere<br />
Older age groups are more likely to want to return to <strong>Iraq</strong> (71.4% <strong>of</strong> 65-69 year olds)<br />
relative to younger age groups (20.5% <strong>of</strong> 20-24 year olds). Relatively low levels <strong>of</strong><br />
individuals at all ages want to remain in Iran, reflecting a desire to be independent that<br />
will be found in most refugee populations.<br />
More generally, what this study has shown, is that in order to assist both specific groups<br />
<strong>of</strong> forced migrants and forced migrants as a whole, good demographic data are needed.<br />
Recently, there has been an increasing recognition that there is a need for good evidence<br />
in order to be able to both understand and deal with complex emergency situations (NRC,<br />
2001). Of course there are many other outcomes <strong>of</strong> forced migration other than those <strong>of</strong><br />
demography ,including ‘changes in family and household structures, broader societal<br />
changes, psychological effects, and potential cultural shifts’ (Keely et al., 2001: 2). To
date there is a relatively small (but growing) corpus <strong>of</strong> data on the demography <strong>of</strong> forced<br />
migration populations, and this study provides a small contribution to that corpus.<br />
Bibliography<br />
Ali, M. M. and I. H. Shah (2000) ‘Sanctions and childhood mortality in <strong>Iraq</strong>.’ <strong>The</strong> Lancet<br />
355: 1851-1857<br />
<strong>AMAR</strong> (1997). A visit to the <strong>Iraq</strong>i refugee camps, assisted by <strong>AMAR</strong> ICF in South <strong>of</strong><br />
Iran. Tehran: <strong>AMAR</strong><br />
<strong>AMAR</strong> (2000). Health and sanitation survey in <strong>Iraq</strong>i refugee camps assisted by <strong>AMAR</strong><br />
I.C.F. in South <strong>of</strong> Iran. Tehran <strong>AMAR</strong><br />
Carballo, M (2001) ‘Reflections’ in NRC Forced migration and mortality: roundtable on<br />
the demography <strong>of</strong> forced migration National Research Council National Academy Press:<br />
Washington pp.130-135<br />
Cook, R. (1998). Transcript <strong>of</strong> press conference given by the Foreign Secretary 19<br />
December 1998.<br />
Cortright, D. and G. A. Lopez (1997). Sanctions against <strong>Iraq</strong>: facts and analysis, Fourth<br />
Freedom Forum.<br />
Daponte, B. O. and R. Garfield (2000). ‘<strong>The</strong> effect <strong>of</strong> economic sanctions on the<br />
mortality <strong>of</strong> <strong>Iraq</strong>i children prior to the 1991 Persian Gulf War.’ American Journal <strong>of</strong><br />
Public Health 90(4): 546-552.<br />
Ewbank, D. (1981) Age misreporting and age-selective under-enumeration: sources,<br />
patterns and consequences for demographic analysis National Academy Press:<br />
Washington<br />
FAO (1995). Evaluation <strong>of</strong> food and nutrition situation in <strong>Iraq</strong>. Rome, FAO.<br />
FAO/WFP (1997). FAO/WFP Food supply and nutrition assessment mission to <strong>Iraq</strong>.<br />
Rome, FAO/WFP.<br />
Fell, N. (1996). ‘Outcasts from Eden.’ New Scientist 151(2045): 24-27 ,31.<br />
Keely, C B et al. (2001) ‘Understanding mortality patterns in complex humanitarian<br />
emergencies’ in NRC Forced migration and mortality: roundtable on the demography <strong>of</strong><br />
forced migration National Research Council National Academy Press: Washington pp.1-<br />
37<br />
NRC (2001) Forced migration and mortality: roundtable on the demography <strong>of</strong> forced<br />
migration National Research Council National Academy Press: Washington<br />
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20<br />
Pedersen, J et al. (Eds.) (2000) Growing fast: <strong>The</strong> Palestinian population in the West<br />
Bank and Gaza Strip Fafo Institute for Applied Social Science FAFO Report 353, Oslo<br />
Randall, S C (2001) Demographic consequences <strong>of</strong> being refugees: Malian Kel<br />
Tamasheq Paper presented at IUSSP Conference, San Salvador, Brazil 18–25 August<br />
2001<br />
UNACC (SCN) (United Nations Administrative Committee on Coordination –<br />
Subcommittee on Nutrition) (1997) Marsh Arabs in southern <strong>Iraq</strong> Refugee Nutrition<br />
Information System Vol. 21<br />
Reed, H., J. Haaga, et al., Eds. (1998). <strong>The</strong> demography <strong>of</strong> forced migration: summary <strong>of</strong><br />
a workshop. Washington, National Academy Press.<br />
Saadi, A. F. A. (1996). ‘Infant mortality and the economic embargo in <strong>Iraq</strong>.’ Population<br />
Bulletin <strong>of</strong> ESCWA 44: 45-65.<br />
Toole, M. J. and R. Waldman (1997). ‘<strong>The</strong> public health aspects <strong>of</strong> complex emergencies<br />
and refugee situations.’ Annual review <strong>of</strong> Public Health 18: 283-312.<br />
UNHCR (1994). Report <strong>of</strong> the special rapporteur <strong>of</strong> the Commission <strong>of</strong> Human Rights on<br />
the situation <strong>of</strong> human rights in <strong>Iraq</strong>. Geneva, United Nations General Assembly.<br />
UNHCR (1996). Background paper on <strong>Iraq</strong>i refugees and asylum seekers. Geneva,<br />
Centre <strong>of</strong> Documentation and Research, UNHCR.<br />
UNICEF (1997). A situation analysis <strong>of</strong> children and women in <strong>Iraq</strong>.<br />
UCSR. (1999). ‘<strong>Iraq</strong>i refugees in Iran.’ Refugee Reports 20(6).<br />
USCR (2000). Country Report: <strong>Iraq</strong>, US Committee for Refugees.<br />
Zaidi, S. and M. C. Smith-Fawzi (1995). ‘Health <strong>of</strong> Baghdad's children.’ <strong>The</strong> Lancet<br />
346(8988): 1485.<br />
NOTES<br />
1<br />
Again, however, there is a great range in the total estimates, from 70,000 (USCR) to<br />
150,000 (Cook, 1998).<br />
2<br />
Inter-annual climatic variability further compounds this scenario, for example, in 1999 a<br />
regional drought was reported (http://www.fao.org/news/2000/000904-e.htm), with the<br />
region receiving between one half and one third <strong>of</strong> average annual rainfall.<br />
3<br />
Crude birth rate (CBR) = Total live births in preceding year / Total mid-year population<br />
4<br />
Crude death rate (CDR) = Total deaths in preceding year/ Total mid-year population
5<br />
Age selective out migration can also cause a young population structure.<br />
6<br />
Any forthcoming info about contraception from <strong>AMAR</strong> to be incorporated here.<br />
7<br />
<strong>The</strong> selection effect refers to the fact that those less able (physically) to make the<br />
migration from <strong>Iraq</strong> to Iran remained behind in <strong>Iraq</strong>.<br />
8<br />
IMR = Total deaths <strong>of</strong> infants aged under one year / Total live births during year<br />
9<br />
Jahrom Camp and Servestan Camp, both in Fars Province. As <strong>of</strong> December 2000 there<br />
were 4,560 residents in Jahrom and 2,211 in Servestan.<br />
10<br />
Logistical considerations prevented individual-level data to be collected on all age<br />
groups, and it is acknowledged that this is a shortfall <strong>of</strong> the data presented here. For more<br />
detailed information on the questionnaire administration, see Appendix.<br />
11<br />
36.6% <strong>of</strong> household heads reported originating from the edge <strong>of</strong> the marshes and 6.6%<br />
from outside the marsh area.<br />
12<br />
Sibling data weighted by the inverse <strong>of</strong> the total size <strong>of</strong> sibling group.<br />
13<br />
<strong>The</strong> completed fertility <strong>of</strong> women aged over 49 years by the time they left <strong>Iraq</strong> could<br />
provide a very crude proxy for Marsh Arab fertility, but high levels (22%) <strong>of</strong> nonreporting<br />
for this age group combined with the highly selective nature <strong>of</strong> this group <strong>of</strong><br />
women and small overall sample size (n=41), prevents any robust estimate from being<br />
made.<br />
14<br />
Using FERTCB procedure in MORTPAK-Lite. <strong>The</strong> asfrs estimated by this procedure<br />
show a very unusual age pattern, with the highest fertility occurring in age group 15-19.<br />
Age group Age specific fertility rate (asfr)<br />
15-19 0.4734<br />
20-24 0.1956<br />
25-29 0.1951<br />
30-34 0.1281<br />
35-39 0.2085<br />
40-44 0.0565<br />
45-49 0.0208<br />
It is possible that never-married girls aged 15-19 were reported as children, thus biasing<br />
the reports from this age group to include only those who have ever-married. As women<br />
involved in early marriages tend to have relatively high levels <strong>of</strong> fertility, with<br />
childbearing <strong>of</strong>ten occurring soon after marriage.<br />
15 Anecdotal evidence suggests some very early marriage and childbearing <strong>of</strong> Marsh Arab<br />
girls, but the inclusion <strong>of</strong> only adults aged over 16 in the survey precludes an assessment<br />
<strong>of</strong> this.<br />
16 Calculated using MORTPAK-Lite, sing the United Nations General Life Table ,and<br />
based on reports <strong>of</strong> children ever born and surviving from women aged 20-29.<br />
17 Using MORTPAK-Lite and assumption <strong>of</strong> mean age at childbearing calculated at<br />
23.89 years. Estimates <strong>of</strong> early age mortality are based on estimates for women aged 20-<br />
24, based on the age distribution <strong>of</strong> reported dead children and using the United Nations<br />
General model life table.<br />
21
2<br />
<strong>The</strong> Economy <strong>of</strong> the <strong>Iraq</strong> <strong>Marshes</strong><br />
in the 1990s<br />
Alexander Tkachenko<br />
(1) INTRODUCTION<br />
<strong>The</strong> history <strong>of</strong> the development <strong>of</strong> the <strong>Iraq</strong>i southern regions, populated by Marsh<br />
Dwellers as well as the whole economy <strong>of</strong> the country in the recent decades may be<br />
divided into three basic periods: before the Iran–<strong>Iraq</strong> war; after its outbreak in 1980<br />
(ended in 1988); after the Kuwaiti crisis.<br />
Having been a component part <strong>of</strong> <strong>Iraq</strong>i economy, particular as it is a unique and<br />
marginal at the same time, the traditional economy <strong>of</strong> the Marsh Arabs was undergoing<br />
transformation under the impact <strong>of</strong> dominant common tendencies, peculiar, at the period,<br />
for the entire <strong>Iraq</strong>i economic and political sphere.<br />
Before the Iran–<strong>Iraq</strong> war, the economy <strong>of</strong> the country developed under the<br />
influence <strong>of</strong> the following factors. <strong>Iraq</strong> possessed considerable natural and human<br />
resources, which might have made it one <strong>of</strong> the most developed and flourishing countries<br />
<strong>of</strong> the region within a generation. It ranked (and ranks) second in the region, next to<br />
Saudi Arabia (or, according to some estimates, even the first) in explored oil and gas<br />
deposits, owning around 100 billion barrels <strong>of</strong> oil, which is 14.2% <strong>of</strong> all deposits in the<br />
Middle East and North Africa or about 10% <strong>of</strong> the world’s deposits. For comparison,<br />
Saudi Arabia possesses 261 billion barrels (37.2% <strong>of</strong> the regional deposits), Kuwait 96.5<br />
billion (13.7%), Iran 83.9 billion (12.6%).(1)<br />
<strong>The</strong> country has also huge agro-climatic resources, i.e., a large expanse <strong>of</strong> fertile<br />
land, <strong>of</strong> which just 3.2–3.7 million hectares are cultivated, which is a third <strong>of</strong> the arable<br />
land. Most <strong>of</strong> the cultivated land is irrigated. <strong>Iraq</strong>’s water resources are enough to double<br />
the cultivated area. It has also relatively large population: 16.3 million in 1987 and over<br />
22 million in 1997.(2)<br />
<strong>The</strong> share <strong>of</strong> skilled manpower is relatively high. Its training was among the<br />
priority tasks <strong>of</strong> the development. <strong>The</strong>re is a considerable potential to develop<br />
international tourism in <strong>Iraq</strong>: memorials <strong>of</strong> ancient civilisations <strong>of</strong> the world importance,<br />
favourable agroclimatic conditions, which are suitable to produce environmentally safe<br />
foodstuffs and create resort zones in various regions <strong>of</strong> the country. <strong>Iraq</strong> is home to many<br />
unique species <strong>of</strong> flora and fauna. Its geographical location also is favourable, especially<br />
in the light <strong>of</strong> the dynamically developing processes <strong>of</strong> the globalisation <strong>of</strong> the world<br />
economy. <strong>The</strong> country lies at the junction <strong>of</strong> international trade and transportation paths
and communications. On the whole, its economic potential, determined, first <strong>of</strong> all, by the<br />
natural conditions, geographical location, as well as historical and cultural heritage, may<br />
be described as considerable and in some respects unique on the global level.<br />
In the 1980s and 1990s, the <strong>Iraq</strong>i economy underwent deep changes, caused<br />
mainly by the war with Iran (1980–1988) and the sanctions imposed by the UN during<br />
the Kuwaiti crisis. Another source <strong>of</strong> an immense harm inflicted on the country’s<br />
economy was bombardment during the hostilities <strong>of</strong> early 1991, which destroyed many<br />
production facilities. A sizeable part <strong>of</strong> the potable water supply system was destroyed,<br />
including that in the south <strong>of</strong> the country. Bombardment indirectly affected many social<br />
facilities, partly as a result <strong>of</strong> the cessation <strong>of</strong> power and water supply.<br />
Internal conflicts also affected the economic life. Hostilities broke out in<br />
Kurdistan with a new strength throughout the 1980s and 1990s Some <strong>of</strong> the opposition<br />
leaders took refuge in the regions inhabited by the Marsh Dwellers, in the southern<br />
provinces, where clashes between the government troops and opposition forces continued<br />
in the 1990s.<br />
Over-militarization and over-etatization became a heavy burden to the national<br />
economy. A considerable share <strong>of</strong> manpower (above 13% in 1980) was shifted from civil<br />
economy to non-productive military industry. Between 1975 and 1980, when the Iran–<br />
<strong>Iraq</strong> war started, military expenses increased from $3.1 billion to $20 billion (39% <strong>of</strong> the<br />
GDP). <strong>The</strong>re is no reason to assume that the high level <strong>of</strong> military spending has come<br />
down significantly in recent years; the country still keeps a huge army while the<br />
government has to spend the bulk <strong>of</strong> its diminished oil export earnings to import<br />
foodstuffs and medicines.<br />
Low return <strong>of</strong> the realisation <strong>of</strong> the government’s privatisation programmes,<br />
hyperinflation, and manifold depreciation <strong>of</strong> the <strong>Iraq</strong>i dinar (its exchange rate at the black<br />
market went down from $ =3D or ID 0.31 in the early 1990s to ID 1,600 in late 1998,<br />
falling sometimes even lower), and capital flight also hampered the development <strong>of</strong> the<br />
national economy to a great extent. <strong>The</strong> economic difficulties were aggravated by an<br />
unprecedented increase in foreign indebtedness: <strong>Iraq</strong>, whose pre-war hard currency<br />
resources amounted to $37 billion, owes to foreign creditors more than any other country<br />
in the world. Its liabilities were estimated at $340 billion, <strong>of</strong> which $220 billion were<br />
reparations, $40 billion debts to the Gulf countries, and $80 billion debts to other<br />
countries, including Russia and European states. Some experts calculated that, with<br />
regard <strong>of</strong> the interest on the foreign debt and reparations, <strong>Iraq</strong>’s total indebtedness may<br />
come to $800 billion.(3)<br />
<strong>The</strong> deep crisis that seized the <strong>Iraq</strong>i economy in the 1990s was aggravated by the<br />
spread <strong>of</strong> black-marketing, bribery, and other crisis phenomena in the economy and<br />
society. As a result, the <strong>Iraq</strong>i economy was thrown back to a ‘pre-industrial’ state as early<br />
as the beginning <strong>of</strong> the 1990s. According to the Arab Corporation <strong>of</strong> Investment<br />
Guarantees, the loss inflicted on it by the Iran–<strong>Iraq</strong> war reached some $150 billion by<br />
1995 and $200 billion during the Kuwaiti crisis. A sizeable part <strong>of</strong> the production<br />
capacities in the oil industry, facilities <strong>of</strong> infrastructure, power production, and other<br />
basic branches was destroyed. For instance, according to international experts, some 50%<br />
<strong>of</strong> the <strong>Iraq</strong>i oil wells needed a repair in the late 1990s. Notably, their quick restoration is<br />
quite possible: the earlier daily export volume <strong>of</strong> 3 million barrels may be reached within<br />
a year after the embargo is lifted and then doubled within five years, although it will<br />
23
24<br />
require around $30 billion. In early 2000, the daily oil output was close to 2 million<br />
barrels, and it was planned to increase it to 3 million by mid-2000 and to 3.4 million by<br />
September. (4)<br />
In their turn, the difficulties <strong>of</strong> the oil industry affected the performance <strong>of</strong> almost<br />
all branches <strong>of</strong> the <strong>Iraq</strong>i economy, including agriculture. After the UN imposed its<br />
sanctions, oil exports, which yielded up to 98% <strong>of</strong> the foreign currency proceeds, almost<br />
ceased, undermining the financial basis <strong>of</strong> the national economy. <strong>The</strong> resulting financialeconomic<br />
crisis deepened due to the exhaustion <strong>of</strong> the currency reserves, unprecedented<br />
growth <strong>of</strong> foreign indebtedness, and cessation <strong>of</strong> the inflow <strong>of</strong> foreign investments.<br />
<strong>The</strong> depth <strong>of</strong> the crisis is proven by a decrease in the gross domestic product from<br />
$48.3 bn in 1989 to $14.4 bn by 1995. By 2000, no cardinal changes occurred in the<br />
country’s economic condition, while the international sanctions continued. <strong>The</strong> limited<br />
resources incoming into the country from oil export in the framework <strong>of</strong> the program <strong>of</strong><br />
‘Oil for Food and Medicines’, are allocated not for development but are being used for<br />
another goals. <strong>The</strong> deep economic crisis led to a large-scale erosion <strong>of</strong> the social sphere: a<br />
drastic decrease in the per capita national income, degradation <strong>of</strong> the basic services,<br />
especially medical aid, food supply, education, etc. <strong>The</strong>se phenomena were particularly<br />
grave to the most vulnerable strata <strong>of</strong> the <strong>Iraq</strong>i society – i.e., disabled persons (whose<br />
number increased as a result <strong>of</strong> large-scale and protracted hostilities and wars), children,<br />
and elderly persons, as well as the ethnic minorities, most <strong>of</strong> whom belonged to the<br />
marginal social groups, including the tribes who lived among the marshes <strong>of</strong> southern<br />
<strong>Iraq</strong>.<br />
Despite the availability <strong>of</strong> considerable agricultural-climatic resources, favourable<br />
for producing a wide range <strong>of</strong> foodstuffs and agricultural raw materials, the agribusiness<br />
development was lagging behind the requirements <strong>of</strong> the home market. Before 1990 the<br />
volume <strong>of</strong> produce <strong>of</strong> the plant growing and animal husbandry extraction was practically<br />
not growing, except the production <strong>of</strong> fruit, vegetables and white meat. <strong>The</strong> production <strong>of</strong><br />
such important cereals as rice, wheat, millet, barley and so forth, as well as dates, red<br />
meat, dairy produce and other traditional food products was stagnant, in spite <strong>of</strong> using <strong>of</strong><br />
such modern agricultural materials as selective seeds, fertilizers, pesticides, and – in<br />
animal breeding – vaccines and fodder concentrates. Before the UN imposed embargo on<br />
trade with <strong>Iraq</strong>, it purchased two thirds <strong>of</strong> foodstuffs abroad. <strong>The</strong>ir cost is estimated at $2<br />
bn to $4 billion. <strong>The</strong> embargo deprived the country <strong>of</strong> a considerable part <strong>of</strong> the food its<br />
population needed. <strong>The</strong> resulting deficit could not be made for by rapidly growing food<br />
smuggling from the neighbour countries, whose estimated yearly volume was $1 bn.<br />
According to the FAO estimates, the harvest <strong>of</strong> cereals was just 2.5 million tons in 1994-<br />
95, which was much less than in 1989-90 (3.5 million). <strong>The</strong> reasons were the partial<br />
destruction <strong>of</strong> the irrigation systems, deepening deficit <strong>of</strong> fertilisers, herbicides,<br />
pesticides, seed, and spares for agricultural equipment. <strong>The</strong> latter were mostly imported<br />
items.(5)<br />
<strong>The</strong> food rationing system, introduced by the government, ensured only 34% <strong>of</strong><br />
the required amount at fixed prices. Some 4 million people suffered from<br />
undernourishment and lack <strong>of</strong> medical aid and medicines. According to international<br />
organisations, the condition <strong>of</strong> the population <strong>of</strong> the central and southern regions,<br />
including Marshlands, was especially grave. This was stated by a UN mission that visited<br />
<strong>Iraq</strong> in July-August 1995.
<strong>The</strong> government’s economic course, side by side with the Iran–<strong>Iraq</strong> and Gulf<br />
wars, played a decisive role in the worsening <strong>of</strong> the economic situation in <strong>Iraq</strong> on the<br />
whole and its southern regions, populated by the Marsh Dwellers. It was characterised by<br />
the following basic trends:<br />
• <strong>The</strong> state’s dominant role strengthened in most <strong>of</strong> the spheres <strong>of</strong> the economy,<br />
persisting in the 1980s and 1990s, despite the partial privatisation <strong>of</strong> state property,<br />
which was limited and did not yield the expected results; the quite rigid bureaucratic<br />
regulation <strong>of</strong> the state and cooperative sectors in agriculture was completely<br />
preserved; the economy was managed in a centralised manner by administrative<br />
methods;<br />
• <strong>The</strong>re is almost no foreign ownership or foreign private investments in the economy,<br />
although the investment code was liberalised in the late 1980s to attract foreign<br />
investors, first <strong>of</strong> all, from the Arab countries;<br />
• <strong>The</strong> output <strong>of</strong> military branches was much higher than that <strong>of</strong> the civil industries. <strong>The</strong><br />
military sphere firmly occupied the first place in state budget financing; its total share<br />
in <strong>Iraq</strong>’s import also was disproportionally high, some 40% <strong>of</strong> the total.<br />
Naturally, owing to all these problems, the development <strong>of</strong> civil industries was<br />
considerably underfinanced.<br />
General adverse economic circumstances occurred in <strong>Iraq</strong> for the space <strong>of</strong> the<br />
1980s to 1990s, made for the utterly grave crisis situation in the regions populated with<br />
ethnic and religious minorities. It especially refers to <strong>Iraq</strong>i southern regions – natural<br />
habitat <strong>of</strong> the Marsh Dwellers. By the start <strong>of</strong> this century, the crisis situation was not<br />
overcome, despite the fact that the international sanctions had eased up. Experts note a<br />
high level <strong>of</strong> risks for practically all sectors <strong>of</strong> investments remaining in the country,<br />
especially for small, medium-sized and large businesses, <strong>of</strong> both local and foreign origin.<br />
Such a situation restrained the initiative <strong>of</strong> prospective investors and entrepreneurs<br />
practically in all branches <strong>of</strong> <strong>Iraq</strong>i economy, including those affecting, in one way or<br />
another, the economic activity <strong>of</strong> the Marsh Dwellers in their natural habitat or in the<br />
neighbouring regions. Thus, in the sphere <strong>of</strong> entrepreneurs and investors has developed a<br />
motivational behaviour typical for depressive economy, in other words, a rent-seeking<br />
behaviour, as opposed to the economic-expediency motivation. (6)<br />
In order to overcome the crisis situation in the economy <strong>of</strong> <strong>Iraq</strong> and in the regions<br />
<strong>of</strong> Marsh Dwellers, it is necessary to obviate all root causes that have resulted in the<br />
development <strong>of</strong> a close to catastrophic situation. It concerns the problem <strong>of</strong> rehabilitation<br />
<strong>of</strong> the Marsh Dwellers economy as well, which is possible only in the framework <strong>of</strong><br />
renewal <strong>of</strong> the <strong>Iraq</strong>i economy at large.<br />
(2) THE ECONOMY OF THE MARSH DWELLERS<br />
<strong>The</strong> main categories <strong>of</strong> economic activities <strong>of</strong> the Marsh Dwellers are fishery, hunting,<br />
manufacturing <strong>of</strong> handicraft articles <strong>of</strong> cane, buffalo breeding, maintenance <strong>of</strong> small<br />
domestic animals, and growing wheat, rice, and other crops in small and microscopic<br />
plots for domestic consumption. According to experts’ assessments, the value <strong>of</strong> the<br />
25
26<br />
aggregate output <strong>of</strong> products and services in the late 80s and early 90s, amounted, by<br />
<strong>Iraq</strong>’s relatively modest standards, to about $150–200 mn.<br />
However, the significance <strong>of</strong> the economic activity <strong>of</strong> the Marsh Dwellers,<br />
irrelevant <strong>of</strong> its proportions, reaches far beyond their homeland. It has, along with its<br />
local significance, also a national, regional and even global importance. It is influenced<br />
by the following interrelated geo-economic characteristics and circumstances:<br />
• <strong>The</strong> traditional economy <strong>of</strong> the Marsh Dwellers (it concerns all <strong>of</strong> its main branches)<br />
not only is the basis for subsistence <strong>of</strong> one or two million residents <strong>of</strong> the region, but,<br />
over recent decades, was increasingly deeply integrated into the national economy <strong>of</strong><br />
southern provinces and <strong>Iraq</strong> as a whole – one <strong>of</strong> the world’s major oil producer and<br />
exporter. This fact has increased its national, regional and global significance.<br />
•<br />
• <strong>The</strong> current pattern <strong>of</strong> economic activities in the Marshlands region is based on a<br />
millennium-old eco-system and it was conducive to its preservation as well as to the<br />
reproduction <strong>of</strong> national manpower and the unique agro-climatic and biological<br />
resources <strong>of</strong> regional and global significance. <strong>The</strong> changing pattern <strong>of</strong> economic<br />
activities in the last decade will have a pr<strong>of</strong>ound impact not only on the state <strong>of</strong><br />
available resources but also on the effectiveness <strong>of</strong> the resource-utilization. It<br />
concerns both the aforementioned resources and the huge deposits <strong>of</strong> oil and natural<br />
gas in <strong>Iraq</strong>i southern provinces.<br />
• <strong>The</strong> economic activity in the Marshlands exerts strong, or even decisive, influence on<br />
the reproduction <strong>of</strong> abundant biological resources (above all, fish resources <strong>of</strong> the<br />
Gulf countries) which is an important – non-alternative and analogous to nothing else<br />
– component part <strong>of</strong> economic and recreational resources for other regions <strong>of</strong> the<br />
world, above all, for certain regions <strong>of</strong> Central and South-West Asia.<br />
<strong>The</strong> Iran–<strong>Iraq</strong> war, the Kuwaiti crisis, subsequent international sanctions, hostilities in the<br />
region where the Marsh Dwellers lived, and some directions <strong>of</strong> the domestic economic<br />
policy exerted a depressing influence on the marginal (natural and semi-natural) spheres<br />
<strong>of</strong> the economy. <strong>The</strong>re are all reasons to include all traditional kinds <strong>of</strong> economic activity<br />
<strong>of</strong> the Marsh Dwellers and other ethnic entities <strong>of</strong> southern <strong>Iraq</strong> in this category.<br />
According to international experts, the <strong>Iraq</strong>i authorities looked at the Shi‘ite<br />
population <strong>of</strong> the southern regions, including the Marsh Dwellers, through the prism <strong>of</strong><br />
their relations with Shi‘ite Iran, i.e., considered them a socio-political and ethnic dissident<br />
group connected with Iran and strove to strengthen the government’s control <strong>of</strong> this<br />
group through economic measures, combined with shifting many Marshland Arabs to<br />
other regions.(7)<br />
On the one hand, some experts believe that this was the purpose <strong>of</strong> the large-scale<br />
programmes <strong>of</strong> marsh drainage by building drainage systems, encouragement <strong>of</strong> the<br />
migration <strong>of</strong> the rural population to cities, etc. On the other hand, this policy<br />
corresponded also to the plans <strong>of</strong> industrialisation and development <strong>of</strong> military industry,<br />
based mainly on labour-intensive technologies, and some other directions and purposes <strong>of</strong><br />
the economic policy.
An important element <strong>of</strong> these programmes was the construction <strong>of</strong> a large<br />
irrigation system to the south <strong>of</strong> Baghdad, which comprised Lower Khalis, Diwaniyya-<br />
Dalmaj, Ishaqi, Dujaila, and a sizeable part <strong>of</strong> Abu Ghraib. <strong>The</strong> ambitious Dujaila project<br />
was aimed at increasing the region’s share in the national food production to 22 per cent.<br />
Experts designed irrigation schemes for Kifl-Shifaniyya, East Garraf, Zubair, New<br />
Rumaitha, Bastura, Saba Nisan, Greater Mussayyib, and Makhmur. <strong>The</strong> 565 km long<br />
main outfall canal, completed in 1992, is known as the Third (handmade, artificial) River<br />
Canal, next to the Tigris and Euphrates. It connects Mahmudiyya, to the south <strong>of</strong><br />
Baghdad, with Qurna, to the north <strong>of</strong> the port <strong>of</strong> Basra, and desalinates 1.5 million ha<br />
large reclaimed land. <strong>The</strong> Fourth River Canal consists <strong>of</strong> a 120 km long canal and 140<br />
km long Qadisiyya canal, which begins from the Euphrates. <strong>The</strong>y were built to irrigate<br />
375 thousand ha. <strong>The</strong>ir construction began in 1993 (a new marsh drainage programme<br />
was started in August 1992), after unrest in the southern provinces (1991) in the<br />
condition <strong>of</strong> regular hostilities in the areas populated by the Marsh Dwellers. Irrigation <strong>of</strong><br />
large arable areas and the expected increase in the agricultural output were, undoubtedly,<br />
among major arguments in favour <strong>of</strong> such large-scale projects. However, apart from the<br />
political considerations, the most important economic argument is, probably, the prospect<br />
<strong>of</strong> developing huge deposits <strong>of</strong> oil and gas. Experts estimate them as the largest in <strong>Iraq</strong>.<br />
However, certain experts believe that agricultural reclamation, in the pattern that<br />
was put into practice in the 1980s and 1990s, hardly would be effective, taking into<br />
consideration the reality <strong>of</strong> recent decades in <strong>Iraq</strong> together with the agro-technological<br />
characteristics <strong>of</strong> the proper projects and the world experience. According to their views,<br />
the recent and current manipulation <strong>of</strong> water resources in relation to the Marshlands<br />
cannot result in any form <strong>of</strong> sustainable development. To corroborate this estimation, the<br />
researchers refer to a system <strong>of</strong> arguments and indices <strong>of</strong> the actual state <strong>of</strong> affairs: a drop<br />
in production <strong>of</strong> various agricultural products in the 90s in the region <strong>of</strong> the Marsh<br />
Dwellers, rapid salination <strong>of</strong> soil, reduction in fish catch, and so forth.(8.)<br />
<strong>The</strong> experts point out a high risk <strong>of</strong> soil salination, probable low return against<br />
considerable project expenses. On the whole, it is very difficult, if ever possible, to<br />
envisage the consequences <strong>of</strong> such massive and all-round meddling with the unique agroclimatic<br />
zone which was created by nature in the course <strong>of</strong> millennia.<br />
However, despite all undoubted economic merits, the realisation <strong>of</strong> such projects<br />
in a country seized by a humanitarian catastrophe, which is especially strong in the<br />
Marshlands, strengthens the negative aspect <strong>of</strong> this programme, because marsh drainage<br />
leads to the disappearance <strong>of</strong> the natural basis <strong>of</strong> the traditional forms <strong>of</strong> the indigenous<br />
population’s economic activity. <strong>The</strong> concrete manifestations <strong>of</strong> this aspect were as<br />
follows in the 1990s:<br />
• growth <strong>of</strong> mass migration and emigration <strong>of</strong> the Marsh Dwellers, the total number <strong>of</strong><br />
migrants being not less than 200,000;<br />
• partial pauperization <strong>of</strong> those who were unable to adapt themselves to the new<br />
conditions;<br />
• decay <strong>of</strong> the traditional spheres <strong>of</strong> production and handicrafts, noted by witnesses;<br />
• loss by the Marsh Arabs, in the aftermath <strong>of</strong> environmental changes, <strong>of</strong> basic<br />
industrial skills and know-how, accumulated by many generations under the impact<br />
<strong>of</strong> annual and more protracted production cycles.(9)<br />
27
28<br />
However, the damage inflicted on the life and economy <strong>of</strong> the Marsh Dwellers by the<br />
hostilities <strong>of</strong> the 1990s was no less or even more. Application <strong>of</strong> artillery and aircraft,<br />
poisonous gases, napalm, etc. led to not only the flight <strong>of</strong> the local population and its<br />
emigration to Iran and other countries but to the cessation <strong>of</strong> normal economic activity,<br />
unprecedented growth <strong>of</strong> the number <strong>of</strong> disabled persons, and casualties.<br />
Apart from this, the hostilities <strong>of</strong> 1991 with the participation <strong>of</strong> international<br />
forces led to the destruction <strong>of</strong> some dams and power plants, which supplied power to<br />
irrigation facilities and pump stations. <strong>The</strong> irrigation and potable water supply systems <strong>of</strong><br />
southern <strong>Iraq</strong> were heavily damaged. This upset the whole life support system and was<br />
among the reasons for the Marsh Dwellers’ mass migration.<br />
By the late 1990s, the water supply systems were not completely restored, in spite<br />
<strong>of</strong> financing <strong>of</strong> the respective measures by the government and donations <strong>of</strong> international<br />
donors, such as the British Department for <strong>International</strong> Development ($3.2 mn).<br />
One can judge the scope <strong>of</strong> the socio-economic problems <strong>of</strong> the Marsh Dwellers<br />
from the following figures. <strong>The</strong> protracted Iran–<strong>Iraq</strong> war, international sanctions, and<br />
other factors, which resulted in a deep economic crisis, affected <strong>Iraq</strong>i agriculture less than<br />
other important branches <strong>of</strong> the national economy (industry, transport, power production)<br />
but made a notable inhibitory influence on its development. <strong>The</strong>ir disastrous consequence<br />
were partly compensated by the realisation <strong>of</strong> the programmes <strong>of</strong> state support <strong>of</strong><br />
agricultural producers and development <strong>of</strong> agricultural production, which included such<br />
traditional methods as supplies <strong>of</strong> fertilisers and chemicals, credits, expansion <strong>of</strong> irrigated<br />
areas in the central and southern parts <strong>of</strong> <strong>Iraq</strong>, etc. As a result, the harvest <strong>of</strong> some<br />
important crops approached the level <strong>of</strong> the late 1980s by the end <strong>of</strong> the century.<br />
However, this trend can hardly be considered stable in the present conditions,<br />
being mainly a result <strong>of</strong> favourable weather. For instance, in 1997, when rains were more<br />
abundant than ever in the decade, the harvest <strong>of</strong> wheat was 1.1 mn tons, <strong>of</strong> rice 244,000<br />
tons, <strong>of</strong> maize 121,000 tons against 1.2 mn tons wheat in 1990, 196,000 tons rice and<br />
61,000 tons maize in 1987. <strong>The</strong> barley harvest (778,000 tons) also was fair though less<br />
than in 1990 (1.8 mn tons). <strong>The</strong> harvest <strong>of</strong> vegetables, which are an important part <strong>of</strong> the<br />
population’s diet, was 2.9 mn tons in 1997, which was close to the level <strong>of</strong> 1982-1983 (3<br />
mn tons). However, in animal husbandry, an important sphere <strong>of</strong> agriculture, the<br />
production level went down drastically: the meat, milk, and eggs production decreased by<br />
almost 50% in comparison with 1990. <strong>The</strong> considerable recession <strong>of</strong> production <strong>of</strong> dates,<br />
an important crop, grown in the south, including the regions populated by Marsh<br />
Dwellers, delivered a severe blow on their life standard. <strong>The</strong> harvest <strong>of</strong> 1997 was 350,000<br />
tons against 650,000 in 1987. Notably, dates are not only an export crop but an important<br />
part <strong>of</strong> the nourishment <strong>of</strong> many Marsh Dwellers, combined with rice and fish.(10).<br />
<strong>The</strong> realisation <strong>of</strong> the programmes <strong>of</strong> the expansion <strong>of</strong> irrigated areas, also<br />
affected by the hostilities and economic crisis, did not weaken strong dependence <strong>of</strong> <strong>Iraq</strong>i<br />
agriculture on major climatic fluctuations. <strong>The</strong> situation looks even more threatening, if<br />
one takes into account the population growth in the 1990s.<br />
Summing up the consequences <strong>of</strong> the changes that occurred in <strong>Iraq</strong> in the 1980s<br />
and 1990s on the national level, one cannot but note their deep but controversial<br />
influence on the life style end economic activities <strong>of</strong> the Marsh Dwellers. Some <strong>of</strong> them<br />
led to a humanitarian catastrophe (mass migration and emigration, pauperisation,
epidemics, famine, disintegration <strong>of</strong> families, loss <strong>of</strong> homes, enhanced mortality among<br />
local dwellers, etc.). Some others considerably limited or destroyed the basis <strong>of</strong> the<br />
traditional occupations (fishery, hunting, trade, labour services, manufacturing <strong>of</strong><br />
handicraft articles <strong>of</strong> reed). At the same time these constituted economic prerequisites for<br />
the expansion <strong>of</strong> the modern and semi-modern kinds <strong>of</strong> economic activity and the shift <strong>of</strong><br />
manpower to these sectors <strong>of</strong> the economy <strong>of</strong> the southern part <strong>of</strong> <strong>Iraq</strong> – i.e., industry,<br />
cultivation <strong>of</strong> irrigated land, the informal urban economy, etc. However, the humanitarian<br />
catastrophe in the region populated by Marsh Dwellers and their mass exodus to Iran and<br />
other parts <strong>of</strong> <strong>Iraq</strong> eliminated most <strong>of</strong> their chances for benefiting from the results <strong>of</strong> the<br />
economic development <strong>of</strong> the neighbouring parts <strong>of</strong> the region.<br />
Agricultural production<br />
Apart from development factors <strong>of</strong> this important sphere <strong>of</strong> the economy that are<br />
common to all regions <strong>of</strong> <strong>Iraq</strong>, (the war with Iran, hostilities during the Kuwaiti crisis,<br />
international sanctions, the unfavourable situation in the world fuel market in the 1980s<br />
and 1990s) the implementation <strong>of</strong> the large-scale marsh drainage programmes had a<br />
negative impact on agriculture.<br />
Experts differ in evaluating the scope <strong>of</strong> the recent changes in the regions<br />
populated by the Marsh Dwellers, but their estimates about the negative consequences <strong>of</strong><br />
these changes do not differ much. In the broad sense (including the adjacent territories),<br />
marshes occupy a third <strong>of</strong> the area <strong>of</strong> the southern provinces <strong>of</strong> <strong>Iraq</strong>; the area <strong>of</strong> marshes<br />
proper with marshy banks, periodically flooded areas <strong>of</strong> marshy land, and islands is close<br />
to 6,000 sq. miles (above 30,000 sq. km).<br />
<strong>The</strong> data cited in the report prepared by a group <strong>of</strong> international experts in the<br />
framework <strong>of</strong> the research project <strong>AMAR</strong> (May 1994), point out that the total area <strong>of</strong><br />
lakes and marshes decreased from 1,942,000 ha (1984/1985) to 1,444,000 ha or more<br />
than by 25% (to 74%). In the Central part <strong>of</strong> the region, populated by the Marsh Arabs,<br />
the total area <strong>of</strong> permanent lakes and marshes has diminished during this relatively short<br />
period to 25% from the previous level ‘because <strong>of</strong> the sudden loss <strong>of</strong> marshes in the<br />
Qurnah region’.(11)<br />
Some other data testify that the marshes, which have existed there for some<br />
thousands <strong>of</strong> years, may disappear by 2010 if they are drained as intensely as now. By<br />
1992, 57% <strong>of</strong> the area <strong>of</strong> lakes and marshes (15,000 sq. km) that existed in 1985 were<br />
drained.(12) <strong>The</strong> data quoted by Shate Ali are close to this figure. (13) According to data<br />
obtained by US satellites, a third <strong>of</strong> the marshes in Amara and along the Iranian border<br />
(the Huwaiza marsh), i.e. about 10,000 sq. km, were drained in the early 1990s. Some<br />
experts believe that the marshes may disappear by the mid-21st century – or even earlier,<br />
by 2020.<br />
According to estimates <strong>of</strong> various international organisations, including the UN<br />
Human Rights Commission, the <strong>International</strong> Wildfowl and Wetlands Research Bureau,<br />
and Middle East Watch that have been monitoring the <strong>Iraq</strong>i situation, by 1993, the <strong>Iraq</strong>i<br />
government was able to prevent water from reaching two-thirds <strong>of</strong> the marshlands. <strong>The</strong><br />
flow <strong>of</strong> the Euphrates River has been almost entirely diverted to the Third River Canal,<br />
bypassing most <strong>of</strong> the marshes. <strong>The</strong> flow <strong>of</strong> the Tigris River has been channelled into<br />
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30<br />
tributary rivers (with artificially high banks), prohibiting the tributary water from seeping<br />
into marshlands. Without fresh water, the ecosystem will easily become damaged.<br />
In economic terms, the effects are just as severe. <strong>The</strong> Marshlands region is home<br />
to various crops (the staple crops <strong>of</strong> the region are rice, wheat, barley and maize), trees<br />
and livestock. Date palms from the area have played an important part in <strong>Iraq</strong>i export, as<br />
well as the woven reed mats and harvested cereals from the Ma’dan people. <strong>The</strong> loss <strong>of</strong><br />
reed thickets as a result <strong>of</strong> drainage undermined the production <strong>of</strong> reed, the main raw<br />
material, used to build boats and houses, to weave mats, carpets, and food baskets, and to<br />
fish. Reed has also been used to make beds, cots, and canoe poles. Crafting reed products<br />
have helped sustain the Ma’dan and have given them the opportunity to barter with<br />
people from surrounding countryside. <strong>The</strong> marshes are also home to cows, oxen, and<br />
water buffalo.<br />
Taking into account the scale <strong>of</strong> reduction <strong>of</strong> lakes and marshes, one can come to<br />
conclusion that in the earlier half <strong>of</strong> the 90s, the acreage <strong>of</strong> reed has diminished roughly<br />
by a quarter, or even a third, and by the close <strong>of</strong> the decade possibly by 50% or even<br />
more. Such a considerable curtailment could not but cause a sharp drop in production <strong>of</strong><br />
traditional items <strong>of</strong> craftsmanship and in proceeds for their selling and exchange. When<br />
the Tigris and Euphrates waters were diverted as a result <strong>of</strong> the realisation <strong>of</strong> large-scale<br />
irrigation projects, this resulted in a decrease in the buffalo livestock. <strong>The</strong> wells dug by<br />
the local dwellers in the drained area were salinated. <strong>The</strong> hunting and reed-growing areas<br />
decreased. To be sure, due to the sizeable depopulation <strong>of</strong> the Marshlands, the drop in<br />
proceeds <strong>of</strong> the Marsh Dwellers caused by reduction <strong>of</strong> reed acreage was not so acute.<br />
However, there is no doubt that it took place.<br />
In the former years, up to the 1990s, commerce has developed involving mostly<br />
local trade, supported by the use <strong>of</strong> small boats for transportation. <strong>The</strong> recent scarcity <strong>of</strong><br />
water in the Marshlands has contributed to transport problems, which has all but put a<br />
stop to economic movement and trade in the region. After lakes and marshes were<br />
drained, instead <strong>of</strong> moving goods by boat the Ma’dan are <strong>of</strong>ten having to struggle<br />
through hip-deep mud on foot. (14)<br />
With the loss <strong>of</strong> valuable water, however, this way <strong>of</strong> life is quickly coming to an<br />
end. <strong>The</strong> water-based rural economy <strong>of</strong> the Marsh Arabs is being exterminated. This is<br />
one more factor contributing to the reduction <strong>of</strong> already diminished per capita income as<br />
it is in the regions <strong>of</strong> the Marsh Dwellers’ homelands. In any case, the damage inflicted<br />
on the marshes is extremely strong. It is clear from the scope <strong>of</strong> migration and<br />
emigration, as well as transfers <strong>of</strong> the local population on the authorities’ orders in the<br />
1990s.<br />
As a result <strong>of</strong> the hostilities <strong>of</strong> the 1990s and drainage <strong>of</strong> sizeable areas, a third <strong>of</strong><br />
the Marshland inhabitants fled their homes in the early 1990s. According to the Iranian<br />
government, in 1991 alone, 60,000 Shi‘ites emigrated there, and 17,000 went to Saudi<br />
Arabia. After riots in Basra, thousands <strong>of</strong> Marsh Dwellers were shifted from the southern<br />
provinces or confined to refugee camps. <strong>The</strong> government plans to continue shifting the<br />
Marsh Dwellers for political reasons (many opponents <strong>of</strong> the regime took refuge in that<br />
area) and because <strong>of</strong> the rich oil deposits found there. (15.)<br />
Apart from hostilities and en masse exodus <strong>of</strong> the population, the decrease in the<br />
cultivated area was an important reason <strong>of</strong> an abrupt recession <strong>of</strong> production <strong>of</strong> rice,<br />
wheat, and barley, the most important crops. By various estimations, including opinion
polling among refugees from southern regions <strong>of</strong> <strong>Iraq</strong>, the decrease in harvest <strong>of</strong> field<br />
crops in the regions <strong>of</strong> their traditional production, in the 80s, reached non less than 23 –<br />
30%, and <strong>of</strong> some crops – 50%, which resulted in diminishing <strong>of</strong> per capita consumption<br />
<strong>of</strong> cereals in the regions where the Marsh Dwellers reside. Some experts think that<br />
agriculture has nothing to do with what is actually happening. Anyway, the production <strong>of</strong><br />
cereals and animal husbandry products and the reed harvest dropped by 30-50% or even<br />
more by 1994.<br />
<strong>The</strong>se estimations testify to experts’ suppositions that the building <strong>of</strong> the drainage<br />
system in the 90s will result in the drop <strong>of</strong> production <strong>of</strong> crops and livestock products due<br />
to the decrease in the number <strong>of</strong> domestic animals and poultry in the region <strong>of</strong> the Marsh<br />
Dwellers. (16) Moreover, the degradation <strong>of</strong> arable land that occurred in the mid-90s<br />
continued in the following years, exerting a negative impact on the whole chain <strong>of</strong> local<br />
fauna’s reproduction which caused damage to the entire economy <strong>of</strong> the region.<br />
Fisheries<br />
Marshlands are a very important factor in the reproduction <strong>of</strong> fish resources <strong>of</strong> <strong>Iraq</strong>i’s<br />
southern regions (virtually all able-bodied permanent residents <strong>of</strong> the region were<br />
engaged in fishery), the country at large and the Gulf countries as well. Fishery<br />
traditionally is an important sector <strong>of</strong> the national economy for people living in the<br />
region. <strong>The</strong> most <strong>of</strong> its population live in a harsh desert and semi-desert environment and<br />
make up for a deficiency <strong>of</strong> some vital food ingredients by consuming wet fish and other<br />
seafood.<br />
In the 1980s, the volume <strong>of</strong> fish caught in <strong>Iraq</strong> started to fall. <strong>The</strong> reason for it<br />
was Iran–<strong>Iraq</strong> hostilities that expanded upon the southern provinces <strong>of</strong> <strong>Iraq</strong>, whose sea<br />
and river basins were main sources for fishing (about 60% <strong>of</strong> yearly catch). As early as<br />
the mid-80s, in consequence <strong>of</strong> the decrease <strong>of</strong> fish catch, the per capita consumption <strong>of</strong><br />
fish dropped from 3.3 kg to 1.5 kg (from 1984 to 1986). (17). In the 1990s, this tendency<br />
continued further because in the aftermath <strong>of</strong> the Iran–<strong>Iraq</strong> war other factors and<br />
circumstances were added. Specifically, as a result <strong>of</strong> alteration <strong>of</strong> all drainage system in<br />
<strong>Iraq</strong>’s Central and <strong>Southern</strong> regions owing to the building <strong>of</strong> irrigation canals, the amount<br />
<strong>of</strong> nutritious substances for fish, that existed in the northern part <strong>of</strong> the Gulf and<br />
communicated with Shatt al-Arab River, has diminished. As a result, an evident shrinking<br />
<strong>of</strong> the livestock <strong>of</strong> fish shoals and a drop in fish catch were recorded not only in the<br />
northern portion <strong>of</strong> the Gulf but practically in all countries <strong>of</strong> the region. <strong>The</strong> fact that in<br />
certain years the catch was slightly higher, in particular in the years 1992 to 1995, did not<br />
cast doubt on the general tendency <strong>of</strong> the 80s and 90s towards its decline.<br />
According to the FAO, the fish catch in the <strong>Iraq</strong>i inland waters was characterised<br />
in the 1990s by a downward trend. Whereas it was 13.200 tons in 1989 and 12.600 tons<br />
in 1994, it went down to 9.900 tons in 1995 and 7.000 tons in 1996. (18). <strong>The</strong> fact that<br />
the catch got almost halved within such a short period definitely reflects the serious<br />
changes that occurred in the production basis <strong>of</strong> the branch in the 1990s. <strong>The</strong>y are related<br />
mainly to large-scale ameliorative works in the south <strong>of</strong> the country, which led to<br />
drainage <strong>of</strong> vast areas, where the Marsh dwellers lived, and negative socio-economic<br />
consequences <strong>of</strong> the wars and confrontation <strong>of</strong> the 1980s and 1990s, especially the mass<br />
exodus <strong>of</strong> the local population.<br />
31
32<br />
<strong>The</strong> scope <strong>of</strong> the recession is also characterised by a comparison with the catch <strong>of</strong><br />
the late 1970s and early 1980s, which in the Marshlands was only about 17,000 tons.<br />
With regard for the increased food requirement, caused by the limitation <strong>of</strong> its import due<br />
to international sanctions, the government drafted measures to stimulate the private sector<br />
for creating fish-breeding farms in numerous lakes and basins. However, the effect <strong>of</strong><br />
these measures in the Marshlands was next to nothing because <strong>of</strong> great disturbances in<br />
the traditional economic life <strong>of</strong> the Marsh Dwellers.<br />
In some regions, including Amara and other southern provinces, the catch<br />
drastically decreased because <strong>of</strong> the migration <strong>of</strong> the local population, numerous<br />
casualties caused by the hostilities, and the loss <strong>of</strong> fishery devices and skills. Evidence<br />
could be found in the annual reports <strong>of</strong> the UN Commission for Refugees that are<br />
supplemented by numerous data <strong>of</strong> eye-witnesses – refugees <strong>of</strong> the 1990s from<br />
Marshlands. Apparently, the negative impact on the future state <strong>of</strong> the branch, according<br />
to the witnesses <strong>of</strong> refugees from the refugee camps located in Iran, will make the lack <strong>of</strong><br />
possibility for them to pursue their traditional trade, including fishery. <strong>The</strong> loss <strong>of</strong> skills<br />
and habits <strong>of</strong> fishing would make for the most negative consequences not only to the rate<br />
<strong>of</strong> their incomes but also to ensuring the provision <strong>of</strong> foodstuffs for fish, by experts’<br />
estimations, is, perhaps, the most important item <strong>of</strong> food allowance for the Marsh Arabs.<br />
Production <strong>of</strong> handicraft articles <strong>of</strong> reed<br />
<strong>The</strong> drainage <strong>of</strong> 10,000-15,000 sq. km <strong>of</strong> marsh, which amounts to 30-50% <strong>of</strong> the<br />
territory earlier occupied by the Marsh Dwellers, and other aforesaid factors led to a<br />
curtailment or even full degradation and cessation <strong>of</strong> building and production <strong>of</strong><br />
handicraft articles <strong>of</strong> cane. <strong>The</strong> testimonies <strong>of</strong> the refugees, located in the camps in Iran,<br />
corroborate the estimations about the steep decline <strong>of</strong> this production. <strong>The</strong> slump in<br />
production <strong>of</strong> handicraft articles, such as boats, dwellings, wattled mats and baskets is<br />
attributed to the consequences <strong>of</strong> protracted hostilities in the 1980s and 1990s in regions<br />
populated by the Marsh Dwellers. <strong>The</strong> dire state <strong>of</strong> handicrafts is also caused by other<br />
related factors: continuous tension in the region, partial (or total in some localities)<br />
isolation <strong>of</strong> the area and loss <strong>of</strong> traditional water routes used for internal and cross border<br />
trade. <strong>The</strong> deterioration <strong>of</strong> craftsmen’s living standards, general insecurity and widely<br />
spread tendency for emigration also resulted in a decline in production. <strong>The</strong> general<br />
curtailment <strong>of</strong> the lakes and <strong>Marshes</strong> area and consequent 50% shrinkage <strong>of</strong> the reed<br />
acreage, as well as a high rate <strong>of</strong> migration and emigration <strong>of</strong> the principal producers <strong>of</strong><br />
reed articles, augmented difficulties in transportation and selling <strong>of</strong> the reed handicrafts,<br />
plus other negative factors. One may assume that the drop in production <strong>of</strong> this traditional<br />
branch was halved in the 90s. Eyewitness evidence suggests that this decline in<br />
production amounted to between 30 and 80 percent, depending on locality.<br />
<strong>The</strong> socio-economic consequences <strong>of</strong> the degradation <strong>of</strong> the branch that was one<br />
<strong>of</strong> the main kinds <strong>of</strong> economic activity in the 1970s can be seen not only in the reduction<br />
or even cessation <strong>of</strong> production but in loss <strong>of</strong> pr<strong>of</strong>essional skills by the tens <strong>of</strong> thousands<br />
<strong>of</strong> Marsh Dwellers living in refugee camps (mainly in Iran) or far from their homes.
<strong>The</strong> living standards <strong>of</strong> Marsh Dwellers<br />
<strong>The</strong> quality <strong>of</strong> life <strong>of</strong> Marsh Dwellers has deteriorated continuously and considerably in<br />
the last two decades, especially in the 1990s, when hostilities were launched and<br />
amelioration programmes were realised in the lake area. This manifested itself in lower<br />
incomes, poorer quality <strong>of</strong> nourishment and medical aid, degradation <strong>of</strong> the environment,<br />
aggravation <strong>of</strong> the deficit <strong>of</strong> potable water, etc. Witnesses note that this situation makes<br />
the Marsh Arabs think about emigration to Iran, which makes a depressive impact on<br />
whole life, including economic activity. In its turn, this adversely affects living standards.<br />
Trying to describe the Marsh Dwellers’ condition in the 1990s, observers note that, on the<br />
whole, the UN sanctions deteriorated the <strong>Iraq</strong>i quality <strong>of</strong> life, but an additional burden<br />
was imposed by the authorities on the regions inhabited by ethnic minorities, including<br />
the southern regions.<br />
<strong>The</strong> hyperinflation <strong>of</strong> the 1990s depreciated poorer <strong>Iraq</strong>is’ fixed incomes.<br />
Whereas the GDP decreased more than three times and prices went up and up in the early<br />
1990s, the state employees’ purchase capacity decreased abruptly. This was especially<br />
painful for the poorest strata. In the first half <strong>of</strong> 1993, flour prices were 500 times higher<br />
than in mid-1990. <strong>The</strong> estimated ratio between the average urban wage and the average<br />
market price <strong>of</strong> a typical family’s food requirements widened from about 1:3 to 1:9<br />
between April and July 1993. Following increases in January and April 1993, the<br />
monthly ration <strong>of</strong> state-subsidised foodstuffs comprised 9 kg <strong>of</strong> flour, 2.25 kg <strong>of</strong> rice,<br />
1.75 kg <strong>of</strong> cooking oil, and 1.5 kg <strong>of</strong> sugar. (19)<br />
In the 1990s, the government rationing system satisfied just 34% <strong>of</strong> the<br />
population’s food requirement (at fixed prices). It was next to impossible to buy food at<br />
market prices for people whose incomes kept falling. <strong>The</strong> realisation <strong>of</strong> the UN ‘Oil for<br />
Food and Medicines’ programme somewhat improved the situation but did not<br />
completely solve the problem <strong>of</strong> ensuring the minimum nutrition level for millions <strong>of</strong><br />
<strong>Iraq</strong>is. Other indicators <strong>of</strong> people’s living standards also deteriorated abruptly.<br />
<strong>The</strong> poorest strata, including most <strong>of</strong> the Marsh Dwellers, suffered more than<br />
anybody else. <strong>The</strong> rise in food and drug prices, combined with restrictions on the import<br />
<strong>of</strong> these articles, deprived them <strong>of</strong> access to important food items, home utensils, and<br />
even basic forms <strong>of</strong> medical care.<br />
Taking into account such factors as the annual value <strong>of</strong> production (estimated at<br />
$100 million) manufactured in the early 1990s by the Marsh Arabs (350,000) who were<br />
engaged in the traditional sector <strong>of</strong> the economy (agriculture, building <strong>of</strong> reed boats and<br />
houses, handicraft items, baskets), as well as the proportion <strong>of</strong> migration/emigration and<br />
the economic damage caused to the Marshlands region in the 1990s, one may estimate<br />
that the annual income per capita <strong>of</strong> each Marsh dweller was similar to that <strong>of</strong> the world’s<br />
poorest; $200 – $300, or less than one dollar per day.<br />
Refugees, among whom there were many children, lived in an especially<br />
catastrophic condition. A witness who visited the Shate Ali camp (Iran) in 1995 reported<br />
that a large number <strong>of</strong> children were barefooted and insufficiently clothed to protect them<br />
from bone-chilling night temperatures. <strong>The</strong>y slept within three metres <strong>of</strong> the all-pervasive<br />
surrounding water. In mid-January 1995, there was a severe shortage <strong>of</strong> heating and<br />
cooking fuel. At the beginning <strong>of</strong> the new year an international organization was able to<br />
supply the refugees with blankets and plastic tarpaulins to cover their reed dwellings.<br />
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34<br />
Concerning sanitation, there was no safe washing or toilet facilities. <strong>The</strong> inhabitants<br />
drank from, washed in, and defecated into the same water source. Human pollution was<br />
simply a dangerous fact <strong>of</strong> life in the camp. In the first month after the refugees’ arrival,<br />
means <strong>of</strong> transportation <strong>of</strong> potable water to the refugee camps were in a great shortage.<br />
<strong>The</strong>se and other facts testify that living conditions on the marshes in winter were<br />
about as grim as it was possible, and with the coming <strong>of</strong> the warm weather the place was<br />
going to be swarming with mosquitoes and flies, adding to the gravity <strong>of</strong> the already<br />
extremely hazardous health conditions. Some NGOs supplied some food items, clothes,<br />
and shoes on an irregular basis. <strong>The</strong> Iranian authorities also provided foodstuffs. Some<br />
refugees were able to catch fish from the marshes and draw water from its deeper<br />
reaches, which was less contaminated than that at the water’s edge. With very few boats<br />
available, however, the fishermen were the fortunate few.<br />
Some basic medicines were available in a makeshift reed dispensary. <strong>The</strong>re was a<br />
doctor among the refugees, and other doctors made visits on an ad hoc basis. But it was<br />
obviously insufficient. All groups <strong>of</strong> refugees were facing serious difficulties in receiving<br />
adequate medical attention, as well as transport, bureaucratic, and political problems.<br />
(20).<br />
<strong>The</strong> condition <strong>of</strong> these refugees and their living standard bear a clear imprint <strong>of</strong><br />
the extremely difficult situation in Iran itself. <strong>The</strong>re are over 4 mn refugees there. <strong>The</strong><br />
Islamic Republic <strong>of</strong> Iran has become one <strong>of</strong> the largest refugee asylums in the world and<br />
is already unable to cope with their inflow.<br />
(3) THE IMPACT OF EXTERNAL ECONOMIC DEVELOPMENT ON THE<br />
MARSH ARAB ECONOMY<br />
<strong>The</strong> expansion <strong>of</strong> urban population and urban economy in <strong>Iraq</strong>, including its southern<br />
provinces, had an increasing influence upon economic activities <strong>of</strong> the Marsh Arabs and<br />
their way <strong>of</strong> life. (21) This influence has especially increased after the oil ‘price<br />
revolution’ in the mid-1970s and the subsequent economic boom in <strong>Iraq</strong>. It had the<br />
following economic and social consequences:<br />
• It has accelerated the Marsh Dwellers’ migration to cities and townships <strong>of</strong> the central<br />
and southern <strong>Iraq</strong> in search <strong>of</strong> a permanent employment and residence.<br />
• Links between the Marsh Dwellers’ traditional economy and the economy <strong>of</strong><br />
neighbouring provinces have become stronger. This has led to the expansion <strong>of</strong> trade<br />
between them, increasing the production <strong>of</strong> basic commodities <strong>of</strong> the Marshlands’<br />
traditional economy, augmenting the Marsh Dwellers’ system <strong>of</strong> seasonal work or<br />
temporary employment. However, this practice was interrupted by military operations<br />
in the Marshland region.<br />
<strong>The</strong> migration from the Marshlands’ villages in the 1990s has also risen due to the<br />
military operations in the region, the drainage <strong>of</strong> marshes and lakes and the salination <strong>of</strong><br />
soil, all <strong>of</strong> which represent push factors. According to the available assessments at the<br />
start <strong>of</strong> the twenty-first century in the Marshlands’ rural area there were only 10% to 15%
<strong>of</strong> all Marsh Dwellers. <strong>The</strong> majority <strong>of</strong> them already lived in big cities as well as in a<br />
great number <strong>of</strong> townships on the banks <strong>of</strong> the remaining lakes. (22)<br />
<strong>The</strong> contradictory tendencies in the Marsh Dwellers’ economic life in the last<br />
quarter <strong>of</strong> the 20th century notwithstanding, they proved to be more integrated than<br />
before into various lines <strong>of</strong> economic activity in the Marshlands’ neighbouring regions,<br />
and above all, into the trade, agricultural industry, many kinds <strong>of</strong> services, and<br />
transportation. This was demonstrated by the high proportion <strong>of</strong> the Marsh Dweller<br />
population moving to live in urban areas. (23) However the integration process <strong>of</strong> the<br />
region’s population into the country’s economic activity was distorted due to the<br />
aforementioned negative factors.<br />
Before the war with Iran, the economy <strong>of</strong> the southern provinces, as well as <strong>of</strong> the<br />
country as a whole, received quite a strong impetus to its development when oil export<br />
proceeds increased almost four times after the dramatic rise in world oil prices in 1973-<br />
1974. This manifested itself, first <strong>of</strong> all, in an intense increase in oil production capacities<br />
in the oil producing regions, including southern provinces with large oilfields (mainly in<br />
the south along the Iranian border). <strong>The</strong> result was accelerated development <strong>of</strong> the<br />
industrial and transport infrastructure. Many manufacturing industry enterprises were<br />
built in that period. A boom was observed in investing money into agriculture and largescale<br />
irrigation projects. This ‘explosive development’ changed the entire economic<br />
space <strong>of</strong> the country. Its main characteristic features were rapid growth <strong>of</strong> the modern<br />
sector and modernisation <strong>of</strong> traditional activities, rapid urbanization and a powerful wave<br />
<strong>of</strong> labour migration from the countryside to the urban economy. Hand in hand with the<br />
partial modernisation <strong>of</strong> the traditional activities which dominated economic activity <strong>of</strong><br />
the Marsh Dwellers, i.e., agriculture, handicraft production, fisheries and hunting, they<br />
were subject to a partial erosion as a result <strong>of</strong> the competition from the modern, mainly<br />
urban activities and partial transformation and even destruction <strong>of</strong> the existing ecosystem,<br />
which very closely related to the traditional activities.<br />
<strong>The</strong> modern kinds <strong>of</strong> activity and their derivatives, symbiosis-based kinds (a<br />
mixture <strong>of</strong> traditional and modern elements) replaced the traditional ones as the main<br />
sources <strong>of</strong> life support for some Marsh Dwellers as early as the late 1970s. In the setting<br />
<strong>of</strong> relatively rapid economic development and realisation <strong>of</strong> large-scale state<br />
programmes, the traditional kinds <strong>of</strong> activity were ousted by travel for seasonal work,<br />
which became a widespread practice. Substantial masses <strong>of</strong> the population, including<br />
Marsh Dwellers, migrated from the countryside to the cities <strong>of</strong> southern <strong>Iraq</strong>, such as<br />
Basra, Khor az-Zubair, Qurna, and Amara seeking additional earnings. <strong>The</strong> semi-modern<br />
and modern types <strong>of</strong> economic activity and the informal sector <strong>of</strong> the urban economy<br />
gradually became their main source <strong>of</strong> employment and in some cases enabled them to<br />
support their families. <strong>The</strong>se factors led to a ‘breakage’ <strong>of</strong> the entire old structure <strong>of</strong><br />
economic activity <strong>of</strong> a part <strong>of</strong> Marsh Dwellers. However, it may be assumed that this<br />
process started on a limited scale even before the 1980s and 1990s, when the economic<br />
connections between Marshlands and neighbouring regions, which were unstable even<br />
before, in the 1990s were broken.<br />
Although the destruction <strong>of</strong> various production facilities in southern <strong>Iraq</strong> or<br />
suspension <strong>of</strong> their functioning as a result <strong>of</strong> hostilities and cessation <strong>of</strong> water and power<br />
supply were disastrous, some experts believe that normal functioning <strong>of</strong> the economy <strong>of</strong><br />
the region can be resumed within just one or two years. This applies also for the oil<br />
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36<br />
fields. Very rapid restoration <strong>of</strong> some production and infrastructure facilities in the recent<br />
period seems to confirm this opinion and the pace <strong>of</strong> the restoration <strong>of</strong> the prewar oil<br />
production level also testifies to this.<br />
However, there is another opinion, based on a more conservative estimate <strong>of</strong> the<br />
possibilities <strong>of</strong> the nation’s economy and social services. Some experts take into<br />
consideration not only the high tempos <strong>of</strong> restoration <strong>of</strong> certain economic and social<br />
objects, but also the considerable proportion <strong>of</strong> restoration programmes, which would<br />
require both a long time and very substantial resources, which are not easily obtainable.<br />
First, the UN Security Council has imposed on <strong>Iraq</strong> the obligation to pay <strong>of</strong>f reparations<br />
as a top priority. Second, <strong>Iraq</strong> has to pay <strong>of</strong>f a huge foreign debt. Besides, the experts<br />
point out the lack <strong>of</strong> a favourable investment climate in the country that, in many<br />
respects, mirrors the political situation in <strong>Iraq</strong>, which fetters the initiative <strong>of</strong> private<br />
investors and limits the potential inflow <strong>of</strong> the foreign capital.<br />
Only the oil and gas sector is an exception. It has a real chance for a relatively<br />
quick restoration, by virtue <strong>of</strong> ensuring a speedy capital recovery and a considerable<br />
pr<strong>of</strong>it. This attracts foreign investors to the sphere <strong>of</strong> hydrocarbon extraction, which<br />
include the southern <strong>Iraq</strong> oil-field regions, located in the area <strong>of</strong> Marsh Arabs and around<br />
them. By 2000, about 30 foreign companies have already had negotiations concerning the<br />
investment in the <strong>Iraq</strong>i oil sector after the sanctions are abolished. <strong>The</strong> volume <strong>of</strong><br />
prospective investments amounts to $21 billion, which would enable <strong>Iraq</strong> to augment its<br />
oil production to 6 billion barrels per day. It is approximately twice as much as was<br />
produced in the period before the international sanctions were imposed. (24)<br />
Most <strong>of</strong> the <strong>Iraq</strong>i oil fields, which are supposed to boost the country’s economy,<br />
including those <strong>of</strong> southern <strong>Iraq</strong> after the sanctions are lifted, are concentrated in the<br />
south. Of the 33 country’s major oil fields in the southern provinces 19 are located with<br />
the majority Marsh Dweller populations in their vicinity, including 4 giant oil fields<br />
(Halfaya, Bin Umr, Majnun, West Qurna). According to the data from the <strong>Iraq</strong>i Oil<br />
Ministry, their industrial potential amounted, by the year 2000, amounted to some 3.9<br />
billion barrels per day <strong>of</strong> the aggregate volume <strong>of</strong> 4.65 billion barrels per day or about<br />
84% <strong>of</strong> all oil-producing capacity <strong>of</strong> <strong>Iraq</strong>.<br />
In the late 1980s and early 1990s, the capacity <strong>of</strong> <strong>Iraq</strong>’s oil refineries totaled some<br />
550,000 barrels per day or nearly 20% <strong>of</strong> all oil produced in the country. Of that, only<br />
30% <strong>of</strong> processing capacities were concentrated in the south <strong>of</strong> the country, in Basra and<br />
Nasiriyya provinces. (25) Bearing in mind the relatively low share <strong>of</strong> the petroleum<br />
refining capacities in comparison with the majority <strong>of</strong> other countries who are<br />
hydrocarbon producers, one may assume that after the abolition <strong>of</strong> sanctions the building<br />
<strong>of</strong> petroleum refineries, mainly in the region <strong>of</strong> oil production – in the country’s southern<br />
provinces, will be on a substantial scale. <strong>The</strong> rise <strong>of</strong> oil production in the southern<br />
provinces, construction <strong>of</strong> petroleum refining capacities, corresponding infrastructure and<br />
auxiliary processes, as well as non-manufacturing businesses can dramatically change the<br />
economy shape <strong>of</strong> the region.<br />
Thus, the restoration and development <strong>of</strong> energy resources in substantial<br />
proportions, for the most part, will be centred near or just in the area <strong>of</strong> the Marsh<br />
Dwellers’ place <strong>of</strong> abode and, doubtless, will exert a substantial impact on all their<br />
economic activities and way <strong>of</strong> life. It very likely that it will intensify the tendencies that
were seen during the period <strong>of</strong> the rapid growth <strong>of</strong> towns and the urban economy,<br />
especially after the oil boom <strong>of</strong> the mid-1970s. <strong>The</strong>se features included:<br />
• the high level <strong>of</strong> labour migration;<br />
• the gradual transformation and modernisation <strong>of</strong> the Marsh Dwellers’ traditional<br />
economy and its partial amalgamation with semi-modern and modern kinds <strong>of</strong><br />
economic activities;<br />
• degradation <strong>of</strong> a certain part <strong>of</strong> traditional economic units caused by the pollution <strong>of</strong><br />
the environment and the partial destruction <strong>of</strong> the former ecosystem.<br />
Nevertheless, the adaptation <strong>of</strong> the Marsh Dwellers’ economic life to the possible<br />
changes will be complicated by a number <strong>of</strong> circumstances, including the mass migration<br />
in the previous period and the difficulty <strong>of</strong> the environmental rehabilitation <strong>of</strong> the<br />
Marshlands.<br />
Rehabilitation <strong>of</strong> Marshlands<br />
<strong>The</strong> comprehensive impact on <strong>Iraq</strong>i economy and society <strong>of</strong> the process <strong>of</strong> rehabilitation<br />
and normalisation <strong>of</strong> the national economy in the region <strong>of</strong> Marshlands arises from its<br />
special geo-economic location (the concentration <strong>of</strong> many prospective deposits <strong>of</strong><br />
hydrocarbons, intersection <strong>of</strong> transport communications, and close links with the<br />
country’s central provinces). <strong>The</strong> optimum alternative for the Marshlands’ economic<br />
rehabilitation is the integration <strong>of</strong> its sectors, for some <strong>of</strong> them turned out to be in the<br />
inner contradictory connections. <strong>The</strong> key questions <strong>of</strong> the rehabilitation <strong>of</strong> this region are<br />
the refugees’ willingness and readiness to return home and the compatibility <strong>of</strong> <strong>Iraq</strong>’s<br />
large-scale irrigation projects, firstly, with the restoration (probably, in an improved<br />
version) <strong>of</strong> the earlier ecosystem as it existed before the catastrophic destruction <strong>of</strong> the<br />
1990s, and, secondly, with the operation <strong>of</strong> the hydrocarbon deposits in southern <strong>Iraq</strong>.<br />
If the necessary complex <strong>of</strong> measures to protect the natural habitat is<br />
implemented, the extraction <strong>of</strong> oil and gas resources in the regions <strong>of</strong> Marsh Dwellers’<br />
homelands can certainly be combined both with the process <strong>of</strong> rehabilitation <strong>of</strong> the<br />
damage <strong>of</strong> the 1990s to the natural environment and with the land-improvement and<br />
irrigation works on a reasonable scale, determined by experts. Despite the huge external<br />
debt, the local authorities can surely obtain the necessary funds from the exploitation <strong>of</strong><br />
the enormous oil deposits.<br />
In addition the proper control over the process <strong>of</strong> soil salination on the surface <strong>of</strong><br />
about 1.5 million hectare in the Lower Mesopotamian Plain would help to raise the<br />
agricultural production in one <strong>of</strong> the most fertile provinces <strong>of</strong> <strong>Iraq</strong> by 50%. (26) Among<br />
other important components <strong>of</strong> the rehabilitation processes that are worth mentioning is<br />
the modernisation <strong>of</strong> the basic sectors <strong>of</strong> traditional Marshlands economy, which would<br />
allow not only the restoration <strong>of</strong> production, but also possibly a rise in output <strong>of</strong> the main<br />
produce, traditional for the Marsh Dwellers. This would make the Marshlands a more<br />
integrated part <strong>of</strong> the <strong>Iraq</strong>i economy.<br />
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38<br />
Nevertheless, it must be said in this connection that under conditions <strong>of</strong> a sharp<br />
aggravation <strong>of</strong> food deficit and other products <strong>of</strong> agriculture in the 1990s, new strong<br />
incentives, such as high prices for foodstuff and other products, could help further<br />
development <strong>of</strong> the most sectors <strong>of</strong> the Marsh Dwellers’ traditional economy and, above<br />
all, agriculture.<br />
<strong>The</strong> realisation <strong>of</strong> optimal models <strong>of</strong> rehabilitation and development <strong>of</strong> traditional<br />
and modern production located in the provinces adjacent to lakes and marshes <strong>of</strong><br />
southern <strong>Iraq</strong> should result in the following outcomes:<br />
• It could exert a positive impact on the Marsh Dwellers’ economic activity – leading to<br />
the growth <strong>of</strong> economic production in the Marshlands region and, as a result, to the<br />
improvement <strong>of</strong> the living standards <strong>of</strong> the indigenous population. This will<br />
encourage people (especially the young) to settle down permanently on their native<br />
land.<br />
• It could create the foundation for the concordant, balanced development for various<br />
regions <strong>of</strong> the country, above all, for its southern and central provinces.<br />
• It could make it possible to expand the export sectors <strong>of</strong> industries (foodstuffs,<br />
including fish and sea-food, dates, etc.), as well as handicraft and manufactured goods<br />
(wicker mattresses and baskets, paper and cellulose) and services (tourism). It could<br />
also promote the frontier trade with the adjacent states, which are interested in trade<br />
and economic cooperation with <strong>Iraq</strong> and in establishing good neighbourly relations;<br />
• Restoration <strong>of</strong> the Marshlands’ fish population, water-buffalo stock, various kind <strong>of</strong><br />
game and fowl in their natural habitat.<br />
• Modernisation <strong>of</strong> fisheries and other lines <strong>of</strong> business would enable increases in fish<br />
catches and livestock production. It will also substantially promote the solution <strong>of</strong> the<br />
country’s food supply problem, increase consumption <strong>of</strong> proteins <strong>of</strong> animal<br />
extraction, which has no substitute in the rations, will alleviate the dependence <strong>of</strong> <strong>Iraq</strong><br />
on food imports.<br />
• <strong>The</strong> normalisation <strong>of</strong> the Marshlands’ economic activity will appreciably promote the<br />
inflow <strong>of</strong> foreign investments, modern technologies and the advanced managerial<br />
experience necessary for renovation and modernisation <strong>of</strong> the <strong>Iraq</strong>i economy. It will<br />
contribute to the diversification <strong>of</strong> links with the world economy and swift adjustment<br />
to the modern tendencies in its development.<br />
In sum, the realisation <strong>of</strong> the aforementioned possibilities will give an impetus for the<br />
restoration <strong>of</strong> the whole <strong>Iraq</strong>i economy. <strong>The</strong> promising model <strong>of</strong> restoration <strong>of</strong> the<br />
Marshlands economy, intended to assume its concordant interrelation with the economy<br />
<strong>of</strong> the whole <strong>of</strong> <strong>Iraq</strong>, comprises the following trends, methods, and mechanism <strong>of</strong><br />
attainment <strong>of</strong> its basic objectives.
Trends <strong>of</strong> economic rehabilitation: the way forward<br />
• Restoration <strong>of</strong> the immediate environment, which is an indispensable, constantly<br />
renewable, industrial basis for all sectors <strong>of</strong> traditional and, to some extent, modern<br />
economic activities. An important feature <strong>of</strong> the optimal model <strong>of</strong> the Marshlands’<br />
economic rehabilitation should be the coordination <strong>of</strong> this process with programmes<br />
for the industrial rehabilitation and development <strong>of</strong> <strong>Southern</strong> <strong>Iraq</strong>, as well as with the<br />
development <strong>of</strong> the system <strong>of</strong> irrigation and land-improvement in the region;<br />
• Aid to the development <strong>of</strong> the Marshlands’ traditional economy during the period <strong>of</strong><br />
rehabilitation by widening their access to the required financial resources, modern<br />
building materials, instruments <strong>of</strong> labour and operational materials – implements <strong>of</strong><br />
agriculture, fishing-tackle, hunting gear, transport facilities and means for boat<br />
production as a main means <strong>of</strong> transportation.<br />
• Realisation <strong>of</strong> measures for the recreation <strong>of</strong> salinated soils and putting them into<br />
cultivation <strong>of</strong> crops.<br />
• Development <strong>of</strong> modern types and forms <strong>of</strong> economic activities in the Marsh<br />
Dwellers’ lands and adjacent regions, such as handicrafts, including those for export<br />
purposes, trade, modern fishery practice, hunting, tourism, high-tech services, and<br />
vocational education.<br />
Methods <strong>of</strong> rehabilitation and restoration <strong>of</strong> economic activities<br />
Achieved by:<br />
• transformation <strong>of</strong> drainage and irrigation systems in such a way as to have restored<br />
the main part <strong>of</strong> lakes and marshes. Restoration <strong>of</strong> the former natural system <strong>of</strong><br />
drainage and water circulation;<br />
• setting up <strong>of</strong> a group <strong>of</strong> experts to conduct comprehensive environmental research,<br />
and economic activities, which would include both <strong>Iraq</strong>i and foreign experts;<br />
• realisation <strong>of</strong> concrete programmes <strong>of</strong> funding and promotion <strong>of</strong> various types <strong>of</strong><br />
economic activities in the sphere <strong>of</strong> traditional and modern economy in the<br />
Marshlands and adjacent southern <strong>Iraq</strong>i regions;<br />
• realisation <strong>of</strong> the agricultural cultivation aimed at rehabilitation <strong>of</strong> soil salinity.<br />
Mechanisms for the rehabilitation <strong>of</strong> the Marshlands economy<br />
Some possible mechanisms include:<br />
• the establishment <strong>of</strong> a supervisory council <strong>of</strong> experts involving all interested parties,<br />
including <strong>Iraq</strong>, to combine all actions and measures necessary to achieve the main<br />
objective – the rehabilitation <strong>of</strong> the Marshlands including its economy;<br />
• the establishment <strong>of</strong> a national management body for the integrated management <strong>of</strong><br />
the drainage basin.<br />
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40<br />
NOTES<br />
1. Middle East Economic Digest. Vol.41, no.3, 1997, p.17.<br />
2. W.B.Fisher. <strong>Iraq</strong>, <strong>The</strong> Middle East and North Africa. London, 2000, p.578; Isam al<br />
Khafaji. Not Quite an Arab Prussia: Revisiting Some Myths on <strong>Iraq</strong>i Exceptionalism. <strong>The</strong><br />
Future <strong>of</strong> <strong>Iraq</strong>. Gulf/2000 Project, Colombia University and <strong>The</strong> Centre for World<br />
Dialogue. Cyprus 15-17 July 2000.<br />
3. World Bank. Summary Tables Severely Indebted Middle-Income Countries. Global<br />
Development Finance. 1997. Vol.1, pp.206/7; Haris Gazdar, <strong>The</strong> Economy under<br />
Sanctions, Ahmed M. Jiyad. <strong>Iraq</strong> Indebtedness: From Liquidity to Unsustainability –<br />
<strong>International</strong> Conference in Collaboration with the <strong>Iraq</strong>i Economic Forum on Frustrated<br />
Development: <strong>The</strong> <strong>Iraq</strong>i Economy in War and Peace. 9-11 July 1997. University <strong>of</strong><br />
Exeter. Centre for Arab Gulf Studies; Walid Khadduri. UN Sanctions in <strong>Iraq</strong>: 10 Years<br />
Later. – <strong>The</strong> Future <strong>of</strong> <strong>Iraq</strong>. Gulf/2000 Project, Columbia University.<br />
4. Argus. Oil Panorama Review <strong>of</strong> World Oil Business. Moscow, issue 3, no.8.<br />
18.4.2000.<br />
5. FAO. Production Yearbook. Rome. 1995/9; Mahmood Ahmed. Agricultural Policies<br />
under the Current Embargo Period. – <strong>International</strong> Conference in Collaboration with the<br />
<strong>Iraq</strong>i Economic Forum on Frustrated Development.<br />
6. Kamil Mahdi. Rehabilitation Prospects for <strong>Iraq</strong>i Economy. Centre for Arab Gulf<br />
Studies. University <strong>of</strong> Exeter. June 1998; <strong>Iraq</strong> Economy 2000. www.cybergates.net.; <strong>Iraq</strong>:<br />
Down but not out. – <strong>The</strong> Economist. 335/7909. April 8, 1995.<br />
7. Fisher. <strong>Iraq</strong> ..., p.581; A.Alnasrawi. <strong>The</strong> Economy <strong>of</strong> <strong>Iraq</strong>: Oil, Wars, Destruction <strong>of</strong><br />
Development and Prospects. 1950 – 2010. West port, CT: Greenwood Press, 1994.<br />
8. A. North. <strong>Iraq</strong>. – <strong>The</strong> Middle East. June 1994, p.34; An Environmental and Ecological<br />
Study <strong>of</strong> the Marshlands <strong>of</strong> Mesopotamia. <strong>The</strong> <strong>AMAR</strong> Appeal. Assisting Marsh Arabs<br />
and Refugees. 1994. Coord. and ed. by Edward Maltby.<br />
9. Internet. UN High Commission for Refugees.<br />
10. Fisher. <strong>Iraq</strong> ..., p.579; FAO. Production Yearbook. Rome. 1995/9.<br />
11. An Environmental and Ecological Study <strong>of</strong> the Marshlands ..., p.16.<br />
12. Kompas. Moscow, no.195, 30.2.1993.<br />
13. Shate Ali. ‘A Patch <strong>of</strong> Marsh Unprepared for Massive Refugee Influx’ – Iran News.<br />
02.19.1995; U.S. Department <strong>of</strong> State. <strong>Iraq</strong> Country Report on Human Rights Practice for<br />
1998. Released by Bureau <strong>of</strong> Democracy, Human Rights, and Labour, February 26, 1999
14. Project Ploughshares. Armed conflicts. Report 2000. <strong>Iraq</strong> – Shia Muslims. Institute <strong>of</strong><br />
Peace and Conflict Studies, Conrade Grebel College, Waterloo, Ontario, Canada =B921<br />
306; TED. Case Studies. Marsh Arabs. http://www.american.edu/ted/MARSH.HTM<br />
15. Arab Oil and Gas Directory. 1999. Arab Petroleum Research Center. Paris, 1999,<br />
p.162; Fadhil Chalabi. Post-War <strong>Iraq</strong>’s Oil Capacity: Present Situation and Future<br />
Prospects. – <strong>International</strong> Conference in Collaboration with the <strong>Iraq</strong>i Economic Forum on<br />
Frustrated Development: <strong>The</strong> <strong>Iraq</strong>i Economy in War and Peace. 9-11 July 1997.<br />
University <strong>of</strong> Exeter. Centre for Arab Gulf Studies.<br />
16. An Environmental and Ecological Study <strong>of</strong> the Marshland..., p.25.<br />
17. An Environmental and Ecological Study ..., pp.83 – 84.<br />
18. FAO. Yearbook <strong>of</strong> Fishery Statistics. Rome. 1993 – 2000.<br />
19. Fisher. <strong>Iraq</strong> ..., p.518.<br />
20.Shate Ali ..., Iran News. 02.19.1995.<br />
21.Wilfred <strong>The</strong>siger. <strong>The</strong> Marsh Arabs. Penguin, Harmondsworth. 1967; Ja‘far Hayat.<br />
<strong>The</strong> <strong>Iraq</strong>i Village. 1950. (Arab lang.); An Environmental and Ecological Study ..., p.8.<br />
22. Mohammed Ali. Report at the Conference held by the <strong>AMAR</strong> <strong>International</strong><br />
<strong>Charitable</strong> Foundation, London 20 November 2000.<br />
23. An Environmental and Ecological Study..., p.8.<br />
24. Arab Oil and Gas Directory.1999 ..., p.154; Tariq Al-Khudayri. <strong>The</strong> Manufacturing<br />
Industry <strong>of</strong> <strong>Iraq</strong>. Status and Future Prospects, Abdul Munim Al-Sayyid Ali. <strong>The</strong> <strong>Iraq</strong>i<br />
Economy: Where to? Reflections and Prospects. -<strong>International</strong> Conference in<br />
Collaboration with the <strong>Iraq</strong>i Economic Forum on Frustrated Development ... .=20<br />
25. Arab Oil and Gas Directory. 1999 ..., pp. 162/8; Arab Oil and Gas. Arab Petroleum<br />
Research Center. Vol. XX1X. 2000; Fadhil J. Chalabi. <strong>Iraq</strong> and the Future <strong>of</strong> World Oil.<br />
– <strong>The</strong> Future <strong>of</strong> <strong>Iraq</strong>. Gulf/2000 Project, Columbia University.<br />
26. An Environmental and Ecological Study ..., p.28.<br />
41
3<br />
Assault on the Marshlands<br />
Christopher Mitchell<br />
I<br />
Saddam Hussein’s plans for the Marsh Dwellers <strong>of</strong> southern <strong>Iraq</strong> first appear among the<br />
millions <strong>of</strong> secret police documents found when Kurdish fighters liberated the north <strong>of</strong><br />
the country in the uprising <strong>of</strong> March 1991. <strong>The</strong> rebellion caught <strong>of</strong>ficials <strong>of</strong> the Ba‘th<br />
Party and the security services so much by surprise that they had no time to destroy their<br />
files, which were found by the Kurds when they took over the hated secret police <strong>of</strong>fices.<br />
Two towns provided major hauls <strong>of</strong> records: Sulamaniyya, an administrative centre, and<br />
Shaqlawa, in eastern Kurdistan, where the Kurds discovered an apparently complete set<br />
<strong>of</strong> secret police documents. 1<br />
Some months later the Kurds tried to give the cache <strong>of</strong> papers to the newly<br />
appointed UN Special Rapporteur for Human Rights in <strong>Iraq</strong>, Max van der Stoel. But the<br />
scandalously under-resourced van der Stoel had no one to translate the documents from<br />
Arabic, and nowhere even to store them. So the Kurds handed the files over to the United<br />
States, and 40 cubic metres <strong>of</strong> documents were taken by the American military to<br />
Washington. With the addition <strong>of</strong> further papers from Kurdistan, they came to fill 1,842<br />
cardboard boxes: 10 million pages <strong>of</strong> <strong>of</strong>ficial <strong>Iraq</strong>i documents, recording with<br />
bureaucratic thoroughness the brutal mechanics <strong>of</strong> Baghdad’s rule. 2<br />
Naturally, most <strong>of</strong> the documents relate to operations in the Kurdish region, but<br />
there is a remarkable exception. Among the pages found in Shaqlawa is a confidential<br />
letter to the local Security Director, from his counterpart in the Governorate <strong>of</strong> Arbil. <strong>The</strong><br />
letter is dated 30 January 1989, and its subject is a ‘Plan <strong>of</strong> Action for the <strong>Marshes</strong>’. <strong>The</strong><br />
<strong>of</strong>ficer in Arbil is informing his colleague about security issues in the south <strong>of</strong> the<br />
country. It is now five months since the war with Iran ended, and ‘large-scale operations’<br />
have been implemented against ‘deserter and hostile elements’. However, some <strong>of</strong> these<br />
elements ‘are still engaging in subversive activity, using the Marsh areas as launch pads<br />
for their operations’. <strong>The</strong> letter from Arbil refers to a security conference held in the<br />
southern city <strong>of</strong> Basra the previous month, December 1988. <strong>The</strong> conference, attended by<br />
the ‘Supreme Commander’, discussed what to do about the ‘hostile presence’ in the<br />
marshlands, and after reviewing enemy activities it set forth details <strong>of</strong> a plan to deal with<br />
the problem. According to the account given in the letter, this plan had been adopted in<br />
1987 and approved by the President. Among its ingredients are ‘poisoning, explosions<br />
and the burning <strong>of</strong> houses’, assassinations <strong>of</strong> ‘hostile elements’, the use <strong>of</strong> ‘helicopters,<br />
supported by military aircraft’, a range <strong>of</strong> economic measures, such as blockade and ‘a
an on the sale <strong>of</strong> fish’, and ‘the possibility <strong>of</strong> regrouping the Marsh villages on dry land<br />
(which is easy to control)’. 3<br />
In this letter, four years before it was carried out, is the blueprint for the <strong>Iraq</strong>i<br />
government’s campaign against the Marsh Arabs.<br />
II<br />
<strong>The</strong> documents found in Kurdistan suggest in their quantity and detail that security<br />
operations in the southern marshlands may have been recorded with similar<br />
thoroughness. As yet, very few <strong>of</strong>ficial documents have come to light that refer to<br />
government policy in the south. Neither has it been easy for researchers to obtain firsthand<br />
information about conditions in the region. In January 1992, early in his career as<br />
UN Special Rapporteur, Max van der Stoel paid a visit to <strong>Iraq</strong>. <strong>The</strong> tour lasted less than a<br />
week, and the holy cities <strong>of</strong> Najaf and Kerbala were the closest he got to the marshes.<br />
Still, such was the force <strong>of</strong> the report he produced (which included much about the<br />
campaign against the Kurds in the 1980s) that the Government <strong>of</strong> <strong>Iraq</strong> has never since<br />
given permission for a repeat visit. Van der Stoel’s reports on <strong>Iraq</strong>, issued from 1992 to<br />
1999, while constituting the most important record <strong>of</strong> the abuses perpetrated against the<br />
<strong>Iraq</strong>i people, are necessarily dependent on the testimonies <strong>of</strong> refugees and exiles, and<br />
other sources such as amateur video recordings, photographs and information from the<br />
<strong>Iraq</strong>i opposition. 4<br />
Reports in the foreign media were fragmentary and intermittent between 1991 and<br />
1994, since when they have virtually disappeared. Direct access to the marshes is difficult<br />
and dangerous. Official <strong>Iraq</strong>i information about the region is almost non-existent. <strong>Iraq</strong>i<br />
opposition sources, too easily disregarded, must still be treated with caution. Bearing all<br />
this in mind, one hesitates to attempt any narrative account <strong>of</strong> the marsh-dwellers’ recent<br />
experience. Yet the deliberate destruction <strong>of</strong> an ecosystem and a people is a phenomenon<br />
<strong>of</strong> such horrific magnitude and human importance that even a premature and necessarily<br />
incomplete account may have some value.<br />
III<br />
<strong>The</strong> Marshlands <strong>of</strong> southern <strong>Iraq</strong>, lying between and beside the lower reaches <strong>of</strong> the<br />
Tigris and Euphrates, are the region where, in all probability, mankind first learnt to<br />
control the flow <strong>of</strong> rivers. By means <strong>of</strong> an elaborate network <strong>of</strong> dams and irrigation<br />
canals the ancient Sumerians (from whom the modern Marsh Dwellers are partly<br />
descended) managed to protect themselves from the annual flooding <strong>of</strong> the rivers.<br />
Before the drainage operations <strong>of</strong> the last 10 years, the marshes extended over an<br />
area <strong>of</strong> 17,000-20,000 square kilometres (almost the size <strong>of</strong> Wales) and made up the<br />
Middle East’s largest wetland ecosystem. Historically, physical inaccessibility has<br />
conferred relative protection on the region’s Shi‘a inhabitants, but in recent years the<br />
Marsh Arabs have been disadvantaged twice over, as a minority within the Shi‘a majority<br />
<strong>of</strong> <strong>Iraq</strong>, itself oppressed by the Sunni-dominated regime in Baghdad<br />
How many people have been living in the marshes? <strong>The</strong>re is no reliable census<br />
information, and estimates vary widely. <strong>The</strong> one detailed anthropological study <strong>of</strong> the<br />
Marsh Dwellers, based on fieldwork carried out during the 1950s, suggested a total <strong>of</strong><br />
43
44<br />
400,000, <strong>of</strong> which the cultivators (<strong>of</strong> rice, millet, wheat and barley) made up by far the<br />
majority <strong>of</strong> 350,000. Reed-gatherers and buffalo-breeders were estimated at about 25,000<br />
each. 5<br />
By 1990, many <strong>of</strong> the Marsh Arabs had already left for the cities or had been<br />
killed during the war with Iran. <strong>The</strong> numbers <strong>of</strong> indigenous inhabitants commonly cited<br />
for that year are around 250,000–300,000, figures which should possibly be doubled to<br />
allow for the influx <strong>of</strong> refugees and rebels during the war. By 1993 (according to a report<br />
by the Minority Rights Group) there were only 50,000 Marsh Dwellers left, together with<br />
10,000-20,000 rebels. 6<br />
Traditionally the marshland economy was based on cereal cultivation, buffaloherding,<br />
the making and selling <strong>of</strong> reed matting, and subsistence fishing. Archaeology<br />
suggests a remarkable continuity in many aspects <strong>of</strong> the Marsh Dwellers’ way <strong>of</strong> life;<br />
until very recently, and for four or five millennia, they have been dependent on the reed<br />
beds for fuel, buffalo-fodder, and raw materials for building their characteristic arched<br />
mudif guest houses. 7<br />
Temperatures in July can reach 50 degrees centigrade and the reed beds would<br />
quickly disappear without a regular flow <strong>of</strong> water. <strong>The</strong> marshland lake systems and the<br />
lower Euphrates and Tigris are replenished by winter rainfall upstream, mostly in Turkey.<br />
Over the last fifty years the hydrology <strong>of</strong> the two rivers has been subjected to intensifying<br />
change. While Baghdad’s drainage operations have had the most immediate impact on<br />
the marshlands, the rivers have also been affected by <strong>Iraq</strong>’s water control schemes further<br />
upstream, as well as those in Syria and Turkey. Of the latter, the Southeast Anatolia<br />
Water Project (known as GAP, from its Turkish initials) is by far the most important. <strong>The</strong><br />
Ataturk Dam, giant centrepiece <strong>of</strong> GAP, has already demonstrated the significant effect it<br />
can have on water-levels throughout the length <strong>of</strong> the Euphrates. Without a detailed<br />
hydrological assessment, however, it is impossible accurately to distinguish the relative<br />
impacts <strong>of</strong> the multiple dams along the two rivers from the hydraulic works specifically<br />
aimed at the marshes. That said, <strong>of</strong> course, Baghdad’s specific policy has been the<br />
deliberate drying-out <strong>of</strong> the marshes.<br />
IV<br />
Until this century, the character <strong>of</strong> the marshes remained effectively unchanged by<br />
human activity. <strong>Iraq</strong> became an independent state in 1932 but remained substantially<br />
under the tutelage <strong>of</strong> the British until the revolution <strong>of</strong> 1958. <strong>The</strong> first major scheme for<br />
the draining the marshes, to be achieved by means <strong>of</strong> a huge new canal complex, was the<br />
work <strong>of</strong> British engineers working for the <strong>Iraq</strong>i government. Studies <strong>of</strong> the marsh region<br />
showed that the water table was close to the surface, and evaporation caused by the arid<br />
climate led to high salinity in the soil. A solution was proposed in Control <strong>of</strong> the Rivers <strong>of</strong><br />
<strong>Iraq</strong>, a report by Frank Haigh, published by the <strong>Iraq</strong>i Irrigation Development<br />
Commission in 1951. <strong>The</strong> Haigh report described a set <strong>of</strong> canals, embankments and<br />
sluices on the lower Tigris and Euphrates, which would be used to divert salty and<br />
polluted water away from the irrigated area between the two rivers, thereby desalinating<br />
the land and making it cultivable. <strong>The</strong> major component in this scheme to drain the<br />
marshes would be a huge drainage canal, the so-called Third River, running between the<br />
other two waterways. Haigh also proposed a plan that would reclaim the marshes for
agriculture by harnessing the flow <strong>of</strong> the Tigris for irrigation, rather than letting it seep<br />
away into the marshes where, in his view, it was wasted. He proposed concentrating the<br />
Tigris waters into embanked channels, with one large canal to be built through the central<br />
Amara marsh. 8<br />
Many <strong>of</strong> the components <strong>of</strong> this water diversion project proposed by British<br />
engineers half a century ago are remarkably similar to those implemented by the <strong>Iraq</strong>i<br />
regime over the last decade – except that, rather than being intended for primarily<br />
agricultural purposes, they are aimed at destroying the Marsh Dwellers’ environment.<br />
In 1953, under the supervision <strong>of</strong> British engineers, construction work began on<br />
the Third River (later known variously as the Leader River, Saddam River, or Main<br />
Outfall Drain). Progress was sporadic and the canal was not completed until almost 40<br />
years later. More work was done in the 1960s, including a section <strong>of</strong> about 20 kilometres<br />
at Dalmaj which was designed and built by the British company Murdoch MacDonald<br />
(now Mott MacDonald). <strong>The</strong>re was at that time no intention to drain the marshes,<br />
according to one <strong>of</strong> the engineers, who later said, ‘I’ve heard some wild stories. But our<br />
work was concerned with draining saline water from farm land’. 9<br />
<strong>The</strong> project was relaunched in 1973 as the answer to <strong>Iraq</strong>’s estimated annual loss<br />
by salination <strong>of</strong> 17,500 hectares <strong>of</strong> agricultural land. <strong>The</strong> remainder was constructed in<br />
three main stages. ‘<strong>The</strong> first phase [including that partly built by the British] runs from<br />
Musayyib, west <strong>of</strong> Baghdad, approximately 170km to the marshes at Khor al Dalmaj, and<br />
was supervised by the Dutch consultants NEDECO. <strong>The</strong> middle section takes the canal a<br />
further 187km to near al-Nasiriyya, and was built with assistance from Russia’s<br />
Selkhozpromexport. This section connects with the 261km long Euphrates East Drain<br />
which was completed with assistance from Nespak <strong>of</strong> Pakistan in the late 1980s. <strong>The</strong><br />
final phase takes the canal under the Euphrates as an inverted siphon and out to the Shatt<br />
al-Basra and into the Gulf, a further distance <strong>of</strong> 172km…the whole project was <strong>of</strong>ficially<br />
inaugurated in December 1992. 10<br />
By 1984, completed sections <strong>of</strong> the canal were having an impact on the marshes.<br />
Drainage and reclamation had already started in the south-eastern parts <strong>of</strong> the Central (or<br />
Amara) marshes, between the Tigris and Euphrates, though ‘the reclaimed area was still<br />
relatively small by this date, comprising 93,000 hectares’. 11 In 1985, south <strong>of</strong> the rivers’<br />
confluence at Qurna, in the Hammar marshes, a tract was drained to exploit the oilfield<br />
there. 12 It is likely that the whole Third River scheme would have been finished in the<br />
1980s, had the Iran–<strong>Iraq</strong> war not wrought such havoc on the <strong>Iraq</strong>i economy. <strong>The</strong><br />
Marshlands’ strategic location along <strong>Iraq</strong>’s southern border with Iran brought the <strong>Iraq</strong>i<br />
military abruptly into the lives <strong>of</strong> the Marsh Dwellers, and the eastern part <strong>of</strong> the region,<br />
repeatedly invaded by Iran, became a theatre <strong>of</strong> war. It is ironic, in the light <strong>of</strong> what came<br />
later, that <strong>Iraq</strong> could never have survived without the loyalty <strong>of</strong> those Marsh Dwellers<br />
and other Shi‘a who fought in the <strong>Iraq</strong>i army.<br />
If the war slowed work on the Third River, it stimulated the introduction <strong>of</strong> other<br />
schemes such as a defensive ‘moat’, built parallel to the Tigris, which would later be<br />
developed as part <strong>of</strong> the project to drain the marshes. <strong>Iraq</strong> also built causeways through<br />
the marshes, to enable armoured units to move around more easily, which by 1991 were<br />
actually causing drying-up in the east <strong>of</strong> the region.<br />
Despite the various incursions made by Baghdad during the war, the marshes<br />
remained largely inaccessible, though highly sensitive because <strong>of</strong> their proximity to Iran.<br />
45
46<br />
By August 1988, when the fighting ended, many deserters from the <strong>Iraq</strong>i army had taken<br />
sanctuary amid the maze <strong>of</strong> lakes, narrow waterways, protective beds <strong>of</strong> tall reeds, and<br />
small villages that could only be reached by boat. This was the context <strong>of</strong> the ‘Plan <strong>of</strong><br />
Action for the <strong>Marshes</strong>’. Iranian attacks on the Shatt al-Arab had given Baghdad another<br />
incentive to resume work on the Third River, since the new waterway could also be seen<br />
as <strong>of</strong>fering a secure route further south for ships coming from the Gulf to <strong>Iraq</strong>’s inland<br />
ports. 13 But the deliberate drying <strong>of</strong> the marshes to drive out the rebels is the opposite <strong>of</strong><br />
the tactic used during the Iran–<strong>Iraq</strong> war, when the water-filled marshes served Saddam’s<br />
defences by holding up the advance <strong>of</strong> Iranian armoured divisions; the <strong>Iraq</strong>is even<br />
flooded some areas to make them more impassable.<br />
V<br />
While the search for deserters and rebels continued after the war with Iran, it was the<br />
aftermath <strong>of</strong> the Gulf War in 1991 that triggered the assault on the marshes. <strong>The</strong> intifada,<br />
or uprising, which followed the cease-fire with America and its allies began in Basra on<br />
28 February 1991. <strong>The</strong> commander <strong>of</strong> a tank column fleeing Kuwait parked his vehicle in<br />
Sa‘d Square, in front <strong>of</strong> the Ba‘th Party headquarters. Standing on his tank, he delivered a<br />
denunciation <strong>of</strong> Saddam Hussein, and then started firing shells into one <strong>of</strong> the ubiquitous<br />
giant portraits <strong>of</strong> the dictator. It was, in every sense, a loss <strong>of</strong> face for the Great Leader.<br />
Within hours, the people <strong>of</strong> Basra and the returning soldiers had sacked the <strong>of</strong>ficial<br />
buildings and taken control <strong>of</strong> the city. 14<br />
<strong>The</strong> revolt <strong>of</strong> the Shi‘a as Saddam’s rule collapsed across southern <strong>Iraq</strong> during<br />
early March was the most serious internal threat the regime has ever had to face. Another<br />
uprising spread through the predominantly Kurdish north <strong>of</strong> <strong>Iraq</strong>. At the rebellion’s<br />
height, the government had lost control <strong>of</strong> 14 out <strong>of</strong> <strong>Iraq</strong>’s 18 provinces. In the south, the<br />
intifada was concentrated in the Shi‘a centres <strong>of</strong> Basra and the holy cities, Najaf and<br />
Kerbala. Iran, concerned not to provoke the US, did little to help the <strong>Iraq</strong>i rebels. A day<br />
or two after the events in Basra, however, it permitted the entry through the marshes <strong>of</strong><br />
five to ten thousand members <strong>of</strong> the Badr Brigade. This was a pro-Iranian militia,<br />
recruited from among <strong>Iraq</strong>i refugees by the Shi‘a leader Muhammad Baqir al-Hakim as<br />
the military arm <strong>of</strong> the Supreme Council for the Islamic Revolution in <strong>Iraq</strong>, the major<br />
<strong>Iraq</strong>i opposition group based in Tehran. 15<br />
<strong>The</strong> Badr Brigade ransacked the Basra Sheraton, burnt bars and casinos<br />
throughout the town, and announced the establishment <strong>of</strong> an Islamic republic. Posters <strong>of</strong><br />
Hakim and Iran’s Ayatollah Khomeini appeared in Basra and Amara, and there were<br />
statements <strong>of</strong> Hakim’s authority over the ‘Islamic’ revolution. Such declarations alarmed<br />
those Sunnis, Kurds, and secular <strong>Iraq</strong>is who were already frightened <strong>of</strong> a possible Shi‘a<br />
takeover, and thereby assisted Saddam Hussein’s reassertion <strong>of</strong> authority. 16<br />
<strong>The</strong> rebellion was savagely crushed amid a retaliatory wave <strong>of</strong> atrocities and an<br />
onslaught on the sacred sites <strong>of</strong> Shi‘a culture. <strong>The</strong>se included such unprecedented<br />
violations as the <strong>Iraq</strong>i army’s sack on 23 March <strong>of</strong> Imam Ali’s shrine at Najaf, and the<br />
shelling and desecration <strong>of</strong> Imam Hussein’s shrine in Kerbala. Senior members <strong>of</strong> the<br />
Shi‘a clergy were also attacked; this, though, was merely the intensification <strong>of</strong> a process<br />
which had started when the Ba‘th seized power in 1968. In Najaf, in the early 1970s,<br />
there had been as many as 9,000 members <strong>of</strong> the ‘ulama, the Shi‘a religious and legal
experts; even before the 1991 uprising this had been reduced to 800. From March 1991<br />
onwards, in an effort to destroy Shi‘a culture and any independent religious leadership,<br />
many more ‘ulama would be arrested, imprisoned, tortured and executed. On 20 March<br />
the most senior <strong>Iraq</strong>i Shi‘a clergyman, the 92-year-old Grand Ayatollah Abdul Qasim al-<br />
Khoei, was arrested together with 108 <strong>of</strong> his associates (among them many foreigners<br />
from India, Pakistan, Afghanistan, Lebanon and Bahrain). <strong>The</strong> Ayatollah died under<br />
house arrest in Najaf the following year, and only two <strong>of</strong> the others who disappeared have<br />
ever been seen again. 17<br />
<strong>The</strong> ideological assault followed swiftly on the heels <strong>of</strong> the physical repression. In<br />
April 1991 the Ba‘th Party newspaper al-Thawra carried six long articles attacking the<br />
Shi‘a in terms never before used in party publications, signifying a major change in<br />
<strong>of</strong>ficial attitude. In the articles the Marsh Dwellers are singled out among the Shi‘a for<br />
their alleged poverty, backwardness and immorality; they are humiliatingly described as a<br />
‘monkey-faced’ people who are not ‘real <strong>Iraq</strong>is’, but are rather the descendants <strong>of</strong> black<br />
slaves brought to the south in the Middle Ages. <strong>The</strong>ir women are branded sluttish and<br />
immodest. 18<br />
<strong>The</strong> government crackdown provoked a large outflow <strong>of</strong> refugees, numbering<br />
65,000 to 70,000, into the countries bordering <strong>Iraq</strong>. Unlike the later waves <strong>of</strong> refugees<br />
from the south, who were mostly Marsh Dwellers, those who fled in 1991 were people <strong>of</strong><br />
all kinds: lawyers and teachers, peasants and merchants, civil servants and doctors. <strong>The</strong><br />
majority went to Iran, mostly to the south-western province <strong>of</strong> Khuzistan, where they<br />
have formed a refugee community ever since. Conditions were difficult: Khuzistan was<br />
still getting over the destruction it had suffered because <strong>of</strong> the Iran–<strong>Iraq</strong> war.<br />
VI<br />
<strong>The</strong> aftermath <strong>of</strong> the March uprisings gave a new meaning to the Third River project.<br />
Despite all <strong>Iraq</strong>’s problems <strong>of</strong> post-war reconstruction, and a crushing burden <strong>of</strong> debts,<br />
loans and compensations, the regime decided to set its engineers back to work on the<br />
giant canal. In addition to the original objective <strong>of</strong> desalinating and reclaiming land, itself<br />
rendered more urgent by <strong>Iraq</strong>’s need to combat sanctions through expanding agricultural<br />
production, the project had been given a new mission: to expel the inhabitants <strong>of</strong> the<br />
marshes, so that Baghdad could more easily destroy the Shi‘a opposition. <strong>The</strong> regime’s<br />
strategy for dealing with the insurgency would henceforth be to drain the marshes by<br />
means <strong>of</strong> water diversion projects. Max van der Stoel, the UN Special Rapporteur,<br />
assessed this plan as ‘the subjugation <strong>of</strong> the local population in an effort to eliminate<br />
‘deserters’, ‘criminals’, ‘subversives’ and ‘hostile elements’ (and all those who might aid<br />
them) who could seek refuge in the marshes and among the local people. Hence, what<br />
was originally to have been a ‘side-effect’ <strong>of</strong> a mammoth ‘development’ project<br />
conceived in the 1950s evidently became an end in itself in so far as it would deprive the<br />
thousands <strong>of</strong> ‘criminals’ the natural cover <strong>of</strong> their refuge while the resulting migration <strong>of</strong><br />
people out <strong>of</strong> their homelands would deprive the ‘criminals’ <strong>of</strong> their shelter. 19<br />
<strong>The</strong>re was a further motive for the drainage. This bore on <strong>Iraq</strong>’s ‘negotiations<br />
since 1991 with several international oil companies for the prospective development <strong>of</strong><br />
southern oilfields in close proximity to the marshes. <strong>The</strong>se include the Nahr ‘Umar,<br />
Majnun, Gharraf, al-Nasiriyya and West Qurna fields. During the uprising, vital surface<br />
47
48<br />
facilities at West Qurna had been wrecked and looted. <strong>The</strong> regime intended to ensure that<br />
this would not happen again. 20<br />
<strong>Iraq</strong>i television appealed for labourers to assist on the project, and engineering<br />
contractors were asked to donate their equipment. ‘In addition, a large number <strong>of</strong><br />
forklifts, bulldozers and other types <strong>of</strong> equipment were confiscated for the effort from<br />
construction sites abandoned by foreign companies, including some from China, South<br />
Korea, Poland and Bulgaria.’ 21 <strong>The</strong> project would also <strong>of</strong>fer a way <strong>of</strong> occupying tens <strong>of</strong><br />
thousands <strong>of</strong> <strong>Iraq</strong>i soldiers, first as labourers and then as killers.<br />
It is not easy to discern the exact sequence <strong>of</strong> events in the Marshlands region<br />
during the summer <strong>of</strong> 1991. From March onwards government forces were already active<br />
in trying to root out participants in the intifada. <strong>The</strong> uprising by the Marsh Dwellers<br />
appears to have begun in June, prompted by the assault on their environment that the<br />
renewed work on the Third River implied; their rebellion was ‘not purely political’. 22 <strong>The</strong><br />
Marsh Dwellers could see that the draining <strong>of</strong> the marshes spelt the end <strong>of</strong> their<br />
traditional existence. Whether Baghdad’s intention was to control the marshes in order to<br />
subdue the Shi‘a rebels, or to destroy the Marsh Dwellers and their way <strong>of</strong> life, the upshot<br />
was the same so far as the inhabitants <strong>of</strong> the region were concerned. At this stage the<br />
government put forward no plans to relocate them; instead, they were driven out <strong>of</strong> their<br />
villages, and those who resisted were killed. Eyewitnesses to the operations later told the<br />
Washington-based human rights group Middle East Watch how ‘artillery initially<br />
bombard a district where engineering works are planned, so as to clear the local<br />
population; troops move in, to secure the district…Once a section has been completed,<br />
mines are laid to protect the embankments from attack’. 23<br />
Reports <strong>of</strong> what was going on in the marshes produced a certain amount <strong>of</strong><br />
concern directed at the United Nations. On 11 June Iran requested that the UN should<br />
protect the people there, and said it could not cope with any more refugees. <strong>The</strong> UN tried<br />
to get the <strong>Iraq</strong>i government to remove its troops from the area and permit humanitarian<br />
access, and its Executive Delegate Sadruddin Aga Khan headed a UN mission which was<br />
subjected to a Ba‘thist hoax when it visited marshland villages on 11 July. <strong>The</strong> <strong>Iraq</strong>i<br />
military withdrew its artillery just before the Aga Khan’s visit, redeploying it after the<br />
UN team left, and resuming the bombardment <strong>of</strong> civilians. Shortly afterwards, the UN<br />
Security Council called on <strong>Iraq</strong> to withdraw its forces from the marshes and allow<br />
humanitarian agencies access to the people living there; but there was no change in <strong>Iraq</strong>i<br />
policy, and the agencies have never been allowed into the area.<br />
<strong>The</strong> Republican Guard’s clearing operations were forcing the Marsh Dwellers to<br />
flee across the borders with Iran and Saudi Arabia, swelling the numbers <strong>of</strong> <strong>Iraq</strong>i<br />
refugees. By November 1991, according to Emma Nicholson, who was visiting a camp<br />
near Isfahan, Iran was sheltering 58,000 <strong>Iraq</strong>is among its three million <strong>of</strong>ficial refugees.<br />
Unassisted by the international community, the Iranians were providing them with food<br />
and shelter at a daily cost <strong>of</strong> $20 per refugee. Across the border in <strong>Iraq</strong>, she wrote, ‘a<br />
quarter <strong>of</strong> a million or more frightened people hide in the marshes, surrounded by the<br />
Republican Guard, living on fish and muddy water, saved from view only by tall, dense<br />
banks <strong>of</strong> papyrus. It is the smoke <strong>of</strong> Saddam’s army burning their papyrus cover that can<br />
be seen from inside Iran. <strong>The</strong> intensified shelling by helicopter gunships over the last few<br />
weeks has killed hundreds and forced many more out <strong>of</strong> their villages into the marshes<br />
and out <strong>of</strong> the cities nearer to or over the Iranian border.’ 24
If conditions for the refugees in Iran were not easy, in Saudi Arabia things were<br />
reportedly much worse. 35,000 <strong>Iraq</strong>is were sheltering in Artawiyya and Rafha camps,<br />
where the Saudi Government ‘informed UNHCR that it has spent over US$220 million<br />
on food, medical and relief supplies for the refugees and POWs but the State Department<br />
and independent human rights and refugee organisations have expressed fears for their<br />
safety’. According to the State Department, in 1991 ‘283 <strong>Iraq</strong>is were sent back in<br />
contravention <strong>of</strong> Saudi promises to treat humanely <strong>Iraq</strong>i prisoners from the Gulf war and<br />
civilian refugees from southern <strong>Iraq</strong>’. 25<br />
Towards the end <strong>of</strong> 1991 details emerged <strong>of</strong> the chilling methods being used by<br />
the <strong>Iraq</strong>i regime against its people in the Marshlands. Emma Nicholson reported that<br />
villages near the border with Iran were being bombed, and napalm attacks were leaving<br />
victims terribly burned. On a video-tape recorded in late 1991 the <strong>Iraq</strong>i Prime Minister,<br />
Muhammad Hamza al-Zubaidi (himself a Shi‘ite) is seen ordering army generals to ‘wipe<br />
out’ the three marsh tribes deemed most significant in the uprising; these included the<br />
Jawabir <strong>of</strong> the Hammar area. From 4 December 1991 to 18 January 1992, according to<br />
the UN, ‘military attacks [were] launched against the Marsh Dwellers…resulting in<br />
hundreds <strong>of</strong> deaths. Animal and bird life [was] said to have been killed in large numbers,<br />
while the marsh waters themselves [were] allegedly filled with toxic chemicals.’ 26 <strong>The</strong><br />
<strong>Iraq</strong>i army had encircled the region and established helicopter bases in the marshes. It<br />
was now tightening control over food supplies coming into the area, confiscating the<br />
boats so vital to Marsh Arab mobility, and evacuating villages. (All these measures were<br />
prefigured in the 1987 ‘Plan <strong>of</strong> Action’.) In the same two-month period, <strong>Iraq</strong>i army<br />
records showed that more than 50,000 people were removed and 70 marsh villages were<br />
destroyed, according to the British writer and film-maker Michael Wood, who visited the<br />
area the following August. 27<br />
Internal migration was also increasing under the pressure <strong>of</strong> the drainage<br />
operations, as people left the marshlands for the towns. In 1992, Sarah Graham-Brown<br />
writes, ‘some families living on the fringe <strong>of</strong> Chabaish (a larger settlement drained at an<br />
earlier date) had moved to Nasariya for greater security, while others from inside the<br />
marshes had taken over their vacated houses. Other families were already living in<br />
dwellings constructed from reed mats, plastic and canvas on the sides <strong>of</strong> the road from<br />
Chabaish to Nasariya, probably displaced from marsh villages, after attacks early in the<br />
year.’ 28<br />
First-hand inspection <strong>of</strong> the Marshlands region was not possible for the UN<br />
Special Rapporteur when he made his one <strong>of</strong>ficial visit to <strong>Iraq</strong> in January 1992.<br />
Subsequent analysis <strong>of</strong> satellite imagery, in a report commissioned by <strong>AMAR</strong> in 1994,<br />
indicates that by 1991–92 the draining <strong>of</strong> the marshes had increased sharply by<br />
comparison with 1984. In the worst affected areas, one-third <strong>of</strong> the area had been drained.<br />
Between 1984 and 1991–92, ‘the amount <strong>of</strong> land drained had approximately quadrupled<br />
to approximately 367,000 hectares, or 9.4% <strong>of</strong> the scene. A large section <strong>of</strong> the eastern<br />
part <strong>of</strong> the Central marshes had been drained together with a triangular area south <strong>of</strong> the<br />
Euphrates extending through the former Hammar marshes to the Main Outfall Drain [ie.<br />
the Third River]…<strong>The</strong> Central marshes have been subject to the greatest drainage during<br />
this period, and by 1991/92 had been reduced to 67% <strong>of</strong> the 1984/85 area.’ Within the<br />
Central area, losses <strong>of</strong> permanent lake and marsh were especially dramatic: these had<br />
fallen to only 21% <strong>of</strong> their 1984/85 extent, and a large, formerly permanent lake (Haur<br />
49
50<br />
Zikri) appeared on the satellite imagery to be ‘desiccated and covered with a salt crust’.<br />
<strong>The</strong> most easterly <strong>of</strong> the Central marshes (Al Azair and al-Jaza’ir) had been completely<br />
reclaimed. 29<br />
Losses in the Huwaiza marsh, which spread east from the Tigris and into Iran,<br />
were less severe and have to continued to be so. This is because the Huwaiza marsh has<br />
been subject to less engineering modification, and, unlike the other main marshes, is not<br />
dependent only on the Tigris–Euphrates basin; it is also supplied from the north-east by<br />
the catchment <strong>of</strong> the Kharka.<br />
VII<br />
Throughout the period since the intifada, Shi‘a resistance has continued in the marshes<br />
and elsewhere (as indeed it continues at the time <strong>of</strong> writing). <strong>The</strong> Badr Brigade, with<br />
varying degrees <strong>of</strong> support from Iran, used the region as a base for raids against target in<br />
southern <strong>Iraq</strong>. <strong>The</strong>y attacked police stations and small army bases at night, assassinated<br />
members <strong>of</strong> the security services and the military, and mounted sabotage operations<br />
against the heavy engineering equipment being used to built the encroaching earthworks.<br />
<strong>Iraq</strong> Update, the London newsletter <strong>of</strong> the Supreme Council for the Islamic Revolution in<br />
<strong>Iraq</strong>, has since 1991 carried almost weekly reports <strong>of</strong> defensive as well as aggressive<br />
actions by these ‘popular forces’. On 1 April 1992, it said, the regime had failed in a<br />
massive attack on the Amara marshlands; Infantry Battalion 704 was in ‘hasty, disorderly<br />
withdrawal after being overpowered by resistance forces’, who took over the town <strong>of</strong><br />
‘Adil ‘for a few hours’. 30 <strong>The</strong> growing effectiveness <strong>of</strong> the resistance, together with the<br />
fear that most <strong>of</strong> the marsh population was armed, persuaded Baghdad that a major<br />
assault was necessary to subdue the region. In the same edition <strong>of</strong> <strong>Iraq</strong> Update, SCIRI<br />
announced that the regime was preparing for another attack on the Amara region, to<br />
coincide with Saddam Hussein’s birthday on 27 April. A visiting foreign correspondent<br />
was told later that the army had promised the dictator ‘the key <strong>of</strong> the marsh’ as a birthday<br />
present. 31<br />
<strong>The</strong> onslaught was preceded by a ‘campaign <strong>of</strong> mass arrests’ launched on 25<br />
March from a military base in Amara, and reportedly under the command <strong>of</strong> Saddam<br />
Kamil, the Ba‘th Party’s Director <strong>of</strong> Intelligence. 32 In April, military attacks on civilian<br />
settlements intensified and army and security forces began a campaign <strong>of</strong> artillery<br />
bombardment, including the use <strong>of</strong> napalm. Large numbers <strong>of</strong> people were forcibly<br />
removed from their villages. In violation <strong>of</strong> the terms <strong>of</strong> the UN cease-fire, the <strong>Iraq</strong>is<br />
used Soviet-built Mi-24 helicopter gunships and fixed-wing planes for aerial<br />
bombardments, especially in the central area <strong>of</strong> the Amara marshes, and there was<br />
widespread burning <strong>of</strong> reed beds.<br />
As the assault began, <strong>Iraq</strong>’s National Assembly was formally approving a plan by<br />
the Revolutionary Command Council, presided over by Saddam Hussein, to displace the<br />
Marsh Dwellers. <strong>The</strong> Washington Post reported <strong>Iraq</strong>’s claim that the plan ‘was aimed at<br />
resettling 3,000 to 4,000 people to give them better access to medical and other services’,<br />
and quoted the Speaker <strong>of</strong> the Assembly, Sa‘adi Mahdi Salih: ‘<strong>The</strong>y will not be allowed<br />
to settle back in the places they were taken from. <strong>The</strong> decision we passed does not<br />
specify they will be given a choice to move or to stay…but because <strong>of</strong> the amenities we<br />
are going to provide, I personally believe they will be happy’. 33 Not, in all likelihood, the
ones later described by the United Nations: ‘Those who have accepted the <strong>of</strong>fer [<strong>of</strong><br />
money to leave their homes] have apparently had their livestock and their crops taken<br />
from them and have then been placed in controlled collective settlements (apparently<br />
called by the Government ‘model villages’) with no means <strong>of</strong> making a livelihood’. 34 <strong>The</strong><br />
‘model villages’ were described as being little better than concentration camps.<br />
If we can believe ‘<strong>of</strong>ficial documents and maps’ said to have been found with a<br />
captured <strong>Iraq</strong>i water engineer, the expulsion <strong>of</strong> people from their villages in the Amara<br />
marshes was proceeding at the same time as the completion in the same region <strong>of</strong> three <strong>of</strong><br />
the five major stages <strong>of</strong> the scheme to drain the marshlands. <strong>The</strong>se stages refer to water<br />
diversion projects additional to the Third River, though they partly intersect with it. By<br />
July 1992, according to the documents later published by SCIRI, 35 the first three stages<br />
were finished:<br />
• Stage 1, the River Engineering Works, was a plan to alter the hydrological network <strong>of</strong><br />
40 small rivers, coming <strong>of</strong>f the Tigris south <strong>of</strong> the town <strong>of</strong> Amara, all <strong>of</strong> which used<br />
to flow into the Central (Amara) marshes. ‘Water level controllers’, locks and sluice<br />
gates were installed on the Tigris to limit the flow <strong>of</strong> water into the distributary rivers,<br />
whose banks were raised to stop their contents dissipating into the marshland. <strong>The</strong><br />
result was to deprive the land around the rivers <strong>of</strong> water, and to cut <strong>of</strong>f the flow to<br />
several towns, including Maimuna, Salam and ‘Adil.<br />
• Stage 2, the River Banks Project, was the site <strong>of</strong> the greatest engineering activity<br />
during 1992. A ‘moat’, running north to south, roughly parallel to the Tigris on its<br />
western side, was begun during the Iran–<strong>Iraq</strong> war as a defensive installation. Under<br />
Stage 2 it was converted into a drainage canal and given the name Anfal 3. Anfal,<br />
meaning spoils <strong>of</strong> war, was the code-name given to the murderous campaign against<br />
the Kurds from February to September 1988, in which more than 100,000 people<br />
were killed, many with chemical weapons, and 4,000 villages destroyed. <strong>The</strong> use <strong>of</strong><br />
the term Anfal in the marshes project indicates the character <strong>of</strong> Baghdad’s intentions.<br />
<strong>The</strong> ‘moat’ is between 1.2 and 2.0km wide and 48.6km long and can be seen clearly<br />
on satellite photographs. It discharges into the Euphrates six km west <strong>of</strong> its<br />
confluence with the Tigris, at Qurna. Stage 2 also included the prolongation <strong>of</strong> the<br />
‘moat’, via a 35km west–east extension <strong>of</strong> the canal, constructed between a double<br />
embankment running from the village <strong>of</strong> Al Jandallah in Misan province to Abu ‘Ajil,<br />
near Qal‘at Salih airfield. At its western end the canal would receive the flows from<br />
the rivers channelled by Stage 1; its effect, therefore, was to capture and divert almost<br />
all the water that once nourished the Amara marsh, as well as depleting the amount <strong>of</strong><br />
water available to the inhabitants <strong>of</strong> the area.<br />
• Stage 3 referred to the diversion <strong>of</strong> almost all the Euphrates waters into the Third<br />
River. <strong>The</strong> Third River crossed under the Euphrates, passing below the riverbed in<br />
three pipes before swinging eastwards towards its outlet in the Gulf. According to the<br />
documents, a few kilometres east <strong>of</strong> the crossing an earth barrage had been built<br />
across the Euphrates to divert it into the Third River, carrying its flow along the<br />
canal’s route south <strong>of</strong> the Hammar marsh. <strong>The</strong> result would be the draining <strong>of</strong> the<br />
marsh, formerly fed by the Euphrates.<br />
• Stage 4, Shouldering the Euphrates River, was incomplete in 1992. High banks were<br />
being built on the right bank <strong>of</strong> the old Euphrates bed to prevent any water from the<br />
51
52<br />
Amara marsh flowing southwards across the now dry river-bed to the Hammar marsh.<br />
A dam was also built near the confluence <strong>of</strong> the Tigris and Euphrates, to prevent<br />
water from the North-South moat flowing back into the empty Euphrates bed (in the<br />
‘wrong direction’) and thus into the marshes.<br />
• Stage 5, still ‘under construction’, was the Division <strong>of</strong> the <strong>Marshes</strong> and comprised the<br />
subdivision <strong>of</strong> the Amara and Hammar marshlands into plots through various dykes<br />
and barriers, as a means <strong>of</strong> allowing them to be dried up in manageable volumes by<br />
pumping and evaporation. A number <strong>of</strong> such barriers had already been put up during<br />
the war with Iran. <strong>The</strong> captured documents stated that this stage alone would dry out<br />
an expected 1500 square kilometres.<br />
Despite the claims <strong>of</strong> <strong>Iraq</strong>i water engineers, and the protestations <strong>of</strong> the regime, it is<br />
difficult to see how these stages could possibly be part <strong>of</strong> a development project to<br />
enhance agriculture.<br />
VIII<br />
<strong>The</strong> full significance <strong>of</strong> the term ‘Anfal’ in connection with the drainage scheme became<br />
clearer as the campaign <strong>of</strong> bombardment continued during the early summer <strong>of</strong> 1992. ‘In<br />
the first two weeks <strong>of</strong> July, residents <strong>of</strong> the southern towns <strong>of</strong> ‘Adil and Salam were<br />
evacuated and ‘told to burn their homes to ensure no one would return’; the army then<br />
took over these two places to carry out heavy shelling <strong>of</strong> the marshes on 15 July. 36<br />
During July and August, according to the UN, the attacks were at their most intense,<br />
particularly during the Shi‘a festival <strong>of</strong> 10 Muharram (11 July), commemorating the<br />
martyrdom <strong>of</strong> Imam Hussein, ‘when villagers were reportedly assembled in religious<br />
observance and thereby suffered casualties in large numbers’. 37 None <strong>of</strong> the traditional<br />
mourning was allowed in the holy cities during this month.<br />
In addition to all the other hardships undergone by the Marsh Dwellers, there<br />
were reports <strong>of</strong> the army now imposing restrictions on people bringing supplies into the<br />
marshlands, and <strong>of</strong> discrimination against those families who did not have the ration<br />
cards that would have entitled them to food. ‘<strong>The</strong> blockade against the delivery <strong>of</strong> food<br />
and medicines is starting to make the population <strong>of</strong> the marshes and the remaining<br />
refugees desperate’, wrote the Shi‘a Public Affairs Committee. ‘Flour is extremely<br />
scarce, with the population reduced to eating reeds and reed stumps. <strong>The</strong> natural reed<br />
cover is being attacked with defoliants and large areas <strong>of</strong> reeds – necessary for the<br />
survival <strong>of</strong> many unique species – are being burnt along with the houses <strong>of</strong> the<br />
inhabitants <strong>of</strong> the marshes which are made <strong>of</strong> reeds.’ 38 <strong>The</strong> same source claimed that<br />
there was other disturbing evidence <strong>of</strong> the regime’s methods: the fish stock was being<br />
depleted by pollution, and there were unconfirmed reports <strong>of</strong> poison being used; large<br />
numbers <strong>of</strong> dead fish had been seen floating in the marshes. Still other reports alleged<br />
that containers <strong>of</strong> sewage were being brought from the cities and dumped in the marshes.<br />
In the first week <strong>of</strong> August 1992, in a policy unmistakably reminiscent <strong>of</strong> the<br />
Kurdish Anfal, 2,500 men, women and children were rounded up from the Chabaish<br />
marsh near al-Nasiriyya and taken to Baghdad. <strong>The</strong>re they were told by the Defence<br />
Minister ‘Ali Hasan al-Majid (nicknamed Chemical Ali after his role supervising the first<br />
Anfal) that they were being given land to farm in northern <strong>Iraq</strong> and could ‘forget about
the south’. <strong>The</strong> people from Chabaish were said to have been transported to an Army<br />
camp 20 miles south-west <strong>of</strong> Arbil. ‘On arrival in the north, the Shias were locked into<br />
‘large farm sheds’ guarded by units <strong>of</strong> two security services. <strong>The</strong>n, according to a fugitive<br />
who was forced to wash away the blood every morning, they were executed, nightly, in<br />
groups <strong>of</strong> 100’. 39 <strong>The</strong> allegations <strong>of</strong> mass executions were ‘corroborated by reports from<br />
local farmers in the nearby Kurdish-controlled area who claim to have witnessed the<br />
arrival <strong>of</strong> busloads <strong>of</strong> people displaying the features common to people <strong>of</strong> southern <strong>Iraq</strong>;<br />
gunshots were heard during subsequent evenings’. 40<br />
Such reports prompted Max van der Stoel to take the unprecedented step <strong>of</strong><br />
placing the marshes section <strong>of</strong> his UN General Assembly report before the Security<br />
Council, together with his recommendations for a team <strong>of</strong> human rights monitors to be<br />
sent to <strong>Iraq</strong>. On 11 August 1992 he was invited to address the Security Council on the<br />
situation in the marshes (this was, again, unprecedented for a Special Rapporteur). On 27<br />
August, the UN imposed an air exclusion zone, banning <strong>Iraq</strong>i operation <strong>of</strong> aeroplanes and<br />
helicopters south <strong>of</strong> the 32 nd Parallel (<strong>Iraq</strong> had been mounting an average <strong>of</strong> 30 sorties a<br />
day, and sometimes more than 100). But there would be no UN intervention on the<br />
ground, and no monitors. 41<br />
In such circumstances, Baghdad’s response to the no-fly zone was absolutely<br />
predictable: it immediately stepped up the ground-based <strong>of</strong>fensive on the marshes, using<br />
tanks, missiles, and assault boats. Refugees later described repeated and intense artillery<br />
bombardments and mortar attacks on villages and towns across the region. <strong>The</strong> Special<br />
Rapporteur related how government forces used ‘long-range heavy artillery shelling<br />
against civilian settlements at night or during lunch and dinner time when families are<br />
typically gathered together…Following bombardments, forces composed <strong>of</strong> regular army,<br />
Republican Guard and Special Forces would advance with their armoured vehicles,<br />
including tanks and heavy artillery and surround the villages <strong>of</strong> the area. After the capture<br />
<strong>of</strong> the region, the troops would enter the villages, carry out indiscriminate arrests and<br />
conduct house-to-house searches before burning the reeds and destroying the houses.<br />
Witnesses said that those who were arrested were taken away blindfolded, were<br />
frequently transferred to a detention centre and were never heard from or <strong>of</strong> again.<br />
Following the bombardments, it would take three days to one week for the inhabitants to<br />
rebuild their mostly reed houses, during which time they would have to sleep outside<br />
deprived <strong>of</strong> everything. Sometimes, after having finished rebuilding their houses, <strong>Iraq</strong>i<br />
forces would come and burn the houses again.’ 42<br />
It was widely believed that the regime was using the imposition <strong>of</strong> the no-fly zone<br />
as an excuse to intensify security police activities as well as the military’s ground<br />
<strong>of</strong>fensive. <strong>The</strong> UN observed that additional check-points were ‘being placed between and<br />
inside cities in the region, leading to a large number <strong>of</strong> arbitrary arrests. Allegations exist<br />
that a terror campaign is being waged in the region in order to track down participants <strong>of</strong><br />
the March 1991 uprisings. One report indicates that many citizens have been blackmailed<br />
or terrorized into accusing neighbours <strong>of</strong> ‘<strong>of</strong>fences’. <strong>The</strong> existence <strong>of</strong> secret prisons and<br />
detention centres has also been reported. 43 <strong>The</strong> UN also received accounts <strong>of</strong> members <strong>of</strong><br />
the Security Forces ‘placing different tribal leaders in charge <strong>of</strong> designated areas,<br />
providing some with arms and encouraging tribal disputes in a policy aimed at<br />
fragmenting the communal relations <strong>of</strong> the Ma’dan [Marsh Arab] people…this ‘divide<br />
and rule’ policy…reportedly led to 2,000 deaths in the fall <strong>of</strong> 1992’. 44<br />
53
54<br />
First-hand accounts <strong>of</strong> the events in the marshes are too intermittent and<br />
incomplete to allow an assessment <strong>of</strong> whether, or how far, the military and security forces<br />
have changed or adapted their methods in the period since 1991. Shyam Bhatia <strong>of</strong> the<br />
Observer was told that in October 1992 Mukhabarat agents had ‘poured poison into the<br />
waters at strategic locations. Dr Abu Aiman, a Basra-trained GP who runs a modest clinic<br />
in the marshes, believes it was organo-phosphorus poison, brand-name Endrine 192…<br />
Another type <strong>of</strong> poison, Indolin, was left in barrels disguised as agricultural chemicals.<br />
Local families were encouraged to use it rather like a cheap form <strong>of</strong> dynamite to stun the<br />
fish on which their livelihood depends. <strong>The</strong>y did not realise they were poisoning<br />
themselves.’ 45 But we do not know whether this was the first occasion on which such<br />
poisons were used, or how widely, or how many times. 46<br />
In addition to the array <strong>of</strong> military and security techniques being deployed against<br />
the people <strong>of</strong> the marshes, the campaign with bulldozers and cranes was proceeding<br />
apace. What became strikingly clear in the second half <strong>of</strong> 1992 was the impact <strong>of</strong> the<br />
drainage works: ‘<strong>The</strong> Third River is draining the marshes’, said Emma Nicholson in<br />
September. ‘I can give you first-hand visual evidence. I’ve seen it myself. For the first<br />
time ever, the level <strong>of</strong> water in the marshes has sunk. I was previously there in early June,<br />
and three days ago I was in <strong>Iraq</strong>, and in those weeks this Third River has started to<br />
achieve its objective <strong>of</strong> draining the marshes.’ 47 Not only the Third River: by November,<br />
according to SCIRI sources, engineering units around Amara had completed their<br />
blockade <strong>of</strong> the rivers coming <strong>of</strong>f the Tigris and diverted their waters from the marshes.<br />
Six <strong>of</strong> the feeder rivers had been completely drained and were now passable on foot;<br />
‘these atrocities took place when rice was being harvested and resulted in the total<br />
destruction <strong>of</strong> the crop’. 48<br />
That month, a team from the Organisation for Human Rights in <strong>Iraq</strong> became the<br />
first observers since the imposition <strong>of</strong> the no-fly zone to go deep inside the marshes. In<br />
the eastern Huwaiza marsh they found that because <strong>of</strong> the draining, ‘wide stretches <strong>of</strong><br />
marshland have been reduced to a crazy paving <strong>of</strong> mud inimical to water buffalo’. <strong>The</strong><br />
Third River was nearing completion, and the observers found that increasing dryness in<br />
many areas was making it more difficult to plant traditional crops. ‘’We saw a white line<br />
that extended like chalk on the reeds for dozens <strong>of</strong> miles’‘ said the team’s leader. ‘’It was<br />
the old water level – at least three feet higher than the present level. Many, many people<br />
told us there is something wrong with the water, too.’ 49<br />
On 7 December 1992, Baghdad announced the completion, at 565 kilometres and<br />
after almost four decades’ work, <strong>of</strong> the Third River. <strong>The</strong> <strong>Iraq</strong>i government would soon be<br />
able to prevent water from reaching two-thirds <strong>of</strong> the Marshlands. <strong>The</strong> flow <strong>of</strong> the<br />
Euphrates at its seaward end was diverted to the Third River, thus bypassing the Hammar<br />
marsh, while the flow <strong>of</strong> the rivers and streams running southwards from the Tigris into<br />
the Central marshes was channelled into the ‘moat’. As the Marshlands dried out, it was<br />
much easier for the <strong>Iraq</strong>i military to advance their land-based attacks on the villages. In<br />
January 1993 a number <strong>of</strong> villages in Amara marsh were reported burned to the ground;<br />
in April, government forces burned homes in two villages in Misan governorate; in June,<br />
villages in the Hammar marshes were bombarded for four days, and what was left <strong>of</strong> the<br />
inhabitants’ homes was then flattened by tanks and armoured vehicles. 50
IX<br />
By early 1993 the UN Special Rapporteur was amassing evidence from inside <strong>Iraq</strong> which<br />
corroborated the reports he had received from refugees and others. He had seen the<br />
videotape <strong>of</strong> <strong>Iraq</strong>’s Prime Minister telling the generals to eliminate certain tribes, and the<br />
1987 ‘Plan <strong>of</strong> Action for the <strong>Marshes</strong>’ had come to light. <strong>The</strong> ensemble <strong>of</strong> evidence so<br />
closely recalled the <strong>Iraq</strong>i Government’s earlier Anfal operations that Van der Stoel was<br />
persuaded to give ‘considerable credence’ to the extraordinary allegations he was hearing<br />
about the Marshlands area; especially when they were taken with ‘reports that the present<br />
military actions in the south <strong>of</strong> <strong>Iraq</strong> are under the direction <strong>of</strong> ‘Ali Hasan al-Majid who<br />
previously directed the Anfal operations, the admission <strong>of</strong> the Government <strong>of</strong> <strong>Iraq</strong> that it<br />
has in fact been pursuing large-scale ‘police’ actions and ‘development’ projects, and the<br />
refusal <strong>of</strong> the Government to allow human rights monitoring…’ 51<br />
Van der Stoel had also seen videotapes showing the widespread destruction <strong>of</strong> the<br />
Marshlands and villages. He was now convinced that ‘a whole unique ecosystem is<br />
evidently being destroyed and the ancient lifestyle <strong>of</strong> the local people done away with. As<br />
the soils dry out, reeds and bamboo have been dying which deprives the tribespeople <strong>of</strong><br />
their source <strong>of</strong> construction material, fuel and food for their livestock. Dry or shallow<br />
waterways have obstructed the local means <strong>of</strong> transportation, rendering the traditional<br />
‘mashhuf’ boats useless and stranding some <strong>of</strong> the population. <strong>The</strong> self-sufficient<br />
agrarian and fishing traditions <strong>of</strong> the Ma’dan are in extreme danger as large numbers <strong>of</strong><br />
fish have reportedly been dying as a result <strong>of</strong> the falling water levels whereby freeflowing<br />
water drops to form stagnant pools in which poisonous algae grow and release<br />
their toxins. <strong>The</strong>refore, in addition to being deprived <strong>of</strong> food, fuel and construction<br />
materials, the water supply for drinking, for livestock, for agriculture (mainly rice), and<br />
also for hospital and medical use has become contaminated.’ 52<br />
In addition to their role in destroying the Marsh Dwellers’ habitual sources <strong>of</strong><br />
food, the new embankments and dams were also working to tighten the government’s<br />
economic blockade <strong>of</strong> the region. <strong>The</strong> earthworks began to be used for the emplacement<br />
<strong>of</strong> the troops surrounding the Marshlands, and to block supply routes to the marshes.<br />
Since the establishment <strong>of</strong> the no-fly zone the previous August, the UN was told, the<br />
government had intensified the internal blockade to the point that food and medical<br />
supplies were no longer available south <strong>of</strong> the 32 nd Parallel: ‘<strong>The</strong> inhabitants remaining in<br />
the marshes are apparently no longer able to feed themselves as the environmental<br />
destruction taking place has removed local food sources and they are not able to purchase<br />
food due to the blockade. <strong>The</strong>re have even been reports that Government forces are<br />
cutting down the date palms to remove the one remaining local source <strong>of</strong> food.’ 53<br />
In February 1993, while Van der Stoel was working on his report, the Observer<br />
journalist Shyam Bhatia became the first foreign journalist to be taken deep inside the<br />
marshes by the Shi‘a resistance. He spent 10 days in the area, under constant threat <strong>of</strong><br />
capture, or death by shelling, before bringing back a lengthy eyewitness account. 54 He<br />
could see that water levels had dropped ‘alarmingly’ and confirmed earlier accounts <strong>of</strong><br />
the impact <strong>of</strong> the drainage scheme: ‘Massive earthen dykes erected in the north near the<br />
town <strong>of</strong> Amara have succeeded in turning the tributaries <strong>of</strong> the Tigris so that their<br />
precious water is now channelled into the massive new canal, Anfal 3…water levels in<br />
the northern marshes have dropped by as much as two metres, making it easier for the<br />
55
56<br />
<strong>Iraq</strong>i army to move in…In the southern marshes, the Euphrates has been dammed, its lifegiving<br />
water channelled to flow uselessly into the Gulf at Khor Zubair.’ Bhatia also heard<br />
about the dumping <strong>of</strong> toxic chemicals in the waters (referred to above), and he saw at<br />
first-hand the effects <strong>of</strong> the continued artillery bombardment <strong>of</strong> marsh villages: ‘<strong>The</strong><br />
army’s favourite tactic is to blow up villages selectively and then sow mines in the water<br />
before retreating. In Chabaish village they even planted butterfly mines disguised as toys,<br />
pens and cigarette lighters.’<br />
Despite such evidence from the media and the UN Special Rapporteur, and<br />
despite the plumes <strong>of</strong> smoke rising from the torched marsh villages, clearly visible to the<br />
American and British pilots as they patrolled the no-fly zone, no international action was<br />
taken to stop Baghdad doing exactly as it liked in the south. Indeed, the principal<br />
manifestation <strong>of</strong> international will, the continuing economic embargo on <strong>Iraq</strong>, simply<br />
worsened the position for most <strong>of</strong> the population.<br />
<strong>The</strong> completion <strong>of</strong> the drainage scheme the previous year almost certainly<br />
accounts for the sharp deterioration in the Amara marshes during 1993. Analysis <strong>of</strong><br />
satellite imagery in the <strong>AMAR</strong> report already cited showed that these marshes<br />
‘essentially no longer exist as a functioning wetland ecosystem. Open water has been<br />
replaced by salt crusts. <strong>The</strong> reed-beds are unlikely to survive long and an agricultural<br />
development scheme occupies a large proportion <strong>of</strong> the eastern section…[This] is the<br />
direct result <strong>of</strong> diversion in 1993 <strong>of</strong> inflows which would have occurred from the Tigris<br />
distributaries, now captured by means <strong>of</strong> a west-east and north-south ‘moat’ complex<br />
which diverts water to the Euphrates’. 55 Some people moved to be near the new canal,<br />
where they hoped to find the fish that could no longer survive in the sticky mud now<br />
surrounding their former homes.<br />
Evidence exists to suggest that the drying <strong>of</strong> the marshes was being hastened by<br />
yet other schemes <strong>of</strong> water diversion and control. A satellite image taken in early July<br />
1993 was taken to indicate ‘extensive flooding <strong>of</strong> a depressional area south <strong>of</strong> the<br />
Euphrates near Al Khidr’, west <strong>of</strong> al-Nasiriyya. It appeared that the depression was being<br />
filled through diversion <strong>of</strong> the Euphrates, though there had been ‘no indication <strong>of</strong><br />
flooding <strong>of</strong> this depression a year before in 1992’. 56 Such an additional diversion would<br />
<strong>of</strong> course accelerate the contraction <strong>of</strong> the Hammar marshes. Exile groups later reported<br />
that this flooded depression in the desert had turned into a massive new lake, 100<br />
kilometres long by 15 kilometres wide and still growing. 57 Still further upstream were<br />
three other artificial lakes, each linked by canal either to the Tigris or the Euphrates. <strong>The</strong>y<br />
had originated as natural depressions, at Habbaniyya, south <strong>of</strong> the Euphrates, Abu Dibbis,<br />
further south again, and Tharthar, between the two rivers near Baghdad. At some point in<br />
the late 1980s or early 1990s, all three had been turned into reservoirs. Satellite<br />
photography revealed that in the early 1990s the three lakes were very full, which<br />
indicated that they were being used to stop water from flowing downstream. 58<br />
X<br />
Given the continuing bombardment, the terror tactics <strong>of</strong> the security forces, and the total<br />
assault on their environment, the Marsh Dwellers had little choice but to migrate. Some,<br />
as we have seen, went to settlements on the outskirts <strong>of</strong> the southern cities. Many others<br />
left for Iran, which accepted more than 10,000 refugees between the summer <strong>of</strong> 1993 and
the end <strong>of</strong> 1994. <strong>The</strong> refugees might have endured bombardment and blockade, but in the<br />
scorching heat <strong>of</strong> summer it was impossible to continue without water in the newly driedup<br />
areas. <strong>The</strong> journey to Iran was difficult. In three weeks during July 1993, 4,000<br />
people, <strong>of</strong> whom most were Marsh Dwellers, arrived at Himmet, a temporary camp in the<br />
Huwaiza marshes on the Iran–<strong>Iraq</strong> border. Conditions there were terrible: at the height <strong>of</strong><br />
summer, the temperature could reach 60ºC, and reportedly there were cases <strong>of</strong> typhoid,<br />
dysentery and cholera. 59 From Himmet the Iranian authorities would slowly disperse the<br />
refugees to other camps inside Iran, mostly in Khuzistan, but also at Asna in Luristan<br />
province, and Jahrom in Fars province.<br />
Throughout the government’s <strong>of</strong>fensive against the Marshlands in 1992-93, armed<br />
elements <strong>of</strong> the Shi‘a opposition had maintained their resistance. <strong>The</strong> Badr Brigade, the<br />
militia which followed the exiled Ayatollah al-Hakim, was by far the largest <strong>of</strong> the four<br />
groups believed to be acting in the marshes. Without Western backing, they could never<br />
hope to maintain a major campaign, but still they continued their operations against a<br />
vastly more powerful adversary. With the Marshlands encircled by the Republican<br />
Guard, the guerrillas’ transport was limited to small boats gliding past army positions at<br />
night. <strong>The</strong> <strong>Iraq</strong>i military had extended its control <strong>of</strong> the region to the point where it was<br />
almost impossible to get supplies into the Marshlands, or the wounded out. And if the<br />
guerrillas did manage to attack one <strong>of</strong> the new installations, they found that the drainage<br />
system, with all its giant earthworks, embankments, dams and canals, was too extensive,<br />
and too readily repaired, to be seriously damaged by their sporadic small-scale attacks.<br />
Still, that summer Baghdad judged the Shi‘a rebellion in the <strong>Marshes</strong> serious<br />
enough to appoint the much-feared Defence Minister, ‘Ali Hasan al-Majid, as acting<br />
governor <strong>of</strong> Basra province. By then, the Amara marshes were drained and under<br />
government control, so ‘Chemical Ali’ focused on the Hammar marshes, now seen as the<br />
remaining centre <strong>of</strong> insurgency. Rebel groups in the Marshlands ignored the warnings<br />
given to tribal leaders that chemical weapons would be used to punish the resistance.<br />
On 26 September 1993, at 8.15am, a resistance unit was having breakfast outside<br />
the village <strong>of</strong> Qaryat ‘Alaui, on the eastern edge <strong>of</strong> the Hammar marsh near Basra. <strong>The</strong><br />
fighters saw armoured personnel carriers <strong>of</strong> the <strong>Iraq</strong>i Army’s 51 st Division approaching.<br />
<strong>The</strong> <strong>Iraq</strong>i attack on the village opened with a bombardment, but after an hour the<br />
guerrillas heard shells falling with a thud rather than an explosion; white clouds rose up,<br />
and settled above the houses before falling to the ground. <strong>The</strong> <strong>Iraq</strong>i troops, equipped with<br />
gas masks, then attacked the Shi‘a but were defeated by them. ‘When we went inside one<br />
<strong>of</strong> the armoured personnel carriers’, one <strong>of</strong> the fighters was reported as saying, ‘we saw<br />
that the battle orders for the company called for a chemical assault’. 60 Most <strong>of</strong> the 1,000<br />
families living in the village had fled before the attack, so casualties were not as serious<br />
as they might have been. Documents later seized in battle indicate that the gas used was<br />
phosgene, a choking agent used in the First World War and likely to have been available<br />
in large quantities in <strong>Iraq</strong>. <strong>The</strong> papers included orders advising soldiers to take<br />
‘cautionary measures against phosgene as discussed at the meeting <strong>of</strong> the units<br />
participating in the attack’, as well as minutes <strong>of</strong> a meeting authorising the use <strong>of</strong><br />
chemical weapons ‘as a last resort’ against the rebels. 61<br />
According to SCIRI, the attacks were repeated on 28 and 29 September in the<br />
area <strong>of</strong> Abu Zargi marsh in Basra province. Earlier, the organisation had reported that<br />
two artillery battalions had been moved to southern <strong>Iraq</strong> with ‘huge numbers <strong>of</strong> chemical<br />
57
58<br />
and poison filled shells. <strong>The</strong> first battalion is based in Al Dair and the second in Al<br />
Rumailah’, believed to be areas intended for subordination by the regime. SCIRI sources<br />
stated that ‘Chemical agents were extensively used, inflicting heavy casualties among the<br />
troops and the people. Some estimates put the figure <strong>of</strong> casualties at 2,800 killed and<br />
wounded’. <strong>The</strong> inhabitants were forced to flee southwards, in the direction <strong>of</strong> Sallin<br />
marsh, which was also under attack. 62<br />
<strong>The</strong> Documentary Centre for Human Rights in <strong>Iraq</strong> wrote to the UN Special<br />
Rapporteur with the allegations <strong>of</strong> chemical attacks in the Basra marshes and, seven<br />
weeks after the event, in November, a UN inspection team went to Iran to interview<br />
refugees. But the ensuing report was inconclusive, and the UN proved itself as incapable<br />
<strong>of</strong> dealing with these violations <strong>of</strong> human rights as it had after the chemical attack on the<br />
Kurdish village <strong>of</strong> Halabja in 1988. In the south as in the north <strong>of</strong> <strong>Iraq</strong>, even Saddam<br />
Hussein’s gassing <strong>of</strong> his people was not reason enough to provoke a significant<br />
international response.<br />
<strong>The</strong> chemical assaults seemed to have little effect on the rebels’ desire to go on<br />
fighting, and a number <strong>of</strong> clashes were reported in November and December 1993. As<br />
1994 opened, however, their frequency fell <strong>of</strong>f. This was not due to any relaxation in the<br />
government’s policy <strong>of</strong> repression; in January there was at least one division <strong>of</strong> 15,000<br />
soldiers operating in Amara province. As in previous years, the artillery attacks and<br />
large-scale burning operations continued against civilians in the marshes. <strong>The</strong>re were<br />
reports that government engineers were working to expand the network <strong>of</strong> drainage<br />
canals and dykes in the Amara and Huwaiza marshes before the spring floods, so that<br />
they could further block the movements <strong>of</strong> local people as well as rebel groups.<br />
According to Middle East <strong>International</strong>, ‘Saddam has been particularly keen to reduce<br />
the number <strong>of</strong> open water courses near the Iranian border, because they provide an easy<br />
entry and escape route for rebel fighters operating from Iran’. 63<br />
On 4 March 1994, four <strong>Iraq</strong>i armoured and infantry divisions began what the US<br />
State Department later described as the largest search-and-destroy operation in the<br />
Marshlands since the opening <strong>of</strong> the campaign in April 1992. <strong>The</strong> State Department also<br />
recorded that ‘the <strong>of</strong>fensive included the razing <strong>of</strong> villages and burning operations in the<br />
triangle bounded by Nasiriya, Qurna, and Basra. <strong>The</strong> magnitude <strong>of</strong> the operations caused<br />
the inhabitants to flee in several directions: deeper into the marshes, to the outskirts <strong>of</strong><br />
southern <strong>Iraq</strong>i cities, and to Iran.’ 64 SCIRI and the Organisation <strong>of</strong> Human Rights in <strong>Iraq</strong><br />
reported that napalm and phosphorus were being used in the Basra and Amara regions.<br />
From mid-January to early March, about 2,000 Marsh Dwellers were forced to leave for<br />
Iran. 65 Allied planes enforcing the no-fly zone flew low over the areas but, as usual, took<br />
no action. Of the extent <strong>of</strong> the water diversion schemes, however, there could no longer<br />
be any doubt. Video footage taken from a Royal Air Force Tornado on 4 March showed<br />
the massive set <strong>of</strong> canals and embankments near al-Nasiriyya; the Third River could be<br />
seen crossing beneath the Euphrates before intercepting its flow further east.<br />
In June, 320 people were detained during military operations in the Amara<br />
marshes, and in the al-Nasiriyya area several marsh villages were attacked. <strong>The</strong> 80 homes<br />
in Al-Abra village were burnt to the ground, and their inhabitants taken away by the<br />
army. <strong>The</strong> State Department’s report for 1994 relates that security forces ‘stormed the<br />
villages <strong>of</strong> Al-Sajiya and Al-Majawid in Al-Chibaish district, near the main road leading<br />
into the marshes. Simultaneously, armor units supported by heavy artillery attacked the
village <strong>of</strong> Al-Kheyout in the district <strong>of</strong> Al-Madina. Also in July, the military conducted<br />
large-scale artillery bombardment in the Jindala area <strong>of</strong> the Al-Amarah marshes’; at the<br />
same time ‘the military caused destruction and arrested inhabitants in Al-Hashriya, Al-<br />
Wasdiya, and Al-Malha’ 66<br />
Further deterioration in the marsh environment was also apparent. <strong>The</strong> Special<br />
Rapporteur’s comments that year carried a note <strong>of</strong> finality, as he wrote <strong>of</strong> ‘very large<br />
parts <strong>of</strong> the former marshes having dried out and, therefore, the environment so necessary<br />
to the Marsh Arab culture having been destroyed’. 67 In August, UN human rights<br />
monitors in Iran met newly arrived refugees in Iran, most <strong>of</strong> whom were in very poor<br />
shape. <strong>The</strong>y had travelled a dangerous route by boat, by car and by foot, for which they<br />
had needed a guide; ‘most refugees reported that they had sold everything they had in<br />
order to pay the guides’. <strong>The</strong>y were also exposed to attack by the <strong>Iraq</strong>i army, which was<br />
benefiting from the new embankments to survey and patrol the drained Marshlands. <strong>The</strong><br />
new arrivals provided up-to-date information on life in the marshes. All reported the<br />
‘dramatic decline <strong>of</strong> water in the southern marshes, especially in the summer <strong>of</strong> 1994, and<br />
emphasized that the main reason for their flight had been the drying <strong>of</strong> the marshes; the<br />
sinking water-level makes survival in the marshes more and more difficult, almost<br />
impossible. Because <strong>of</strong> the loss <strong>of</strong> water, the Marsh Dwellers can basically no longer use<br />
their traditional boats. As the soils have dried out, the reed beds have dried, thus<br />
depriving the tribespeople <strong>of</strong> their main material for building shelters and feeding their<br />
buffalo and cattle. <strong>The</strong> formerly self-sufficient agrarian and fishing traditions <strong>of</strong> the<br />
Marsh Dwellers are now in extreme danger as fish stocks have been depleted and the<br />
necessary habitat has disappeared. In addition to being deprived <strong>of</strong> food, construction<br />
materials and means <strong>of</strong> transportation, there is almost no drinkable water left in any part<br />
<strong>of</strong> the marshes; in areas where there was still some water left, it had become salty or toxic<br />
owing to the fact that it had become stagnant.’ 68<br />
One <strong>of</strong> the ways in which Baghdad has turned the imposition <strong>of</strong> international<br />
sanctions to its advantage has been through the system <strong>of</strong> rationing, introduced in<br />
September 1990. <strong>The</strong> ration card system gives the state a great deal <strong>of</strong> social information<br />
and has become a potent instrument <strong>of</strong> control – to the point where it has taken over some<br />
<strong>of</strong> the work <strong>of</strong> the security apparatus. Many people in the marshes were being denied the<br />
food rations to which, as <strong>Iraq</strong>i citizens, they should have been entitled. Because their<br />
traditional way <strong>of</strong> life had put them in only tenuous contact with the bureaucratic system,<br />
some Marsh Dwellers did not have the identification documents they needed to get the<br />
ration cards. And there were others who might be going hungry as the consequence <strong>of</strong><br />
punitive measures being taken against a relative: ‘if, among a family or tribe, a person<br />
had evaded service in the <strong>Iraq</strong>i Army or had deserted, the <strong>Iraq</strong>i Government would apply<br />
a collective punishment preventing the other members <strong>of</strong> the family from having foodration<br />
cards’. Such discrimination would also be levelled at those suspected <strong>of</strong> having<br />
taken part in the March 1991 uprising, or being otherwise disaffected. 69<br />
<strong>The</strong> Marsh Dwellers were being starved out. <strong>The</strong> drying <strong>of</strong> the marshes,<br />
international sanctions, and deprivation by the government, had combined to make them,<br />
in van der Stoel’s words, ‘dependent on intermediaries and smugglers who sold them<br />
flour, sugar and oil at black-market prices. In some areas <strong>of</strong> the marshes, women would<br />
sometimes go to nearby markets to buy food and basic goods, but on their way back they<br />
could be subject to many controls by <strong>Iraq</strong>i forces who would confiscate their<br />
59
60<br />
merchandise. As the drying <strong>of</strong> the marshes continued and the <strong>Iraq</strong>i forces increased their<br />
control <strong>of</strong> the area, access to the zone became severely restricted and the inhabitants <strong>of</strong><br />
the marshes became more and more isolated and dependent on the natural resources <strong>of</strong><br />
the area they lived in. Since these natural resources have by now almost been completely<br />
destroyed, and since the inhabitants fear the government authorities, the refugees asserted<br />
that they have little other choice but to flee their natural territory.’ 70<br />
Economic conditions may have been worst in the Marshlands region, but a deep<br />
social crisis was created throughout <strong>Iraq</strong> by the impact <strong>of</strong> sanctions (and their<br />
manipulation by Baghdad). <strong>The</strong> government’s response was to introduce new forms <strong>of</strong><br />
torture, for certain economic crimes (such as car theft) and military desertion. A series <strong>of</strong><br />
laws was passed during the summer <strong>of</strong> 1994 which prescribed the amputation <strong>of</strong> ears,<br />
hands and feet, and the branding <strong>of</strong> foreheads. Many victims reportedly bled to death as a<br />
result <strong>of</strong> the amputations, and several doctors refusing to carry them out were executed. 71<br />
No doubt fortified by these measures against deserters, the <strong>Iraq</strong>i army continued<br />
its terror campaign against the Marsh Dwellers. In September 1994 ‘military forces used<br />
incendiary bombs and launched an armored attack against the area <strong>of</strong> Al-Seigel in the Al-<br />
Amarah marshes. <strong>The</strong> army later set fire to the entire area. In 1994 military operations<br />
caused an undetermined number <strong>of</strong> civilian casualties in the marshes. More than 10,000<br />
refugees from the marshes fled to Iran, where they joined between 50,000 and 60,000<br />
who had fled in previous years.’ 72 US Government analysts estimated that ‘more than<br />
200,000 <strong>of</strong> the 250,000 former inhabitants <strong>of</strong> the marshes had been driven from the area<br />
since 1991’. 73<br />
At about the same time reports emerged <strong>of</strong> Saddam Hussein promoting a reverse<br />
migration, aimed at ‘ethnically cleansing’ Baghdad <strong>of</strong> its second-class Shi‘a citizens.<br />
Between 1.5 and two million <strong>of</strong> them were being deported from Baghdad to the south, the<br />
first 5,000 to 10,000 <strong>of</strong> whom had already been taken by troops and ‘dispersed into the<br />
marshlands, and such cities as Basra. Some, but not all, had been marsh dwellers<br />
originally’. 74 <strong>The</strong>re was evidence <strong>of</strong> growing regional discrimination, as the cities <strong>of</strong> the<br />
Sunni heartland – Baghdad, Samarra, Tikrit – were getting a disproportionate share <strong>of</strong> the<br />
limited resources available. An <strong>of</strong>ficial <strong>Iraq</strong>i report conducted with UNICEF’s support in<br />
April 1995 shows that ‘50 per cent <strong>of</strong> the rural population in the central/southern part <strong>of</strong><br />
<strong>Iraq</strong> have no access to potable water supplies…90 per cent <strong>of</strong> the rural population in the<br />
southern governorate <strong>of</strong> Thiqar had no access to potable water supplies. An erratic<br />
electric power supply and a shortage <strong>of</strong> water has had a negative impact on public<br />
health.’ 75<br />
From the lack <strong>of</strong> specific references in reports after 1994, it is probable that the<br />
engineering work on the water diversion projects was now substantially complete, and<br />
that the schemes had already had their most dramatic impact. Since 1991 the landscape<br />
had been changed, the environment altered in all the ways described above. <strong>The</strong> Shi‘a<br />
resistance had been obliged to change its tactics, since the Marshlands <strong>of</strong>fered the fighters<br />
so much less shelter. In 1995-96 it appears that those operating in <strong>Iraq</strong> moved from the<br />
Marshlands into the villages, and even to the desert regions, while their military bases<br />
remained in Iran. <strong>The</strong> Badr Brigade upgraded itself to the Badr Corps and claimed to<br />
have well over 10,000 men; this made it by far the biggest force among the resistance<br />
bodies. SCIRI videotapes from the period show the hardware at the Corps’ disposal:<br />
Soviet-built T-54 and T-62 tanks captured from the <strong>Iraq</strong>i army, artillery, 122mm
Katyusha missiles. Such heavy equipment could not readily be taken on the highly<br />
mobile, rapid incursions the resistance typically mounted inside <strong>Iraq</strong>. Mortars, rocketpropelled<br />
grenades and small arms would be used in such operations. Despite the<br />
difficulties they now faced through lack <strong>of</strong> cover, the resistance had its greatest military<br />
success on 11 February 1995, when the Badr men defeated the 426 th Brigade <strong>of</strong> the <strong>Iraq</strong>i<br />
army in a clash at Qurna; several hundred <strong>of</strong> the <strong>Iraq</strong>is were killed or taken prisoner.<br />
Having taken control <strong>of</strong> the area, the Shi‘a guerrillas laid a train <strong>of</strong> explosives and blew a<br />
major breach in one <strong>of</strong> the artificial dykes, reflooding the area. 76<br />
<strong>The</strong> increased effectiveness <strong>of</strong> the opposition meant that there was no let-up in the<br />
regime’s bombardments and burnings <strong>of</strong> civilian settlements in the Marshlands region<br />
during 1995. Security forces ‘continue to relocate Shi‘a inhabitants <strong>of</strong> the southern<br />
marshes to major southern cities. Many have been transferred to detention centres and<br />
prisons in central <strong>Iraq</strong>, primarily in Baghdad, or even to northern cities like Kirkuk as<br />
part <strong>of</strong> the Government’s attempt to ‘Arabize’ traditionally non-Arab areas.’ 77 <strong>The</strong><br />
destruction <strong>of</strong> villages was accompanied by extrajudicial executions <strong>of</strong> many civilians.<br />
XI<br />
In October 1995, during the run-up to the ‘free’ referendum on the question, ‘Are you in<br />
favour <strong>of</strong> Saddam Hussein assuming the post <strong>of</strong> President <strong>of</strong> the Republic <strong>of</strong> <strong>Iraq</strong>?’, a<br />
large number <strong>of</strong> security personnel ‘were dispatched to the marshes area where they<br />
reportedly intimidated people, warning them that their ration cards would be confiscated<br />
if they did not vote for Saddam’. 78 <strong>The</strong> continuing power <strong>of</strong> the ration card system was<br />
noted by the United Nations Special Rapporteur in the months following the UN’s<br />
conclusion with the <strong>Iraq</strong>i government <strong>of</strong> the oil-for-food agreement in May 1996. This<br />
meant that Security Council resolution 986 could be implemented, allowing <strong>Iraq</strong> to sell<br />
up to one billion dollars’ worth <strong>of</strong> oil every 90 days to buy essential food and medicine;<br />
the supplies were supposed to be distributed equitably throughout the country within the<br />
government’s distribution networks. In fact, as van der Stoel observed, the system <strong>of</strong><br />
rationing was ‘unfair, corrupt and arbitrary’. We have already seen the individual Marsh<br />
Dweller’s vulnerability with regard to the ID card, vital for access to the rationing<br />
system. Collective punishments, too, continued during 1996: ‘tribal areas and villages<br />
surrounding the southern towns which are considered by the <strong>Iraq</strong>i Government as hiding<br />
places for its opponents are also denied the rationing cards…most families <strong>of</strong> the al-<br />
Hayyadir tribe who reside near the Salih River in the al-Amdayna district in Basra<br />
Governorate have been denied rationing cards. Reports also indicate that about 70% <strong>of</strong><br />
the families living near the al-Izz River are without rationing cards.’ 79<br />
<strong>The</strong> State Department, meanwhile, reported that ‘the Government’s abysmal<br />
record on human rights worsened in 1996’: there was an increased number <strong>of</strong> summary<br />
executions, disappearances, amputations, torture victims. In the phrases used with weary<br />
repetition in the Human Rights Practices Report every year, ‘<strong>Iraq</strong>i military operations<br />
continued to target Shi‘a Arabs living in the southern marshes’ and ‘credible reports<br />
confirm the ongoing destruction <strong>of</strong> the marshes’. 80 <strong>The</strong> interest <strong>of</strong> the Western media,<br />
never great, had by the mid-1990s faded almost completely, and the UN and State<br />
Department become the only regular sources <strong>of</strong> information aside from the <strong>Iraq</strong>i<br />
opposition. Throughout the south, from 1996 to 1998, the repressive presence <strong>of</strong> the<br />
61
62<br />
military and security forces remains; arbitrary arrests and detention are common. <strong>The</strong>re<br />
are sporadic clashes between resistance units and government forces, and the latter go on<br />
exacting indiscriminate revenge upon civilians. <strong>The</strong> UN expresses further concerns that<br />
the ration card system is being abused: ‘the system is widely used by the Government <strong>of</strong><br />
<strong>Iraq</strong> to reward political supporters and to silence opponents…<strong>The</strong> matter <strong>of</strong> possession <strong>of</strong><br />
valid identification cards places most <strong>of</strong> the inhabitants <strong>of</strong> the remaining southern<br />
marshes…beyond the receipt <strong>of</strong> humanitarian assistance.’ 81<br />
<strong>The</strong> attacks on the independent leadership <strong>of</strong> the Shi‘a community were to<br />
become more serious. After Friday prayers, on 21 April 1998, Ayatollah al-Burujirde was<br />
assassinated in Najaf; and on 18 June gunmen shot Grand Ayatollah al Gharawi, together<br />
with his son and son-in-law, on the road from Karbala to Najaf. Neither <strong>of</strong> the ayatollahs<br />
was a political activist but both had refused to stop carrying out their religious duties. <strong>The</strong><br />
killings were followed by an increase in military operations against civilians. Mass<br />
arrests and assaults on villages during May and June were the prelude to a resumption <strong>of</strong><br />
attacks on the marshes, which reached their peak in November 1998. Ba‘th party <strong>of</strong>ficials<br />
and the army carried out operations targeted against specific tribes: there were ‘repeated,<br />
intense artillery and mortar attacks followed by ground-force attacks on villages and<br />
towns in several areas <strong>of</strong> the three governorates, in particular in the Al Jazira area near Al<br />
Rifai…and in Suk al Shuyukh and Chabaish districts…the operations targeted a large<br />
number <strong>of</strong> tribes, including the Al Jawaber, Al Rahma, Al Bu Salih and Asakira tribes’. 82<br />
Families were arrested or expelled, houses were burned, entire villages confiscated<br />
together with their community lands. In late September and early November the<br />
operations were supervised by Saddam’s son Qusay Hussein, and the President’s cousin,<br />
Ali Hasan al-Majid. Some <strong>of</strong> the arrests were ordered directly by Qusay, ‘to intimidate<br />
the population <strong>of</strong> the southern marshes by taking hostages. It is reported that the<br />
concerned relatives, recalling the Anfal operations, fear for the safety and physical<br />
integrity <strong>of</strong> the persons detained incommunicado and whose fates have remained<br />
unknown since their arrest.’ Numerous summary executions followed the November<br />
visit, and ‘the bodies <strong>of</strong> three persons executed during this campaign were reportedly<br />
seen hanging on Amara bridge’. 83<br />
<strong>The</strong> sustained violence <strong>of</strong> the assault against the Marsh Dwellers and their<br />
homeland make one question the possibility <strong>of</strong> the community’s survival in anything like<br />
its traditional form. Reports from the refugee camps in Iran speak <strong>of</strong> the breakdown <strong>of</strong><br />
tribal society and the demoralisation <strong>of</strong> a people uprooted from the surroundings to which<br />
they had become so finely adapted. Not that life has been much easier for those who<br />
stayed in <strong>Iraq</strong>. During 1998, there were accounts <strong>of</strong> displaced people living around al-<br />
Nasariyya in very poor conditions, in great poverty and with no government support.<br />
Many <strong>of</strong> the households were headed by women whose menfolk were in hiding, or in<br />
prison, or working elsewhere, or in Iran. Even in those marsh villages which are still<br />
intact, few men <strong>of</strong> working age were to be found. <strong>The</strong> break-up <strong>of</strong> communities also<br />
means that skills have been lost; to choose a poignant example, before the Gulf War there<br />
were 400 boat-builders and carpenters in the marshes, whereas by 1996 there were no<br />
more than 10 workshops left. 84<br />
<strong>The</strong> apparently systematic campaign to eliminate the Shi‘a religious leadership<br />
was not yet over. On 14 January 1999, according to SCIRI, Sheikh Awas, imam <strong>of</strong> the al-<br />
Nasiriyya city mosque, was arrested. <strong>The</strong> next day, a Friday, he failed to appear to lead
Friday prayers, so his deputy went to the local security directorate to beg that he be<br />
released. Soon he was joined by hundreds <strong>of</strong> members <strong>of</strong> the Shi‘a congregation, who<br />
marched on the security bureau to demand the imam’s release. ‘Security forces allegedly<br />
opened fire on the unarmed crowd with automatic weapons and hand grenades. Five<br />
persons were killed, 11 wounded, and 300 arrested.’ 85 <strong>The</strong>n, on 19 February, for the third<br />
time in less than 12 months, a leading Shi‘a cleric was killed. Like Burujirde in 1998,<br />
Ayatollah Mohammed Sadiq Al-Sadr was shot immediately after leading Friday prayers,<br />
together with two <strong>of</strong> his sons, and the highly provocative timing <strong>of</strong> the assassination was<br />
taken to signify a government agent operating with impunity. In another replay <strong>of</strong> the<br />
previous year’s events, the assassination led to protests, which provided the regime with a<br />
pretext for yet further repression. <strong>The</strong> day after the killing, ‘22 persons reportedly were<br />
killed in the Suq al-Shuyukh area <strong>of</strong> al-Nasiriyya when security forces attempted to<br />
disperse mourners from the three mosques who gathered in the marketplace. When the<br />
crowds could not be forced to disperse, the army reportedly surrounded the town and<br />
shelled its center, which killed 17 more persons. Shi‘a sources reported that 10 to 20<br />
armored personnel carriers then entered the city, sealed <strong>of</strong>f the marketplace, and caused a<br />
stampede within the crowd, which resulted in further injuries and deaths.’ 86<br />
In the days that followed, hundreds more were killed in military assaults on<br />
protesters in Shi‘a areas <strong>of</strong> Baghdad, and other cities with a majority Shi‘a population<br />
such as Najaf, Kerbala, al-Nasiriyya and Basra. Ali Hasan al-Majid, now southern <strong>Iraq</strong>’s<br />
military ‘supergovernor’, declared martial law throughout the region. In late March 1999,<br />
wrote Max van der Stoel in his last report before resigning as Special Rapporteur, <strong>Iraq</strong>i<br />
Armoured Division Six surrounded and bombarded a number <strong>of</strong> tribal areas in the<br />
Governorate <strong>of</strong> Basra, and in Basra city itself the houses <strong>of</strong> ‘opponents’ were flattened by<br />
bulldozers in broad daylight ‘in full view <strong>of</strong> the occupants’. 87 In the nearby village <strong>of</strong> Al<br />
Masha, on 29 June, 160 houses were demolished, as a punishment for the families <strong>of</strong><br />
those suspected <strong>of</strong> having taken part in the protests against the regime; many <strong>of</strong> the<br />
inhabitants were executed. That month, in Basra alone, almost 1100 people were<br />
arrested. 88<br />
Another campaign against a specific tribe, the Al Rahma in the Suq al-Shuyukh<br />
district, was launched in September 1999. ‘Jabbar Saad al-Rahmawi, the tribe’s sheikh,<br />
and his son Falih Jabbar al-Rahmawi were executed on 5 October 1999 and their bodies<br />
were handed over on the same day. Subsequently, on 10 November 1999, 11 young men<br />
<strong>of</strong> the tribe were executed and signs <strong>of</strong> torture were observed on their bodies.’ 89 This<br />
report is by Andreas Mavromattis, who took over as UN Special Rapporteur in late 1999.<br />
Like his predecessor, he has been denied access to <strong>Iraq</strong>. Like his predecessor, when he<br />
interviewed refugees in Iran he was told that armed raids against villages were still being<br />
carried out by the <strong>Iraq</strong>i security forces. 90 He is still obliged to report cases <strong>of</strong> arbitrary<br />
arrest and disappearance, torture and execution. But one thing in his report is different:<br />
unlike his predecessor, Mr Mavromattis writes nothing about the destruction <strong>of</strong> the<br />
Marshlands, because it is now substantially complete.<br />
63
64<br />
NOTES<br />
1 Peter Galbraith, ‘Saddam’s Documents’, report to the United States Senate Committee<br />
on Foreign Relations, (US Government Printing Office, Washington, May 1992), pp.1-2<br />
2 On Van der Stoel, see Julie Flint, ‘No chemical reaction to the marshes’, <strong>The</strong> Guardian,<br />
18 November 1993. <strong>The</strong> <strong>Iraq</strong>i secret police documents have since been translated,<br />
analysed and digitally stored by researchers from Middle East Watch and the Defense<br />
Department, and scanned discs containing the entire collection are now in the possession<br />
<strong>of</strong> the <strong>Iraq</strong> Research and Documentation Project at Harvard University’s Center for<br />
Middle Eastern Studies. A selection <strong>of</strong> the documents can be found on the IRDP website,<br />
<br />
3 A translation <strong>of</strong> the entire document, entitled ‘<strong>Iraq</strong>i Government Document Relating to<br />
the <strong>Marshes</strong>’ can be found on the IRDP website cited in footnote 2.<br />
4 Sarah Graham-Brown, Sanctioning Saddam (London, 1999), gives an account <strong>of</strong> the<br />
UN Special Rapporteur on Human Rights in <strong>Iraq</strong> (pp. 121-126)<br />
5 S.M.Salim, Marsh Dwellers <strong>of</strong> the Euphrates Delta (London, 1962), p.11<br />
6 Minority Rights Group, <strong>The</strong> Marsh Arabs <strong>of</strong> <strong>Iraq</strong> (London, 1993)<br />
7 Salim, op.cit., pp. 5-12. <strong>The</strong> other classic descriptions <strong>of</strong> the marshes are Gavin<br />
Maxwell, A Reed Shaken by the Wind (London, 1957), Wilfred <strong>The</strong>siger, <strong>The</strong> Marsh<br />
Arabs (London, 1964), and Gavin Young, Return to the <strong>Marshes</strong> (London, 1977)<br />
8 For details <strong>of</strong> the Haigh Report, see Fred Pearce, ‘Draining life from <strong>Iraq</strong>’s marshes’,<br />
New Scientist, 17 April 1993, pp.11,12<br />
9<br />
Bill Pemberton, quoted in Andrew North, ‘Saddam’s water war’, Geographical<br />
Magazine, July 1993, p.11<br />
10 Edward Maltby (ed.), An Environmental & Ecological Survey <strong>of</strong> the Marshlands <strong>of</strong><br />
Mesopotamia, draft consultative bulletin published by the <strong>AMAR</strong> Appeal Trust, May<br />
1994, p.36<br />
11 Ibid., p.12<br />
12 Andrew North, ‘Saddam’s water war’, p.12<br />
13 United Nations Economic and Social Council, Commission on Human Rights, Report<br />
on the situation <strong>of</strong> human rights in <strong>Iraq</strong>, prepared by Mr Max van der Stoel, Special<br />
Rapporteur, 19 February 1993, E/CN.4/1993/45, para.122
14<br />
Kanan Makiya, Cruelty and Silence (London, 1993) contains a vivid description <strong>of</strong> the<br />
events in Basra (pp. 59-60)<br />
15 Andrew Cockburn & Patrick Cockburn, Out <strong>of</strong> the Ashes: <strong>The</strong> Resurrection <strong>of</strong> Saddam<br />
Hussein (New York, 1999), pp. 183-184; Makiya, ibid., p. 90<br />
16 Makiya, loc.cit., and Cockburn & Cockburn, op. cit. p. 22. <strong>The</strong> Cockburns point out,<br />
however, that it so suited Saddam Hussein for the uprising ‘to be identified with Iran and<br />
militant Islam that some <strong>Iraq</strong>i opposition leaders were quick to believe that he had<br />
planted evidence <strong>of</strong> Iranian involvement. ‘He sent his own Mukhabarat [secret police] to<br />
the south with pictures <strong>of</strong> Khomeini’’, insisted one opposition figure. (loc.cit.)<br />
17 United Nations Economic and Social Council, Commission on Human Rights, Report<br />
on the situation <strong>of</strong> human rights in <strong>Iraq</strong>, prepared by Mr Max van der Stoel, Special<br />
Rapporteur, 18 February 1992, E/CN.4/1992/31, paras.119-123, 125<br />
18 United Nations (1992), ibid., para. 126; Makiya, op.cit., pp. 102-102.<br />
19 United Nations Economic and Social Council, Commission on Human Rights, Report<br />
on the situation <strong>of</strong> human rights in <strong>Iraq</strong>, prepared by Mr Max van der Stoel, Special<br />
Rapporteur, 19 February 1993, E/CN.4/1993/45, para.122<br />
20 Graham-Brown, op.cit., p.160, quoting the Middle East Economic Digest <strong>of</strong> 20 January<br />
1997<br />
21 Caryle Murphy & Nora Boustany, ‘<strong>Iraq</strong> Reported Taking New Steps Against Shiite<br />
Insurgents In South’, Washington Post, 2 July 1992<br />
22 Said Aburish, Saddam Hussein: <strong>The</strong> Politics <strong>of</strong> Revenge (London, 2000), pp.321-322<br />
23<br />
Quoted in Fred Pearce, ‘Draining life from <strong>Iraq</strong>’s marshes’, New Scientist, 17 April<br />
1993, p.12<br />
24 Emma Nicholson, ‘Letter from Isfahan’, Middle East <strong>International</strong>, 8 November 1991<br />
25 ‘Uncertain Fate Awaits Refugees’, editorial in Dialogue (newsletter published by the<br />
Public Affairs Committee for Shia Muslims, London), March 1992<br />
26 United Nations (1992), ibid., para. 127<br />
27 Thomas W Lippman, ‘Artillery, bulldozers assault fragile habitat’, Washington Post,<br />
18 October 1992, quoting a report in the London Independent.<br />
28 Graham-Brown, op.cit., p.204<br />
29 Maltby, op.cit., pp12, 15, 16<br />
65
66<br />
30 ‘Dictator’s forces suffer shameful defeat in Amara marshlands’, <strong>Iraq</strong> Update, 22 April<br />
1992<br />
31 Andrew Hogg, ‘Marsh Dwellers endure revenge <strong>of</strong> Saddam’, Sunday Times, 31 May<br />
1992<br />
32 United Nations (1993), ibid., para. 118<br />
33 Quoted in Caryle Murphy & Nora Boustany, ‘<strong>Iraq</strong> Reported Taking New Steps Against<br />
Shiite Insurgents In South’, Washington Post, 2 July 1992<br />
34 United Nations (1993), ibid., para. 121. Again, this displacement policy conforms with<br />
the instructions in the 1987 ‘Plan <strong>of</strong> Action’ (‘regrouping the Marsh villages on dry<br />
land’)<br />
35 ‘Saddam’s wide-ranging scheme to drain the marshlands’, <strong>Iraq</strong> Update, 25 December<br />
1992<br />
36 Caryle Murphy, ‘Baghdad cracks down on Shi’ites’, Washington Post, 24 July 1992<br />
37 United Nations (1993), ibid., para.116<br />
38 ‘Marsh Dwellers threatened with annihilation’, editorial in Dialogue, August 1992<br />
39<br />
Julie Flint, quoting from a report by Middle East Watch, in ‘Saddam killing Shias<br />
‘daily’’, Observer, 4 October 1992<br />
40 United Nations (1993), ibid., para.119<br />
41 United Nations (1993), ibid., para.12; on the no-fly zone proposals see Julie Flint,<br />
‘West aims to turn army against Saddam’, Observer, 23 August 1992<br />
42<br />
United Nations. General Assembly (1994), Situation <strong>of</strong> Human Rights in <strong>Iraq</strong>, 8<br />
November 1994, A/49/651, para. 39<br />
43 United Nations (1993), ibid., para. 118<br />
44 United Nations (1993), ibid., para. 120<br />
45 Shyam Bhatia, ‘Murder in the <strong>Marshes</strong>’, Observer, 28 February 1993<br />
46 Later UN reports lead one to suspect that this may not have been an isolated instance:<br />
Army forces are said to have ‘deliberately poisoned the marsh water. Witnesses point to<br />
the greenish colour <strong>of</strong> the water, ‘black spots’ on the surface, its bitter taste and the<br />
volumes <strong>of</strong> dead fish as pro<strong>of</strong> <strong>of</strong> some kind <strong>of</strong> poisoning. However, as it has not been<br />
possible for anyone to conduct a scientific analysis <strong>of</strong> the marsh water, it is unclear<br />
whether these phenomena result from deliberate chemical poisoning, the pumping <strong>of</strong>
sewage waste into the marshes, or simply the drop in water levels.’ United Nations<br />
(1993), ibid., para. 125<br />
47 Emma Nicholson, in an interview for BBC Arabic Service, 25 September 1992<br />
48 ‘Saddam’s regime intensifies inhuman atrocities’, <strong>Iraq</strong> Update, 20 November 1992.<br />
Some weeks later, SCIRI reported that the resistance carried out ‘a lightning attack<br />
targeting the regime’s engineering units engaged in draining the marshlands in Al Majr<br />
Al Kabir [one <strong>of</strong> the areas cut <strong>of</strong>f in November]…the attack resulted in the total<br />
destruction <strong>of</strong> three cranes’. See ‘Regime’s engineering unit’s attacked’, <strong>Iraq</strong> Update, 15<br />
January 1993<br />
49 Dr Sahib al Hakim, head <strong>of</strong> the Organisation <strong>of</strong> Human Rights in <strong>Iraq</strong>, quoted in Julie<br />
Flint, ‘Marsh Dwellers fail to escape the wrath <strong>of</strong> Saddam’, Observer, 29 November 1992<br />
50 US Department <strong>of</strong> State, <strong>Iraq</strong> Human Rights Practices, 1993, 31 January 1994, section<br />
1.g<br />
51 United Nations (1993), ibid., para.115<br />
52 United Nations (1993), ibid., para.124<br />
53 United Nations (1993), ibid., para.128<br />
54<br />
Shyam Bhatia, ‘Saddam onslaught aims to kill <strong>of</strong>f Marsh Dwellers’, and ‘Murder in the<br />
<strong>Marshes</strong>’, Observer, 28 February 1993<br />
55 Maltby, op.cit., p.25<br />
56 Maltby, op.cit., p.12<br />
57<br />
Andrew North, ‘Draining the marshes to flood the desert’, Geographical Magazine,<br />
March 1994<br />
58 Maltby, op.cit., p.11. See pp.110-111 for further details on the reservoirs<br />
59 Tom Rhodes, ‘Saddam hounds Shias to deadly last refuge’, <strong>The</strong> Times, 2 August 1992<br />
60 Guerrilla quotes from Chris Hedges, ‘Rebel morale falls as water ebbs away’,<br />
originally in the New York Times and reprinted in the Guardian, 17 November 1993; see<br />
also Julie Flint, ‘Turning away from genocide, New Statesman, 19 November 1993.<br />
61 ‘Saddam “used choking gas”’, Guardian, 8 November 1993.<br />
62 Various unsigned reports in <strong>Iraq</strong> Update, 22 October 1993 and 29 October 1993<br />
67
68<br />
63 Andrew North, ‘Clamp-down intensified’, Middle East <strong>International</strong>, 4 February 1994,<br />
p.15<br />
64 US Department <strong>of</strong> State, <strong>Iraq</strong> Human Rights Practices, 1994, February 1995, section<br />
1.g<br />
65<br />
‘Saddam’s soldiers hit Shiites with napalm in new <strong>of</strong>fensive: MP’, unsigned AFP<br />
reports, 10 & 11 March 1994<br />
66 US Department <strong>of</strong> State, <strong>Iraq</strong> Human Rights Practices, 1994, February 1995, section<br />
1.g<br />
67 United Nations General Assembly (1994), Situation <strong>of</strong> Human Rights in <strong>Iraq</strong>, 8<br />
November 1994, A/49/651, para. 43<br />
68 United Nations (1994), ibid., paras. 34-37, 42<br />
69 United Nations (1994), ibid., para. 38<br />
70 United Nations. (1994), loc. cit.<br />
71 <strong>The</strong> best analysis <strong>of</strong> this barbarous policy is in the Introduction to the updated edition<br />
<strong>of</strong> Kanan Makiya, Republic <strong>of</strong> Fear (Berkeley, 1998) pp. ix-xxxiii. A year after the new<br />
laws came into effect, the UN commented, ‘Penal amputations continued to be enforced<br />
in southern <strong>Iraq</strong>…Military deserters who had escaped to Kuwait stated that they saw<br />
many soldiers with their ears cut <strong>of</strong>f…several hundreds…had been brought from<br />
throughout Amara, Nasariya and Basra governorates in order to have their ears cut <strong>of</strong>f in<br />
the prison hospital’. See United Nations General Assembly (1995), Situation <strong>of</strong> Human<br />
Rights in <strong>Iraq</strong>, 8 November 1995, A/50/734, para. 30<br />
72 US Department <strong>of</strong> State, <strong>Iraq</strong> Human Rights Practices, 1994, February 1995, section<br />
1.g<br />
73 US Department <strong>of</strong> State (1995), ibid., section 2.d<br />
74<br />
Emma Nicholson, ‘Baghdad drives Shia Muslims into arid exile’, <strong>The</strong> Times, 14<br />
October 1994<br />
75 United Nations General Assembly (1995), Situation <strong>of</strong> Human Rights in <strong>Iraq</strong>, 8<br />
November 1995, A/50/734, para. 47<br />
76 Cockburn & Cockburn, ibid., pp. 183-184; and information supplied by SCIRI<br />
77 US Department <strong>of</strong> State, <strong>Iraq</strong> Human Rights Practices, 1995, March 1996, section 2.d<br />
78 United Nations Economic and Social Council, Commission on Human Rights, Report<br />
on the situation <strong>of</strong> human rights in <strong>Iraq</strong>, prepared by Mr Max van der Stoel, Special
Rapporteur, 4 March 1996, E/CN.4/1996/61, paras. 43-44. <strong>Iraq</strong>i television reported an<br />
‘approval’ vote <strong>of</strong> 99.96%, based on a participation rate <strong>of</strong> 99.467%. Not one person<br />
voted against the President in the southern governorates <strong>of</strong> Kerbala, Najaf, Misan,<br />
Muthana or Dhiqar.<br />
79 United Nations General Assembly (1996), Situation <strong>of</strong> Human Rights in <strong>Iraq</strong>, 15<br />
October 1996, A/51/496, paras. 74-75<br />
80<br />
US Department <strong>of</strong> State, <strong>Iraq</strong> Human Rights Practices, 1996, 30 January 1997,<br />
Introduction.<br />
81 United Nations General Assembly (1997), Situation <strong>of</strong> Human Rights in <strong>Iraq</strong>, 15<br />
October 1997, A/52/476, paras. 50-51<br />
82 US Department <strong>of</strong> State, <strong>Iraq</strong> Human Rights Practices, 1998, 26 February 1999,<br />
section 1.g; and United Nations Economic and Social Council, Commission on Human<br />
Rights, Report on the situation <strong>of</strong> human rights in <strong>Iraq</strong>, prepared by Mr Max van der<br />
Stoel, Special Rapporteur, 26 February 1999, E/CN.4/1999/37, para. 12<br />
83 United Nations (1999), paras. 16, 19<br />
84 Graham-Brown, op.cit., p.205<br />
85<br />
US Department <strong>of</strong> State, <strong>Iraq</strong> Human Rights Practices, 1999, 25 February 2000,<br />
section 1.g<br />
86 US Department <strong>of</strong> State (2000), loc.cit.<br />
87 United Nations General Assembly (1999), Situation <strong>of</strong> Human Rights in <strong>Iraq</strong>, 14<br />
October 1999, A/54/466, paras. 16-17<br />
88 US Department <strong>of</strong> State (2000), loc.cit.; for the Al Masha incident, see ‘Punitive<br />
Measures in South’, 2 July 1999, on the <strong>Iraq</strong> Foundation website:<br />
www.iraqfoundation.org/news/1999/gjul/02_south.html<br />
89 United Nations Economic and Social Council, Commission on Human Rights, Report<br />
<strong>of</strong> the Special Rapporteur on the situation <strong>of</strong> human rights in <strong>Iraq</strong>, Mr Andreas<br />
Mavromattis, 16 January 2001, E/CN.4/2001/42, para. 33<br />
90 For example, in early October 2000, ‘allegedly…a raid was carried out in the village <strong>of</strong><br />
Atchidi, in the district <strong>of</strong> Comert, Governorate <strong>of</strong> Misan, by the 4 th Brigade <strong>of</strong> the <strong>Iraq</strong>i<br />
Army. About 450 heavily armed <strong>Iraq</strong>is were reportedly involved against a population <strong>of</strong><br />
approximately 300 people. During this raid, shots were allegedly fired at fleeing villagers<br />
without any warning’. See United Nations (2001), ibid., para. 38<br />
69
4<br />
Educational Needs and Provisions for<br />
<strong>Iraq</strong>i Refugees in Iran<br />
G. Ali Afrooz<br />
Education is considered both a basic need and the a social right <strong>of</strong> a human being. It is<br />
the right <strong>of</strong> all children to benefit from appropriate educational provisions for their timely<br />
mental, intellectual, moral and social development.<br />
Indeed, education and schooling are as vitally important in situations <strong>of</strong> armed<br />
conflicts when families are relocated and their normal way <strong>of</strong> life disrupted while the<br />
stress levels <strong>of</strong> family members, especially those <strong>of</strong> the children, are dramatically<br />
increased through no fault <strong>of</strong> their own.<br />
It is over a decade since the international humanitarian community has slowly yet<br />
steadily increased the momentum for giving priorities to education as a basic need <strong>of</strong><br />
every child in the form <strong>of</strong> a rapid intervention in complex emergencies. Sanctioning <strong>of</strong><br />
mandates on the rights <strong>of</strong> children has led many humanitarian organisations to consider<br />
more deeply how better to fulfil the children and adolescent’s right to education at all<br />
stages <strong>of</strong> an emergency condition. <strong>International</strong> conventions such as those relating to the<br />
status <strong>of</strong> refugees (in 1975) and Convention on the Rights <strong>of</strong> the Child (CRC) (in 1994)<br />
points that education must be made available and accessible to all children including the<br />
refugees as well as those seeking an asylum.<br />
Article 28 <strong>of</strong> the CRC reads: ‘make primary education compulsory and available<br />
free to all; encourage the development <strong>of</strong> different forms <strong>of</strong> secondary education<br />
including general and vocational education, make that available and accessible to every<br />
child ...’<br />
Article 2 <strong>of</strong> the CRC emphasises the rights <strong>of</strong> all children by stating that: ‘States<br />
parties shall respect and ensure the rights set forth in the present convention to each child<br />
within their jurisdiction without discrimination <strong>of</strong> any kind, irrespective <strong>of</strong> the child’s<br />
national, ethnic or social origin ... or other status.’<br />
It is the policy <strong>of</strong> the Islamic Republic <strong>of</strong> Iran that all registered refugee children<br />
have the right to a free education much the same way as Iranian children. According to<br />
the Rules <strong>of</strong> Procedure for Refugees in Islamic Republic <strong>of</strong> Iran when a refugee gains<br />
admittance to the country, he/she will enjoy the same rights as Iranian citizen to health,<br />
cultural, social and educational services. This has been practised since the Islamic<br />
Revolution <strong>of</strong> 1979. As a result, a whole generation <strong>of</strong> children <strong>of</strong> refugee families who<br />
have been in Iran for the last twenty-two years has grown up and been educated as<br />
Iranians. Documented or registered <strong>Iraq</strong>i children only have to meet the same criteria as
Iranian children might do to attend school, i.e., they can only register at schools in their<br />
own residential areas and they must be within a certain age limit. At the present, all <strong>Iraq</strong>i<br />
children in different parts <strong>of</strong> Iran and those who live in refugee camps have access to<br />
schools enjoying the same national and private curriculum.<br />
Children are among the most vulnerable <strong>of</strong> any refugee population and they<br />
represent over 50% <strong>of</strong> the world’s refugees, displaced persons and war conflict victims.<br />
<strong>The</strong>y experience a variety <strong>of</strong> psychological and psychosomatic problems in their new<br />
living habitats.<br />
On the whole, four types <strong>of</strong> stresses or psychological problems predominantly<br />
influence the lives <strong>of</strong> refugees in general and those <strong>of</strong> <strong>Iraq</strong>i refugees living in Iran in<br />
particular:<br />
1. Everyday life stresses, which are associated with refugees’ physical, biological<br />
and safety needs.<br />
2. Stress <strong>of</strong> adoption associated with the necessity <strong>of</strong> adjustments to the new<br />
conditions <strong>of</strong> life.<br />
3. Stress <strong>of</strong> uncertainty associated with the unpredictable future and undetermined<br />
social status.<br />
4. Low level <strong>of</strong> self-respect, self esteem and fear <strong>of</strong> identity loss.<br />
<strong>The</strong> consequences <strong>of</strong> ignoring psychological problems and stress situation <strong>of</strong><br />
refugees especially children and youth can lead to a number <strong>of</strong> disorders, which may fall<br />
into four categories:<br />
Biological: Psychosomatic symptoms, stomach aches, headaches and diarrhoea, sleep<br />
disorders, bed-wettings, sucking thumbs and shakings, etc.<br />
Emotional: Feelings <strong>of</strong> sadness and depression, being easily disturbed and feeling<br />
generally tense, anxious, hopeless, guilty and helpless.<br />
Cognitive: Loss <strong>of</strong> concentration, loss <strong>of</strong> memory, inability to perform simple tasks and<br />
constantly daydreaming.<br />
Behavioural: Becoming uncooperative, acting particularly naughty or quite unsettled,<br />
social isolation, withdrawal and aggressiveness.<br />
It is normal for children to behave differently upon any major changes in their life<br />
pattern. <strong>The</strong>refore, refugee and displaced children may experience:<br />
• a different culture and language in an unfamiliar living environment,<br />
• changes in family dynamics,<br />
• an unfamiliar school environment,<br />
• possible loss <strong>of</strong> family members, and<br />
• difficulties <strong>of</strong> making new friends.<br />
71
72<br />
<strong>The</strong>re is no doubt that all children need support and encouragement from their<br />
parents, family and school to develop both emotionally and physically.<br />
<strong>The</strong> main purpose <strong>of</strong> this chapter is to highlight the educational, psychological<br />
and rehabilitation needs <strong>of</strong> <strong>Iraq</strong>i refugee families, children, adolescents and adults<br />
who live in Iran. Developing comprehensive and functional educational programmes<br />
and provisions for refugees living under stress situation is highly significant.<br />
Education is the main key to the solving <strong>of</strong> all kinds <strong>of</strong> psychological and<br />
social problems. It is the main service at the onset <strong>of</strong> emergencies because educational<br />
opportunities provide structure, stability and a sense <strong>of</strong> normality to young people.<br />
Educational programmes are likely to promote security, protection and<br />
rehabilitation for children – particularly for adolescents, who without targeted<br />
education interventions are at increased risks <strong>of</strong> falling prey to a variety <strong>of</strong> abuses and<br />
social deviations.<br />
Education within <strong>Iraq</strong> and Arab Marshlands<br />
During the years before 1980 <strong>Iraq</strong> had done much to improve its educational system<br />
with special emphasis on advanced and vocational training. However, school<br />
attendance has been hampered enormously since the beginning <strong>of</strong> the war (1980) and<br />
the inevitable shortage <strong>of</strong> teaching staff, especially at secondary levels.<br />
In fact, the quality <strong>of</strong> <strong>Iraq</strong>’s educational system had been drastically worsening<br />
even before the international embargo on 1990. Primary enrolment had dropped to<br />
85% in 1988, from 100% in 1978. (1) <strong>The</strong> literacy rate has reached 55%. This means<br />
that about 45% <strong>of</strong> population in <strong>Iraq</strong> are illiterate. <strong>The</strong> Marsh Dwellers in southern<br />
<strong>Iraq</strong> have been suffering insecurity and inadequate health provisions for decades, as a<br />
result <strong>of</strong> military oppression and lack <strong>of</strong> educational provisions.<br />
Marsh Dwellers families living in <strong>Iraq</strong> have been facing a very difficult time<br />
in order to have their young children registered in a primary school. Today, <strong>of</strong>ficial<br />
educational provision for Marsh Dwellers even at the elementary level is very poor.<br />
Most marshland Arabs still living in southern part <strong>of</strong> <strong>Iraq</strong> do not have the chance <strong>of</strong><br />
sending their children to school. For most <strong>of</strong> them, informal religious education in the<br />
mosques and Quranic classes are the only available educational means to get a chance<br />
<strong>of</strong> learning how to read and write.<br />
In most cases, deprivation from a basic educator is closely associated with<br />
income poverty and wider human-development indicators. Of course, a correlation is<br />
not causation. Income poverty does not automatically reflect educational attainment.<br />
<strong>The</strong> danger is that the failure to overcome educational inequalities will, in turn, lead to<br />
more intensive patterns <strong>of</strong> marginality especially in southern part <strong>of</strong> <strong>Iraq</strong> and amongst<br />
Marsh Dweller families.<br />
Education in the Islamic Republic <strong>of</strong> Iran<br />
<strong>The</strong> high rate <strong>of</strong> population growth during the years 1980-1990 (e.g., 3.4% in 1986)<br />
associated with the years immediately after the Islamic revolution put a heavy burden<br />
on the educational system <strong>of</strong> the land.<br />
This also coincided with the peak <strong>of</strong> the refugee population in Iran. In 1991,<br />
the number <strong>of</strong> new entrants to public sector primary schools in Grade I was just under<br />
two million children, which only fell to one and half million in 1998. <strong>The</strong> total<br />
enrolment in public primary schools in 1991 was 9,911,511 children, which decreased<br />
gradually to 8,642,696 in I998. At present, the Ministry <strong>of</strong> Education is providing
educational services for more than l9 million students, at elementary, guidance course<br />
and high school levels. (2)<br />
Primary schooling in Iran is <strong>of</strong> the responsibility <strong>of</strong> Ministry <strong>of</strong> Education.<br />
<strong>The</strong> school system is organised broadly into three tiers:<br />
1. primary (age 6-11 years),<br />
2. guidance course or lower secondary (11-14 years),<br />
3. upper secondary or high schools (14-18 years).<br />
Pre-primary or readiness school is not compulsory in Iran. <strong>The</strong>refore, only a<br />
small number <strong>of</strong> children attend pre-primary school (5-6 years). <strong>The</strong> same applies to<br />
the university preparation course for 17-18 year-olds.<br />
All schooling is free but only five years <strong>of</strong> primary school education are<br />
compulsory.<br />
<strong>The</strong> main objectives <strong>of</strong> the government’s primary education programme are as<br />
follows:<br />
• Preparing children to adapt themselves to an Islamic teaching for their individual<br />
and social life.<br />
• Fostering their morale to respect the law and orders <strong>of</strong> a social discipline and<br />
responsibility.<br />
• Establishing an environment for the growth at development <strong>of</strong> scientific, artistic,<br />
athletic and mathematical talents <strong>of</strong> pupils. (3)<br />
Over the last two years, the Ministry <strong>of</strong> Education’s main strategy focused on<br />
improving the quality <strong>of</strong> education, raising the enrolment and intake rate (particularly<br />
for girls) and developing educational facilities in underprivileged areas <strong>of</strong> the country.<br />
After the Islamic Revolution <strong>of</strong> 1979, all schools were nationalised and until<br />
1989 there were no private schools in Iran.<br />
Since 1990, private schools, termed as non-pr<strong>of</strong>it schools, have been allowed<br />
to operate using exactly the same text books and curriculum as those <strong>of</strong> the<br />
government schools. By the academic year <strong>of</strong> 1999-2000, there were 2,175 private or<br />
non-pr<strong>of</strong>it schools covering 3% <strong>of</strong> the total school population. Parents pay the costs <strong>of</strong><br />
these schools.<br />
All teachings in Iranian schools are carried out in Farsi. Iran and Arab states<br />
share the same alphabets (known as Arabic alphabets) in much the same way that<br />
other states use Latin alphabets with their own pronunciation and relevant<br />
connotations. All text books were completely revised scientifically and culturally<br />
upon the Islamic Revolution.<br />
Educational provisions for <strong>Iraq</strong>i refugees in Iran<br />
It is estimated that the total number <strong>of</strong> <strong>Iraq</strong>is currently living in Iran is 600,000; they<br />
are mostly <strong>of</strong> Arab origin. Of these, some 480,000 are refugees from the 1971-75<br />
period, while the remaining 20,000 are refugees from the years 1987-91, during the<br />
<strong>Iraq</strong>i regime’s imposed war on Iran. <strong>The</strong>n there are residual refugees from the Iran–<br />
<strong>Iraq</strong> war and a small number <strong>of</strong> residual refugees from the September 1996 influx. Of<br />
these 120,000, some 65,000 live in 27 camps and the rest are scattered in towns and<br />
villages nationwide. A considerable number <strong>of</strong> <strong>Iraq</strong>is are living in a southern part <strong>of</strong><br />
Tehran called ‘Dulataabaad’.<br />
73
74<br />
<strong>The</strong> <strong>Iraq</strong>i refugee population in Iran also includes an estimated over<br />
70,000 Shiite Arabs who have mostly fled from the southern <strong>Iraq</strong>i Marshlands to Iran<br />
over the years. <strong>Iraq</strong>i Marsh Arabs, originate in the south-eastern corner <strong>of</strong> <strong>Iraq</strong> in the<br />
delta area where the Tigris and Euphrates Rivers meet. <strong>The</strong> <strong>Iraq</strong>i regime had chosen<br />
the Marsh Dwellers as the target <strong>of</strong> its vengeance, burning villages and draining large<br />
tracts <strong>of</strong> the marshy areas where they lived.<br />
Government statistics verified by the UNHCR indicate that in mid-1997 there<br />
was 64,485 <strong>Iraq</strong>i living in 27 camps established by IRA N.<br />
Table 1: Breakdown <strong>of</strong> <strong>Iraq</strong>i Refugee population living in camps established<br />
in different provinces <strong>of</strong> Iran<br />
Province Refugee number<br />
Khuzistan 23,608<br />
West Azerbaijan 16,551<br />
Fars 7,394<br />
Kermanshah 5,781<br />
Kurdistan 4,797<br />
Lourstan 2,923<br />
Central 2,595<br />
Zanjan 484<br />
Tehran 170<br />
Most <strong>of</strong> the camps are located far away from neighbouring villages and towns. About<br />
30 per cent <strong>of</strong> adult male refugees living in the camps have been able to find some<br />
employment outside the camps.<br />
<strong>The</strong> <strong>Iraq</strong>i refugees living outside the camps are largely considered as selfreliant,<br />
earning their livings in various types <strong>of</strong> occasional trades, business and odd<br />
jobs in towns and cities. Of course, finding appropriate jobs for those adult <strong>Iraq</strong>is who<br />
speak Farsi, however imperfectly, is much easier.<br />
Taking this population figure and making the reasonable assumption based on<br />
several statistical Reports, (4) 50% <strong>of</strong> the <strong>Iraq</strong>i refugees living in Iran are under 15<br />
years <strong>of</strong> age. It is estimated that there could be up to 250,000 <strong>Iraq</strong>i children aged 5–16<br />
(school age) in Iran, living in the refugee camps or with their relatives in different<br />
cities.<br />
According to the statistical reports <strong>of</strong> the Ministry <strong>of</strong> Education, in academic<br />
year <strong>of</strong> 1999-2000, in addition to the number <strong>of</strong> <strong>Iraq</strong>i children attending private<br />
schools in their camps, a total <strong>of</strong> 26,238 <strong>Iraq</strong>i school age refugees in 29 provinces<br />
nationwide had access to educational services in Iranian schools at different levels. Of<br />
course, this figure represents only those school age <strong>Iraq</strong>i children who live with their<br />
families in different cities <strong>of</strong> Iran.<br />
<strong>The</strong>re are considerable numbers <strong>of</strong> <strong>Iraq</strong>i school age children who attend<br />
special or private schools within the camps. For example, <strong>AMAR</strong> operates a largeschool<br />
primary education scheme in Arabic language using the <strong>Iraq</strong>i curriculum, for<br />
about 3,500 refugee children, living in different comps mostly in the south-west <strong>of</strong><br />
Iran staffed by 137 primary and secondary school teachers.<br />
<strong>AMAR</strong> has been providing educational facilities such as books and teaching<br />
staffs for these children. During the 1999-2000 school year, <strong>AMAR</strong> was able to build<br />
and reconstruct a number <strong>of</strong> schools for children living within the camps.
Table 2: Number <strong>of</strong> <strong>Iraq</strong>i children attending Iranian government schools<br />
Levels Elementary Secondary High School % Total<br />
Boys 9,084 3,071 1,308 10 13,463<br />
Girls 8,404 2,894 1,477 11 12,775<br />
Total 17,488 5,965 2,785 26,238<br />
This table shows that about 67% <strong>of</strong> <strong>Iraq</strong>i school age children are attending primary<br />
school and only about 10% <strong>of</strong> them are registered at high school level; the rest are in<br />
guidance course.<br />
Table 3: Number <strong>of</strong> <strong>Iraq</strong>i school age children studying in private schools within the<br />
camps (supported by <strong>AMAR</strong>)<br />
Camp Ashrafi 1 Ashrafi 2 Beheshti Ansar Mutahari Shustar Servistan 1 Servistan 2 Total<br />
Boys 558 190 155 390 200 280 146 49 1,968<br />
Girls 535 155 164 250 140 140 120 41 1,545<br />
Total 1,093 345 319 640 340 420 266 90 3,513<br />
<strong>The</strong>se figures show that out <strong>of</strong> total students attending schools within the camps, 57%<br />
are boys and 43% girls.<br />
Table 4: Distribution by province and sex <strong>of</strong> <strong>Iraq</strong>i children attending Iranian<br />
schools, academic year 2000–2001<br />
Province Boys Girls Total<br />
Ardebil 8 13 21<br />
Azerbaijan<br />
East<br />
28 31 59<br />
Azerbaijan<br />
(West)<br />
406 298 704<br />
Esfahan 947 946 1950<br />
Ilam 903 911 1,814<br />
Bushehr 64 35 99<br />
Tehran 1,489 1,577 3,066<br />
Chaharmahal<br />
va Bakht.<br />
2 1 3<br />
Khorassan 1,147 1,314 2,461<br />
Khuzistan 2,919 2,290 5,209<br />
Zanjan 22 43 65<br />
Sistan<br />
Balouchistan<br />
0 1 1<br />
Semnan 23 22 45<br />
Fars 695 608 1,303<br />
Qazvin 281 226 504<br />
Qom 1,879 1,921 3,800<br />
75
76<br />
Kurdistan 396 336 732<br />
Kerman 8 2 10<br />
Kermanshah 1,141 1,008 2,149<br />
Kohkiloyeh 6 3 9<br />
Golestan 23 32 55<br />
Gilan 28 56 84<br />
Luristan 102 116 218<br />
Mazandaran 23 27 50<br />
Central 239 311 550<br />
Hormozgan 34 41 75<br />
Hamadan 24 22 46<br />
Yazd 626 5554 1,180<br />
Total 13,463 12,775 26,238<br />
<strong>The</strong> table shows that close to 50% <strong>of</strong> <strong>Iraq</strong>i children attending public schools are living<br />
with their families in the three provinces <strong>of</strong> Khuzistan, Qom and Tehran.<br />
Besides <strong>of</strong>ficial educational facilities for <strong>Iraq</strong>i school age children nationwide<br />
in public schools and private schools within different camps with Arabic language<br />
and <strong>Iraq</strong>i curricula a good number <strong>of</strong> <strong>Iraq</strong>i adults (aged 20-49) had attended literacy<br />
classes.<br />
According to statistical reports <strong>of</strong> Iranian Literacy Movement Organisation<br />
from 1983 to 2000, more than 25,307 illiterate <strong>Iraq</strong>i refugees have attended 736<br />
literacy classes in different levels throughout the country. (5)<br />
It should be mentioned that many <strong>Iraq</strong>i adults especially those among Marsh<br />
Dwellers at the time <strong>of</strong> their arrival in Iran were illiterate. Literacy classes are being<br />
administrated by the Literacy Movement Organisation, which was created after the<br />
Islamic Revolution as a government-supported volunteer movement to tackle the<br />
problem <strong>of</strong> widespread adult illiteracy especially in the rural areas. Literacy<br />
Movement Organisation classes are held in whatever building is available, <strong>of</strong>ten<br />
mosques or even in tents, and are flexible enough to meet even the needs <strong>of</strong> nomadic<br />
people. Teachers use standard school text books supplemented by adult education<br />
materials, and classes are held at flexible times to suit the needs <strong>of</strong> the students to<br />
overcome cultural barriers to girl’s and women’s education, all teachers are <strong>of</strong> the<br />
same sex as their students.<br />
Educational and psycho-social rehabilitation <strong>of</strong> refugees<br />
A range <strong>of</strong> activity needs to be carried out to support the educational needs,<br />
psychological and social rehabilitation <strong>of</strong> refugees’ communities, especially for those<br />
who are still living within the camps. <strong>The</strong> strategy <strong>of</strong> psycho-social rehabilitation<br />
includes:<br />
1. Developing programmes that enhance the lives <strong>of</strong> at-risk youth in the areas <strong>of</strong><br />
personal growth, community service, cultural awareness and interpersonal<br />
skill development.<br />
2. Providing community guidance, support and protection for families and youth.<br />
3. Fostering youth community building.<br />
4. Training and recruiting local counsellors and child care and social workers in order<br />
to provide individual and family and group counselling services for the
efugee communities and helping them to help themselves to overcome<br />
psychological problems.<br />
5. Fostering the values <strong>of</strong> faith, hope, trust, love, peace, strength, discipline, wisdom,<br />
determination, knowledge and excellence service.<br />
6. Effective communication training and conflict management in order to overcome<br />
stress adoption.<br />
7. Cognitive training and restructuring desirable future images in order to reduce the<br />
stress <strong>of</strong> uncertainty.<br />
8. Developing positive social attitudes amongst refugee population towards their new<br />
life and new living environment in order to reduce depression and emotional<br />
problems.<br />
9. Cognitive training and encouraging positive thinking amongst refugee families<br />
especially the youth in order to develop strong motivation for an active<br />
participation in social affairs through the development and implementation <strong>of</strong><br />
social programmes.<br />
<strong>The</strong> educational and psycho-social rehabilitation work with refugee families,<br />
especially with children and adolescents, will reduce their main psychological<br />
problems, which are mainly as follows:<br />
1. <strong>The</strong> feeling <strong>of</strong> being unprotected.<br />
2. <strong>The</strong> feeling <strong>of</strong> being helpless.<br />
3. <strong>The</strong> lack <strong>of</strong> positive attitudes and poor personal and social motivation.<br />
4. <strong>The</strong> feeling <strong>of</strong> victimisation.<br />
5. <strong>The</strong> low level <strong>of</strong> self-reliance and self-respect.<br />
6. <strong>The</strong> state <strong>of</strong> frustration arising from the need for self-respect and self-identity.<br />
According to the Refugee Reports the second biggest health problem in <strong>Iraq</strong>i<br />
refugee camps was psychological disorders, most commonly coupled with depression,<br />
anxiety and stress.<br />
Only by solving or reducing these psychological problems and implementing<br />
comprehensive and meaningful psyche-social programmes and activities and<br />
functional education within the refugee camps communities would the development<br />
<strong>of</strong> sound mental health and fostering desired moral and social values amongst refugee<br />
families especially at-risk youth be possible.<br />
Principles <strong>of</strong> successful educational programmes for refugees<br />
As vitally important steps serious consideration should be given to the emotional<br />
wellbeing and psycho-social needs <strong>of</strong> refugee children and families. <strong>The</strong>se could be<br />
maintained through improving and normalising the conditions <strong>of</strong> life <strong>of</strong> children and<br />
their families. This will enable them to overcome the impact <strong>of</strong> their experiences<br />
preventing an increased risk to the children’s wellbeing by composing comprehensive<br />
and functional educational programmes for refugee children and adults.<br />
Education should be directed to the full personality development <strong>of</strong> refugee<br />
children and adults and to the strengthening <strong>of</strong> respect to their rights and social<br />
functioning.<br />
<strong>The</strong> European Convention on Human Rights and Fundamental Freedoms<br />
refers to the right <strong>of</strong> education in Article 2: ‘No person should be denied the right <strong>of</strong><br />
education in the exercise <strong>of</strong> any functions which it assumes in relation to education<br />
and teaching, <strong>The</strong> State shall respect the rights <strong>of</strong> parents to ensure such education<br />
77
78<br />
and teaching are in conformity with their own religious and philosophical<br />
convictions.’<br />
A comprehensive and functional educational programme for <strong>Iraq</strong>i refugee children<br />
and adults should include the following considerations:<br />
• Conducting a needs-assessment study programme in order to identify the specific<br />
educational needs <strong>of</strong> refugee in different areas. <strong>The</strong>se include general education,<br />
curricula, equipment, materials, trained and qualified teachers, special education<br />
for exceptional children, effective education programmes and the availability <strong>of</strong><br />
schools from elementary through high school for girls and boys. <strong>The</strong> list also<br />
incorporates basic technical and vocational education, adult education and<br />
availability <strong>of</strong> higher education for high school graduate refugees.<br />
• Providing effective and functional educational programmes at all levels in order to<br />
help refugee children to: develop good communication and social skills, think<br />
creatively, get involved in team-working, and take responsibility for their own<br />
learning and advancement.<br />
• Training highly qualified motivated and bilingual (Farsi and Arabic) speaking<br />
teachers for all refugee children and adults. Teachers <strong>of</strong> <strong>Iraq</strong>i refugees must be<br />
sensitive to the differences in cultures and personality characteristics <strong>of</strong> students.<br />
Without doubt, a teacher-training scheme is a very critical component <strong>of</strong> any<br />
educational programme.<br />
• Providing opportunity for all school age <strong>Iraq</strong>i children to enable them to study<br />
their own Arabic curriculum meanwhile helping them to read, write and speak<br />
Farsi as the language <strong>of</strong> the host country.<br />
• An effective language programme is highly significant. Providing Farsi and<br />
Arabic classes for all <strong>Iraq</strong>i students is vitally important. All <strong>Iraq</strong>i refugee children,<br />
adolescents and adults living in Iran, especially those living in different refugee<br />
camps, need to communicate, read, write and speak fluently in Farsi and Arabic.<br />
Language pr<strong>of</strong>iciency both in Farsi and Arabic for all <strong>Iraq</strong>i refugees presently<br />
living in Iran will serve to increase their self-esteem, social skills, school and<br />
university achievements and appropriate job placement in the host country,<br />
whether they decide to stay on permanently or return to their own motherland.<br />
• Providing basic education opportunities for children and illiterate adults, men and<br />
women alike, in Farsi and Arabic languages.<br />
• Giving more attention to secondary education and promoting students’ enrolment<br />
(both girls and boys) at this level. As already stated, statistical reports <strong>of</strong> Ministry<br />
<strong>of</strong> Education (table 2) shows that only about 10 percent <strong>of</strong> <strong>Iraq</strong>i children attending<br />
Iranian public schools are enrolled in secondary school. <strong>The</strong> refugee enrolment<br />
pattern shows an education pyramid with a broad base and narrow top. This<br />
pattern needs to be taken into full consideration. In some cases, an effective and<br />
functional high school curriculum and school meals have provided a strong<br />
incentive for parents to send their children to school and the meals have also<br />
improved cognitive performance and test scores.<br />
• Providing comprehensive technical and vocational training programmes for<br />
refugee population, especially for at-risk youths and adults, is truly significant.<br />
Academic and vocational skill development will help employment <strong>of</strong> the at-risk<br />
populations. <strong>The</strong> comprehensive bilingual vocational education for young<br />
refugees will prove to be very effective and immensely helpful. Primary and<br />
secondary education are vital for refugee children and youths, as is vocational<br />
training. Effective vocational programmes as practical livelihood opportunities for
efugee can help many young refugees to find appropriate jobs. At present, the<br />
vocational education programme is very limited, though it has long been<br />
acclaimed for its ‘hands-on’ approach to education and its ability to demonstrate a<br />
connection between what is learned in school and what is required for<br />
employment.<br />
• Providing bilingual functional literacy and continuing education for the <strong>Iraq</strong>i<br />
refugee adult population, especially within the refugees camps.<br />
• Expanding comprehensive family education, enhancing personal growth, cultural<br />
awareness, interpersonal skills, social and legal rights education, child raising,<br />
maintaining family mental health, problem solving, coping with psychological<br />
discomforts and prevention <strong>of</strong> handicapping conditions amongst children.<br />
• Conducting comprehensive physical, sense-motor, mental, emotional and<br />
behavioural scales and screening tests with all refugee children (age 2-8) in order<br />
to recognise children with special needs or talents. <strong>The</strong> identification and<br />
protection <strong>of</strong> talented and disturbed children are very important.<br />
• Preparing an effective Special Education and Rehabilitation programme for<br />
students with special needs.<br />
• Establishing bilingual educational counselling services for refugee students and<br />
their families.<br />
• Providing higher education opportunities for talented <strong>Iraq</strong>i high school graduate<br />
refugees. Allocating a number <strong>of</strong> collage scholarships for eligible <strong>Iraq</strong>i students<br />
will serve as a strong motivation and encouragement for all refugee adolescents’<br />
school achievements.<br />
<strong>The</strong> current system <strong>of</strong> education mainly focuses on the integration <strong>of</strong> <strong>Iraq</strong>i children,<br />
especially those who do not live in camps, into the Iranian mainstream. However,<br />
refugee children and adolescents do have special needs <strong>of</strong> which sympathetic teaching<br />
staff and committed school counsellors need to be aware <strong>of</strong> so as to take necessary<br />
steps to meet these needs adequately.<br />
SOURCES<br />
1. Ajdukovic, Marian; Ajdukivic, Dean.(1993): ‘Psychological well-being <strong>of</strong> refugee<br />
children’. (Special Section on Children and war) Child Abuse and Neglect v 17, no 6,<br />
(Nov-Dec).<br />
2. Davis, Austen P. (l996): ‘Targeting the vulnerable in emergency situations: who is<br />
vulnerable?’ (Public Health) Lancet v 348, n 9031.<br />
3. Education for All 2000, Islamic Republic <strong>of</strong> Iran Country Report.(1999): Ministry<br />
<strong>of</strong> Education /UNICEF/UNESCO, Tehran, Iran.<br />
4. Literary Activities for Afghan and <strong>Iraq</strong>i Refugees in the I.R <strong>of</strong> Iran, (1999):<br />
Literacy Movement Organisation, Tehran.<br />
5. Literacy Movement Organisation at a Glance (1999): LMO, Tehran, Iran.<br />
6. Preston, Rosemary (1995): ‘Is there a Refugee-specific Education?’ in the Courier,<br />
Brussels, No.150, March and April.<br />
79
80<br />
7. Sarjveladze, N. (1997): ‘stress disorders among Internally Displaced Persons (IPD)<br />
and their Psycho-Social Rehabilitation’. Fifth European Congress.<br />
8. <strong>The</strong> <strong>International</strong> Guide to Qualification in Education.(1996). Mansell Publishing<br />
Limited.<br />
9. UNESCO Statistical Yearbook (1999), UNESCO, New York.<br />
NOTES<br />
(1) Encyclopedia <strong>of</strong> the Orient<br />
(2) Statistical Reports, Iranian Ministry <strong>of</strong> Education (1999–2000)<br />
(3) Ministry <strong>of</strong> Education and UNICEF (1999)<br />
(4) UNESCO, Tehran, March 2000<br />
(5) LMO, Statistical reports, December 2000
5<br />
Health in the <strong>Marshes</strong> and in the Refugee<br />
Camps<br />
Mohammed Taghi Cheragchi-Bashi and<br />
Hassan Salman-Manesh<br />
Introduction<br />
<strong>The</strong> Marshlands <strong>of</strong> <strong>Iraq</strong> are a unique part <strong>of</strong> the world. Recent political and<br />
environmental changes have threatened a way <strong>of</strong> life that has continued for millennia.<br />
<strong>The</strong> Marshlands have supported a traditional way <strong>of</strong> life, maintained by the Marsh<br />
Arabs or Ma’dan, which has survived for millennia. <strong>The</strong> marshes provide the Ma’dan<br />
with the environment for traditional agriculture and for the sustainable use <strong>of</strong> natural<br />
resources – reed gathering, mat weaving, fishing, hunting and grazing <strong>of</strong> water buffalo.<br />
<strong>The</strong>y live on islands in the marshes entirely constructed <strong>of</strong> reeds, and use these to build<br />
beautiful cathedral-like homes.<br />
<strong>The</strong> Marshlands have also been the home <strong>of</strong> many endemic and unique species,<br />
both birds and mammals, now globally threatened. Already, some species have been<br />
entirely lost: spectacular wildlife such as the smooth coated otter, Indian crested<br />
porcupine and grey wolf are thought to have become extinct in <strong>Marshes</strong>. In addition they<br />
support almost the entire world population <strong>of</strong> two species: the Basra reed warbler and the<br />
<strong>Iraq</strong> babbler, which among many other indigenous species are threatened. <strong>The</strong> <strong>Marshes</strong><br />
are also vital to the survival <strong>of</strong> an important fish population, in particular to the shrimp<br />
Matapenacus affinis, which are vital to fishermen along the coast <strong>of</strong> the Northern Gulf.<br />
<strong>The</strong>se Marshlands are:<br />
• essential for the maintenance <strong>of</strong> a unique cultural heritage<br />
• <strong>of</strong> global importance for wildlife and biodiversity<br />
• important natural resources for <strong>Iraq</strong> and for the people beyond <strong>Iraq</strong>’s frontiers<br />
• significant in maintenance <strong>of</strong> environmental quality<br />
• a rare and critically threatened wetland landscape within a desert environment<br />
<strong>The</strong> <strong>Iraq</strong>i regime has employed an ambitious civil engineering project with the aim <strong>of</strong><br />
deliberately draining the marshes. This will not only permit political and social objectives<br />
but also it will have an impact on the health and environmental status <strong>of</strong> Marsh Arab
82<br />
people. In this paper the authors will try to touch issues regarding the health and<br />
environmental health aspects <strong>of</strong> this tragic international project.<br />
<strong>The</strong> Marshlands and the delivery <strong>of</strong> health services<br />
Health is a basic human need and considered as one <strong>of</strong> the human rights by governments<br />
and international communities. Delivery <strong>of</strong> health services is the responsibility <strong>of</strong><br />
governments and should by achieved in collaboration with different sectors and private<br />
practices.<br />
Based on the Alma Ata Declaration, primary health care delivery is the minimum<br />
level <strong>of</strong> health which should be accessible to all inhabitants regardless <strong>of</strong> their political,<br />
social and spiritual status and the place <strong>of</strong> their residence. This became a basis for the<br />
WHO’s ‘health for all’ (HFA) by the year 2000 and the key strategy for implementation<br />
<strong>of</strong> the HFA concept. Supposed services rendered as primary health care (PHC) are what<br />
the health pr<strong>of</strong>essionals call the eight elements <strong>of</strong> PHC. <strong>The</strong>se services are as follows:<br />
• Education for health, which consists <strong>of</strong> all types <strong>of</strong> activities for health promotion and<br />
public awareness.<br />
• Local endemic disease controls, which depends to the area. <strong>The</strong>se diseases are well<br />
known both to the local community and also health pr<strong>of</strong>essionals in all defined areas.<br />
• Expanded programme <strong>of</strong> immunization. In this element the services delivered are<br />
giving vaccines to infants (under one year old children) to protect them against 6<br />
major vaccine preventable and life threatening diseases including Tuberculosis,<br />
Measles, Tetanus (mainly neonatal), Pertussis, Diphtheria and Poliomyelitis. Hepatitis<br />
B vaccine has been included recently as one <strong>of</strong> EPI antigens.<br />
• Maternal and childcare, which covers anti-natal postnatal care and clean delivery and<br />
also family planning. <strong>The</strong>se activities were grouped following the <strong>International</strong><br />
Conference on Population and Development (ICPD) in Cairo (1994) under<br />
reproductive health. It also covers women’s health. Childcare covers children from<br />
newborns up to adolescence with particular emphasis on children under five.<br />
• Essential drugs provision. In this element <strong>of</strong> PHC, essential drugs should be available<br />
and affordable to all communities.<br />
• Nutrition and food supplements for at risk groups particularly pregnant women and<br />
children. <strong>The</strong> main objective <strong>of</strong> this element is prevention and reducing the number <strong>of</strong><br />
low birth weight children and childhood malnutrition. Micro-nutritional deficiency<br />
disorders have been recently included in this element.<br />
• Treatment <strong>of</strong> common diseases and prevalent seasonal diseases is an important<br />
element <strong>of</strong> PHC. It represents a major part <strong>of</strong> client referrals to health facilities.<br />
• Safe drinking water supply and sanitation. This also covers environmental health.<br />
<strong>The</strong> PHC elements mentioned above are the minimum. Many countries have extended the<br />
number <strong>of</strong> services. For example, in Iran these elements have increased to ten including<br />
mental health, oral health and school health.
An appropriate infrastructure should be developed and established in every country<br />
according to socioeconomic and geographical condition for delivery <strong>of</strong> health services.<br />
<strong>The</strong>se services should be:<br />
• accessible to the community and covering all needy people<br />
• acceptable by recipients<br />
• affordable by all socioeconomic classes<br />
• utilizing appropriate technology<br />
• with full commitment <strong>of</strong> policy makers<br />
• supported by full and active involvement <strong>of</strong> the community<br />
• participated in by all related parties and also the private sector<br />
In the light <strong>of</strong> the above criteria, all governments should design their own health system<br />
accordingly.<br />
Geographical and cultural characteristics and conditions are really important for both<br />
providing accessibility and also utilization <strong>of</strong> services.<br />
Establishment <strong>of</strong> health system in Marshlands area as one <strong>of</strong> the geographical<br />
circumstances is not a heavy task. It depends on the concentration <strong>of</strong> dwellers and also on<br />
their cultural behaviours.<br />
Basic services will be delivered by trained community health workers based in<br />
facilities established in more populated areas. <strong>The</strong>se facilities will be furnished with basic<br />
equipment and supplies. Community health workers who are natives selected from the<br />
Marshlands may deliver schedule based outreach services to other less populated<br />
settlements around the fixed facility.<br />
<strong>The</strong> fixed location with its outreach sites population will be defined as area under<br />
coverage <strong>of</strong> community health workers.<br />
All PHC elements will be delivered by Marshlands community workers and<br />
special cases will be referred to the related health centres located around the Marshlands<br />
vicinity staffed with physicians and other health pr<strong>of</strong>essional for more advanced care.<br />
Every health centre will support and supervise a cluster <strong>of</strong> Marshland health facilities.<br />
<strong>The</strong> Marshlands health network is a part <strong>of</strong> the country’s overall health system that<br />
observes their own and special characteristics. It will be advisable if a unit in the local<br />
health authority could accept the responsibility for supervising <strong>of</strong> running the health<br />
services in less accessible areas.<br />
Marshlands health related lifestyle<br />
Marshland Dwellers have their own cultural structure that reflects on the lifestyle <strong>of</strong> these<br />
communities. <strong>The</strong>y live in special environment surrounded by water and high humidity.<br />
Shelters in these areas are mainly made from reeds, so the following factors will affect on<br />
the lifestyle <strong>of</strong> Marshlands dwellers.<br />
• watery and wet living conditions<br />
• difficult sanitary conditions<br />
• special food habits<br />
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• close contact with buffaloes<br />
• highly concentrated insect population<br />
• outdoor sleeping habits<br />
• hard to reach residences<br />
Against the background <strong>of</strong> the above conditions, Marsh Dwellers are living with the<br />
following related risks:<br />
• a high incidence <strong>of</strong> vector borne and waterborne disease<br />
• bad sanitary conditions<br />
• higher mortality due to difficult access to health facilities<br />
• a higher prevalence <strong>of</strong> zoonosis<br />
Health consequences <strong>of</strong> Marshlands drainage<br />
Marshlands drainage will change the ecosystem and environment <strong>of</strong> the area to a great<br />
extent. It makes life hard or impossible not only for animals birds, fish and other living<br />
creatures but also for the human inhabitants in the area. <strong>The</strong> reason is mainly due to the<br />
nature and habits <strong>of</strong> these living creatures, which have been accustomed to the physical<br />
and biological situation <strong>of</strong> Marshlands which is wet and humid. Drying <strong>of</strong> the Marshlands<br />
intentionally or naturally will result in the migration <strong>of</strong> flying and land animals to other<br />
places and the death <strong>of</strong> the majority <strong>of</strong> fishes and other water living creatures. Finally,<br />
people living in the Marshlands also should migrate to other marshes or if they stay there<br />
they have to change their way <strong>of</strong> life.<br />
Changing the traditional lifestyle <strong>of</strong> Marsh Dwellers from fishery and livestock to<br />
farming and agriculture is difficult. <strong>The</strong>refore they can not move to other villages and<br />
agriculture areas. This is why they are forced or persuaded to migrate to the cities or<br />
become refugees in neighboring countries. In both cases, they will be settled<br />
compulsorily around the cities (pre-urban areas) or in the villages or cities close to the<br />
borders. Consequently, drainage <strong>of</strong> Marshlands will create the following impacts on<br />
health that degrade healthy life:<br />
• poor shelter and crowded families<br />
• poor environmental condition<br />
• inadequate access to health facilities<br />
• shortage <strong>of</strong> food and the risk <strong>of</strong> high malnutrition due to reduced income<br />
• unhealthy social conditions<br />
• risk <strong>of</strong> mental disorders<br />
• low access to education<br />
• high morbidity from infectious diseases<br />
• higher mortality, particularly from disease<br />
<strong>The</strong> human and ecological disaster which has taken place in the Marshlands, towns and<br />
cities <strong>of</strong> southeast <strong>Iraq</strong> has been one <strong>of</strong> the most sustained and cruel attacks in history.<br />
Villages have been bombed, inhabitants killed and up to a million people displaced. <strong>The</strong><br />
draining <strong>of</strong> <strong>Marshes</strong> has brought to an end a unique habitat that goes back to the birth <strong>of</strong>
civilization. <strong>The</strong> environmental effects are incalculable. People are having to cope with<br />
impossible odds and more than 95000 <strong>of</strong> Marshland <strong>Iraq</strong>i refugees have fled their country<br />
to camps in the safe haven <strong>of</strong> Iran.<br />
Health and sanitation <strong>of</strong> Marsh Arab Refugees<br />
Iran’s more than 2 million refugees include 500,000 <strong>Iraq</strong>is; some 95,000 <strong>of</strong> these <strong>Iraq</strong>is<br />
are south <strong>Iraq</strong>i Shi‘a, including Marsh Arabs, now taking shelter in southwest Iran.<br />
<strong>The</strong> refugees comprise townspeople who have escaped through the marshes, as well as<br />
Marsh Dwellers; many <strong>of</strong> the townspeople are educated and before the uprising had<br />
access to reasonable health services. <strong>The</strong> Marsh Arabs on the other hand, who have<br />
traditionally dwelt in the inaccessible marshlands, had lacked both education and health<br />
services and suffered from chronic poor health when they entered Iran. <strong>The</strong> refugees live<br />
either as squatters (45,000) or in camps (50,000).<br />
Health services<br />
<strong>The</strong> <strong>AMAR</strong> ICF was set up to provide humanitarian and for refugees in the south <strong>of</strong> Iran<br />
and the <strong>Iraq</strong>i Marshland in 1991 and has done so without interruption since then.<br />
In the early years, the <strong>AMAR</strong> ICF worked inside <strong>Iraq</strong>, and until 1996 the <strong>AMAR</strong> ICF<br />
worked at Himmet, the entry point <strong>of</strong> the refugees on the border.<br />
<strong>The</strong> <strong>AMAR</strong> ICF operates 6 clinics (4 clinics in the camps <strong>of</strong> Jahrom, Ketwend,<br />
Servistan and Beheshti <strong>of</strong> Dezful and two larger polyclinics outside the camps in the<br />
towns <strong>of</strong> Huwaiza and Dezful in the south <strong>of</strong> Iran). <strong>The</strong>se clinics are staffed by 15<br />
doctors and 70 medical staff supported by 3 ambulances. All clinics deliver primary<br />
health care and are supported by pharmacies and four <strong>of</strong> them provide laboratory<br />
services. Two polyclinics have more advanced facilities including radiology, sonography,<br />
ECC etc. Three oral health clinic are working, two in the polyclinics and one in Jahrom<br />
where gynaecological and obstetric services are also <strong>of</strong>fered.<br />
Environmental health and sanitation<br />
Environmental health management constitutes a very important, indeed an essential,<br />
component <strong>of</strong> the health system. <strong>The</strong> need for a healthy environment is common to all<br />
situations, whether refugees are concerned or not.<br />
Communities where basic sanitation needs are not properly met face not only the<br />
threat <strong>of</strong> communicable diseases, but also the loss <strong>of</strong> valuable material resources in<br />
meeting the cost <strong>of</strong> preventable sickness.<br />
However, taking appropriate measures in the establishment <strong>of</strong> sustained and effective<br />
environmental health operations in camps can reduce or eliminate the risk <strong>of</strong> preventable<br />
diseases and death among the refugee population. Such measures not only contribute to<br />
the good health <strong>of</strong> individuals in the camps and nearby areas, but also reduce the high<br />
cost <strong>of</strong> providing health care services.<br />
A high incidence <strong>of</strong> enteric diseases associated with poor sanitation is characteristic <strong>of</strong><br />
the disease picture in many less developed communities.<br />
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<strong>The</strong> best ways <strong>of</strong> combating these diseases, from the cost-benefit and cost<br />
effectiveness point <strong>of</strong> view, are through the provision <strong>of</strong> basic sanitation. Improvement in<br />
sanitation generally has parallels in overall health as well as economic conditions.<br />
<strong>AMAR</strong> environmental sanitation activities<br />
<strong>The</strong> most important environmental health and sanitation measures that should be<br />
considered in refugee areas include:<br />
• provision <strong>of</strong> appropriate shelters<br />
• provision <strong>of</strong> safe water, accessible in sufficient quantities for drinking and domestic<br />
purposes<br />
• protection <strong>of</strong> distribution <strong>of</strong> safe food products<br />
• provision <strong>of</strong> sanitary systems, including latrines and solid waste and sewage disposal.<br />
<strong>The</strong> south <strong>Iraq</strong>i refugee problem is acknowledged by the Iranian government and <strong>AMAR</strong><br />
ICF. But the budget that organizations and NGOs are allocating to south <strong>Iraq</strong>i refugees is<br />
extremely limited.<br />
<strong>The</strong> <strong>AMAR</strong> ICF has provided the basis for a sustainable infrastructure (medical<br />
facilities, safe drinking water supply and sanitation) as well as primary and secondary<br />
education for Marsh Dwellers who have been taken from their original background as<br />
well as for other Arab refugees.<br />
Fortunately, due to the very good relations that <strong>AMAR</strong> ICF has established with<br />
the Iranian authorities, all <strong>AMAR</strong>’s projects are flourishing and expanding rapidly. Most<br />
fit within the overall goals and needs <strong>of</strong> the government <strong>of</strong> Iran, without any interference<br />
with or duplication <strong>of</strong> existing systems and programmes, though <strong>AMAR</strong>’s system is well<br />
organized, which means that most <strong>of</strong> <strong>AMAR</strong> investments in the field are <strong>of</strong> a sustainable<br />
nature. <strong>The</strong> camps’ health centres and clinics will stay there as long as the problem<br />
remains.<br />
• Shelter<br />
For cooperation with the shelter programme, which has been set up for refugees, it is<br />
planned to construct small masonry shelters in Jahrom and Servistan in the current year.<br />
• Water supply<br />
<strong>AMAR</strong> has provided safe drinking water in all <strong>Iraq</strong>i refugee camps in Khuzestan and Fars<br />
province, either renovated or reconstructed. Chlorinators are provided for disinfecting the<br />
water supply networks. In one <strong>of</strong> the camps a complete water purification plant and<br />
distribution system has been constructed, including the house connections for all houses<br />
in the camps.<br />
• Excreta disposal<br />
In almost all camps, an adequate number <strong>of</strong> individual pit privies with standard slab has<br />
been provided for houses.<br />
• Waste water disposal<br />
Since last year according to the priorities set out in <strong>AMAR</strong>’s environmental sanitation<br />
master plan, a waste treatment plan was constructed in one <strong>of</strong> the camps, as a pilot<br />
project. Since this project was successfully completed, others will be provided.
• Garbage collection and disposal<br />
<strong>The</strong> camps’ general cleanliness and garbage disposal has been improved by providing<br />
public garbage bins and garbage pick-ups equipped with hydraulic containers; also<br />
garbage workers have been employed from among the refugees themselves. Solid wastes<br />
are collected and sanitarily disposed <strong>of</strong> daily, in all the camps.<br />
• Sanitary food protection and distribution<br />
Food hygiene is <strong>of</strong> vital importance, particularly in the camps. This can pose a major<br />
problem due to poor sanitation measures and spread food-borne diseases caused by<br />
micro-organisms in the camps. Unless proper sanitary measures are applied to the<br />
storage, preparation and distribution <strong>of</strong> food, conditions in refugee camps will be a<br />
constantly danger to health; so <strong>AMAR</strong> has planned to construct a sanitary food centre,<br />
including shops equipped with sanitary facilities, in one <strong>of</strong> the most severely affected<br />
camps in the current year.<br />
• Food and clothing distribution<br />
Different kinds <strong>of</strong> food materials as well as dried powder milk frequently have been<br />
distributed among the refugees, donated by different sources.<br />
Health and sanitation assessment <strong>of</strong> Marsh Dweller refugees in Iran<br />
To assess the health and sanitary status <strong>of</strong> Marsh Dweller refugees in Iran, two health,<br />
demography and sanitation surveys were conducted among Arab refugees living in the<br />
south <strong>of</strong> Iran by WHO consultants in collaboration with <strong>AMAR</strong> staff in the south in<br />
August 1997 and June 2000 respectively. Methodology, process and approach were the<br />
same in both surveys.<br />
Two camps, one in Fars provinces (Jahrom) and the other in Khuzestan, were selected as<br />
sites for the survey. A questionnaire was developed to collect data about population<br />
immunization, nutrition, family health, diarrhoeic diseases and basic sanitation <strong>of</strong><br />
households. Sanitary conditions in the camps were studied in both surveys by visits and<br />
observation. A rapid quality assessment also was carried out in both occasions. A random<br />
sampling approach was exercised in both surveys through family files in the camp health<br />
centres and also in blocks <strong>of</strong> residences.<br />
Comparison <strong>of</strong> the results <strong>of</strong> two surveys are shown in the tables in the appendices.<br />
<strong>The</strong> survey reveals good improvement in sanitation and health status during the threeyear<br />
survey period.<br />
• Population structure: the percentage <strong>of</strong> children under one year old has dropped by<br />
one percent<br />
• Immunization: the status <strong>of</strong> immunization in under one year old children has<br />
improved and the high coverage has sustained<br />
• Nutrition: the nutritional status <strong>of</strong> children has not improved and comparatively is the<br />
same<br />
• <strong>The</strong> morbidity <strong>of</strong> diarrhoeic diseases has dramatically decreased; management <strong>of</strong><br />
diarrhoea has improved and the knowledge and behaviour <strong>of</strong> mothers concerning<br />
diarrhoea also increased and improved.<br />
<strong>AMAR</strong> has started new activities in strengthening the quality <strong>of</strong> services in its clinic and<br />
has launched a new programme for the training <strong>of</strong> Women Health Volunteers selected<br />
87
88<br />
from the refugees to secure more community involvement in the delivery <strong>of</strong> health<br />
services. <strong>The</strong> Foundation has also begun the implementation <strong>of</strong> new environmental and<br />
sanitary projects.<br />
REFERENCES<br />
• ‘<strong>The</strong> Marsh Arabs and the Marshlands’, <strong>The</strong> <strong>AMAR</strong> appeal-assisting Marsh Arabs<br />
and refugees, March 2001.<br />
• Review <strong>of</strong> Health situation <strong>of</strong> refugees, Islamic Republic <strong>of</strong> Iran. WHO mission<br />
report Sept. 1999 by Dr. D. Buriot and Dr. Maire Connolly<br />
• A visit to the <strong>Iraq</strong>i refugees camps assisted by <strong>AMAR</strong> in south <strong>of</strong> Iran, August 1997,<br />
by Dr. M. T. Cheraghchi Bashi and Dr. R. Bahar<br />
• Health and sanitation survey in <strong>Iraq</strong>i refugees camps assisted by <strong>AMAR</strong> in south <strong>of</strong><br />
Iran, June 2000, by Dr. R. Bahar , Eng. H. Salman Manesh, Dr. M. T. Cheraghchi<br />
Bashi and others.<br />
• Child and maternal mortality survey, <strong>Iraq</strong> 1999, Report by UNICEF, July 1999, <strong>Iraq</strong>
APPENDICES<br />
Direct beneficiaries <strong>of</strong> medical and health care by settlement:<br />
Settlement Area covered Population<br />
Dezful polyclinic Camps/squatters 20,000<br />
Huwaiza polyclinic Squatters 13,000<br />
Beheshti clinic Camp 1,000<br />
Ketwend clinic Camp 3,500<br />
Jahrom clinic Camp 5,000<br />
Servistan clinic Camp 2,500<br />
Total 45,000<br />
89
90<br />
Table 1: Population structure in survey sample; demographic survey in <strong>Iraq</strong>i<br />
refugees camps (Shaheed Dast Ghaib in Jahrom and Bani Najjar in Gutwand)<br />
Comparison <strong>of</strong> two surveys (1997 and 2000)<br />
Age groups<br />
(years)<br />
Dast Ghaib<br />
Camp<br />
Gutwand<br />
Camp<br />
No. %<br />
No. %<br />
97 00 97 00 97 00 97 00<br />
Less than one year M 13 12 34 21<br />
F 12 10 40 19<br />
T 25 22 6.1 5.8 74 40 7 6<br />
1 – 4 M 45 45 93 98<br />
F 49 46 93 76<br />
T 94 91 29.1 22.7 186 174 17.7 26<br />
5 – 14 M 72 70 139 85<br />
F 67 68 135 76<br />
T 139 145 34.2 36.3 274 161 26 24<br />
15 – 49 M 75 72 247 137<br />
F 74 73 18* 213 129 20*<br />
T 149 145 36.4 36.3 460 266 43 40<br />
50 + M 0 1 19 12<br />
F 2 3 37 17<br />
T 2 4 0.3 1 56 29 5.3 4<br />
Total M 205 200 532 353<br />
F 204 200 518 317<br />
T 409 400 100 1050 670 100 100<br />
* Child bearing age women.<br />
Remarks
Table 2 : Results <strong>of</strong> immunization survey in Dast Ghaib (Jahrom) and Beni Najjar<br />
(Gutwand) refugee camps<br />
Comparison <strong>of</strong> two surveys (1997 and 2000)<br />
Results Shaheed Dast Ghaib<br />
camp<br />
Shaheed Beni Najjar<br />
Camp<br />
1997 2000<br />
1997 2000<br />
1 No. <strong>of</strong> children surveyed 119 113 224 214<br />
2 % <strong>of</strong> children holding imm<br />
card<br />
97.5 98 98 95<br />
3 Immunization coverage in<br />
less than one year old<br />
children (percent)*<br />
• BCG 96.6 98 81 96<br />
• DPT / OPV 3 97.5 98 90 97<br />
• Measles ** 91.5 95 85 92<br />
4 % <strong>of</strong> mothers with knowledge<br />
<strong>of</strong> immunization<br />
93 90 96 81<br />
5 % <strong>of</strong> mothers received TT.<br />
Imm during pregnancy <strong>of</strong> the<br />
index child (by history or<br />
card)<br />
92.5 89 84 81<br />
6 % <strong>of</strong> mothers <strong>of</strong> childbearing<br />
age women holding imm card<br />
with at least 3 TT shots. 17 59 91 92<br />
7 % <strong>of</strong> fully immunized under 5<br />
years old children holding<br />
imm card<br />
97.5 98 94 95<br />
91<br />
Remarks<br />
* According to the National immunization schedule in Iran, Hepatitis B vaccine is<br />
one <strong>of</strong> the routine immunization antigens. This antigen was not included in the survey.<br />
But all children surveyed had a record for this immunization on their cards.<br />
** Based on instruction endorsed by Iranian National Committee on<br />
immunization, children in refugee camps should receive 3 shots <strong>of</strong> measles vaccine at 6,<br />
9 and 15 months <strong>of</strong> age. One shot was calculated as immunized before the first birthday<br />
in this survey.
92<br />
Table No. 3: Results <strong>of</strong> nutritional survey in Dast Ghaib (Jahrom) and Beni Najjar<br />
(Gutwand) refugee camps nutritional status in children under 5 years old<br />
Comparison <strong>of</strong> two surveys (1977 and 2000)<br />
Results Shaheed Dast Ghaib<br />
camp<br />
Shaheed Beni Najjar<br />
Camp<br />
1997 2000<br />
1997 2000<br />
No. <strong>of</strong> children < 5 years old<br />
survey<br />
119 113 224 214<br />
1 Upper Arm<br />
Circumference<br />
• Less than 125 mm. (%) 5.8 6.2 4.5 6.2<br />
• 125 – 135 mm 1.6 5.3 6.3 4.6<br />
• more than 135 mm.(%) 92.6 88.5 89.2 89.2<br />
2 Breast-feeding<br />
• % <strong>of</strong> exclusive breastfed<br />
infants up to 6 months<br />
<strong>of</strong> age<br />
54.6 59 50 61<br />
• % <strong>of</strong> breast-fed<br />
children up to their first<br />
birthday<br />
63 73 64.7 73<br />
• % <strong>of</strong> breast-fed<br />
children up to 24 months<br />
<strong>of</strong> age<br />
53 62 56 60<br />
3 Weight for age<br />
• percentage <strong>of</strong> children<br />
with a weight < 75 % <strong>of</strong><br />
standard values<br />
7.9 6.4 11 11<br />
4 Birth weight<br />
• % <strong>of</strong> infants born * * ** **<br />
alive with a birth 13 4 17.6 6.5<br />
5<br />
weight < 2.5kg<br />
Presence <strong>of</strong> clinical signs<br />
<strong>of</strong> malnutrition. (%)
Table 4: Morbidity <strong>of</strong> diarrhoea in index children in the past two weeks before<br />
the survey. Multi-indicator health survey in <strong>Iraq</strong>i refugee camps in Jahrom and<br />
Gutwand<br />
Comparison <strong>of</strong> two surveys (1997 and 2000)<br />
Indicators Shaheed Dast Ghaib<br />
camp (Jahrom)<br />
Shaheed Beni Najjar<br />
Camp (Gutwand)<br />
1997 2000<br />
1997 2000<br />
No <strong>of</strong> children in the survey<br />
% <strong>of</strong> children with diarrhoea<br />
119 113 224 214<br />
during the two weeks before<br />
the survey<br />
% <strong>of</strong> children given less liquid<br />
43.7 18.5 32.6 13.5<br />
during the diarrhoea<br />
% <strong>of</strong> children given less food<br />
7.7 5.2 16.4 10.5<br />
during the diarrhoea<br />
% <strong>of</strong> children given ORS for<br />
19.2 10.8 19.2 8.2<br />
treatment <strong>of</strong> diarrhoea<br />
% <strong>of</strong> children referred to clinic<br />
in the camp for treatment<br />
91 99 87 95<br />
95 100 94 100<br />
Remarks<br />
93
6<br />
<strong>The</strong> Deltaic Complex <strong>of</strong> the Lower<br />
Mesopotamian Plain and its Evolution<br />
through Millennia<br />
Paul Sanlaville<br />
Introduction<br />
<strong>The</strong> Mesopotamian Plain has played a prominent part in the history <strong>of</strong> mankind. It is<br />
there that during the fourth millennium the first cities appeared (Huot, 1989). This region<br />
has given very characteristic examples <strong>of</strong> water control and irrigation techniques. In the<br />
vast marshlands, too, originated an original way <strong>of</strong> life celebrated by <strong>The</strong>siger (1964).<br />
But this area is also an excellent example <strong>of</strong> a very complex delta system due on one<br />
hand to the combined work <strong>of</strong> three great rivers flowing down from a range <strong>of</strong> mountains<br />
and providing large quantities <strong>of</strong> water in a desert, and on the other hand to particular<br />
structural conditions resulting in the coexistence <strong>of</strong> a double delta: an inner continental<br />
one and a marine one. This complicated area can be understood only through an analysis<br />
<strong>of</strong> both the spatial organization and its evolution through the millennia.<br />
PHYSICAL GEOGRAPHY OF LOWER MESOPOTAMIA<br />
Mesopotamia, south <strong>of</strong> Samarra on the Tigris River and Ramadi on the Euphrates River,<br />
is a large clayey-silty plain, low, flat, with a very weak longitudinal slope and important<br />
problems <strong>of</strong> drainage and salinization, created by three great rivers and in continuous<br />
evolution through space and time. <strong>The</strong>se characteristics can be explained by a number <strong>of</strong><br />
factors.<br />
Structure<br />
Between the old and stable Arabian shield to the west and the recent and active Zagros<br />
mountain range to the east, the Mesopotamian Plain and the Gulf lie in a huge tectonic<br />
depression, which corresponds to an unstable shelf area where the Arabian plate plunges<br />
under the Iranian plate and where very thick sediments have been accumulating for a long<br />
time. Between the Widian limestone plateau to the west and the piedmont <strong>of</strong> the Zagros<br />
mountains to the east, the Mesopotamian Plain is about 200 km wide, but in the south, at
the latitude <strong>of</strong> Basra, the alluvial sedimentary plain gets very narrow. <strong>The</strong> western<br />
limestone plateau draws to the east, overlaid with the huge Pleistocene conglomeratic<br />
alluvial fan <strong>of</strong> Wadi Batin coming down from the Najd and well fed during Pleistocene<br />
humid periods, while to the east, lies the Holocene big alluvial fan built by both the<br />
Karun and the Kharka Rivers coming down from the Zagros range (figure 1). <strong>The</strong>se<br />
rivers rise in the relatively humid uplands and, descending rapidly from the mountains,<br />
have an enormous erosive power and brought down large quantities <strong>of</strong> sediments which<br />
were deposited during the lower Holocene. So, the width <strong>of</strong> the Mesopotamian Plain is<br />
restricted to less than 45 km, forming a kind <strong>of</strong> barrier impeding water circulation.<br />
<strong>The</strong> Quaternary alluvial deposits <strong>of</strong> the Mesopotamian Plain lie on top <strong>of</strong> very<br />
thick older sediments resting on the very deep basement characterized, mainly in its<br />
eastern part, by NW trending antiforms separated by broad synforms. South <strong>of</strong> the<br />
Takhadid–Qurna deep fault separating the Mesopotamian region from the Zubair block,<br />
the basement is shallower and the structure is north–south, with long expressive<br />
anticlines extending over ten hundreds <strong>of</strong> km on the Kuwaiti-Saudi Arabian territories<br />
(Buday, 1987). Occurrence <strong>of</strong> tectonic accidents and subsidence is probably more<br />
frequent in the alluvial Mesopotamian Plain than in the southern Zubair area.<br />
Climate<br />
<strong>The</strong> climate is arid, the mean annual rainfall varying from about 100 mm west <strong>of</strong> the<br />
plain to 150 mm to the east, with a very long summer dryness, extending from 9 months<br />
in Baghdad to 11 months in Basra. Rainfall occurs with a double maximum, a main one<br />
in winter (December and January) and a second one in spring (March and April).<br />
Summers are very hot, the mean daily maximum temperature <strong>of</strong> July being higher than<br />
42°C (with an absolute maximum <strong>of</strong> 50.5°C in Basra) and the mean daily minimum<br />
higher than 25 °C (but with an absolute minimum <strong>of</strong> – 4.4°C in Basra). As a<br />
consequence, the evapotranspiration is strong: 3426 mm/year in Baghdad (Alex, 1985).<br />
So, almost all the water flowing over this area comes from the northern and eastern<br />
mountain belt, but the climate favours evaporation over the marshes and lakes and<br />
explains the rather high watertable salinity (about 5% in wells near the Larsa<br />
archaeologic site, in 1989).<br />
We know very little concerning the past climatic conditions in south<br />
Mesopotamia for want <strong>of</strong> early and middle Holocene deposits. This area probably<br />
experienced a relatively wet phase between 9000 and 6000 years BP due both to the<br />
shifting to the north <strong>of</strong> the summer monsoon as attested in the Nafud, the Rub al Khali<br />
and also the Near East, and to the increase in the Mediterranean winter rains (Blanchet et<br />
al., 1997), but we have had no clear evidence <strong>of</strong> this in the Mesopotamian plain so far,<br />
and possibly the climate remained rather arid, but the rivers could be fed more<br />
abundantly by snowfall and rainfall increasing on the Taurus and Zagros mountains,<br />
resulting in more important floods and heavier fresh water discharges.<br />
Hydrology<br />
It explains the relatively large quantity <strong>of</strong> continental water in south Mesopotamia. Rivers<br />
bring this water from Anatolia (the Tigris, and the Euphrates and its tributaries) and from<br />
the Zagros mountains (the Greater and the Lesser Zab, the Diyala and the Kharka , the<br />
95
96<br />
tributaries <strong>of</strong> the Tigris, and the Karun River). <strong>The</strong>se rivers have high water in spring<br />
(April and May) due to the melting <strong>of</strong> the snow and spring rainfall (figure 2). Ninety per<br />
cent <strong>of</strong> the Euphrates run<strong>of</strong>f comes from Turkey, and after the Khabur branching, in<br />
Syria, the Euphrates receives no more tributaries and loses much <strong>of</strong> its water due to<br />
considerable evaporation, infiltration and diverting for irrigation. <strong>The</strong> Tigris lies much<br />
closer to the Zagros range and all along its course to the Gulf, it receives many<br />
tributaries, some quite large. <strong>The</strong> Zagros rivers play a very important role: because <strong>of</strong> the<br />
direct surface run-<strong>of</strong>f and the strong longitudinal gradient <strong>of</strong> the valleys, their waters rush<br />
down fast and have strong discharges. When all these rivers arrive in the Mesopotamian<br />
Plain, more or less important and devastating floods occur in spring. <strong>The</strong>n the rivers leave<br />
their beds, cut their banks and overflow all the depressions. Between 1944 and 1954,<br />
before the major dams on its tributaries were built, the Tigris broke its banks above<br />
Baghdad in four <strong>of</strong> those years and downstream in eight <strong>of</strong> them, and up to 84 % <strong>of</strong> <strong>Iraq</strong>i<br />
cultivated lands were in danger <strong>of</strong> being flooded (de Vaumas, 1955).<br />
<strong>The</strong> rivers are strongly loaded. According to Ionides (1937), the Euphrates had an<br />
estimated approximate average silt content, in dry grammes per cubic metre <strong>of</strong> water,<br />
varying from 130 in September to 1800 in May at Ramadi, and for the Tigris the figures<br />
varied from 170 in October to 2300 in April, near Baghdad. During the flood <strong>of</strong> 3 March<br />
1953, the Tigris carried 103 m 3 /sec <strong>of</strong> sediment and during the whole year the Tigris<br />
would have carried 111.3 millions m 3 <strong>of</strong> sediments (Kholy, 1956). Cressey (1958)<br />
estimated that the Tigris deposited in the 1950s about 40,000,000 cubic metres <strong>of</strong><br />
sediment annually, 90 % <strong>of</strong> this in the lower alluvial plains between Baghdad and Basra.<br />
Geomorphology<br />
In fact, the Mesopotamian Plain is a rather complex area: very distinct regions can be<br />
distinguished, according to altitude, slope, microtopography, soils, water table, etc.<br />
(Buringh, 1957, 1960; Sanlaville, 1989). <strong>The</strong> longitudinal pr<strong>of</strong>ile is very gentle and<br />
becomes smoother and smoother to the south. <strong>The</strong>n, the rivers meander and water has<br />
increasing difficulty in flowing, especially in the south where the plain is almost closed<br />
up by the Karun and Batin alluvial fans and the Western Plateau promontory. From the<br />
northwest to the southeast the following areas can be identified (figure 1):<br />
<strong>The</strong> River Plain<br />
This is the upper part <strong>of</strong> the Mesopotamian plain. Between Baghdad and Kut, the average<br />
slope <strong>of</strong> the Tigris River is only <strong>of</strong> 0.07 %: in this flat and low-lying Holocene plain both<br />
rivers meander. Under natural conditions, when floods occurred, the water rose higher<br />
than the river banks and the plain was flooded over a large area. Shifting <strong>of</strong> the river bed<br />
over the plain was not infrequent; as a consequence <strong>of</strong> the filling up <strong>of</strong> the riverbed with<br />
sediments, during floods the river broke through its levees and entered the plain, forming<br />
a new river bed. As the quantity <strong>of</strong> sediment in suspension was important, the coarsest<br />
material (sandy silt and silt) was deposited first near the river, forming higher and higher<br />
levees, from 1 to 3 kms wide, on each side <strong>of</strong> the streams. In the large and shallow<br />
depressions lying between the rivers, generally 2 to 3 metres lower than the river levees,<br />
silty clay and clay were deposited. In the levees, the groundwater table was rather deep<br />
and the soils were relatively well textured, but the groundwater table was shallower in
depressions where the soils have low permeability, and semi-permanent marshes and<br />
lakes could form in the lowest areas.<br />
<strong>The</strong> interior fluviatile delta<br />
Downstream from Kut and Al-Hindiyya, the very weak slope <strong>of</strong> the plain (0.034 %<br />
between Kut and Amarah) induces the formation <strong>of</strong> a real Interior Fluviatile Delta. <strong>The</strong><br />
Tigris and the Euphrates split up into many branches (notably the Al-Hindiyya and Hillah<br />
branches for the Euphrates and the Gharraf for the Tigris), that still meander and give<br />
way in their turn to smaller branches. <strong>The</strong> levees are smaller and lower than in the River<br />
Plain, the basins are smaller too but numerous, the groundwater is near the surface and<br />
the deepest parts <strong>of</strong> the basins are marshy. During floods, large parts <strong>of</strong> the Interior Delta<br />
Plain may be inundated. <strong>The</strong> rivers have lost a great part <strong>of</strong> their water and sediments in<br />
this area. According to de Vaumas (1955), on 17 March 1946 the waterflow in the Tigris<br />
was 6200 m 3 /sec near Kut but only 560 m 3 /sec near Amarah: more than 90% <strong>of</strong> the flood<br />
water passing Kut did not reach Amarah (figure 2). During the low water periods, in<br />
autumn, losses were smaller but notable: 40% in October for the Tigris between Kut and<br />
Amarah, and 37% in September for the Euphrates between Hit and al-Nasiriyya (Ionides,<br />
1937). This important loss <strong>of</strong> turbid water results in the building <strong>of</strong> continental deltaic<br />
fans. <strong>The</strong>n, the Interior Delta Plain must be considered as the main sedimentation area,<br />
more especially as silting was increased by irrigation practices. But, today conditions<br />
have strongly changed due to dams, canals and agricultural requirements, so the upper<br />
fan-deltas <strong>of</strong> the Tigris (Gharraf) and the Euphrates (Al-Hindiyya) are no longer active.<br />
<strong>The</strong> marsh and lake area<br />
This is the third physiographic region. Due to the extreme flatness <strong>of</strong> the region, there are<br />
two active fan-deltas so far, at Suq al-Shuyukh along the Euphrates and at Amarah on the<br />
Tigris (al-Azzawi, 1986; Baltzer and Purser, 1990). As one goes downstream, the<br />
groundwater table gets higher and higher, and marshes and lakes overlay increasing<br />
surfaces to the southeast: the central marshes with the Haur Sa’diyya and Haur Sanniyya,<br />
fed by the Tigris, the Hammar marshes and the Haur al-Hammar, fed by the Euphrates,<br />
and the Huwaiza marshes east <strong>of</strong> the Tigris, fed by the Kharka River. Some marshes are<br />
temporary, only flooded during the highest floods. <strong>The</strong> mean water level <strong>of</strong> the<br />
permanent marshes varies from about 0.50 m during the dry season to 2 m during the<br />
highest floods, and the level and surface <strong>of</strong> the lakes strongly vary during the year<br />
(<strong>AMAR</strong>, 1994). <strong>The</strong> last suspended sediments are trapped within marshes and lakes,<br />
where the presence <strong>of</strong> a dense vegetation <strong>of</strong> reeds favours their deposition, and the active<br />
evaporation <strong>of</strong> salt loaded waters increases the lake and marsh salinity: so south <strong>of</strong> the<br />
Haur al-Hammar lie ephemeral saline lakes and sebkhas. <strong>The</strong> Euphrates finally disperses<br />
into the Haur al-Hammar, whose outflow is very small compared with the discharge <strong>of</strong><br />
the river at Hit and its water is very clear. In April 1931, the Tigris was flowing at about<br />
5000 m 3 /sec at Baghdad, it had dwindled to 3800 m 3 /sec at Kut and, at Qal’at Salih, there<br />
remained no more than 180 m 3 /sec, or 3.6% (figure 2; Ionides, 1937).<br />
<strong>The</strong> estuary<br />
Due to the natural dam formed by the Widian plateau promontory and the Karun alluvial<br />
fan, the Mesopotamian plain disappears as well and the Shatt al-Arab corresponds to an<br />
estuary, influenced by the strong twice daily tidal action <strong>of</strong> the Gulf. Salt sea water does<br />
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98<br />
not penetrate farther than Abadan (the sea salinity tide) due to the important fresh-water<br />
discharge <strong>of</strong> the Karun river, but the river water rises and falls as far as Qurna: it is the<br />
dynamic tide, used for the irrigation <strong>of</strong> the date palms and gardens in empoldered areas <strong>of</strong><br />
the lower levees, beyond which stretch extensive sebkhas, and on the northern border <strong>of</strong><br />
the Haur al-Hammar, farmers made use <strong>of</strong> a few centimetres <strong>of</strong> tidal water to irrigate<br />
their rice-fields.<br />
<strong>The</strong> marine delta<br />
<strong>The</strong> huge true marine deltaic system, stretching mainly to the east, in Iran, but also to the<br />
west as far as Bubiyan Island, in Kuwait, has been generated mainly by the silt and clay<br />
deposits brought about by the Karun and other Iranian rivers coming down from the<br />
Zagros range, and a very important submarine delta has been built (figure 1). <strong>The</strong> Shatt al<br />
Arab discharges on average 27 km 3 into the Gulf, but 22 km 3 are supplied by the Karun<br />
and only 5 km 3 by the Tigris and the Euphrates.<br />
So the Mesopotamian Plain presents highly complex and both continental and marine<br />
deltaic depositional landscapes, reflecting global variations in such controlling factors as<br />
discharge regime and sediment load <strong>of</strong> three great rivers, climatic data and changes over<br />
the catchment area, marine energy conditions, structural control (lithology, tectonics) and<br />
various human undertakings, sometimes resulting in disturbances, with complex<br />
interacting processes, which we have to take into account to sketch its evolution through<br />
the last millennia.<br />
THE EVOLUTION OF LOWER MESOPOTAMIA SINCE THE LAST GLACIAL<br />
MAXIMUM<br />
Concerning the evolution <strong>of</strong> the Mesopotamian Plain, two main questions have to be<br />
answered: has the Gulf shoreline significantly changed since the last postglacial<br />
transgression? What are the consequences <strong>of</strong> modern transformations (dams, irrigation<br />
and drainage networks, pollution) in this region and mainly in the marsh area?<br />
Since the early nineteenth century, scientists (geologists, archeologists,<br />
geographers) have tried to trace the evolution <strong>of</strong> Lower Mesopotamia. <strong>The</strong> earliest<br />
theories claimed that the head <strong>of</strong> the Gulf was far to the north <strong>of</strong> the present one and there<br />
was a gradual retreat <strong>of</strong> the sea and a strong progradation <strong>of</strong> the delta plain throughout<br />
prehistoric and historic ages, and de Morgan (1900) mapped the presumed shoreline at<br />
the time <strong>of</strong> Sennacherib (in 696 BCE) between Basra and Amarah.<br />
Challenging these traditional concepts, Lees and Falcon (1952) stated that there<br />
was no evidence that the head <strong>of</strong> the Gulf had ever been to the northwest <strong>of</strong> its present<br />
limit since the early Pliocene and asserted that the Euphrates–Tigris–Karun delta was<br />
very stable during the Quaternary, without appreciable progradation <strong>of</strong> the delta, due to a<br />
delicately balanced system <strong>of</strong> subsidence and sedimentation.<br />
Since that paper was published, new field researches have been carried out and<br />
several authors criticized Leeds and Falcon’s assertions (especially Larsen, 1975,<br />
Sanlaville, 1989). Nevertheless, recent geological and geomorphological research is<br />
bitterly lacking and the Quaternary evolution <strong>of</strong> the Mesopotamian Plain has remained
ather badly known so far. Meanwhile, we shall try here to bring up the subject again and<br />
to take the few latest data into account.<br />
Five main periods have to be considered:<br />
<strong>The</strong> last glacial maximum<br />
During the last glacial period, the characteristic features <strong>of</strong> the Mesopotamian Plain were<br />
very different from the present ones. About 18,000 years BP, the global sea level was at<br />
about –120/130 m and the Gulf had completely dried up, the Shatt al-Arab flowing<br />
directly into the Gulf <strong>of</strong> Oman (figure 3). <strong>The</strong>n in Mesopotamia the general base level<br />
was relatively low, though the Gulf floor is shallow (less than 100 m) particularly in its<br />
northern part. Data are lacking, but, during the regression, as evidenced by some<br />
boreholes, the Tigris, the Euphrates and their tributaries fairly cut down into the<br />
Mesopotamian plain lower than –26 m between Qurmat Ali and Qurna and lower than –<br />
30 m at Fao. <strong>The</strong> ground water level was very low and probably there was neither marsh<br />
nor problem <strong>of</strong> drainage, and in that arid country most <strong>of</strong> the villages and the first cities<br />
must have been settled on the lower valley-sides, close to the rivers and clearly below the<br />
present level <strong>of</strong> the plain. But there is no reason to consider that this area was neither<br />
populated nor cultivated as early as the Jazira, in the northern part <strong>of</strong> Syria and <strong>Iraq</strong>.<br />
<strong>The</strong> postglacial sea-level rising<br />
<strong>The</strong> sea-level rose progressively in the Gulf basin from 14000 years BP onwards. Off<br />
Fao, it was at about –30 m about 10,000 years BP, and fresh-water peat formed at<br />
Bubiyan up to 8000 BP at –20 m, just a little above the contemporaneous sea-level<br />
(Gunatilaka, 1986; Al-Zamel, 1985): then at 8000 BP the surface <strong>of</strong> the Shatt al-Arab<br />
delta was 20 m lower than the present one (figure 4). Sea rising was particularly fast<br />
between 9000 and 6000 years BP and the sea-level reached its maximum circa 4000 years<br />
BCE (calibrated), at the end <strong>of</strong> the Ubaid period (which lasted from 6500 to 3700 years<br />
BCE). This maximum was probably slightly above the present one (+1 or 2 m?), ‘in<br />
response to the hydrostatic adjustment <strong>of</strong> the earth, inundating the very low areas <strong>of</strong><br />
lower Mesopotamia’ (Lambeck, 1996).<br />
Recent estuarine or marine faunas have been discovered in different localities <strong>of</strong><br />
southern Mesopotamia. In various borings in the Basra area, the so-called ‘Hammar<br />
Formation’ occurs near the surface, constituted <strong>of</strong> sands and silts containing mainly small<br />
marine gastropods and lamellibranchs, overlying gravels and sands <strong>of</strong> the continental<br />
‘Dibdibba Formation’ and overlaid by recent fluvial silts (Hudson et al.,1957; Macfadyen<br />
and Vita-Finzi, 1978). <strong>The</strong>se faunas have been found in the north up to Amarah where,<br />
between –2.7 and –8.5 m below the soil surface, clayey silts have yielded marine<br />
foraminifers and Cyprideis cf. torosa, but only a campaign <strong>of</strong> borings in the marsh and<br />
lake area would enable us to be sure <strong>of</strong> the exact area affected by the marine ingression,<br />
the western and northern outline <strong>of</strong> which is hypothetic so far. In the south, the Hammar<br />
formation was carbon dated to 5020 ± 90 years BP and 4310 ± 160 years BP (oysters) on<br />
the southern shore <strong>of</strong> Lake Hammar, and 5730 ± 210 years BP and 4770 ± 140 years BP<br />
north <strong>of</strong> Khor Abdallah (Purser et al., 1982; Al Azzawi, 1986). One can add that in the<br />
south <strong>of</strong> Kuwait, five oolithic beach-dune ridges have been dated between 5500 and 2190<br />
99
100<br />
± 70 years BP, the sea-level being close to the present one and reaching a maximum<br />
around 4630 ± 60 years BP (Gunatilaka, 1986).<br />
<strong>The</strong>se dates clearly indicate that the Hammar Formation is Holocene and that,<br />
contrary to Lees and Falcon’s assertions, the postglacial transgression penetrated rather<br />
far into lower Mesopotamia (figure 5). It swiftly flooded a low-lying delta region into a<br />
shallow marine-lagoonal environment, behind the narrowing <strong>of</strong> Basra, and concurrently<br />
raised the river level and the watertable, converting a dry region into an aquatic one. <strong>The</strong><br />
inner gulf water was probably increasingly more brackish than salty, due to its<br />
shallowness and to the important freshwater discharge from the rivers. Much research<br />
should be done to outline the exact shoreline at the maximum <strong>of</strong> the transgression, but we<br />
can assume that it did not occur before 4300 BCE, and presume that it included the whole<br />
area between Haur al-Hammar and Amara and in those days the coastline must have been<br />
some 150 to 200 km north <strong>of</strong> the present one (figure 5). As related in the cuneiform<br />
sources, the third millennium Sumerian cities <strong>of</strong> Ur and Eridu could have settled<br />
alongside or very near the coast <strong>of</strong> the Gulf (Falkenstein, 1951; Jacobsen, 1960).<br />
<strong>The</strong>re is no need, probably, to seek for a scientific or historic reality in the Deluge<br />
foundation myth, whose theme, actually, is universal. However, the Bible’s Deluge myth<br />
might have originated in this huge, general and incomprehensible elevation <strong>of</strong> both<br />
marine and continental waters which, in a rather short lapse <strong>of</strong> time, completely disrupted<br />
the ancient geographical context and utterly modified living conditions.<br />
<strong>The</strong> rapid progradation <strong>of</strong> the Tigris-Euphrates-Karun delta<br />
<strong>The</strong> alluvial silty deposits overlying the marine Hammar Formation can be interpreted as<br />
resulting from a deltaic progradation to the southeast (figure 5). As a consequence <strong>of</strong> the<br />
abundant alluvial supply <strong>of</strong> the rivers and <strong>of</strong> the extreme shallowness <strong>of</strong> the northern part<br />
<strong>of</strong> the Gulf, an important filling occurred, first preventing the sea to enter too far inland,<br />
then bringing about a rapid receding <strong>of</strong> the coastline to the south and progressively<br />
changing a saline and brackish lagoon into a fresh water marsh and lake area (Admiralty<br />
Intelligence Division, 1944). Archeological sites <strong>of</strong> the second half <strong>of</strong> the second<br />
millennium and the first millennium BCE exist on the southern border <strong>of</strong> the Haur al-<br />
Hammar and to the east <strong>of</strong> the Tigris between Qurna and Basra, proving that the Gulf<br />
shoreline was then more southerly, and contradicting de Morgan’s assertion <strong>of</strong> the<br />
presence <strong>of</strong> a marine gulf in that region in the fourth century BCE (Roux, 1960;<br />
Hansman, 1978). It is also possible to understand why no neolithic sites could be found in<br />
lower Mesopotamia: established on valley-sides, they were buried under several metres<br />
<strong>of</strong> fine grained flood deposits <strong>of</strong> the prograding delta (Geyer and Sanlaville, 1996). At<br />
Oueili, the oldest archaeological excavated level (Ubaid 0, 6500–5900 years BCE) has<br />
been found 4.5 m below the present plain level (figure 6; Calvet, 1985). Unfortunately,<br />
we seriously lack maps and data concerning the precise elevation <strong>of</strong> the plain in the<br />
different sites.<br />
From then on, the rivers were no longer incised but ran on the surface <strong>of</strong> the plain<br />
and, during the spring floods, immense areas were inundated. <strong>The</strong>n lower Mesopotamia<br />
got its present configuration and zoning, in particular the diffluence area and the marshes<br />
and lakes area, which in the previous phase were probably located more to the north.<br />
We do not know when the Gulf reached its present shoreline, but Al-Zamel<br />
(1985) has demonstrated that Bubiyan Island (Kuwait) emerged at about 3500 years BP:
101<br />
multiple shelly beach ridges have been dated to 3500-2800 years BP on its southern<br />
shoreline, facing the Gulf. In the light <strong>of</strong> historical and archaeological evidence,<br />
Hansman (1978) considers that the southern limit <strong>of</strong> the Mesopotamian delta was very<br />
near to the present one at the Hellenistic period. At that time, each <strong>of</strong> the three rivers had<br />
its own estuary, the Euphrates flowing into the Gulf through the Khor al-Zubair and the<br />
Khor al-Sabiha. Meanwhile, it seems that the Gulf level was slightly lower (about one<br />
metre) than today (Dalongeville, 1990) and the coastline possibly was a little south <strong>of</strong> the<br />
present one (figure 5).<br />
Variations <strong>of</strong> the marsh area in the course <strong>of</strong> time<br />
Afterwards, only less important changes occurred. For instance, in the seventh century<br />
CE, the Tigris flowed down the Gharraf bed and into the Euphrates, forming vast<br />
marshes, 370 km long and 90 km wide, spreading from Kufa to Basra and called ‘the<br />
Great Swamp’ by Le Strange (1905). We have had the opportunity to identify these<br />
marshes in the Larsa-Oueili area, thanks to the presence <strong>of</strong> very dark clayey-silty<br />
sediments yielding an abundant fresh water malac<strong>of</strong>auna (Corbicula fluminalis,<br />
Melanoides tuberculata, Unio tigridis, Lymnaea gr. auricularia), carbon dated to 975-<br />
1263, 1230-1445 and 1082-1429 years CE (calibrated), overlying a lighter silty deposits<br />
containing Bellamya bengalensis, Melanoides and Lymnaea, carbon dated to 1577-941<br />
and 673-21 years BCE (Geyer and Sanlaville, 1996) and overlain by more recent sandy<br />
deposits (figure 6). At that time, the marshes were much vaster than today and certainly<br />
more important in the west than in the east, due to the shifting <strong>of</strong> the Tigris river to the<br />
west. <strong>The</strong>n Abadan was on the Gulf coast (it is 32 km away today), possibly due to a sealevel<br />
slightly higher than the present one or more probably because, most <strong>of</strong> the Tigris<br />
waters flowing into the Euphrates and running through the Khor al-Sabiya, a strong<br />
marine erosion occurred at the less fed mouth <strong>of</strong> the Shatt al Arab (figure 5).<br />
We do not know when the Haur al-Hammar formed: it is not indicated in the<br />
Chesney’s Survey Report (1850), and the Handbook <strong>of</strong> the Admiralty Intelligence<br />
Division (1944) ascribed its formation to a big flood sometime after 1870 (Potts, 1997),<br />
but it certainly was part <strong>of</strong> the ‘Great Swamp’ <strong>of</strong> Le Strange and may have formed and<br />
disappeared in the course <strong>of</strong> time.<br />
Lees and Falcon (1952) thought that the vast amount <strong>of</strong> silt carried along by the<br />
rivers and the wind-blown material should have filled the Gulf but for a continued<br />
subsidence which allowed sedimentation to continue, and argued that tectonic subsidence<br />
through time had more than negatived the effects <strong>of</strong> siltation. In fact, the thickness <strong>of</strong> the<br />
Hammar formation and <strong>of</strong> the overlying alluvial deposits as indicated by borings proves<br />
that subsidence was rather weak in south Mesopotamia. <strong>The</strong> fact is also attested at Oueili<br />
thanks to excavations. <strong>The</strong>re was no significant tectonic subsidence <strong>of</strong> this area in<br />
Holocene time. As noted further up concerning a flood <strong>of</strong> March 1946, 90% <strong>of</strong> the water<br />
passing Kut did not reach Amarah: the major area <strong>of</strong> silting is not the Marsh and Lake<br />
area but the Interior Fluvial Delta area upstream, where most <strong>of</strong> the waters and <strong>of</strong> their<br />
sediment supply spread out; it is probably in the inner delta that the main sinking occurs<br />
under the weight <strong>of</strong> accumulating deposits.<br />
Present disturbances and previsions for the future
102<br />
Lower Mesopotamia has been extremely disturbed since the middle <strong>of</strong> last century and<br />
completely disorganized during the last two decades. Huge dams have put an end to<br />
yearly large floods and significantly reduced the water and sediment supply. <strong>The</strong> strong<br />
alluvial build-up which characterized southern Mesopotamia is no longer working, the<br />
Gulf coast is now eroded by waves and currents and the marine delta recedes. Recent<br />
important drying operations, mainly the digging <strong>of</strong> two important ‘moats’, accelerated the<br />
evolution, deeply disrupted the inner delta hydrology and disturbed the natural running <strong>of</strong><br />
the marsh and lake. <strong>Marshes</strong> are less or no longer fed, and salinity is rapidly increasing.<br />
<strong>The</strong> growing use <strong>of</strong> chemical fertilizers and phytosanitary products on one hand, and the<br />
discharge <strong>of</strong> urban and industrial wastewater on the other, have considerably spoilt the<br />
water to the prejudice <strong>of</strong> mankind, the fauna and flora. So the natural milieu has been<br />
deeply and <strong>of</strong>ten negatively modified or even definitely destabilized.<br />
CONCLUSION<br />
As a common delta <strong>of</strong> three main rivers, the Lower Mesopotamian Plain presents a<br />
complex, coherent and harmonious but very fragile organization <strong>of</strong> very different but<br />
interdependent areas that undergo a complex evolution depending on numerous factors<br />
(tectonics or subsidence, regional climatic and hydrological changes, small oscillations <strong>of</strong><br />
the Gulf level, human factors, etc.) tending towards a slow and progressive filling up <strong>of</strong><br />
lakes and marshes and ultimately to their long-term disappearance.<br />
Since the middle <strong>of</strong> the twentieth century and more particularly during the last<br />
two decades, huge dams, drastic drainage operations, chemical pollution have completely<br />
destabilized this region. <strong>The</strong> slow and natural evolution <strong>of</strong> the delta which had been at<br />
work for more than five millennia has been abruptly upset. <strong>The</strong> last area to be concerned,<br />
the marsh and lake area, is today the most strongly affected. Numerous and considerable<br />
disruptions are to appear, and it is very difficult to anticipate all their dramatic and<br />
irreversible consequences for the milieu and Man. Very impressive recent satellite<br />
imagery shows an almost complete disappearance <strong>of</strong> marshes. Part <strong>of</strong> humanity’s<br />
heritage, the <strong>Iraq</strong>i marshlands have existed for almost six millennia and, owing to a very<br />
slow natural evolution, would have lasted centuries (or millennia!) more, but huge<br />
drainage works have dried them in a mere two decades.<br />
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Al-Azzawi M., 1986. La sédimentation actuelle sur la plaine de basse-Mésopotamie<br />
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Alex, M., 1985. Klimadaten ausgewählter stationen des Vorderen Orients. Tübinger Atlas<br />
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Al-Kholy F., 1956. Suspended sediments in river Tigris for the year 1953. Baghdad.<br />
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Buringh P., 1957. Living conditions in the lower Mesopotamian plain in ancient times.<br />
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Buringh P., 1960. Soils and soil conditions in <strong>Iraq</strong>. Baghdad, Republic <strong>of</strong> <strong>Iraq</strong>, Ministry<br />
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Calvet Y., 1985. Le début de la période Obeid en Mésopotamie du Sud. In J.-L. Huot,<br />
Yon M. and Calvet Y. (eds), De l’Indus aux Balkans. Recueil à la mémoire de<br />
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Falkenstein A., 1951. Die Eridu Hymne. Sumer, 7: 119-125.<br />
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région de Larsa-Oueili (<strong>Iraq</strong>). In Huot J.-L. (ed.), Oueili. Travaux de 1987 et<br />
1989. Paris, Editions Recherche sur les Civilisations: 391-408.<br />
Gunatilaka A., 1986. Kuwait and the Northern Arabian Gulf: a study on Quaternary<br />
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Hansman J.F., 1978. <strong>The</strong> Mesopotamian delta in the first millennium. Geogr. Journal,<br />
144: 49-61.<br />
Hudson R.G.S., Eames F.E. and Wilkins G.L., 1957. <strong>The</strong> fauna <strong>of</strong> some recent marine<br />
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Huot J.-L., 1989. Les Sumériens. Paris, Editions Errance, 257 p.<br />
Ionides M.G., 1937. <strong>The</strong> regime <strong>of</strong> the rivers Euphrates and Tigris. London, Spon Ltd,<br />
278 p.<br />
Ionides M.G., 1954. A replay to Lees and Falcon. Geogr. Journal, 121: 394-395.<br />
Jacobsen T., 1960. <strong>The</strong> waters <strong>of</strong> Ur. <strong>Iraq</strong>, 22: 174-185.<br />
Kassab I.M. and Abbas M.J. (eds.), 1987. <strong>The</strong> regional geology <strong>of</strong> <strong>Iraq</strong>. Volume 2,<br />
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Lambeck K., 1996. <strong>The</strong> Persian Gulf since the Last Glacial Maximum: a<br />
palaeogeographic reconstruction. Earth Planetary Science Letters, 142: 43-57.<br />
Larsen C.E., 1975. <strong>The</strong> Mesopotamian delta region: a reconsideration <strong>of</strong> Lees and<br />
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Euphrates-Karun delta. In Brice W.C. (ed.), <strong>The</strong> environmental history <strong>of</strong> the Near<br />
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its Holocene Hammar fauna. Geol. Mag., 115, 4: 287-300.<br />
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<strong>Iraq</strong>. In Huot J.-L. (ed.), Oueili. Travaux de 1987 et 1989. Paris, Editions<br />
Recherche sur les Civilisations: 409-412.<br />
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F., Plaziat J.-C., Yacoub S.Y. and Younis W.R., 1982. Caractères et évolution du<br />
complexe deltaïque Tigre-Euphrate. Mém. Soc. Géol. Fr., 144: 207-216.<br />
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derniers millénaires. Paléorient 15, 2: 5-27.<br />
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U., 264 p.<br />
<strong>The</strong>siger W., 1964. <strong>The</strong> Marsh Dwellers. Penguin Harmondsworth, 233 p.<br />
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Etudes irakiennes, deuxième série. Rev. Géogr. Alpine, 46, 2: 235-331.
Figure 1 - Mesopotamian morphological map<br />
105
106<br />
Figure 2 - Mean annual discharge <strong>of</strong> the Tigris River (after Al-Azzawi, 1986)<br />
Figure 3 - Rising <strong>of</strong> the postglacial transgression in the Persian Gulf (after<br />
Lambeck, 1996)
Figure 4 - Evolution <strong>of</strong> the Lower Mesopotamian shoreline since the postglacial<br />
transgression maximum<br />
107
108<br />
Figure 5 - Evolution <strong>of</strong> the Persian Gulf level and <strong>of</strong> the Lower Mesopotamian<br />
shoreline since the postglacial transgression
Figure 6 - Upper Pleistocene and Holocene sedimentation in the Larsa-Oueili region<br />
(after Geyer and Sanlaville, 1996, modified)<br />
109
7<br />
Monitoring Marshland Degradation<br />
Using Multispectral Remote Sensed<br />
Imagery<br />
James Brasington<br />
Introduction<br />
<strong>The</strong> Mesopotamian <strong>Marshes</strong> <strong>of</strong> southern <strong>Iraq</strong> and Iran are <strong>of</strong> global significance, in part<br />
because <strong>of</strong> their scale (estimated at 15,000-20,000 km 2 ; <strong>The</strong>siger, 1964), but particularly<br />
for their unique biodiversity and historic pattern <strong>of</strong> human settlement, which dates back<br />
to the early Sumerian civilizations <strong>of</strong> 5000-6000 BP. Recent deepening demand for water<br />
supply, in particular for irrigated agriculture, however, now presents a growing risk to<br />
this marginal ecosystem. <strong>The</strong> potential problems associated with irrigation, in particular<br />
salinization, have long between understood in Mesopotamia and a sustainable and<br />
sophisticated pattern <strong>of</strong> cultivation developed in response to this threat. It was not until<br />
the 1960s however, that the acute sensitivity <strong>of</strong> the marshes to the rapid intensification <strong>of</strong><br />
irrigation during the twentieth century was first comprehensively evaluated (Buringh,<br />
1960). More recently, and in a mood <strong>of</strong> growing concern, a number <strong>of</strong> studies have<br />
highlighted the actual extent and rapidity <strong>of</strong> wetland degradation and questioned the<br />
underlying political context <strong>of</strong> river diversion schemes in the area. Previous research has<br />
revealed that nearly 50% <strong>of</strong> the marsh area became desiccated during the late 1980s and<br />
early 1990s (Pearce, 1993; <strong>AMAR</strong>, 1994). <strong>The</strong> precise cause <strong>of</strong> this environmental<br />
change remains disputed, but it is largely attributed to a combination <strong>of</strong> major water<br />
supply projects throughout the upstream basin <strong>of</strong> the Rivers Tigris and Euphrates as well<br />
as a number <strong>of</strong> localized river diversion schemes.<br />
A precise assessment <strong>of</strong> the contemporary situation and the severity <strong>of</strong><br />
environmental degradation by conventional ground surveys is hindered by the sheer scale<br />
<strong>of</strong> the ecosystem and the difficulty <strong>of</strong> navigating across the complex mosaic <strong>of</strong> wetlands.<br />
More specifically, regional international tension between the key riparian states has<br />
restricted access to the marshes and limited the availability and exchange <strong>of</strong> hydrometric<br />
data. Under these constraints, an increasingly popular alternative to monitoring<br />
ecosystem structure and development is provided by the interpretation <strong>of</strong> digital satellite<br />
imagery. A growing body <strong>of</strong> research has demonstrated the potential for detailed multitemporal<br />
characterization <strong>of</strong> large wetlands based on remotely sensed imagery (e.g.,<br />
Shima et al., 1976; Jensen et al., 1991; Jensen et al., 1995). This approach combines the
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advantages <strong>of</strong> synoptic, high-resolution perspectives over wide areas unhindered by<br />
international borders, with repeatable, systematic survey methods. Furthermore, an<br />
increasing number <strong>of</strong> earth resource satellite mapping programmes such as the<br />
NASA/USGS Landsat and CNES SPOT now <strong>of</strong>fer temporal coverage spanning three<br />
decades and thus provide the opportunity for rigorous historical analysis <strong>of</strong> ecosystem<br />
development.<br />
This paper reports a study <strong>of</strong> the evolution <strong>of</strong> the Mesopotamian marsh complex<br />
based on an analysis <strong>of</strong> historical and recent Landsat imagery, and seeks to update and<br />
consolidate previous research by <strong>AMAR</strong> (1994) and Munro and Touron (1997). <strong>The</strong><br />
primary objective was to document the extent and distribution <strong>of</strong> changes within the<br />
marshlands over the period 1977-2000 and to investigate the potential role <strong>of</strong> localized<br />
river diversion schemes within the marsh area. <strong>The</strong> moderate resolution, multispectral<br />
imagery provided by the Landsat generation <strong>of</strong> satellites is ideal for characterizing<br />
wetland ecosystems as key landcover units can be effectively distinguished by their<br />
spectral separability in the optical and infrared wavelengths. However, restricted access<br />
to the region and very limited ground data make precise ecological mapping impossible,<br />
so here only a broad categorization <strong>of</strong> landcover types which can be identified from<br />
simple image processing techniques is presented. While further validation and<br />
elaboration <strong>of</strong> the classification would be ideal, the results presented here demonstrate the<br />
extraordinary rate <strong>of</strong> change within the last decade and reveals the spectre <strong>of</strong> the entire<br />
eradication <strong>of</strong> marshes in the very near future.<br />
<strong>The</strong> physiographic context<br />
<strong>The</strong> wetlands <strong>of</strong> Lower Mesopotamia comprise a system <strong>of</strong> shallow lakes and marshes<br />
which, in the mid-twentieth century, occupied an area <strong>of</strong> between 15,000-20,000km 2<br />
(Figure 1). Situated predominately within southern <strong>Iraq</strong> to the north <strong>of</strong> Basra (30-33 o N,<br />
45-47 o E), this wetland complex is constructed upon a naturally poorly drained, low-lying,<br />
very low-gradient Quaternary alluvial plain (Larsen and Evans, 1978; Sanlaville, 1989).<br />
<strong>The</strong> climate <strong>of</strong> the region is arid and the annual rainfall <strong>of</strong> 100-150mm is greatly<br />
exceeded by the evaporative demand which reaches 3400mm per annum (Alex, 1985).<br />
<strong>The</strong> main marsh area has developed on two large, flat, active fan-deltas nourished by<br />
distributaries and overbank floods <strong>of</strong> the Rivers Tigris and Euphrates, both <strong>of</strong> which rise<br />
in the highlands <strong>of</strong> eastern Turkey. <strong>The</strong> marshlands lie at the downstream margin <strong>of</strong> this<br />
international river basin, where the two rivers join to form the Shatt al Arab waterway<br />
before discharging into the Persian Gulf 90km south <strong>of</strong> Basra. <strong>The</strong> drainage area <strong>of</strong> this<br />
combined basin exceeds 915,000km 2 and extends over five countries; Turkey, Syria, Iran,<br />
<strong>Iraq</strong> and to a lesser extent, Saudia Arabia.<br />
<strong>The</strong> regime <strong>of</strong> the Tigris and Euphrates is strongly seasonal, reflecting high winter<br />
rainfall and spring snowmelt in their highland headwaters. Contributions to run<strong>of</strong>f are<br />
highly variable across the basin and over 85% and 50% <strong>of</strong> the flow <strong>of</strong> the Euphrates and<br />
Tigris respectively, originates in Turkey. <strong>The</strong> winter rains and spring snowmelt give rise<br />
to an annual flood which peaks downstream in southern <strong>Iraq</strong> during April and May and is<br />
main source <strong>of</strong> recharge to the wetlands.
112<br />
Figure 1. <strong>The</strong> study area: the Marshlands <strong>of</strong> Mesopotamia based on 1985 Landsat<br />
imagery
113<br />
Water levels within the marshes respond sensitively to this hydrological regime<br />
and Salim (1962) reports typical depths within the marshes fluctuating between 0.5-3.5m,<br />
although depths <strong>of</strong> up to 6m have been recorded in some <strong>of</strong> the major permanent lakes<br />
(<strong>AMAR</strong>, 1994). This flood cycle can more generally be interpreted as the key driver <strong>of</strong><br />
wetland dynamics, as recharge to the marshes depends non-linearly on river stage (level),<br />
and is primarily maintained by the high spring flows. Upstream river engineering<br />
projects, in particular dam construction, which disrupt this flood cycle by regulating and<br />
distributing discharge more evenly may therefore, be expected to have a major impact on<br />
the marshlands.<br />
For their greater part, the marshes are covered by natural wetland vegetation,<br />
dominated by reed (Phragmites australis) and reedmace (Typha angustifolia).<br />
Phragmites dominates the permanent areas <strong>of</strong> the marsh while Typha is more common in<br />
peripheral areas with seasonally variable water levels (Evans, this volume). Extensive<br />
permanent lakes used to be common within the marshes, including the 120 km long Lake<br />
Hammar, which was the largest lake in the Lower Euphrates basin. Along the fringes <strong>of</strong><br />
the marshes where irrigation water is available, rice is cultivated on small bunded parcels<br />
<strong>of</strong> land and barley on higher areas.<br />
<strong>The</strong> entire wetland complex is <strong>of</strong>ten considered as three individual marshes,<br />
incorporating the Hammar, Hawizeh and the Central or Qurnah <strong>Marshes</strong> (Figure 1). <strong>The</strong><br />
Hammar marsh lies to the south <strong>of</strong> the Euphrates and to the west <strong>of</strong> the Shatt al Arab.<br />
Historically, this wetland was dominated by Lake Hammar, and is fed from the west by<br />
the Euphrates. <strong>The</strong> Qurnah marsh lies directly north <strong>of</strong> the Hammar marsh and receives<br />
flows from the west and south via the Euphrates but also from distributaries <strong>of</strong> the Tigris<br />
to the north and east. Prior to recent river diversion schemes (see discussion) the Qurnah<br />
marshes also received floodwaters along their eastern limit from the Tigris. <strong>The</strong> Hawizeh<br />
marsh, straddles the Iran-<strong>Iraq</strong> border and receives its influx from the north via the Nahr al<br />
Musharrah, a left bank tributary <strong>of</strong> the Tigris, and to a lesser extent along its western<br />
margin from the Tigris itself. <strong>The</strong> Hawizeh is also fed from Iran in the east, by the rivers<br />
Kharkeh, Dwairij and Teab.<br />
Methodology<br />
Data Selection and Acquisition<br />
(a) Spectral and Spatial Considerations<br />
<strong>The</strong> application <strong>of</strong> remotely sensed image analysis in wetland ecology is a wellestablished<br />
methodology, and has been used extensively in the environmental planning<br />
process to provide baseline and environmental change data where sensitive wetlands are<br />
at risk from local and upstream changes to their feeder catchment (Federal Interagency<br />
Committee for Wetland Delineation, 1989). Typically, characterization <strong>of</strong> wetlands is<br />
achieved by an analysis <strong>of</strong> the spectral separability <strong>of</strong> key landcover units, based on their<br />
optical and infrared reflectance properties. At the broad level <strong>of</strong> classification required<br />
for this study, separation <strong>of</strong> open water, vegetation and desert soils is best achieved using<br />
the red (0.60-0.69mm) and near infrared (0.70-1.30mm) wavelengths. Water shows<br />
characteristically low levels <strong>of</strong> reflectance at both wavelengths, whereas healthy
114<br />
vegetation reflects strongly in the near infrared due to leaf structure, but weakly at red<br />
wavelengths because <strong>of</strong> chlorophyll absorption. Desert soils and sediments exhibit<br />
moderate to strong reflectance at both wavelengths, particularly in the red channel.<br />
Historically, a combination <strong>of</strong> analogue panchromatic and infrared photography<br />
has been used for such analysis, although now digital multiband scanners have become<br />
the preferred medium. A wide range <strong>of</strong> both aerial and space-borne satellite imaging<br />
systems provide data over this spectral range but differ substantially in their temporal<br />
imaging frequency (overpasses per year), swath diameter, spatial resolution and cost. <strong>The</strong><br />
selection <strong>of</strong> imaging system is enforced by a trade-<strong>of</strong>f between these variables and must<br />
be attuned to the objectives <strong>of</strong> the study and not vice versa.<br />
For the relatively broad scale mapping objectives <strong>of</strong> the study, two polar orbiting<br />
satellites presently supply data with suitable spectral resolution. <strong>The</strong> SPOT system in XS<br />
mode (band 2; 0.61-0.68µm: band 3; 0.79-0.89µm) with a spatial resolution <strong>of</strong> 20m and<br />
the Landsat (band 3; 0.63-0.69µm: band 4; 0.76-0.9µm) generation <strong>of</strong> satellites and<br />
sensors (MSS, TM and ETM) which have spatial resolutions <strong>of</strong> between 79-15m. In their<br />
sun-synchronous polar orbits, both the SPOT and Landsat satellites overpass the study<br />
area regularly (26 and 18/16 days respectively). While the higher pixel resolution <strong>of</strong> the<br />
SPOT system is preferable for detailed mapping, the smaller spatial extent <strong>of</strong> SPOT<br />
scenes, 60x60km cf 180x180m for Landsat, implies a significant increase in the number<br />
<strong>of</strong> scenes and hence cost <strong>of</strong> data required to provide full spatial coverage <strong>of</strong> the study<br />
area. Moreover, the most recent generation <strong>of</strong> the Landsat scanners (ETM+) now<br />
incorporates a high resolution 15m panchromatic band thus enhancing the spatial fidelity<br />
<strong>of</strong> the system.<br />
(b) Temporal Considerations<br />
Recent research by <strong>AMAR</strong> (1994) and Munro and Touron (1997) has suggested that<br />
rapid deterioration <strong>of</strong> the marshes occurred in the early 1990s. However, comparatively<br />
little is known about the condition <strong>of</strong> the marshes in the period leading up to this, in<br />
particular through the first Gulf conflict in the early 1980s, nor <strong>of</strong> the contemporary<br />
extent <strong>of</strong> degradation post 1994. In order to complement and extend the existing research<br />
context, data covering the period before the Iran–<strong>Iraq</strong> conflict to the present were<br />
therefore required. Of the two satellite systems described above, only the Landsat<br />
programme extends into the 1970s and thus ultimately determined the data format.<br />
However, during its period <strong>of</strong> development, the Landsat programme has deployed three<br />
generations <strong>of</strong> sensor on different satellites – the MSS (multispectral scanner), TM<br />
(thematic mapper) and ETM+ (enhanced thematic mapper) – which have differing<br />
spectral and spatial specifications. Coverage over the entire study period inevitably<br />
incorporates data from all sensors and thus precludes simple radiometric comparison<br />
between scenes (discussed below).<br />
In addition to considerations about the broad temporal coverage, the strong<br />
influence <strong>of</strong> the flood cycle on the annual pattern <strong>of</strong> marshland vigour complicates interannual<br />
comparison unless the effects <strong>of</strong> the flood regime are accounted for. Given<br />
concern that the weak spectral separability <strong>of</strong> wet soils from open water may prevent<br />
accurate definition <strong>of</strong> landcover units in the post flood state, images were selected for<br />
dates corresponding approximately to the flood peak (April-May). It is important to note<br />
however, that this decision potentially introduces bias due to natural climatic variability<br />
in the strength <strong>of</strong> the annual flood (see results).
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Ultimately, in order to balance cost and time constraints, scenes from three years,<br />
1977, 1985 and 2000 were chosen to compile the analysis. Examination <strong>of</strong> the scene path<br />
and row configuration for Landsat revealed that for each year a subset <strong>of</strong> between 2-3<br />
adjacent scenes encompassed all but a small segment <strong>of</strong> the Hammar marsh. When<br />
possible, scenes were acquired from consecutive overpasses in order to minimize any<br />
potential for change, although the scene mosaics described below must in some cases be<br />
considered as time-transgressive impressions <strong>of</strong> the system. A full breakdown <strong>of</strong> the data<br />
acquired is presented in Table 1.<br />
Scene path/row<br />
Date <strong>of</strong> Acquisition Sensor Type Pixel Resolution<br />
identification<br />
(m)<br />
179/039 17 April 1977 MSS 79 x 79<br />
178/039 16 April 1977 MSS 79 x 79<br />
179/038 12 March 1977 MSS 79 x 79<br />
166/039 28 May 1985 TM 30 x 30<br />
166/038 19 May 1985 TM 30 x 30<br />
166/038 13 May 2000 ETM+ 30 x 30 †<br />
166/039 13 May 2000 ETM+ 30 x 30 †<br />
167/038 20 April 2000 ETM+ 30 x 30 †<br />
Table 1. Landsat data type, scene identification and acquisition dates. † Landsat 7<br />
ETM+ incorporates 15m high resolution panchromatic band 8.<br />
Data Analysis<br />
(a) Image Rectification<br />
In order to mosaic scenes together to provide full contiguous cover <strong>of</strong> the study area,<br />
images were first rectified to the UTM projection using the WGS84 ellipsoid. <strong>The</strong> image<br />
analysis s<strong>of</strong>tware ERDAS Imagine was used for this and all later processing. Given the<br />
limited availability <strong>of</strong> accurate maps for the area, ground control points were established<br />
throughout the 2000 imagery and used to provide a relative georeference base for the<br />
1985 and 1977 images. <strong>The</strong> total root mean square (r.m.s) error for each scene was<br />
between 1-3 pixels. No orthorectification was necessary to remove topographic distortion<br />
due the very limited relief over the marsh area. Following rectification, image composites<br />
for each year were mosaicked together using nearest neighbour resampling to minimize<br />
alteration <strong>of</strong> the pixel brightness (digital number, DN) values.<br />
(b) Radiometric Correction<br />
Multi-temporal analysis <strong>of</strong> remotely sensed imagery generally involves a preliminary<br />
series <strong>of</strong> tests to establish that the spectral response <strong>of</strong> landcover units is consistent across<br />
dates (Hall et al., 1991). Some variation is usually inevitable and arises from variations in<br />
the look-angle geometry, scene illumination and atmospheric properties. A variety <strong>of</strong><br />
both analytical and empirical approaches can be used to calibrate imagery to remove this<br />
distortion, involving for example; atmospheric transmission modelling (Kneizys et al.,<br />
1983), terrain-based haze correction and radiometric normalization (Lillisand and Keifer,<br />
1999). Direct correction <strong>of</strong> the imagery used in this study is, however, complicated by<br />
atmospheric heterogeneity caused by smoke plumes, the low surface relief and thus
116<br />
limited shadow and critically, the difficulty <strong>of</strong> establishing reliable, stationary,<br />
radiometric targets which could be used for normalization. Correction <strong>of</strong> radiometric<br />
variation is also complicated by the use <strong>of</strong> different multiband scanners, in particular the<br />
MSS and TM which monitor spectral reflectance at slightly different wavelengths and<br />
pixel resolutions. Given these difficulties, rather than attempt direct intercomparison <strong>of</strong><br />
pixel brightness numbers, the analysis <strong>of</strong> marsh dynamics was undertaken by first<br />
categorizing each year <strong>of</strong> data separately. While this makes a precise analysis <strong>of</strong> the<br />
spatial pattern <strong>of</strong> change hazardous, broad overall changes in the percentage cover can<br />
still be reliably tracked over time. It should be noted that significant atmospheric<br />
differences, in particular high cloud, were evident in one <strong>of</strong> the scenes from 1977 which<br />
was acquired 2 weeks earlier than the remaining scenes used to cover the study region.<br />
As such, all further processing <strong>of</strong> data for this year was conducted on each component<br />
scene independently (as the ratio <strong>of</strong> brightness values between bands should remain more<br />
consistent) and the false colour composite mosaic presented in Figure 3 is for illustrative<br />
purposes only.<br />
(c) Image Analysis<br />
Wetland landcover was categorized into areas <strong>of</strong> open water, vegetation, and desert<br />
materials. While significantly more detail can be established from the imagery, as<br />
discussed below, the limited ground data available precludes robust validation. Within<br />
these constraints a simple approach to classification was developed based on the design<br />
<strong>of</strong> Munro and Touron (1997). This involved the calculation <strong>of</strong> a Normalized Difference<br />
Vegetation Index or NDVI (Rouse et al., 1973) image for each <strong>of</strong> the mosaics (Equation<br />
1):<br />
NDVI<br />
band 4 - band 3<br />
band 4 + band 3<br />
= [1]<br />
where band 3 is the reflectance (DN) in red wavelength (0.63-69µm) and band 4 is the<br />
near infrared reflectance (0.76-0.90µm) and the image values lie between –1 and 1.<br />
Healthy vegetation appears as high values, while desert materials have values near to zero<br />
with open water well below zero (Figure 2a, b).
Figure 2. NDVI image and histogram <strong>of</strong> sub-sampled area <strong>of</strong> 1985 mosaic showing<br />
the Hawizeh Marsh<br />
117
118<br />
This method <strong>of</strong> discrimination allows the cover classification to be reduced to a level or<br />
density slicing operation (Lillesand and Keifer, 1999) where threshold values are used to<br />
separate classes. <strong>The</strong> areal and thus percentage cover <strong>of</strong> each landcover category can then<br />
be determined by simple pixel counting.<br />
<strong>The</strong> specification <strong>of</strong> thresholds was based on a visual inspection <strong>of</strong> the mosaics<br />
and comparisons with false (infrared) colour composites (see Figures 3, 4, and 5). This<br />
revealed some complications with the simple level slicing approach. In particular, some<br />
<strong>of</strong> the shallowest water bodies appear radiometrically bright in the visible due to the high<br />
reflectance <strong>of</strong> underlying evaporite deposits, while other water bodies were turbid and<br />
dark. Areas <strong>of</strong> vigorous vegetation growth with high NDVI distinct from the main<br />
permanent marshes were also evident, particularly around the margins <strong>of</strong> the main<br />
wetland bodies. In the main these correspond to a seasonal flush <strong>of</strong> Typha during the wet<br />
season but in some cases appear to reflect small areas <strong>of</strong> localized irrigated agriculture.<br />
While these two landcover units could be separated by extensive manual processing or<br />
refined image processing, again the lack <strong>of</strong> ground date limits the scope for precise<br />
mapping. As such, a further category was introduced into the classification to account for<br />
this broad grouping although care must be taken in the interpretation <strong>of</strong> aggregate<br />
statistics.<br />
In order to refine the classification <strong>of</strong> open water, a supervised classification<br />
algorithm based on TM bands 1-5 and 7 and MSS bands 4-7 was trained on areas<br />
delimited from the false colour composites. Visual inspection <strong>of</strong> the results revealed<br />
some confusion between the vegetation and water categories derived from these two<br />
methods. In order to avoid double counting, the two classifications were first merged<br />
using the supervised classification to define areas <strong>of</strong> open water. Pixel counts were then<br />
used to establish the extent <strong>of</strong> each landcover class. To exclude the effects <strong>of</strong> changes<br />
outside the marshes, a sub-setting option was used in which the boundary <strong>of</strong> each <strong>of</strong> the<br />
main marshes was defined from the 1977 and 1985 images and subsequently restricted to<br />
the geometric intersection <strong>of</strong> the total image dataset.<br />
Results<br />
Rectified and enhanced near infrared false colour composites <strong>of</strong> the marshes in 1977,<br />
1985 and 2000 are shown in Figures 3-5. A cursory visual inspection reveals the<br />
extraordinary degree <strong>of</strong> degradation during this period. <strong>The</strong> 2000 image shows the near<br />
complete collapse <strong>of</strong> the Hammar and Qurnah marshes while the Hawizeh marsh has<br />
shrunk substantially. <strong>The</strong> NDVI and supervised landcover classification provides a<br />
quantifiable estimate <strong>of</strong> the extent <strong>of</strong> change, a breakdown <strong>of</strong> which is provided in Tables<br />
2-5 while an example <strong>of</strong> a classified landcover map image is presented in Figure 6.
Figure 3. Near infrared false colour composite <strong>of</strong> the 1977 MSS mosaic. Note the<br />
effects <strong>of</strong> high cloud in north-west image.<br />
119
120<br />
Figure 4. Near infrared false colour composite <strong>of</strong> the 1985 TM mosaic.
Figure 5. Near infrared false colour composite <strong>of</strong> the 2000 ETM mosaic.<br />
121
122<br />
Landcover Category 1977<br />
(km 2 1985<br />
) (km 2 2000<br />
) (km 2 )<br />
Permanent Marsh 1,632 2,347 60<br />
Seasonal Marsh/Agriculture 286 339 210<br />
Open Water 1,933 694 112<br />
Total Wetland 3,565 3,041 172<br />
Table 2. Landcover classification and change in the Hammar Marsh area 1977-2000<br />
Landcover Category 1977<br />
(km 2 1985<br />
) (km 2 2000<br />
) (km 2 )<br />
Permanent Marsh 2,765 3,244 82<br />
Seasonal Marsh/Agriculture 380 190 689<br />
Open Water 646 203 66<br />
Total Permanent Wetland 3,411 3,447 148<br />
Table 3. Landcover classification and change in the Qurnah Marsh area 1977-2000<br />
Landcover Category 1977<br />
(km 2 1985<br />
) (km 2 2000<br />
) (km 2 )<br />
Permanent Marsh 2,408 2,496 973<br />
Seasonal Marsh/Agriculture 286 224 507<br />
Open Water 785 766 173<br />
Total Permanent Wetland 3,193 3,262 1,146<br />
Table 4. Landcover classification and change in the Hawizeh Marsh area 1977-2000<br />
Landcover Category 1977<br />
(km 2 1985<br />
) (km 2 2000<br />
) (km 2 )<br />
Permanent Marsh 6,805 8,087 (119%) 1,115 (16%)<br />
Seasonal Marsh/Agriculture 952 753 (79%) 1,406 (148%)<br />
Open Water 3,364 1,663 (49%) 351 (10%)<br />
Total Permanent Wetland 10,169 9,750 (96%) 1,466 (14%)<br />
Table 5. Landcover and change in the whole marsh complex 1977-2000. Note that<br />
here and in all the above, permanent wetland is taken as the sum <strong>of</strong><br />
permanent marsh and open water.
Figure 6. Classified landcover map for 2000 showing the distribution <strong>of</strong> permanent<br />
and degraded wetlands.<br />
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124<br />
Relatively little change is evident in the overall wetland cover between 1977 and 1985,<br />
and the estimated 4% change is well within the level <strong>of</strong> methodological error. <strong>The</strong> greater<br />
apparent proportion <strong>of</strong> permanent marsh in 1985 reflects the difference in flood extent<br />
between these two dates and demonstrates the difficulty <strong>of</strong> disentangling the effects <strong>of</strong><br />
short-term climatic variability from the overall trend. Both images show the marshes to<br />
be relatively healthy and ringed by fresh seasonal growth, a pattern suggestive <strong>of</strong> active<br />
distributary systems feeding the marshes.<br />
A number <strong>of</strong> comparatively minor changes are, however, visible on the false<br />
colour composites including evidence <strong>of</strong> embankments around parcels <strong>of</strong> marshland<br />
which have subsequently been drained. Some <strong>of</strong> these parcels are dissected by what<br />
appear to be a system <strong>of</strong> extensive ditches and may well have been actively pumped,<br />
although there is little evidence <strong>of</strong> any significant attempt at reclamation for agriculture.<br />
Significantly, the 1985 image also shows the construction <strong>of</strong> a major waterway to the<br />
south <strong>of</strong> the Hammar marsh. This represents the final stage <strong>of</strong> the 527km ‘Third River’ or<br />
‘Main Outfall Drain’, MOD, from An Nasiriyah to Basra. This project was originally<br />
conceived in the 1950s to drain saline irrigation waters from the Tigris-Euphrates<br />
interfluve south <strong>of</strong> Baghdad, direct to the Shatt al Basra and from there to the Gulf. While<br />
construction appears to be well underway by 1985 little flow is evident and this coincides<br />
with reports that the project was not completed until 1992 (<strong>AMAR</strong>, 1994).<br />
<strong>The</strong> dramatic change in the extent and form <strong>of</strong> the marshlands occurs between<br />
1985 and 2000. Comparison <strong>of</strong> Figures 4 and 5 shows the complete collapse <strong>of</strong> the<br />
Hammar and Qurnah marshes and a reduction <strong>of</strong> the whole marsh complex to less than<br />
1,500km 2 , only 14% <strong>of</strong> its 1977 size. It should be noted that this estimate incorporates<br />
large bodies <strong>of</strong> open water associated with engineering works, in particular, water<br />
retained alongside the completed MOD and within the Qurnah marsh which together total<br />
some 130km 2 . Removing these areas from the definition <strong>of</strong> total wetlands adjusts the<br />
estimate downwards to just 13% <strong>of</strong> 1977 levels. From an ecological and economic<br />
perspective the complete desiccation <strong>of</strong> major open water bodies is highly significant due<br />
to the impact (eradication) on fisheries and wildfowl (see Evans, this volume). <strong>The</strong> 2000<br />
image shows both the central lake complex within the Qurnah marsh and the whole <strong>of</strong> the<br />
120km long Lake Hammar to have been replaced by bright evaporite deposits. Similarly,<br />
the broad former bed <strong>of</strong> the Shatt al Muminah distributary system which fed the Qurnah<br />
marshes from the north-west also appears as bright evaporite deposits in 2000.<br />
<strong>The</strong> only remaining large area <strong>of</strong> wetland is now focused around the open water<br />
bodies, Haur al Hawizeh and Haur Limr Sawan in the north <strong>of</strong> Hawizeh marsh. By 2000,<br />
this area constitutes 85% <strong>of</strong> the total permanent marsh and incorporates the largest<br />
remaining lakes in the entire marshes. Significantly, the natural dynamics <strong>of</strong> this marsh<br />
area also appear to have been largely altered. In both the 1977 and 1985 images, a broad<br />
area <strong>of</strong> fringing marsh was evident around the major distributary systems feeding this and<br />
the other main marshes. By 2000 this signature <strong>of</strong> active marsh development is only<br />
evident on the Iranian border <strong>of</strong> the marsh, while what appears to be a system <strong>of</strong><br />
embankments and enclosures isolates the marsh from its primary drainage supplies, the<br />
Tigris to the west and the Nahr al Musharrah to the north.
Discussion<br />
125<br />
<strong>The</strong> results described above clearly demonstrate the rapid pace <strong>of</strong> degradation within the<br />
marshes over the last two decades. <strong>The</strong> comparatively sparse temporal frequency <strong>of</strong> this<br />
analysis though, sheds little light on the precise timing <strong>of</strong> major changes and thus the<br />
primary forcing variables. Some further insight is however, provided by comparing the<br />
1985 and 2000 patterns observed here, with the satellite surveys <strong>of</strong> Munro and Touron<br />
(1997). <strong>The</strong>ir analysis involved a short-term study <strong>of</strong> Landsat TM imagery between<br />
1992-1994. While simple direct intercomparison is complicated by minor differences in<br />
the methods used (particularly definition <strong>of</strong> the subsetting boundaries) their results<br />
summarized in Table 6 help to explain the broad pattern <strong>of</strong> change intermediate between<br />
1985 and 2000.<br />
Wetland Vegetation 1992<br />
(km 2 1993<br />
) (km 2 1994<br />
) (km 2 )<br />
Hammar 516 441 94<br />
Qurnah 1,826 1,043 153<br />
Hawizeh 1,845 1,493 1,136<br />
Open Water Cover 1992<br />
(km 2 1993<br />
) (km 2 1994<br />
) (km 2 )<br />
Hammar 983 442 202<br />
Qurnah 141 122 5<br />
Hawizeh 847 1,663 875<br />
1992<br />
(km 2 1993<br />
) (km 2 1994<br />
) (km 2 )<br />
Total Wetland Area 6,158 5,204 2,465<br />
Table 6. Pattern <strong>of</strong> marshland degradation 1992-1994 summarized after Munro and<br />
Touron (1997). <strong>The</strong> landcover estimates shown are based on classified<br />
Landsat TM imagery using methods similar to those reported above.<br />
This shows the total area <strong>of</strong> wetlands having fallen to 63% <strong>of</strong> the 1985 level by 1992, and<br />
then diminishing rapidly so that by 1994 the total marshland area stood at only 25% <strong>of</strong><br />
the 1985 extent. <strong>The</strong> following two years witnessed the almost complete desiccation <strong>of</strong><br />
the Hammar and Qurnah marshes and Munro and Touron (ibid.) also note the presence <strong>of</strong><br />
evaporite deposits on the bed <strong>of</strong> the major open water bodies in these marshes.<br />
Intercomparison with Tables 2-5 reveals that substantial degradation post 1994 has been<br />
associated primarily with the loss <strong>of</strong> 865km 2 <strong>of</strong> the southern Hawizeh marsh. Accepting<br />
the potential differences arising between these two studies, if interpreted with some<br />
caution, the combined results can be projected to reveal the timeline <strong>of</strong> environmental<br />
change in the marshes (Figure 7).
Area <strong>of</strong> Component <strong>Marshes</strong> (km 2 )<br />
126<br />
4000<br />
3500<br />
3000<br />
2500<br />
2000<br />
1500<br />
1000<br />
500<br />
0<br />
0<br />
1975 1980 1985 1990 1995 2000 2005<br />
Figure 7. Time-line <strong>of</strong> environmental degradation<br />
Hammar Marsh<br />
Qurnah Marsh<br />
Hawizeh Marsh<br />
Tot al Wetlands<br />
12000<br />
10000<br />
Linking Cause and Effect<br />
<strong>The</strong> underlying driving force behind the pattern <strong>of</strong> degradation is difficult to establish due<br />
to the limited data on the changing upstream flow regime. During the last 50 years the<br />
upstream catchment <strong>of</strong> the marshes has been subject to extensive hydro-engineering to<br />
improve water supply and reduce flood risk in all the major riparian states. Major dam<br />
construction projects including the on-going GAP programme in Turkey (see Naff, this<br />
volume, for a comprehensive review) have undoubtedly had a major impact <strong>of</strong> the flood<br />
regime within the marshes. Flow regulation, in particular a reduction in the spring flood<br />
discharges on the Tigris and Euphrates has major implications due to the non-linear<br />
relationship between river stage and water supply to marshes which depend primarily on<br />
high flow events. While this backdrop <strong>of</strong> extensive river regulation has undoubtedly<br />
played a major role in reducing water supply to the marshes the collapse <strong>of</strong> the each<br />
marsh unit can also be directly traced to localized, on-site, water control projects that<br />
influence the hydrological pattern <strong>of</strong> sources and sinks within the ecosystem.<br />
<strong>The</strong> Hammar Marsh<br />
<strong>The</strong> Hammar marsh appears to have undergone rapid desiccation between 1985-1992 and<br />
in particular 1992-1994. From their analysis <strong>of</strong> TM imagey, Munro and Touron (ibid.)<br />
report the desiccation <strong>of</strong> Lake Hammar to have occurred between 1992-1993. <strong>The</strong><br />
collapse <strong>of</strong> this ecosystem coincides closely with the completion <strong>of</strong> the ‘Third River’ or<br />
MOD project which was <strong>of</strong>ficially inaugurated in 1992 (<strong>AMAR</strong>, 1994). In its original<br />
conception, the downstream stage <strong>of</strong> this waterway was planned to pass under the<br />
8000<br />
6000<br />
4000<br />
2000<br />
Area <strong>of</strong> Total Marsh Extent (km 2 )
127<br />
Euphrates at An Nasiriyah, and then flow south <strong>of</strong> the Hammar marsh towards to the<br />
Shatt al Basra, with fluid momentum augmented by pumps to drive the flow across the<br />
very low relief gradient <strong>of</strong> the desert plain. <strong>The</strong> junction <strong>of</strong> the Euphrates and the MOD at<br />
An Nasiriyah is clearly visible on the 15m panchromatic channel <strong>of</strong> the Landsat 7 ETM+<br />
image <strong>of</strong> the western marshes in 2000 (Figure 8). Unlike the original design, however,<br />
this close-up clearly reveals two separate diversions <strong>of</strong> the Euphrates into the main drain,<br />
presumably designed to provide the additional hydraulic head required to drive the drain<br />
downstream. Downstream <strong>of</strong> this junction and through the main area <strong>of</strong> the marshes, the<br />
Euphrates is embanked and large reaches <strong>of</strong> the river at the head <strong>of</strong> the Hammar marsh<br />
are dry in the flood season in 2000. This section <strong>of</strong> the Euphrates was the primary<br />
drainage supply to the Hammar marsh and the diversion into the MOD is thus heavily<br />
implicated in the desiccation <strong>of</strong> the ecosystem.<br />
<strong>The</strong> Qurnah Marsh<br />
<strong>The</strong> Qurnah marshes show a similar timeline <strong>of</strong> desiccation to that <strong>of</strong> the Hammar marsh,<br />
with an even more accentuated rate <strong>of</strong> degradation between 1992 and 1994. <strong>The</strong> diversion<br />
and embankment <strong>of</strong> the Euphrates discussed above is also implicated in this desiccation<br />
<strong>of</strong> this ecosystem as overspill from the Euphrates historically represents a major source <strong>of</strong><br />
drainage to the southern margin <strong>of</strong> these marshes. However, a more significant and<br />
striking explanation for the rapid decline <strong>of</strong> the Qurnah marshes is change in flow supply<br />
to the north resulting from an impressive engineering project known as the ‘Mother <strong>of</strong><br />
Battles River’. This project comprises a major barrage and dyke system inaugurated in<br />
April 1993 which diverts the Shatt al Muminah river into a 2km wide, 48km long canal<br />
which joins the Euphrates at Al Qurnah. This major waterworks project is again clearly<br />
visible in the 15m panchromatic image in 2000 (Figure 9).<br />
<strong>The</strong> diversion <strong>of</strong> this supply, coupled with the modification <strong>of</strong> drainage along the<br />
Euphrates, completes the isolation <strong>of</strong> the Qurnah marshes and is undoubtedly responsible<br />
for their very rapid and entire desiccation during 1993-1994. <strong>The</strong> 2000 image shows<br />
some evidence <strong>of</strong> land reclamation (appearing as bright near infrared on the false colour<br />
composite image, Figure 5) around the Mother <strong>of</strong> Battles River, although it should be<br />
noted that this area <strong>of</strong> conversion is small compared to the extent <strong>of</strong> the entire marsh area.<br />
<strong>The</strong> Hawizeh Marsh<br />
Unlike both the Qurnah and Hammar marshes, the Hawizeh ecosytem exhibits a more<br />
gradual pattern <strong>of</strong> decline, although the current marsh area in 2000 stands at only 35% <strong>of</strong><br />
the 1977 level. Despite this more optimistic outlook, it is clear that major local<br />
embankment and drainage projects are also implicated in the pattern <strong>of</strong> degradation for<br />
this marsh. Again, close-up panchromatic images from May 2000 reveal the nature <strong>of</strong><br />
engineering works. <strong>The</strong>se show an extensive pattern <strong>of</strong> drains, dykes and sluices which<br />
have been constructed connecting the historic centre <strong>of</strong> the marsh to the Tigris.
128<br />
Figure 8. High resolution panchromatic images <strong>of</strong> the diversion <strong>of</strong> Euphrates in the<br />
Main Outfall Drain at An Nasiriyah. <strong>The</strong> arrows show interpreted flow patterns.
Figure 9. <strong>The</strong> Mother <strong>of</strong> Battles River in May 2000<br />
129
130<br />
Figure 10. Embankment and drainage canals on the Hawizeh marsh, May 2000
131<br />
While the exact pattern <strong>of</strong> use is difficult to determine is it clear that such water control<br />
works could act to selectively drain parcels <strong>of</strong> the marsh over time. Furthermore, while<br />
the connection to the main northern drainage supply in <strong>Iraq</strong> (the Nahr al Musharrah )<br />
remains intact, the pattern <strong>of</strong> flow here can again be controlled by locks and sluices. In<br />
2000 it appears that a major source <strong>of</strong> water supply is now provided from within Iran, and<br />
the extensive growth <strong>of</strong> seasonal fringing marsh on this side <strong>of</strong> the border is indicative <strong>of</strong><br />
active naturalized supply.<br />
Conclusions<br />
Satellite remote sensing provides a powerful tool for the analysis <strong>of</strong> recent environmental<br />
change, particularly where the phenomena under consideration extend over wide areas<br />
and across international borders. <strong>The</strong> application <strong>of</strong> multi-temporal image analysis<br />
described here has provided a novel record <strong>of</strong> the changing pattern <strong>of</strong> this highly<br />
significant ecosystem over the last three decades and emphasizes the extraordinary rate <strong>of</strong><br />
environmental degradation. <strong>The</strong>se marshes, which have a unique environmental history<br />
stretching through the late Holocene, now appear to be on the verge <strong>of</strong> destruction and in<br />
the last twenty years have been reduced in size by over 85%. <strong>The</strong> loss <strong>of</strong> marshland has<br />
major ramifications for the future survival <strong>of</strong> the ancient Marsh Arab or Madan society as<br />
well as numerous globally threatened and endangered fauna and flora, topics discussed at<br />
length elsewhere in this volume.<br />
This recent pattern <strong>of</strong> dewatering has been forced by a combination <strong>of</strong> <strong>of</strong>f-site and<br />
on-site water supply and river diversion schemes. Assessing the relative balance <strong>of</strong> these<br />
two sets <strong>of</strong> influences is difficult given the limited hydrometric data context. It is clear,<br />
however, that as with any hydrological problem, a consensus regarding the nature <strong>of</strong> the<br />
problem, its causes, and future needs must be reached by all the major riparian states <strong>of</strong><br />
the river basin before secure environmental management can be formulated and executed.<br />
It is also clear that localized river management has undoubtedly played a major part in<br />
the controlling the recent timeline <strong>of</strong> change. While the motives underlying many <strong>of</strong> these<br />
schemes remain the subject <strong>of</strong> significant political debate and scrutiny, their localized<br />
impact is comparatively incontrovertible. What is less clear at this stage is whether such<br />
diversion schemes would have been possible, and had the same impact, if it were not for<br />
the prior regulation and reduction in river flows caused by upstream dam development.<br />
Such uncertainty in linking cause and effect provides a weak basis for developing future<br />
environmental protection strategies and there is considerable scope to develop rigorous<br />
physically based numerical models <strong>of</strong> basin dynamics to begin to address this question.<br />
References<br />
Alex, M. 1985. Klimadaten ausgewahlter stationen des Vorderen Orients. Tubinger Atlas<br />
des Vorderen Orients, Reihe A, 14, Reichert, Weisbaden.<br />
<strong>AMAR</strong>. 1994. An Environmental and Ecological Study <strong>of</strong> the Marshlands <strong>of</strong><br />
Mesopotamia. Unpublished Report, <strong>The</strong> <strong>AMAR</strong> Appeal.
132<br />
Buringh, P. 1960. Soils and soil conditions in <strong>Iraq</strong>. <strong>Iraq</strong>i Ministry <strong>of</strong> Agriculture,<br />
Baghdad.<br />
Federal Interagency Committee for Wetland Delineation, 1989. Federal Manual for<br />
Identifying and Delineating Jurisdictional Wetlands. Cooperative Technical<br />
Publication, Washington.<br />
Jensen, J.R., Narumalani, S., Wetherbee, O. and Mackay, H.E. 1991. Remote sensing<br />
<strong>of</strong>fers an alternative for mapping wetlands. Geographical Information Systems, 3,<br />
46-53.<br />
Jensen, J.R., Rutchey, K., Koch, M.S. and Narumalani, S. 1995. Inland wetland change<br />
detection in the Everglades water conservation area 2A using a time series <strong>of</strong><br />
normalized remotely sensed data. Photogrammetric Engineering and Remote<br />
Sensing, 61, 199-209.<br />
Kneizys, F.X., Shettle, E.P., Gallexy, W.O., Chetwynd, J.H., Abreu, L.W., Selby, J.E..A.,<br />
Clough, S.A. and Fenn, R.W. 1983. Atmospheric Transmission/Radiance:<br />
Computer Code LOWTRAN 6 (Hanscom Air Force Base, Massachusettes: US Air<br />
Force Geophysics Laboratory).<br />
Larsen, C.E. and Evans, G. 1978. <strong>The</strong> Holocene geological historic <strong>of</strong> the Tigris-<br />
Euphrates-Karun delta. In, Brice W.C. (ed.), <strong>The</strong> Environmental History <strong>of</strong> the<br />
Near and Middle East since the last Ice Age. Academic Press, London.<br />
Lillesand, T.M. and Keifer, R.W. 1999. Remote Sensing and Image Interpretation. Wiley,<br />
Chichester.<br />
Munro, D.C. and Touron, H. 1997. <strong>The</strong> estimation <strong>of</strong> marshland degradation in southern<br />
<strong>Iraq</strong> using multitemporal Landsat TM images. <strong>International</strong> Journal <strong>of</strong> Remote<br />
Sensing, 18, 1597-1606.<br />
Rouse, J.W., Haas, R.H. and Shell, J.A. and Deering, D.W. 1973. Monitoring vegetation<br />
systems in the Great Plains with ERTS-1. Proceedings <strong>of</strong> the Third Earth<br />
Resources Technology Satellite Symposium, Goddard Space Flight Centre, NASA.<br />
Salim, S.M. 1962. Marsh dwellers <strong>of</strong> the Euphrates Delta. University <strong>of</strong> London Press.<br />
Sanlaville, P. 1989. Considerations sur l’evolution de la basse-Mesopotamie au cours des<br />
derniers millenaires. Paleorient, 15, 5-27.<br />
Shima, L.J., Anderson, R.R. and Carter, V.P. 1976. ‘<strong>The</strong> use <strong>of</strong> color infrared<br />
photography in mapping the vegetation <strong>of</strong> a freshwater marsh’. Chesapeake<br />
Science, 17, 74-85.<br />
<strong>The</strong>siger, W. 1964. <strong>The</strong> Marsh Arabs, Longman, London.
8<br />
<strong>The</strong> <strong>Marshes</strong> <strong>of</strong> <strong>Southern</strong> <strong>Iraq</strong>:<br />
A Hydro-Engineering and Political Pr<strong>of</strong>ile<br />
Thomas Naff and George Hanna<br />
Summary<br />
This paper examines and analyzes in summary form the effects on the marshlands <strong>of</strong> southern<br />
<strong>Iraq</strong>, and on their human and wildlife inhabitants, <strong>of</strong> half a century <strong>of</strong> hydro-engineering<br />
development along the entire lengths <strong>of</strong> the Tigris and Euphrates Rivers. <strong>The</strong> political,<br />
economic, and international dimensions <strong>of</strong> the issue are also factored. In the light <strong>of</strong> the<br />
picture that emerges, the authors conclude that obstacles raised by the rate <strong>of</strong> marsh damming,<br />
drainage, and dehydration coupled with political and strategic considerations all but foreclose<br />
the restoration <strong>of</strong> the marshes along with their inhabitants. In the highly unlikely event that<br />
some portions <strong>of</strong> the marshes are salvaged, they will emerge in some very diminished and<br />
different lineaments; recommendations are made accordingly. <strong>The</strong> principal recommendation<br />
regarding restoration focuses on the Huwaiza marsh, which the authors consider to be the only<br />
viable marsh that <strong>of</strong>fers any hope <strong>of</strong> a limited but successful reclamation.<br />
Introduction<br />
<strong>The</strong> marshes <strong>of</strong> southern <strong>Iraq</strong> were created thousands <strong>of</strong> years ago when the Euphrates and<br />
Tigris rivers, in their natural state, carried great quantities <strong>of</strong> water and sediments downstream<br />
at a discharge rate perhaps three times more than at present, frequently bursting their channels<br />
to inundate the surrounding lands as they flowed toward the Persian Gulf. <strong>The</strong> subsurface<br />
waters were in some places only a few inches below the ground and in some areas <strong>of</strong> low<br />
basin elevation, such as present-day Basra and Al-Qurna, the water actually broke surface.<br />
<strong>The</strong> marshes emerged as the result <strong>of</strong> repeated flooding that submerged the lands adjacent to<br />
the rivers. <strong>The</strong> floodwaters <strong>of</strong> the Euphrates were mainly responsible for the creation <strong>of</strong> the<br />
Lake Hammar marshes and those <strong>of</strong> the Tigris brought forth the Al Huwaiza and Qurna<br />
marshes. <strong>The</strong> catchment area <strong>of</strong> the marshes in this century, before their depletion, has varied<br />
between 14,000 and 16,000 km 2 . But the rate <strong>of</strong> shrinkage in the last two decades has been<br />
alarming. Satellite images show that in 1985 the total area <strong>of</strong> the marshes was about 14,777<br />
km 2 ; in 1992 the marshes occupied 8,386 km 2 , that is, 57% <strong>of</strong> the marshes remained viable; in<br />
2000 only 16% – i.e. 2,291 km 2 – survive, and most <strong>of</strong> those are in mortal danger. 1 (In another<br />
part <strong>of</strong> this Report, Dr Brassington’s satellite images and analysis provide dramatic evidence<br />
<strong>of</strong> what has happened to the marshes; they are relevant to this entire article.)
134<br />
A hydrological snapshot <strong>of</strong> the rivers<br />
<strong>The</strong> Euphrates<br />
<strong>The</strong> Euphrates rises in Turkey where it collects 84% <strong>of</strong> its flow, then passes through Syria<br />
where it receives another 13%, crosses into <strong>Iraq</strong> to take in the remaining 3% <strong>of</strong> its waters. <strong>The</strong><br />
total catchment area <strong>of</strong> the Euphrates and Tigris Rivers combined is 915,000 km 2 . Of that<br />
total, the Euphrates basin covers an expanse <strong>of</strong> 440,000 km 2 with the largest stretch <strong>of</strong> about<br />
177,000 km 2 running through <strong>Iraq</strong>. <strong>The</strong> mean annual flow <strong>of</strong> the Euphrates prior to the<br />
introduction <strong>of</strong> significant engineering projects executed in the 1970s by the basin’s three<br />
riparian governments was 931 cumecs (cubic meters per second) which is equivalent to 30<br />
bcm/yr (billion cubic meters per year). On May 13, 1969, the maximum flow at Hit, 180 km<br />
south <strong>of</strong> the Syrian–<strong>Iraq</strong>i border, was 7,390 cumics. <strong>The</strong> minimum flow occurred in July 1974<br />
when only 50 cumecs were recorded. This low point was reached during the process <strong>of</strong> filling<br />
the Keban and Tabqa Dam reservoirs in Turkey and Syria, respectively. <strong>The</strong> current annual<br />
average flow <strong>of</strong> the Euphrates fluctuates between 18 and 20 bcm depending on upstream<br />
reservoir fillings and operations.<br />
Prior to 1974, the three riparian states on the Euphrates withdrew annually the<br />
following volumes from the river: Turkey, 2 bcm, Syria, 4 bcm, and <strong>Iraq</strong> 13 bcm. <strong>The</strong> present<br />
estimated annual withdrawals are Turkey, 6 bcm to 8 bcm, Syria, 5 bcm to 6 bcm, and <strong>Iraq</strong> 14<br />
bcm. Today, <strong>of</strong> that 14 bcm flow, <strong>Iraq</strong> uses approximately 13 bcm/yr during the 680 km run<br />
between Hit and Lake Hammar near the city <strong>of</strong> al-Nasiriyya – the largest lake along the<br />
southern sector <strong>of</strong> the basin. Recalling that the annual average natural flow <strong>of</strong> the Euphrates is<br />
931 cumecs at Hit, the rate decreases to 485 cumecs by the time the river arrives at Lake<br />
Hammar. <strong>The</strong> Euphrates can lose up to 47% <strong>of</strong> its water as it moves along the 1,040<br />
kilometers from the border with Syria to the marshes in the south. Some <strong>of</strong> the loss is<br />
attributable to evaporation and irrigation but the greater portion is lost almost entirely in the<br />
marshes, especially around Lake Hammar.<br />
<strong>The</strong> system <strong>of</strong> lakes and marshes below the Hindiya Barrage have a storage capacity<br />
<strong>of</strong> 5 bcm/yr. Lake Hammar requires 3.6 bcm/yr <strong>of</strong> Euphrates water to maintain a level<br />
sufficient for the needs <strong>of</strong> fishing and rural life. [See the Euphrates water balance in Appendix<br />
1]<br />
<strong>The</strong> water quality <strong>of</strong> the Euphrates tends to be generally good but varies from season<br />
to season and location to location along the course <strong>of</strong> the river. Quality tends to be better<br />
overall in the upper than in the lower reaches <strong>of</strong> the river and normally improves during the<br />
season <strong>of</strong> high flows. At Hit the quality averages about 500–600 ppm <strong>of</strong> dissolved salts and<br />
increases to 1000–1500 ppm at Nassiriya in the south. <strong>The</strong>se figures will increase<br />
significantly when Turkey’s GAP project is competed (see further below).<br />
<strong>The</strong> Tigris<br />
<strong>The</strong> Tigris River basin covers some 365,000 km 2 and, like the Euphrates, most <strong>of</strong> that<br />
dimension – 182,000 km 2 – lies in <strong>Iraq</strong>. Turkey’s share <strong>of</strong> the basin amounts to 37,000 km 2 ,<br />
and Iran’s is 146,000 km 2 consisting mainly <strong>of</strong> the basins <strong>of</strong> the two tributaries in western<br />
Iran, the Karun and Diyala Rivers. <strong>The</strong> Tigris runs only a very short distance along the eastern<br />
edge <strong>of</strong> Syria and constitutes a border with <strong>Iraq</strong>. <strong>The</strong>re is no hydrological or developmental<br />
contribution to the river from Syria.
<strong>The</strong> Tigris has a length <strong>of</strong> 2000 km, <strong>of</strong> which 1360 km fall between <strong>Iraq</strong>’s northern<br />
and southern borders. <strong>The</strong> Tigris collects its water from run<strong>of</strong>fs and tributaries that originate<br />
in Turkey, <strong>Iraq</strong>, and Iran. <strong>The</strong> average long-term run<strong>of</strong>f that Turkey contributes to the Tigris<br />
in <strong>Iraq</strong> is 21.5 bcm/yr <strong>The</strong> intermediate water supply flowing into the Tigris within <strong>Iraq</strong>’s<br />
borders comes from the principal tributaries <strong>of</strong> the river. <strong>The</strong>y are:<br />
• <strong>The</strong> Greater Zab, whose annual flow is 14.2 bcm<br />
• <strong>The</strong> Lesser Zab, annual flow 7.4 bcm<br />
• <strong>The</strong> Adhaim, annual flow 0.7 bcm<br />
• <strong>The</strong> Diyala, annual flow 5.6 bcm<br />
High gradient heads characterizes all <strong>of</strong> these tributaries with steep slopes caused by erosion,<br />
and all carry sediments into the Tigris. Two other rivers need to be cited as tributaries, the<br />
Karkha and Karun. <strong>The</strong>y both originate in Iran and join the Tigris near Basra in <strong>Iraq</strong>. Each has<br />
an annual flow <strong>of</strong> about 0.8 bcm. <strong>The</strong> mountainous regions <strong>of</strong> the Tigris basin constitute a<br />
drainage area equal to 166,000 km 2 .<br />
When these tributaries flowed in their natural, undeveloped state, they accounted for<br />
the Tigris’s annual floods and the maintenance <strong>of</strong> deltas, lakes, and marshes in the southern<br />
reaches in the regions <strong>of</strong> Kut, Amara, and Basra. But owing to the construction <strong>of</strong> dams and<br />
reservoirs, all <strong>of</strong> the tributaries have lost their force and no longer supply as much water and<br />
sediments as previously to the Tigris.<br />
<strong>The</strong> total average annual flow <strong>of</strong> that stretch <strong>of</strong> the Tigris originating within <strong>Iraq</strong>’s<br />
borders is 27.9 bcm. Thus the potential mean annual run<strong>of</strong>f <strong>of</strong> the Tigris downstream <strong>of</strong><br />
mouth <strong>of</strong> the Diyala River is estimated at 49.5 bcm. About 2 bcm <strong>of</strong> water is lost each year<br />
because <strong>of</strong> flood overflows upstream <strong>of</strong> Baghdad. Downstream <strong>of</strong> the Diyala River<br />
confluence with the Tigris, the major portion <strong>of</strong> the river flow is used for irrigation and part <strong>of</strong><br />
the flood run<strong>of</strong>f is discharged into the marshes and depressions along the riverbanks.<br />
<strong>The</strong> hydraulic activities at Lake Tharthar and the Sammara Dam have had a serious<br />
effect on the water levels <strong>of</strong> the Tigris as it passes downstream below Baghdad, negatively<br />
affecting the water level in the region between Kut and Amara. It is from these waters in<br />
particular that most <strong>of</strong> the Tigris River marshes receive their hydration. Before the creation <strong>of</strong><br />
the Tharthar lake system in 1984, the average annual flow <strong>of</strong> the Tigris downstream <strong>of</strong> the<br />
Kut Barrage was 20 bcm/yr. After construction, the loss <strong>of</strong> flow to the marshes and lakes on<br />
both sides <strong>of</strong> the Tigris could range between 9 bcm/yr and 15 bcm/yr. Today, owing to further<br />
hydraulic engineering, the flow is almost fully controlled.<br />
<strong>The</strong> quality <strong>of</strong> water flowing in the northern tributaries is good. In the Greater Zab, the<br />
Lesser Zab, and the Diyala Rivers, the total dissolved solids (TDS) varies from 100–300 mg/l<br />
(milligrams per litre). Adhaim River water is <strong>of</strong> lower quality due to the high return flow from<br />
cultivated land drainage from the Kirkuk irrigation project. Downstream <strong>of</strong> the Sammara<br />
Dam, 80 km north <strong>of</strong> Baghdad, the water quality begins to deteriorate gradually owing to<br />
drainage and industrial wastes that are dumped into the river. Along the 60 km stretch <strong>of</strong> the<br />
Tigris in the Baghdad area water quality during the high flow winter months is 400 mg/l and<br />
in the low flow summer months it ranges from 500 to 650 mg/l. South <strong>of</strong> Baghdad water<br />
quality continues to decline reaching a level <strong>of</strong> 800 mg/l <strong>of</strong> TDS and more in low flow<br />
periods.<br />
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In the Shatt al-Arab, salinity rates are even higher because <strong>of</strong> the accumulation <strong>of</strong> salts<br />
in the lower portions <strong>of</strong> both the Tigris and Euphrates rivers, which are supplemented by salt<br />
water induction from the twice daily tidal movement <strong>of</strong> Gulf water. <strong>The</strong> TDS in the Shatt al-<br />
Arab vary between 700 mg/l and 1400 mg/l. <strong>The</strong> water quality <strong>of</strong> the Shatt al-Arab continues<br />
to deteriorate steadily because <strong>of</strong> increased industrial wastes and return flows from irrigated<br />
lands and because <strong>of</strong> evaporation from the reservoirs that are connected to the river.<br />
During the flood season, when water turbidity in the Tigris is high, its silt content is<br />
commensurately elevated (turbidity is measured by its silt and sediment content as mg/l).<br />
Around Mosul in the north <strong>of</strong> <strong>Iraq</strong>, the turbidity <strong>of</strong> the Tigris varies from 2,500 mg/l in low<br />
flow season to 10,000 mg/l during high flows. During the lowest water levels that occur<br />
between July and October, the turbidity drops to as little as 100–400 mg/l. Water turbidity in<br />
the north is an important factor in maintaining the marshes in the south. However, the<br />
turbidity <strong>of</strong> the river has been decreasing for decades owing to the construction <strong>of</strong> dams and<br />
reservoirs that capture the silt and sediments before they replenish the marshes. [See the<br />
Tigris water balance in Appendix 2]<br />
As indicated, the hydrological regimes <strong>of</strong> both river systems have been enormously<br />
altered in the modern era by the construction <strong>of</strong> dams, reservoirs, barrages, regulators,<br />
irrigation schemes and drainage projects carried out in Turkey, Syria, and <strong>Iraq</strong>. As expected,<br />
the consequent changes in the water balance and sediment transport <strong>of</strong> both rivers have<br />
drastically affected the natural, physical, biological, agricultural, and hydrological condition<br />
<strong>of</strong> the marshes, principally in the loss <strong>of</strong> large areas to dehydration. <strong>The</strong> Marsh Dwellers, their<br />
way <strong>of</strong> life and culture, and the wildlife <strong>of</strong> the marshes have also suffered a heavy toll from<br />
the changes inflicted on the marshlands.<br />
It will be clear that owing to the <strong>of</strong>ten cited, continuing hydraulic infrastructure<br />
projects and their operations up and down both rivers, their discharges have become very<br />
dynamic. Such highly variable flows have had their consequences, not least on the health <strong>of</strong><br />
the marshes. <strong>The</strong>se activities are not expected to abate until around 2020 and when they do,<br />
all that engineering will have enabled the managers <strong>of</strong> the Tigris and Euphrates basins to<br />
create uniform flows in their basins. This uniformity will, in turn, make possible significantly<br />
more efficient hydrological operations. Moreover, were the marshes still extant, they would<br />
benefit greatly from an assured, consistent delivery <strong>of</strong> water – assuming there were a policy in<br />
place dedicated to their well being, a policy not discernable at present.<br />
A brief general pr<strong>of</strong>ile <strong>of</strong> the marshes<br />
<strong>The</strong> Marshlands are located at the bottom <strong>of</strong> the Euphrates and Tigris basins, mainly within<br />
the triangular area formed by the cities <strong>of</strong> Amara, al-Nasiriyya, and Basra. <strong>The</strong> marshes (haur<br />
in Arabic) are vitally linked to and dependent on the supply <strong>of</strong> water (and its quality) coming<br />
from both rivers upstream.<br />
<strong>The</strong> area <strong>of</strong> the marshes is 35,000 km 2 . <strong>The</strong> area is entirely flat except for a few<br />
mounds <strong>of</strong> ancient city ruins. <strong>The</strong> more shallow marshes dry out in the summer months while<br />
the deeper marshes become shallow lakes. About 25% <strong>of</strong> the marshes used to be permanently<br />
flooded. <strong>The</strong> marshland in the Lake Hammar vicinity is about four meters above the mean sea<br />
level. Owing to the shallow nature <strong>of</strong> the marshes, and to the saline quality <strong>of</strong> water in the<br />
southern parts <strong>of</strong> the Tigris and Euphrates Rivers, and to the constant process <strong>of</strong> evaporation,
transpiration, and intake <strong>of</strong> irrigation waters, the salt concentration in the ground water <strong>of</strong> the<br />
marsh wetlands is 10,000 to 60,000 ppm.<br />
<strong>The</strong> Tigris and Euphrates Rivers have their own clusters <strong>of</strong> marshlands. Those <strong>of</strong> the<br />
Tigris are located in the vicinity <strong>of</strong> Basra, Amara, and Kut and between the Tigris and the<br />
Iranian border. <strong>The</strong> most important <strong>of</strong> these marshes are the Huwaiza, the Siniya, Adem, and<br />
the Auda, which are associated with the Tigris. <strong>The</strong> most important <strong>of</strong> the Euphrates marshes<br />
are the Lake Hammar system that extends from Gumat Ali (about five miles north <strong>of</strong> Basra)<br />
to Suk al-Shiyukh and Shatra at the bottom <strong>of</strong> the Gharraf River. (<strong>The</strong> Shatt al-Gharraf, which<br />
was an ancient natural connection between the two rivers, is now dry.)<br />
In addition to the Lake Hammar system, the Euphrates marshes consist <strong>of</strong> a small<br />
group between Hilla and Hindiya and between Khuder and Kefil. <strong>The</strong> mean annual<br />
temperatures in the marshes vary widely. <strong>The</strong> mean minimum temperatures range from about<br />
46 degrees Fahrenheit (F) in January to 81 degrees F in June and July and the mean maximum<br />
temperatures go from 64 degrees F in January to 106 degrees F in August. January and July<br />
have had the lowest and highest temperatures. <strong>The</strong> lowest minimum temperature can reach 24<br />
degrees F in January and the highest can climb to 120 degrees F in August. <strong>The</strong> lowest annual<br />
mean rainfall is 117 mm (4.5 inches); the highest is 302 mm (11.8 inches). Virtually no rain<br />
falls between the months <strong>of</strong> June and September. <strong>The</strong> highest rate <strong>of</strong> precipitation occurs in<br />
the month <strong>of</strong> March. Marsh winds are <strong>of</strong> very low velocity (though some recorded winds<br />
reached a force <strong>of</strong> as much as 75 km/hr). Dust storms in the driest months are common.<br />
Evidence <strong>of</strong> oil deposits under most <strong>of</strong> the marshes has been discovered.<br />
<strong>The</strong> marshes and associated lakes are covered with natural wetland vegetation<br />
dominated by Phragmites australis and Typha somingenesis. Along the fringes <strong>of</strong> the<br />
marshes, summer rice is cultivated on small parcels <strong>of</strong> land and winter barley on higher<br />
ground. Low river levees, on which villages are situated, are mostly saline and support date<br />
palms, fruit trees, and some vegetables. Elsewhere, where no cultivation exists, the soil is<br />
saline and barren and forms seasonal mudflats when inundated. <strong>The</strong> marshes are dotted with<br />
hundreds <strong>of</strong> small islands built up from layers <strong>of</strong> reed. On these islands the marsh dwellers<br />
have built house from reeds and other indigenous plants. (Stunning photographs <strong>of</strong> Marsh<br />
Dweller reed dwellings and depictions <strong>of</strong> their way <strong>of</strong> life may be seen in Wilfred <strong>The</strong>siger’s<br />
seminal book <strong>The</strong> Marsh Arabs.<br />
Marsh basin soil is water logged or submerged for various periods <strong>of</strong> time after<br />
flooding. <strong>The</strong> natural drainage <strong>of</strong> the marshland is low and the ground water table is high.<br />
<strong>The</strong>se factors influence soil structures, consistence, porosity, density, aeration, etc. Such<br />
variation has produced variegated natural vegetation. [See the 2000 Landcover Analysis <strong>of</strong> the<br />
major marshes in Appendix 3]<br />
<strong>The</strong> marsh wetland soil is lucustrine clay. Some <strong>of</strong> the marshes have been silted up as<br />
a consequence <strong>of</strong> intensive irrigation farming, mainly because <strong>of</strong> rice cultivation. Owing to<br />
the high water table in the marshes and insufficient water for leaching and draining, the soil <strong>of</strong><br />
the marshes is becoming very salinated. 2<br />
<strong>The</strong> marshlands are a crucial habitat for important populations and species <strong>of</strong> wildlife,<br />
contributing significantly to regional bio-diversity and supporting the international migration<br />
<strong>of</strong> birds. <strong>The</strong> existence <strong>of</strong> the marshes as an oasis surrounded by desert amplifies their<br />
ecological importance. Several globally threatened species <strong>of</strong> wildlife listed in the 1994 IUCN<br />
red list <strong>of</strong> threatened animals also inhabit the marshes. 3<br />
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<strong>The</strong> permanent wetlands <strong>of</strong> the Tigris and Euphrates basin in southern <strong>Iraq</strong> are large<br />
enough and have been isolated from other comparable wetland areas for a sufficient length <strong>of</strong><br />
time to allow for the evolution <strong>of</strong> several forms <strong>of</strong> animal life which have become unique to<br />
the <strong>Iraq</strong>i marshlands. 4<br />
<strong>The</strong> marshlands <strong>of</strong> Mesopotamia have been for millennia home to unique human<br />
communities as well – the Marsh Arabs or ma c adan in Arabic; the term is the marsh<br />
equivalent <strong>of</strong> Bedouins who live an analogous life in the desert. Tribal traditions among the<br />
Marsh Dwellers and their particular way <strong>of</strong> living in harmony with the environment have<br />
enabled them to be self-sufficient and to survive under difficult economic and natural<br />
conditions for centuries.<br />
In modern times, increasingly steady and significant contact between the Marsh<br />
Dwellers and the surrounding cities commenced after World War I when they began<br />
experiencing larger volumes <strong>of</strong> trade and commerce in their region. This circumstance<br />
encouraged many <strong>of</strong> them to migrate to urban centers. Tribal conflicts, oppressive landlords,<br />
severe living conditions, onerous government regulations and controls, and worsening<br />
economic condition – particularly the changing hydrology <strong>of</strong> the marshes and harsh<br />
government actions – created powerful push factors for moving some <strong>of</strong> the marsh dwellers<br />
out <strong>of</strong> their traditional habitat. <strong>The</strong>se trends were drastically intensified during the Iran–<strong>Iraq</strong><br />
war and its aftermath. <strong>The</strong> marshes were repeatedly drained and flooded during the hostilities<br />
for tactical reasons. <strong>The</strong> policy <strong>of</strong> the current regime has been the deliberate eviction <strong>of</strong> the<br />
Marsh Dwellers for political reasons compounded by ideological motives.<br />
<strong>The</strong> most telling aspects to emerge from this brief pr<strong>of</strong>ile are, first, the vulnerability <strong>of</strong><br />
the marshes with their shallow waters, fluctuating climate, and inconsistent water supply.<br />
<strong>The</strong>y are virtually defenseless against any negative effects from the increasing number <strong>of</strong><br />
hydraulic engineering projects extending from Turkey to <strong>Iraq</strong> on the two river systems.<br />
Mismanagement, poor maintenance, and warfare have only magnified their fragility. Second,<br />
the marshlands <strong>of</strong> <strong>Iraq</strong> are <strong>of</strong> international ecological, political, and strategic importance. If<br />
for no other reason, they are integral to two large international river basins. This international<br />
quality <strong>of</strong> the marshes and their inhabitants (human and animal) endow them with particular<br />
political, human rights, and environmental significance.<br />
Navigation and fisheries<br />
Navigation<br />
Presently, navigation on <strong>Iraq</strong>’s two major rivers is negligible owing to a combination <strong>of</strong><br />
engineering structures, two wars, and the steep decline <strong>of</strong> the <strong>Iraq</strong>i economy over the last 20<br />
years. Previously, barges, tugboats, steamers, sail boats, and rafts could be seen navigating the<br />
river transporting manufactured goods and agricultural products among the cities that line the<br />
3000 km route taken by the rivers. <strong>The</strong> most heavily used stretches were in the196 kilometers<br />
from Fao to Qurna in the Shatt al-Arab area, and the 729 kilometer reach from Qurna to<br />
Baghdad.<br />
Three decades ago, the data on river traffic passing through the Kut Barrage indicated<br />
a healthy stream <strong>of</strong> river trade on the Tigris. In 1970, almost a half million tons <strong>of</strong> goods were<br />
transported through the barrage. But two years later, that figure dropped to only 74,000 tons,<br />
in large measure because <strong>of</strong> infrastructure construction on the river.
Navigation in the marshlands is limited to the use <strong>of</strong> small, mostly flat-bottomed boats<br />
for the transport <strong>of</strong> people, goods, and livestock. Most <strong>of</strong> the marsh navigation moved among<br />
the cities <strong>of</strong> Basra, al-Nasiriyya, and Amara. <strong>The</strong>re is virtually no significant navigation,<br />
commercial or otherwise, on the marshes today – hardly a surprising circumstance<br />
considering the destruction the marshes have suffered over the last quarter century.<br />
Fisheries<br />
<strong>The</strong> potential size <strong>of</strong> a fish catch depends on several factors: the area <strong>of</strong> the body <strong>of</strong> water<br />
being fished, the length <strong>of</strong> the vegetation season within that water, the availability <strong>of</strong> other<br />
food sources for the fish, and the average temperature <strong>of</strong> the water which should be, ideally,<br />
more than 15 degrees C (69 degrees F). In <strong>Iraq</strong>, the fishing season lasts nine months, from<br />
March to November.<br />
<strong>Iraq</strong>’s inland waterways suitable for fishing are equal in size to 4,448,000 dunum (1<br />
dunum = 2500 m 2 or 0.247 acres or 0.1 hectares). <strong>The</strong> average yield <strong>of</strong> fish has been<br />
estimated at 1.5 kg/dunum in the upper stems <strong>of</strong> the two rivers, 3 kg/dunum in the lower<br />
stems, 5 kg/dunum in the marshes, and 10 kg/dunum in the lakes, particularly Lake Hammar.<br />
<strong>The</strong> total fishing and vegetation area <strong>of</strong> the marshes is 2,468,000 dunum and the total<br />
marshland fish catch is 15,230 tons per year.<br />
<strong>The</strong> marshes and lakes on both sides <strong>of</strong> the Tigris between Amara and Qurna have<br />
constituted the main water bodies for fisheries. In addition to the marshes, the reservoirs, fish<br />
farms, and lakes in the central and northern sectors <strong>of</strong> the Tigris and Euphrates basins are also<br />
productive fishing waters. Most important among those ancillary sources are Lake Tharthar<br />
and the Dokan, Derbendi-Khan and Sammara reservoirs.<br />
<strong>The</strong>re are certain hydro-ecological factors regarding the marshes and their fish<br />
population that need to be borne in mind. A consistent discharge <strong>of</strong> at least 3 bcm/yr in the<br />
Euphrates at Lake Hammar and 5 bcm/yr in the lower Tigris at the Huwaiza and adjacent<br />
marshes are necessary to maintain the marshes, lakes, and ponds in the lower reaches <strong>of</strong> the<br />
two rivers as sources <strong>of</strong> fish and other wildlife. Further, normal spawning conditions require a<br />
depth <strong>of</strong> water <strong>of</strong> at least one meter between mid-January and mid-June. With the steady<br />
dehydration <strong>of</strong> the marshes, these conditions no longer obtain consistently. This is a clear<br />
example <strong>of</strong> how the destruction <strong>of</strong> the marshes can and is having a negative multiplier effect<br />
on both the ecology and productivity <strong>of</strong> <strong>Iraq</strong>’s water systems.<br />
<strong>The</strong> impact <strong>of</strong> technology and development on the marshes<br />
Many factors that affect the viability <strong>of</strong> the marshes and their inhabitants have been cited:<br />
domestic and international political stability, the state <strong>of</strong> the economy, climate, environmental<br />
conditions, water quality, and the application <strong>of</strong> various technologies to the two river systems.<br />
<strong>The</strong>se factors are inter-related and have reciprocal effects, but none have had more regular,<br />
longer-term impact than the technological and agricultural development <strong>of</strong> the Tigris and<br />
Euphrates Rivers.<br />
Technological water resource development projects in <strong>Iraq</strong> may be divided into two<br />
broad categories: those <strong>of</strong> a national, permanent nature about which little can be done in the<br />
foreseeable future, and those that are local and temporary and which are susceptible to<br />
ameliorating actions.<br />
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140<br />
Most <strong>of</strong> the large-scale permanent projects have been a necessary component <strong>of</strong> the<br />
modernization <strong>of</strong> <strong>Iraq</strong> and were executed for perceived beneficial reasons: to provide power<br />
for energy, expand agricultural production, make possible large urban centers, and as<br />
protective measures against floods and drought. Water and the processes <strong>of</strong> oil production are<br />
intimately related and water and food are, <strong>of</strong> course, militarily important as well.<br />
<strong>The</strong> basic units <strong>of</strong> <strong>Iraq</strong>’s large water infrastructure projects were planned in the decade<br />
<strong>of</strong> the fifties but most <strong>of</strong> them were executed after 1973 when oil revenues increased<br />
significantly. With the construction and operation <strong>of</strong> these permanent dams, barrages, and<br />
reservoirs, the natural flow <strong>of</strong> the rivers into the marshes disappeared; henceforward –<br />
permanently – the marshes would receive only the regulated – and diminished – flows that<br />
passed downstream.<br />
Large-scale, permanent projects<br />
Moving north to south on the Tigris River, the most important <strong>of</strong> the permanent engineering<br />
projects have been:<br />
• Dohuk Dam located 70 miles north <strong>of</strong> the city <strong>of</strong> Mosul. Storage capacity is 1.5<br />
bcm. Its purposes are flood control and irrigation.<br />
• Mosul Dam located 40 miles northwest <strong>of</strong> the city <strong>of</strong> Mosul. Storage capacity is<br />
11.8 bcm. Its main purposes are flood control, power generation, and water storage<br />
for irrigation and recreation.<br />
• Dokan Dam on the Lesser Zab River near the city <strong>of</strong> Sulaimaniya. Storage<br />
capacity is 6.8 bcm. Used for flood control and irrigation.<br />
• Darbandi-Khan Dam on the Diyala River. Storage capacity is 3.0 bcm. Function is<br />
flow and flood control.<br />
• Hamrin Dam also on the Diyala River. Storage capacity is 4.0 bcm. Purpose is<br />
flood control and irrigation.<br />
• Diyala Weir. A submerged dam to maintain the water level in the river for the<br />
intake <strong>of</strong> irrigation canals.<br />
• Sammara Dam. Built in 1956, it is the first hydroelectric station in <strong>Iraq</strong>. In addition<br />
to producing electricity, the dam also diverts large volumes <strong>of</strong> Tigris water to the<br />
very large Lake Tharthar.<br />
• Kut Barrage. <strong>The</strong> first hydraulic structure built on the Tigris in 1937 near the city<br />
<strong>of</strong> Kut. Its main purpose is to regulate the flow <strong>of</strong> water and to control the water<br />
level for the intake <strong>of</strong> irrigation canals. It is equipped with a navigation lock.<br />
• Three dams and ten regulators on the Euphrates.<br />
• Qadisiyya Dam. Located near the town <strong>of</strong> Haditha. Storage capacity <strong>of</strong> 7 bcm.<br />
Used for power generation, flood control, and water storage.<br />
• Falluja Dam built to provide water for the Abu Gharib irrigation project.<br />
• Hilla Dam. Located near the city <strong>of</strong> Hilla. Control water level for irrigation.<br />
• Ramadi Barrage. Used to regulate the river flow and to control the water level for<br />
the Warrar Regulator.<br />
• Warrar, Dhiban, and Mujarra Regulators. Regulates the flow <strong>of</strong> water to the lake<br />
systems <strong>of</strong> Habbaniya and Abu Dibbis.
141<br />
• Kufa, Shamiya, and Nasiriyya Barrages. On the Kufa and Shamsiya branches <strong>of</strong><br />
the river there are four barrages and two more downstream <strong>of</strong> al-Nasiriyya. <strong>The</strong>y<br />
too are used to control flow and water level.<br />
• Lake Tharthar. <strong>The</strong> largest reservoir in <strong>Iraq</strong> with a storage capacity <strong>of</strong> 80 bcm. It is<br />
used for flood control <strong>of</strong> the Tigris and for balancing the inter-basin transfer <strong>of</strong><br />
water from the Tigris to the Euphrates through the Tigris–Tharthar Canal and the<br />
Euphrates–Tharthar Canal.<br />
<strong>The</strong> Main Drain Canal (or ‘Third River’)<br />
All the technology applied to <strong>Iraq</strong>’s river systems produced very large increases in irrigated<br />
agriculture that in turn produced commensurate increases in polluted drainage water that was<br />
returned to the rivers from the cultivated lands. <strong>The</strong> return increased the level <strong>of</strong> salinity in the<br />
river waters making them more and more unsuitable for farm and domestic uses. <strong>The</strong> problem<br />
became urgent. <strong>Iraq</strong>i organizations along with several foreign firms commissioned by the<br />
government considered various plans.<br />
<strong>The</strong> solution agreed upon, one that was conceived in the 1950s, was the construction<br />
<strong>of</strong> a large canal between the two rivers. It would be, altogether, 527 km long starting just<br />
south <strong>of</strong> Baghdad and running south emptying into the Gulf. Its function would be to collect<br />
all the waste-water drainage from irrigated farms located in the central and southern portions<br />
<strong>of</strong> the Euphrates–Tigris delta. Construction was completed in late 1992.<br />
<strong>The</strong> Main Drain, as it became known (or, alternately, because <strong>of</strong> the volume <strong>of</strong> its<br />
flow, ‘<strong>The</strong> Third River’), has an upper reach <strong>of</strong> 42 km with a discharge capacity <strong>of</strong> 30 cumecs<br />
(cm/s), a central stretch <strong>of</strong> 154 km with a discharge <strong>of</strong> 38 cumecs, and a tail reach <strong>of</strong> 220 km.<br />
<strong>The</strong> width <strong>of</strong> the canal below al-Nasiriyya, the point at which it collects most <strong>of</strong> its water is<br />
about 250 meters wide and at least two meters deep. <strong>The</strong> total discharge <strong>of</strong> the Third River is<br />
about 325 cumecs or roughly 10 bcm/yr. After al-Nasiriyya, the Main Drain crosses Lake<br />
Hammar and the Euphrates and empties into the Gulf. In the original design, the Third River<br />
was to pass under the Euphrates through a siphon, but in 1992 the Euphrates was diverted into<br />
the Main Drain southeast <strong>of</strong> al-Nasiriyya. <strong>The</strong> reason given for the diversion was that the<br />
government did not have the necessary funds to siphon under the Euphrates so the connection<br />
was made to create a single canal. <strong>The</strong>n the Euphrates was dammed east <strong>of</strong> the Main Drain<br />
diverting the previous direction <strong>of</strong> the river’s flow.<br />
In addition to its primary function <strong>of</strong> carrying <strong>of</strong>f drainage water from cultivated<br />
fields, the Main Drain could be used to drain the marshes. In fact, the groundwater tables in<br />
the vicinity <strong>of</strong> the marshes are already being lowered by the normal operation <strong>of</strong> the Main<br />
Drain.<br />
Other lesser drainage canals have been constructed to supplement the capacity <strong>of</strong> the<br />
Main Drain. <strong>The</strong> Qadisiyya Canal, also tagged the ‘Fifth River’, takes water from the<br />
Euphrates and diverts it into a stagnant, closed catchment basin. In 1990, a new drainage<br />
project in the Ammara marsh area was begun. <strong>The</strong> canal, approximately 50 km long, runs<br />
from south <strong>of</strong> Qalat Salih to west <strong>of</strong> the Ash-Shahin River (known as the ‘Mother <strong>of</strong> all<br />
Battles’ River). 1992 Satellite photos show that together with this drainage canal, a causeway<br />
was built in August 1992 for the purpose <strong>of</strong> diverting the Shatt al-Mumina, a tributary <strong>of</strong> the
142<br />
Tigris, into another newly constructed canal with the result that the Amara marshes were<br />
deprived <strong>of</strong> water. [See the Tigris–Euphrates Major Water Projects in Appendix 4]<br />
Local hydro-engineering projects<br />
Recent satellite images together with reports from reliable witnesses recently arrived from<br />
<strong>Iraq</strong> indicate that over the period from 1990 to the present, the marshes have been subjected to<br />
the effects <strong>of</strong> significant engineering projects. In 1992, a large moat running along a north–<br />
south parallel to the west bank <strong>of</strong> the Tigris River and north <strong>of</strong> Qurna was constructed. <strong>The</strong><br />
moat is approximately 2 km wide and 48.6 km long. It is connected to an altered hydrological<br />
network which captures flow from the Tigris distributaries – denying water to the central<br />
marshes – and channels the flow into the moat via an east–west extension. <strong>The</strong> moat<br />
discharges into the Euphrates west <strong>of</strong> Qurna at the confluence with the Tigris by means <strong>of</strong> an<br />
artificial outlet channel. <strong>The</strong> upshot has been that the central marsh at Qurna, has been almost<br />
completely destroyed. It is interesting to note that the satellite photos show that a uniform<br />
network <strong>of</strong> irrigation has been developed west <strong>of</strong> the city <strong>of</strong> Qurna and the surrounding<br />
central marshlands. Incidentally, satellite photos from May 2000 and November 2000 also<br />
show that in November the amount <strong>of</strong> water in the moat was only 40% <strong>of</strong> what the volume<br />
had been in May. However, in all probability, this difference is due to the seasonal high and<br />
low flows <strong>of</strong> Tigris into the marshes. In May, which is a time <strong>of</strong> high flows, more water is<br />
withdrawn either by gravity or pumping from the marshes than in November, when the levels<br />
are very low.<br />
May 2000 satellite photos show that the Huwaiza marsh east <strong>of</strong> the Tigris has also<br />
been affected by construction. Embankments have been built up on the eastern shores <strong>of</strong> the<br />
Tigris to prevent any water overflow, a source from which the marsh had previously been fed.<br />
Moreover, the May 2000 satellite photo shows that a canal connecting the Huwaiza marsh<br />
with the Tigris has been built.<br />
Haur al-Hammar, the largest combination <strong>of</strong> marsh and lake, which draws its water<br />
mainly from the Euphrates, is now almost dry. Witnesses report that drainage canals were dug<br />
that withdraw water from Lake Hammar and dump it into the Main Drain – for some<br />
unknown reason other than the obvious one <strong>of</strong> augmenting the Main Drain’s flow. In addition,<br />
the damming <strong>of</strong> the Euphrates southeast <strong>of</strong> al-Nasiriyya has contributed to the recession <strong>of</strong><br />
Lake Hammar.<br />
A causeway, consisting <strong>of</strong> three built-up parallel roads was constructed along the<br />
border with Iran during the war, but sometime prior to 1988. Actually the causeway had a<br />
dual purpose: in addition to facilitating <strong>Iraq</strong>i troop movements, it was used to control the level<br />
<strong>of</strong> the marsh waters in ways to frustrate the advance <strong>of</strong> Iranian troops. <strong>The</strong> causeway prevents<br />
marsh overflows from re-entering the already dehydrated marshland in the area <strong>of</strong> the Amara<br />
marshes. It is worth noting that these roads were built primarily for military purposes, mainly<br />
for the movement <strong>of</strong> troops and supplies during the war with Iran.<br />
Yet another dam, the Amara, is presently under construction on the Tigris near the<br />
town <strong>of</strong> Amara. It is more than fifty percent completed and is likely to become operational by<br />
the end <strong>of</strong> 2001. <strong>The</strong> dam, equipped with a spillway, has as its main purpose control <strong>of</strong> the<br />
water level in the Tigris. <strong>The</strong> spillway will be used allow excess Tigris water to flow into the<br />
distributaries <strong>of</strong> Al-Majar al-Kabir and Al-Majar al-Saghir (Greater and Lesser Majar). By
controlling the water level <strong>of</strong> the Tigris in this way, water flowing to the marshes is also<br />
controlled, and could be used to dry them.<br />
<strong>The</strong>re is no <strong>Iraq</strong>i control over the water flowing from Iranian territory, but there is a<br />
high probability that Iran, owing to its own current water shortages, will at some relatively<br />
near future time undertake projects that will prevent most or all <strong>of</strong> those waters from crossing<br />
into <strong>Iraq</strong>. Such a likely contingency does not appear to be taken into account in <strong>Iraq</strong>i planning.<br />
Fortunately, despite present alarming indications <strong>of</strong> the negative impact <strong>of</strong> these local<br />
projects, it is unlikely that their effects can be sustained owing to pervasive gross<br />
mismanagement and inefficiency in the <strong>Iraq</strong>i water establishment. Most <strong>of</strong> the drainage and<br />
irrigation projects lose 50% or more <strong>of</strong> their design capacity because <strong>of</strong> poor maintenance or<br />
no maintenance at all.<br />
In the circumstances, the full consequences <strong>of</strong> the local engineering projects on the<br />
marshes can be expected to be temporary and could be corrected in the future – provided there<br />
is a will to do so and that not too much time elapses before remedial actions are taken. It will<br />
take years to restore the water transfer system <strong>of</strong> the marshes and the costs <strong>of</strong> restoration will<br />
be high. [See Changes in Wetland Area in Appendix 5]<br />
Potential impact <strong>of</strong> Turkey’s southeast Anatolia project (GAP)<br />
<strong>The</strong> fact that so much <strong>of</strong> the Euphrates and Tigris Rivers originate in Turkey gives that nation<br />
a powerful set <strong>of</strong> levers that Ankara can manipulate in any issues that arise with its<br />
downstream neighbors, particularly <strong>Iraq</strong>. Since those two rivers constitute <strong>Iraq</strong>’s life-blood,<br />
obviously whatever Turkey does to them is <strong>of</strong> pr<strong>of</strong>ound interest to Baghdad. Hence, the vital<br />
importance <strong>of</strong> Turkey’s Southeast Anatolia Project – GAP.<br />
GAP is a massive hydro-agricultural development project that will, if completed<br />
successfully, bring under irrigation about 10% <strong>of</strong> the landmass <strong>of</strong> Anatolia. Such an ambitious<br />
endeavor will require harnessing the waters <strong>of</strong> both the Euphrates and Tigris Rivers. GAP will<br />
involve dams, reservoirs, hydroelectric power plants, irrigation projects, the creation <strong>of</strong> new<br />
urban and industrial centers, and internal population migrations together with the necessity <strong>of</strong><br />
building a new social infrastructure in the region. <strong>The</strong> Euphrates part <strong>of</strong> GAP is well under<br />
way while the Tigris branch is in its earliest stages.<br />
GAP includes 22 dams, 19 hydropower plants, 19 irrigation projects, and 13 large<br />
subprojects, seven <strong>of</strong> which are devoted to the Euphrates and six to the Tigris. When fully<br />
implemented, GAP is expected to irrigate some 1.7 million hectares <strong>of</strong> cultivable land and 27<br />
billion kWh/yr <strong>of</strong> electric power. <strong>The</strong> original completion date for both the Euphrates and<br />
Tigris River basins is 2013. However, given Turkey’s present serious financial straits and loss<br />
<strong>of</strong> international credit rating, hitting that target date may be all but impossible. Nevertheless,<br />
Turkey’s very large economic, political, and symbolic stakes in the completion <strong>of</strong> GAP has<br />
spurred its determination to complete the program as soon as possible. <strong>The</strong>refore, GAP’s<br />
potential impact on the marshes must be taken into consideration.<br />
GAP’s major dams on the Euphrates are the Keban with a storage capacity <strong>of</strong> 30.6<br />
bcm, the Karakaya with storage capacity <strong>of</strong> 9.5 bcm, and the largest, the Ataturk Dam which<br />
has a storage capacity <strong>of</strong> 48.7 bcm. (It is <strong>of</strong> passing interest that when the Ataturk Dam<br />
reservoir was being filled, Turkey, for the first and only time in the known history <strong>of</strong> the<br />
Euphrates, cut <strong>of</strong>f nearly its entire flow – that is, the discharge was minimal – for 29 days.)<br />
143
144<br />
<strong>The</strong> total storage capacity <strong>of</strong> all <strong>of</strong> the GAP dams on the Euphrates amounts to 90 bcm <strong>of</strong><br />
water.<br />
Plans for GAP on the Tigris involve four large dams on the main stem, three on its<br />
tributaries, and 12 smaller pond dams. <strong>The</strong> total storage volume <strong>of</strong> the reservoirs created by<br />
these dams would be 14.5 bcm.<br />
GAP, when fully functional, would reduce the downstream flow <strong>of</strong> both rivers<br />
significantly because not only has irrigation been given a high priority, but also emphasis is<br />
being given to such high water consuming crops as cotton, maize, wheat, barley, and fruits.<br />
<strong>The</strong> ambitious agricultural goals for GAP require that very large quantities <strong>of</strong> water be slated<br />
for storage and use. <strong>The</strong> flow <strong>of</strong> water from the Euphrates to <strong>Iraq</strong> after the river passes<br />
through Syria could be reduced to less than 20% <strong>of</strong> its original volume. Some estimates place<br />
the figures at 4 bcm/yr <strong>of</strong> water after the completion <strong>of</strong> GAP as compared to 30 bcm/yr, pre-<br />
GAP.<br />
Not only will the quantity <strong>of</strong> flow be significantly diminished, so too will be the<br />
quality <strong>of</strong> the water coming down to <strong>Iraq</strong>. Because there would be less flow, there would be<br />
less turbidity and more salinity. <strong>The</strong>re also exists the strong probability that Turkey will not<br />
clean up the effects <strong>of</strong> return flows from agricultural and industrial waters before they flow<br />
southward. Thus, GAP poses a great danger to the marshes <strong>of</strong> southern <strong>Iraq</strong>. <strong>The</strong>se conditions,<br />
were they to come to pass, could have a disastrous impact on the marshes from which, in all<br />
probability, they might not be able to recover, especially if the present damage being done is<br />
not checked and reversed soon. [See the Euphrates water balance after GAP in Appendix 6]<br />
Conclusions<br />
Over the past two or three decades, the marshlands have suffered a series <strong>of</strong> debilitating<br />
shocks from engineering projects, war, mismanagement, and neglect that have caused both<br />
permanent and some temporary (one hopes) damage to the ecology and environment <strong>of</strong> the<br />
marshes and to the inhabitants, the Marsh Dwellers. Most <strong>of</strong> the permanent harm done to the<br />
marshes has been caused by developmental hydraulic engineering projects on both river<br />
systems, undertaken principally in <strong>Iraq</strong> but in Turkey and (to a lesser extent) Syria as well.<br />
<strong>The</strong> injuries inflicted on the Marsh Dwellers have also come from the aforementioned<br />
projects, but equally – and in some ways more – from the policies <strong>of</strong> the <strong>Iraq</strong>i government and<br />
from the conflict with Iran. One must also add the consequences <strong>of</strong> the Gulf War when in the<br />
aftermath <strong>of</strong> hostilities the US government encouraged the Marsh Dwellers to rebel against<br />
Baghdad but did virtually nothing to protect or assist them. <strong>The</strong>y were forced to flee the<br />
vengeance <strong>of</strong> the <strong>Iraq</strong>i authorities. <strong>The</strong> condition <strong>of</strong> life for the Marsh Dwellers was harsh<br />
before their exile in the 1990s. Something <strong>of</strong> that situation is reflected in the combination <strong>of</strong> a<br />
high fertility rate accompanied by a 60% infant mortality and a population pr<strong>of</strong>ile in the 1980s<br />
that revealed 60% <strong>of</strong> the Marsh Dwellers were under the age <strong>of</strong> 15. <strong>AMAR</strong> reports have<br />
pointed out that since 1990 some 20 studies have been produced by various organizations and<br />
individuals on the humanitarian dimensions in <strong>Iraq</strong> <strong>of</strong> the Gulf War, but none specifically on<br />
the Marsh Dwellers.<br />
<strong>The</strong> local projects in the marsh region have had as their main object the reclamation <strong>of</strong><br />
the Marshlands for agricultural production. For this purpose, huge areas <strong>of</strong> the marshes have<br />
been drained, and embankments, dykes, regulators, barrages, dams, and canals have been put<br />
in place. This has prevented the full replenishment <strong>of</strong> water to the marshes, causing them to
dry out. Adding further insults to the marshes has been the <strong>Iraq</strong>i government’s policy <strong>of</strong> using<br />
them for military and political purposes. Food production has been increased by the diversion<br />
<strong>of</strong> water from the marshes, but at the cost <strong>of</strong> large portions <strong>of</strong> the marshes having been<br />
reduced to the brink <strong>of</strong> extinction and the Marsh Dwellers having been displaced.<br />
Should GAP be fully completed successfully, the diminution <strong>of</strong> flow downstream<br />
would be so severe in <strong>Iraq</strong> that the resulting losses <strong>of</strong> water would damage the marshes<br />
irreversibly. For the present, about 84% <strong>of</strong> the marshes have been lost and the rest are in<br />
various stages <strong>of</strong> decline. <strong>The</strong>se losses have extended to the fish and other wild life that<br />
depend on the marshes for their existence. Instead <strong>of</strong> doing anything to save even a portion <strong>of</strong><br />
the marshes, the <strong>Iraq</strong>i government is actively pursing a deliberate policy <strong>of</strong> destroying them.<br />
Even taking into account the fact that some <strong>of</strong> the damage to the marshes will be<br />
temporary because <strong>of</strong> mismanagement <strong>of</strong> the hydraulic engineering projects, the obstacles to<br />
any significant future restoration and protection <strong>of</strong> the marshes are formidable. So too are the<br />
obstacles to the repatriation <strong>of</strong> those Marsh Dwellers who might choose to return if given the<br />
chance. Some <strong>of</strong> the key changes that must occur or factors that must be accounted for in<br />
order to create conditions for improvement are:<br />
145<br />
• A new, enlightened government must replace the present regime. Many reputable<br />
analysts <strong>of</strong> the <strong>Iraq</strong>i scene predict that in the foreseeable short term, Saddam Hussein<br />
is likely to be succeeded by a ‘Saddam 2’. Even if there is a change for the better,<br />
there is virtually no assurance that the next government would perceive the salvation<br />
<strong>of</strong> the marshes and their former residents as a high priority compared, say, to<br />
maintaining food security and expanding oil production.<br />
• <strong>The</strong> marsh issue is demonstrably international. Just as restoration depends on internal<br />
political and social stability, so too must there be stability and cooperation between<br />
<strong>Iraq</strong> and its immediate neighbors, namely, Turkey, Syria, and Iran – in some respects,<br />
especially Iran. <strong>The</strong> past and present record <strong>of</strong> accord among the principal actors<br />
along the Tigris and Euphrates basins does not inspire hope for the future.<br />
• <strong>The</strong> major reason for the policy <strong>of</strong> draining the marshes has been to increase much<br />
needed agricultural production. Consequently, the extent to which the marshes might<br />
be restored would be at the expense <strong>of</strong> irrigated agriculture. That would create a very<br />
difficult political and economic trade-<strong>of</strong>f even for a leadership that might be<br />
sympathetic toward saving the marshes.<br />
• In this context, it should be noted that <strong>Iraq</strong>’s population growth rate has been in the<br />
3.5 % per annum range, a rate at which the population will double every 22 or 23<br />
years.<br />
• Restoration <strong>of</strong> the marshes would require the sustained expenditure <strong>of</strong> very large<br />
sums <strong>of</strong> money, much design and technology from abroad, research and training with<br />
a view to capacity-building within <strong>Iraq</strong> for the ongoing, efficient management and<br />
maintenance <strong>of</strong> the projects involved, and high-quality data collection, analysis,<br />
distribution, and sharing. That endeavor will require time, capital, and considerable<br />
political will.
146<br />
• Underground exploration and tests indicate that oil deposits exist under the<br />
marshes. With the expanding demand for energy and <strong>Iraq</strong>’s increasing dependence<br />
on oil revenues, the oil factor intensifies the present threats to the marshes. If<br />
significant oil fields were discovered, the fate <strong>of</strong> the marshes would be virtually<br />
sealed.<br />
• Finally there is the factor <strong>of</strong> time. <strong>The</strong> rate at which the marshes are being lost is<br />
precipitous. <strong>The</strong> felicitous combination <strong>of</strong> events necessary to save the marshes<br />
may not occur before time has run out on them.<br />
Actions required to save the marshes would perforce result in creating marshes with<br />
ecological, environmental, hydrological, and physical pr<strong>of</strong>iles different from those that<br />
existed prior to the technological development <strong>of</strong> the two river systems. <strong>The</strong> marshes in their<br />
former natural state will never be again.<br />
From the present perspective it is all but hopeless to expect the marshes <strong>of</strong> southern<br />
<strong>Iraq</strong> to endure, except in some very diminished form or trace. Nor, therefore, can it be<br />
expected that their former Arab inhabitants will return. <strong>The</strong> combined weight <strong>of</strong><br />
technological, hydrological, political, economic, and managerial factors militating against<br />
survival is simply too great to conclude otherwise.<br />
However, there just may be an exception to this dark (but realistic and most probable)<br />
conclusion. It may be possible, with international effort and assistance from credible<br />
organizations and with international funding, to save the remnants <strong>of</strong> at least one <strong>of</strong> the<br />
marshes as a model ecological, environmental, and wildlife preserve that could attract ecotourists<br />
and environmentalists at some future time.<br />
Saving a marsh: which one?<br />
Of the extant marshes, there are two that would have the greatest chance <strong>of</strong> a successful<br />
rescue – assuming felicitous political and economic circumstances prevailed. <strong>The</strong>se are al-<br />
Huwaiza and Qurna, but Huwaiza stands out as the obvious first choice. Briefly put, the<br />
reasons for selecting Huwaiza over Qurna are as follows:<br />
• While, as stated, it might be possible to save and restore Qurna, satellite photos<br />
confirm that at present Huwaiza is the more viable and manageable <strong>of</strong> the two<br />
marshes.<br />
• Qurna has, over many years, been the object <strong>of</strong> several hydro-engineering projects – a<br />
moat, dykes, and dams. In order to restore and preserve Qurna, the moat and dykes<br />
and dams that control the water that would be essential for the marsh’s restoration<br />
would have to be cut and the water then be redirected to the marsh. Though such a<br />
project is possible from an engineering perspective, it carries many liabilities.<br />
• <strong>The</strong> project would face more political difficulties at the levels <strong>of</strong> policy formulation<br />
and decision making than would be involved in restoring Huwaiza.. Moreover,<br />
because the Qurna project would involve undoing several in-place infrastructures, the<br />
cost <strong>of</strong> removal could exceed $100 million.
147<br />
• Because the Qurna project would be more complicated than Huwaiza, it would be<br />
substantially more vulnerable to the critical time factor. In addition to those problems<br />
cited above, such questions as which <strong>of</strong> the dams and dykes should be breached and<br />
what kind <strong>of</strong> timetable would be required, would also be involved. Consequently, the<br />
Qurna project would probably be so time-consuming from the decision phase to<br />
implementation that Qurna marsh could be beyond salvation by the time action is<br />
ready to be taken. At the very least, the cost factor will, in all probability, have<br />
increased significantly.<br />
• Much <strong>of</strong> the Qurna marshland has been converted to agriculture. It is an established<br />
fact in <strong>Iraq</strong> (and elsewhere) that once land has been converted to agricultural<br />
production, it is very difficult to restore it to its previous use, whether as a marsh or<br />
otherwise.<br />
• Huwaiza has not yet been reclaimed in any significant degree for agricultural<br />
production. Furthermore, only three low-level earthen dams – built for military<br />
purposes during the Iran – <strong>Iraq</strong> war – prevent Tigris water from flowing into the<br />
Huwaiza marsh.<br />
• <strong>The</strong> remains <strong>of</strong> the Huwaiza marsh are, presently, greater and more alive than those<br />
<strong>of</strong> Qurna. Huwaiza is therefore a little less vulnerable to the time factor. That is, it can<br />
withstand the shocks <strong>of</strong> hydro engineering, <strong>of</strong> drainage, and <strong>of</strong> neglect for a<br />
marginally longer period <strong>of</strong> time.<br />
• For all these reasons, Huwaiza is the more rational choice for resurrection and the<br />
creation <strong>of</strong> an ecological and environmental model in the region.<br />
• However, should an effort be made to save any part <strong>of</strong> the marshes <strong>of</strong> southern <strong>Iraq</strong>,<br />
that undertaking must be rooted in the following proposition: it is highly unlikely that<br />
significant numbers <strong>of</strong> the former Arab inhabitants <strong>of</strong> the Marshlands – the ma c adan<br />
– will give up agriculture, or any <strong>of</strong> the other forms <strong>of</strong> livelihood they have adopted<br />
since being turned out <strong>of</strong> the marshes, to assume again their former status. This<br />
prediction is supported, in part, by information gathered by <strong>AMAR</strong> indicating that<br />
while a majority <strong>of</strong> the Marsh Dweller refugees want to return to <strong>Iraq</strong> to take up<br />
agriculture and fishing, they do not want to do so in the marshes.<br />
Can Huwaiza be saved?<br />
While we have maintained that the odds are not good for saving any <strong>of</strong> the marshes –<br />
certainly not under the current regime – they are not nil. Were <strong>AMAR</strong> to narrow its focus on<br />
salvaging just Al-Huwaiza Marsh in the Tigris basin, <strong>AMAR</strong>’s chances <strong>of</strong> scoring at least one<br />
notable success would increase significantly. In this context, it should be stated that ‘success’<br />
would be measured in relative, even incremental terms. Nevertheless, the importance <strong>of</strong> the<br />
objective justifies the endeavor, which is not altogether implausible. Setting aside, for a<br />
moment the obstacle <strong>of</strong> the present political climate in <strong>Iraq</strong>, and given that Al-Huwaiza marsh
148<br />
has significant intrinsic ecological and environmental value, several arguments can be made<br />
for trying to protect the life <strong>of</strong> the Huwaiza marsh. Also, there are also several factors that<br />
make such action feasible.<br />
• <strong>The</strong>re is substantially more flow remaining in the lower stretches <strong>of</strong> the Tigris than in<br />
the Euphrates, whose waters have been almost entirely diverted prior to its southern<br />
reaches; this fact accounts for the devastation <strong>of</strong> the marshes situated along the<br />
Euphrates basin. Hence, the logic <strong>of</strong> focusing on the healthiest <strong>of</strong> the Tigris marshes.<br />
• <strong>The</strong> Euphrates River is more international than the Tigris; that is, a greater portion <strong>of</strong><br />
its flow originates in Turkey than does the Tigris and there is significant extraction<br />
from the Euphrates in Syria before the river crosses into <strong>Iraq</strong>. It is estimated that<br />
sometime between 2015 and 2020, <strong>Iraq</strong> could receive only about 4 bcm (billion cubic<br />
meters) <strong>of</strong> Euphrates water. <strong>The</strong> current average annual flow into <strong>Iraq</strong> is between 18<br />
bcm and 20 bcm.<br />
• <strong>The</strong> Tigris, on the other hand, while also originating in Turkey acquires much <strong>of</strong> its<br />
flow from within <strong>Iraq</strong>, an average <strong>of</strong> about 28 bcm/yr. Tigris water is <strong>of</strong> better quality<br />
than that <strong>of</strong> the Euphrates and is managed and controlled entirely by its own<br />
administrative authority.<br />
• Perhaps the most compelling argument for focusing on the Al-Huwaiza Marsh is – as<br />
stated – that it is still extant, viable, and probably the only one for which there is any<br />
real hope <strong>of</strong> salvation. It receives some <strong>of</strong> its water from the foothills over the Iranian<br />
border and the bulk <strong>of</strong> its supply from the Tigris flow in the Kut–Amara region <strong>of</strong> the<br />
basin. In our view, the Al-Huwaiza <strong>of</strong>fers the <strong>AMAR</strong> endeavor the best chance <strong>of</strong><br />
success.<br />
• <strong>AMAR</strong>’s experience with the Iranian authorities thus far appears to indicate a<br />
reasonable degree <strong>of</strong> cooperation which obviously has to do, at least in part, to the<br />
combination <strong>of</strong> the proximity <strong>of</strong> the marshes to their borders and to the fact that the<br />
Marsh Dwellers are Shi c i Muslims.<br />
• Based on informal conversations with Turkish authorities and water experts, it is very<br />
unlikely that the Turks could be persuaded to release more water to the Euphrates<br />
solely for the purpose <strong>of</strong> recovering the marshes, especially in the current drought<br />
conditions. On the other hand, the food argument – that is the need for more irrigation<br />
water downstream – would be a more persuasive negotiating stance both legally and<br />
morally for sending any additional Euphrates water downstream. Were that to<br />
happen, whatever the amount, it could possibly free up an equivalent quantity <strong>of</strong><br />
water in the Tigris to feed the marshes – assuming better overall planning and<br />
management on the part <strong>of</strong> the <strong>Iraq</strong>i water establishment.<br />
• At the risk <strong>of</strong> harping, we feel compelled to reiterate the overarching fact – attested<br />
by the latest satellite images – that about 84% <strong>of</strong> the marshes are already virtually lost<br />
and the remainder are dried up or extremely distressed. We know that the <strong>Iraq</strong>i
149<br />
government has steadfastly determined not to rescue them. Typifying this attitude has<br />
been Baghdad’s televised claim in June 2001 that unnamed but ‘eminent’ British,<br />
French, Russian, and American experts had recommended draining the marshlands<br />
for conversion to agricultural production.<br />
• Finally, the factor <strong>of</strong> time must again – and in the circumstances, always – be taken<br />
into account. Barring a minor miracle, the prevailing political, environmental, and<br />
hydrological conditions preclude effective, comprehensive action in time to salvage<br />
even half the pre-existing marshes. <strong>The</strong>refore, it makes sense to concentrate on what<br />
is actually possible and to work from there as future conditions permit. That means<br />
doing whatever is possible in the immediate future to save at least the al-Huwaiza<br />
marsh. That would not only be a significant achievement, but a salutary international<br />
example <strong>of</strong> what might be done in other difficult regions <strong>of</strong> the world if the will,<br />
leadership, and energy <strong>of</strong> good people are harnessed to a worthy cause.<br />
Recommendations<br />
• <strong>AMAR</strong> should seek grants now to produce a viable, cost-effective, phased plan<br />
together with an engineering design for salvaging and protecting what remains <strong>of</strong> the<br />
Huwaiza marsh. <strong>The</strong> proposal would, <strong>of</strong> course, include a feasibility analysis, a timeline,<br />
and periodic evaluation. Such a plan/design could be used to argue the project's<br />
merits and benefits with a view to organizing support for the project, and to raise<br />
funds. To have concrete plans and designs in hand ready for implementation would<br />
certainly dispel any perceived weakness stemming from abstract or theoretical<br />
arguments and strengthen <strong>AMAR</strong>'s case in pressing for its objective.<br />
• Though the chances <strong>of</strong> success under the current regime are very small, it would be<br />
important to get a head <strong>of</strong> steam behind an effort that will <strong>of</strong> necessity require dogged<br />
persistence. It must also be recognized that the endeavor will require international<br />
funding.<br />
• Plan for alleviating the plight <strong>of</strong> the Marsh Dwellers with the underlying assumption<br />
that most <strong>of</strong> them will not or cannot return to the marshes or even, perhaps, to<br />
southern <strong>Iraq</strong>. <strong>The</strong> first requirement, <strong>of</strong> course, is to provide them with as much safety<br />
and stability as possible and then assist them to earn a living in rewarding ways.<br />
• Those among them who can be reached by programs that would prepare them for<br />
urban life and work or for modern farming or fishing should be encouraged to<br />
participate. Such endeavors should begin with a survey that would provide a<br />
sociological pr<strong>of</strong>ile <strong>of</strong> the group with a view to designing the most suitable programs.<br />
• Whatever programs are devised, the elders or other important personages in the group<br />
should in some way be involved in the planning and organization. <strong>The</strong>ir endorsement<br />
<strong>of</strong> any undertaking will be important for its success.
150<br />
References<br />
• If possible, emphasis should be placed on providing as much education as possible for<br />
children, including girls, and special training for young adults.<br />
• Look seriously into the possibility <strong>of</strong> using impounded <strong>Iraq</strong>i funds in western banks<br />
to achieve major objectives.<br />
1. J. Brasington, <strong>AMAR</strong> Report 2001: above.<br />
2. P. Buringh, Soils and Soil Conditions in <strong>Iraq</strong>, Director-General <strong>of</strong> Agricultural<br />
Research and Projects, Ministry <strong>of</strong> Agriculture, Baghdad, 1960.<br />
3. <strong>AMAR</strong>, An Environmental and Ecological Study <strong>of</strong> the Marshlands <strong>of</strong><br />
Mesopotamia, London, 1994.<br />
4. <strong>AMAR</strong>, Ibid., 1994
Appendix 1<br />
Water balance <strong>of</strong> the Euphrates River in <strong>Iraq</strong><br />
in its natural condition, 1972<br />
Prepared by George Hanna<br />
Industrial and Domestic<br />
Evaporation and Seepage<br />
Groundwater Flow<br />
HABBANIYA<br />
RESERVOIR<br />
ABU<br />
DIBBIS<br />
RESERVOIR<br />
Irrigation<br />
MUJARRAH<br />
CANAL<br />
W ARRARZ CANAL<br />
Industry<br />
D IBBAN CANAL<br />
Irrigation<br />
Industry and Domestic<br />
HINDIYA<br />
BARRAGE<br />
HILLA<br />
DAM<br />
Nassiriyah<br />
EUPHRATES<br />
RIVER<br />
29 bcm/yr<br />
Al-Qain<br />
Drainage<br />
Irrigation<br />
H ADITHA (Q ADISIYA) RESERVOIR<br />
Haditha<br />
Irrigation and Domestic<br />
A L B AGHDADI D AM (PROPOSED)<br />
Hit<br />
Irrigation<br />
Drainage<br />
Domestic<br />
R AMADI BARRAGE<br />
Ramadi<br />
Domestic<br />
EUPH-THARTHAR CANAL<br />
Falluja<br />
F ALLUJA DAM<br />
Hilla<br />
Irrigation<br />
SYRIA<br />
IRAQ<br />
THARTHAR<br />
RESERVOIR<br />
THARTHAR-T IGRIS CANAL<br />
T HE M AIN DRAIN<br />
(S ADDAM R IVER)<br />
Basrah<br />
Qurna<br />
S HATT AL-ARAB A PERSIAN RABIAN GGULF<br />
ULF<br />
T HARTHAR CANAL<br />
TIGRIS<br />
RIVER<br />
Kut<br />
151<br />
50 bcm/yr<br />
Sammara<br />
Baghdad<br />
Amarah
152<br />
Appendix 2<br />
Water balance <strong>of</strong> the Tigris River in <strong>Iraq</strong>, 1992<br />
Prepared by George Hanna<br />
THARTHAR<br />
LAKE<br />
Irrigation<br />
THARTHAR-T IGRIS CANAL<br />
THARTHAR-EUPHRATES CANAL<br />
E UPHRATES RIVER<br />
Basrah<br />
Qurna<br />
Irrigation<br />
Domestic<br />
T HARTHAR CANAL<br />
Domestic and Industry<br />
Irrigation<br />
Irrigation<br />
A RABIAN GULF<br />
PERSIAN GULF<br />
S HATT AL-ARAB TIGRIS<br />
RIVER<br />
Seepage and<br />
Evaporation<br />
M OSUL DAM<br />
L OWER MOSUL<br />
DAM<br />
BADUSH<br />
DAM<br />
G REATER Z AB RIVER<br />
L ESSER Z AB RIVER<br />
SAMMARA<br />
DAM<br />
Sammara<br />
Baghdad<br />
KUT<br />
BARRAGE<br />
<strong>AMAR</strong>AH<br />
BARRAGE<br />
Irrigation and Industry<br />
Irrigation<br />
D IYALA RIVER<br />
U DHAIM DAM<br />
(PROPOSED)<br />
DIYALA<br />
WEIR<br />
Irrigation<br />
U DHAIM RIVER<br />
HAMRIN<br />
DAM<br />
B EKHMA DAM<br />
(PROPOSED)<br />
LOWER B EKHMA DAM<br />
(PROPOSED)<br />
DOKAN DAM<br />
Evaporation<br />
DERBENDI<br />
K HAN DAM<br />
IRAQ IRAN
Appendix 3 Mesopotamian marshes – 2000 Landcover Analysis<br />
153
154<br />
Appendix 4<br />
Tigris-Euphrates Major Water Projects<br />
Not to scale<br />
KARAKAYA<br />
KHATA<br />
Adyiman<br />
KEBAN<br />
BIRECIK<br />
KARKAMIS<br />
KRALKIAI-<br />
DICLE<br />
ATATURK<br />
Baziki<br />
T ABQA DAM<br />
TAAF<br />
KEY TO WATER PROJECTS<br />
E XISTING STRUCTURE<br />
INCOMPLETE<br />
Planned<br />
Euphrates River<br />
BATMAN<br />
HADITHA<br />
Tigris River<br />
Saab<br />
Shouher<br />
BAGHDADI<br />
SILVAN<br />
MOSUL<br />
RAMADI<br />
BARRAGE<br />
BADUSH<br />
Garazan<br />
Iliso<br />
Cizre<br />
S<strong>AMAR</strong>RA<br />
BARRAGE<br />
Tharthar<br />
Depression<br />
FALLUJA<br />
Bakma<br />
DOKAN<br />
DAM<br />
BAGHDAD<br />
HARNRIN<br />
DAM<br />
DIYALA<br />
WEIR<br />
KUT<br />
BARRAGE<br />
HINDIYA<br />
BARRAGE<br />
HILLA<br />
Euphrates River<br />
DARBANDIKHAN<br />
DAM<br />
Tigris River<br />
Shatt-al-Arab
Appendix 5<br />
155
156
Appendix 7<br />
Estimated water balance <strong>of</strong> the Euphrates River in <strong>Iraq</strong><br />
after completion <strong>of</strong> GAP in Turkey, 2015<br />
Prepared by George Hanna<br />
Industrial and Domestic<br />
Evaporation and Seepage<br />
Groundwater Flow<br />
HABBANIYA<br />
RESERVOIR<br />
ABU<br />
DIBBIS<br />
RESERVOIR<br />
Irrigation<br />
MUJARRAH<br />
CANAL<br />
W ARRARZ CANAL<br />
Industry<br />
D IBBAN CANAL<br />
Irrigation<br />
Industry and Domestic<br />
HINDIYA<br />
BARRAGE<br />
HILLA<br />
DAM<br />
Nassiriyah<br />
EUPHRATES<br />
RIVER<br />
4 bcm/yr<br />
Al-Qain<br />
Drainage<br />
Irrigation<br />
H ADITHA (Q ADISIYA) RESERVOIR<br />
Haditha<br />
Irrigation and Domestic<br />
A L B AGHDADI D AM (PROPOSED)<br />
Hit<br />
Irrigation<br />
Drainage<br />
Domestic<br />
R AMADI BARRAGE<br />
Ramadi<br />
Domestic<br />
EUPH-THARTHAR CANAL<br />
Falluja<br />
F ALLUJA DAM<br />
Hilla<br />
Irrigation<br />
SYRIA<br />
IRAQ<br />
THARTHAR<br />
RESERVOIR<br />
THARTHAR-T IGRIS CANAL<br />
T HE M AIN DRAIN<br />
(S ADDAM R IVER)<br />
Basrah<br />
Qurna<br />
S HATT AL-ARAB A RABIAN GULF<br />
PERSIAN GULF<br />
T HARTHAR CANAL<br />
TIGRIS<br />
RIVER<br />
Kut<br />
157<br />
45 bcm/yr<br />
Sammara<br />
Baghdad<br />
Amarah
9<br />
<strong>The</strong> ecosystem<br />
M. I. Evans<br />
Seven years ago, the Marshlands <strong>of</strong> Mesopotamia were the subject <strong>of</strong> a detailed<br />
environmental and ecological desk-study 1 . This concluded that the Marshlands were one<br />
<strong>of</strong> the finest and most extensive natural wetland ecosystems in Europe and western Asia,<br />
but that their survival beyond the next two decades was in grave doubt.<br />
Upstream <strong>of</strong> the Marshlands, in the Tigris/Euphrates basin <strong>of</strong> <strong>Iraq</strong>, Syria and<br />
Turkey, the past 50 years had seen the construction <strong>of</strong> numerous dams and barrages, so as<br />
to allow flood control, irrigation and hydroelectric power generation. By 1993, some<br />
results <strong>of</strong> this river-engineering had been a great reduction in the amount <strong>of</strong> water<br />
reaching the Marshlands <strong>of</strong> Mesopotamia each year, a near-complete loss <strong>of</strong> the seasonal<br />
and year-to-year variation in flow-regime (in particular, the floods <strong>of</strong> late spring no<br />
longer occurred), and a marked increase in the salinity <strong>of</strong> the water entering the marshes 2 .<br />
Modelling <strong>of</strong> the hydrology <strong>of</strong> the basin indicated that a further major deterioration was<br />
to be expected in the quantity and quality <strong>of</strong> water reaching the marshes, if all current and<br />
planned hydrological projects were completed and fully developed during the next 10–15<br />
years.<br />
Between 1990 and 1992 the <strong>Iraq</strong>i government took advantage <strong>of</strong> the now low and<br />
predictable water flows in the two rivers, and embarked on an intensive programme <strong>of</strong><br />
drainage works in the marshes themselves. Analysis <strong>of</strong> satellite images indicated that, by<br />
early 1994, massive areas <strong>of</strong> wetland had been drained 3 . <strong>The</strong> large, permanent lakes <strong>of</strong><br />
the marshes between the rivers (the so-called Central <strong>Marshes</strong>) were now dry, associated<br />
marsh vegetation had died <strong>of</strong>f, the aquatic fauna had also either died or moved to<br />
remaining wetlands elsewhere, and huge numbers <strong>of</strong> Marsh Dwellers had been forced to<br />
move into refugee camps or settle in <strong>Iraq</strong>i towns. <strong>The</strong> drainage clearly facilitated military<br />
control <strong>of</strong> this former wilderness, and also opened up the area for oil exploration and<br />
extraction.<br />
Between 1994 and 2001, very little new information on this threatened ecosystem<br />
was published or made freely available. Based on modelling studies <strong>of</strong> the river-basin<br />
hydrology 4 , it seemed likely, however, that the flow <strong>of</strong> water into the Marshlands would<br />
continue to be reduced, as irrigation expanded and new dams were filled upstream. In<br />
2001, two new studies <strong>of</strong> the extent <strong>of</strong> the Marshlands, based on satellite-imagery<br />
analysis, released their results 5 . <strong>The</strong>se made it clear that the Marshlands had all but gone,<br />
having been isolated from the Tigris and Euphrates and then systematically parcelled<br />
with dykes and drained. As <strong>of</strong> May 2001, only a small remnant marsh remained, on the<br />
Iran–<strong>Iraq</strong> border, and it was clear that drainage work continued here. <strong>The</strong> rest <strong>of</strong> the
159<br />
Marshlands were now a drying-out mudflat with a salt-crust, and the extensive reedbeds<br />
and other vegetation had died and withered away.<br />
Chapter 7 <strong>of</strong> this report describes the physical parameters <strong>of</strong> the former<br />
Marshland ecosystem, and the physical changes that took place in recent years, as far as<br />
can be determined. This chapter therefore concentrates on the biological aspects <strong>of</strong> the<br />
former ecosystem, describing the flora, fauna and habitats. <strong>The</strong> ways in which the Marsh<br />
Dwellers and wider <strong>Iraq</strong>i society used, and benefited from, the biological resources <strong>of</strong> the<br />
ecosystem are then briefly described, and the chapter ends by summarizing the likely<br />
ecological consequences <strong>of</strong> the post-1990 hydrological works in the Marshlands and<br />
upstream.<br />
<strong>The</strong> flora and fauna<br />
<strong>The</strong> flora<br />
An account <strong>of</strong> the vegetation <strong>of</strong> the marshes <strong>of</strong> southern <strong>Iraq</strong> has been published in<br />
Arabic by the University <strong>of</strong> Basra 6 . Throughout the wetlands, the emergent vegetation<br />
was dominated by reed Phragmites australis and reedmace Typha angustifolia, with more<br />
local patches <strong>of</strong> bulrush Schoenoplectus lacustris and giant cane-grass Arundo donax..<br />
Reed dominated the more permanently flooded areas <strong>of</strong> marsh, reedmace the more<br />
seasonally flooded areas (also heavily grazed or nutrient-enriched areas, e.g. near<br />
villages), with low sedges and rushes (Carex and Juncus spp., Scirpus brachyceras)<br />
forming the ephemeral and salt-tolerant vegetation <strong>of</strong> temporarily flooded areas 7 . <strong>The</strong><br />
clear, mesotrophic waters <strong>of</strong> the deeper areas <strong>of</strong> the permanent lakes supported a rich,<br />
submerged, aquatic vegetation, with species such as hornwort Ceratophyllum demersum<br />
(<strong>of</strong>ten dominant), eel grass Vallisneria spiralis, pondweed (Potamogeton lucens, P.<br />
natans, P. nodosus and P. pectinatus), water milfoil Myriophyllum, stonewort Chara,<br />
Ranunculus aquaticus, water nut Trapa natans, Polygonum senegalensis, naiads Najas<br />
marina and N. armata, and water fern Salvinia. Water-lilies (Nymphoides peltata, N.<br />
indica, Nymphaea caerulea and Nuphar), water soldier Pistia stratiotes and duckweed<br />
Lemna gibba covered the surface <strong>of</strong> the smaller lakes and quieter backwaters.<br />
Marshland deltas, where river water feeds into the marshes, had tamarisk Tamarix<br />
and willow Salix trees on their banks, with expanses <strong>of</strong> grasses, sedges and rushes<br />
(Juncus arabicus, Carex divisa, Paspulum distichum, Scirpus littoralis) along the damp,<br />
slightly saline margins. <strong>The</strong> nutrients supplied by inflowing river water encouraged the<br />
growth <strong>of</strong> exceptionally tall and coarse reeds in the seasonally flooded shallows, up to<br />
8 m high and resembling bamboo 8 . Further into the marshes, the sediments and nutrients<br />
were stripped from the river water as it flowed through the vast reed-beds, such that the<br />
centres <strong>of</strong> the largest marshes (Haur al Hammar and Haur al Huwaiza) were open, with<br />
very clear and nutrient-poor water, completely free <strong>of</strong> reeds and other emergent<br />
vegetation.<br />
Plankton<br />
<strong>The</strong> phytoplankton was dominated by diatoms, mainly <strong>of</strong> the genera Synedra, Tabellaria,<br />
Melosira, Cyclotella and Fragillaria. At least 77 diatom taxa 9 and 101 non-diatom taxa 100<br />
were known from the brackish waters <strong>of</strong> southern <strong>Iraq</strong> (the Shatt al Arab and the Haur al<br />
Hammar). A total <strong>of</strong> 129 algae species and 63 genera were found in the marshes near<br />
Qurna 111 , 122 (72 Bacillariophyta, 28 Chlorophyta, 26 Cyanophyta, two Euglenophyta and
160<br />
one Chrysophyta) – there were also a large number <strong>of</strong> Desmidiaceae – and 59 algae<br />
species have been documented from Haur Al Hammar (38 Chlorophyta, 19 Cyanophyta<br />
and two Rhodophyta) 133 . Din<strong>of</strong>lagellates were also recorded in the marshes 144 , 155 .<br />
<strong>The</strong> zooplankton in the main marshes was dominated by Cladocera and Rotatoria,<br />
with Cyclops forming a smaller proportion 166 . A survey <strong>of</strong> the Qurna (Garma) marshes<br />
found 21 genera <strong>of</strong> zooplankton, belonging to three orders (Ploima, Cladocera and<br />
Copepoda) 177 . Maximum growth <strong>of</strong> zooplankton was found to occur during the floods <strong>of</strong><br />
late spring.<br />
Invertebrates<br />
Very little is known <strong>of</strong> the undoubtedly rich invertebrate fauna <strong>of</strong> the marshes.<br />
Chironomid (midge) larvae and dragonfly larvae were common in the lake-bottom<br />
sediments, while oligochaete worms such as Stylaria and Tubifex occurred in moderate<br />
quantities. Dragonflies included Brachythemis fuscopalliata, a species near-endemic to<br />
the Tigris/Euphrates basin that is also considered to be globally threatened (IUCN 2000).<br />
Molluscs included at least seven freshwater gastropod and three bivalve species in the<br />
lower parts <strong>of</strong> Haur Al Hammar and Haur Al Zikri 188 . At least 55 species <strong>of</strong> dytiscid<br />
water beetle (Dytiscidae) and 15 species <strong>of</strong> gyrinid beetle (Gyrinidae) occurred in the<br />
Shatt Al Arab and lakes and marshes <strong>of</strong> southern <strong>Iraq</strong> 199 , 200 . Of the 39 butterfly species<br />
(including skippers Hesperidae) recorded from the lowlands <strong>of</strong> southern <strong>Iraq</strong> 211 , none are<br />
<strong>of</strong> global conservation concern, none have a particularly restricted range at the scale <strong>of</strong><br />
the Middle East, and none are dependent on the permanent Marshland or aquatic habitats.<br />
Invertebrate species endemic to the marshes are or were likely to exist, with distributions<br />
restricted to the marshes and physiology dependent on the marshes’ continued existence,<br />
but none are well documented at present – they are or were likely to be more frequent<br />
among non-flying groups <strong>of</strong> invertebrates. With the near-complete destruction <strong>of</strong> the<br />
marshes, any such species would now be critically endangered.<br />
<strong>The</strong> commercial penaeid shrimp Metapenaeus affinis was abundant (with<br />
individuals up to 125 mm total length) at its nursery grounds in the inland waters <strong>of</strong> <strong>Iraq</strong>,<br />
mainly in the slightly brackish Haur al Hammar, and its seasonal migrations between<br />
there and its spawning grounds at the head <strong>of</strong> the Gulf have been studied 222 . Immigration<br />
<strong>of</strong> juveniles to the marshes commenced as the spring floods weakened during May/June,<br />
and emigration <strong>of</strong> mature broodstock to the sea finished around January/February. <strong>The</strong><br />
discharge <strong>of</strong> the Shatt Al Arab was thus probably an important factor regulating<br />
recruitment. Spawning at sea appeared to occur immediately after emigration.<br />
Fish<br />
<strong>The</strong> fish fauna <strong>of</strong> the Tigris/Euphrates basin was summarized in 1994 233 and again in<br />
1996 244 . A total <strong>of</strong> 52 native primary freshwater fish species (in seven families) occur in<br />
the basin, <strong>of</strong> which 23 species (44%) are endemic to the basin, 12 <strong>of</strong> these being members<br />
<strong>of</strong> the carp family (Cyprinidae); two native secondary freshwater fish (Aphanius spp.) are<br />
also endemic. However, there is no definitive list <strong>of</strong> the species that occur in the<br />
Marshlands <strong>of</strong> southern <strong>Iraq</strong>.<br />
<strong>The</strong> basin is clearly a centre <strong>of</strong> speciation, but there are no endemic families, and<br />
the four endemic genera are monospecific and limited to cave fish (Caecocypris,<br />
Iranocypris and Typhlogarra) and a loach (Turcinemacheilus) restricted to the<br />
headwaters. At least 17 non-native primary freshwater species have been recorded at one
161<br />
time or another in the basin 255 , having been introduced by man. Some have established<br />
self-sustaining populations in the basin, and may well threaten native species through<br />
competition for food and space, transmission <strong>of</strong> exotic parasites and diseases from fishfarms<br />
to the wild, clearance <strong>of</strong> aquatic vegetation used for spawning and feeding, and<br />
churning and muddying <strong>of</strong> water (especially by exotic carp species).<br />
Particularly vulnerable to ecological changes in the marshes are those species<br />
apparently endemic to the marshes themselves (at least one barbel species, the bunni<br />
Barbus sharpeyi) or to the broader Tigris/Euphrates basin (at least six or seven <strong>of</strong> the 23<br />
endemics are likely to occur in the lower reaches <strong>of</strong> the river), and those species that<br />
spawn mainly in the marshes or brackish/estuarial waters (the endemic giant catfish<br />
Silurus glanis and S. triostegus, and the anadromous Hilsa shad Tenualosa ilisha and<br />
pomphret Pampus argenteus). <strong>The</strong> two cave-fish species that occur in the <strong>Iraq</strong>i portion <strong>of</strong><br />
the basin are considered globally threatened 266 , although this should be reviewed, given<br />
the drastic hydrological changes that have been perpetrated in recent years.<br />
It is likely that the marshes were the main feeding ground and centre <strong>of</strong><br />
population for most <strong>of</strong> the native primary freshwater species that occurred in the lower<br />
reaches <strong>of</strong> the two rivers, since the area <strong>of</strong> suitable habitat in the Marshland complex far<br />
exceeded that available in the rivers themselves. A period <strong>of</strong> rich feeding is usually<br />
required before spawning, in order to reach peak breeding condition, and the marshes<br />
were likely to be a crucial area in this regard. To breed, most <strong>of</strong> these species migrate<br />
upstream in spring to spawn in the gravelly river-beds where the water flows faster and is<br />
more oxygenated. <strong>The</strong>se long migrations coincide with, and are probably triggered by,<br />
the spring floods that follow the melting <strong>of</strong> snow in the highlands <strong>of</strong> Anatolia and the<br />
Zagros range, and that scour and expose the fresh gravel beds. Such floods no longer<br />
occur – whether that impairs spawning behaviour in surviving fish populations is not yet<br />
known.<br />
<strong>The</strong> endemic barbel, Barbus sharpeyi, differs significantly from its congeners, in<br />
that it spawned in the warm waters <strong>of</strong> the marshes, laying its eggs on submerged<br />
vegetation during peak flooding in May in shallow, open water less than 75 cm deep.<br />
<strong>The</strong>se quiet waters <strong>of</strong> the seasonally flooded marshes constituted its sole spawning<br />
grounds, as far as is known. This species may hybridize with the introduced, non-native<br />
Goldfish Carassius auratus, which is well established in the marshes, and fishermen in<br />
neighbouring Khuzistan believe that numbers <strong>of</strong> B. sharpeyi in the Shadegan <strong>Marshes</strong><br />
have decreased following the release <strong>of</strong> non-native Silver Carp Hypophthalmichthys<br />
molitrix.<br />
Amphibians and reptiles<br />
<strong>The</strong> amphibian and reptile fauna <strong>of</strong> the marshes <strong>of</strong> southern <strong>Iraq</strong> was summarized in<br />
1994 277 . Little information is available on the amphibians: only one toad and three frog<br />
species are listed for the whole <strong>of</strong> <strong>Iraq</strong> 288 . Several authors have commented on the<br />
extreme abundance <strong>of</strong> frogs in the marshes 299 .<br />
Up to 58 species <strong>of</strong> reptile have been recorded or are likely to occur in southeastern<br />
<strong>Iraq</strong> 300 , although knowledge <strong>of</strong> species’ taxonomy and distribution are still<br />
incomplete. Most <strong>of</strong> these species are desert-adapted and relatively widespread in the<br />
Near or Middle East, but a number have more restricted ranges, centred on the<br />
Tigris/Euphrates lowlands in southern <strong>Iraq</strong>: the large, spiny-tailed lizard Uromastyx<br />
loricatus, the as-yet unnamed local population <strong>of</strong> the lizard Mesalina brevirostris, the
162<br />
skink subspecies Mabuya aurata septemtaeniata, the snake subspecies Telescopus<br />
tessellatus martini, and the s<strong>of</strong>t-shelled turtle Rafetus euphraticus. <strong>The</strong> last-mentioned<br />
species is clearly the most dependent on wetland habitat. It occurs widely in the<br />
Tigris/Euphrates rivers and their major tributaries, but the bulk <strong>of</strong> its population<br />
(numerically) probably lay within the marshes, and it was considered globally threatened<br />
for this reason 311 .<br />
Other reptile species that were particularly common in the Marshlands included<br />
the Caspian terrapin Mauremys caspia, geckos <strong>of</strong> the genus Hemidactylus, two species <strong>of</strong><br />
skink (Mabuya aurata and M. vittata), lizards <strong>of</strong> the genera Acanthodactylus and<br />
Ophisops, and a variety <strong>of</strong> snakes, including the Spotted Sand Boa Eryx jaculus,<br />
Tessellated Water Snake Natrix tessellata and Gray's Desert Racer Coluber<br />
ventromaculatus. <strong>The</strong> large Desert Monitor Varanus griseus was formerly common in<br />
semi-desert areas adjacent to the marshes, but this species has been heavily persecuted<br />
and is now rare in this region. 322<br />
Birds<br />
<strong>The</strong> avifauna <strong>of</strong> the Marshlands was summarized in 1994 333 . About 134 bird species are,<br />
to some extent, dependent on wetland habitats and occurred in Mesopotamia in<br />
significant numbers. Of these, about 42 species were known to have bred in the marshes,<br />
<strong>of</strong> which at least 31 were waterbirds, but there were no systematic surveys <strong>of</strong> the marshes<br />
during the breeding season, and what information does exist on the breeding birds <strong>of</strong><br />
Mesopotamia dates from the 1950s or before.<br />
Nevertheless, it is likely that significant numbers <strong>of</strong> four species <strong>of</strong> global<br />
conservation concern 344 bred in the marshes: Dalmatian Pelican Pelecanus crispus (1–<br />
10% <strong>of</strong> the regional population), Pygmy Cormorant Phalacrocorax pygmeus (1–10% <strong>of</strong><br />
the regional population), Marbled Duck Marmaronetta marmaronetta (40–60% <strong>of</strong> world<br />
population) 355 and Basra Reed Warbler Acrocephalus griseldis (more than 90% <strong>of</strong> world<br />
population).<br />
<strong>The</strong> Marshlands <strong>of</strong> Mesopotamia are a globally important centre <strong>of</strong> endemism for<br />
birds, one <strong>of</strong> only 11 such wetland centres identified worldwide 366 , 377 . Two species, <strong>Iraq</strong><br />
Babbler Turdoides altirostris and Basra Reed Warbler Acrocephalus griseldis, breed only<br />
in Mesopotamia 388 , as does the majority <strong>of</strong> the world population <strong>of</strong> Grey Hypocolius<br />
Hypocolius ampelinus 399 , 400 ). A further five species are endemic to Mesopotamia at the<br />
subspecific level – Little Grebe Tachybaptus ruficollis iraquensis, Darter Anhinga rufa<br />
chantrei, Black Francolin Francolinus francolinus arabistanicus, White-eared Bulbul<br />
Pycnonotus leucotis mesopotamiae and Hooded Crow Corvus corone capellanus – while<br />
two subspecies, Zitting Cisticola Cisticola juncidis neurotica and Graceful Prinia Prinia<br />
gracilis irakensis, are near-endemic to Mesopotamia, occurring elsewhere only in the<br />
Levant. Clearly, for such a degree <strong>of</strong> endemism to have developed in a continental (rather<br />
than island) setting – and the endemism is apparent in fish, reptiles and mammals too –<br />
marshland habitats in the lower Tigris/Euphrates basin (including the Persian Gulf during<br />
the lower sea-levels <strong>of</strong> previous Ice Ages) are likely to be <strong>of</strong> ancient origin (at least,<br />
millions <strong>of</strong> years old) and are likely to have persisted for a very long period <strong>of</strong> time up to<br />
the present, even during the most extreme hyper-arid climatic phases that are known to<br />
have affected the region at the height <strong>of</strong> the Ice Ages during the last two million years.<br />
Apart from African Darter, two other species are also primarily Afrotropical with<br />
very small and highly isolated populations in Mesopotamia – Goliath Heron Ardea
163<br />
goliath and Sacred Ibis Threskiornis aethiopicus – and they may also be genetically<br />
distinct at the subspecies level. <strong>The</strong>se three species appear to be relicts <strong>of</strong> a warmer,<br />
wetter climatic period, when Afrotropical species were able to flourish further north than<br />
they do today. However, they had become very scarce by the late 1970s, almost certainly<br />
because <strong>of</strong> direct persecution and increased disturbance. <strong>The</strong> degradation <strong>of</strong> the marshes<br />
which has occurred since then will have further depleted the populations <strong>of</strong> these and<br />
other breeding birds, and the breeding avifauna may now be considerably impoverished.<br />
African Darter and Goliath Heron have not been recorded in <strong>Iraq</strong> for many years 411 , and it<br />
is likely that these species are now extinct in Mesopotamia.<br />
<strong>The</strong> lakes and marshes <strong>of</strong> lower Mesopotamia were one <strong>of</strong> the most important<br />
wintering areas for migratory waterbirds in western Eurasia. Many species <strong>of</strong> waterbird,<br />
notably ducks, geese and coots, which breed in the basins <strong>of</strong> the Ob and Irtysh rivers in<br />
western Siberia, migrate south-west in autumn to spend the winter in the wetlands <strong>of</strong> the<br />
Caspian region, Middle East and north-east Africa. <strong>The</strong>se birds belong to the so-called<br />
West Siberian–Caspian–Nile flyway – one <strong>of</strong> the three major flyways for waterbirds in<br />
western Eurasia. <strong>The</strong> Mesopotamian Marshlands were one <strong>of</strong> the principal wintering<br />
areas for waterbirds in this flyway, as was amply demonstrated by the five mid-winter<br />
waterbird surveys between 1968 and 1979 422 , 433 , 444 , 455 , 466 . No less than 97 species <strong>of</strong><br />
waterbird were recorded during the surveys, including significant numbers <strong>of</strong> nine<br />
species <strong>of</strong> global conservation concern (five waterbirds and four raptors) 477 . <strong>The</strong> number<br />
<strong>of</strong> waterbirds in Mesopotamia in January 1979 probably amounted to several million<br />
individuals 488 . From the surveys, it was estimated that at least 68 species <strong>of</strong> waterbird<br />
occurred in globally significant numbers at the wetlands <strong>of</strong> Mesopotamia.<br />
<strong>The</strong> five mid-winter waterbird surveys have also confirmed the great importance<br />
<strong>of</strong> the lowlands <strong>of</strong> Mesopotamia for wintering birds <strong>of</strong> prey 499 . Over a thousand raptors <strong>of</strong><br />
15 species were observed during the 1979 survey alone, <strong>of</strong> which at least nine were likely<br />
to occur in globally important numbers. Many <strong>of</strong> these raptors were largely dependent on<br />
the rich wetland fauna for their prey. In addition to providing regular wintering habitat<br />
for waterbirds and raptors, the wetlands <strong>of</strong> Mesopotamia also served as a vitally<br />
important refuge for waterbirds when wetlands further north, in the Caspian region and<br />
eastern Turkey, froze over during periods <strong>of</strong> exceptionally severe weather.<br />
<strong>The</strong> Mesopotamian Marshlands are also known to have been an extremely<br />
important staging area for a number <strong>of</strong> species <strong>of</strong> waterbird on their way between<br />
breeding grounds in the vast taiga and tundra zones <strong>of</strong> western Siberia and central Asia<br />
and winter quarters along the coasts <strong>of</strong> Arabia and in eastern and southern Africa. For<br />
these long-distance migrants, the wetlands <strong>of</strong> Mesopotamia provided a vital staging area<br />
where they could replenish their fat reserves before continuing on with the next leg <strong>of</strong><br />
their migration. Such passage migrants included a variety <strong>of</strong> herons and egrets, Garganey<br />
Anas querquedula and a number <strong>of</strong> shorebirds, for example Phalaropus lobatus.<br />
Mammals<br />
Until the recent drainage <strong>of</strong> the marshes, about 40 mammals were thought to occur in and<br />
around the marshes <strong>of</strong> southern <strong>Iraq</strong> 500 . Of these, at least two species were endemic to<br />
Mesopotamia – a bandicoot-rat Nesokia bunni, known only from two specimens collected<br />
at Qurna 511 , and Mesopotamian Gerbil Gerbillus mesopotamicus, unusual or even unique<br />
in this desert-adapted genus in its high degree <strong>of</strong> dependence on water. At least one other<br />
species was endemic at the subspecific level, the Smooth-coated Otter Lutrogale
164<br />
perspicillata maxwelli, a South Asian species that is globally threatened 522 and that is<br />
otherwise found no closer than the Indus valley. Most likely due to over-hunting (for<br />
their skins), neither this nor the other species <strong>of</strong> otter in the marshes, the Common Otter<br />
Lutra lutra seistanica, has been recorded since about 1978 533 and they are now extremely<br />
rare, if they survive at all 544 . This contrasts strongly with the situation in the 1950s, when<br />
authors all commented on the abundance <strong>of</strong> otters in the marshes 555 , 566 , 577 .<br />
Few species <strong>of</strong> mammal are now likely to occur in the area <strong>of</strong> the marshlands.<br />
Previous authors made numerous references to the abundance <strong>of</strong> Wild Boar Sus scr<strong>of</strong>a<br />
throughout the Marshlands 588 , 599 . <strong>The</strong> boar were said to cause considerable damage to<br />
crops, and were relentlessly persecuted by the Marsh Dwellers for this and religious<br />
reasons. Numbers <strong>of</strong> Wild Boar had declined notably by the late 1980s, compared to<br />
levels in the early 1970s 600 , and the species may now be extinct, due to the near complete<br />
destruction <strong>of</strong> habitat. Domestic Water Buffalo Bubalus arnee were abundant throughout<br />
the marshes and were one <strong>of</strong> the mainstays <strong>of</strong> the Marsh Dweller economy. <strong>The</strong>re is<br />
evidence to suggest that these animals were first introduced into Mesopotamia in about<br />
3500 BCE 611 . However, there is also archaeological evidence which suggests that the<br />
species was formerly wild in the marshes, before domestication 622 . Remaining water<br />
buffalo cannot now be free-ranged, and are now likely to be tethered in yards in<br />
village/urban settings.<br />
<strong>The</strong> only other medium to large mammals that were still regularly encountered in<br />
the vicinity <strong>of</strong> the marshes by the late 1980s were the Small Indian Mongoose Herpestes<br />
auropunctatus, Golden Jackal Canis aureus and Red Fox Vulpes vulpes 633 . Notable<br />
among the smaller mammals was the globally threatened 644 , rare and declining Longfingered<br />
Bat Myotis capaccinii, recorded at Kish and therefore likely to have occurred<br />
within the Marshland area.<br />
<strong>The</strong> habitats<br />
<strong>The</strong> wetlands <strong>of</strong> lower Mesopotamia comprised a mosaic <strong>of</strong> different wetland habitattypes,<br />
each with its own characteristic flora and fauna. Eight major habitat-types could be<br />
discerned:<br />
• Permanent freshwater lakes, with a rich submergent growth <strong>of</strong> aquatic vegetation,<br />
and typically with a marginal zone <strong>of</strong> floating aquatic vegetation such as waterlilies.<br />
• Permanent freshwater marshes, dominated by tall stands <strong>of</strong> reed Phragmites, reedmace<br />
Typha and sedge Cyperus.<br />
• Rivers, streams, canals and irrigation channels, typically with little emergent<br />
vegetation and steep earth or muddy banks.<br />
• Permanent ponds, mainly man-made irrigation ponds and duck-hunting ponds,<br />
typically with a pronounced drawdown in summer and little emergent vegetation.<br />
• Seasonal freshwater marshes dominated by rushes and sedges, typically occurring<br />
as a broad belt around the edge <strong>of</strong> the permanent marshes.
• Seasonally flooded mudflats and semi-desertic steppe.<br />
• Irrigated land and seasonally flooded arable land, used mainly for rice, millet,<br />
barley, wheat and sugar-cane, with scattered date-palm gardens.<br />
• Shallow, brackish to saline lagoons, mostly seasonal and <strong>of</strong>ten with extensive<br />
areas <strong>of</strong> salt-bush Salicornia.<br />
165<br />
Of these habitats, two were <strong>of</strong> outstanding importance for their wildlife – the permanent<br />
freshwater lakes and the permanent freshwater marshes. <strong>The</strong>se were much the most<br />
extensive habitat-types in Mesopotamia, comprising the great bulk <strong>of</strong> the Haur Al<br />
Hammar and Haur Al Huwaiza systems. <strong>The</strong> lakes and reedbeds were home to nine <strong>of</strong> the<br />
11 globally threatened species which still occurred in significant numbers in the<br />
wetlands, and at least seven <strong>of</strong> the nine endemic species, subspecies and isolated<br />
populations that were associated with wetlands. Of these 16 key species <strong>of</strong> the permanent<br />
lakes and marshes, at least seven were wholly dependent on these habitats. At the same<br />
time, these are the habitats which have been most diminished in extent by the ongoing<br />
river-engineering projects. <strong>The</strong> six other habitat-types are either not at such serious risk<br />
<strong>of</strong> diminishment, or have much less significance for wildlife.<br />
Utility <strong>of</strong> the biological resources <strong>of</strong> the Marshlands to the Marsh Dwellers and the<br />
wider community<br />
Vegetation<br />
Reeds provided the Marsh Dwellers with their staple building material, from which they<br />
constructed their artificial-island houses, as well as fences, mats, baskets and their<br />
products. To make a dwelling, tall and robust reeds were gathered – these usually<br />
occurred near to the deltas where river water debouched into the marshes (where the<br />
nutrient supply was richest) – and were stacked to dry. Large sheafs were then tightly<br />
bundled to make pillars and beams, which were then assembled into a framework upon<br />
which reed mats were then attached, to form the sides and ro<strong>of</strong>. Traditionally, boats and<br />
rafts were also made from the bundles <strong>of</strong> dried reeds, but wooden or metal boats were<br />
preferred in recent years, due to their longevity. Mats were manufactured for sale in<br />
nearby villages and towns, as well as being used widely in situ.<br />
<strong>The</strong> Marsh Dwellers used to burn <strong>of</strong>f the beds <strong>of</strong> tall and dense reeds during the<br />
winter, when water levels were low and the reed-beds were drier, so as to provide fresh<br />
spring grazing for their water buffalos and cattle. <strong>The</strong> low growth <strong>of</strong> sedges, rushes and<br />
grasses that developed in temporarily flooded areas in late spring was also an important<br />
grazing resource. During the rest <strong>of</strong> the year, the submerged and marginal vegetation was<br />
harvested to feed the Marsh Dwellers’ cattle, sheep and goats, while the water buffalo<br />
ranged freely in the marshes, feeding in the shallower areas.<br />
Fisheries<br />
Fish were always an important component in the diet <strong>of</strong> the Marsh Dwellers. Favoured<br />
food-fish species that were known or likely to occur in the marshes were the barbels<br />
Barbus spp. – especially shabbout Barbus grypus (up to 200 cm/100 kg) and bunni<br />
Barbus sharpeyi, both known to be <strong>of</strong> major importance to the Marsh Dwellers – as well
166<br />
as Chondrostoma regium (up to 40 cm/1 kg), Mystus pelusius (up to 30 cm), Sillago<br />
sihama (up to 30 cm), Acanthopagrus berda (up to 45 cm) and Eleutheronema<br />
tetradactylum (up to 180 cm). Until recently, most fish were caught by spearing – an<br />
efficient and effective method if the water is clear – but most Marsh Dwellers latterly<br />
used nets to improve their catch for export to Basra and Baghdad. Annual per capita fish<br />
consumption in <strong>Iraq</strong> between 1984 and 1986 averaged about 2.5 kg and the total annual<br />
catch from the marshes was more than 14,000 tons during this period, providing 60% <strong>of</strong><br />
the national fish catch (including marine species) 655 .<br />
<strong>The</strong> marine fishery at the head <strong>of</strong> the Gulf for the penaeid shrimp Metapenaeus<br />
affinis is <strong>of</strong> significant economic importance to artisanal fisherman in this region –<br />
commercial landings at the two main fish-markets at Basra, during September–November<br />
1985, averaged 1,000 kg/day, and in some years it has comprised up to 40% <strong>of</strong> the total<br />
annual catch landed in Kuwait. <strong>The</strong> nursery grounds for this species in the lower marshes<br />
were probably <strong>of</strong> major importance in sustaining this fishery.<br />
Waterbird hunting<br />
Waterbird hunting occurs commonly at wetlands throughout <strong>Iraq</strong>. In Mesopotamia,<br />
enormous numbers <strong>of</strong> waterbirds are or were harvested on a commercial basis and<br />
provided a livelihood for hundreds <strong>of</strong> people. Such hunting occurred on a massive scale<br />
in the 1950s. It was estimated that shot-guns alone were accounting for about a million<br />
birds a year in <strong>Iraq</strong> 666 . A wide variety <strong>of</strong> species were killed by the Marsh Dwellers for<br />
food, including huge numbers <strong>of</strong> ducks and Coot Fulica atra, but also Little Grebes<br />
Tachybaptus ruficollis, Pygmy Cormorants Phalacrocorax pygmeus, African Darters<br />
Anhinga rufa, Goliath Herons Ardea goliath, Sacred Ibises Threskiornis aethiopicus,<br />
Common Cranes Grus grus, Purple Swamphens Porphyrio porphyrio and godwits<br />
Limosa spp 677 , 688 . Pelicans, although regarded as inedible, were shot for their gular<br />
pouches which were used in drum-making 699 . <strong>The</strong> Ma'dan <strong>of</strong>ten searched for the nests <strong>of</strong><br />
Greylag Geese Anser anser and took their eggs to hatch them out under chickens 700 .<br />
Clap-netting was also very widespread in the marshes, and was clearly accounting for<br />
large numbers <strong>of</strong> birds. It was considered that a heavy toll <strong>of</strong> waterbirds was being taken<br />
by the pr<strong>of</strong>essional hunters 711 – as many as 30 geese or 120 ducks and shorebirds could<br />
be trapped in the clap-nets at a single pull 722 .<br />
In a study <strong>of</strong> a non-Marsh Dweller village at the edge <strong>of</strong> the marshes, it was found<br />
that waterbird hunting was limited to winter (December–February), and that very few<br />
people other than Marsh Dwellers engaged in it 733 . In this village, only two people out <strong>of</strong><br />
120 non-Marsh Dweller families hunted waterbirds for pr<strong>of</strong>it (one with nets and one with<br />
a gun). <strong>The</strong>y took mainly Common Teal Anas crecca and Coot. <strong>The</strong> general lack <strong>of</strong><br />
hunting was apparently because selling birds for pr<strong>of</strong>it was despised as a Marsh Dweller<br />
occupation.<br />
<strong>The</strong> market hunting <strong>of</strong> waterbirds at Haur Ibn Najim, south <strong>of</strong> Hilla has been<br />
investigated 744 . Hunting pressure in this area was heavy throughout the winter, with the<br />
hunters using shot-guns by day and by night and also nets. It was estimated that over<br />
20,000 ducks and Coots were sold in the markets <strong>of</strong> Najaf and Shamiya during the winter<br />
<strong>of</strong> 1967/68, and it was calculated that the hunters were accounting for about 31% <strong>of</strong> the<br />
ducks and 56% <strong>of</strong> the Coots which frequented the haur. It was found that local residents,<br />
to a certain extent, made their living out <strong>of</strong> duck-netting 755 . At that time, there were no<br />
appropriate laws to regulate hunting activity. By 1979, however, the Government had
167<br />
issued new laws banning all hunting in <strong>Iraq</strong> in order to conserve wildlife, particularly<br />
terrestrial game which had been heavily persecuted in the past 766 . It was clear that these<br />
laws were being widely disregarded in the marshes, at least in the case <strong>of</strong> duck-netting<br />
which was observed at many localities in January 1979. <strong>The</strong>se and later hunting<br />
restrictions have never been implemented or enforced. Sport-hunting is now organized by<br />
the Government through its ‘Hunting Club’, which is run by one <strong>of</strong> the members <strong>of</strong> the<br />
Revolutionary Command Council <strong>of</strong> <strong>Iraq</strong> 777 .<br />
Considerable numbers <strong>of</strong> wildfowl are still taken every year. A minimum <strong>of</strong><br />
40,000 ducks and Coots were <strong>of</strong>fered for sale in the markets <strong>of</strong> Karbala and Najaf in<br />
1990 and 1991 788 . Netting at duck-ponds and irrigation ponds was the main method <strong>of</strong><br />
capture. In addition, hunting pressure increased markedly during the last decade because<br />
<strong>of</strong> the UN trade embargo and the unusually high prices <strong>of</strong> meat that resulted. <strong>The</strong>re are<br />
reasons to believe that netting has now become an organized business, with some<br />
government <strong>of</strong>ficials issuing special permits for large-scale netting.<br />
<strong>The</strong> ecological impacts <strong>of</strong> wetland loss<br />
Drainage <strong>of</strong> the permanent lakes and reed-beds in lower Mesopotamia has almost<br />
certainly resulted in the global extinction <strong>of</strong> the endemic subspecies <strong>of</strong> Smooth-coated<br />
Otter, the extinction in the Middle East <strong>of</strong> African Darter and Sacred Ibis, and the<br />
extinction in <strong>Iraq</strong> <strong>of</strong> Pygmy Cormorant and Goliath Heron. Loss <strong>of</strong> these wetland habitats<br />
is also likely to have caused major declines in the world populations <strong>of</strong> <strong>Iraq</strong> Babbler and<br />
Basra Reed Warbler and in the regional population <strong>of</strong> Dalmatian Pelican, possibly<br />
threatening them with extinction, and is likely to have caused perhaps as much as a 50%<br />
reduction in the world populations <strong>of</strong> Mesopotamian Gerbil, the endemic subspecies <strong>of</strong><br />
Little Grebe, and Marbled Duck. <strong>The</strong> habitat needs and distribution <strong>of</strong> the endemic<br />
species <strong>of</strong> barbel (Barbus sharpeyi) and bandicoot-rat (Nesokia bunnii) are hardly known,<br />
but both are also likely to be at risk <strong>of</strong> global extinction.<br />
Of the other 66 species <strong>of</strong> birds occurring in internationally significant numbers in<br />
the marshes, 39 (59%) were to some extent dependent on the large permanent lakes and<br />
reed-beds, and 13 (20%) were wholly or largely dependent on these habitats. Drainage <strong>of</strong><br />
the marshes is likely to have had an adverse effect on the populations <strong>of</strong> all these species,<br />
and is likely to have caused major declines in the regional or flyway populations <strong>of</strong> White<br />
Pelican (30–60%), Purple Heron (>10%), Little Bittern (>10%), Glossy Ibis (>10%),<br />
Tufted Duck (>20%), Marsh Harrier (>10%), Purple Gallinule (>50%) and Coot (10–<br />
20%).<br />
<strong>The</strong> other six major wetland habitats in lower Mesopotamia are less <strong>of</strong> a cause for<br />
concern, for a variety <strong>of</strong> reasons. <strong>The</strong> permanent rivers, streams, canals and irrigation<br />
channels are <strong>of</strong> only limited value for wildlife, relative to the Marshlands. Only 14 <strong>of</strong> the<br />
species <strong>of</strong> conservation interest occur with any regularity in this habitat, and half <strong>of</strong> these<br />
are gulls and terns which occur widely in other habitats. Canalization <strong>of</strong> the rivers will<br />
result in the loss <strong>of</strong> some natural river-edge habitats, while the construction <strong>of</strong> new<br />
irrigation canals could result in a net increase in the extent <strong>of</strong> the network <strong>of</strong> permanent<br />
waterways. <strong>The</strong> overall effect <strong>of</strong> these changes on the wildlife <strong>of</strong> lower Mesopotamia is<br />
not likely to be significant.<br />
Many <strong>of</strong> the man-made irrigation ponds and duck-hunting ponds are <strong>of</strong>
168<br />
considerable importance for passage and wintering waterbirds. It seems unlikely,<br />
however, that the total number and area <strong>of</strong> these ponds will decrease as a result <strong>of</strong> the<br />
flood control, drainage and irrigation projects, and indeed there is likely to be an increase<br />
in the number <strong>of</strong> small irrigation ponds.<br />
Seasonal freshwater marshes are <strong>of</strong> considerable importance for wintering<br />
waterbirds, especially dabbling ducks, and may be important for a wide variety <strong>of</strong><br />
waterbirds during the spring migration season. However, as such marshes generally dry<br />
out in spring or early summer and do not flood again until the following winter, they have<br />
little if any value as breeding habitat or as autumn staging areas for waterbirds. Much <strong>of</strong><br />
this habitat has been lost as a result <strong>of</strong> the flood control, drainage and irrigation projects,<br />
and this could have a devastating impact on the endemic fish Barbus sharpeyi (quite<br />
possibly causing its extinction) and a significant impact on the numbers <strong>of</strong> some bird<br />
species which are able to over-winter in the Marshlands. For the mobile birds, significant<br />
tracts <strong>of</strong> this habitat type are likely to survive in areas where the water table remains high<br />
and where the local winter rainfall creates shallow flooding. Unless the drainage<br />
structures are exceptionally effective, it seems likely that large areas <strong>of</strong> low-lying land,<br />
e.g. the beds <strong>of</strong> the former lakes, will remain damp and subject to extensive shallow<br />
flooding in winter. Thus bird species which are primarily dependent on this habitat may<br />
not be too badly affected by the drainage <strong>of</strong> the Marshlands.<br />
<strong>The</strong> seasonally flooded mudflats and areas <strong>of</strong> semi-desertic steppe are <strong>of</strong><br />
considerable importance for passage and wintering shorebirds and some other waterbirds.<br />
However, as with the seasonal freshwater marshes, these habitats are <strong>of</strong> negligible<br />
importance as breeding areas or staging areas in autumn. While many such areas will be<br />
lost, others will be created in low-lying areas where complete drainage is impossible.<br />
Both this and the preceding habitat type remain widespread in the Middle East. In<br />
particular, there are large areas <strong>of</strong> seasonally flooded marshes and mudflats on the<br />
floodplain <strong>of</strong> the Karun river in neighbouring south-western Iran. Furthermore, there is<br />
some indication that the flood-plain wetlands <strong>of</strong> the Karun river are far more attractive to<br />
waterbirds than apparently similar areas in lower Mesopotamia.<br />
Irrigated land and seasonally flooded arable land are <strong>of</strong> some importance for<br />
passage and wintering waterbirds. <strong>The</strong> extent <strong>of</strong> this habitat type in the Tigris/Euphrates<br />
basin will increase by a substantial amount as a result <strong>of</strong> the river-engineering projects,<br />
and therefore some species <strong>of</strong> waterbird are likely to benefit, most notably some <strong>of</strong> the<br />
shorebirds. Many other species <strong>of</strong> waterbird, including geese and cranes, can occur in<br />
large numbers on wet or flooded arable land, providing that suitable roosting and loafing<br />
areas are available and levels <strong>of</strong> human disturbance and persecution are not too high.<br />
However, the species most likely to benefit from an increase in the extent <strong>of</strong> arable land<br />
are generally common and widespread bird species and not those which give any cause<br />
for concern.<br />
Shallow, brackish to saline lagoons form a relatively unimportant habitat type in<br />
lower Mesopotamia. Much the most important saline lagoons in Mesopotamia are further<br />
north, in the Baghdad region (e.g. Lake Razazah). Furthermore, this is a habitat-type<br />
which remains widespread in the Middle East and has been least affected by flood<br />
control, drainage and irrigation projects elsewhere. <strong>The</strong> main brackish to saline lagoons<br />
in the region under consideration are rather isolated systems, such as Haur Suweicha,<br />
unlikely to be affected by the main drainage works.
NOTES<br />
1. E. Maltby, ‘An environmental and ecological study <strong>of</strong> the Marshlands <strong>of</strong> southern <strong>Iraq</strong>’<br />
(London: <strong>AMAR</strong> Appeal, 1994).<br />
2. Maltby, ‘An environmental and ecological study <strong>of</strong> the marshlands <strong>of</strong> southern <strong>Iraq</strong>’.<br />
3. Maltby, ‘An environmental and ecological study <strong>of</strong> the marshlands <strong>of</strong> southern <strong>Iraq</strong>’.<br />
4. Maltby, ‘An environmental and ecological study <strong>of</strong> the marshlands <strong>of</strong> southern <strong>Iraq</strong>’.<br />
5. <strong>The</strong> two studies were coordinated respectively by J. Brasington, Dept <strong>of</strong> Geography,<br />
University <strong>of</strong> Cambridge, UK [this volume], and by H. Partow <strong>of</strong> UNEP-Division <strong>of</strong><br />
Early Warning and Assessment (see<br />
http://www.grid.unep.ch/activities/sustainable/tigris/marshlands/index.html).<br />
6. A.-R. Akbar, ‘<strong>The</strong> plants <strong>of</strong> the marshes’ [in Arabic] (Basra: University <strong>of</strong> Basra Press,<br />
198x).<br />
7. W. <strong>The</strong>siger, ‘<strong>The</strong> Marsh Arabs’ (Harmondsworth, UK: Penguin, 1954).<br />
8. W. <strong>The</strong>siger, ‘<strong>The</strong> Marsh Arabs’.<br />
9. G. C. F. Hinton and B. K. Maulood, ‘Some diatoms from brackish water habitats in<br />
southern <strong>Iraq</strong>’, Nova-Hedwigia, vol. 33, no. 1/2, 1980, pp. 475–86.<br />
10. G. C. F. Hinton and B. K. Maulood, ‘Contributions to the algal flora <strong>of</strong> <strong>Iraq</strong>: the nondiatom<br />
flora <strong>of</strong> the southern marshes’, Nova-Hedwigia, vol. 36, no. 1, 1982, pp. 49–64.<br />
11. H. Pankow, H. A. Al-Saadi, M. F. Huq and R. A. M. Hadi, ‘On the algal flora <strong>of</strong> the<br />
marshes near Qurna (southern <strong>Iraq</strong>)’, Willdenowia, vol. 8, no. 3, 1979, pp. 493–506.<br />
12. A. A. Al-Saboonchi, A. R. M. Mohamed and N. A. Barak, ‘A study <strong>of</strong> phytoplankton<br />
in the Garma marshes, <strong>Iraq</strong>’, <strong>Iraq</strong>i J. Mar. Sci., vol. 1, no. 1, 1982, pp. 67–78.<br />
13. A. K. M. Nurul-Islam, ‘Marsh algae from southern <strong>Iraq</strong>’, Int. Rev. Gesamt. Hydrobiol.,<br />
vol. 67, no. 2, 1982, pp. 245–60.<br />
14. P. V. Georg and C. D. W. Savage, ‘Status <strong>of</strong> the main waterfowl resorts in <strong>Iraq</strong>’, Pp.<br />
328–32 in Y. A. Isakov, ed., ‘Proc. int. regional meeting on conservation <strong>of</strong> wildfowl<br />
resources, Leningrad’ (Moscow: Nauka, 1970).<br />
15. E. Carp, ‘A directory <strong>of</strong> western Palearctic wetlands’ (Nairobi, Kenya/Gland,<br />
Switzerland: UNEP/IUCN, 1980).<br />
16. Georg and Savage, ‘Status <strong>of</strong> the main waterfowl resorts in <strong>Iraq</strong>’.<br />
17. A. A. Al-Saboonchi, N. A. Barak and A. R. M. Mohamed, ‘Zooplankton <strong>of</strong> Garma<br />
marshes’, <strong>Iraq</strong>i J. Biol. Sci. Res., vol. 17, no. 1, 1986, pp. 33–40.<br />
18. K. Y. Al-Dabbagh and Y. T. Daod, ‘<strong>The</strong> ecology <strong>of</strong> three gastropod molluscs from<br />
Shatt-Al Arab’, <strong>Iraq</strong>i J. Biol. Sci. Res., vol. 16, no. 2, 1985, pp. 155–67.<br />
19. H. A. Ali, ‘A list <strong>of</strong> some aquatic beetles <strong>of</strong> <strong>Iraq</strong> (Coleoptera: Dytiscidae)’, Univ.<br />
Baghdad Bull. Nat. Hist. Res. Centre, vol. 7, 1978, pp. 11–3.<br />
20. H. A. Ali, ‘Some taxonomic studies on the aquatic beetles <strong>of</strong> <strong>Iraq</strong> (Coleoptera:<br />
Gyrinidae)’, Univ. Baghdad Bull. Nat. Hist. Res. Centre, vol. 7, 1978, pp. 15–20.<br />
21. E. P. Wiltshire, ‘<strong>The</strong> Lepidoptera <strong>of</strong> <strong>Iraq</strong>’ (London: Kaye, 1957).<br />
22. S. D. Salman, M. H. Ali and A. H. Y. Al-Adhub, ‘Abundance and seasonal migrations<br />
<strong>of</strong> the penaeid shrimp Metapenaeus affinis (H. Milne-Edwards) within <strong>Iraq</strong>i waters’,<br />
Hydrobiologica, vol. 196, 1990, pp. 79–90.<br />
23. Maltby, ‘An environmental and ecological study <strong>of</strong> the marshlands <strong>of</strong> southern <strong>Iraq</strong>’,<br />
Annex 10.<br />
169
170<br />
24. B. W. Coad, ‘Zoogeography <strong>of</strong> the fishes <strong>of</strong> the Tigris-Euphrates basin’, Zoology in the<br />
Middle East, vol. 13, 1996, pp. 51–70. See also http://www.fishbase.org<br />
25. B. W. Coad, ‘Exotic fish species in the Tigris-Euphrates basin’, Zoology in the Middle<br />
East, vol. 13, 1996, pp. 71–83.<br />
26.<br />
C. Hilton-Taylor, compiler, ‘2000 IUCN Red List <strong>of</strong> threatened species’ (Gland,<br />
Switzerland: IUCN, 2000). See http://www.redlist.org<br />
27.<br />
Maltby, ‘An environmental and ecological study <strong>of</strong> the marshlands <strong>of</strong> southern <strong>Iraq</strong>’,<br />
Annex 11.<br />
28.<br />
N. Mahdi and P. V. Georg, ‘A systematic list <strong>of</strong> the vertebrates <strong>of</strong> <strong>Iraq</strong>’ (Baghdad: <strong>Iraq</strong><br />
Nat. Hist. Mus., 1969).<br />
29. G. Maxwell, ‘A reed shaken by the wind: a journey through the unexplored marshlands<br />
<strong>of</strong> <strong>Iraq</strong>’ (Harmondsworth, UK: Penguin, 1957).<br />
30. A. E. Leviton, S. C. Anderson, K. Adler and S. A. Minton, ‘Handbook to Middle East<br />
amphibians and reptiles’ (Oxford, Ohio, USA: Society for the Study <strong>of</strong> Amphibians and<br />
Reptiles, 1992).<br />
31. Hilton-Taylor, ‘2000 IUCN Red List <strong>of</strong> threatened species’. See http://www.redlist.org<br />
32. K. Y. Al-Dabbagh, in litt. to M. I. Evans, 1993.<br />
33. Maltby, ‘An environmental and ecological study <strong>of</strong> the marshlands <strong>of</strong> southern <strong>Iraq</strong>’,<br />
Annex 13; see also Annexes 3–9 for information on population sizes <strong>of</strong> individual bird<br />
species.<br />
34. Hilton-Taylor, ‘2000 IUCN Red List <strong>of</strong> threatened species’. See http://www.redlist.org<br />
35. K. Al-Robaae, ‘<strong>The</strong> status <strong>of</strong> the Marbled Teal in <strong>Iraq</strong>’, Bull. Threatened Waterfowl<br />
Specialist Group, No. 11, 1998, pp. 31–2. This documents the abundance <strong>of</strong> the species in<br />
the marshes during the breeding season.<br />
36. ICBP, ‘Putting biodiversity on the map: priority areas for global conservation’<br />
(Cambridge, UK: <strong>International</strong> Council for Bird Preservation, 1992).<br />
37. A. J. Stattersfield, M. J. Crosby, A. J. Long and D. C. Wege, ‘Endemic bird areas<br />
<strong>of</strong> the world: priorities for bird conservation’ (Cambridge, UK: BirdLife <strong>International</strong>,<br />
1998).<br />
38. K. Y. Al-Dabbagh and M. K. Bunni, ‘<strong>The</strong> breeding habits <strong>of</strong> the <strong>Iraq</strong>i Babbler,<br />
Turdoides altirostris (Hartert)’ (Baghdad: <strong>Iraq</strong> Nat. Hist. Res. Centre Publ. 34, 1981).<br />
39. H. Y. Siman and M. K. Bunni , ‘Young and parental care <strong>of</strong> the Grey Hypocolius<br />
Hypocolius ampelinus Bonaparte’, Bull. <strong>Iraq</strong> Nat. Hist. Mus., vol. 8, 1988, pp. 89–111.<br />
40. H. Y. Siman in litt. to M. I. Evans, 1993.<br />
41. K. Y. Al-Dabbagh in litt. to M. I. Evans, 1993.<br />
42. P. V. Georg and J. Vielliard, ‘Waterfowl counts in <strong>Iraq</strong>: 21 December 1967–18 January<br />
1968’, unpublished notes in files <strong>of</strong> Wetlands <strong>International</strong>, 1968.<br />
43. P. V. Georg and J. Vielliard, ‘Midwinter observations on birds <strong>of</strong> Central and South<br />
<strong>Iraq</strong>’, Bull. <strong>Iraq</strong> Nat. Hist. Mus., vol. IV, no. 4, 1970, pp. 61–85.<br />
44. F. J. Koning and L. J. Dijksen, ‘IWRB Mission to <strong>Iraq</strong> and Syria, December 1972’,<br />
IWRB Bulletin, vol. 35, 1973, pp. 57–62.<br />
45. E. Carp, ‘Waterfowl counts in <strong>Iraq</strong>’, IWRB Bulletin, vol. 39/40, 1975, pp. 51–5.<br />
46. D. A. Scott and E. Carp, ‘A midwinter survey <strong>of</strong> wetlands in Mesopotamia, <strong>Iraq</strong>: 1979’,<br />
Sandgrouse, vol. 4, 1982, pp. 60–76.<br />
47. Hilton-Taylor, ‘2000 IUCN Red List <strong>of</strong> threatened species’. See http://www.redlist.org
48. E. Carp and D. A. Scott, ‘<strong>The</strong> wetlands and waterfowl <strong>of</strong> <strong>Iraq</strong>. Report on the Joint<br />
Expedition <strong>of</strong> the <strong>International</strong> Waterfowl Research Bureau and the University <strong>of</strong> Basrah,<br />
<strong>Iraq</strong>: 10th January to 3rd February 1979’, unpublished report in files <strong>of</strong> Wetlands<br />
<strong>International</strong>, 1979.<br />
49. Maltby, ‘An environmental and ecological study <strong>of</strong> the marshlands <strong>of</strong> southern <strong>Iraq</strong>’,<br />
Annex 5.<br />
50. Maltby, ‘An environmental and ecological study <strong>of</strong> the marshlands <strong>of</strong> southern <strong>Iraq</strong>’,<br />
171<br />
Annex 12.<br />
51.<br />
H. Khajuria, ‘A new bandicoot rat, Erythronesokia bunnii gen. et sp. nov. (Rodentia:<br />
Muridae) from <strong>Iraq</strong>’, Bull. [<strong>Iraq</strong>] Nat. Hist. Res. Centre, vol. 7, no. 4, 1980, pp. 157–64.<br />
52.<br />
Hilton-Taylor, ‘2000 IUCN Red List <strong>of</strong> threatened species’. See http://www.redlist.org<br />
53.<br />
H. Y. Siman in litt. to M. I. Evans, 1993.<br />
54.<br />
K. Y. Al-Dabbagh in litt. to M. I. Evans, 1993.<br />
55.<br />
Maxwell, ‘A reed shaken by the wind: a journey through the unexplored marshlands <strong>of</strong><br />
<strong>Iraq</strong>’.<br />
56.<br />
R. T. Hatt, ‘<strong>The</strong> mammals <strong>of</strong> <strong>Iraq</strong>’ (Michigan, USA: Univ. Michigan [Misc. Publ. Mus.<br />
Zool. 106], 1959).<br />
57. W. <strong>The</strong>siger, ‘<strong>The</strong> Marsh Arabs’.<br />
58. W. <strong>The</strong>siger, ‘<strong>The</strong> Marsh Arabs’.<br />
59. Maxwell, ‘A reed shaken by the wind: a journey through the unexplored marshlands <strong>of</strong><br />
<strong>Iraq</strong>’.<br />
60. K. Y. Al-Dabbagh in litt. to M. I. Evans, 1993.<br />
61. Maxwell, ‘A reed shaken by the wind: a journey through the unexplored marshlands <strong>of</strong><br />
<strong>Iraq</strong>’.<br />
62. Hatt, ‘<strong>The</strong> mammals <strong>of</strong> <strong>Iraq</strong>’.<br />
63. K. Y. Al-Dabbagh in litt. to M. I. Evans, 1993.<br />
64. Hilton-Taylor, ‘2000 IUCN Red List <strong>of</strong> threatened species’. See http://www.redlist.org<br />
65. FAO, ‘Fishery statistics for the Gulf region’ (Rome: FAO, 1990).<br />
66. Maxwell, ‘A reed shaken by the wind: a journey through the unexplored marshlands <strong>of</strong><br />
<strong>Iraq</strong>’.<br />
67. Maxwell, ‘A reed shaken by the wind: a journey through the unexplored marshlands <strong>of</strong><br />
<strong>Iraq</strong>’.<br />
68. W. <strong>The</strong>siger, ‘<strong>The</strong> Marsh Arabs’.<br />
69. W. <strong>The</strong>siger, ‘<strong>The</strong> Marsh Arabs’.<br />
70. W. <strong>The</strong>siger, ‘<strong>The</strong> Marsh Arabs’.<br />
71. W. <strong>The</strong>siger, ‘<strong>The</strong> Marsh Arabs’.<br />
72. Maxwell, ‘A reed shaken by the wind: a journey through the unexplored marshlands <strong>of</strong><br />
<strong>Iraq</strong>’.<br />
73. S. M. Salim, ‘Marsh dwellers <strong>of</strong> the Euphrates delta’ (London: 1962).<br />
74. L. vant Leven, ‘<strong>The</strong> wildfowl situation <strong>of</strong> the Euphrates Delta’, Unpublished<br />
manuscript in files <strong>of</strong> Wetlands <strong>International</strong>, 1968.<br />
75. N. Alnoori, ‘<strong>Iraq</strong>’, pp. 110–1 in M. Smart, ed., ‘Proc. int. conference on conservation <strong>of</strong><br />
wetlands and waterfowl, Heiligenhafen, Federal Republic <strong>of</strong> Germany, December 1974’<br />
(Slimbridge, UK: IWRB, 1976).
172<br />
76. Carp and Scott, ‘<strong>The</strong> wetlands and waterfowl <strong>of</strong> <strong>Iraq</strong>. Report on the Joint Expedition <strong>of</strong><br />
the <strong>International</strong> Waterfowl Research Bureau and the University <strong>of</strong> Basrah, <strong>Iraq</strong>: 10th<br />
January to 3rd February 1979’.<br />
77. K. Y. Al-Dabbagh in litt. to M. I. Evans, 1993.<br />
78. K. Y. Al-Dabbagh in litt. to M. I. Evans, 1993.
10<br />
<strong>The</strong> Marsh Dwellers in the History <strong>of</strong><br />
Modern <strong>Iraq</strong><br />
Peter Sluglett<br />
In the middle <strong>of</strong> the ninteenth century, as part <strong>of</strong> a lager process <strong>of</strong> imperial reform and<br />
reorganisation, the Ottoman government attempted to extend its authority to its more farflung<br />
and inaccessible territories, including the mountains <strong>of</strong> Kurdistan, Lebanon and<br />
Syria, the deserts <strong>of</strong> Aradle <strong>of</strong> the nineteenth century, as part <strong>of</strong> a larger process <strong>of</strong><br />
imperial reform and bia, <strong>Iraq</strong>, and Syria, and the marshes <strong>of</strong> southern <strong>Iraq</strong>. Some, perhaps<br />
most, <strong>of</strong> these areas had never been under more than the nominal control <strong>of</strong> the central<br />
government in Istanbul for much <strong>of</strong> almost four centuries <strong>of</strong> Ottoman rule. <strong>The</strong> general<br />
framework within which this incorporation began was known as the Tanzimat, a series <strong>of</strong><br />
enactments covering such matters as military and administrative centralisation, and<br />
educational and legal modernisation, including the institution <strong>of</strong> commercial and penal<br />
law codes based on European models. <strong>The</strong> application <strong>of</strong> the Tanzimat had begun rather<br />
earlier in the Empire’s European provinces (and in Syria and Anatolia), but it was first<br />
introduced into <strong>Iraq</strong> by Midhat Pasha, governor <strong>of</strong> Baghdad between 1869 and 1872. As a<br />
senior administrator in the imperial bureaucracy, Midhat himself had been one <strong>of</strong> the<br />
leading authors and proponents <strong>of</strong> the reforms, and was largely responsible for the Law <strong>of</strong><br />
Wilayets <strong>of</strong> 1864, which laid down organisational structures for provincial government<br />
based on his own experience as governor <strong>of</strong> the Danube provinces.<br />
Given the widespread lawlessness and insecurity in the three <strong>Iraq</strong>i provinces<br />
(Basra, Baghdad and Mosul), Midhat’s brief tenure <strong>of</strong> <strong>of</strong>fice did not last long enough to<br />
allow for the full implementation <strong>of</strong> the reforms. Nevertheless, it was significant in<br />
introducing, even if initially only for a short period, the basic principles <strong>of</strong> the Tanzimat,<br />
including the highly significant Land Law <strong>of</strong> 1858 1 . <strong>The</strong> main effect <strong>of</strong> this was to lay the<br />
foundations <strong>of</strong> a new property regime which gradually emerged during the late nineteenth<br />
and early twentieth centuries, a period in which the various agencies <strong>of</strong> the world market<br />
were engaged in penetrating and shaping economy and society in <strong>Iraq</strong> and elsewhere in<br />
the empire to a greater and more fundamentally irreversible extent than ever before.
174<br />
Economy and Society in <strong>Iraq</strong> in the late Ottoman period and under the Mandate and<br />
Monarchy<br />
In broad terms, <strong>Iraq</strong>i society in the latter part <strong>of</strong> the nineteenth century consisted <strong>of</strong><br />
pastoral nomads, sedentary cultivators, and urban dwellers. As McCarthy says ‘No one,<br />
including the Ottoman government, knew the number <strong>of</strong> inhabitants <strong>of</strong> the vilayets <strong>of</strong><br />
Baghdad, Mosul and Basra. Ottoman administrative control was never strong enough to<br />
allow the registration <strong>of</strong> the majority <strong>of</strong> the populations <strong>of</strong> the three … vilayets’ 2 . Using<br />
Ottoman estimates, and projecting the figures forward to the first accurate <strong>Iraq</strong>i census<br />
(1947), he produces figures <strong>of</strong> 1.30 million for Baghdad province, 1.15 million for Basra<br />
province and 0.83 million for Mosul province around 1900 3 . At this stage, the towns<br />
were extremely small, perhaps 80,000 in Baghdad, 35,000 in Mosul and 25,000 in Basra.<br />
As the 1947 census classifies 71 % <strong>of</strong> the population as rural and 29% urban 4 , it can be<br />
safely assumed that the rural preponderance was even greater at the beginning <strong>of</strong> the<br />
century. <strong>The</strong>re was also a general tendency towards sedentarisation and settlement on the<br />
part <strong>of</strong> the nomadic peoples at this time, encouraged by the Ottoman, British mandatory<br />
and <strong>Iraq</strong>i governments with the aid <strong>of</strong> such innovations as motorised transport and the<br />
telegraph, together with the economic inducements (both for the cultivators and – <strong>of</strong><br />
course even more so – for their political or socio-economic overlords) in the course <strong>of</strong> the<br />
gradual transition from a subsistence to a commercial agricultural economy.<br />
Most <strong>of</strong> the rural population was organised into ‘tribes’, although it has become<br />
clear that this designation should be used more cautiously and in a much more limited<br />
way than was customary among the band <strong>of</strong> amateur ethnographer/administrators who<br />
came to <strong>Iraq</strong> in 1914 with the Mesopotamia Expeditionary Force 5 . To the British<br />
administrators, mostly young men whose experience was largely confined to Muslim<br />
India, tribes had leaders/shaykhs, who were by definition ‘responsible’ (in a juridical and<br />
fiscal sense) for ‘their’ tribesmen, however far away this expectation may have been from<br />
the political and/or socio-economic realities <strong>of</strong> early twentieth century <strong>Iraq</strong>. <strong>The</strong><br />
imposition <strong>of</strong> Ottoman administrative authority had <strong>of</strong>ten been accompanied by the cooption<br />
<strong>of</strong> tribal leaders into state service (perhaps most notably the brothers Nasir and<br />
Mansur al-Sa‘dun <strong>of</strong> the Muntafiq), and the British continued this practice after their<br />
arrival in 1914.<br />
However, as the young anthropologist Edmund Leach noted in the course <strong>of</strong> his<br />
fieldwork in Kurdistan in the 1930s, ‘government support for the “chief” frequently gives<br />
that individual a tyrannical authority quite foreign to the ordinary tribal system <strong>of</strong><br />
government’ 6 , or, in the words <strong>of</strong> a British Political Officer in southern <strong>Iraq</strong> in August<br />
1920, referring to tribesmen recently captured in the rising, ‘… they are miserably<br />
oppressed by their sub-shaikhs, who seem to me to be like feudal barons. Many <strong>of</strong> them<br />
were small men <strong>of</strong> no account until we made them powerful and rich’ 7 . Nevertheless,<br />
when directed against a common foe – another tribe or clan, the forces <strong>of</strong> the state,<br />
Ottoman, British (mandate) or <strong>Iraq</strong>i, the tribal host long remained a force to be reckoned<br />
with. Until well into the 1930s (and even later) the <strong>Iraq</strong>i armed forces were no match for<br />
the combined might <strong>of</strong> the tribes, a feature <strong>of</strong> the nascent state <strong>of</strong> which the British, the<br />
<strong>Iraq</strong>i politicians and administrators, and the tribal leaders themselves, were very well<br />
aware 8 .
175<br />
In the first half <strong>of</strong> this century, therefore, various important social and economic<br />
processes were under way. <strong>The</strong> world economy was impinging relentlessly on the lives <strong>of</strong><br />
the inhabitants <strong>of</strong> <strong>Iraq</strong>, and the rural population was becoming more settled, in the sense<br />
both <strong>of</strong> gradually ceasing to be nomadic and <strong>of</strong> practising agriculture more or less<br />
continuously in the same place (rather than shifting cultivation from season to season<br />
within the tribal dira or domain, as had been the custom earlier). In addition, tribal<br />
leaders, and urban moneylenders, slowly became aware that the registration in their own<br />
names <strong>of</strong> ‘tribal land’, previously, at least in theory, the common possession <strong>of</strong> the tribe,<br />
was a procedure which would ultimately benefit them very considerably. <strong>The</strong> tribesmen,<br />
for whom any form <strong>of</strong> registration or enumeration presented itself as a likely preparation<br />
for conscription and/or taxation, were both suspicious <strong>of</strong> and averse to such practices, but<br />
could hardly have foreseen that their failure to do so would reduce them from the status<br />
<strong>of</strong> ‘free cultivators’ to virtual serfs within a single generation, or even within their own<br />
lifetimes. <strong>The</strong> towns were growing rapidly in size, especially Baghdad and Basra (the<br />
capital and the major port), but also those which had been founded in the late nineteenth<br />
century as market or administrative centres, like Amara, Suq al-Shuyukh or al-Nasiriyya.<br />
Although the process really exploded in the 1950s and 1960s, rural to urban migration<br />
was already well under way by 1945, that is, long before oil revenues had become a<br />
major factor in the <strong>Iraq</strong>i economy.<br />
As can readily be imagined, one <strong>of</strong> the effects <strong>of</strong> this was to produce a dual<br />
society and a dual economy, although some caution against over-generalising is<br />
necessary. On the one hand, there was a relatively educated urban population, many <strong>of</strong><br />
whose members were participating almost exclusively in a capitalist economy, however<br />
embryonic; on the other, there was the mass <strong>of</strong> the rural population, with very little<br />
access to the money economy, ground down increasingly by poverty and appalling living<br />
standards 9 . Between the two there was certainly a great gulf fixed, but in addition, for<br />
reasons which have already been mentioned, the townsmen (both Sunni and Shi‘i) tended<br />
both to despise and fear the rural population, partly because <strong>of</strong> their uncouthness and<br />
ignorance and partly because <strong>of</strong> folk or actual memories <strong>of</strong> tribes attacking cities and<br />
settled populations 10 . A further important factor which set the countryside apart from the<br />
cities was that, while the longer-established urban population was (with certain important<br />
exceptions) mostly Sunni, the rural population <strong>of</strong> the south was almost entirely Shi‘i, and<br />
thus, in the eyes <strong>of</strong> the urban Sunnis, <strong>of</strong> inferior social status.<br />
<strong>The</strong> Shi‘is <strong>of</strong> <strong>Southern</strong> <strong>Iraq</strong><br />
To define the situation more precisely, and to avoid some <strong>of</strong> the pitfalls <strong>of</strong> Orientalist<br />
essentialism, it was (and remains) the case that neither ‘the Shi‘is’, nor ‘the Sunnis’, were<br />
or should be considered as a monolithic bloc, and that the different social groups within<br />
the two sects <strong>of</strong>ten had very contradictory interests. Thus the great landlords <strong>of</strong> the rural<br />
south, whose estates came into existence as a result <strong>of</strong> clever exploitation <strong>of</strong> the Ottoman<br />
land registration procedures under the British occupation and mandate and the<br />
independent <strong>Iraq</strong>i state (1914–1920, 1920–1932, 1932–1958), were almost all Shi‘is who<br />
were perfectly content to exploit their poverty-stricken Shi‘i fellow tribesmen. <strong>The</strong>re was<br />
also an even more fundamental division, between the urban Shi‘is <strong>of</strong> Baghdad, Basra, and<br />
the ‘atabat, or Holy Cities, <strong>of</strong> Kerbala, Najaf, Samarra’ and Kadhimiyya – the latter a<br />
suburb <strong>of</strong> Baghdad – and the tribal masses in the countryside. Baghdad and Basra were
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major administrative and commercial centres, and the Holy Cities were lively trade,<br />
teaching and pilgrimage centres, with a permanent core population <strong>of</strong> traders, teachers<br />
and great religious scholars, and a floating population <strong>of</strong> students and pilgrims from all<br />
parts <strong>of</strong> the Shi‘i world, mainly from Iran, <strong>Iraq</strong> and Lebanon, but also North India 11 .<br />
Yitzhak Nakash has shown conclusively that most <strong>of</strong> the <strong>Iraq</strong>i tribes did not<br />
convert to Shi'ism until the end <strong>of</strong> the eighteenth century or later. Indeed, many <strong>of</strong> the<br />
tribes now in southern <strong>Iraq</strong> only arrived from the Arabian peninsula in the nineteenth<br />
century, and gradually converted thereafter as a result <strong>of</strong> missionary activity among them<br />
directed by the ‘ulama’ <strong>of</strong> the Holy Cities 12 . Given that most tribesmen were illiterate,<br />
their conversion was in many ways largely symbolic and restricted to the observation <strong>of</strong><br />
rituals, including visits to the tombs <strong>of</strong> the Imams in the ‘atabat, Muharram processions<br />
and the cult <strong>of</strong> saints, and dovetailed neatly into the celebration <strong>of</strong> courage and martial<br />
virtues associated with the ‘noble’ nomads from whom they were, or claimed to be,<br />
descended. While the ‘ulama’ could form effective alliances with the great tribal leaders<br />
(as is evident from the risings <strong>of</strong> 1920 and 1935), it is important that the southern<br />
tribesmen always remained conscious <strong>of</strong> their Arab origin. While they certainly<br />
converted to Shi‘ism, there is, first, no sense in which they can be represented as religious<br />
fanatics, nor, as has been implied, given the very different worlds which the two groups<br />
inhabited, did they have very much in common with the students, traders, and teachers <strong>of</strong><br />
the ‘atabat. Finally, in spite <strong>of</strong> efforts by the <strong>Iraq</strong>i regime to demonise them in this way in<br />
the 1980s and 1990s, they never identified themselves with ‘Iran’ or ‘Persians’, since this<br />
was never a part <strong>of</strong> their own consciousness or oral traditions.<br />
From Mandate to Independence to Revolution, 1920–1958<br />
In November 1914, British Indian forces arrived in southern <strong>Iraq</strong> from Bombay, and after<br />
many vicissitudes, captured Baghdad in March 1917. After the Ottoman defeat in 1918<br />
the Empire collapsed, and in April 1920 the British and French obtained mandates from<br />
the League <strong>of</strong> Nations over the remaining former Arab provinces <strong>of</strong> the Empire, France<br />
acquiring Lebanon and Syria and Britain acquiring <strong>Iraq</strong>, Palestine and Transjordan. It was<br />
arranged that <strong>Iraq</strong> and Transjordan should be kingdoms, ruled by Faysal and Abdullah,<br />
the sons <strong>of</strong> Sharif Husayn <strong>of</strong> Mecca.<br />
Britain exercised the mandate over <strong>Iraq</strong> between 1920 and 1932; by the late<br />
1920s, many <strong>of</strong> her economic and strategic objectives had been secured (particularly the<br />
demarcation <strong>of</strong> the boundary with Turkey to include the former Mosul vilayet within<br />
<strong>Iraq</strong>, the award <strong>of</strong> the oil concession to the <strong>Iraq</strong> Petroleum Company), and the Royal Air<br />
Force had proved effective in its aerial policing <strong>of</strong> the remoter parts <strong>of</strong> the territory. Thus<br />
London was persuaded that the mandate could ‘safely’ come to an end. Nevertheless,<br />
Britain continued to exercise strong influence over <strong>Iraq</strong>i governments until the revolution<br />
<strong>of</strong> 1958.<br />
One <strong>of</strong> the main objectives <strong>of</strong> British rule in the 1920s was to attempt to extend<br />
the authority <strong>of</strong> the new regime to the remotest parts <strong>of</strong> the country, thus continuing a<br />
process begun by the Ottomans in the latter part <strong>of</strong> the nineteenth century. In this fashion<br />
the Kurds in the mountains <strong>of</strong> the north, and the Shi‘i tribes in the marshes and elsewhere<br />
in the south, were gradually incorporated into the state, either by suborning or co-opting<br />
their chiefs, or reducing those leaders to a state <strong>of</strong> powerlessness, <strong>of</strong>ten by means <strong>of</strong> the<br />
RAF. Very <strong>of</strong>ten, regions were left to the administration <strong>of</strong> their ‘traditional leaders’, the
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tribal shaykhs, which could be, and <strong>of</strong>ten was, extremely oppressive. In Kut and ‘Amara,<br />
where some <strong>of</strong> the largest private estates were created by strokes <strong>of</strong> administrators’ pens<br />
between the arrival <strong>of</strong> the British in 1916 and the 1930s, the condition <strong>of</strong> the peasants<br />
was notoriously wretched, and many <strong>of</strong> the slum dwellers on the outskirts <strong>of</strong> the cities <strong>of</strong><br />
Baghdad and Basra in the 1940s and 1950s were refugees from these two provinces. In<br />
places where the authority <strong>of</strong> the tribal leaders had long been in decline, they were<br />
replaced, where possible, by provincial administrators sent out either from Baghdad or<br />
from the provincial capitals. In most case, the extension <strong>of</strong> ‘government’ was viewed<br />
quite negatively by those on the receiving end, in that taxes, conscription, and other<br />
encumbrances on freedom were imposed where such constraints had either only<br />
intermittently, or in some cases never, been imposed before, and it took some time for<br />
more positive benefits, such as roads, schools and clinics, to arrive. In addition, wherever<br />
and however the process took place, it happened in the comparatively recent past, and,<br />
combined with the massive rural to urban migration <strong>of</strong> which it was an important cause,<br />
is one <strong>of</strong> the major factors behind the extreme turbulence <strong>of</strong> modern <strong>Iraq</strong> history.<br />
<strong>Iraq</strong> since 1958: politics and society<br />
On 14 July 1958, the monarchy and many <strong>of</strong> the other institutions which Britain had<br />
installed in the 1920s and 1930s were violently overthrown in the course <strong>of</strong> a coup<br />
organised by a group <strong>of</strong> disaffected military <strong>of</strong>ficers. A series <strong>of</strong> military or military<br />
backed regimes followed one another: ‘Abd al-Karim Qasim (1958-1963), the brothers<br />
‘Abd al-Salam and ‘Abd al-Rahman ‘Arif (1963-1966, 1966-1968), Ahmad Hasan al-<br />
Bakr (1968-1979), and Saddam Hussein (1979-present). 13 In general, the history <strong>of</strong> <strong>Iraq</strong><br />
since 1958 has been among the most wretched and unhappy <strong>of</strong> any third world country,<br />
certainly <strong>of</strong> most Middle Eastern countries, with an appalling record <strong>of</strong> systematic human<br />
rights abuse, genocide, and repression, especially since Saddam Hussein’s accession to<br />
power in 1979.<br />
<strong>Iraq</strong>’s enormous potential as an oil-rich state with a well-educated population and<br />
diverse sources <strong>of</strong> income (in addition to oil) has been almost completely wasted. Since<br />
oil nationalisation in 1973, the country’s wealth has been frittered away on arms<br />
purchases and (more recently) the development <strong>of</strong> weapons <strong>of</strong> mass destruction on a truly<br />
enormous scale. <strong>Iraq</strong> has suffered appalling losses arising from two entirely unnecessary<br />
and fruitless wars. Fears <strong>of</strong> imprisonment, torture, execution and other forms <strong>of</strong><br />
persecution and repression have resulted in some 15–20% <strong>of</strong> <strong>Iraq</strong>is having fled the<br />
country to live outside <strong>Iraq</strong>; the exiles include many <strong>of</strong> the country’s best educated and<br />
most talented individuals. It is no exaggeration to say that the situation is a tragedy <strong>of</strong><br />
monumental proportions, in which the fate <strong>of</strong> the Marsh Arabs in the 1990s forms a<br />
significant but far from atypical part.<br />
In broad terms, none <strong>of</strong> the various regimes which have come to power since<br />
1958 has felt sufficiently confident <strong>of</strong> its acceptability to the public to be able to hold free<br />
elections. <strong>The</strong> <strong>Iraq</strong>i Ba‘th Party first seized power in 1968, and continues to hold power<br />
to this day, but while this statement is superficially correct, it is extremely difficult to<br />
assess exactly what it means. In opposition and clandestinity, Ba‘thist ideology had a<br />
certain limited coherence <strong>of</strong> Arab nationalism and Arab socialism; as a regime ideology it<br />
has come to mean anything the leadership may want it to mean. At various points over<br />
the past two decades the party has played a key role; at other times the leadership has
178<br />
chosen to dispense with it almost entirely. Its main function, both as party and ideology,<br />
has been to support and applaud the various actions <strong>of</strong> the leadership, however<br />
contradictory and self-destructive these may be. As far as the regime itself is concerned,<br />
its main purpose seems to be its own survival; it has resorted to all imaginable lengths to<br />
achieve that end, with, it must be said, a considerable degree <strong>of</strong> success. On the other<br />
hand, longevity should not be confused with stability; there have been constant rumours<br />
<strong>of</strong> coups and attempted assassinations over the years, perhaps most spectacularly a nearsuccessful<br />
attack on ‘Udayy Saddam Hussein in December 1996.<br />
One <strong>of</strong> the consequences <strong>of</strong> the revolution <strong>of</strong> 1958 was the introduction <strong>of</strong> a series<br />
<strong>of</strong> land reforms, whose generally beneficent aims did not compensate for their inherent<br />
defects, which were both fundamental and incremental in nature. <strong>The</strong> first reforms<br />
confiscated much <strong>of</strong> the land <strong>of</strong> the former landlords and distributed it to individual<br />
families and households; subsequent reforms (they were all abandoned in the 1980s)<br />
created peasant cooperatives. In the first place, the peasants were used to managing<br />
cultivation in the old-fashioned way, and although now ‘free’, they no longer had access<br />
to credit – even at the ruinous rates they had been charged in the past. In addition, the<br />
first few years <strong>of</strong> the reforms coincided with exceptionally severe droughts all over the<br />
Middle East. Furthermore, these failings, combined with <strong>Iraq</strong>'s gradual rise to<br />
comparative prosperity as an oil-rich state, meant that agriculture (even with a degree <strong>of</strong><br />
mechanisation) was no longer a particularly attractive occupation as well as no longer<br />
being the only option available. In consequence, the flight from the land which had been<br />
a trickle in the 1930s and 1940s developed into a flood in the 1970s. By 1980, the<br />
rural/urban proportions <strong>of</strong> the 1947 census had been almost completely reversed; 69% <strong>of</strong><br />
the population now lived in the cities, and only 31 % remained in the countryside 14 . One<br />
<strong>of</strong> the effects <strong>of</strong> this was that by the late 1980s the labour shortage (and the effects <strong>of</strong> the<br />
Iran–<strong>Iraq</strong> war) had led to ‘as many as 1 million migrant workers, predominantly<br />
Egyptians, [working] in <strong>Iraq</strong>’, large numbers <strong>of</strong> whom were employed in agriculture 15 .<br />
Pre-revolutionary agriculture had been extensive rather than intensive, and few <strong>of</strong><br />
the large landlords had undertaken the drainage works necessary for elutriation (washing<br />
the salts <strong>of</strong>f the soil), which meant that the soil surface in many areas was so encrusted<br />
with deposits that cultivation was impossible without considerable investment in<br />
restoring the soil. In the short term, the decline in agricultural production and<br />
productivity did not matter, given the heady days <strong>of</strong> the 1970s, but <strong>Iraq</strong> has paid a heavy<br />
price for the neglect <strong>of</strong> agriculture by all governments since the mid-1960s, especially<br />
over the last two decades.<br />
Armed with vastly increased resources in comparison with their predecessors, the<br />
various post-revolutionary regimes have also sought to extend their authority as far and<br />
wide as possible, in order to eliminate actual or potential pockets <strong>of</strong> opposition to their<br />
rule. <strong>The</strong> most obvious example <strong>of</strong> this are the Kurds, who were the object <strong>of</strong> campaigns<br />
which were little short <strong>of</strong> genocidal in the 1970s, and actually genocidal in the 1980s, but<br />
on a lesser but equally barbaric scale, beginning in the latter 1970s, the regime has<br />
energetically outlawed and persecuted the various clandestine Shi’i movements. This<br />
campaign assumed greater intensity with the Iranian revolution <strong>of</strong> 1978-79 and the Iran–<br />
<strong>Iraq</strong> war <strong>of</strong> 1980-88, in the course <strong>of</strong> which it became convenient for Saddam Hussein<br />
and his government to portray every Shi‘i as a potential Iranian fifth columnist, or traitor<br />
to the ‘Arab nation’. After several months <strong>of</strong> house arrest, the leading Shi’i religious<br />
figure <strong>of</strong> his day, Ayatollah Muhammad Baqr al-Sadr and his sister, Bint Huda, were
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executed in April 1980. Recently, the religious leadership in the Holy Cities has again<br />
come under attack; in 1998 and 1999, three Ayatullahs from the ‘atabat, Murtada<br />
Burujirdi, ‘Ali al-Gharawi and Muhammad Sadiq al-Sadr died in ‘accidents’ 16 , not,<br />
apparently, because <strong>of</strong> any particular acts <strong>of</strong> commission, but because <strong>of</strong> their potential to<br />
act as voices or rallying points for the Shi‘i community.<br />
<strong>The</strong> Marsh Arabs<br />
Until the middle 1990s, when the <strong>Iraq</strong>i government began the extensive drainage works<br />
which have destroyed much <strong>of</strong> their traditional homeland, the tribal groups known<br />
collectively as the Marsh Arabs inhabited much <strong>of</strong> the area extending southwards from<br />
Kut on the Tigris and Hilla on the Euphrates, to Basra on the Shatt al-‘Arab. <strong>The</strong> area is a<br />
mixture <strong>of</strong> desert and marsh, and originally covered some 20,000 square miles 17 . In the<br />
rainy season (March–July) some 4,000 square miles would be completely inundated;<br />
during the rest <strong>of</strong> the year the area was part marsh, part lake, and part dry land, covered<br />
with reeds and bulrushes. <strong>The</strong> inhabitants <strong>of</strong> the area, all nominally Shi‘i Muslims, were<br />
members <strong>of</strong> a number <strong>of</strong> different tribes (some <strong>of</strong> whom had subsections located<br />
elsewhere), mostly the Albu Muhammad, the Bani Lam, the Albu Salih, the Bani ‘Isad,<br />
and the Bani Hashsham. Traditionally, villages were formed on small islands, with huts<br />
made <strong>of</strong> reeds; transport was by canoe or raft, and the area was largely cut <strong>of</strong>f from the<br />
rest <strong>of</strong> the world around it. For these and other reasons it formed a unique natural habitat,<br />
for its animal and vegetable as well as its human inhabitants, largely unknown to the<br />
world outside.<br />
<strong>The</strong> only anthropological study specifically devoted to a part <strong>of</strong> this region, based<br />
on research carried out in 1954-55 and published in 1962, is Shakir Salim’s Marsh<br />
Dwellers <strong>of</strong> the Euphrates Delta, based on Salim’s doctoral thesis. However, as the title<br />
<strong>of</strong> the original thesis (rather than the book) suggests 18 , the study is primarily concerned<br />
with the inhabitants <strong>of</strong> a single village, al-Shubayish (al-Chibaish), a government<br />
administrative centre (markaz al-nahiya) on the south-western edge <strong>of</strong> the Haur al-<br />
Hammar. This settlement was formerly the seat <strong>of</strong> the shaykhdom <strong>of</strong> the Al Khayyun <strong>of</strong><br />
the Bani ‘Isad, but partly because <strong>of</strong> its relative accessibility on the edge <strong>of</strong> the marshes,<br />
the village and the area around it was fully incorporated into the <strong>Iraq</strong>i state as early as<br />
1924, following the defiance <strong>of</strong> Shaykh Salim al-Khayyun and subsequent British air<br />
action against his tribe. This resulted in the shaykh’s capture and imprisonment by the<br />
authorities, and soon afterwards in the <strong>of</strong>ficial abolition <strong>of</strong> the shaykhdom. In 1931, the<br />
government gave Shaykh Salim an estate <strong>of</strong> 9,200 acres in Diyala province, where he<br />
chose to live. His nephew, ‘Abd al-Hadi, was appointed as his ‘customary’ successor, but<br />
in the 1950s (and obviously long before) effective authority rested with the local<br />
Administrative Officer, that is, with the <strong>Iraq</strong>i state 19 . According to Shakir Salim’s<br />
account, the villagers and ordinary tribesmen had initially welcomed the order and<br />
stability brought by the various government agencies, and the employment and other<br />
opportunities which accompanied their arrival in the area, but ‘[d]uring the last few years<br />
(sc. the early 1950s) there has been … active grievance against the government for the<br />
inadequacy <strong>of</strong> the administrative machinery and the corruption <strong>of</strong> village <strong>of</strong>ficials’ 20<br />
Shakir Salim classified the inhabitants occupationally into cultivators (<strong>of</strong> rice,<br />
millet, wheat, barley and vegetables), reed-gatherers and buffalo breeders. Some <strong>of</strong> the<br />
larger tribes, especially the Albu Muhammad, had members in all three categories,
180<br />
buffalo-breeding being the most socially prestigious. Given its status, it is difficult to<br />
assess how representative <strong>of</strong> ‘the Marsh Arabs’ the community <strong>of</strong> al-Shubayish actually<br />
was, but Salim’s descriptions <strong>of</strong> various aspects <strong>of</strong> social and economic organisation<br />
(clan, lineage, guest houses, social stratification, family, marriage, and agricultural and<br />
other economic practices) are obviously applicable to the region as a whole. Because <strong>of</strong><br />
the isolation <strong>of</strong> most <strong>of</strong> the area, it seems reasonable to assume that much <strong>of</strong> what could<br />
at least superficially be described as ‘traditional society’ remained largely intact at least<br />
until the late 1950s 21 . Some schools, dispensaries, and police posts (at al-Qabab and<br />
Saygal, apart from the ones already located at al-Shubayish in the 1950s) had been set up<br />
in the more accessible areas by the time <strong>of</strong> Gavin Young’s return visit in 1973. 22<br />
In earlier times, the marshes had provided a natural place <strong>of</strong> refuge for those<br />
fleeing from conscription, or from the tax-collector, as well as being the home <strong>of</strong> a<br />
number <strong>of</strong> highly independent-minded tribes 23 . However, as at al-Shubayish, the system<br />
<strong>of</strong> air control introduced by the British mandatory authorities in the 1920s 24 meant that<br />
recalcitrant tribes could be and were bombed for various acts <strong>of</strong> disobedience or for nonpayment<br />
<strong>of</strong> taxes.. In addition, as has been described above, economic and other<br />
pressures meant that the inhabitants <strong>of</strong> the rural south began to settle in larger villages or<br />
left the area altogether. Life in the marshes was extremely hard, and as <strong>Iraq</strong> became<br />
increasingly prosperous during the 1960s and 1970s and even into the 1980s, the lack <strong>of</strong><br />
amenities and the harsh environment would have encouraged many marsh dwellers,<br />
particularly educated young people, to leave for the cities. Statistics are hard to come by,<br />
but, adopting a very primitive rule <strong>of</strong> thumb, if all the inhabitants <strong>of</strong> particular<br />
administrative units in southern <strong>Iraq</strong> could be classified as Marsh Dwellers, then in 1947,<br />
when the population <strong>of</strong> <strong>Iraq</strong> was about 5 million, there were about 250,000 <strong>of</strong> them. <strong>The</strong><br />
country's population is now (2001) over 20 million, but, as rural to urban migration has<br />
been such a major feature <strong>of</strong> the last five decades, there were probably no more than<br />
400,000 Marsh Dwellers, maybe fewer, in 1990.<br />
<strong>The</strong> Marsh Arabs since 1988<br />
<strong>The</strong> Iran–<strong>Iraq</strong> war ended in 1988 with something <strong>of</strong> a stalemate; the Iranians were too<br />
exhausted and demoralised to continue the fighting, but none <strong>of</strong> <strong>Iraq</strong>’s objectives had<br />
been achieved, except perhaps the rather nebulous one <strong>of</strong> containing Iran. It is worth<br />
pointing out that <strong>Iraq</strong> maintained, or acquired, its ability to do this because <strong>of</strong> the<br />
sedulous support <strong>of</strong> the United States and the Soviet Union (and other major powers), all<br />
<strong>of</strong> whom were exceedingly alarmed at the unknown potential represented by the Iranian<br />
Revolution, and its possible consequences for the Middle East as a whole.<br />
Since 55% <strong>of</strong> <strong>Iraq</strong>is are Shi‘is, a large proportion <strong>of</strong> the conscripts in the war<br />
came from the rural south, but, probably contrary to the regime’s deepest fears, there<br />
were no widespread reports <strong>of</strong> defections or mutinies on the part <strong>of</strong> groups <strong>of</strong> <strong>Iraq</strong>i Shi‘is<br />
wanting to make common cause with their Iranian co-religionists. Some members <strong>of</strong> the<br />
religious leadership had left <strong>Iraq</strong> and sided with Iran, most notably Muhammad Baqir al-<br />
Hakim and the Supreme Council <strong>of</strong> the Islamic Revolution in <strong>Iraq</strong> (SCIRI) in 1982, but<br />
this body’s more or less unquestioning espousal <strong>of</strong> Khomeini’s doctrine <strong>of</strong> vilayet-i faqih<br />
has led to its isolation from the current Iranian reformist mainstream led by President<br />
Muhammad Khatami, as well from more moderate Shi‘is in <strong>Iraq</strong> itself 25 .
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Although it is extremely difficult to obtain information on what is actually<br />
happening inside <strong>Iraq</strong>, it was clear at the beginning <strong>of</strong> 1990 that the regime’s popularity<br />
had reached an all time low, and the economic situation was such that, according to one<br />
source, ‘for the first time under Saddam’s rule, feeding the people became a serious<br />
problem. ’26 Unfortunately, although the difficulties <strong>of</strong> mobilising are obvious the<br />
opposition was never able to capitalise either on the clear weakening <strong>of</strong> morale in the<br />
army or on the increasingly sorry state <strong>of</strong> the economy. At the same time, the regime’s<br />
unreliability and unpredictability were gradually losing it the support <strong>of</strong> the West, which<br />
was rather belatedly displaying misgivings about <strong>Iraq</strong>’s capacity (which <strong>of</strong> course had<br />
long been furnished it by Britain, France, Germany, the United States and others) to<br />
produce and employ weapons <strong>of</strong> mass destruction. <strong>The</strong> regime’s answer to the cul de sac<br />
into which it had led the country was the invasion <strong>of</strong> Kuwait in August 1990.<br />
A few days after the cease-fire in the ground war at the end <strong>of</strong> February 1991,<br />
uprisings against the <strong>Iraq</strong>i regime broke out both in southern <strong>Iraq</strong> and in Kurdistan.<br />
Although the ‘rebels’ gained control <strong>of</strong> large areas between the end <strong>of</strong> February and the<br />
beginning <strong>of</strong> March, units <strong>of</strong> the Republican Guard responded with exceptional brutality,<br />
and were able to regain the upper hand fairly quickly in Basra, Najaf and Kerbala 27 . In<br />
the southern cities, the insurgents captured and killed local Ba‘thist <strong>of</strong>ficials, members <strong>of</strong><br />
the security services and their families, venting their hatred for the regime upon them.<br />
When the Republican Guard regained control <strong>of</strong> the southern cities, it carried out<br />
indiscriminate mass executions <strong>of</strong> the population. Many tanks were painted with the<br />
slogan ‘No Shi‘is [will survive] after today’ (La Shi‘a ba‘d al-yawm), and there was<br />
widespread destruction <strong>of</strong> Shi‘i shrines and other mosques in the Holy Cities. As many as<br />
300,000 people may have been killed in these operations.<br />
After the risings in southern <strong>Iraq</strong>, some <strong>of</strong> the rebels took refuge in the marshes,<br />
which caused the <strong>Iraq</strong>i regime to lay siege to the area, and movement in and out <strong>of</strong> the<br />
marshlands was forbidden. Two huge canals were gradually constructed and a number <strong>of</strong><br />
rivers diverted, in a deliberate attempt to drain the marshes so as to make them<br />
uninhabitable 28 . It is not entirely clear how far this has been successful, but it is well<br />
known that large numbers <strong>of</strong> Marsh Dwellers have been forced to flee from the area.<br />
In the autumn <strong>of</strong> 1998, according to Max Van der Stoel, special rapporteur for<br />
<strong>Iraq</strong> to the United Nations Commission for Human Rights, Saddam Hussein’s cousin,<br />
‘Ali al-Majid, who had been responsible for the Anfal operations against the Kurds and<br />
others in northern <strong>Iraq</strong> in 1988 29 as well as attacks on the marshes in the early 1990s,<br />
was in charge <strong>of</strong> artillery, mortar and ground force attacks in villages and towns in the<br />
provinces <strong>of</strong> Amara, Basra, Kut and al-Nasiriyya, allegedly seeking out deserters.<br />
Hundreds <strong>of</strong> arrests were reported, presumably with the objective intimidating the<br />
population by taking hostages, the fate <strong>of</strong> many <strong>of</strong> whom is still not known. Van der Stoel<br />
continues:<br />
As part <strong>of</strong> this campaign <strong>of</strong> repression against the inhabitants <strong>of</strong> the southern<br />
marsh region, reports indicate that government forces have burned houses and<br />
fields while other houses have been demolished by bulldozers. Some reports<br />
indicate that villages belonging to the Al Juwaibiri, Al Shumaish and Al Musa<br />
and Al Rahma tribes were entirely destroyed. Following the burnings, soldiers are<br />
said to have forcibly expelled inhabitants from the burnt areas. Government forces<br />
are also said to have confiscated entire villages and community lands with some
182<br />
<strong>of</strong> them being turned into military outposts. Finally, government forces have<br />
reportedly cut the water supply to certain areas, affecting the population, livestock<br />
and agriculture. <strong>The</strong>se combined measures have reportedly led to the forced<br />
relocation <strong>of</strong> entire families to other regions, in particular along the border with<br />
the Islamic Republic <strong>of</strong> Iran. 30<br />
It may be that the damage done so far to the eco-system is irreversible; in any case, if the<br />
new hydraulic works were to be abandoned immediately, it would take many years for<br />
the area to recover. <strong>The</strong> tragic fate <strong>of</strong> the Marsh Dwellers forms yet another doleful<br />
chapter in the history <strong>of</strong> the crimes against humanity perpetrated by this appalling and<br />
utterly ruthless regime. Suffice it to say by way <strong>of</strong> conclusion that the introduction <strong>of</strong><br />
democratic accountability and the rule <strong>of</strong> law in an <strong>Iraq</strong> after Saddam Hussein has been<br />
overthrown are vital for the national integration and revival <strong>of</strong> the country that he and his<br />
henchmen have ruined for the past three decades: the longer this is delayed, the harder the<br />
achievement <strong>of</strong> that integration and revival will be.<br />
NOTES<br />
1. See Albertine Jwaideh, ‘Midhat Pasha and the Land System <strong>of</strong> Lower <strong>Iraq</strong>’, in Albert<br />
Hourani (ed.), St. Antony’s Papers: Middle Eastern Affairs No. 3, London, Chatto and<br />
Windus, 1963, pp. 105–136, and her ‘Aspects <strong>of</strong> Land Tenure and Social Change in<br />
Lower <strong>Iraq</strong> during Late Ottoman Times’, in Tarif Khalidi (ed.), Land Tenure and Social<br />
Transformation in the Middle East, Beirut, American University <strong>of</strong> Beirut Press, 1984,<br />
pp. 333–356. For a more general socioeconomic overview see Marion Farouk-Sluglett<br />
and Peter Sluglett, ‘<strong>The</strong> Transformation <strong>of</strong> Land Tenure and Rural Social Structure in<br />
Central and <strong>Southern</strong> <strong>Iraq</strong>, c. 1870-1958’, <strong>International</strong> Journal <strong>of</strong> Middle East Studies,<br />
15,1983, pp. 491–505; for a historical overview see Hala Fattah, <strong>The</strong> Politics <strong>of</strong> Regional<br />
Trade in <strong>Iraq</strong>, Arabia and the Gulf 1745-1900, Albany: State University <strong>of</strong> New York<br />
Press, 1997.<br />
2. Justin McCarthy, ‘<strong>The</strong> Population <strong>of</strong> Ottoman Syria and <strong>Iraq</strong> 1878-1914’, Asian and<br />
African Studies, 15, 1, 1981, pp. 3-44. See also the estimates by Muhammad Salman<br />
Hasan, ‘<strong>The</strong> Growth and Structure <strong>of</strong> <strong>Iraq</strong>'s Population 1867-1947’, Bulletin <strong>of</strong> the<br />
Oxford University Institute <strong>of</strong> Economics and Statistics, 1958, pp. 339-352 . McCarthy’s<br />
calculations are based on the Ottoman salnames and censuses.<br />
3. Unfortunately the census data (in which, as McCarthy stresses, women, children and<br />
the nomadic population were regularly and significantly undercounted) does not permit<br />
an accurate or distinct assessment <strong>of</strong> the urban population, since the provincial capitals<br />
were not counted separately from the qada in which they were located. For a broader<br />
picture <strong>of</strong> the population <strong>of</strong> the Ottoman Empire in the 19th century, see Kamal Karpat,<br />
Ottoman Population 1830-1914: Demographic and Social Characteristics, Madison, WI,<br />
University <strong>of</strong> Wisconsin Press, 1985.
4. See Hanna Batatu, <strong>The</strong> Old Social Classes and the Revolutionary Movements <strong>of</strong> <strong>Iraq</strong>: a<br />
Study <strong>of</strong> <strong>Iraq</strong>'s Old Landed and Commercial Classes and <strong>of</strong> its Communists, Ba‘thists<br />
and Free Officers, Princeton, Princeton University Press, 1978, pp. 35, 40.<br />
5. It is impossible to do justice to this complex topic here; see Henry Munson Jr., ‘<strong>The</strong><br />
Mountain People <strong>of</strong> Northwest Morocco: Tribesmen or Peasants ?’, Middle Eastern<br />
Studies, 1981, 17, pp. 249-255; Philip Khoury and Joseph Kostiner (eds.), Tribes and<br />
State Formation in the Middle East, London, I. B. Tauris, 1991; Paul Dresch, Tribes,<br />
Government and History in Yemen, Oxford, Clarendon Press, 1993.<br />
6. Edmund Leach, Social and Economic Organisation <strong>of</strong> the Rowanduz Kurds, London,<br />
University <strong>of</strong> London Press, 1940, p. 19.<br />
7. Major H. C. Pulley, Political Officer, Hilla, to Civil Commissioner, Baghdad, 6 August<br />
1920; India Office Records, L P & S 10, 4722/18/1920/8/6035, quoted Peter Sluglett,<br />
Britain in <strong>Iraq</strong> 1914-1920, London, Ithaca Press, 1976, note 43, p. 257.<br />
8. As will be described below, the crucial factor which tipped the balance <strong>of</strong> forces in the<br />
authorities' favour was the use <strong>of</strong> aeroplanes; see Sluglett, op. cit., Chapter VII, ‘Defence<br />
and Internal Security; the Role <strong>of</strong> the R. A. F.’; J. L. Cox. ‘ " A Splendid Training<br />
Ground”: <strong>The</strong> Importance to the Royal Air Force <strong>of</strong> its Role in <strong>Iraq</strong>, 1919-1932’, Journal<br />
<strong>of</strong> Imperial and Commonwealth History, 13, 1984, pp. 157-184; David Omissi, Air<br />
Power and Colonial Control; the Royal Air Force 1919-1939, Manchester, Manchester<br />
University Press, 1990.<br />
9. In 1953 a British medical expert described the average <strong>Iraq</strong>i fallah as a ‘living<br />
pathological specimen’ and estimated normal life expectancy at between 35 and 39 years.<br />
Pr<strong>of</strong>essor M. Critchley quoted in Rony Gabbay, Communism and Agrarian Reform in<br />
<strong>Iraq</strong>, London, Croom Helm, 1978, p. 29.<br />
10. Again, a certain circumspection is necessary; the Great <strong>Iraq</strong>i Revolt <strong>of</strong> 1920 was, at<br />
least in part, a tacit alliance between (Sunni) city and (Shi‘i) countryside against the<br />
British occupation.<br />
11. For a recent description <strong>of</strong> the educational and social organisation <strong>of</strong> the Holy Cities<br />
in the nineteenth century, see Meir Litvak, Shi‘i Scholars <strong>of</strong> nineteenth-century <strong>Iraq</strong>: the<br />
‘ulama’ <strong>of</strong> Najaf and Karbala’, Cambridge, Cambridge University Press, 1998.<br />
12. cf. ‘<strong>The</strong> Wahhabi attacks on Karbala’ and Najaf [c 1800-1812] reinforced the<br />
sectarian identity <strong>of</strong> the Shi‘i ulama and increased their motivation to convert the tribes ...<br />
the sack <strong>of</strong> Karbala’ and the attacks on Najaf exposed the vulnerability <strong>of</strong> the Shi‘i ulama<br />
in <strong>Iraq</strong>, lacking as they did a tribal army which could be mobilised against such a threat to<br />
the very existence <strong>of</strong> the two cities.’ Yitzhak Nakash, <strong>The</strong> Shi‘is <strong>of</strong> <strong>Iraq</strong>, Princeton,<br />
Princeton University Press, 1994, p. 28.<br />
13. For a general narrative account <strong>of</strong> this period, see Hanna Batatu, op. cit., see also<br />
Marion Farouk-Sluglett and Peter Sluglett, <strong>Iraq</strong> since 1958: from Revolution to<br />
183
184<br />
Dictatorship, 3rd edition, London, I. B. Tauris, forthcoming (2001),<br />
14. Farouk-Sluglett and Sluglett, op. cit., p. 246.<br />
15. J. S. Birks, I. J. Seccombe, and C. A. Sinclair, ‘Labor Migration and Labor<br />
Organization in the Arab World’ in Michael Adams (ed.), Handbooks to the Modern<br />
World: <strong>The</strong> Middle East, New York and Oxford , Facts on File, 1988, p. 727.<br />
16. See US Department <strong>of</strong> State, 1999 Country Reports on Human Rights Practices: <strong>Iraq</strong>,<br />
pp. 4, 10, 14, February 25, 2000.<br />
17. For the geographical/geophysical origins <strong>of</strong> the area in antiquity, see Steven W. Cole,<br />
‘Marsh formation in the Borsippa region and the course <strong>of</strong> the Lower Euphrates’, Journal<br />
<strong>of</strong> Near Eastern Studies, 53, 2, 1994, pp. 81-103.<br />
18. S. M. Salim, Marsh Dwellers <strong>of</strong> the Euphrates Delta, London, Athlone Press, 1962.<br />
<strong>The</strong> title <strong>of</strong> the thesis (supervised by Daryll Forde and Mary Douglas at University<br />
College London), is ‘Economic and political organisation <strong>of</strong> Echchbyash [al-Shibayish],<br />
a marsh village community in southern <strong>Iraq</strong>’, 1954-55. According to Forde’s introduction<br />
to the book, Salim himself was born and grew up in Amara, an administrative centre on<br />
the Tigris in the vicinty <strong>of</strong> the marshes he describes. <strong>The</strong>re is a valuable study <strong>of</strong> an area<br />
adjacent to, but not part <strong>of</strong>, the marshes; Robert A. Fernea, Shaykh and Effendi:<br />
Changing Patterns <strong>of</strong> Authority among the El Shabana <strong>of</strong> <strong>Southern</strong> <strong>Iraq</strong>, Cambridge,<br />
Mass., Harvard University Press, 1970.<br />
19 cf. ‘<strong>The</strong>re was no government agent in the village until 1893, and the only authority<br />
recognised throughout the whole region was that <strong>of</strong> the shaikh’. Salim, op. cit., p. 27. See<br />
also pp. 30-42.<br />
20. Ibid., p. 40.<br />
21. <strong>The</strong>re are various travel accounts: see the early Fulanain (S and S. E. Hedgcock),<br />
Hajji Rikkan, Marsh Arab, London, Chatto and Windus, 1927; Stephen Hedgcock was a<br />
British Political Officer who lived in the area with his wife in the 1920s. Probably the<br />
best-known account is that <strong>of</strong> Wilfred <strong>The</strong>siger, who lived in the area more or less<br />
continuously between 1951 and 1958: <strong>The</strong> Marsh Arabs, London, Longmans, 1964.<br />
<strong>The</strong>siger introduced both the naturalist Gavin Maxwell and the Observer journalist Gavin<br />
Young to the area during that time. See Gavin Maxwell, A Reed Shaken by the Wind,<br />
London and New York, Longmans, Green, 1957 (based, according to Gavin Young, on<br />
‘some weeks’ stay there in 1956). Young’s account, illustrated with stunning photographs<br />
by Nik Wheeler, is based primarily on his visits to the area in the 1950s and on briefer<br />
return visits between 1973 and 1976: Return to the <strong>Marshes</strong>: Life with the Marsh Arabs<br />
<strong>of</strong> <strong>Iraq</strong>, London, Collins, 1977. Somewhat ironically, ‘H. E. Sayyid Tariq Aziz, who<br />
made it possible for me to go back to [the <strong>Marshes</strong>]’ appears on the book’s dedication<br />
page. .<br />
22. Young, op. cit., pp. 189-202, 219-221.
23. In the autumn <strong>of</strong> 1967, a splinter group <strong>of</strong> the <strong>Iraq</strong> Communist Party (the ICP-General<br />
Command, let by ‘Aziz al-Hajj) conducted a brief and ineffectual guerrilla campaign<br />
based in the marshes.<br />
24. For a description <strong>of</strong> similar operations in a neighbouring area in 1923-1924 (Samawa,<br />
to the west <strong>of</strong> the southern edge <strong>of</strong> the marshes), see Sluglett, op. cit., pp. 265-69.<br />
25. Charles Tripp, A History <strong>of</strong> <strong>Iraq</strong>, Cambridge, Cambridge University Press, 2000, pp.<br />
246-47; Joyce N. Wiley, <strong>The</strong> Islamic Movement <strong>of</strong> <strong>Iraq</strong>i Shi‘as, Boulder CO and London,<br />
Lynne Rienner, pp. 73-100.<br />
26. Falih ‘Abd al-Jabbar, ‘Why the Intifada Failed’ in Fran Hazelton (ed.), <strong>Iraq</strong> since the<br />
Gulf War: Prospects for Democracy, London, 1994, pp. 97-117.<br />
27. See Ofra Bengio, ‘<strong>Iraq</strong>’s Shi‘a and Kurdish Communities; from Resentment to<br />
Revolt’ in Amatzia Baram and Barry Rubin (eds.), <strong>Iraq</strong>’s Road to War, St Martin’s, New<br />
York, 1993, 51-66.<br />
28. See Hamid al-Bayati, ‘Destruction <strong>of</strong> the <strong>Southern</strong> <strong>Marshes</strong>’ in Fran Hazelton (ed.)<br />
<strong>Iraq</strong> since the Gulf War: Prospects for Democracy, London, Zed Press, 1994, pp. 141-<br />
146.<br />
29. Tripp, op. cit., pp. 244-246; Farouk-Sluglett and Sluglett, op. cit., Chapters 8 and 9.<br />
30. Max Van der Stoel, report to 55th session <strong>of</strong> the United Nations Commission<br />
Human Rights, 26 February 1999, paragraph 17.<br />
185
11<br />
<strong>The</strong> <strong>International</strong> Context <strong>of</strong> <strong>Iraq</strong> from<br />
1980 to the Present<br />
Peter Sluglett<br />
In August 1975, <strong>Iraq</strong> had concluded the Algiers Agreement with Iran, which fixed the<br />
boundary between the two states in the Shatt al-Arab at the thalweg, or deepest median<br />
point in the waterway. In return, Iran agreed not to support the Kurdish groups in<br />
northern <strong>Iraq</strong> in their struggle against the <strong>Iraq</strong>i government. This ushered in a degree <strong>of</strong><br />
cordiality in the relationship between Baghdad and Tehran for the next four years, which<br />
lasted until the fall <strong>of</strong> the Shah in February 1979. At this point, relations became strained.<br />
Each state accused the other <strong>of</strong> attempting to undermine its authority, the <strong>Iraq</strong>is pointing<br />
to Iranian appeals to <strong>Iraq</strong>i Shi‘is to overthrow the regime, and the Iranians accusing the<br />
<strong>Iraq</strong>is <strong>of</strong> fomenting rebellion in Khuzistan-Arabistan. <strong>The</strong> clandestine <strong>Iraq</strong>i al-Da‘wa<br />
party and its un<strong>of</strong>ficial leader Ayatollah Baqir al-Sadr hastened to show their support for<br />
the new regime in Iran; in a congratulatory telegram to Khomeini, al-Sadr expressed the<br />
opinion that ‘other tyrants have yet to see their day <strong>of</strong> reckoning’ 1 . In November 1979,<br />
<strong>Iraq</strong> warned Iran that the latter would have to ‘revise’ the Algiers agreement, give up the<br />
three Gulf islands, and provide self-rule for its Arab, Kurdish and Baluch minorities. In<br />
September 1980, after a series <strong>of</strong> border incidents over the previous months, Saddam<br />
Hussein invaded Iran<br />
Despite logistical and other difficulties, the <strong>Iraq</strong>i armed forces managed to hold<br />
their own fairly successfully until the spring <strong>of</strong> 1982. In this they were aided by the<br />
strength <strong>of</strong> <strong>Iraq</strong>’s foreign exchange reserves and the weaknesses and divisions within the<br />
main opposition groups. In addition, only a very few <strong>Iraq</strong>i Shi‘is, mostly from the<br />
traditional religious families <strong>of</strong> the Holy Cities, actually went over to the Iranian side.<br />
While the <strong>Iraq</strong>i regime was widely feared, even hated, at home, the prospect <strong>of</strong> its<br />
replacement by something akin to the Islamic Republic <strong>of</strong> Iran at the time was apparently<br />
at least equally, if not more, unpalatable to most <strong>Iraq</strong>is. Of the other Middle Eastern<br />
states, only Syria and Libya declared themselves for Iran. Jordan came out clearly on<br />
<strong>Iraq</strong>’s side, and Kuwait effectively replaced Basra as <strong>Iraq</strong>’s major port. In addition, the<br />
Gulf states and Sa‘udi Arabia had begun to provide <strong>Iraq</strong> with very considerable loans<br />
after the war began 2 .<br />
In September 1981, the Iranians drove the <strong>Iraq</strong>is back from Abadan, and Saddam<br />
Hussein called for a one month cease-fire to coincide with Ramadan, which the Iranians<br />
rejected. By March 1982, Khomeini had turned the war into an Iranian national crusade,<br />
with Saddam Hussein the Great Satan who had to be cast out. After May 1982, <strong>Iraq</strong> only<br />
held on to a very few enclaves in Iran, immediately west <strong>of</strong> Dezful and around Qasr-i
187<br />
Shirin, and by the autumn most <strong>of</strong> the fighting had shifted to the <strong>Iraq</strong>i side <strong>of</strong> the frontier.<br />
In July 1982 Iranian forces penetrated to the outskirts <strong>of</strong> Basra, but the <strong>Iraq</strong>is managed to<br />
prevent them advancing further, with enormous loss <strong>of</strong> life on both sides.<br />
While the <strong>Iraq</strong>i regime was never able to make the kind <strong>of</strong> moral capital out <strong>of</strong> the<br />
conflict that its enemy was able to utilise so effectively, the shift <strong>of</strong> the war to <strong>Iraq</strong>i<br />
territory had two major consequences. In the first place, although the <strong>Iraq</strong>i regime had<br />
started the war, it could now present itself as being on the defensive, and call for a<br />
closing <strong>of</strong> ranks against the threat <strong>of</strong> external invasion. Secondly, the Soviet Union, <strong>Iraq</strong>’s<br />
main arms supplier, which had apparently taken umbrage at <strong>Iraq</strong>’s decision to launch the<br />
war without consulting it, was no longer able to remain alo<strong>of</strong> and resumed supplies in the<br />
course <strong>of</strong> 1982. For obvious reasons, the United States also tended to support <strong>Iraq</strong> against<br />
Iran. On 27 October 1984 the two countries resumed full diplomatic relations, although<br />
this was largely a formality because links between the two had been close for years, and<br />
the United States interests section <strong>of</strong> the Belgian Embassy in Baghdad had been one <strong>of</strong><br />
the largest missions in the capital 3 .<br />
Nevertheless, by the beginning <strong>of</strong> 1984 the Iranians were still firmly entrenched<br />
in the marshlands on the <strong>Iraq</strong>i side <strong>of</strong> the Shatt al-Arab. At that stage the conflict became<br />
‘internationalised’ as both sides, particularly <strong>Iraq</strong>, started attacking oil tankers in the<br />
Gulf, and the ‘tanker war’ continued intermittently during 1984 and 1985. At the same<br />
time, in an attempt to avoid being forced to a humiliating defeat at whatever cost, the<br />
<strong>Iraq</strong>is resorted to the use <strong>of</strong> poison gas against Iranian forces 4 . In February 1986, the<br />
Iranians, clearly bent on not ending the war until <strong>Iraq</strong> was defeated and Saddam Hussein<br />
overthrown, massed their forces for a daring surprise attack on Fao, across the Shatt al-<br />
Arab. However, although Fao was occupied, there was no further advance into <strong>Iraq</strong>.<br />
In terms <strong>of</strong> foreign relations the war had the effect <strong>of</strong> increasing <strong>Iraq</strong>’s<br />
dependence on the West and the West’s conservative Arab allies, including Egypt and<br />
Jordan. For the benefit <strong>of</strong> his Arab audiences, Saddam Hussein attempted to link Iran and<br />
Zionism, so that the war was ‘an international Zionist conspiracy aimed not only at <strong>Iraq</strong><br />
but at the entire region’ 5 . On the other hand, part <strong>of</strong> the price that <strong>Iraq</strong> was prepared to<br />
pay for United States support was a considerable modification <strong>of</strong> its sabre-rattling on the<br />
Arab-Israeli conflict. A few days after the resumption <strong>of</strong> relations with the United States<br />
in 1984, Tariq ‘Aziz declared on American television that his country would support ‘any<br />
just, honourable and lasting settlement between the Arab states and Israel’, and went on<br />
to say that ‘<strong>Iraq</strong> does not consider itself to be a direct party to the conflict, because Israel<br />
is not occupying any part <strong>of</strong> <strong>Iraq</strong>i soil’ 6 . However, given <strong>Iraq</strong>’s previous record <strong>of</strong><br />
vigorously denunciatory inaction in this sphere, such pronouncements were perhaps less<br />
remarkable than they seemed.<br />
<strong>The</strong> Political and Economic Impact <strong>of</strong> the War on <strong>Iraq</strong><br />
For the first two years <strong>of</strong> the war the regime still had sufficient funds at its disposal to be<br />
able to insulate <strong>Iraq</strong>i society from most <strong>of</strong> the shortages and rationing that normally<br />
accompany military mobilisation. This was possible partly because, at least as far as the<br />
international financial community was concerned, the economy was in a reasonably<br />
healthy state before the war started, and partly because some <strong>of</strong> <strong>Iraq</strong>’s principal clients,<br />
particularly in France and Japan, came to be owed so much money that the extension <strong>of</strong><br />
further credit seemed the only guarantee that their debts would eventually be repaid 7 . By
188<br />
1983, however, the pinch was beginning to be felt. <strong>The</strong> cost <strong>of</strong> living rose sharply, the<br />
dinar was devalued, and ceilings were set upon the remittances that the two million<br />
foreign workers in the country could send home. By August 1983 <strong>Iraq</strong>’s foreign reserves<br />
had fallen from $30 billion (late 1980) to $3 billion, and the country was almost entirely<br />
dependent on handouts from Saudi Arabia and the Gulf.<br />
However, apart from the human tragedy involved, there were few compelling<br />
pressures to end the war. Iran managed to export sufficient oil to service its military<br />
machine until the very end <strong>of</strong> the conflict, while <strong>Iraq</strong>i exports picked up after the opening<br />
<strong>of</strong> the pipeline across southern Turkey. In addition, the 1980s were a period <strong>of</strong> major<br />
crisis for the world oil industry, with severe and constant downturns in price. Between<br />
1979 and 1983 oil production in the whole Gulf area dropped from 21.3 million barrels a<br />
day to 11.3 million barrels a day 8 , so it was not greatly in the interests <strong>of</strong> producers or<br />
consumers <strong>of</strong> oil that the war should be brought to an end.<br />
<strong>The</strong> Last Two Years <strong>of</strong> the War: 1986-1988<br />
By the middle <strong>of</strong> 1986, the tremendous losses sustained by both sides had reached<br />
something <strong>of</strong> a stalemate where both contenders were bogged down in entrenched<br />
positions with no end in sight. In October 1985 Saudi Arabia had decided to increase its<br />
own oil exports in order to drive the price <strong>of</strong> oil down in attempts both to service <strong>Iraq</strong> and<br />
to cripple the Iranian economy. Saudi exports increased from an average <strong>of</strong> 2 million<br />
barrels a day to an average <strong>of</strong> 4.5 million barrels a day, and the price <strong>of</strong> oil dropped from<br />
$27 per barrel in 1985 to $15 per barrel in early 1986 9 . By 1987 Iran and <strong>Iraq</strong> began to<br />
make serious attempts to destroy each other’s oil export facilities, and <strong>Iraq</strong> made<br />
sustained if generally unsuccessful attacks on tankers carrying Iranian oil. In addition the<br />
fear <strong>of</strong> an <strong>Iraq</strong>i collapse and its wider repercussions in the region virtually forced <strong>Iraq</strong>’s<br />
Arab neighbours to commit themselves more unequivocally to its support, especially after<br />
the Iranian <strong>of</strong>fensive against Basra in January–February 1987, and the ‘War <strong>of</strong> the Cities’<br />
which accompanied it.<br />
Following <strong>Iraq</strong>i raids on Iranian oil terminals in August 1986, Iran began to step<br />
up its attacks on Kuwaiti tankers. <strong>The</strong> effect <strong>of</strong> this was to align the United States even<br />
more firmly on the <strong>Iraq</strong>i side and throughout the rest <strong>of</strong> the war American naval vessels<br />
made frequent attacks on Iranian shipping and Iranian oil installations, working in close<br />
coordination with <strong>Iraq</strong>. In August 1987, <strong>Iraq</strong> and the United States signed a five-year<br />
economic and technical agreement, accompanied by $1 billion worth <strong>of</strong> food aid. At the<br />
same time, the United States and many other Western countries were covertly supplying<br />
<strong>Iraq</strong> with sophisticated weapons through third countries, including providing the means to<br />
manufacture chemical and biological weapons (Germany 10 ) or making it possible in other<br />
ways for <strong>Iraq</strong> to buy them either directly or through third countries, generally in<br />
contravention <strong>of</strong> their own laws and regulations 11 .<br />
On 20 July 1987, after considerable international pressure, the United Nations<br />
Security Council passed Resolution 598, which called for an end to the war and promised<br />
the establishment <strong>of</strong> a commission <strong>of</strong> enquiry to determine which <strong>of</strong> the parties was the<br />
aggressor. <strong>Iraq</strong> accepted the resolution; Iran prevaricated. However, although evidently<br />
greatly weakened, Iran still retained the capacity both to inflict serious damage on <strong>Iraq</strong>,<br />
and also to occupy <strong>Iraq</strong>i territory. In the spring <strong>of</strong> 1988 Iran launched an <strong>of</strong>fensive in<br />
northern <strong>Iraq</strong> with the assistance <strong>of</strong> the PUK and the KDP, capturing the city <strong>of</strong> Halabja
189<br />
on 15 March. <strong>The</strong> next day the <strong>Iraq</strong>i air force bombed Halabja with poison gas, causing<br />
some 5,000 deaths among the civilian population and the flight <strong>of</strong> over a hundred<br />
thousand <strong>Iraq</strong>i civilians to Iran and Turkey 12 . In April and June <strong>Iraq</strong>i forces again used<br />
chemical weapons to recapture Fao and Mehran. By this time Iranian resistance was<br />
crumbling, and the government in Tehran was further demoralised by the apparently<br />
accidental shooting down <strong>of</strong> an Iranian passenger airliner by an American cruiser at the<br />
beginning <strong>of</strong> July; on 18 July Khomeini announced that the Iranian government would<br />
accept Resolution 598.<br />
<strong>The</strong> Political and Military Situation after the War<br />
<strong>The</strong> human and economic costs <strong>of</strong> the war were staggering. Western sources estimate<br />
nearly 400,000 dead, roughly a quarter <strong>Iraq</strong>i and three-quarters Iranian, and perhaps<br />
750,000 wounded. M<strong>of</strong>id calculated that the total cost <strong>of</strong> the war was $452.6 billion to<br />
<strong>Iraq</strong> and $644.3 billion to Iran, based on a combination <strong>of</strong> ‘damage to the infrastructure;<br />
estimated oil revenue losses; and the estimated GNP losses’. 13 In spite <strong>of</strong> the fact that <strong>Iraq</strong><br />
was under no serious pressure to repay its debts at the end <strong>of</strong> the war, the extent <strong>of</strong> its<br />
indebtedness in August 1988 certainly complicated the transition from a wartime to a<br />
peacetime economy. Apart from the debt, <strong>Iraq</strong>’s annual food imports amounted to at least<br />
$3 billion (roughly half coming from the USA and half from Turkey). <strong>The</strong> annual cost <strong>of</strong><br />
imports for civilian, military and reconstruction purposes was estimated at around $11<br />
billion for the early 1990s. However, one very far-reaching consequence <strong>of</strong> the war was<br />
that <strong>Iraq</strong> emerged a much more substantial military power than it had been in 1980. In<br />
1979-80 the <strong>Iraq</strong>i army numbered some 190,000 men: by 1987-88 it had more than<br />
quintupled, to around 1 million 14 . In addition, <strong>Iraq</strong> had built up an important armaments<br />
industry, whose products included a surface-to-surface missile based on the Soviet Scud,<br />
developed with Egyptian and Argentinian assistance. By 1989-1990 the scale <strong>of</strong> military<br />
production was beginning to give rise to serious international concern as it became<br />
known that <strong>Iraq</strong> was manufacturing chemical weapons and sophisticated missiles, and not<br />
far from acquiring the means to produce nuclear weapons. <strong>The</strong> essential components <strong>of</strong><br />
all <strong>of</strong> these had been provided by firms in Western Europe and the United States.<br />
This immense military build-up ultimately served to ensure that Saddam<br />
Hussein’s position was greatly consolidated by the end <strong>of</strong> the war. He used the ‘victory’<br />
over Iran to make explicit claims to the leadership <strong>of</strong> the Arab world, expressed in his use<br />
<strong>of</strong> Arab nationalist imagery, his carefully staged appearances in traditional Arab dress<br />
symbolising his transcendence <strong>of</strong> the frontiers <strong>of</strong> <strong>Iraq</strong>, and his rediscovery <strong>of</strong> Islam.<br />
Nevertheless, his domestic power base during and after the war consisted almost entirely<br />
either <strong>of</strong> members <strong>of</strong> his own extended family, or <strong>of</strong> those who had in some sense been<br />
incorporated into it by marriage or by long association with him.<br />
Prelude to Invasion<br />
Although <strong>Iraq</strong>’s economic situation after the war was certainly bad, it was not desperate,<br />
given the country’s very substantial oil reserves. Prudent housekeeping, tight control <strong>of</strong><br />
imports, and checks on government spending would have brought about gradual<br />
economic recovery, provided that there was no disastrous collapse in the price <strong>of</strong> oil.<br />
However, such policies were not adopted; while the rebuilding <strong>of</strong> the cities, the
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infrastructure and industry was certainly an important target, $5 billion per year was<br />
allocated to rearmament over the period 1988-89, and $2.5 billion to reconstruction,<br />
which included such prestige projects as ‘victory’ monuments and a new presidential<br />
palace 15 . Hence the ‘desperateness’ <strong>of</strong> <strong>Iraq</strong>’s financial position was more an expression <strong>of</strong><br />
Saddam Hussein’s priorities than an objective fact.<br />
At the same time, the various efforts to restructure the economy led to steep price<br />
rises and a rise in the cost <strong>of</strong> living generally, and inflation was estimated at 45 per cent<br />
for 1990. Private capital had responded to the various privatisation measures by<br />
speculative rather than sustained investment, which meant that the rich got richer and the<br />
middle and lower classes got poorer. Also, the cuts that had been imposed on the<br />
bureaucracy since 1987 had led to high unemployment, making rapid demobilisation<br />
extremely difficult. All these factors combined to produce a deep sense <strong>of</strong> dislocation and<br />
insecurity among those sections <strong>of</strong> the population who had grown used to the state<br />
providing them with secure employment and subsidising most essential items <strong>of</strong><br />
consumption throughout the 1970s and 1980s. Saddam Hussein made it clear<br />
immediately after the war that the reconstruction <strong>of</strong> the country, and particularly <strong>of</strong><br />
Basra, would inevitably be very costly, and that sacrifices and belt-tightening would be<br />
necessary. In addition, having abandoned the commitment to socialism and social<br />
welfare, which had been central to Ba‘th ideology, Saddam Hussein now cast around for<br />
new means <strong>of</strong> creating the tensions in which nationalism could thrive while reaffirming<br />
his devotion to pan-Arabism and the Arab nation.<br />
Early in 1990 a combination <strong>of</strong> factors came together to enable the <strong>Iraq</strong>i leader to<br />
project himself as ‘embattled’ once more. In February the New York based organisation<br />
Middle East Watch released a scathing denunciation <strong>of</strong> <strong>Iraq</strong>’s human rights record 16 ; in<br />
March the execution (on charges <strong>of</strong> espionage) <strong>of</strong> the 32-year-old British journalist<br />
Farzad Baz<strong>of</strong>t, occasioned widespread verbal condemnation <strong>of</strong> <strong>Iraq</strong> in the Western<br />
media; in April a scandal erupted over the so-called <strong>Iraq</strong> supergun and later over the<br />
discovery <strong>of</strong> essential parts for nuclear weapons in the baggage <strong>of</strong> <strong>Iraq</strong>i travellers passing<br />
through Heathrow. <strong>Iraq</strong>’s neighbours were also accused <strong>of</strong> betraying <strong>Iraq</strong> or the interests<br />
<strong>of</strong> the Arab nation; early in 1990, <strong>Iraq</strong>i <strong>of</strong>ficials were lobbying the Gulf rulers to lower<br />
their oil production and also to push up oil prices to around $20 a barrel. At the same<br />
time Saddam Hussein was determined to provide <strong>Iraq</strong> with access to a deep water<br />
anchorage on the Gulf. <strong>Iraq</strong> was confined to the port <strong>of</strong> Umm Qasr and the shallow<br />
narrows at the head <strong>of</strong> the Gulf; Saddam Hussein was casting his eyes on the Kuwaiti<br />
islands <strong>of</strong> Bubiyan and Warba, which could provide a useful alternative harbour. In the<br />
spring <strong>of</strong> 1990 he raised the stakes by demanding access to the islands and also by<br />
resuscitating <strong>Iraq</strong>’s claim to that part <strong>of</strong> the Rumayla oilfield that ran from southern <strong>Iraq</strong><br />
into northern Kuwait. He also castigated Kuwait for allegedly having the temerity to<br />
demand repayment <strong>of</strong> some <strong>of</strong> <strong>Iraq</strong>’s debts and for having been instrumental in the<br />
campaign to keep oil prices low. In July 1990 part <strong>of</strong> the <strong>Iraq</strong>i army was sent to the<br />
border, and on 2 August, when Kuwait refused to give in to these demands, <strong>Iraq</strong> invaded,<br />
and subsequently annexed, Kuwait.<br />
<strong>The</strong> Invasion <strong>of</strong> Kuwait and its Aftermath<br />
Reaction to the invasion on 2 August 1990 was swift. In broad terms, no Arab state<br />
supported <strong>Iraq</strong>, but some, notably Jordan and Yemen, and for especially opportunistic
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reasons, Yasir Arafat and the PLO, hesitated to condemn the action outright. On a<br />
broader international level, the United Nations Security Council quickly passed a number<br />
<strong>of</strong> resolutions condemning <strong>Iraq</strong>. On 7 August President Bush ordered an immediate airlift<br />
<strong>of</strong> American troops to Saudi Arabia to defend it from possible <strong>Iraq</strong>i attack. Turkey and<br />
Saudi Arabia closed the pipelines running across their territories from <strong>Iraq</strong>. Arab and<br />
Asian guest workers began to pour out <strong>of</strong> Kuwait across <strong>Iraq</strong> towards the Jordanian<br />
border, where they were crossing at the rate <strong>of</strong> 10,000-15,000 a day during August and<br />
September.<br />
Over the next weeks and months <strong>Iraq</strong>i troops killed large numbers <strong>of</strong><br />
Kuwaitis indiscriminately; they also rounded up all <strong>Iraq</strong>is in Kuwait (many <strong>of</strong> whom<br />
were political refugees) and took them into custody. Several thousand Kuwaitis were<br />
arrested and many have not been seen since. Hospitals and other public buildings were<br />
stripped <strong>of</strong> their equipment, and looting <strong>of</strong> property and attacks on civilians became<br />
commonplace. <strong>The</strong> price <strong>of</strong> oil rose steadily, from about $20 per barrel before the crisis<br />
began to above $40 by mid-September 1990; neither <strong>Iraq</strong> nor Kuwait was exporting oil.<br />
In some parts <strong>of</strong> the Arab world, especially Jordan and the Occupied Territories and some<br />
<strong>of</strong> the towns <strong>of</strong> North Africa, there was great popular ferment, and widespread support<br />
for Saddam Hussein, because <strong>of</strong> what was perceived as his brave defiance <strong>of</strong> the West<br />
and its local clients (among whom, it should be underlined, Saddam Hussein himself had<br />
been prominently numbered until very recently). Anti-American and anti-Western feeling<br />
rose to new heights; ever alert to trends which he might turn to his own advantage,<br />
Saddam Hussein called for a jihad against the ‘enemies <strong>of</strong> Islam’. However ill the notion<br />
<strong>of</strong> Saddam Hussein fighting a holy war <strong>of</strong> ‘Islam against unbelief’ suited the facts, his<br />
defiance <strong>of</strong> the United States certainly gained him a good deal <strong>of</strong> knee-jerk support in the<br />
Arab and Muslim worlds.<br />
At the end <strong>of</strong> November, the United Nations, under great pressure from the<br />
United States, issued Resolution 678, which authorised member states to use all<br />
necessary means to force <strong>Iraq</strong> to withdraw from Kuwait by 15 January 1991. During the<br />
autumn <strong>of</strong> 1990, the United States put together an anti-<strong>Iraq</strong> coalition <strong>of</strong> some 30 states,<br />
including Egypt and Syria, almost all <strong>of</strong> which sent token detachments to Saudi Arabia.<br />
When Saddam Hussein failed to respond to Resolution 678, the United States and its<br />
allies began to bomb targets within <strong>Iraq</strong>, causing large numbers <strong>of</strong> civilian deaths and<br />
considerable damage to the country’s infrastructure. <strong>Iraq</strong> retaliated by launching Scud<br />
missiles at targets in Israel and Saudi Arabia. About fifteen Israelis died in Tel Aviv from<br />
causes attributable to the missile attacks; Israel did not retaliate. After some five weeks <strong>of</strong><br />
bombing, a ground <strong>of</strong>fensive was launched on 24 February, which ended with the rout<br />
and destruction <strong>of</strong> much <strong>of</strong> the regular <strong>Iraq</strong>i army on 27 February, when a cease-fire was<br />
declared; <strong>Iraq</strong>i troops had been driven out <strong>of</strong> Kuwait the previous day.<br />
<strong>The</strong> Aftermath <strong>of</strong> the Gulf War<br />
It has been estimated 17 that the invasion and the war (that is, the period between 2 August<br />
1990 and 27 February 1991) resulted in at least 100,000 deaths among the military and<br />
the civilian population and some 300,000 wounded. As many as 2.5 million people were<br />
displaced (in the sense <strong>of</strong> being forced to leave, or leaving, their homes and places <strong>of</strong><br />
work); over $170 billion in property and infrastructural damage was caused in <strong>Iraq</strong>,<br />
perhaps $60 billion worth in Kuwait, excluding the environmental effects <strong>of</strong> the
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sabotaging by <strong>Iraq</strong> <strong>of</strong> over 700 Kuwaiti oil wells. Of course, given that the cease-fire<br />
after the war with Iran was only a little over two years old in August 1990, the effect <strong>of</strong><br />
this additional self-inflicted wound on an already ailing <strong>Iraq</strong>i economy was even more<br />
damaging than these figures suggest.<br />
A few days after the cease-fire in the ground war at the end <strong>of</strong> February 1991,<br />
uprisings against the <strong>Iraq</strong>i regime broke out in southern <strong>Iraq</strong> and in Kurdistan. By 4<br />
March Kurdish forces had taken Sulaimaniyya, and by 24 March were in control <strong>of</strong> most<br />
<strong>of</strong> Kurdistan, including the towns <strong>of</strong> Arbil and Kirkuk. In the south, although the ‘rebels’<br />
gained control <strong>of</strong> large areas between the end <strong>of</strong> February and the beginning <strong>of</strong> March,<br />
Republican Guard responded with exceptional brutality, and it was able to regain the<br />
upper hand fairly quickly in Basra, Najaf and Kerbala 18 . <strong>The</strong> insurgents had captured and<br />
killed local Ba‘thist <strong>of</strong>ficials, members <strong>of</strong> the security services and their families, venting<br />
their hatred for the regime upon them. When the Republican Guard regained control <strong>of</strong><br />
the southern cities, it carried out indiscriminate mass executions <strong>of</strong> the population. As<br />
many as 300,000 may have been killed in these operations.<br />
In the last week in March, <strong>Iraq</strong>i helicopters and troops launched raids on Kirkuk<br />
and other Kurdish cities. A mass exodus <strong>of</strong> Kurds to the <strong>Iraq</strong>i borders with Turkey and<br />
Iran began; by the end <strong>of</strong> April there were about 2.5 million refugees, both Kurds and<br />
southerners. Iran admitted the refugees immediately, Turkey was eventually persuaded to<br />
do so. In April 1991 ‘safe havens’ (a military exclusion and no-fly zone north <strong>of</strong> latitude<br />
36° N) were set up in the Kurdish areas, enforced by Britain and the United States. In<br />
time, although the area was subjected to an economic blockade from the south, this<br />
arrangement permitted the emergence <strong>of</strong> a de facto <strong>Iraq</strong>i Kurdish autonomous area.<br />
In general, Western policy towards <strong>Iraq</strong> in the aftermath <strong>of</strong> the Gulf War was<br />
vacillating, confused and lacking any long-term vision for the future. <strong>The</strong> Kurdish and<br />
Shi‘i rebellions had certainly been encouraged by the United States and its allies, but the<br />
coalition forces <strong>of</strong>fered no assistance to the rebels, giving rise to suspicions <strong>of</strong> the ‘true<br />
intentions’ <strong>of</strong> the United States and its allies 19 . Saudi Arabia and Turkey expressed<br />
unease over any covert or overt American support which might strengthen either the<br />
Shi‘is (and, behind them, as was widely canvassed at the time, Iran) or the Kurds, whom,<br />
while it became politically impossible not to help because <strong>of</strong> the widespread television<br />
coverage <strong>of</strong> their plight, it was equally important to contain.<br />
Sanctions and the United Nations Inspections<br />
United Nations Resolution 661, passed on 6 August 1990, froze <strong>Iraq</strong>i financial assets<br />
abroad and banned imports and exports, allowing only medical supplies and foodstuffs to<br />
be imported without restrictions. <strong>The</strong> original sanctions regime was modified after the<br />
cease fire in April 1991; although <strong>Iraq</strong> was still not allowed to export oil, it was permitted<br />
to import foodstuffs and ‘materials and supplies for essential civilian needs’ (Resolution<br />
687). All restrictions would be lifted if <strong>Iraq</strong> complied with four principal conditions; the<br />
identification and elimination <strong>of</strong> its weapons <strong>of</strong> mass destruction; the demarcation <strong>of</strong> its<br />
frontier with Kuwait and acceptance <strong>of</strong> Kuwaiti sovereignty; the release <strong>of</strong> Kuwaiti and<br />
other nationals held in <strong>Iraq</strong>, and the establishment <strong>of</strong> a Compensation Commission which<br />
would assess war damage and pay for it by a levy <strong>of</strong> 30 per cent on <strong>Iraq</strong>i oil revenues. At<br />
the time <strong>of</strong> writing (April 2001) <strong>Iraq</strong> has only complied fully with the second <strong>of</strong> these
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conditions, the recognition, under great international pressure in November 1994, <strong>of</strong> the<br />
frontier with, and the sovereignty <strong>of</strong>, Kuwait.<br />
At least in theory, the severity <strong>of</strong> the sanctions was designed to be considerably<br />
reduced by the provisions <strong>of</strong> Resolutions 986 (14 April 1995; accepted by <strong>Iraq</strong> in January<br />
1996) and 1153 (20 February 1998), which permitted <strong>Iraq</strong>, under United Nations<br />
supervision, to sell first $2 billion net (Resolution 986) and then $5.26 billion gross,<br />
$3.55 billion net (Resolution 1153) worth <strong>of</strong> oil in exchange for food every six months –<br />
that is, the mechanisms were to be reviewed every six months. Resolution 1153 also<br />
accepted the principle that some <strong>of</strong> the money (up to $300 million) could be used for<br />
replacement and repair <strong>of</strong> the oil facilities. In October 1999, the Security Council raised<br />
the ‘revenue cap’ to $8.3 billion. For what the comparison is worth (since it does not take<br />
population change and price fluctuations into account, nor the considerable costs <strong>of</strong><br />
replacing worn or damaged infrastructure), <strong>Iraq</strong> exported $10.7 billion worth <strong>of</strong> oil in<br />
1985, a year in which its government spent $13.9 billion on arms purchases 20 .<br />
In fact, attempts to introduce oil-for-food arrangements had been continually<br />
rejected by <strong>Iraq</strong> as an intrusion on its sovereignty. It is true that these earlier efforts had<br />
insisted on a fair degree <strong>of</strong> on-site monitoring, and also required <strong>Iraq</strong>i acceptance <strong>of</strong> the<br />
presence <strong>of</strong> the United Nations Special Commission (UNSCOM, the United Nations<br />
weapons inspectorate), set up in May 1991. What <strong>Iraq</strong> had held out for before January<br />
1996 (when it reluctantly accepted Resolution 986), but could not obtain, was the<br />
comprehensive lifting <strong>of</strong> sanctions. This was not made more likely by continuing<br />
revelations <strong>of</strong> the extent <strong>of</strong> <strong>Iraq</strong>’s nuclear, chemical and conventional weapons arsenals,<br />
which were brought to light both by <strong>Iraq</strong>i defectors and by the work <strong>of</strong> UNSCOM itself.<br />
<strong>The</strong> regime clearly felt it important enough to sacrifice the well-being <strong>of</strong> its people in<br />
order to maintain this capacity.<br />
Inevitably, the effectiveness and feasibility <strong>of</strong> the inspection exercise were<br />
frequently challenged by those <strong>of</strong> <strong>Iraq</strong>’s ‘friends’ who were eager for the sanctions to be<br />
brought to an end. <strong>The</strong> fact that laboratories for manufacturing chemical or biological<br />
weapons were highly portable added to the ‘looking-for-a-needle-in-a-haystack’ nature <strong>of</strong><br />
UNSCOM’s task. In addition, the good faith <strong>of</strong> UNSCOM’s work was greatly<br />
compromised with the disclosure early in 1999 that Scott Ritter, one <strong>of</strong> the American<br />
inspectors, had been regularly passing details <strong>of</strong> his findings to both Israel and the CIA 21 .<br />
In December 1999 a new body was set up, UNMOVIC (United Nations Monitoring,<br />
Verification and Inspection Commission), consisting <strong>of</strong> a team <strong>of</strong> diplomats with only<br />
one representative each from the United States and the United Kingdom. So far, <strong>Iraq</strong> has<br />
not allowed UNMOVIC to enter the country.<br />
Kurdish Politics since 1991<br />
<strong>The</strong> creation <strong>of</strong> the ‘safe haven’ in the Kurdish areas in 1991 led to the creation <strong>of</strong> a de<br />
facto Kurdish autonomous region, which followed a line from the Turkish border to the<br />
Iranian border, passing south <strong>of</strong> the towns <strong>of</strong> Zakho and Arbil and west <strong>of</strong> Chamchamal<br />
and Kifri. Elections were held in May 1992; the closeness <strong>of</strong> the vote resulted in Mas’ud<br />
Barzani <strong>of</strong> the Kurdish Democratic Party and Jalal Talabani <strong>of</strong> the Patriotic Union <strong>of</strong><br />
Kurdistan being asked to act as joint leaders <strong>of</strong> the political entity that emerged, the<br />
Kurdistan Regional Government. In fact, neither leader ever participated personally in the<br />
government, and the relief agencies took some time to give it de facto recognition, on the
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general grounds that they felt bound to deal with what might be misleadingly described as<br />
the legitimate government in Baghdad.<br />
<strong>The</strong> Kurdish Regional Government’s difficulties were compounded by a series <strong>of</strong><br />
problems, personal, regional, national and international. In broad terms, the two leaders<br />
presided over followings that were largely defined by region and in addition they had<br />
been brought up in very different ideological schools. Barzani could be said to represent<br />
the ‘traditional tribal’ face <strong>of</strong> Kurdistan, while Talabani and his father-in-law Ibrahim<br />
Ahmad claimed that they represented a more progressive political line. Ahmad in his<br />
time, and Talabani subsequently, had always been critical <strong>of</strong> the political judgment <strong>of</strong><br />
Mas’ud Barzani’s father Mulla Mustafa, had tried to find common ground with the Ba‘th<br />
in the late 1960s and early 1970s, and had been extremely wary <strong>of</strong> Mustafa Barzani’s ties<br />
with the United States and the Shah.<br />
<strong>The</strong> bitter rivalry between the two men and their followers has more than once<br />
seriously threatened the survival <strong>of</strong> the autonomous region. Armed clashes broke out<br />
between the KDP and the PUK in the spring <strong>of</strong> 1994 to capture (albeit temporarily)<br />
Halabja, Khurmal and Panjwin. This episode was followed by further bloody clashes at<br />
the end <strong>of</strong> the year, in spite <strong>of</strong> attempts by France and the United States to broker an<br />
agreement. Negotiations between the parties were conducted in Paris in late July 1994<br />
(and again in Drogheda in August 1995), but this did not stop outbreaks <strong>of</strong> bitter fighting<br />
between the parties over the next three years. Inevitably, such actions lost the <strong>Iraq</strong>i Kurds<br />
a great deal <strong>of</strong> the international support which they had attracted over the years, as well<br />
as causing major interruptions in the relief effort. A particular bone <strong>of</strong> contention<br />
between the KDP and the PUK was the fact that the KDP, by virtue <strong>of</strong> the location <strong>of</strong><br />
most <strong>of</strong> its supporters, was, and remains, in control <strong>of</strong> the border crossing from Turkey<br />
(near Zakho), which was used by between 700 and 1,000 trucks a day. Hence it was able<br />
to levy customs duties on all incoming goods, and thus to monopolise a major source <strong>of</strong><br />
revenue, which it kept for its own purposes rather than remitting to a central treasury.<br />
In the summer <strong>of</strong> 1996 matters escalated in such a way as to threaten the very<br />
existence <strong>of</strong> the Kurdish autonomous region. At Talabani’s invitation, Iranian troops<br />
entered the area controlled by the PUK, and Barzani called for assistance from Baghdad<br />
to remove them. Forty thousand <strong>Iraq</strong>i troops were sent to Arbil, which they managed to<br />
capture from the PUK with the assistance <strong>of</strong> the KDP. <strong>The</strong> <strong>Iraq</strong>is went on to dislodge the<br />
PUK from Sulaymaniyya, although Talabani recaptured the latter town by the end <strong>of</strong><br />
October. After the capture <strong>of</strong> Arbil, <strong>Iraq</strong>i intelligence sought out and executed opponents<br />
<strong>of</strong> the regime who had taken refuge there, together with some <strong>of</strong> those attached to a rather<br />
rudimentary organisation funded by the CIA, which, it had been rather quixotically<br />
hoped, would overthrow the regime in Baghdad. <strong>Iraq</strong>i forces retreated, but the message,<br />
at least for the time being, was clear; no independent entity can survive in Kurdistan as<br />
long as Saddam Hussein remains in power, given the intense and apparently endemic<br />
factionalism <strong>of</strong> those who control the region.<br />
Shi‘i Politics since 1991<br />
One <strong>of</strong> the more persistent misconceptions about <strong>Iraq</strong>i politics (at least in the sense that it<br />
long acted as a major influence on American policy-makers) has been the belief there is a<br />
fundamental ‘from-time-immemorial’ division between ‘sunnis’ and ‘shi‘is’, and that a<br />
principal objective <strong>of</strong> ‘the Shi‘is’ is the creation <strong>of</strong> an Islamic state in <strong>Iraq</strong> which would
195<br />
have a close relationship with Iran. A far more meaningful division is the one between<br />
the Takriti power-holders and the majority <strong>of</strong> the disenchanted and disenfranchised<br />
population, both Sunni and Shi‘i. Most <strong>Iraq</strong>i Shi‘is consider themselves <strong>Iraq</strong>i Arabs first<br />
and foremost (as is clear from the experience <strong>of</strong> the Iran–<strong>Iraq</strong> War), and deeply resent the<br />
ghettoisation to which successive regimes have subjected them.<br />
In spite <strong>of</strong> forming over half the population, the Shi‘is have always been<br />
discriminated against by <strong>Iraq</strong>i governments, especially under the Ba‘th. This began most<br />
clearly with the mass expulsions <strong>of</strong> Shi‘is in the 1980s on the grounds <strong>of</strong> their supposed<br />
‘Iranian origin’, and culminated in the terrible revenge taken by the Republican Guard<br />
after the intifada in the South in 1991 and the subsequent forcible uprooting <strong>of</strong> a<br />
substantial proportion <strong>of</strong> the population <strong>of</strong> the southern marshes in the 1990s 22 . Partly as<br />
a result <strong>of</strong> <strong>Iraq</strong>i air and ground attacks on the South and the virtual genocide being waged<br />
against the Marsh Arabs, the Western allies imposed a no-fly zone south <strong>of</strong> 32° N at the<br />
end <strong>of</strong> August 1992.<br />
Human Rights in <strong>Iraq</strong> 23<br />
Human rights in <strong>Iraq</strong> have been routinely abused for most <strong>of</strong> the period since the Ba‘th’s<br />
assumption <strong>of</strong> power in the late 1960s, apart from a lull in the later 1970s when it was<br />
necessary to reach an accommodation with the Communists. In its first period in <strong>of</strong>fice<br />
(February-November 1963), the Ba‘th was a partner in a government responsible for the<br />
perpetration <strong>of</strong> the most terrible acts <strong>of</strong> violence hitherto experienced in the post-war<br />
Middle East 24 . David McDowall’s Modern History <strong>of</strong> the Kurds, the two volumes <strong>of</strong><br />
collected essays edited by Fran Hazelton for the London-based CARDRI (Campaign<br />
Against Repression and for Democratic Rights in <strong>Iraq</strong>) in 1986 and 1994, and, perhaps<br />
most graphically, Samir al-Khalil/Kanan Makiya’s Republic <strong>of</strong> Fear 25 and Cruelty and<br />
Silence, have devoted considerable space to the atrocities which the <strong>Iraq</strong>i regime has<br />
committed against its people throughout the 1980s and 1990s. Since the invasion <strong>of</strong><br />
Kuwait (but much more sporadically throughout the long honeymoon between <strong>Iraq</strong> and<br />
the United States which preceded it), the US Department <strong>of</strong> State’s annual Country<br />
Reports on Human Rights Practices for <strong>Iraq</strong> and the reports <strong>of</strong> the United Nations<br />
Commission on Human Rights (UNCHR) make depressing, <strong>of</strong>ten horrifying, reading.<br />
In brief, the rule <strong>of</strong> law does not exist in <strong>Iraq</strong>. Detention, imprisonment, torture<br />
and executions are routine and arbitrary. According to Amnesty <strong>International</strong> in 1997,<br />
hundreds <strong>of</strong> thousands <strong>of</strong> individuals have disappeared in <strong>Iraq</strong> since the early 1980s.<br />
Occasionally their families are told to come to prisons and mortuaries to collect their<br />
bodies. In August 1994, Law 109 prescribed branding and amputation <strong>of</strong> ears and/or<br />
limbs for deserters, draft dodgers and car thieves 26 ; doctors were obliged to carry out<br />
these procedures or be subject to the same penalties themselves. <strong>The</strong>re is no freedom <strong>of</strong><br />
association and no elections apart from occasional referenda to confirm the president in<br />
<strong>of</strong>fice. Criticism <strong>of</strong> the president, or suggestions <strong>of</strong> dissatisfaction at the way the country<br />
is run, are capital <strong>of</strong>fences. Max van der Stoel served as Special Rapporteur on <strong>Iraq</strong> for<br />
the UNCHR between 1992 and November 1999. <strong>The</strong> following excerpts from his report<br />
to the fifty-fifth session <strong>of</strong> the Commission on 26 February 1999 speaks for itself:<br />
At the beginning <strong>of</strong> 1992, the Special Rapporteur concluded that the gravity <strong>of</strong> the<br />
human rights situation in <strong>Iraq</strong> had few comparisons in the world since the end <strong>of</strong>
196<br />
the Second World War. <strong>The</strong> Special Rapporteur regrets that since then he has had<br />
no cause to change his view. <strong>The</strong> prevailing regime in <strong>Iraq</strong> has effectively<br />
eliminated civil rights to life, liberty, physical integrity, and the freedoms <strong>of</strong><br />
thought, expression, association and assembly; the rights <strong>of</strong> political participation<br />
have been flouted, while all available resources have not been used to ensure the<br />
enjoyment <strong>of</strong> economic, social and cultural rights. Indeed, the Special Rapporteur<br />
has concluded that the politico-legal order in <strong>Iraq</strong> is not compatible with respect<br />
for human rights and, rather, entails systematic and systemic violations<br />
throughout the country …<br />
<strong>The</strong> established State structure, based on an omnipresent State party, the<br />
absence <strong>of</strong> a short-, medium- or long-term democratic project, and the fact that<br />
there is no institution capable <strong>of</strong> controlling the abusive exercise <strong>of</strong> power all lead<br />
the Special Rapporteur to conclude that the <strong>Iraq</strong>i people do not enjoy, and will not<br />
enjoy in the foreseeable future, respect for their human rights. …<br />
Today, almost eight years after the establishment <strong>of</strong> his mandate, the<br />
Special Rapporteur notes that almost none <strong>of</strong> the recommendations contained in<br />
his earlier reports have been adopted by the Government <strong>of</strong> <strong>Iraq</strong>. <strong>The</strong> Government<br />
has also failed duly to cooperate with the Special Rapporteur … by not replying to<br />
any <strong>of</strong> the communications he has sent to the Government, … and by refusing to<br />
accept the stationing <strong>of</strong> United Nations human rights monitors in <strong>Iraq</strong>.<br />
At the time <strong>of</strong> the Gulf War, and on several occasions since, various humanitarian<br />
organisations who wish to bring an end to the sanctions have alleged with some<br />
bitterness, and with some justice, that the United States and its allies demonised , and<br />
continue to demonise, Saddam Hussein and the <strong>Iraq</strong>i regime in order to justify first the<br />
Gulf War, and then the sanctions and their continuation. It is perfectly clear that the<br />
United States and its allies, as well as the former Soviet Union and its allies, effectively<br />
built up this vicious regime by supplying it with sophisticated weaponry and the means to<br />
manufacture weapons <strong>of</strong> mass destruction throughout the late 1970s and 1980s, and that<br />
almost all outside governments turned a blind eye to the <strong>Iraq</strong>i regime’s extraordinarily<br />
evil nature until just before the invasion <strong>of</strong> Kuwait in August 1990.<br />
Nothing can change these facts, and it may be that, one day, some member <strong>of</strong> a<br />
future United States administration will feel it necessary to make some sort <strong>of</strong> public<br />
amends for this in the way that has been done for the United States’ role in ensuring the<br />
survival <strong>of</strong> a highly unpopular monarchy in Iran in 1953, and the overthrow <strong>of</strong> the elected<br />
government in Chile in 1973. Nevertheless, however devastating the effect <strong>of</strong> the<br />
sanctions may be, and however cruelly the people <strong>of</strong> <strong>Iraq</strong> may suffer from their effects,<br />
Saddam Hussein’s reign <strong>of</strong> terror and the monstrous crimes committed against the people<br />
<strong>of</strong> <strong>Iraq</strong> long before and during the sanctions are facts which are equally ineluctable.<br />
Saddam Hussein may not be the murderer <strong>of</strong> quite so many as Hitler, or Pol Pot, or<br />
Stalin, but the extremes to which he has reduced his country by insisting on maintaining<br />
himself and his regime in power means that it is in precisely that grisly gallery that his<br />
portrait deserves to hang.
<strong>Iraq</strong>i Politics since 1991<br />
197<br />
<strong>Iraq</strong>i politics some ten years after the end <strong>of</strong> the Gulf War remains very much as it was<br />
before the invasion <strong>of</strong> Kuwait; a despotic, beleaguered ruler running a state which he has<br />
impoverished to the utmost degree. Since the Ba‘th Party has been in power (at least in<br />
theory) since 1968, and Saddam Hussein himself in sole charge since 1979, no effective<br />
alternative authority with instant recognition or appeal has been able to build itself up<br />
outside, or <strong>of</strong> course inside, the country. <strong>The</strong>re is no exiled Lenin, no imprisoned<br />
Mandela, to take over the leadership. For many <strong>Iraq</strong>is in 1990-91, the invasion <strong>of</strong> Kuwait<br />
was a time <strong>of</strong> great excitement and anticipation; at last the tyrant had overreached<br />
himself, and would get his comeuppance. Such views were dismissed by Arab<br />
nationalists <strong>of</strong> various hues, who, with a blithe disregard for their hero’s more than<br />
ambiguous past, saw Saddam Hussein’s defiant posturing as a major step towards the<br />
realisation <strong>of</strong> the Arab nation, or the liberation <strong>of</strong> Palestine, or whatever fantasy most<br />
appealed to them. On the whole, <strong>Iraq</strong>is knew better, having lived under the Ba‘th for the<br />
previous twenty-two years. Sadly, since Desert Storm and the failure <strong>of</strong> the risings which<br />
followed, the opposition has given the impression <strong>of</strong> being driven from pillar to post,<br />
unable to unite around a common goal, and splitting into ever smaller groupuscules.<br />
<strong>The</strong> regime itself has not been without its problems. Coup attempts, and attempts<br />
on the lives <strong>of</strong> key figures, have been regularly reported, in January, February and June<br />
1992, in September and November 1993, March, May and June 1995, and June and<br />
December 1996. <strong>The</strong>re have also been a number <strong>of</strong> embarrassing high level defections,<br />
perhaps the most spectacular being the departure to Jordan, with their husbands and<br />
children, <strong>of</strong> two <strong>of</strong> Saddam Hussein’s daughters in August 1995. One <strong>of</strong> the sons-in-law<br />
was Hussein Kamil al-Majid, formerly Minister <strong>of</strong> Defence and Military Industries, who<br />
was presumably able to give his debriefers in Amman accurate details <strong>of</strong> the regime’s<br />
military capacity. In an act <strong>of</strong> quite extraordinary folly the two sons-in-law decided to<br />
return to <strong>Iraq</strong> with their families in February 1996; they and several other members <strong>of</strong><br />
their family were shot the next day .<br />
Inevitably, the upheavals within previously loyal and reliable tribes, the<br />
defections, and a degree <strong>of</strong> family feuding have contributed to reducing Saddam<br />
Hussein’s support base, although not sufficiently to cause him to lose control. In the<br />
middle years <strong>of</strong> the war with Iran the regime began to turn towards the market economy,<br />
partly in an attempt to promote ‘efficiency’ but also to disencumber itself <strong>of</strong> parts <strong>of</strong> the<br />
massive (and costly) state sector. At this stage the bureaucratic backbone <strong>of</strong> the state<br />
enterprises was composed <strong>of</strong> party members and <strong>of</strong>ficials, who gradually found<br />
themselves either demoted or unemployed. At the same time, the regime seemed to be<br />
assiduously courting the tribes, and almost to have forsaken the Ba‘th party. However, in<br />
the dire social and economic circumstances <strong>of</strong> the late 1990s and early 2000s, the party<br />
seemed to be enjoying something <strong>of</strong> a return to favour, earning praise for its attempts to<br />
monitor prices and for overseeing the fair distribution <strong>of</strong> supplies. Baram has pointed to<br />
the recent promotion <strong>of</strong> some older party loyalists, including some associated with<br />
Saddam Hussein and the Ba‘th since the time <strong>of</strong> his attempt on the life <strong>of</strong> ‘Abd al-Karim<br />
Qasim in 1959 27 . However, the president apparently continues to rely on his ‘kitchen<br />
cabinet’ <strong>of</strong> old cronies who have always been at his side: Tariq ‘Aziz, his mouthpiece to<br />
the rest <strong>of</strong> the world, ‘Izzat al-Duri and Taha Yasin Ramadan.
198<br />
Conclusion<br />
Saddam Hussein has shown enormous agility in resisting and countering threats to his<br />
personal rule. On the other hand, it is extremely hard to discover how <strong>Iraq</strong> is actually run<br />
on a day-to-day basis, how the bureaucracy functions, how essential services are<br />
maintained, and so forth. It is difficult to guess whether the very straitened circumstances<br />
<strong>of</strong> the <strong>Iraq</strong>i population would greatly or rapidly change with the lifting or greater<br />
modification <strong>of</strong> sanctions, although the regime’s credibility might be dangerously<br />
strained if sanctions were eased and everyday life did not significantly improve. Of<br />
course, given its monopoly <strong>of</strong> coercion, it is also possible that lifting sanctions would<br />
enable the regime to rebuild its military capacity rather than bring any substantial<br />
measure <strong>of</strong> relief to the <strong>Iraq</strong>i people.<br />
What is certain is that there will be no internal peace and reconciliation in <strong>Iraq</strong><br />
until Saddam Hussein and his henchmen cease to be in power. <strong>The</strong>re are no particularly<br />
compelling reasons to suggest that this will happen soon; the president is sixty-three, and<br />
although rumours abound, he has no known health problems. Saddam Hussein’s eldest<br />
son ‘Udayy’s unpredictability and physical disabilities following an assassination attempt<br />
in 1996 make him an unlikely successor. In addition, given the generally strained<br />
relations between father and son, it seems improbable that ‘Udayy would be his father’s<br />
nominee, or, even if he was, that he would be acceptable to any group which might take<br />
over after his father. This said, the regime rests on very fragile foundations.<br />
It is a grim scenario, and there is little to be optimistic about. However, the notion<br />
that dictatorship is better than anarchy, and that <strong>Iraq</strong> would somehow disintegrate after<br />
the fall <strong>of</strong> Saddam Hussein, is both misleading and unhelpful. <strong>The</strong> possibility that Turkey<br />
might grab <strong>Iraq</strong>i Kurdistan and/or that Iran might grab the Shi‘i south is almost too<br />
bizarre to need further comment. In addition, the idea (if it ever had any value) that the<br />
continuing presence <strong>of</strong> Saddam Hussein functions as a vital check on any regional<br />
adventurism on the part <strong>of</strong> the Iranians seems increasingly unconvincing, especially given<br />
the clear indications that the Iranian government is moving cautiously towards seeking an<br />
accommodation with the United States.<br />
Finally, <strong>Iraq</strong> after Saddam Hussein would be unlikely to continue to pose a threat<br />
to the security <strong>of</strong> the rest <strong>of</strong> the region. However it is effected, the ending <strong>of</strong> the present<br />
regime in Baghdad is an essential ingredient for peace and stability not only in <strong>Iraq</strong>, but<br />
in the region as a whole. <strong>The</strong> greatest shortcoming <strong>of</strong> Desert Storm was surely that it had<br />
no clear objectives, and came to an end before any definite settlement had been reached.<br />
Given the United States’ past record, it is hard to accept the pious handwringings <strong>of</strong><br />
<strong>of</strong>ficials to the effect that the administration would somehow have exceeded its brief if<br />
General Schwarzkopf had been allowed to impose a more abject surrender. Since that did<br />
not happen, it cannot be stressed sufficiently that the introduction <strong>of</strong> democratic<br />
accountability and the rule <strong>of</strong> law in an <strong>Iraq</strong> after Saddam Hussein would act as the most<br />
powerful factors for national integration: the longer this is delayed, the harder the<br />
achievement <strong>of</strong> that integration will be.
NOTES<br />
1. Guardian, 28 February 1979.<br />
2. See Dilip Hiro, ‘Chronicle <strong>of</strong> the Gulf War’, Merip Reports, No 125/ 126, July/<br />
September 1984, pp. 3-14, here p. 6; Financial Times, 9 February 1983, 24 August 1983.<br />
Most <strong>of</strong> the aid at this stage came from Saudi Arabia; see Frankfurter Allgemeine<br />
Zeitung, 2 April 1985.<br />
3. Thus ‘For the first nine months <strong>of</strong> the current fiscal year beginning October 1 1979<br />
US food imports to <strong>Iraq</strong> totaled $251 million ... Although <strong>Iraq</strong> has not maintained<br />
diplomatic relations with the United States since 1967 ... the expansion <strong>of</strong> trade has<br />
advanced strongly since about 1974’. New York Times, 30 September 1980. <strong>The</strong> same<br />
article mentions that US exports to <strong>Iraq</strong> rose from under $50 million in 1973 to about<br />
$420 million in 1979.<br />
4. Two United Nations missions were sent to the area to investigate allegations <strong>of</strong> the use<br />
<strong>of</strong> chemical weapons, the first between 13-19 March 1984 and the second between 26<br />
February-3 March 1986. <strong>The</strong> second mission published its report on 14 March 1986.<br />
5. BBC, Summary <strong>of</strong> World Broadcasts (SWB), 8 January 1983.<br />
6. al-Nahar (Beirut), 2 December 1984.<br />
7. ‘<strong>The</strong> basic problem regarding the continuing credit arrangements with <strong>Iraq</strong> was that in<br />
order to induce <strong>Iraq</strong> to make the interest payments and capital due in respect <strong>of</strong> existing<br />
indebtedness, it was judged necessary to <strong>of</strong>fer some quantity <strong>of</strong> new credit’. Report <strong>of</strong> the<br />
[Scott] Inquiry into the Export <strong>of</strong> Defence Equipment and Dual-Use Goods to <strong>Iraq</strong> and<br />
Related Prosecutions, Vols I and 2, London, 1996, quoted Sarah Graham-Brown,<br />
Sanctioning Saddam : the Politics <strong>of</strong> Intervention in <strong>Iraq</strong>, London, I.B. Tauris, 1999, p. 4.<br />
8. Exxon Background series, ‘Middle East Oil and Gas’, 1984, p. 5<br />
9. Another reason for Saudi Arabia’s production increases was that it had decided to<br />
regain its past share <strong>of</strong> the market. See Dilip Hiro, <strong>The</strong> Longest War : the Iran-<strong>Iraq</strong><br />
Military Conflict, London, Grafton, 1989, pp. 213-215.<br />
10. For the role <strong>of</strong> German firms in supplying chemical weapons see David McDowall, A<br />
Modern History <strong>of</strong> the Kurds, London, I.B. Tauris, 1996, pp. 361-67.<br />
11. For examples <strong>of</strong> such deals, see the Scott Report, op. cit. In the course <strong>of</strong> CIA<br />
hearings in 1993 it emerged that the US government had effectively (and illegally) loaned<br />
<strong>Iraq</strong> $5bn in 1985 through the <strong>of</strong>fice <strong>of</strong> the Atlanta branch <strong>of</strong> the Italian Banca Nazionale<br />
di Lavoro.<br />
12. Kanan Makiya, Cruelty and Silence; War, Tyranny, Uprising and the Arab World,<br />
London, Jonathan Cape, 1993 p. 164.<br />
199
200<br />
13. Kamran M<strong>of</strong>id, <strong>The</strong> Economic Consequences <strong>of</strong> the Gulf War, London, Routledge,<br />
1990, pp. 87-88, 127-128, 135-140.<br />
14. For details <strong>of</strong> arms manufacture, see Economist Intelligence Unit, <strong>Iraq</strong> : Country<br />
Report, No 4, 1988, No 2, 1989.<br />
15. For the most famous <strong>of</strong> these, see Samir al-Khalil, <strong>The</strong> Monument: Art, Vulgarity and<br />
Responsibility in <strong>Iraq</strong>, London, al-Saqi Books,1991.<br />
16. Later published as a book; David A. Korn, Human Rights in <strong>Iraq</strong>, New Haven, Yale<br />
University Press, 1990.<br />
17. Joost Hilterman, Middle East Report, July 1991.<br />
18. See Ofra Bengio, ‘<strong>Iraq</strong>’s Shi‘a and Kurdish Communities ; from Resentment to<br />
Revolt’ in Amatzia Baram and Barry Rubin (eds.), <strong>Iraq</strong>’s Road to War, New York, St.<br />
Martin’s, 1993, 51-66.<br />
19. <strong>The</strong> confusion is captured in Fouad Ajami, <strong>The</strong> Dream Palace <strong>of</strong> the Arabs, New<br />
York, Vintage, 1999, pp. 179-84.<br />
20. United States Energy Information Administration, Monthly Report on <strong>Iraq</strong>, December<br />
1999.<br />
21. See Scott Ritter, Endgame: Solving the <strong>Iraq</strong>i Problem – Once and For All, New<br />
York, Simon and Schuster, 1999.<br />
22. For details, see Hamid al-Bayati, ‘destruction <strong>of</strong> the <strong>Southern</strong> <strong>Marshes</strong>’ in Fran<br />
Hazelton (ed.), <strong>Iraq</strong> since the Gulf War: Prospects for Democracy, London, Zed Press,<br />
1994, pp. 141-146.<br />
23. This section has been compiled from various US Department <strong>of</strong> State Country<br />
Reports and the Reports to (and meetings <strong>of</strong>) the United Nations Commission for Human<br />
Rights.<br />
24. See Marion Farouk-Sluglett and Peter Sluglett, <strong>Iraq</strong> since 1958: From Revolution to<br />
Dictatorship, London, I..B. Tauris, 1990, Chapter 3.<br />
25. McDowall, op. cit.; CARDRI, (Campaign Against Repression and For Democratic<br />
Rights In <strong>Iraq</strong>), Saddam’s <strong>Iraq</strong>: Revolution or Reaction?, London, 1986; Hazelton (ed.),<br />
op. cit. An updated edition <strong>of</strong> Republic <strong>of</strong> Fear with a new introduction was published in<br />
1998 (Republic <strong>of</strong> Fear: the Politics <strong>of</strong> Modern <strong>Iraq</strong>) with Kanan Makiya (rather than the<br />
pseudonymous Samir al-Khalil) as the author.<br />
26. <strong>The</strong> law was published in al-Thawra on 26 August 1994. Makiya, op. cit., p. ix.<br />
27. Charles Tripp, A History <strong>of</strong> <strong>Iraq</strong>, Cambridge, Cambridge University Press, 2000, p.<br />
267.
12<br />
Statistical Outline <strong>of</strong> the Situation <strong>of</strong> the<br />
South <strong>Iraq</strong>i Refugees in Iran, including<br />
the Marsh Dwellers<br />
Jérôme Le Roy<br />
Methodological note<br />
As with many refugee populations around the world, and in the context <strong>of</strong> a country, the<br />
Islamic Republic <strong>of</strong> Iran, where there were once 4 million refugees and where about 2<br />
million remain, quantitative analysis is a very risky business – even the simple task <strong>of</strong><br />
numbering refugees is difficult. <strong>AMAR</strong> is fortunate to have access to a very good sample<br />
<strong>of</strong> South <strong>Iraq</strong>i refugees in the refugee camps in Iran. In this case any number quoted is<br />
accurate within plus or minus 10%. Medical and other statistics taken from this<br />
population are also reasonably accurate. It is much harder, however, to provide accurate<br />
numbers for non-camp refugees and the figures we quote should be seen as estimates<br />
only.<br />
Even the UNHCR local mission does not have an exact picture <strong>of</strong> the number <strong>of</strong><br />
refugees as their terms <strong>of</strong> reference include documented refugees and therefore exclude<br />
squatters, illegal (non-documented) refugees from their count. <strong>AMAR</strong>’s evaluation is that<br />
there are, in spite <strong>of</strong> efforts to document them, still about 10% undocumented refugees.<br />
Additionally, the situation is not frozen as the demographic balance is heavily positive<br />
and the migratory balance, while stable, still involves a few repatriations and a few<br />
arrivals.<br />
Another difficulty is that the differentiation between Marsh Dwellers and other<br />
south <strong>Iraq</strong>i Shi‘ite refugees is not easy to make. First <strong>of</strong> all, the mandate <strong>of</strong> <strong>AMAR</strong> is to<br />
help those in greatest need without distinction from a humanitarian standpoint, and then<br />
because it is difficult to differentiate between a farmer in a dry area in the vicinity <strong>of</strong> the<br />
marshes and a Marsh Dweller who was also farming in the marsh area without extensive<br />
interviews.<br />
<strong>The</strong> flows <strong>of</strong> refugees since 1990<br />
Control <strong>of</strong> the South <strong>Iraq</strong>i marshland area by the central authority, whichever it was, has<br />
proven difficult over the last few hundred years from the Ottoman Empire to Saddam<br />
Hussein. <strong>The</strong> marshes were the traditional refuge <strong>of</strong> opponents, smugglers and fugitives.
202<br />
During the Iran–<strong>Iraq</strong> war in the 1980s, the marshes are known to have provided shelters<br />
for a number <strong>of</strong> army deserters, for example. <strong>The</strong> marshes have also been used as a transit<br />
area (smuggling has been a traditional activity there for ages) between <strong>Iraq</strong> and Iran. It<br />
has also been one <strong>of</strong> the possible ways out for those <strong>Iraq</strong>i who were fleeing the various<br />
dictatorial regimes in their countries.<br />
<strong>The</strong> first massive flow <strong>of</strong> refugees through the Marshlands occurred during and<br />
after the crushing <strong>of</strong> the <strong>Iraq</strong>i uprising in March-April 1991, in the aftermath <strong>of</strong> the Gulf<br />
War and the liberation <strong>of</strong> Kuwait. An estimated 60,000 refugees fled <strong>Iraq</strong> to Iran in 1991,<br />
while unknown numbers <strong>of</strong> Internally Displaced Persons (IDPs), maybe 30,000,<br />
remained in the marshes in <strong>Iraq</strong>.<br />
<strong>The</strong> year 1992 saw the peak <strong>of</strong> a massive depopulation effort <strong>of</strong> the Marshlands,<br />
including deportations inside <strong>Iraq</strong> and the systematic destruction <strong>of</strong> villages and<br />
settlement in the Marshlands. A continuous flow <strong>of</strong> another estimated 20,000 refugees<br />
crossed the border at that time.<br />
<strong>The</strong> drainage <strong>of</strong> the Marshlands and the depopulation operations were nearly<br />
complete in 1993 and 1994. 8,000 more refugees arrived at the last remaining crossing<br />
point, Himmet, at the end <strong>of</strong> a rudimentary causeway crossing the border in 1993 and<br />
5,000 more followed in 1994. <strong>The</strong> border was then sealed <strong>of</strong>f and the number <strong>of</strong> crossborder<br />
transit ceased to be significant as <strong>of</strong> 1995.<br />
It is impossible to estimate the loss <strong>of</strong> life due to the fighting, destruction and<br />
deportations in the south <strong>Iraq</strong>i Marshlands. We can deduct from the number <strong>of</strong> refugees<br />
who arrived wounded or maimed at the border and from testimonies that there was very<br />
large loss <strong>of</strong> life in the area.<br />
As <strong>of</strong> today, there are an estimated 95,000 South <strong>Iraq</strong>i Shi‘ite refugees in Iran. An<br />
estimated 40,000 <strong>of</strong> these 95,000 refugees are Marsh dwellers. Marsh people were among<br />
the last to leave <strong>Iraq</strong> and some <strong>of</strong> them were taken to three camps where they form a large<br />
majority <strong>of</strong> the population. Otherwise it is estimated that the marsh people form around<br />
20% <strong>of</strong> camp population and 50% <strong>of</strong> the squatter population, particularly in areas close to<br />
the border.<br />
Locations<br />
45,000 refugees are located in 11 refugee camps. <strong>The</strong> majority <strong>of</strong> the camps are located<br />
in the Khuzistan province <strong>of</strong> Iran, around the city <strong>of</strong> Dezful. Other camps are located in<br />
the very dry areas <strong>of</strong> the Fars province and in the mountains <strong>of</strong> the Luristan and Arak<br />
provinces, halfway between Dezful and Tehran. Another camp has recently been opened<br />
in the Zanjan province, halfway between Tehran and Tabriz (see table and chart below).
Location Number <strong>of</strong><br />
refugees<br />
Of which<br />
Marsh<br />
Dwellers<br />
(estimates)<br />
1. Camps<br />
Ashrafi-Asfahani (Khuzistan) 13,000 *<br />
Mutahari (Khuzistan) 2,700 *<br />
Beheshti / Dezful (Khuzistan) 1,200 *<br />
Ansar (Khuzistan) 7,500 *<br />
Beethet (Khuzistan) 3,500 *<br />
Ketwend (Khuzistan) 3,500 2,000<br />
Jahrom (Fars) 5,500 3,000<br />
Servistan (Fars) 2,300 2,300<br />
Azna (Luristan) 3,000 *<br />
Ibrahim-Abad (Arak) 2,600 *<br />
Soltanyeh (Zanjan) 400 *<br />
Total in camp refugees 45,200 15,000<br />
* An estimated 8,000 Marsh Dwellers live among the 35,000 population <strong>of</strong> 8 camps<br />
2. Non camp<br />
South Khuzistan (Khorramshahr, Abadan,<br />
Shadigan areas)<br />
4,000 2,000<br />
Ahwaz (Khuzistan) and area 12,000 6,000<br />
Western border areas <strong>of</strong> Khuzistan (towns <strong>of</strong> 13,000 12,000<br />
Huwaiza, Bustan, Susangerd, Hamidia and vicinity)<br />
Shush 1,000 1,000<br />
Others (in Khuzistan and elsewhere) 20,000 4,000<br />
Total non-camp refugees 50,000 25,000<br />
Grand Total 95,200 40,000<br />
Most <strong>of</strong> the squatter areas subdivide into 5 to 10 specific settlement in that area,<br />
where the refugees have grouped themselves, having sometimes moved out <strong>of</strong> <strong>Iraq</strong> by<br />
clusters <strong>of</strong> families and resettled in Iran as a loose social group.<br />
<strong>The</strong> Marsh people distinguish themselves as the poorest among the poor within<br />
the population <strong>of</strong> southern refugees.<br />
Specifically, the Marsh Dweller refugee population is characterised by<br />
• Low income, usually between 0.2 and 0.8 dollars a day per capita, well below the<br />
World Bank’s absolute poverty threshold.<br />
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• High birth rate. While the average refugee birth rate is already well above the Iranian<br />
national average (1.8%), the marsh people’s birth rate is usually 20% to 30% higher<br />
than the average south <strong>Iraq</strong>i refugee population.<br />
• Poor general health status, due to the poor quality <strong>of</strong> the medical infrastructure in the<br />
Marshlands <strong>of</strong> <strong>Iraq</strong>. This induces a high crude death rate (around 4%) and high infant<br />
mortality rate (stabilises between 30 and 40%).<br />
• Low level <strong>of</strong> education, which is made worse by the low level <strong>of</strong> enrolment in schools<br />
<strong>of</strong> the refugee children.
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13<br />
<strong>The</strong> Liability <strong>of</strong> the Regime for the<br />
Human Rights Violations in the<br />
Marshlands <strong>of</strong> <strong>Southern</strong> <strong>Iraq</strong><br />
Adel Omer Sharif<br />
This section focuses on the liability <strong>of</strong> the <strong>Iraq</strong>i President and his regime for the<br />
grave violations <strong>of</strong> human rights they committed against the people and the<br />
environment <strong>of</strong> the Marshlands <strong>of</strong> <strong>Southern</strong> <strong>Iraq</strong> throughout the last decade 1 . It<br />
therefore intends to discuss the wrongful acts <strong>of</strong> the <strong>Iraq</strong>i <strong>of</strong>ficials during this<br />
period and the various possible available options to establish their responsibility.<br />
<strong>The</strong> rule <strong>of</strong> law, at national and international levels<br />
In today’s world, wrongful acts affecting human beings should not be tolerated.<br />
Peaceful cohabitation <strong>of</strong> different peoples necessitates recognition <strong>of</strong> the rule <strong>of</strong><br />
law. <strong>The</strong> rule <strong>of</strong> law requires that acts <strong>of</strong> the State, as well as individual<br />
behaviours, are in line with previously set legal rules regulating such acts and<br />
behaviours, at both national and international levels. Any violations <strong>of</strong> these rules,<br />
therefore, should be punished, so a continuation <strong>of</strong> peaceful order in the<br />
community can be maintained 2 .<br />
<strong>The</strong> massive violations <strong>of</strong> human rights committed by the <strong>Iraq</strong>i regime<br />
<strong>The</strong> <strong>Iraq</strong>i case presents a blatant example <strong>of</strong> how human rights are still being<br />
violated today, and urges the international community to play a role in intervening<br />
in this painful scenario. <strong>The</strong> liability <strong>of</strong> the <strong>Iraq</strong>i regime for its wrongful acts in the<br />
Marshlands <strong>of</strong> <strong>Southern</strong> <strong>Iraq</strong> could, in fact, be established within the parameters <strong>of</strong><br />
both national and international laws. <strong>The</strong> first step in addressing this situation is to<br />
look carefully at the <strong>Iraq</strong>i government’s policies and actions in the southern part <strong>of</strong><br />
the country, and then proceed to investigate how far such policies and actions are<br />
inconsistent with law, at both national and international levels. Once these policies<br />
and actions have been examined, one can afterwards logically discuss how the<br />
responsibility <strong>of</strong> the <strong>Iraq</strong>i regime can be established under law. How liable
208<br />
institutions and persons can be made accountable. How damages caused to the<br />
environment as a result <strong>of</strong> such polices can be dealt with. And, how the violation<br />
<strong>of</strong> human rights can be redressed 3 .<br />
<strong>The</strong> topic <strong>of</strong> the responsibility <strong>of</strong> the <strong>Iraq</strong>i regime, it should be mentioned,<br />
is not an unfamiliar one. It was among those topics already addressed in the earlier<br />
<strong>AMAR</strong> report <strong>of</strong> 1994 4 . <strong>The</strong> focus <strong>of</strong> that report, however, was given to rules<br />
governing State responsibility in international law 5 .<br />
It is, in fact, widely recognized that the <strong>Iraq</strong>i regime’s policies in the<br />
southern part <strong>of</strong> the country during the last few years have led to severe violations<br />
<strong>of</strong> human rights and the environment, including genocide and crimes against<br />
humanity 6 . Because the current political regime in the country is autocratic and<br />
repressive by nature 7 , its systematic abuse <strong>of</strong> power and violations <strong>of</strong> human rights<br />
have regretfully caused grave damages to the human beings and the environment<br />
in breach <strong>of</strong> rules <strong>of</strong> the international law <strong>of</strong> human rights. This includes, although<br />
certainly not limited to, the Universal Declaration <strong>of</strong> Human Rights <strong>of</strong> 1948, the<br />
Stockholm Declaration <strong>of</strong> 1972 and the Rio Declaration <strong>of</strong> 1992. In addition, they<br />
have affected the people’s right to live in an appropriate environment, granted by<br />
judicial rulings, and the principle <strong>of</strong> State responsibility for oppressive<br />
environmental damages, recognized by the rules <strong>of</strong> State responsibility in<br />
international law. Moreover, they exceed the level <strong>of</strong> torture prohibited by the<br />
United Nations Convention on the Prevention <strong>of</strong> Torture 1984, and also violated<br />
Protocol 1 (1949) and Protocol 2 (1972) attached to the four Geneva Conventions 8 .<br />
<strong>The</strong> accountability <strong>of</strong> <strong>Iraq</strong>i <strong>of</strong>ficials under international law<br />
Principles <strong>of</strong> international law are not directly concerned with acts and behaviours<br />
<strong>of</strong> individual human beings, but rather are directed towards, and focused on, those<br />
acts and behaviours <strong>of</strong> members <strong>of</strong> the international community, including States<br />
and international organizations. Nonetheless, international law has recently<br />
developed to recognize the international criminal responsibility <strong>of</strong> individuals,<br />
with regard to certain <strong>of</strong>fences, without requiring an existence <strong>of</strong> individual<br />
international personality 9 . This was evident in the works <strong>of</strong> Nuremberg<br />
<strong>International</strong> Military Tribunal 10 , and the works <strong>of</strong> other subsequent international<br />
tribunals, such as the <strong>International</strong> Criminal Court <strong>of</strong> Former Yugoslavia and that<br />
for Rwanda 11 . All <strong>of</strong> these tribunals have recognized the international criminal<br />
responsibility <strong>of</strong> individuals and assuring its universality 12 . More interestingly, in a<br />
very recent development, this responsibility has gained universal recognition when<br />
the Statute for the establishment and jurisdiction <strong>of</strong> the permanent <strong>International</strong><br />
Criminal Court (ICC) was open for signature in Rome, Italy, on the 30 July<br />
1998 13 . <strong>The</strong> treaty establishing the Court recognized, within various provisions,<br />
the principle <strong>of</strong> international criminal responsibility <strong>of</strong> individuals for war<br />
crimes 14 . Such developments, undoubtedly, suggest that the individualization <strong>of</strong><br />
international criminal responsibility, as to war crimes, is now a settled principle<br />
guaranteed by a peremptory norm (jus cogens) <strong>of</strong> international law. As a<br />
consequence, today, any person, in any given country, and regardless <strong>of</strong> his/her<br />
status or <strong>of</strong>ficial position, who in any way commits or participates in a
commission <strong>of</strong> war crimes, should be held responsible for such wrongdoing.<br />
Hence, he or she should be brought to justice in accordance with the legal rules<br />
regulating criminal responsibility in both national and international jurisdictions.<br />
<strong>Iraq</strong>i <strong>of</strong>ficials enjoy no immunity under international law with respect to<br />
their crimes in the Marshlands<br />
Prevailing norms <strong>of</strong> international law today, with regard to criminal<br />
responsibility, do not exempt crimes <strong>of</strong> perpetrators who hold governmental or<br />
<strong>of</strong>ficial positions from accountability. Article 7 <strong>of</strong> the London Charter for the<br />
Nuremberg Tribunal – which is regarded as a model for codification <strong>of</strong> criminal<br />
responsibility rules under international law – clearly stated that ‘the <strong>of</strong>ficial<br />
position <strong>of</strong> defendants, whether as head <strong>of</strong> States or responsible <strong>of</strong>ficials in<br />
Government Departments, shall not be considered as freeing them from<br />
responsibility or mitigating punishment’. In light <strong>of</strong> this tendency, the Nuremberg<br />
judgement went on to assert that ‘the principle <strong>of</strong> international law, which under<br />
certain circumstances, protects the representative <strong>of</strong> State, cannot be applied to<br />
acts which are condemned as criminal by international law. <strong>The</strong> authors <strong>of</strong> these<br />
cannot shelter themselves behind their <strong>of</strong>ficial position in order to be freed from<br />
punishment in appropriate proceedings’. Other recent international instruments,<br />
such as the Statute <strong>of</strong> the <strong>International</strong> Criminal Court for former Yugoslavia 15 ,<br />
and that <strong>of</strong> the <strong>International</strong> Criminal Court for Rwanda 16 , have also incorporated<br />
international law norms on the direct responsibility <strong>of</strong> the <strong>of</strong>ficial persons and<br />
command responsibility. This is also the case in the Rome Statute <strong>of</strong> the<br />
<strong>International</strong> Criminal Court 17 .<br />
<strong>Iraq</strong>i <strong>of</strong>ficials, including Saddam Hussein, do not, therefore, enjoy any sort<br />
<strong>of</strong> international immunity with regard to their criminal <strong>of</strong>fences towards their<br />
people and neighbouring countries. <strong>The</strong>y should be held accountable for such<br />
wrongful acts with regard to both military and civilian chain <strong>of</strong> commands 18 .<br />
Superiors and subordinates, in accordance with codified norms <strong>of</strong> command<br />
responsibility in international law – as stipulated in the 1977 Protocol I Additional<br />
to the 1949 Geneva Conventions – should be criminally and disciplinarily<br />
responsible ‘if they knew, or had information which should have enabled them to<br />
conclude in the circumstances at the time, that the subordinate was committing or<br />
was going to commit such a breach, and if they did not take all feasible measures<br />
within their power to prevent or repress the breach’.<br />
How far has the <strong>Iraq</strong>i regime violated human rights?<br />
It has become obvious that the violations <strong>of</strong> human rights committed by the <strong>Iraq</strong>i<br />
regime with regard to the Marshlands in southern <strong>Iraq</strong> have not been confined to<br />
<strong>Iraq</strong>i territory and people, but extend to a neighbouring country, Iran, onto which<br />
the Marshlands border. Hence, when thinking <strong>of</strong> and talking about an effective<br />
way to handle the severe impacts <strong>of</strong> such violations, both national and<br />
international options should be considered. But if we are to look into the serious<br />
possibility <strong>of</strong> invoking international law, and most probably international<br />
jurisdiction, we will first have to prove whether the <strong>Iraq</strong>i regime’s actions in the<br />
Marshlands are consistent with or in contradiction to the rules <strong>of</strong> international law.<br />
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<strong>The</strong> <strong>Iraq</strong>i damages to the Marshland dwellers and environment are not<br />
tolerated under international law<br />
When discussing the State responsibility for its environmental wrongful<br />
acts within its territory, two fundamental objectives, pulling in opposing<br />
directions, should always be considered:<br />
• that States have sovereign rights over their natural resources; and<br />
• that States must not cause damage to the environment.<br />
<strong>The</strong>se objectives are set out in the Stockholm Declaration <strong>of</strong> 1972 (Principle 21)<br />
and Rio Declaration <strong>of</strong> 1992 (Principle 2). <strong>The</strong>y provide that States have (in<br />
accordance with the Charter <strong>of</strong> the United Nations and the principles <strong>of</strong><br />
international law) the sovereign right to exploit their own resources, pursuant to<br />
their own environmental (and developmental 19 ) policies, and the responsibility to<br />
ensure that activities within their jurisdiction or control do not cause damage to the<br />
environment <strong>of</strong> other States or <strong>of</strong> areas beyond the limits <strong>of</strong> national jurisdiction 20 .<br />
States, therefore, are allowed – within limits established by law – to<br />
conduct or authorize such activities as they choose within their territories,<br />
including activities which may have adverse effects on their own environment. But<br />
they are not allowed to cause damage to human beings and to other States and<br />
areas beyond their jurisdiction.<br />
<strong>Iraq</strong> has unequivocally breached this latter obligation. <strong>The</strong> prevailing facts<br />
suggest that the unbearable implications <strong>of</strong> the severe damage in the southern part<br />
<strong>of</strong> the country, a result <strong>of</strong> the policies <strong>of</strong> the political regime, have extended to<br />
areas beyond national jurisdiction affecting human rights both inside the country<br />
and outside. As explained in the earlier <strong>AMAR</strong> study <strong>of</strong> 1994, because a<br />
significant portion <strong>of</strong> the Huwaiza <strong>Marshes</strong>, east <strong>of</strong> the Tigris, lie in Iranian<br />
territory, the draining <strong>of</strong> the Mesopotamian wetlands by <strong>Iraq</strong> are likely to impact<br />
on the environmental integrity <strong>of</strong> Iran. <strong>The</strong> wetlands, whilst politically divided by<br />
an international border, are in fact a single hydro-geomorphic unit. <strong>The</strong> possible<br />
infringement <strong>of</strong> Iranian rights caused by the eventual drainage project might<br />
permit Iran to claim that <strong>Iraq</strong>’s actions violate the general rules <strong>of</strong> State<br />
responsibility in international law 21 .<br />
<strong>Iraq</strong>i violations constitute war crimes<br />
War crimes may be defined as acts committed ‘in violation <strong>of</strong> the laws or customs<br />
<strong>of</strong> war’ 22 , or in violation <strong>of</strong> the international humanitarian law. Crimes affecting<br />
the environment during the time <strong>of</strong> war are certainly included in this broad<br />
definition <strong>of</strong> war crimes. <strong>The</strong> Nuremberg Tribunal Charter (Article 6-b) almost<br />
assured this understanding when it provided that wanton destruction <strong>of</strong> cities,<br />
towns or villages, or devastation not justified by military necessity constitute war<br />
crimes for which international criminal responsibility is established. Several other<br />
international instruments, including the 1949 Geneva Convention IV relative to the<br />
protection <strong>of</strong> civilian persons during the time <strong>of</strong> war and the 1977 protocols I and<br />
II additional to Geneva Conventions <strong>of</strong> 1949, codified customary international law
on the protection <strong>of</strong> the environment during the armed conflict times. Further, the<br />
Enmond Convention (1977) prohibits any acts, activities or operations bearing<br />
widespread, long-lasting or severe effects ‘as the means <strong>of</strong> destruction, damage, or<br />
injury’ to any State party to the Convention, or to the environment, whether in<br />
times <strong>of</strong> peace or armed conflict. Protection <strong>of</strong> the environment, as has been<br />
recognized and regulated in international law, extends to all environmental<br />
aspects, including historic and cultural dimensions 23 .<br />
Because it is evident that <strong>Iraq</strong>i authorities in Saddam Hussein’s regime,<br />
during and after times <strong>of</strong> armed conflict, have deliberately committed a wide range<br />
<strong>of</strong> illegal acts that fit within the definition <strong>of</strong> war crimes in international law – and<br />
because these wrongful acts have led to severe violations <strong>of</strong> human rights and<br />
environment, particularly within the southern part <strong>of</strong> the country and beyond its<br />
territory as well – the <strong>Iraq</strong>i <strong>of</strong>ficials, including Saddam Hussein and his<br />
subordinates who played a role in this disaster, should be held accountable for<br />
their commission <strong>of</strong> or participation in these war crimes.<br />
How can the <strong>Iraq</strong>i regime violations be addressed?<br />
With the existence <strong>of</strong> such numerous and gross violations <strong>of</strong> human rights, one<br />
must think logically <strong>of</strong> the best available approach through which this deteriorated<br />
situation can be addressed.<br />
Primarily, it is not sufficient for other States to politically condemn the<br />
policies <strong>of</strong> the <strong>Iraq</strong>i regime in the Marshlands (for example, through the<br />
resolutions already passed in the USA and the UK). Usually, such condemning<br />
resolutions have no do binding force and merely serve as non-binding<br />
recommendations. What is obviously needed is a substantive remedy that ensures<br />
several basic demands. Firstly, the remedy has to cease the inhuman activities <strong>of</strong><br />
the oppressive regime in <strong>Iraq</strong>. Second, it has to bring those who caused severe<br />
human rights violations in <strong>Iraq</strong> and neighbouring countries to justice. And thirdly,<br />
it has to redress the injured States and individuals for their losses, injuries and<br />
violated rights.<br />
Perhaps these various objectives are most likely to be attained through a<br />
court system mechanism. If we are to be able to bring the whole-related issues <strong>of</strong><br />
the war crimes committed by the <strong>Iraq</strong>i regime before a trustworthy judicial system<br />
– wherein judges are independent and impartial and guarantees <strong>of</strong> fair trial are<br />
ensured – then, the potentiality <strong>of</strong> achieving our goals will definitely be high.<br />
However, one has to realize from the start that, due to the repressive nature<br />
<strong>of</strong> the <strong>Iraq</strong>i regime, it is very unlikely that national courts and national jurisdiction<br />
in <strong>Iraq</strong>, at the time being, will be able to enforce this issue. <strong>The</strong> accountability <strong>of</strong><br />
the perpetrators and the remedies for the victims, therefore, are best sought outside<br />
the <strong>Iraq</strong>i national jurisdiction.<br />
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<strong>Iraq</strong>i jurisdiction<br />
<strong>The</strong>oretically, national courts in <strong>Iraq</strong> may entertain jurisdiction over the wrongful<br />
acts <strong>of</strong> Saddam Hussein and his subordinates in the Marshlands. <strong>The</strong> reality,<br />
however, as we should be aware <strong>of</strong> by now, is that this assumption is far from<br />
being useful due to the pressures that could be imposed upon the judiciary by the<br />
autocratic regime in the country 24 . Hence, we should ignore this option.<br />
<strong>The</strong> recognition <strong>of</strong> national courts’ jurisdiction in this case carries a unique<br />
opportunity for injured people to file claims <strong>of</strong> compensation against the <strong>Iraq</strong>i<br />
regime, hence produces useful results. But, as we have just seen, it is very unlikely<br />
that this issue can be handled within the national court system in <strong>Iraq</strong>.<br />
Can the liability <strong>of</strong> the <strong>Iraq</strong>i regime be established before Iranian courts or courts<br />
<strong>of</strong> other countries?<br />
Iranian jurisdiction<br />
An international border, as we have already seen, politically divides the<br />
Marshlands in <strong>Southern</strong> <strong>Iraq</strong>. However, they are still a single hydro-geomorphic<br />
unit. This definitely led to infringement <strong>of</strong> Iranian rights as a result <strong>of</strong> the drainage<br />
project, which permits Iran to claim that <strong>Iraq</strong>’s actions violate the general rules <strong>of</strong><br />
State responsibility in international law and constitute international crimes. <strong>The</strong>re<br />
are four principles in international law supporting the concerned State’s right to try<br />
perpetrators <strong>of</strong> crimes within its territory; namely, the territorial, the protective, the<br />
passive personality and the universality principles 25 .<br />
<strong>The</strong> territorial principle grants States original jurisdiction to determine the<br />
legal rules – including those related to criminal activities – applicable within their<br />
territories and appurtenances; and hence recognizes the concerned State’s right to<br />
bring to account whoever commits a crime within its territory. <strong>The</strong> protective<br />
principle provides that States should have the right to define what they consider<br />
threats or violations <strong>of</strong> their national interests, and exercise jurisdiction over such<br />
violations. <strong>The</strong> passive personality principle permits States the right to try aliens<br />
for acts harmful to nationals. And finally, the universality principle presumes that<br />
a court <strong>of</strong> law, in any State, shall have the right to try any person, regardless <strong>of</strong><br />
his/her nationality, if he/she is accused <strong>of</strong> committing crimes against the<br />
international public order and international law.<br />
In the light <strong>of</strong> these principles, one can easily recognize that the<br />
jurisdiction to try the perpetrators who committed crimes in the Marshlands is, in<br />
fact, a universal one; that means it is conferred upon courts in all States. As a<br />
result, and since part <strong>of</strong> the destruction <strong>of</strong> Marshlands and violations <strong>of</strong> their<br />
dwellers’ basic rights have taken place in the Iranian territory, Iranian courts may<br />
then entertain jurisdiction over such crimes in accordance with the national legal<br />
rules prescribing international crimes.
Jurisdiction <strong>of</strong> courts in other countries<br />
<strong>The</strong>re is a possibility that courts in other concerned countries may also entertain<br />
jurisdiction over such crimes in light <strong>of</strong> the broad meaning <strong>of</strong> these four flexible<br />
principles <strong>of</strong> international law. This will allow concerned States and injured<br />
persons to seek criminal proceedings against <strong>Iraq</strong>i <strong>of</strong>ficials and also file claims <strong>of</strong><br />
compensation against them before the court invited to exercise this jurisdiction.<br />
Practical difficulties<br />
<strong>The</strong> reality, however, is that many clearly seen and potentially unforeseen<br />
impediments could possibly preclude the process <strong>of</strong> bringing the <strong>Iraq</strong>i convicted<br />
persons before either Iranian courts or courts <strong>of</strong> any other countries who may<br />
claim jurisdiction over the indictment. Impediments related to the enforcement <strong>of</strong><br />
the judicial decisions, in both criminal and civil claims areas, remain the<br />
predominant difficulty in this respect.<br />
A more pragmatic solution for this problem, therefore, should be thought<br />
<strong>of</strong> in order to achieve international justice. <strong>The</strong> international justice system and<br />
international jurisdiction are perhaps the best path through this puzzling situation<br />
and provide remedies for the states concerned and injured individuals as well.<br />
Difficulties in establishing responsibility<br />
it may sound relatively easy to call for the establishing <strong>of</strong> the <strong>Iraq</strong>i regime<br />
responsibility for its wrongful acts in the Marshlands. But, in fact, the procedure is<br />
extremely difficult. What makes it troublesome are practical realities that prevent<br />
the establishment <strong>of</strong> the <strong>Iraq</strong>i regime’s responsibility on both national and<br />
international levels.<br />
On the national level, the current political position in the country within its<br />
constitutional framework makes it impossible to establish the responsibility <strong>of</strong> the<br />
ruling powers for any <strong>of</strong> their wrongful acts. At the apex <strong>of</strong> legal order comes the<br />
interim Constitution <strong>of</strong> the country (adopted in 1990) which theoretically provides<br />
for the protection <strong>of</strong> almost all basic human rights. Logically, <strong>Iraq</strong>i courts should<br />
entertain jurisdiction over all violations committed by Saddam Hussein’s regime<br />
which has affected the Marshlands and the people. But constitutional commands<br />
and legislative provisions regulating State responsibility, in reality, are usually<br />
viewed, in any tyranny government, as theoretical concepts rather than binding<br />
rules. What supports this view is the fact that the national judiciary cannot, in fact,<br />
be independent within the existence <strong>of</strong> such an authoritarian, repressive regime in<br />
the country 26 . <strong>The</strong>refore, it is very unlikely that the <strong>Iraq</strong>i regime could effectively<br />
be held responsible, at the national level, in accordance with national legal<br />
instruments and court systems.<br />
As to the responsibility on the international level, a problem also exists<br />
within the prevailing rules <strong>of</strong> international law today. <strong>International</strong> law<br />
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distinguishes, within the rules regulating State responsibility, between substantive<br />
rules on the one hand, and procedural rules on the other.<br />
In the <strong>Iraq</strong>i case, no doubt those severe violations <strong>of</strong> human rights and<br />
destructive drainage policies on the Marshlands infringe upon various substantive<br />
rules specified by treaties, international agreements and customary international<br />
law. <strong>The</strong>se rules, as we have already seen, require States, while exploiting their<br />
own natural resources, not to cause damage to the environment that belong either<br />
to them or to any other States. <strong>The</strong>y also require them to protect, respect and not to<br />
treat their citizens and other residents in an inhuman manner, either in times <strong>of</strong><br />
peace or war 27 .<br />
<strong>The</strong> predominant difficulty, however, belongs to the procedural rules <strong>of</strong><br />
responsibility in international law. It would have been ideal if a procedural<br />
mechanism was provided for in the United Nations Security Council resolution<br />
No. 687 (1991), or any consequent resolution, to try the <strong>Iraq</strong>i regime for<br />
violations <strong>of</strong> human rights and damage to the environment. <strong>The</strong> existing<br />
procedural rules, unfortunately, do not allow, and perhaps make it impossible, to<br />
hold the <strong>Iraq</strong>i regime responsible for its wrongful acts in the Marshlands <strong>of</strong><br />
southern <strong>Iraq</strong>. It is uncertain that such responsibility could be established under<br />
the UN resolution No. 687 (1991) in accordance with which <strong>Iraq</strong> was held<br />
responsible for direct loss damages and injuries resulting from its illegal invasion<br />
<strong>of</strong> Kuwait. <strong>The</strong> reason for this is that damages caused by drainage polices do not<br />
directly result from the <strong>Iraq</strong>i invasion <strong>of</strong> Kuwait and, therefore, are not governed<br />
by said resolution No. 687 (1991).<br />
Similar problems arise with some other international agreements in the<br />
area, such as the Kuwait Regional Convention for Co-operation on the Protection<br />
<strong>of</strong> the Marine Environment (1987). In accordance with this Convention (Article<br />
XXV), the settlement <strong>of</strong> any disputes between the contracting parties should be<br />
done through negotiation or any other peaceful means <strong>of</strong> their own choice. If this<br />
does not work out, the dispute should be submitted to the Judicial Commission for<br />
the Settlement <strong>of</strong> Disputes. Unfortunately, the contracting parties have not yet<br />
chosen the members <strong>of</strong> this commission, which means there is no possibility <strong>of</strong><br />
bringing any allegations against <strong>Iraq</strong> before such an unworkable mechanism.<br />
Any other available means will not provide a proper solution which can<br />
overcome the existing procedural difficulties, unless a binding international<br />
agreement, or resolution, is reached to move the process ahead.<br />
It is also difficult to be optimistic and anticipate the possibility <strong>of</strong> referring<br />
the case to the newly established <strong>International</strong> Criminal Court (ICC) 28 . <strong>The</strong> ICC<br />
will not be empowered to try the <strong>Iraq</strong>i regime crimes for two reasons: that the<br />
Convention establishing the court has not yet come into force, and that this court<br />
will try only acts committed following its establishment 29 .<br />
<strong>The</strong> possibility <strong>of</strong> establishing an ad hoc tribunal<br />
What can be done, therefore, to move this complicated process positively ahead is<br />
to exercise firm pressure, on both regional and international levels, to bring the
perpetrators before international justice embodied in an ad hoc international<br />
tribunal.<br />
<strong>The</strong> establishment <strong>of</strong> such tribunal seems to be the best way to bring<br />
Saddam Hussein and his subordinates before international justice for their war and<br />
environment crimes. <strong>The</strong> tribunal may be established pursuant to treaty concluded<br />
by the concerned and injured States. Alternatively, one may also envision that a<br />
UNSC resolution, similar to those <strong>of</strong> former Yugoslavia and Rwanda international<br />
criminal tribunals, will be passed to establish such court under Chapter VII <strong>of</strong> the<br />
UN Charter 30 . <strong>The</strong> first option is, in fact, a difficult one to achieve for various<br />
political reasons related to the countries concerned that may urge most <strong>of</strong> them to<br />
abandon this idea. Even if these countries managed to reach an agreement on<br />
establishing the court, this process will certainly take a long period <strong>of</strong> time before<br />
the hope <strong>of</strong> establishing the court and bringing the war criminals to justice can be<br />
realized.<br />
Perhaps it would be appropriate, therefore, if a new resolution is passed by<br />
the UN establishing a specialized court (similar to the international criminal courts<br />
for former Yugoslavia and Rwanda) to try the <strong>Iraq</strong>i regime for crimes against the<br />
people and environment since the <strong>Iraq</strong>i invasion <strong>of</strong> Kuwait.<br />
Nonetheless, power balances in the UNSC today do not allow for such a<br />
resolution to be easily reached, as there is no majority in support <strong>of</strong> this view.<br />
Permanent State members are divided into two groups, wherein the USA and the<br />
UK are on one side against the <strong>Iraq</strong>i regime, while France, China and Russia<br />
(together with a considerable number <strong>of</strong> non-permanent State members) are on the<br />
other side and increasingly supporting <strong>Iraq</strong>. <strong>The</strong> supporting countries used to have,<br />
and actually do still have, trading and commercial relations and interests in <strong>Iraq</strong>.<br />
Any further outside pressures on the existing regime in the country will definitely<br />
affect these relations negatively. At the time being, it is therefore very unlikely<br />
that the <strong>Iraq</strong> regime can, procedurally, be held responsible in light <strong>of</strong> the prevailing<br />
balances in the UNSC.<br />
Efforts to establish the tribunal should be continued<br />
<strong>The</strong> previous difficulties should not, however, affect our true belief in justice and<br />
the necessity <strong>of</strong> holding to account any person when he or she violates the<br />
people’s rights. <strong>The</strong> existing difficulties, which might appear somewhat<br />
discouraging, should not prevent us from proceeding to international justice. This<br />
will definitely require us to exert more intensive efforts, at both national and<br />
international levels, to facilitate the establishment <strong>of</strong> an ad hoc tribunal for <strong>Iraq</strong>. If<br />
we manage to achieve this goal, the <strong>Iraq</strong>i case in general, and the Marshlands case<br />
in particular, will then be administrated within the applicable peremptory norms <strong>of</strong><br />
international law. This will allow for international justice, at the end, to prevail,<br />
and this is, in fact, the actual goal <strong>of</strong> our mission.<br />
NOTES<br />
215
216<br />
1. <strong>The</strong> liability or responsibility theme is, in fact, so vital and serves as a good base to<br />
conduct further inquiries and studies on the more general topic <strong>of</strong> the Marshlands in<br />
<strong>Southern</strong> <strong>Iraq</strong>.<br />
2. State responsibility, including criminal responsibility, is now a well-established<br />
principle in international law. <strong>The</strong> international community has always expressed<br />
its concern on this issue and paid it a great deal <strong>of</strong> attention. At the United Nations<br />
level, as an example, the <strong>International</strong> Law Commission (ILC), in its 48th session,<br />
adopted a set <strong>of</strong> 20 articles constituting the draft code <strong>of</strong> crimes against the peace<br />
and security <strong>of</strong> mankind and commentaries thereto. <strong>The</strong> draft code regulated, inter<br />
alia, the origin <strong>of</strong> international responsibility, including the responsibility <strong>of</strong> a State<br />
for its internationally wrongful acts, the international crimes and their<br />
consequences. Article 53 provided that ‘an international crime committed by a<br />
State entails an obligation for every other State’. By virtue <strong>of</strong> this text, the ILC<br />
report commented, obligations are imposed on all States and the involvement <strong>of</strong> all<br />
States is believed to reflect the interest <strong>of</strong> all States in the prevention and<br />
suppression <strong>of</strong> international crimes which, by definition, impair ‘fundamental<br />
interests <strong>of</strong> the international community’. <strong>The</strong> report added that the obligations here<br />
are both negative and positive.<br />
In the first category, there are obligations <strong>of</strong> non-recognition and obligations to<br />
refrain from assisting the wrongdoing State. <strong>The</strong>se reflect an already well<br />
established practice. ‘<strong>The</strong> requirement <strong>of</strong> non-recognition can be seen, for example,<br />
in Security Council resolutions on Rhodesia (e.g. Security Council resolution<br />
216(1965)) and on Kuwait (e.g. Security Council resolution 661 (1990))’. <strong>The</strong><br />
obligation not to aid or assist a wrongdoing State finds reflection in Security<br />
Council resolutions on South Africa (e.g. Security Council resolution 301 (1971),<br />
418 (1977) and 569 (1985)) and on Portuguese Assistance to a State committing a<br />
crime would itself be an unlawful act, and is therefore properly prohibited.<br />
In the second category, the report added, are the positive obligations to<br />
cooperate with other States in carrying out their obligations and in any measures<br />
they may take to eliminate the consequences <strong>of</strong> a crime. All these obligations rest<br />
on the assumption <strong>of</strong> international solidarity in the face <strong>of</strong> an international crime.<br />
<strong>The</strong>y stem from a recognition that a collective response by all States is necessary to<br />
counteract the effects <strong>of</strong> an international crime. In practice, it is likely that this<br />
collective response will be coordinated through the competent organs <strong>of</strong> the United<br />
Nations – as in the case <strong>of</strong> the resolutions referred to above. It is not the function <strong>of</strong><br />
the present draft articles to regulate the extent or exercise <strong>of</strong> the constitutional<br />
power and authority <strong>of</strong> Charter organs – nor, in view <strong>of</strong> Article 103 <strong>of</strong> the Charter,<br />
is it even possible to do so. But apart from any collective response <strong>of</strong> States through<br />
the organized international community, the ILC believes that a certain minimum<br />
response to a crime is called for on the part <strong>of</strong> all States. Article 53 is drafted so as<br />
to express this minimum requirement, as well as to reinforce and support any more<br />
extensive measures which may be taken by States through international<br />
organizations in response to a crime.<br />
<strong>The</strong> ILC report is available online. See:<br />
http://www.un.org/law/ilc/reports/1996/96repfra.htm.
3. In a recent resolution (E/CN.4/2001/L.19) on the situation <strong>of</strong> human rights in<br />
<strong>Iraq</strong>, approved with a roll-call vote <strong>of</strong> 30 in favour, to 3 against and with 19<br />
abstaining, the United Nations Commission on Human Rights (57th session on 18<br />
April 2001) noted with dismay that there had been no improvement in this<br />
situation; so strongly condemned the systematic, widespread and extremely grave<br />
violations <strong>of</strong> human rights and international humanitarian law by the Government<br />
<strong>of</strong> <strong>Iraq</strong>, resulting in all-pervasive repression and oppression sustained by broadbased<br />
discrimination and widespread terror. Also, the Commission called upon the<br />
Government <strong>of</strong> <strong>Iraq</strong> to abide by its freely undertaken obligations under international<br />
human rights treaties and international humanitarian law to respect and ensure the<br />
rights <strong>of</strong> all individuals within its territory, and to put an end to all summary and<br />
arbitrary executions and to ensure that capital punishment would not be imposed<br />
for crimes other than the most serious and would not be pronounced in disregard <strong>of</strong><br />
international standards. In addition, the Commission requested the Government <strong>of</strong><br />
<strong>Iraq</strong> to bring the actions <strong>of</strong> its military and security forces into conformity with the<br />
standards <strong>of</strong> international law, in particular those <strong>of</strong> the <strong>International</strong> Covenant on<br />
Civil and Political Rights…etc.<br />
For further details, see:<br />
http://209.50.252.70/English/rights/180401_UNGAon<strong>Iraq</strong>.htm<br />
4. <strong>The</strong> 1994 report examined the implications <strong>of</strong> international environmental law for<br />
the development <strong>of</strong> the Tigris-Euphrates river basin by the drainage <strong>of</strong> the marshes<br />
in <strong>Southern</strong> <strong>Iraq</strong>. <strong>The</strong> examination was divided into two conceptual sections: the<br />
first dealt with principles <strong>of</strong> State responsibility for harm to extraterritorial<br />
environmental resources, and in particular the trans-boundary impacts <strong>of</strong> the use <strong>of</strong><br />
watercourse; the second discussed principles for the conservation <strong>of</strong> natural<br />
resources located within the sovereign territory <strong>of</strong> a State and which are <strong>of</strong> common<br />
international concern because <strong>of</strong> their biological characteristics and which are<br />
therefore subject to principles <strong>of</strong> international law designed for their protection.<br />
See: Part Six, p.153/p.166.<br />
5. Almost all specialized studies in this area do not pay attention to the rules <strong>of</strong><br />
responsibility at national level, despite the vital importance <strong>of</strong> this approach. If a<br />
serious assessment <strong>of</strong> this responsibility is really what we need to arrive at, then<br />
binding rules in both national law and international law should be consulted.<br />
6. <strong>The</strong> <strong>Iraq</strong>i political regime is widely known to be oppressive to its people and<br />
others. Over the years, it has continued to commit human rights violations within<br />
the country and beyond its territories as well. Political power in <strong>Iraq</strong> – in<br />
accordance with the country report on human rights practices in <strong>Iraq</strong> 2000, released<br />
by the United States Bureau <strong>of</strong> Democracy, Human Rights, and Labor February<br />
2001 – lies exclusively in a repressive one-party apparatus dominated by Saddam<br />
Hussein and members <strong>of</strong> his extended family. ‘<strong>The</strong> provisional Constitution <strong>of</strong><br />
1968 stipulates that the Arab Ba'th Socialist Party governs <strong>Iraq</strong> through the<br />
Revolutionary Command Council (RCC), which exercises both executive and<br />
legislative authority. President Saddam Hussein, who is also Prime Minister,<br />
Chairman <strong>of</strong> the RCC, and Secretary General <strong>of</strong> the Regional Command <strong>of</strong> the<br />
Ba'th Party, wields decisive power. Saddam Hussein and his regime continued to<br />
217
218<br />
refer to an October 1995 nondemocratic ‘referendum’ on his presidency, in which<br />
he received 99.96 percent <strong>of</strong> the vote. This ‘referendum’ included neither secret<br />
ballots nor opposing candidates, and many credible reports indicated that voters<br />
feared possible reprisal for a dissenting vote. Ethnically and linguistically the <strong>Iraq</strong>i<br />
population includes Arabs, Kurds, Turkomans, Assyrians, Yazidis, and Armenians.<br />
<strong>The</strong> religious mix is likewise varied and consists <strong>of</strong> Shi'a and Sunni Muslims (both<br />
Arab and Kurdish), Christians (including Chaldeans and Assyrians), Jews (most <strong>of</strong><br />
whom have emigrated), and a small number <strong>of</strong> Mandaeans. Civil uprisings have<br />
occurred in recent years, especially in the north and the south. <strong>The</strong> Government has<br />
reacted with extreme repression against those who oppose or even question it. <strong>The</strong><br />
judiciary is not independent, and the President may override any court decision.<br />
<strong>The</strong> Government's security apparatus includes militias attached to the President,<br />
the Ba'th Party, and the Interior Ministry. <strong>The</strong> security forces play a central role in<br />
maintaining the environment <strong>of</strong> intimidation and fear on which government power<br />
rests. Security forces committed widespread, serious, and systematic human rights<br />
abuses’.<br />
This report is available online. See:<br />
http://www.state.gov/g/drl/rls/hrrpt/2000/nea/index.cfm?docid=787.<br />
7. More details are contained in the above-mentioned US country report on human<br />
rights practices in <strong>Iraq</strong> for the Year 2000. <strong>The</strong> report deliberately showed that the<br />
<strong>Iraq</strong>i Government's human rights record remained extremely poor. Citizens do not<br />
have the right to change their government. <strong>The</strong> Government continued to execute<br />
summarily perceived political opponents and leaders in the Shi'a religious<br />
community. Reports suggest that persons were executed merely because <strong>of</strong> their<br />
association with an opposition group or as part <strong>of</strong> a continuing effort to reduce<br />
prison populations. <strong>The</strong> Government continued to be responsible for<br />
disappearances and to kill and torture persons suspected <strong>of</strong> – or related to persons<br />
suspected <strong>of</strong> – economic crimes, military desertion, and a variety <strong>of</strong> other activities.<br />
Security forces routinely tortured, beat, raped, and otherwise abused detainees.<br />
Prison conditions are extremely poor. <strong>The</strong> authorities routinely used arbitrary arrest<br />
and detention, prolonged detention, and incommunicado detention, and continued<br />
to deny citizens the basic right to due process. <strong>The</strong> judiciary is not independent.<br />
<strong>The</strong> Government continued to infringe on citizens’ privacy rights. <strong>The</strong> Government<br />
severely restricts freedom <strong>of</strong> speech, press, assembly, association, religion, and<br />
movement. <strong>The</strong> UN Commission on Human Rights and the UN General Assembly<br />
passed resolutions in April and November, respectively, criticizing the<br />
Government's suppression <strong>of</strong> these freedoms. Human rights abuses remain difficult<br />
to document because <strong>of</strong> the Government's efforts to conceal the facts, including its<br />
prohibition on the establishment <strong>of</strong> independent human rights organizations, its<br />
persistent refusal to grant visits to human rights monitors, and its continued<br />
restrictions designed to prevent dissent. Denied entry to <strong>Iraq</strong>, the Special<br />
Rapporteur bases his reports about the Government's human rights abuses on<br />
interviews with recent émigrés from <strong>Iraq</strong>, interviews with opposition groups and<br />
others that have contacts inside <strong>Iraq</strong>, and on published reports. Violence and<br />
discrimination against women occur. <strong>The</strong> Government has enacted laws affording a<br />
variety <strong>of</strong> protections to women; however, it is difficult to determine the practical
effects <strong>of</strong> such protections. <strong>The</strong> Government neglects the health and nutritional<br />
needs <strong>of</strong> children, and discriminates against religious minorities and ethnic groups.<br />
<strong>The</strong> Government severely restricts trade union rights. Child labour persists, and<br />
there were instances <strong>of</strong> forced labour. See:<br />
http://www.state.gov/g/drl/rls/hrrpt/2000/nea/index.cfm?docid=787.<br />
8. Reports and statements on human rights violations in <strong>Iraq</strong> are uncountable in their<br />
quantity and most <strong>of</strong> them are rich in their content. An example <strong>of</strong> this would be<br />
one <strong>of</strong> the frequent statements delivered by Mr. Max van der Stoel, the Special<br />
Rapporteur <strong>of</strong> the United Nations Commission on Human Rights, on the situation<br />
<strong>of</strong> human rights in <strong>Iraq</strong>. This is the statement he delivered before the fifty-third<br />
session <strong>of</strong> the UN Commission on Human Rights on April 11, 1997. In this<br />
statement, he explained that since 1991, the record <strong>of</strong> the <strong>Iraq</strong>i government has,<br />
unfortunately, been one <strong>of</strong> long-standing, wide-spread and systematic violation <strong>of</strong><br />
human rights. <strong>The</strong> politico-legal order in <strong>Iraq</strong> is, indeed, at the root <strong>of</strong> this situation.<br />
That is to say that the violation <strong>of</strong> human rights in <strong>Iraq</strong> is not only systematic, but it<br />
is also more fundamentally systemic. In the absence <strong>of</strong> any change in the politicolegal<br />
system, it is not surprising therefore to hear about continuing violations <strong>of</strong><br />
human rights throughout the country. While violations are to be found with regard<br />
to all types <strong>of</strong> human rights, they are particularly evident with regard to civil and<br />
political rights and also with regard to the rights to food and health. Fundamentally,<br />
there is no Rule <strong>of</strong> Law in <strong>Iraq</strong> with all power concentrated in the hands <strong>of</strong> the<br />
President who (through a complex, vast and infamous security apparatus which he<br />
controls) conducts life in <strong>Iraq</strong> as he wishes. In short, no political dissent is allowed:<br />
freedom <strong>of</strong> opinion, expression, association and assembly do not exist in <strong>Iraq</strong>. This<br />
results in widespread violation <strong>of</strong> the rights to liberty and to personal security.<br />
<strong>The</strong> statement is available online. See:<br />
http://209.50.252.70/English/rights/rights.htm.<br />
Further, recent, and fairly similar statements <strong>of</strong> Mr. Max van der Stoel on the<br />
situation <strong>of</strong> human rights in <strong>Iraq</strong> are also available online. For his statement on the<br />
31st <strong>of</strong> March 1999, see:<br />
http://209.50.252.70/English/rights/990331VanDerStoelReport.htm<br />
9. Some writers, however, require a connection between the kind and degree <strong>of</strong> this<br />
responsibility and the kind and degree <strong>of</strong> the concerned international personality.<br />
Hence, according to them, there can be no international responsibility without<br />
international personality comparable in kind and degree.<br />
See, as an example: Sunga L., ‘Individual Responsibility in <strong>International</strong> Law<br />
for Serious Human Rights Violations’, in volume 21 <strong>of</strong> the series <strong>of</strong> <strong>International</strong><br />
Studies in Human Rights, p. 139.<br />
10. <strong>The</strong> historical judgement <strong>of</strong> the Nuremberg Tribunal was delivered on the 30th<br />
<strong>of</strong> September 1946, and is available online. See:<br />
http://www.nizkor.org/hweb/imt/tgmwc/.<br />
11. <strong>The</strong> two tribunals were established pursuant to United Nation Security Council<br />
resolutions: 827 (1993) and 955 (1994), respectively.<br />
12. <strong>The</strong>re has been a serious debate, however, among international law jurists on the<br />
way that individualization <strong>of</strong> international criminal responsibility was achieved.<br />
219
220<br />
This extends to the role played by the Nuremberg tribunal in this respect.<br />
Consequently, it extends to whether this individualization was mainly introduced<br />
by the London Agreement for the Prosecution and Punishment <strong>of</strong> the Major War<br />
Criminals (the 8th <strong>of</strong> August 1945) in accordance to which the tribunal was<br />
established; and therefore, had, or had not, been part <strong>of</strong> any treaty law or customary<br />
international law before this agreement was concluded. Some writers did, in fact,<br />
attribute the individualization principle to the London agreement and deny any role<br />
for the tribunal in this process.<br />
See: Kelsen, ‘Will the Judgement in the Nuremberg Trail Constitute a Precedent<br />
in <strong>International</strong> Law?’ 1 <strong>International</strong> law Q. 161 (1947).<br />
13.<br />
Full text <strong>of</strong> the Statute and further helpful information are available online. See:<br />
http://www.un.org/law/icc/.<br />
14.<br />
Article 1 <strong>of</strong> the Statute explained that the Court shall have (complementary to<br />
national criminal jurisdiction) the power to bring persons to justice for the most<br />
serious crimes <strong>of</strong> international concern. War crimes, in accordance with Article 5<br />
and Article 8 <strong>of</strong> the Statute, fall within the complementary jurisdiction <strong>of</strong> the Court.<br />
15.<br />
See: Article 7 <strong>of</strong> the Statute. <strong>The</strong> indictment <strong>of</strong> Radovan Karadzic, former<br />
President <strong>of</strong> Bosnian Serb Administration, and Ratko Mladic, Commander <strong>of</strong> the<br />
Army <strong>of</strong> the Administration, made frequent reference to command responsibility in<br />
international law.<br />
16.<br />
See: Article 6 <strong>of</strong> the Statute.<br />
17.<br />
See: Articles 24 and 25 <strong>of</strong> the Statute.<br />
18.<br />
See: T. Wu and Y. Kang, ‘Criminal Liability for Actions <strong>of</strong> Subordinates, the<br />
Doctrine <strong>of</strong> Command Responsibility and its Analogues in the United States Law’,<br />
Harvard <strong>International</strong> Law Journal 83 (1997) p.272, p.291.<br />
199.<br />
Added in Rio Declaration.<br />
200.<br />
See: Philippe Sands, Principles <strong>of</strong> <strong>International</strong> Environmental Law, volume I<br />
(1995)186.<br />
21.<br />
See: <strong>The</strong> draft consultative bulletin <strong>of</strong> the 1994 <strong>AMAR</strong> study, An Environmental<br />
and Ecological study <strong>of</strong> the Marshlands <strong>of</strong> Mesopotamia, edited by Edward Maltby,<br />
p.155.<br />
22.<br />
This is the definition that was adopted in the London Charter for Nuremberg<br />
Tribunal.<br />
23.<br />
<strong>The</strong> protection meant here undoubtedly extends to the Marshlands. This is<br />
simply because the Marshlands are essential for the maintenance <strong>of</strong> a unique<br />
cultural heritage. <strong>The</strong>y bear global importance for wildlife and biodiversity. <strong>The</strong>y<br />
are important natural resources for <strong>Iraq</strong> and for the people beyond <strong>Iraq</strong>’s frontiers.<br />
<strong>The</strong>y are significant in the maintenance <strong>of</strong> environmental equality, and they are a<br />
rare and critically threatened wetland landscape within a desert environment. See:<br />
http://www.amarappeal.com/about5.htm<br />
24.<br />
It was reported that the judiciary in <strong>Iraq</strong> is not independent, since the government<br />
recognizes the existence <strong>of</strong> only one authority in the society, which is exercised by<br />
the Revolutionary Command Council and sub-divided into legislative,
administrative and judicial functions. <strong>The</strong> President may override any court<br />
decision.<br />
See: ‘Background Paper on Refugees and Asylum Seekers from <strong>Iraq</strong>’, the<br />
UNHCR, Centre for Document and Research, Geneva (ISSN-10208410), June<br />
2000, p.8.<br />
25. More details can be found in Brownlie I., Principles <strong>of</strong> Public <strong>International</strong> Law,<br />
4 th edition (1990) p. 300.<br />
26. <strong>The</strong> Constitution provides in its Article 60(a) that ‘the judiciary is independent<br />
and is subject to no other authority save that <strong>of</strong> the law’.<br />
27. See: Stockholm Declaration 1972, Rio Declaration 1992, Universal Declaration<br />
<strong>of</strong> Human Rights 1948, and Convention for the Prevention and Punishment <strong>of</strong> the<br />
Crime <strong>of</strong> Genocide 1951.<br />
28. Article 5 <strong>of</strong> the Rome Statute defines the crimes that fall within the jurisdiction<br />
<strong>of</strong> the court. It provides that:<br />
‘ 1. <strong>The</strong> jurisdiction <strong>of</strong> the court shall be limited to the most serious crimes <strong>of</strong><br />
concern to the international community as a whole. <strong>The</strong> court has jurisdiction in<br />
accordance with this Statute with respect to the following crimes:<br />
(a) <strong>The</strong> crime <strong>of</strong> genocide;<br />
(b) Crimes against humanity;<br />
(c) War crimes;<br />
(d) <strong>The</strong> crime <strong>of</strong> aggression.<br />
2. <strong>The</strong> court shall exercise jurisdiction over the crime <strong>of</strong> aggression once a<br />
provision is adopted in accordance with articles 121 and 123 defining the crime and<br />
setting out the conditions under which the court shall exercise jurisdiction with<br />
respect to this crime. Such a provision shall be consistent with the relevant<br />
provisions <strong>of</strong> the Charter <strong>of</strong> the United Nations’.<br />
29. Article 11 <strong>of</strong> the Rome Statute provides that:<br />
‘1. <strong>The</strong> Court has jurisdiction only with respect to crimes committed after the entry<br />
into force <strong>of</strong> this Statute.<br />
2. If a State becomes a party to this Statute after its entry into force, the Court may<br />
exercise its jurisdiction only with respect to crimes committed after the entry into<br />
force <strong>of</strong> this Statute for that State, unless that State has made a declaration under<br />
article 12, paragraph 3’.<br />
<strong>The</strong>re might be, however, slight possibilities before State parties to the Rome<br />
Statute to resort to the court under certain circumstances, but these are very slight<br />
and not effective at the time being.<br />
30. Jurisdiction over war crimes, human rights violations and the environment to be<br />
vested in this court are to be defined in the establishing instrument.<br />
221
14<br />
Water Rights and <strong>International</strong> Law<br />
Joseph W. Dellapenna<br />
1. <strong>The</strong> failure to create an international regime for the waters <strong>of</strong> the two rivers<br />
When the entire basin <strong>of</strong> the Euphrates and most <strong>of</strong> the basin <strong>of</strong> the Tigris were part <strong>of</strong><br />
the Ottoman Empire, there could be no international disputes over the Euphrates and<br />
there appear to have been few or no international disputes between the Ottoman and<br />
Safavid Empires (modern Turkey and Iran) regarding the Tigris. Although several treaties<br />
that attempted to define the boundary between the Ottomans and the Safavids between<br />
1847 and 1914 did deal, not altogether clearly, with a boundary line in the Shatt al-Arab,<br />
even these treaties were not concerned with consumptive uses <strong>of</strong> water. 1 <strong>The</strong> British<br />
conquered Mesopotamia during World War I; after the war, it was partitioned between a<br />
British Mandate over <strong>Iraq</strong>, a French Mandate over Syria, and a residual portion left to<br />
Turkey, creating the present state structure in the basin. Even after the division <strong>of</strong><br />
Mesopotamia among three states, no serious disputes arose until Syria announced its<br />
plans for the dam at Tabqa in 1974. 2 Before then, the uses <strong>of</strong> the several states simply<br />
were not sufficiently competitive for them either to attempt to codify their relations<br />
relative to water or to enter into serious disputes over water. <strong>The</strong> ensuing dispute between<br />
<strong>Iraq</strong> and Syria over the Tabqa Dam in 1974 focused attention on the law <strong>of</strong> the rivers in a<br />
way never before attempted. Turkish projects and proposals have further accentuated this<br />
attention.<br />
During the Mandate period, the British and the French did include promises to<br />
consult over their uses <strong>of</strong> the rivers, and established a consultative committee for this<br />
purpose. 3 A series <strong>of</strong> agreements between France and Turkey simply promised equal<br />
access without really addressing how the waters were to be shared. 4 Rather than<br />
establishing a regime for the twin rivers, these highly general agreements signaled the<br />
utter lack <strong>of</strong> interest in either Syria or Turkey in developing the waters <strong>of</strong> the Euphrates<br />
and the Tigris at that time. <strong>Iraq</strong>, however, was vitally interested.<br />
This pattern gave rise to a 1946 treaty (replacing a 1930 treaty to similar effect)<br />
between <strong>Iraq</strong> and Turkey in which each promised not to change the flow <strong>of</strong> the Euphrates<br />
without the consent <strong>of</strong> the other. 5 Turkey consented to <strong>Iraq</strong>’s construction <strong>of</strong> dams in<br />
Turkey to regulate the flow <strong>of</strong> the rivers in <strong>Iraq</strong>. 6 Arguably, the effect <strong>of</strong> these treaties<br />
was Turkish acceptance <strong>of</strong> an <strong>Iraq</strong>i vested right to receive water for its then established<br />
uses. <strong>Iraq</strong> never constructed the works in Turkey authorized by the 1946 treaty, perhaps<br />
because <strong>Iraq</strong> was unwilling to have its major water control facilities located outside its
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borders. A meeting <strong>of</strong> representatives <strong>of</strong> the three states in 1965 signaled only the demise<br />
<strong>of</strong> the treaty system. In follow-up bilateral talks, Syria expressly rejected any recognition<br />
<strong>of</strong> vested rights by <strong>Iraq</strong>. 7 No new agreement replaced the earlier treaties and each state<br />
began to construct new works without the consent <strong>of</strong> the other parties.<br />
Two consultative committees met intermittently, and eventually, in 1983, the two<br />
consultative committees were merged into a Trilateral Commission on the Tigris and the<br />
Euphrates. 8 That Commission, which has met sporadically, has been strictly limited to<br />
technical matters. None <strong>of</strong> the three states has attempted to involve the Trilateral<br />
Commission in their political disputes regarding the Euphrates or the Tigris. 9 Between<br />
1946 and 1990, the three states did not enter into any formal treaty relative to their shared<br />
waters. With the abandonment <strong>of</strong> any claims they might have had under the earlier<br />
treaties, the states have, in fact, no formal agreement allocating the waters <strong>of</strong> the two<br />
rivers.<br />
2. <strong>The</strong> customary international law <strong>of</strong> transboundary waters applied to the two<br />
rivers<br />
<strong>International</strong> law is in many respects still a relatively primitive legal system; that is, a<br />
system lacking centralized institutional structures for law-making and law-enforcing. It<br />
relies instead on the decentralized processes <strong>of</strong> self-help, agreement, and custom.<br />
<strong>International</strong> law is so primitive that some question whether it deserves to be called law<br />
at all. 10 <strong>The</strong> question arises because most people envision law as arising from a<br />
legislative act formally creating a highly determinate rule enforced by a policeman on the<br />
corner who will ‘take you in’ if you violate the ‘law’. This model in fact does not explain<br />
how ‘law’ actually works.<br />
How is customary law made?<br />
Consider the mundane example <strong>of</strong> traffic laws. In the United States, nearly everyone<br />
drives faster than the legal speed limit. <strong>The</strong>re could never be enough police to compel<br />
people to drive at or below the legal speed limit. <strong>The</strong> best the government can do is to<br />
keep most people driving not very much faster than the speed limit through selective<br />
enforcement targeted at those who drive really fast. Yet no one would be allowed to<br />
defend against a prosecution for speeding on the basis that the law is not effectively<br />
enforced or that the designated speed limit is not the law.<br />
Contrast traffic lights. If nearly every one were to disregard stoplights, the laws<br />
proscribing driving through those lights could no more be enforced than speed limits. Yet<br />
in the United States people seldom ignore stoplights. When only a few violate a rule, a<br />
small number <strong>of</strong> police are adequate to enforce the rule against the violators. Most people<br />
do not drive through stoplights because that is more dangerous than speeding, and would<br />
be suicidal if nearly every one did so. Yet most people perceive it as anti-social behavior;<br />
they condemn it as illegal, and not simply as stupid. This social sense <strong>of</strong> legitimacy<br />
makes law effective as law, even without clear rules or vigorous <strong>of</strong>ficial enforcement.<br />
Only because a legal rule is regarded as obligatory can a measure <strong>of</strong> coercion be attached<br />
to it; a legal rule is not obligatory because <strong>of</strong> coercion. 11
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<strong>International</strong> law operates on much the same basis, but without the superstructure<br />
<strong>of</strong> specialize institutions (executive, legislative, and judicial) with which we are familiar<br />
in modern national legal systems. To conclude from this lack that the international system<br />
does not have law confuses particular institutional arrangements with what law really is<br />
and how it really operates. Those institutions are <strong>of</strong>ten useful, and perhaps even<br />
necessary, in large communities. Corresponding institutions may yet develop for an<br />
international system with increasing numbers <strong>of</strong> states and other participants. Yet the<br />
absence <strong>of</strong> those institutions no more indicates an absence <strong>of</strong> law in the international<br />
system than the absence <strong>of</strong> those institutions indicated the lack <strong>of</strong> law in pre-industrial<br />
societies the world over. 12<br />
<strong>The</strong> creation <strong>of</strong> customary international law<br />
In the absence <strong>of</strong> treaty, international law arises through a process <strong>of</strong> claim and counterclaim<br />
that produces an explicit or implicit agreement <strong>of</strong> the participants to the<br />
controversy. 13 States on both sides <strong>of</strong> a controversy usually refer to international law as a<br />
primary justification <strong>of</strong> their claims and their practices, knowing full well the difference<br />
between appeals to law and appeals to morality. Diplomats <strong>of</strong>ten express this difference<br />
at appropriate points in their discourse. Reference to law ties the customary practice to a<br />
sense <strong>of</strong> legitimacy, and constitutes the practice as law in a highly decentralized and<br />
institutionally undeveloped system like international law. 14 A consistent pattern <strong>of</strong><br />
behavior joined with the sense that the practice is legally obligatory (the opinio juris)<br />
creates customary international law. 15<br />
Customary international law frequently remains ill defined and uncertain. Proving<br />
that a practice has crystallized as customary international law and the precise content <strong>of</strong><br />
any such custom is difficult, requiring research into the pr<strong>of</strong>essed reasons for state<br />
practices in <strong>of</strong>ten obscure sources. For this reason, states and international tribunals have<br />
recourse to the learning <strong>of</strong> leading scholars (termed ‘the most highly qualified publicists’<br />
in the Statute <strong>of</strong> the <strong>International</strong> Court <strong>of</strong> Justice) to search out what customary<br />
international law actually is. 16 Numerous sources <strong>of</strong> state practice and <strong>of</strong> evidence <strong>of</strong> the<br />
reasons for that practice are available. A widespread pattern <strong>of</strong> treaties or other<br />
international agreements, 17 votes in international assemblies, 18 or decisions by<br />
international courts or international arbitrators 19 can all demonstrate that a practice<br />
thought to be legally binding is so widely followed that it has become a rule <strong>of</strong> customary<br />
law binding even on states that are not parties to the treaty or proceedings. Even<br />
unilateral actions <strong>of</strong> states can demonstrate that a particular state embraces a particular<br />
customary rule <strong>of</strong> law. 20<br />
Customary international law empowers international actors by legitimating their<br />
claims while also limiting the claims they can make. Yet even when a norm <strong>of</strong> customary<br />
international law has been determined with some certainty, customary forms <strong>of</strong><br />
enforcement (through claim and counterclaim among states) ultimately come down to the<br />
law <strong>of</strong> the vendetta. Despite its institutional limitations, however, customary international<br />
law has worked fairly well when there were only a few participants in the international<br />
community and their wants were relatively simple and straightforward. Today customary<br />
international law operates without controversy in many areas. 21 <strong>The</strong> institutional<br />
limitations <strong>of</strong> international law have always been felt most seriously during major crises.
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A fully developed institutional framework is essential for any region facing increasingly<br />
desperate water shortages. Customary international law, by itself, is unable to solve the<br />
resulting contentious problems over transboundary water resources. 22 Yet even for the<br />
managing <strong>of</strong> transboundary water resources, the pattern <strong>of</strong> state claim and counterclaim,<br />
and <strong>of</strong> state behavior intended to make such claims remains consistent and in general<br />
terms is entirely predictable. So are the ultimate outcomes.<br />
3. <strong>The</strong> customary international law <strong>of</strong> transboundary waters<br />
Only riparian states, states along the boundary <strong>of</strong> which, or through which, a river flows,<br />
have any legal right to use the water <strong>of</strong> a river. 23 Otherwise, the patterns <strong>of</strong> international<br />
claim and counterclaim initially diverge sharply according to the riparian status <strong>of</strong> the<br />
state making the claim. <strong>The</strong> uppermost-riparian state initially claims ‘absolute territorial<br />
sovereignty’, 24 claiming the right to do whatever it chooses with the water regardless <strong>of</strong><br />
its effect on other riparian states. Downstream states generally open by claiming a right to<br />
the ‘absolute integrity <strong>of</strong> the river’, 25 claiming that upper-riparian states can do nothing<br />
that affects the quantity or quality <strong>of</strong> water that flows down the watercourse. Of course,<br />
neither claim can prevail, although the process <strong>of</strong> negotiating or otherwise arriving at a<br />
solution could require decades.<br />
<strong>The</strong> solution is a concept <strong>of</strong> ‘restricted sovereignty’ now generally referred to as<br />
the rule <strong>of</strong> equitable utilization. 26 Under this rule each state recognizes the right <strong>of</strong> all<br />
riparian states to use some water from a common source and the obligation to manage<br />
their uses so as not to interfere with like uses in other riparian states, allowing each state a<br />
‘reasonable share’ <strong>of</strong> the water.<br />
Equitable utilization has been applied in international judicial and arbitral<br />
awards, 27 adopted in innumerable treaties, 28 and supported by the near unanimous<br />
opinions <strong>of</strong> the most highly qualified publicists. 29 Finally, the principle was endorsed by<br />
the United Nations General Assembly as the dominant norm in the Convention on Non-<br />
Navigational Uses <strong>of</strong> <strong>International</strong> Watercourses. 30<br />
4. Claims and counter-claims relating to the two rivers<br />
Without either formal agreements or effective multilateral machinery for the international<br />
sharing <strong>of</strong> the waters <strong>of</strong> the two rivers, the states sharing the Mesopotamian basin have<br />
been left to the informal processes <strong>of</strong> claim and counter-claim that forms the method <strong>of</strong><br />
customary international law. <strong>The</strong> result has been some oral agreements, the meaning <strong>of</strong><br />
which, and even the existence <strong>of</strong> which, are disputed between the parties, in reference to<br />
the Euphrates. No promises have been made regarding the Tigris.<br />
In 1964, Turkey promised to assure a flow <strong>of</strong> 350 m 3 /sec <strong>of</strong> water in the<br />
Euphrates. 31 During the Tabqa Dam dispute, Turkey increased its promised releases to<br />
450 m 3 /sec. 32 Eventually, Syria also agreed to release an additional 200 mcm (million<br />
cubic meters) a year from Lake Assad to ameliorate the <strong>Iraq</strong>i complaints, but insisted that<br />
it did so as an accommodation and not because <strong>of</strong> any legal right in <strong>Iraq</strong>. 33 Syria’s legal
226<br />
position during the disputes with <strong>Iraq</strong> over the Euphrates took the form <strong>of</strong> the classic<br />
claim <strong>of</strong> absolute sovereignty, ignoring its position down river from Turkey on both the<br />
Euphrates and the Tigris and down river from Lebanon on the Orontes.<br />
In 1990, Turkey’s Prime Minister pledged to assure a flow <strong>of</strong> the Euphrates <strong>of</strong><br />
500 m 3 /sec through the recently completed Ataturk Dam, 34 a rate <strong>of</strong> flow that could allow<br />
only about 9,000 mcm annually to flow down to Syria and <strong>Iraq</strong>, far below what those<br />
states were using. Turkey also considers this promise a matter <strong>of</strong> accommodation, and not<br />
a legal obligation, even though the promise was included in a bilateral agreement<br />
between Syria and Turkey signed in 1987. 35 Turkey has not entirely lived up to this<br />
promise, but then neither has Syria lived up to its promises in the same agreement not to<br />
allow anti-Turkish activities (by the Kurdish Workers Party) on Syrian soil. 36 Turkey has,<br />
on at least one occasion, released water from the dam to maintain the flow at 500 m 3 /sec.,<br />
thereby delaying the filling <strong>of</strong> the reservoir. Turkey has also virtually closed down the<br />
Euphrates for one winter month in 1990 and again during the Gulf War, reducing the<br />
flow to 125 m 3 /sec in order to accelerate the filling <strong>of</strong> the reservoir behind the Ataturk<br />
Dam. 37 <strong>Iraq</strong> and Syria protested vigorously the small amount <strong>of</strong> water in the Euphrates,<br />
rejecting Turkish claims to absolute sovereignty. 38<br />
<strong>Iraq</strong>’s claim to the absolute integrity <strong>of</strong> the river was consistent with its approach<br />
toward its other neighbors, particularly Syria. Syria was embarrassed by its earlier claims<br />
<strong>of</strong> absolute sovereignty in water disputes with downstream neighbors, and continued to<br />
do so vis-à-vis <strong>Iraq</strong>, Israel, and Jordan, yet Syria demanded a ‘reasonable share’ <strong>of</strong> the<br />
flow <strong>of</strong> the Euphrates against Turkey. 39 As the proposed guaranteed flow was adequate<br />
to meet Syrian needs (if Syria disregarded any obligation to deliver water to <strong>Iraq</strong>), Syria<br />
did not persist in its objections.<br />
<strong>Iraq</strong> has gone further than Syria, demanding that Turkey respect the absolute<br />
integrity <strong>of</strong> the river, or at least that Turkey cause ‘no harm’ to established uses<br />
downstream. 40 <strong>Iraq</strong> faces a real possibility <strong>of</strong> a near exhaustion <strong>of</strong> the Euphrates as a<br />
source <strong>of</strong> water by Syria and Turkey; it therefore has had no option but to continue its<br />
objections to Turkey’s activities. <strong>The</strong> seriousness <strong>of</strong> the difficulties facing <strong>Iraq</strong> was made<br />
clear when <strong>Iraq</strong> and Syria signed an agreement on April 16, 1990, to share whatever<br />
water reaches Syria from Turkey on the basis <strong>of</strong> 42 percent to Syria and 58 percent to<br />
<strong>Iraq</strong>. 41 If optimistic estimates <strong>of</strong> Syria receiving 15,000 mcm <strong>of</strong> water in the Euphrates<br />
were realized, this agreement would reduce <strong>Iraq</strong>’s present usage from the river by about<br />
half. 42 Syria would lose nearly half <strong>of</strong> its planned usage as well, and if actual deliveries<br />
were to fall below this level, the outcome would be even worse for <strong>Iraq</strong> and Syria. None<br />
<strong>of</strong> this takes account <strong>of</strong> the fact that, increasingly, the water reaching Syria and especially<br />
<strong>Iraq</strong> will be degraded return-flows <strong>of</strong> ever poorer quality, or that something like 5,000<br />
mcm must remain in the Euphrates if one is to maintain any sense <strong>of</strong> ecological<br />
integrity. 43 <strong>The</strong>se figures raise real questions about how seriously <strong>Iraq</strong> can rely on the<br />
Syrian promise when Syria continues with plans to increase its use and when the relations<br />
between <strong>Iraq</strong> and Syria are so hostile in other respects.<br />
<strong>Iraq</strong> faced an even greater risk when Turkey proposed to sell water to nations<br />
outside the basin <strong>of</strong> the two rivers. <strong>The</strong> proposal to export water from the upper<br />
Euphrates to nations outside the watershed <strong>of</strong> the river generated major regional
227<br />
opposition, particularly from <strong>Iraq</strong>. 44 At the very least, such exports demonstrate that<br />
Turkey does not need the water it is storing from the Euphrates, and thus that <strong>Iraq</strong> and<br />
Syria’s ‘equitable shares’ should be larger than Turkey would concede to them. Even<br />
exporting the water from other rivers rather than directly from the Euphrates would not<br />
seriously undermine <strong>Iraq</strong>i arguments, as they could legitimately argue that directly or<br />
indirectly Euphrates water will be used to replace the exported water. 45 As a result <strong>of</strong><br />
these concerns, the <strong>Iraq</strong>is demand that the water flowing in the Euphrates at the Syrian-<br />
Turkish border be increased from 500 m 3 /sec. to 700 m 3 /sec. 46<br />
Even apart from its proposals for selling water, Turkey has found itself caught<br />
between its development desires and its need to appear to be a ‘good neighbor’ as it seeks<br />
membership in the European Union. 47 Turkey thus has consistently portrayed itself as a<br />
peaceful state seeking a cooperative result with its co-riparians based upon technical<br />
solutions. 48 Turkey’s claimed legal position, however, belies such a posture. In particular,<br />
the Turks claim that the Euphrates and Tigris Rivers are ‘transboundary’ rivers rather<br />
than ‘international’ rivers, and thus not subject to the rule <strong>of</strong> equitable utilization. 49<br />
Turkey claims absolute sovereignty over its ‘transboundary rivers’ before they across the<br />
border, analogizing to the absolute ownership <strong>of</strong> oil by states where oil fields are<br />
located. 50 Turkey also would restrict negotiations to the main stem <strong>of</strong> the river, ignoring<br />
the contributions <strong>of</strong> any tributaries, basing this position on principles adopted at the<br />
Congress <strong>of</strong> Vienna in 1815.<br />
Turkey’s legal claims contradict the customary international law <strong>of</strong> transboundary<br />
waters. 51 <strong>The</strong> Vienna Congress principles deal only with freedom <strong>of</strong> navigation, and not<br />
with the allocation <strong>of</strong> water to consumptive uses. 52 Even the analogy to oil does not hold<br />
up, as it ignores the obligation <strong>of</strong> ‘equitable pooling’ imposed upon transboundary oil<br />
fields. 53 <strong>The</strong> Turkish position must be considered flat out wrong.<br />
Turkey adopted such a dubious legal position because its position in any dispute<br />
resolution focusing on equitable utilization is bound to be weak. Turkey has abundant<br />
sources <strong>of</strong> water other than the Euphrates and the Tigris; those two rivers comprise only<br />
about 45 percent <strong>of</strong> the total water resources available to Turkey. 54 In contrast, those<br />
rivers comprise about 80 percent <strong>of</strong> the water resources <strong>of</strong> Syria, and 98 percent <strong>of</strong> the<br />
surface waters available to <strong>Iraq</strong>. 55 In light <strong>of</strong> these facts, Turkey cannot validly claim the<br />
lion’s share <strong>of</strong> the water from those two rivers, whether for its own consumption, for sale<br />
to other nations, or to replace other waters to be sold to the other nations. 56 On the other<br />
hand, <strong>Iraq</strong> in particular cannot claim a vested right to continue its highly inefficient<br />
water-use practices. 57 Nor should Turkey have to bear the entire cost <strong>of</strong> building the<br />
necessary facilities to assure adequate water supplies to <strong>Iraq</strong> and Syria, although those<br />
two states have not expressed any willingness to pay part <strong>of</strong> the cost <strong>of</strong> adapting Turkey’s<br />
facilities to their needs. 58 Ultimately, the needs <strong>of</strong> the entire fertile crescent can only be<br />
met by the sort <strong>of</strong> regional management arrangement. 59<br />
5. <strong>The</strong> Rights <strong>of</strong> ‘Peoples’ to Water<br />
Traditional international law considered only the rights <strong>of</strong> nations in their relationships<br />
among themselves. Increasingly since World War II, however, international law includes<br />
within its scope the rights <strong>of</strong> individuals, ‘peoples’, and other collective groups. 60 As part
228<br />
<strong>of</strong> this movement, international increasingly imposes obligations on states towards the<br />
people who are citizens <strong>of</strong> or reside in their nation as well as towards obligations toward<br />
other states. 61<br />
Often these obligations take the form <strong>of</strong> the recognition <strong>of</strong> human rights as<br />
obligatory on states. Initially human rights addressed the rights <strong>of</strong> individuals only, 62 but<br />
increasingly these rights address the rights <strong>of</strong> ‘peoples’. 63 While there is no precise<br />
definition <strong>of</strong> a ‘people’, the idea captured in this word is a group <strong>of</strong> people who share a<br />
common identity – based on language, culture, and religion – and accept that they have a<br />
common future. 64 <strong>The</strong>re are two ‘peoples’ in <strong>Iraq</strong> that arguably have interests and needs<br />
distinct from those <strong>of</strong> the government in Baghdad – the Kurds, and the Marsh Arabs.<br />
This is not the place to consider the full range <strong>of</strong> issues that arise from the claim<br />
that the Kurds or the Marsh Arabs constitute separate ‘peoples’. Here we can only briefly<br />
consider the rights, if any, those ‘peoples’ regarding the internationally shared fresh<br />
waters. For the Kurds in northern <strong>Iraq</strong>, realizing those rights would not be such a<br />
problem. <strong>The</strong> Kurds already control the <strong>Iraq</strong>i dams in their territory, and being upstream<br />
from Baghdad, they are in an advantageous position vis-à-vis the government. 65<br />
Unfortunately for the Marsh Arabs, their position is just the opposite.<br />
Increasingly international law recognizes the rights <strong>of</strong> ‘indigenous peoples’ to<br />
maintain their traditional lifestyles. 66 Central to this right is the right to sufficient water to<br />
assure the ecological integrity <strong>of</strong> the water sources on which the ‘people’ depends. 67 As<br />
already noted, some have estimated this as requiring that at least 5,000 mcm must remain<br />
in the Euphrates if one is to maintain any sense <strong>of</strong> ecological integrity. 68 <strong>International</strong> law<br />
also recognizes a right to development. 69 While the precise content <strong>of</strong> a right to<br />
development remains disputed, some have found in it a right to the water necessary for<br />
the receiving community to develop and flourish. 70 Altogether, these various principles<br />
present a compelling case for the recognition <strong>of</strong> a legal right <strong>of</strong> Marsh Dwellers to the<br />
water necessary to restore, maintain, and develop the water-based systems on which their<br />
culture and their economic life has traditionally depended. Whether such a legal right can<br />
be realized in the primitive institutional structure <strong>of</strong> international law remains to be seen.<br />
6. Toward integrated management<br />
<strong>The</strong> problem is how to allocate equitably the waters <strong>of</strong> the two rivers, especially <strong>of</strong> the<br />
Euphrates. <strong>The</strong> existing informal agreements arguably do so, with Turkey promising to<br />
deliver 500 m 3 /sec. on the Euphrates at the Syrian border, and Syria promising to <strong>Iraq</strong> not<br />
to consume more than 42 percent <strong>of</strong> the water that arrives at its border with Turkey. 71 Yet<br />
none <strong>of</strong> the states treat the agreements as final or definitive. Given the pressures <strong>of</strong><br />
population growth, wasteful and extravagant usage <strong>of</strong> water, the as yet largely<br />
unrecognized need <strong>of</strong> water to assure some level <strong>of</strong> ecological integrity, and mutual<br />
hostility, a final and definitive determination <strong>of</strong> the equitable shares <strong>of</strong> <strong>Iraq</strong> and Syria will<br />
not be easy to achieve. 72<br />
Even if the states were to agree to a partition <strong>of</strong> the waters, this would be a less<br />
than optimum solution. With each nation undertaking to store and develop its own share<br />
<strong>of</strong> the waters, excessive storage capacity will probably be built in the region. Leaving
229<br />
aside excessive storage capacity, there will be excessive and unnecessary evaporation<br />
losses because so much <strong>of</strong> the storage capacity will be built on the hot, dry plains <strong>of</strong> <strong>Iraq</strong><br />
with the reservoir spreading over a large surface area, rather than in the relatively cool<br />
and narrow gorges <strong>of</strong> Turkey. 73 In addition, each nation will build diversion and drainage<br />
works that are either duplicative or reciprocal, i.e., with roughly parallel canals carrying<br />
water in the same direction or on opposite directions on either side <strong>of</strong> a border, when a<br />
single canal (or perhaps no canal at all) would achieve the same or similar value with far<br />
less economic and environmental costs than would be under the unilateral approach to<br />
water management that results from partition. All <strong>of</strong> this is without considering the<br />
likelihood <strong>of</strong> cheating and the difficulty <strong>of</strong> monitoring compliance under a partitioning<br />
approach, not to mention the rigidity <strong>of</strong> the system in the face <strong>of</strong> impending global<br />
warming. 74 Finally, such an approach is likely to exacerbate the tendency to ignore the<br />
water needs <strong>of</strong> sustaining natural ecosystems, such as in the marshes in southern <strong>Iraq</strong>.<br />
With each country feeling constrained to fully develop its ‘share’, none is likely to view<br />
water left in the river as anything other than a waste.<br />
<strong>The</strong> restricted sovereignty approach to internationally shared waters rests<br />
ultimately on the concept <strong>of</strong> an international drainage basin as a coherent juridical and<br />
managerial unit, a concept widely supported by naturalists, engineers, and economists. 75<br />
<strong>The</strong> notion gives rise to the concept <strong>of</strong> integrated, basin-wide management <strong>of</strong> water<br />
resources transcending national (and other) frontiers. <strong>The</strong> United Nations has endorsed<br />
this principle at just about every opportunity. 76 This goal, the avoidance <strong>of</strong> the<br />
inefficiencies, and the other problems inherent in partition, can only be avoided by<br />
creating a regional water management authority including (at the least) <strong>Iraq</strong>, Syria, and<br />
Turkey, with appropriate recognition <strong>of</strong> the rights <strong>of</strong> ‘peoples’ living in those states yet<br />
not accorded the status <strong>of</strong> states. It would be better, but not essential, to include Iran,<br />
given its relation to the Tigris River. A regional relationship involving at least the three<br />
active riparian states (<strong>Iraq</strong>, Syria, and Turkey), is easy to envision but would likely be<br />
extraordinarily difficult to realize given the hostilities between or even within these<br />
states. 77 Enlarging it either to the west (Iran) or to the southwest (Israel, Jordan, Lebanon,<br />
Palestine) would be even more difficult. Only the extreme need likely to emerge as global<br />
warming becomes a reality is likely to overcome this hostility, if it does not prompt<br />
‘water wars’ instead.<br />
On the positive side, one can note that the four riparian states (Iran, <strong>Iraq</strong>, Syria,<br />
and Turkey) all share a common legal and cultural tradition regarding their approach to<br />
water management issues derived from the traditional Islamic law, the shari‘a. Indeed,<br />
the very word shari‘a literally means ‘the path to the watering place.’ 78 Shari‘a allocates<br />
community water among users and calls upon water users from time to time to maintain<br />
the communal water system. 79 That all potential participants share a tradition <strong>of</strong><br />
centralized management <strong>of</strong> water for the benefit <strong>of</strong> the entire community suggests that<br />
integrated management on a regional basis could be accepted by the several nations. In<br />
addition, despite the hostilities between and within these nations which might lead one to<br />
expect fighting rather than sharing to be the normal response to water crisis, there is in<br />
fact considerable evidence that water is simply too important to fight over. 80 Each nation<br />
should recognize that it will receive significant benefits from the integrated management<br />
scheme. 81 If they do so, they can be expected to discover the necessary steps to
230<br />
accommodate themselves to the requirements <strong>of</strong> the cooperative or integrated<br />
management arrangement. All that is required is some political imagination and the<br />
political will to place the needs <strong>of</strong> the community ahead <strong>of</strong> the needs <strong>of</strong> the political<br />
leadership <strong>of</strong> the community.<br />
NOTES<br />
1<br />
Protocol <strong>of</strong> Constantinople, signed 17 November 1913, Persia-Turkey, reprinted in<br />
(<strong>Iraq</strong>i) Ministry <strong>of</strong> Foreign Aff., <strong>Iraq</strong>i Letter to the Secretary-General, 29 November<br />
1934, 1935 League <strong>of</strong> Nations Official Journal 16, App. 2 (‘<strong>Iraq</strong>i Letter’); Treaty <strong>of</strong><br />
Erzerum, reprinted in 101 Clive Parry, Consolidated Treaty Series 86; & in <strong>Iraq</strong>i Letter,<br />
App. 1. See Joseph Dellapenna, ‘<strong>The</strong> Two Rivers and the Lands Between: Mesopotamia<br />
and the <strong>International</strong> Law <strong>of</strong> Transboundary Waters’, Brigham Young University Journal<br />
<strong>of</strong> Public Law, volume 10, 1996, pp. 213-61, at p. 236; Kaiyan Homi Kaidobad, ‘<strong>The</strong><br />
Shatt-al-Arab River Boundary: A Legal Reappraisal’, British Yearbook <strong>of</strong> <strong>International</strong><br />
Law, vol. 56, 1985, pp. 49-109.<br />
2<br />
See the text at notes 32-33.<br />
3<br />
Convention on Certain Points Connected to the Mandates <strong>of</strong> Syria, the Lebanon,<br />
Palestine, and Mesopotamia, signed 23 December 1920, France-United Kingdom, art. 3,<br />
22 League <strong>of</strong> Nations Treaty Series (‘LNTS’) 353. Hasam Chalabi & Tarek Majzoub,<br />
‘Turkey, the Waters <strong>of</strong> the Euphrates and Public <strong>International</strong> Law’, in J.A. Allan &<br />
Chibli Mallat eds., Water in the Middle East: Legal, Political and Commercial<br />
Implications, pp. 189-235, at p. 193 (London: I.B. Tauris Publishers, 1995).<br />
4<br />
Final Demarcation Protocol <strong>of</strong> Commission on the Turco-Syrian Frontier, signed 3 May<br />
1930, France-Turkey, cl. 2, United Nations, Legislative Texts and Treaty Provisions<br />
Concerning the Utilization <strong>of</strong> <strong>International</strong> Rivers for Other Purposes than Navigation,<br />
no. 94, ST/LEG/SER.B/12 (1964) (‘United Nations, Legislative Texts’); Treaty <strong>of</strong><br />
Friendship and Good Neigborliness, signed 30 May 1926, France-Turkey, art. 13, 56<br />
LNTS 194; Agreement with a View to Promoting Peace, signed 20 October 1921,<br />
France-Turkey, art. 12, 14 LNTS 177. See Dellapenna, ‘Two Rivers’, pp. 237-38.<br />
5<br />
Protocol Relative to the Regulation <strong>of</strong> the Waters <strong>of</strong> the Tigris and Euphrates, signed 29<br />
March 1946, <strong>Iraq</strong>-Turkey, arts. 4, 5, 37 United Nations Treaty Series (‘UNTS’) 280. See<br />
Dellapenna, ‘Two Rivers’, p. 238.<br />
6<br />
Protocol Relative to the Regulation <strong>of</strong> the Waters <strong>of</strong> the Tigris and Euphrates, art. 6.<br />
7<br />
Dellapenna, ‘Two Rivers’, p. 238.<br />
8<br />
Nurit Kliot, Water Resources and Conflict in the Middle East p. 162 (London:<br />
Routledge, 1994); Dellapenna, ‘Two Rivers’, pp. 238-39; George Gruen, ‘Recent<br />
Negotiations over the Waters <strong>of</strong> the Euphrates and Tigris’, in Glenn Stout & Radwan Al-<br />
Weshah eds., Proceedings <strong>of</strong> the <strong>International</strong> Symposium on Water Resources in the<br />
Middle East: Policy and Institutional Aspects, pp. 100-07, at p. 104 (Urbana, IL:<br />
<strong>International</strong> Water Resources Association, 1993).<br />
9<br />
Gruen, ‘Recent Negotiations’, pp. 100-01.<br />
10<br />
Robert MacLean, ‘Does Anyone Still Ask the Question: “Is <strong>International</strong> Law Really<br />
Law?” ’, Juridical Review, volume 1991, pp. 230-49.
11 Arthur Goodhart, English Law and the Moral Law 17 (London: Stevens, 1953). See<br />
also Dellapenna, ‘Two Rivers’, pp.239-41; G.G. Fitzmaurice, ‘<strong>The</strong> Foundations <strong>of</strong> the<br />
Authority <strong>of</strong> <strong>International</strong> Law’, Modern Law Review, volume 19, 1956, pp. 1-13.<br />
12 Michael Barkun, Law without Sanctions (New Haven: Yale University Press, 1968);<br />
Victor Li, Law without Lawyers (Boulder, CO: Westview Press, 1978).<br />
13 Myres McDougal & Norbert Schlei, ‘<strong>The</strong> Hydrogen Bomb Test in Perspective: Lawful<br />
Measures for Security’, Yale Law Journal, volume 64, 1955, pp. 648-710.<br />
14 Ian Brownlie, Principles <strong>of</strong> Public <strong>International</strong> Law, pp. 31-32 (Oxford: Clarendon<br />
Press, 4 th ed. 1990); Anthony D’Amato, <strong>The</strong> Concept <strong>of</strong> Custom in <strong>International</strong> Law, pp.<br />
51, 88 (Ithaca, NY: Cornell University Press, 1971); Karol Wolfke, Custom in Present<br />
<strong>International</strong> Law, pp. 52-56, 160-68 (Dordrecht, <strong>The</strong> Netherlands: Martinus Nijh<strong>of</strong>f<br />
Publishers, 2 nd rev. ed. 1993).<br />
15 Statute <strong>of</strong> the <strong>International</strong> Court <strong>of</strong> Justice, art. 38(1) (b).<br />
16 Ibid, art. 38(1)(d). See also Dellapenna, ‘Two Rivers’, pp.241-43.<br />
17 Brownlie, Principles, pp. 11-14.<br />
18 Ibid, pp. 14-15, 30-31.<br />
19 Ibid, pp. 19-24.<br />
20 Ibid, p. 5.<br />
21 Louis Henkin, How Nations Behave, pp. 25-26, 47, 89-98, 320-21 (New York:<br />
Columbia University Press, 2 nd ed. 1979); Oscar Schachter, <strong>International</strong> Law in <strong>The</strong>ory<br />
and Practice (<strong>The</strong> Hague: Kluwer Law <strong>International</strong>, 1995); Ian Brownlie, ‘<strong>The</strong> Reality<br />
and Efficacy <strong>of</strong> <strong>International</strong> Law’, British Yearbook <strong>of</strong> <strong>International</strong> Law, volume 52,<br />
1981, pp. 1-8.<br />
22 Joseph Dellapenna, ‘Treaties as Instruments for Managing <strong>International</strong>ly Shared<br />
Water Resources: Restricted Sovereignty vs. Community <strong>of</strong> Property’, Case Western<br />
Reserve Journal <strong>of</strong> <strong>International</strong> & Comparative Law, volume 26, 1994, pp. 27-56.<br />
23 United Nations Convention on the Law <strong>of</strong> Non-Navigational Uses <strong>of</strong> <strong>International</strong><br />
Watercourses, art. 4, approved 21 May 1997, UN Doc. No. A/51/869 (‘UN Convention’).<br />
See generally Dellapenna, ‘Two Rivers’, pp.244-45.<br />
24 Stephen McCaffrey, ‘Second Report on the Law <strong>of</strong> Non-Navigational Uses <strong>of</strong><br />
<strong>International</strong> Watercourses’, UN Doc. A/CN.4/348, [1986] II Yearbook <strong>of</strong> the<br />
<strong>International</strong> Law Commission, pp. 88-144, at pp. 105-10; Albert Utton, ‘<strong>International</strong><br />
Streams and Lakes Generally’, in Robert Beck ed., Waters and Water Rights, ch. 49<br />
(Charlottesville, VA: Michie Co., 1991); § 49.02(1).<br />
25 Utton, ‘<strong>International</strong> Streams’, § 49.02(2).<br />
26 UN Convention, art. 5; McCaffrey, ‘Second Report’, at 110-33; Dellapenna, ‘Two<br />
Rivers’, pp.245-50; Utton, ‘<strong>International</strong> Streams’, § 49.02(3).<br />
27 <strong>The</strong> Danube River Case (Hungary v. Slovakia), 1997 ICJ No. 92; <strong>The</strong> Territorial<br />
Jurisdiction <strong>of</strong> the <strong>International</strong> Commission <strong>of</strong> the Oder River, [1929] P.C.I.J., ser. A,<br />
No. 23, p. 27; <strong>The</strong> Lake Lanoux Arbitration (France v. Spain), 24 I.L.R. 101 (1957).<br />
28 Dellapenna, ‘Treaties’; Utton, ‘<strong>International</strong> Streams’, § 49.03(a).<br />
29 E.g., Brownlie, Principles, pp. 271-76; Janos Bruhàcs, <strong>The</strong> Law <strong>of</strong> Non-Navigational<br />
Uses <strong>of</strong> <strong>International</strong> Watercourses (Dordrecht: Martinus Nijh<strong>of</strong>f, 1993); Eyal Benvenisti<br />
& Haim Gvirtzman, ‘Harnessing <strong>International</strong> Law to Determine Israeli-Palestinian<br />
Water Rights: <strong>The</strong> Mountain Aquifer’, Natural Resources Journal, volume 33, 1993, pp.<br />
543-67; Chalabi & Majzoub, ‘Turkey’; Tiyanjana Maluwa, ‘Towards an<br />
231
232<br />
<strong>International</strong>ization <strong>of</strong> the Zambezi River Regime: <strong>The</strong> Role <strong>of</strong> <strong>International</strong> Law in the<br />
Common Management <strong>of</strong> an <strong>International</strong> Watercourse’, Comparative and <strong>International</strong><br />
Law Journal <strong>of</strong> South Africa, volume 25, 1992, pp. 20-43; Stephen Schwebel, ‘<strong>The</strong> Law<br />
<strong>of</strong> Non-Navigational Uses <strong>of</strong> <strong>International</strong> Watercourses’, U.N. Doc. A/CN.4/348, [1982]<br />
II Yearbook <strong>of</strong> the <strong>International</strong> Law Commission pp. 65-198, at pp. 76-82; Utton,<br />
‘<strong>International</strong> Streams’.<br />
30 UN Convention, arts. 5, 7.<br />
31 Kliot, Water Resources and Conflict, p. 161; Dellapenna, ‘<strong>The</strong> Two Rivers’, p. 250.<br />
32 Kliot, Water Resources and Conflict, p. 161.<br />
33 Ibid, at 161-62; Dellapenna, ‘<strong>The</strong> Two Rivers’, pp. 226-29.<br />
34 Kliot, Water Resources and Conflict, p. 162; Chalabi & Majzoub, ‘Turkey’, pp. 207-<br />
08, 215; Dellapenna, ‘<strong>The</strong> Two Rivers’, pp. 229-32, 250-51; Gruen, ‘Recent<br />
Negotiations’, p. 280; Shahim Tekeli, ‘Turkey Seeks Reconciliation for the Water Issue<br />
Induced by the Southeastern Anatolian Project (GAP)’, Water <strong>International</strong>, volume 15,<br />
1990, pp. 206-16, at p. 210.<br />
35 Chalabi & Majzoub, ‘Turkey’, p. 213; Dellapenna, ‘<strong>The</strong> Two Rivers’, pp. 251-52;<br />
Gruen, ‘Recent Negotiations’, pp. 101-03, 105-06.<br />
36 Gruen, ‘Recent Negotiations’, pp. 102-03.<br />
37 Kliot, Water Resources and Conflict, pp. 128, 162; Dellapenna, ‘<strong>The</strong> Two Rivers’, pp.<br />
251-52; Gruen, ‘Recent Negotiations’, at 105.<br />
38 Kliot, Water Resources and Conflict, p. 123; Dellapenna, ‘<strong>The</strong> Two Rivers’, p. 252;<br />
Gruen, ‘Recent Negotiations’, at 101; Tekeli, ‘Turkey Seeks Reconciliation’, p. 211.<br />
39 Kliot, Water Resources and Conflict, p. 123; Dellapenna, ‘<strong>The</strong> Two Rivers’, p. 252.<br />
40 Kliot, Water Resources and Conflict, p. 123; Dellapenna, ‘<strong>The</strong> Two Rivers’, pp. 252-<br />
54; Gruen, ‘Recent Negotiations’, pp. 101, 105.<br />
41 Kliot, Water Resources and Conflict, pp. 149, 162; Dellapenna, ‘<strong>The</strong> Two Rivers’, pp.<br />
252-53; Gruen, ‘Recent Negotiations, p. 100.<br />
42 Chalabi & Majzoub, ‘Turkey’, pp. 204, 208; Dellapenna, ‘<strong>The</strong> Two Rivers’, p. 253.<br />
43 Kliot, Water Resources and Conflict, pp. 149-50; Dellapenna, ‘<strong>The</strong> Two Rivers’, p.<br />
253.<br />
44 Dellapenna, ‘<strong>The</strong> Two Rivers’, pp. 233-35, 253-55; Gruen, ‘Recent Negotiations’, p.<br />
282.<br />
45<br />
Kliot, Water Resources and Conflict, p. 132; George Gruen, ‘Contribution <strong>of</strong> Water<br />
Imports to Israeli-Palestinian-Jordanian Peace,’ in Jad Isaac & Hillel Shuval eds., Water<br />
and Peace in the Middle East, pp. 273-300, at pp. 282-83 (Amsterdam: Elsevier, 1994);<br />
Boaz Wachtel, ‘<strong>The</strong> Peace Canal Project: A Multiple Conflict Resolution Perspective for<br />
the Middle East’, in Isaac & Shuval, Water and Peace, pp. 363-74, at pp. 365-67.<br />
46<br />
Kliot, Water Resources and Conflict, p. 162; Chalabi & Majzoub, ‘Turkey’, at 207;<br />
Dellapenna, ‘<strong>The</strong> Two Rivers’, p. 254; Gruen, ‘Contribution <strong>of</strong> Water Imports’, p. 282;<br />
Gruen, ‘Recent Negotiations’, at 104; Tekeli, ‘Turkey Seeks Reconciliation’, p. 210;<br />
Wachtel, ‘Peace Canal Project’, at 366-67.<br />
47<br />
Kliot, Water Resources and Conflict, pp. 163, 167; Tekeli, ‘Turkey Seeks<br />
Reconciliation’.<br />
48<br />
Özden Bilen, Turkey and Water Issues in the Middle East (Ankara: GAP, 1997); Kliot,<br />
Water Resources and Conflict, p. 163; Özden Bilen, ‘A Technical Perspective on<br />
Euphrates-Tigris Basin’, in Ali Íhsan Bagis ed., Water as an Element <strong>of</strong> Cooperation and
Development in the Middle East, pp. 81-100 (Ankara: Hacettepe University, 1994);<br />
Dellapenna, ‘<strong>The</strong> Two Rivers’, pp. 254-55; Tekeli, ‘Turkey Seeks Reconciliation’, p.<br />
214.<br />
49<br />
Kliot, Water Resources and Conflict, pp. 162-63; Chalabi & Majzoub, ‘Turkey’, at<br />
209-12; Dellapenna, ‘<strong>The</strong> Two Rivers’, p. 255; Gruen, ‘Recent Negotiations’, at 101;<br />
Yüksel Ínan, ‘Legal Dimentions (sic) <strong>of</strong> <strong>International</strong> Watercourse (Euphrates and<br />
Tigris), in Bagis, ed., Water as an Element <strong>of</strong> Cooperation, pp. 223-37.<br />
50<br />
Chalabi & Majzoub, ‘Turkey’, at 208-09, 212-13, 215, 226 n.113; Gruen, ‘Recent<br />
Negotiations’, at 101.<br />
51<br />
UN Convention, art. 2(A); <strong>International</strong> Law Association, <strong>The</strong> Helsinki Rules on the<br />
Uses <strong>of</strong> the Waters <strong>of</strong> <strong>International</strong> Rivers, arts. 2, 3 (Rep. <strong>of</strong> the 52 nd Conf., adopted at<br />
Helsinki, 20 August 1966); Chalabi & Majzoub, ‘Turkey’, pp. 215-29; Dellapenna, ‘<strong>The</strong><br />
Two Rivers’, pp. 255-57; Gruen, ‘Recent Negotiations’, at 101.<br />
52<br />
Georges Kaeckenbeeck, <strong>International</strong> Rivers 37-61 (New York, Oceana Publications,<br />
[1919] 1959).<br />
53 Rainer Lagoni, ‘Oil Deposits across National Frontiers’, American Journal <strong>of</strong><br />
<strong>International</strong> Law, volume 73, 1979, pp. 215-43; Alberto Székely, ‘<strong>The</strong> <strong>International</strong><br />
Law <strong>of</strong> Substantive Transboundary Hydrocarbon Resources: Legal Limits to Behavior<br />
and Experiences for the Gulf <strong>of</strong> Mexico’, Natural Resources Journal, volume 26, 1986,<br />
pp. 733-68; Alberto Székely et al., ‘Transboundary Hydrocarbon Resources: <strong>The</strong> Puerto<br />
Vallarta Draft Treaty’, Natural Resources Journal, volume 31, 1991, pp. 609-52; Albert<br />
Utton & Paul McHugh, ‘On an Institutional Arrangement for Developing Oil and Gas in<br />
the Gulf <strong>of</strong> Mexico’, Natural Resources Journal, volume 26, 1986, pp. 717-32.<br />
54 Kliot, Water Resources and Conflict, pp. 134-35, 150; John Kolars, ‘Water Resources<br />
in the Middle East’, in Eric Schiller ed., Sustainable Water Resources Management in<br />
Arid Countries: Middle East and North Africa pp. 103-19, at p. 117 (Urbana, IL:<br />
<strong>International</strong> Water Resources Association, 1992).<br />
55 Kliot, Water Resources and Conflict, pp. 138, 143, 150.<br />
56 Ibid, pp. 150, 171-72.<br />
57 Kliot, Water Resources and Conflict, pp. 146, 150, 158, 163-64; Walid Saleh,<br />
‘Development Projects on the Euphrates’, in Abdel Majid Farid & Hussein Sirriyeh eds.,<br />
Israel and Arab Water pp. 69-74, at pp. 73-74 (London: Ithaca Presss, 1985).<br />
58 Kliot, Water Resources and Conflict, pp. 163-64.<br />
59 Chalabi & Majzoub, ‘Turkey’, at 227-29; Bilen, ‘Technical Perspective’; John Kolars,<br />
‘Managing the Impact <strong>of</strong> Development: <strong>The</strong> Euphrates and Tigris Rivers and the Ecology<br />
<strong>of</strong> the Arabian Gulf-A Link in Forging Tri-Riparian Cooperation’, in Bagis, ed., Water as<br />
an Element <strong>of</strong> Cooperation, pp. 129-53; Tekeli, ‘Turkey Seeks Reconciliation’, p. 215;<br />
Ilter Turan, ‘Politics <strong>of</strong> Water and the Role <strong>of</strong> Regional Organizations: <strong>The</strong> Middle East’,<br />
in Stout & Al-Weshah, Proceedings, pp. 152-58. See generally Utton, ‘<strong>International</strong><br />
Streams’, § 49.08.<br />
60 Danzig Railway Officials (Poland v. Danzig), PCIJ, Series B, no. 15 (1928), reprinted<br />
in 4 Int’l L. Rep. 287; Brownlie, Principles, pp. 67-69, 553-602; Werner Levi,<br />
Contemporary <strong>International</strong> Law: A Concise Introduction pp. 50-51 (Boulder, CO,<br />
Westview Press, 2 nd ed., 1991); Ignaz Seidl-Hohenveldern, Corporations in and under<br />
<strong>International</strong> Law (Cambridge, Grotius Publiccations, 1987); Malcolm Shaw,<br />
<strong>International</strong> Law pp. 178-81 (Cambridge, Grotius Publiccations, 3 rd ed. 1991).<br />
233
234<br />
61 E.g., Universal Declaration <strong>of</strong> Human Rights, GA Res. 217 (III), 10 December 1948<br />
(vote: 48-0, 8 abstentions); Convention on the Prevention and Punishment <strong>of</strong> the Crime<br />
<strong>of</strong> Genocide, GA Res. 2670, Dec. 9, 1948, UN Doc. A/810, p. 174; <strong>International</strong><br />
Covenant on Civil and Political Rights, GA Res. 2200, 16 December 1966, 21 GAOR<br />
Supp. 16, UN Doc. A/6316, 999 UNTS 171 (‘ICCPR’); <strong>International</strong> Covenant on<br />
Economic, Social, and Cultural Rights, GA Res. 2200, 16 December 1966, 21 GAOR<br />
Supp. 16, UN Doc. A/6316, 993 UNTS 3 (‘ICESCR’); Henry Steiner & Philip Alston,<br />
<strong>International</strong> Human Rights in Context: Law, Politics, Morals (Oxford, Oxford<br />
University Press, 2 nd ed., 2000).<br />
62 E.g., Philip Jessup, ‘Responsibility <strong>of</strong> States for Injuries to Individuals’, Columbia Law<br />
Review, volume 46, 1946, pp. 903-28; Hersch Lauterpacht, ‘<strong>The</strong> Subjects <strong>of</strong> the Law <strong>of</strong><br />
Nations’, Law Quarterly Review, volume 63, 1947, pp. 438-60.<br />
63 James Crawford, ed., <strong>The</strong> Rights <strong>of</strong> Peoples (Oxford, Clarendon Press, 1988).<br />
64 E.g., ICCPR, art. 1; ICESCR, art. 1; Convention Concerning Indigenous and Tribal<br />
Peoples in Independent Countries (ILO Convention 169), 27 June 1989, reprinted in<br />
<strong>International</strong> Legal Materials, volume 28, 1989, pp. 1382-92; Convention Concerning<br />
the Protection and Integration <strong>of</strong> Indigenous and Other Tribal and Semi-Tribal<br />
Populations in Independent Countries (ILO Convention 107), 26 June 1957, 328 UNTS<br />
274; Declaration on the Rights <strong>of</strong> Persons Belonging to National or Ethnic, Religious or<br />
Linguistic Minorities, GA Res. 47/135, 18 December 1992, 47 UN GAOR no. 49, UN<br />
Doc. A/47/49; Catherline Brölman, René Lefeber, & Marjoleine Zieck, eds., Peoples and<br />
Minorities in <strong>International</strong> Law (Dordrecht, Martinus Nijh<strong>of</strong>f, 1993); Steiner & Alston,<br />
<strong>International</strong> Human Rights, pp. 1301-04; Gregory Fox, Self-Determination in the Post-<br />
Cold War Era: A New <strong>International</strong> Focus?’, Michigan Journal <strong>of</strong> <strong>International</strong> Law,<br />
volume 16, 1995, pp. 743-81; Martti Koskenniemi, ‘National Self-Determination Today:<br />
Problems <strong>of</strong> Legal <strong>The</strong>ory and Practice, <strong>International</strong> and Comparative Law Quarterly,<br />
volume 43, 1994, pp. 241-69; Benedict Kingsbury, ‘Indigenous Peoples in <strong>International</strong><br />
Law’, American Journal <strong>of</strong> <strong>International</strong> Law, volume 92, 1998, pp. 414-57; Diane<br />
Orentlicher, ‘Separation Anxiety: <strong>International</strong> Responses to Ethno-Separatist Claims’,<br />
Yale Journal <strong>of</strong> <strong>International</strong> Law, volume 23, 1998, pp. 1-78.<br />
65 <strong>The</strong> Kurds could also claim to be a ‘people’ with rights to water in Syria and Turkey,<br />
although there their position would not be so advantageous. Kliot, Water Resources and<br />
Conflict, pp. 125, 165; Terje Tvedt, ‘<strong>The</strong> Struggle for Water in the Middle East’, in<br />
Schiller ed., Sustainable Water Resources Management, pp. 13-29, at pp. 17-18.<br />
66 E.g., UN Convention, art. 20; <strong>International</strong> Law Association, ‘Rules on the<br />
Relationship between Water, Other Natural Resources and the Environment’, art. 1(a)<br />
(Rep. <strong>of</strong> the 59th Conf., Belgrade 1980) UN Convention on the Protection and Uses <strong>of</strong><br />
Transboundary Watercourses and <strong>International</strong> Lakes, signed at Helsinki, 17 March<br />
1992, arts. arts. 2(2)(b), 2(5)(c), 2(7). 3(1)(f), (g), UN Doc. E/ECE/1267; Agreement on<br />
the Cooperation for the Sustainable Development <strong>of</strong> the Mekong River Basin, signed 5<br />
April 1995, Cambodia-Laos-Thailand-Vietnam, arts. 3, 7, reprinted in <strong>International</strong><br />
Legal Materials, volume 34, 1995, pp. 864-80; Rio Declaration on Environment and<br />
Development, Prs. 2, 7, UN Doc. A/CONF.151/5/Rev. 1 (1992).<br />
67 E.g., Rio Declaration, Prs. 10, 22; UN Convention on Biological Diversity, Diversity<br />
Convention, 5 June 1992, arts. 8(j), 10(d), UN Doc. DPI/1307, reprinted in <strong>International</strong><br />
Legal Materials, volume 31, 1992, pp. 818-41.
68<br />
Kliot, Water Resources and Conflict, pp. 149-50; Dellapenna, ‘<strong>The</strong> Two Rivers’, p.<br />
253.<br />
69<br />
Declaration on the Right to Development, GA Res. 41/128, 4 December 1986 (vote:<br />
146-1). See also Charter <strong>of</strong> Economic Rights and Duties <strong>of</strong> States, GA Res. 3281<br />
(XXIX), UN Doc. A/9631 (1974); Programme <strong>of</strong> Action on the Establishment <strong>of</strong> a New<br />
<strong>International</strong> Economic Order, GA Res. 3202 (S-VI), UN Doc. A/9559 (1973);<br />
Declaration on the Establishment <strong>of</strong> a New <strong>International</strong> Economic Order, GA Res. 3201<br />
(S-VI), UN Doc. A/9559 (1973); Declaration <strong>of</strong> UN Development Decades, GA Res.<br />
2626 (XXV), 24 October 1970; GA Res. 2552 (XXIV) (1969) (Declaration on Social<br />
Progress and Development); David Forsythe ed., Human Rights and Development:<br />
<strong>International</strong> Views (New York, St. Martin’s Press, 1989); UN Secretariat, <strong>The</strong><br />
<strong>International</strong> Dimensions <strong>of</strong> the Right to Development as a Human Right, UN Doc.<br />
E/CN.4/1334 (1979); UN Secretariat, Regional and National Dimensions <strong>of</strong> the Right to<br />
Development as a Human Right, UN Doc. E/CN.4/1421 (1980).<br />
70<br />
Charles Bourne, ‘<strong>The</strong> Right to Utilize the Waters <strong>of</strong> <strong>International</strong> Rivers’, Canadian<br />
Yearbook <strong>of</strong> <strong>International</strong> Law, volume 3, 1965, pp. 187-264, at pp. 192-95; Stephen<br />
McCaffrey, ‘A Human Right to Water: Domestic and <strong>International</strong> Implications’,<br />
Georgetown <strong>International</strong> Environmental Law Review, volume 5, 1992, pp. 1-24.<br />
71<br />
See the text at notes 34-38, 41-43.<br />
72<br />
Kliot, Water Resources and Conflict, pp. 100-72, 270-72; Chalabi & Majzoub,<br />
‘Turkey’, pp. 213-14; Dellapenna, ‘<strong>The</strong> Two Rivers’, pp. 257-58; Gruen, ‘Recent<br />
Negotiations’.<br />
73<br />
Kliot, Water Resources and Conflict, pp. 122, 136. More than half <strong>of</strong> the current<br />
evaporation losses already occur in <strong>Iraq</strong>.<br />
74<br />
Joseph Dellapenna, ‘Adapting the Law <strong>of</strong> Water Management to Global Climate<br />
Change and Other Hydropolitical Stresses,’ Journal <strong>of</strong> the American Water Resources<br />
Association, volume 35, 1999, pp. 1301-26; Gretta Goldenman, ‘Adapting to Climate<br />
Change: A Study <strong>of</strong> <strong>International</strong> Rivers and <strong>The</strong>ir Legal Arrangements’, Ecology Law<br />
Quarterly, volume 17, 1990, pp. 741-802; A. Dan Tarlock, ‘How Well Can <strong>International</strong><br />
Water Allocation Regimes Adapt to Global Climate Change?’, Journal <strong>of</strong> Land Use and<br />
Environmental Law, volume 15, 2000, pp. 423-49.<br />
75<br />
Ludwik Teclaff, <strong>The</strong> River Basin in History and Law (Buffalo, NY: W.S. Hein, 1967);<br />
Dellapenna, ‘<strong>The</strong> Two Rivers’, pp. 258-59; Stephen McCaffrey, ‘<strong>International</strong><br />
Organizations and the Holistic Approach to Water Problems’, Natural Resources<br />
Journal, volume 31, 1991, pp. 139-65; Utton, ‘<strong>International</strong> Streams’, § 49.09; Xue<br />
Hanqin, ‘Relativity in <strong>International</strong> Water Law’, Colorado Journal <strong>of</strong> <strong>International</strong><br />
Environmental Law and Policy, volume 3, 1992, pp. 45-57.<br />
76<br />
Report <strong>of</strong> the United Nations Water Conference, Mar del Plata, 14-25 March, 1977, at<br />
53, U.N. Doc. No. E.77.II.A.12 (recommendations 90, 91); Colombo Declaration, U.N.<br />
Doc. No. St./ECAFE/Ser.F/19, at 61 (1962). See also Dellapenna, ‘<strong>The</strong> Two Rivers’, pp.<br />
258-59.<br />
77<br />
Dellapenna, ‘<strong>The</strong> Two Rivers’, pp. 259-61. For examples <strong>of</strong> how this might be done,<br />
see Nurit Kliot, Deborah Shmueli, and Uri Shamir, Institutional Frameworks for the<br />
Management <strong>of</strong> Transboundary Water Resources (Haifa: Water Research Institute,<br />
Technion, 1998); Joseph Dellapenna, ‘Designing the Legal Structures <strong>of</strong> Water<br />
235
236<br />
Management Needed to Fulfill the Israeli-Palestinian Declaration <strong>of</strong> Principles’,<br />
Palestine Yearbook <strong>of</strong> <strong>International</strong> Law, volume 7, 1994, pp. 63-103.<br />
78 Chibli Mallat, ‘<strong>The</strong> Quest for Water Use Principles: Reflections on Shari’a and<br />
Custom in the Middle East, in Allan & Mallat eds., Water in the Middle East, pp. 127-37,<br />
at p. 128.<br />
79 Yahya ben Adam (A. Ben Shemesh ed.), Kitab al-Kharaj p. 55 (Leiden: Brill Press,<br />
1967); A.M.A. Maktari, Water Rights and Irrigation Practices in Lahj: A Study <strong>of</strong> the<br />
Application <strong>of</strong> Customary and Shari’ah Law in South-West Arabia. (Cambridge:<br />
Cambridge University Press 1971); Mallat, ‘<strong>The</strong> Quest for Water Use Principles’. See<br />
also Dellapenna, ‘<strong>The</strong> Two Rivers’, pp. 259-60.<br />
80 Dellapenna, Treaties, pp. 27-33; Aaron Wolf, ‘Conflict and Cooperation along<br />
<strong>International</strong> Waterways’, Water Policy, volume 1, 1998, pp. 251-65.<br />
81 O. Al-Jayyousi & G. Abu-Lebdeh, ‘Evaluating Potential Water Conflict along the<br />
Euphrates River: Strategies for Cooperation, in Stout & Al-Weshah, Proceedings, pp. 84-<br />
85
15<br />
A Personal Testimony<br />
Amir Hayder<br />
<strong>The</strong> wound is very deep, painful and perpetual. Upon the smallest touch it bleeds again.<br />
I was born and brought up in a large old established family in Baghdad city with a<br />
great and excellent family relations and values. My father’s cousin is a famous Arabic<br />
poet and has a monument in one <strong>of</strong> Baghdad’s squares till now; my mother’s cousin was<br />
a minister in the <strong>Iraq</strong>i government in the 1950s. I finished my secondary schooling with a<br />
high and excellent degree, which allowed me to enter the medical school in the<br />
University <strong>of</strong> Baghdad, from which I finished with an MB ChB degree with distinction in<br />
1981. This allowed me to be appointed as a medical doctor in the Medical City Teaching<br />
Hospital in the centre <strong>of</strong> Baghdad.<br />
My family’s own tragedy – I say ‘own’ because most <strong>of</strong> <strong>Iraq</strong>’s families have their<br />
different tragedies following the coming <strong>of</strong> the Ba’ath party to authority in <strong>Iraq</strong> in 1968 –<br />
started in 1977 when my younger brother was arrested during a religious ceremony.<br />
Being a Shi‘a family, politically independent, and not affiliated to the Ba’ath party were<br />
the main reasons for our family’s tragedy. My younger brother at that time was only 17;<br />
he was released after two weeks <strong>of</strong> intensive interrogation and torture to be followed by<br />
endless torment. After that the <strong>Iraq</strong>i security forces put our family under siege using<br />
frequent interrogation and continuous investigations.<br />
In November 1980, during his second year <strong>of</strong> study for an Electric Engineering<br />
BSc degree in Sulaimaniyya University, my same brother was rearrested again and held<br />
incommunicado till now. We do not know anything about the reason for his arrest, nor<br />
where he is or his fate. We tried by all available means to find him or discover anything<br />
about him, but we failed. <strong>The</strong> more we enquired about him the more we faced<br />
humiliation and torture until we were forced to deny him. In the meantime, the security<br />
forces were subjecting us to continuous emotional and physical torture, our house was<br />
searched many times without a warrant and we were threatened with arrest and even<br />
death.<br />
All these events forced my family members to flee our home country <strong>Iraq</strong>. My<br />
father and older siblings fled <strong>Iraq</strong> one by one to avoid suspicion. My broken hearted<br />
mother stayed behind longer, hoping to see or find out about her detained son mentioned<br />
above. My youngest brother and I stayed behind too; I was in my final year at medical<br />
school and stayed to look after my mother, and my youngest brother was too young to<br />
leave his mother. A few weeks later, travelling abroad from <strong>Iraq</strong> was restricted due to the<br />
<strong>Iraq</strong>i–Iranian war and ordinary <strong>Iraq</strong>i people were not allowed to leave the country.<br />
During that period and over the following few years, the living circumstances in<br />
<strong>Iraq</strong> concerning the three <strong>of</strong> us had become extremely difficult and unbearable,
238<br />
emotionally and physically, day after day and month after month, with continuous<br />
harassment and threats from the security forces for the above reasons and for the added<br />
reason that the rest <strong>of</strong> my family was abroad.<br />
One evening in April 1984, while I was back home on a week’s leave from<br />
compulsory military national service, I was arrested by five armed men in civilian<br />
clothing who were driving two cars in a main street; they had forced me to stop my car.<br />
Without saying anything, they started punching and kicking me everywhere, handcuffed<br />
me and pushed me into one <strong>of</strong> their cars. <strong>The</strong>n they drove me blindfolded and handcuffed<br />
to a place that I discovered later was one <strong>of</strong> the security forces’ headquarters buildings in<br />
Baghdad.<br />
During that evening, another unforgettable long chapter <strong>of</strong> torture and suffering<br />
began. I was taken straight into the interrogation room; a few people were there. While I<br />
was still blindfolded and handcuffed, one <strong>of</strong> them started to accuse me and make various<br />
charges: for instance, that I am affiliated to the Da‘awa party against the ruling Ba‘ath<br />
party, that I carry explosive materials and distribute them to Da‘awa party members, that<br />
I deliver regular medical treatment to injured Da‘awa party members in secret places, and<br />
that my brothers abroad are politically active against the ruling Ba‘ath party, as well as<br />
the fact that I have a brother who is a political detainee.<br />
When I strongly denied the above charges – I really did not have anything to do<br />
with them or the Da‘awa party, and told them I did not have any contact with my brothers<br />
abroad – they released my hands from the handcuffs, but I remained blindfolded. <strong>The</strong>y<br />
stripped me completely naked and handcuffed me again, but this time with my hands<br />
behind my back.<br />
<strong>The</strong>n they lifted me up in standing position on to a wheeled metal table and<br />
attached the chain <strong>of</strong> the handcuffs to a hook in the ceiling, then pushed the wheeled table<br />
from underneath my feet away. So, suddenly I was suspended in the air by my wrists<br />
handcuffed behind my back, with a feeling <strong>of</strong> excruciating pain in my shoulders, upper<br />
arms and wrists. At the same time one person started pulling my legs down exerting more<br />
pressure on my shoulders and wrists and other persons began beating me up on all parts<br />
<strong>of</strong> my head and torso using fists, rubber truncheons and a wooden club. While I was<br />
hanging, beating was interrupted by electric shocks applied by means <strong>of</strong> clamps attached<br />
to sensitive parts <strong>of</strong> my body including my ears, kidney regions and genitals.<br />
<strong>The</strong> above methods <strong>of</strong> torture carried on during the first night for nearly four<br />
hours, with resting periods <strong>of</strong> about five minutes, during which they pulled the wheeled<br />
table underneath my feet to let me stand on it, for every half hour <strong>of</strong> torture. During the<br />
resting periods the interrogating <strong>of</strong>ficer repeatedly asked me to confess or otherwise they<br />
would torture me to death. After that session <strong>of</strong> interrogation and torture I was<br />
handcuffed to the metal banisters <strong>of</strong> a staircase for the whole night and next morning;<br />
everybody was kicking me as they went up and down the stairs while I was still<br />
blindfolded.<br />
<strong>The</strong> torture sessions in the interrogation room continued in this way for a second<br />
and third day, but during the third session, while I was suspended in the air, a strong and<br />
heavy person held my left shoulder and pulled it forcefully downwards; I felt as if my<br />
upper arm had been torn from the rest <strong>of</strong> my body. When they released me from the<br />
ceiling hook and <strong>of</strong>f the table after the third session, I failed to move a muscle in my<br />
body and was completely paralysed, numb and semiconscious. Afterward, two guards<br />
carried me to a basement in the building and handcuffed one <strong>of</strong> my hands to a rail
239<br />
purposely built there. <strong>The</strong>re were more than fifty other detainees in that basement, all<br />
handcuffed to the rail. I was covered with bruises and tender everywhere for a long time,<br />
and my upper limbs remained paralysed for about three months. <strong>The</strong>re was not enough<br />
space in that basement for us all to sleep at the same time, so we took it in turns to sleep.<br />
I was locked in the basement for nearly fourteen months and I was not allowed to<br />
leave it except for the interrogation sessions, and was permitted to go to the toilet only<br />
three times a day, each for a maximum <strong>of</strong> one minute. During those 14 months, I was<br />
interrogated and tortured about sixty times, each for a period <strong>of</strong> 30–60 minutes, and I was<br />
not allowed to ask any questions. Also I was threatened repeatedly with the arrest and<br />
torture <strong>of</strong> my mother and youngest brother (they had already been arrested but I did not<br />
find out about it for another two years). During this period our health was dreadful: we<br />
only showered or shaved twice, and were given only one gown each for the whole period.<br />
We slept rough on the bare floor and were all suffering from head and body lice. We<br />
were also completely cut <strong>of</strong>f from the world beyond the basement – for instance, we did<br />
not have access to or see any newspaper, magazine, radio, TV, telephone or even<br />
anybody who would talk to us about what was happening outside the building.<br />
Early one morning during June 1985, unexpectedly, I and another 51 detainees,<br />
most <strong>of</strong> them in their early twenties or late teens, were taken upstairs to have a shave and<br />
a shower. We were given new gowns and then we were driven from the security forces’<br />
headquarter building, blindfolded and handcuffed to another detainee, in closed vans.<br />
After an hour’s driving we arrived at another place where our eyes were uncovered; we<br />
knew this was the ‘Revolution Court’ in Abo-Ghraib, west <strong>of</strong> Baghdad. In that court, on<br />
the same day, all 52 detainees underwent a single mass trial that did not take more than<br />
two hours. We were not allowed to defend ourselves apart from confirming our names<br />
and saying ‘Innocent’ or ‘Guilty’. Despite most <strong>of</strong> us, myself included, saying we were<br />
innocent <strong>of</strong> the fictitious accusations, the alleged judge <strong>of</strong> the Revolution Court sentenced<br />
27 <strong>of</strong> us to death by hanging with confiscation <strong>of</strong> all properties. <strong>The</strong> other 25 detainees,<br />
including me, were sentenced to life imprisonment with confiscation <strong>of</strong> all properties.<br />
Our group <strong>of</strong> 25 persons was transferred, in one van, directly from the above court<br />
to the ‘Al-Khasah’ (Special Charges) section <strong>of</strong> Abo-Ghraib prison. Here we were<br />
distributed into twenty rooms in a two storey building that was already full <strong>of</strong> political<br />
prisoners. <strong>The</strong>se rooms were 4 by 4 metres with a tiny en-suite lavatory, and contained<br />
more than fifty persons. To sleep at night, we had to sleep on our sides and stuck to each<br />
other. We were also secluded from the outside world and did not see anybody apart from<br />
the guards who brought us the meals three times daily. I was kept for a full year in this<br />
room with great suffering and without seeing or contacting any relatives or friends, but<br />
with comparatively less torture than during my earlier imprisonment in the security<br />
forces’ building.<br />
In June 1986, I was transferred on my own, back to the security forces’<br />
headquarters in Baghdad. I was kept in solitary confinement for about three weeks<br />
without being physically tortured or interrogated, but I was worried to death that they<br />
were going to do so again. After that I was taken, handcuffed and on my own, from the<br />
headquarters building in Baghdad and driven by two armed security guards for about five<br />
hours deep into the western <strong>Iraq</strong>i desert to a large prison near the <strong>Iraq</strong>i–Saudi border.<br />
In the new prison, where there were two thousand detainees, I saw to my surprise<br />
that my youngest brother was detained there. I knew from him for the first time that he<br />
and my mother were actually arrested on the same day <strong>of</strong> my arrest in April 1984. Both
240<br />
<strong>of</strong> them remained in custody for nine months in a building at the security forces’<br />
headquarters in Baghdad, suffering ill treatment and torture, after which my mother was<br />
released, but he was separated from her and transferred to this prison in January 1985. In<br />
this prison I was allowed, for the first time since my arrest, to be visited once a month by<br />
my mother and other relatives. From this prison my youngest brother and I were<br />
transferred to other prisons, finally ending up in the headquarters buildings again, from<br />
which we were released in February 1989.<br />
After that, living conditions in <strong>Iraq</strong>, despite my release, were difficult, risky and<br />
almost unbearable. I had to report fortnightly to the security forces’ headquarters in <strong>Iraq</strong>,<br />
where they were always asking me to inform them about what was going on; they<br />
continually threatened me with re-arrest if I did not show full cooperation. It was also<br />
very difficult to be employed in a decent job with my history <strong>of</strong> political detention; any<br />
job had to be preceded by the approval <strong>of</strong> the security forces, and I was banned from<br />
travelling abroad. All these led my youngest brother and I to think seriously, and we<br />
decided to flee my home country secretly after securing a valid passport for my mother to<br />
travel abroad, which she was allowed to do so in the spring <strong>of</strong> 1990.<br />
In February 1991, and during the Allies’ bombing <strong>of</strong> <strong>Iraq</strong> in the Gulf war, my<br />
youngest brother and I escaped an attempted arrest by the security forces. We left<br />
Baghdad for an area near the border with Iran called Khanakeen/Qasr-i-shirin, carrying<br />
only our legal documents and whatever cash we could carry in our pockets. We left every<br />
other thing behind. After one failed attempt to cross the border into Iran we succeeded in<br />
crossing at night as part <strong>of</strong> a group <strong>of</strong> seven people during the last week <strong>of</strong> February<br />
1991, with the help <strong>of</strong> local people.<br />
On that dark and freezing night, after a couple <strong>of</strong> hours’ fast walking eastwards<br />
towards an Iranian border town called Khasrawy, we had a tragic accident. A landmine<br />
left over from the <strong>Iraq</strong>–Iran war exploded, amputating one person’s leg and injuring the<br />
rest <strong>of</strong> us with multiple shrapnel. We were in the middle <strong>of</strong> nowhere, with one <strong>of</strong> us<br />
bleeding to death and the rest suffering from multiple burns and wounds. We had one <strong>of</strong><br />
the longest and most horrific nights <strong>of</strong> our lives walking through minefields and trying to<br />
find the nearest Iranian. After another two hours <strong>of</strong> walking, we found an Iranian border<br />
patrol soldier who kindly, after little interrogation, believed our story and called<br />
ambulances that took us to the nearest hospital where we received treatment. We were<br />
taken later to a small camp on the boarders in Khasrawy, but our main casualty who had<br />
lost a leg and suffered severe loss <strong>of</strong> blood was kept in hospital.<br />
In that small camp in Khasrawy, where there were hundreds <strong>of</strong> <strong>Iraq</strong>i refugees, we<br />
were kept for about two weeks in a tent in a cold freezing weather and underwent routine<br />
investigations and interrogations to make sure that we were not spies for Saddam. <strong>The</strong>n<br />
we were transferred into large camps in the north west <strong>of</strong> Iran in an area called Salas-<br />
Baba-Jani in Bakhtaran, where there were tens <strong>of</strong> thousands <strong>of</strong> <strong>Iraq</strong>i refugees. Although<br />
we had sympathetic treatment from the Iranian authorities, there were great shortages <strong>of</strong><br />
clothes, blankets, food, medicines, shelters and general household needs. We were kept in<br />
this large camp in Salas-Baba-Jani for about six weeks. <strong>The</strong>n we were given two weeks’<br />
leave from the camp after being sponsored by a relative was living in Tehran.<br />
We stayed in Tehran with the relatives and carried on renewing the leave from the<br />
camp every two to four weeks. In the meantime I was allowed to practise medicine in<br />
Iran, where I got a temporary job in a hospital, and I was able to contribute towards the<br />
medical care <strong>of</strong> over a hundred <strong>of</strong> the thousands <strong>of</strong> <strong>Iraq</strong>i refugees in Iran. Those refugees
241<br />
were forced to leave their villages, towns and cities during the attempt <strong>of</strong> <strong>Iraq</strong>i<br />
government loyalist forces to retake cities after the March 1991 uprising. <strong>The</strong> regime had<br />
used helicopters to attack unarmed civilians, firing indiscriminately into residential areas<br />
and also following and attacking them as they fled from their cities towards the borders<br />
with Iran. <strong>The</strong> loyalist forces were executing young people on the streets, in homes and in<br />
hospitals; rounding up suspects, especially young men, during house-to-house searches,<br />
and arresting or mass shooting them without any charges or trials. My aim also was to<br />
contribute towards the medical care <strong>of</strong> the thousands <strong>of</strong> Shi‘a seized in the <strong>Iraq</strong>i marshes<br />
along the southern border with Iran. <strong>The</strong>se people were a mixture <strong>of</strong> the original<br />
inhabitants and others who fled during the uprising. <strong>The</strong>y lacked adequate food, hygiene<br />
and medical care and were at risk from <strong>Iraq</strong>i military operations in the area.<br />
<strong>The</strong> golden opportunity came to me when I joined Emma Nicholson as translator<br />
and medical advisor during her visit to the area at the beginning <strong>of</strong> the autumn <strong>of</strong> 1991.<br />
Emma Nicholson is the only western politician who bothered to visit the Shi‘a deep in the<br />
<strong>Iraq</strong>i Marshlands along the southern border with Iran, where she gathered the first hard<br />
evidence about the reality and the scale <strong>of</strong> the tragedy. During the same visit she attended<br />
the house <strong>of</strong> the <strong>Iraq</strong>i wounded in Ahwaz where she met Amar, the 11 year boy who has<br />
sustained full thickness burns to his face, neck, hands and other parts <strong>of</strong> his body after<br />
being bombed with his family by the <strong>Iraq</strong>i government’s loyalist forces in March 1991.<br />
<strong>The</strong> <strong>AMAR</strong> <strong>International</strong> <strong>Charitable</strong> foundation was set up in 1991 to provide aid for<br />
refugees from the <strong>Iraq</strong>i Marshlands who had fled to southern Iran, for which I am a<br />
medical advisor.<br />
In January 1992 my youngest brother and I arrived in the United Kingdom after<br />
been granted a settlement to reunite our family through an application to the UNHCR in<br />
Tehran. I pursued my career in medicine in the UK, passed my qualifying medical<br />
examinations to be registered as a medical practitioner in the United Kingdom, and<br />
received a high postgraduate degree from the Royal College <strong>of</strong> Surgeons <strong>of</strong> England. I<br />
now practise as a consultant emergency doctor in the United Kingdom, and I am still a<br />
voluntary medical advisor to the <strong>AMAR</strong> <strong>International</strong> <strong>Charitable</strong> foundation.
16<br />
<strong>The</strong> <strong>Southern</strong> <strong>Iraq</strong> Marshlands Project:<br />
What it Means<br />
Emma Nicholson<br />
In many ways the contents <strong>of</strong> this multi-disciplinary report are unique. <strong>The</strong>y are a<br />
reminder <strong>of</strong> the former glory <strong>of</strong> the lower Mesopotamian Marshlands. <strong>The</strong> Marsh<br />
Dwellers are the proud descendants <strong>of</strong> Sumerians, Babylonians, Persians and Arab Bedu.<br />
<strong>The</strong>y have lived by growing rice and dates, raising water buffalo, fishing and weaving<br />
domestic products from reeds. Around them a richly diverse ecosystem – home for fish,<br />
migratory birds, pelicans, herons and flamingo – has remained in relative equilibrium for<br />
centuries, in spite <strong>of</strong> the fact that it has been one <strong>of</strong> the first areas ever used by mankind<br />
for extensive irrigated agriculture.<br />
Part <strong>of</strong> the uniqueness <strong>of</strong> this comprehensive Report lies in the complexity <strong>of</strong> the<br />
subject. Access to the Marshlands is very difficult because <strong>of</strong> obstacles set up by both<br />
man and nature. In the last ten years I have visited the <strong>Iraq</strong>i Marshlands six times and<br />
have seen the suffering <strong>of</strong> the people at first hand. Much <strong>of</strong> this Report – in particular the<br />
chapters <strong>of</strong> Christopher Mitchell and Pr<strong>of</strong>essor Peter Sluglett – documents the recent<br />
tragic history <strong>of</strong> the Marsh Dwellers. <strong>The</strong> environmental effects <strong>of</strong> preventing the waters<br />
<strong>of</strong> the Tigris and Euphrates from reaching the Marshlands have been overwhelming, with<br />
disastrous ecological, social and human consequences. Scarcity <strong>of</strong> water has led to<br />
salinisation <strong>of</strong> the land. Michael Evans’ detailed chapter shows how the prospects for<br />
wildlife look grim. Pr<strong>of</strong>essor Alexander Tkachenko’s chapter shows how the economic<br />
future looks equally bleak.<br />
<strong>The</strong> situation <strong>of</strong> the health <strong>of</strong> the southern <strong>Iraq</strong>i Marshlands has to be seen in the<br />
context <strong>of</strong> <strong>Iraq</strong> as a whole. It was reported to the European Parliament on 26 February<br />
2001 that about two million <strong>Iraq</strong>i children were registered as suffering from severe<br />
malnutrition. <strong>The</strong>se children are unlikely ever to achieve their potential intellectual and<br />
physical growth. Infant mortality is high. Diseases that were under control or had been<br />
eliminated – such as tuberculosis, malaria and typhoid – have re-emerged. Ill health<br />
associated with pregnancy and deaths in childbirth has increased. <strong>Iraq</strong> that used to have<br />
an excellent health service now has inadequate healthcare. <strong>The</strong> country’s civilian<br />
infrastructure has been degraded. Social problems are aggravated by <strong>Iraq</strong>’s economic<br />
isolation.<br />
Where do we go from here? <strong>The</strong> United Nations has attempted to monitor the<br />
situation. UN Security Council Resolution 688, passed on 6 April 1991, called on “the<br />
<strong>Iraq</strong>i government to provide free access to United Nations and non-governmental
243<br />
humanitarian agencies to all parts <strong>of</strong> the marshes so that essential humanitarian assistance<br />
can be provided.” And in January 1995 the European Parliament passed a resolution<br />
“characterising the Marsh Arabs as a persecuted minority whose very survival is<br />
threatened by the <strong>Iraq</strong>i government.” <strong>The</strong> <strong>Iraq</strong>i government’s treatment <strong>of</strong> the Marsh<br />
Dwellers was described as “genocide”. Furthermore the United Nations Human Rights<br />
Commission passed a Resolution which called for an end to military operations and<br />
efforts to drain the Marshlands. Fine words, but nothing better captures the daily horror<br />
for the <strong>Iraq</strong>i than the words spoken by Rend Rahim Francke at the Hearing <strong>of</strong> the<br />
European Parliament’s Foreign Affairs Committee on 26 February 2001:<br />
<strong>The</strong> <strong>Iraq</strong>i regime is unique in the world in that it is a regime at war with its own<br />
people. Low intensity warfare is a fact <strong>of</strong> life everywhere south <strong>of</strong> Baghdad. <strong>The</strong><br />
army and Republican Guard, the traditional seat <strong>of</strong> regime support, have<br />
witnessed some dozen coup plots in the past ten years, leading to hundreds <strong>of</strong><br />
executions. To the south <strong>of</strong> Baghdad, since the crushing <strong>of</strong> the uprising <strong>of</strong> 1991,<br />
the regime has mounted an unremitting assault on the population, burning<br />
villages, killing people and deporting families. <strong>The</strong> Kurds, who endured decades<br />
<strong>of</strong> war with the regime, are temporarily spared this conflict, but who knows for<br />
how long.<br />
<strong>The</strong> crimes committed by the regime cover every conceivable area <strong>of</strong><br />
crimes against humanity as defined by the Hague Tribunal and the Charter <strong>of</strong> the<br />
<strong>International</strong> Criminal Court. I will not list the catalogue <strong>of</strong> crimes but I do want<br />
to draw attention to the systematic, institutionalised rape <strong>of</strong> women, usually as a<br />
method <strong>of</strong> male punishment and intimidation. A woman detainee has described<br />
her own gang rape in prison as a spectator sport. As you are well aware, the<br />
Hague Tribunal only recently declared rape to be a form <strong>of</strong> torture and a crime<br />
against humanity . . .<br />
Saddam Hussein is lethal to the <strong>Iraq</strong>i people. His presence is incompatible<br />
with any concept <strong>of</strong> peace in the Middle East. He will fan the flames <strong>of</strong> hatred and<br />
revert to war again whenever the world relaxes its vigilance. Ultimately, he is a<br />
threat to Europe and an outrage to the values <strong>of</strong> human conduct that civilised<br />
people adhere to.<br />
<strong>The</strong> countries <strong>of</strong> Europe must not be complacent about Saddam Hussein<br />
and his regime, but must acknowledge his criminality and his danger to their own<br />
security and their values. Consider that there are hundreds <strong>of</strong> thousands <strong>of</strong> <strong>Iraq</strong>is<br />
who have fled and are still fleeing to Europe to escape Saddam’s terror.<br />
European countries, in their own self-interest and in the interest <strong>of</strong><br />
humanity, must lead in condemning Saddam and promoting change in <strong>Iraq</strong>.<br />
Pr<strong>of</strong>essor Adel Omer Sharif and Pr<strong>of</strong>essor Joseph W. Dellapenna have in this report<br />
documented <strong>Iraq</strong>’s international legal obligations and <strong>of</strong>fences. <strong>Iraq</strong> signed up to the<br />
international Convention on the Rights <strong>of</strong> Children in 1944, but has not signed any<br />
United Nations declaration or convention on torture, genocide, war crimes and crimes<br />
against humanity.<br />
<strong>The</strong>re is enough circumstantial evidence <strong>of</strong> crimes against humanity to warrant<br />
the constitution <strong>of</strong> an <strong>International</strong> Penal Tribunal. <strong>The</strong>re has been ample evidence <strong>of</strong> the<br />
use <strong>of</strong> chemical weapons in the north. In the centre the regime’s security apparatus holds
244<br />
the area in a vice-like grip. In southern <strong>Iraq</strong> the army, the Ba‘th Party and the security<br />
forces hold firm control during the day but at night the area is almost out <strong>of</strong> control.<br />
In short, we are observing the destruction <strong>of</strong> a whole country, potentially one <strong>of</strong><br />
the richest in the world with its tantalising combination <strong>of</strong> skilled manpower, water and<br />
oil. As a federal country with substantial decentralisation all its different cultural traits<br />
could be preserved and grow. What can we do?<br />
In the short and mid term we must support organisations like <strong>AMAR</strong> and others<br />
that are working for the relief <strong>of</strong> the suffering <strong>of</strong> the <strong>Iraq</strong>i people.<br />
In the longer term the issues are too complex for any one charity or a group <strong>of</strong><br />
charities to deal with. <strong>The</strong>re are political and legal considerations that are the concern <strong>of</strong><br />
the <strong>Iraq</strong>i people both inside and outside <strong>Iraq</strong> as well as the international community. <strong>The</strong><br />
present regime has to be held accountable for international crimes. A priority for a<br />
successor regime should be the physical restoration <strong>of</strong> a substantial part <strong>of</strong> the<br />
Marshlands, together with adequate infrastructure services. We should seek to restore the<br />
rights <strong>of</strong> one <strong>of</strong> the world’s most ancient minority tribes and provide the opportunity for<br />
the Marsh Dwellers to return. This may require the removal <strong>of</strong> key engineering works<br />
and the release <strong>of</strong> the water from upstream dams.<br />
<strong>Southern</strong> <strong>Iraq</strong> should become a safe haven for the Shi‘ite minority and the Marsh<br />
Arabs. Consideration should be given to designating the Marshlands as a national<br />
heritage site, with its potential for tourism. We should do all we can to foster the<br />
structures <strong>of</strong> civil society not only in the Marshlands but also in the whole <strong>of</strong> <strong>Iraq</strong>. <strong>The</strong>re<br />
are four million <strong>Iraq</strong>is in exile. Many are in Europe and the United States, but a great<br />
number are in neighbouring countries – Jordan, Iran, Syria, the Gulf states. <strong>The</strong>y have<br />
skills and talents and will be the core <strong>of</strong> the reconstruction and rehabilitation <strong>of</strong> a post-<br />
Saddam <strong>Iraq</strong>. Planning for the new <strong>Iraq</strong> will need study, commitment and will. But it is<br />
all possible and should complement the more political work <strong>of</strong> a successor government<br />
and the international and regional political organisations. That is the next important step.
Appendix:<br />
<strong>The</strong> Survey Questionnaire<br />
Jérôme Le Roy<br />
A sample survey <strong>of</strong> Marsh Arab refugees was conducted on 4 and 5 May 2001 by a group<br />
<strong>of</strong> five enumerators (four <strong>Iraq</strong>i and one Iranian).<br />
<strong>The</strong> group was supervised by the Manager and Senior Medical Advisor <strong>of</strong> <strong>AMAR</strong><br />
Iran, Messrs Salman-Manesh and Cheragchi-Bashi. <strong>The</strong> questionnaires were<br />
administered in Arabic<br />
<strong>The</strong> survey covered 400 refugee households in two camps, Jahrom and Servistan<br />
(Fars province) which are known to host a very high proportion <strong>of</strong> refugees coming from<br />
the South <strong>Iraq</strong>i <strong>Marshes</strong>. Both household level data (n=400) and individual levels data<br />
(n=1,099) were collected. <strong>The</strong> individual level demographic data are presented in the<br />
demographic chapter. This appendix describes Household level responses to a mix precoded<br />
and open-ended questions covering a wide rage <strong>of</strong> topics (socio-economic,<br />
attitudinal, aspirational).<br />
A systematic coverage was done in Servistan and an estimated 80% <strong>of</strong> the camp<br />
population was covered. In Jahrom, were refugees <strong>of</strong> different origins can be found, only<br />
the refugees from the South <strong>Iraq</strong>i <strong>Marshes</strong> were covered.<br />
Heads <strong>of</strong> families were asked by <strong>AMAR</strong> clinic managers to come to the clinics to<br />
be interviewed. This methodology was used in order to avoid potential disturbance in the<br />
camps, related in particular to the need to enter refugees’ dwellings. It is not believed to<br />
have caused any bias.
246<br />
1. Origin (geographic, tribal) and reason for departure.<br />
When you lived in <strong>Iraq</strong>, was your house in the Marshlands, on the edge <strong>of</strong> the<br />
Marshlands or outside, on dry land?<br />
In the Marshlands 56.8%<br />
On the edge <strong>of</strong> the Marshlands 36.8%<br />
On dry land, outside the Marshlands 6.5%<br />
Did your grandparents live in the Marshlands, on the edge <strong>of</strong> the Marshlands or<br />
outside, on dry land?<br />
In the Marshlands 61.5%<br />
On the edge <strong>of</strong> the Marshlands 32.5%<br />
On dry land, outside the Marshlands 6%<br />
When you were living in <strong>Iraq</strong>, did your household live in?<br />
City 1%<br />
Town 21.3%<br />
Village 30.5%<br />
Don’t know / No answer 47.3%<br />
Name the village and nearest Town..<br />
Pending to a ,more precise and detailed geographical analysis, the first results are as<br />
follows. Only 30% <strong>of</strong> the heads <strong>of</strong> household have responded to the question. <strong>The</strong>se<br />
replies indicate clusters <strong>of</strong> households in or around a number <strong>of</strong> towns that are known to<br />
be administrative centres for the region <strong>of</strong> the marshes, and in particular:<br />
• Chebayesh on the Euphrates, halfway between Qurnah and Nassiryah.<br />
• Hwair on the Euphrates near Qurnah<br />
• Madina east <strong>of</strong> the Tigris between Qurnah and Amara<br />
• Mdaina (unlocated)<br />
<strong>The</strong>re are also smaller number <strong>of</strong> households in the vicinity <strong>of</strong> Qurnah, Nassiryah, Basra<br />
and Amara. Seventy per cent <strong>of</strong> the heads <strong>of</strong> household responded to the question on their<br />
village <strong>of</strong> origin, quoting more than 60 villages, some <strong>of</strong> them very difficult to locate and<br />
others with ambiguous names (there are more than 10 places named “Kut” in the area).<br />
However, several villages emerge as major population centres such as Saigal (inside the<br />
Central Marsh, 50km north-west <strong>of</strong> Qurnah, Sabbagieh and Um Schwaich. <strong>The</strong> level <strong>of</strong><br />
detail <strong>of</strong> the reply warrants a more detailed analysis with pre-1990 cartography and<br />
experts <strong>of</strong> the region.
Were you forced to leave <strong>Iraq</strong>?<br />
Yes 99.0%<br />
No 0.5%<br />
No Answer 0.5%<br />
What tribe do you belong to?<br />
Abadi 4%<br />
Amari 7%<br />
Asadi (Bani Assad) * 11%<br />
Bazooni * 6%<br />
Fartus * 6%<br />
Hallaf 5%<br />
Hilfi 12%<br />
Himadawi 5%<br />
Iwochi 5%<br />
Mussawi 4%<br />
Saadi 8%<br />
Sheganba * 9%<br />
Other Tribes 18%<br />
247<br />
Discussion<br />
<strong>The</strong>se data reveal a society which is stable (less than 5% <strong>of</strong> the refugees have moved<br />
from the marshes to the edge <strong>of</strong> the marshes in two generations), rural and clustered in<br />
relatively small communities (only 1% <strong>of</strong> the refugees declares that they lived in cities,<br />
while one third says they lived in villages). On the location itself, the data confirm that<br />
the population sample is, almost in its totality, composed <strong>of</strong> people who lived<br />
geographically in the marshlands. <strong>The</strong>y belong in their majority (82%) to a group <strong>of</strong> 12<br />
tribes. 4 <strong>of</strong> these tribes are well identified in Wilfred <strong>The</strong>siger’s book, <strong>The</strong> Marsh Arabs<br />
(which further confirms the origin <strong>of</strong> the sample).<br />
• <strong>The</strong> Bani Assad, or Asadi, are a tribe located around and south <strong>of</strong> the Euphrates, in<br />
what is known as the Hammar (or southern) Marsh.<br />
• <strong>The</strong> Fartus and the Sheganba were located in the Qurnah (central) Marsh, between the<br />
Tigris and the Euphrates.<br />
• <strong>The</strong> Bazooni are a pastoral tribe living on the edge <strong>of</strong> the marshes, to the north-west<br />
<strong>of</strong> the central marsh.
248<br />
2. Economy<br />
When you were living in <strong>Iraq</strong>, did you or anyone in your household … ?<br />
Yes No Don’t Know /<br />
No Answer<br />
Fish 82% 16% 2%<br />
Hunt 49% 49% 2%<br />
Farm 66% 32% 2%<br />
Cultivate any crops for food 58% 39% 3%<br />
Use reeds 75% 23% 2%<br />
Keep animals or birds 78% 21% 1%<br />
Work for a wage 2% 95% 3%<br />
Question asked to those who said they were cultivating crops: While you were living<br />
in <strong>Iraq</strong>, which crops did you and your family cultivate? (several replies possible).<br />
Rice 37%<br />
Barley 13%<br />
Wheat 18%<br />
Date palms 21%<br />
Other 34.7%<br />
None <strong>of</strong> these 31%<br />
Don’t know 1%<br />
For those who answered “other” at question above: others (by decreasing<br />
percentage <strong>of</strong> occurrence, several replies possible):<br />
Tomatoes 38%<br />
Water Melon 27%<br />
Other Melon 18%<br />
Other Vegetables 13%<br />
Raqi 3%<br />
Okra 2%
249<br />
For those who answered that they were using reeds: What use did you and your<br />
family make <strong>of</strong> the reed harvest? (several replies possible)<br />
Animal fodder 62%<br />
Boat/raft building 14%<br />
House-building 77%<br />
Building mosque/ public places 51%<br />
Articles for sale, e.g. mats, baskets 59%<br />
Don’t know / no reply 1%<br />
For those who answered that they were keeping animals or birds: What animals or<br />
birds did you or your family keep? (several responses possible)<br />
Buffaloes 54%<br />
Cows 54%<br />
Chicken 11%<br />
Sheep 7%<br />
Ducks 3%<br />
Geese / Swans 3%<br />
Turkey 2%<br />
For those who answered they were working for a wage: What job or jobs did you or<br />
your family do that earned a wage?<br />
<strong>The</strong> small number <strong>of</strong> replies not statistically valid. <strong>The</strong> minority <strong>of</strong> people working for a<br />
wage divided itself between mechanics / maintenance workers, drivers and builders.<br />
What types <strong>of</strong> transport did you and your family regularly use when living in <strong>Iraq</strong>?<br />
(several answers possible)<br />
Motor Boat 75%<br />
Non-powered boat 71%<br />
Land vehicles (car/ bus/motorcycle) 29%<br />
Bicycle 6%<br />
Animal 2%<br />
None <strong>of</strong> these 2%
250<br />
Discussion<br />
<strong>The</strong> very high proportion <strong>of</strong> households using boats (75% had motor boats and 71% nonpowered<br />
boats; however the proportion <strong>of</strong> households that had at least a boat <strong>of</strong> any<br />
category reaches 94%) shows the resilience <strong>of</strong> the traditional lifestyle <strong>of</strong> the Marsh Arabs<br />
until the late 1980s as well as its adaptation to the environment.<br />
While the traditional rafts made <strong>of</strong> reeds seem to have given way to equally<br />
traditional but sturdier wooden boats (only 14% <strong>of</strong> households still used reeds for raft<br />
building), the rest <strong>of</strong> the reed using traditions seems to have remained very strong, in<br />
particular for private house (77%) and mudhif building (51%). <strong>The</strong> role <strong>of</strong> young reeds<br />
for animal fodder remained very high (62%).<br />
Donkey or horses, the other traditional transport mode, never made its way to the<br />
marshes. <strong>The</strong> area has been affected by modernity, however, as boats are now motorised<br />
and cars and motorcycles have appeared among the families who lived near the cities and<br />
on the edges <strong>of</strong> the marshes.<br />
Rice remained the privileged crop (37%) both because <strong>of</strong> its suitability to the<br />
marshlands, and because <strong>of</strong> its essential role in the marsh Arabs’ diet.<br />
In terms <strong>of</strong> cattle, the water buffalo (54%) still occupied a strong place in the<br />
landscape but cows (probably due to better yields) were raised by the same proportion <strong>of</strong><br />
the sample population (54%). Other animals remain relatively marginal.<br />
Last, this civilisation remained largely pastoral with only a very small proportion<br />
<strong>of</strong> people working for a wage (2%).<br />
Analysis <strong>of</strong> lifestyle<br />
It is tempting to analyse the economic sub-groups in more details in order to discover, in<br />
particular, if the traditional lifestyle <strong>of</strong> the Madans had survived in a large part <strong>of</strong> the<br />
population until the late 1980s.<br />
If one defines crudely the traditional lifestyle <strong>of</strong> the Madans as revolving around<br />
both the use <strong>of</strong> reeds and the water buffalo, our statistics show that no less than 46%<strong>of</strong><br />
our sample correspond to that model, which is a high proportion.<br />
Another economic subgroup could be those habitants <strong>of</strong> the region who cultivated<br />
other crops such as tomatoes and watermelon. <strong>The</strong> two lifestyles appear to be largely<br />
incompatible as only 16% <strong>of</strong> the total <strong>of</strong> the two groups were doing both reed and<br />
buffaloes, and other crops as well, while 84% was doing either one <strong>of</strong> the other.<br />
Pending to further analysis, this tends to suggest the existence <strong>of</strong> a “near-marsh”<br />
population that would have moved from reeds and buffaloes to irrigated farming <strong>of</strong><br />
vegetables. <strong>The</strong>ir belonging to the marsh ensemble is confirmed by the fact that nearly all<br />
<strong>of</strong> them still had at least one boat.<br />
This analysis tends to be confirmed by the fact that some tribes (Abadi, Hallaf,<br />
Hilfi, Iw Ochi) had large proportions <strong>of</strong> their members cultivating crops, while others<br />
(Amari, Bani Assad, Fartus, Sheganba) have dominant proportions <strong>of</strong> people raising<br />
buffaloes and using reeds.<br />
<strong>The</strong>re is clearly a need for more in-depth socio-economic and ethnologic analysis.
Recent Changes<br />
251<br />
What changes, if any, took place in transport routes and means <strong>of</strong> transport in the<br />
years that affected you or your family before you left <strong>Iraq</strong>? (open question)<br />
All transport routes destroyed by the drainage <strong>of</strong> the marshes 45%<br />
Water transport routes destroyed by drainage <strong>of</strong> the marshes, but land 6%<br />
transport unaffected<br />
Water transport routes destroyed by drainage <strong>of</strong> the marshes and land<br />
transport destroyed as well<br />
All transport destroyed by bombing 3%<br />
All transport destroyed by <strong>Iraq</strong>i regime 5%<br />
All transport deteriorated (unspecific) 10%<br />
No changes 21%<br />
Transport improved 3%<br />
Don’t know 3%<br />
Total 100%<br />
I would like you to think about how conditions changed for you and your family in<br />
the 1980s and 1990s, before you left <strong>Iraq</strong>. Did they increase or decrease, or did they<br />
stay about the same?<br />
Increase<br />
d a great<br />
deal<br />
Increase<br />
d a little<br />
Stayed<br />
the same<br />
Decrease<br />
d a little<br />
4%<br />
Decrease<br />
d a great<br />
deal<br />
Don’t<br />
know /<br />
not<br />
applic.<br />
<strong>The</strong> cultivated area 0% 0.5% 5.3% 1.3% 79.3% 13.8%<br />
Crop harvests 0% 0.8% 3.3% 1.5% 80.8% 13.8%<br />
<strong>The</strong> area under reeds 0% 0% 1.3% 0% 89.5% 9.3%<br />
Reed harvests 0% 0% 1.3% 0.3% 90% 8.5%<br />
Productivity <strong>of</strong> farmed<br />
animals/birds<br />
0.3% 0% 2.0% 1.5% 88.3% 8%<br />
Fishing catches 0% 0% 0.8% 1.5% 91.7% 6%<br />
Catches from hunting 0% 0% 0.3% 1.5% 91% 7.3%<br />
Dairy Production (milk,<br />
cheese etc)<br />
0% 0% 2.5% 1.3% 88.5% 7.8%
252<br />
I would like you to think about how water supplies changed for you and your family<br />
in the 1980s and 1990s, before you left <strong>Iraq</strong>. Did they improve, get worse, or did they<br />
stay about the same?<br />
Improve Stay the<br />
same<br />
Get worse Don’t<br />
know<br />
Drinking water 0.8% 4.8% 92.0% 2.5%<br />
Running water for washing 0.3% 4.8% 91.5% 3.5%<br />
Water for waste disposal 0% 3.5% 72.9% 23.6%<br />
Water for farming/ livestock 0% 3.8% 93.2% 3.0%<br />
Discussion<br />
Water is central to every aspect <strong>of</strong> this population’s life and the statistics show how a<br />
drastic reduction <strong>of</strong> the water supplies due to drainage has had dire consequences.<br />
A crushing overall majority <strong>of</strong> refugees (73%) mentions some sort <strong>of</strong><br />
deterioration <strong>of</strong> their transport system, while those who thought there were no change<br />
(21%) or that transport improved (3%) are a minority. Interviews revealed that the reason<br />
for absence <strong>of</strong> change or improvement was the proximity <strong>of</strong> a large city. <strong>The</strong> presence <strong>of</strong><br />
army checkpoint preventing people from travelling to a city have also been mentioned in<br />
a few cases.<br />
Another highlight is the high proportion <strong>of</strong> refugees (55%) whose answer<br />
included a specific reference to the destruction <strong>of</strong> water transport by the drainage <strong>of</strong> the<br />
marshes.<br />
But there is also an overwhelming majority <strong>of</strong> refugees who describe the lack <strong>of</strong><br />
water in all aspects <strong>of</strong> their economic and personal life. This is particularly true for the<br />
disappearance <strong>of</strong> fishing and hunting (91%) and the water for washing, farming and<br />
livestock and drinking (above 90%).<br />
This clearly shows how water drainage could be used as a political and military tool<br />
to force the people out <strong>of</strong> their land.<br />
3. <strong>The</strong> future<br />
Which <strong>of</strong> the following would you most like to happen for you and your family in<br />
the future?<br />
Stay in Iran 8.3%<br />
Return to <strong>Iraq</strong> 31.9%<br />
Go elsewhere 52.8%<br />
Don’t know 7%
Preferred destination <strong>of</strong> those who replied “go elsewhere” to question above:<br />
Australia 40%<br />
Sweden 16%<br />
Denmark 7%<br />
Other developed countries 15%<br />
Anywhere 19%<br />
Don’t know 3%<br />
253<br />
For those who replied “return to <strong>Iraq</strong>” to question above: What changes would need<br />
to take place before you would consider returning to <strong>Iraq</strong>? (open question)<br />
Death or departure <strong>of</strong> Saddam Hussein 79.1%<br />
Return <strong>of</strong> peace 13.2%<br />
Disappearance <strong>of</strong> Saddam Hussein Regime and water in the 7.7%<br />
marshes<br />
For those who replied “return to <strong>Iraq</strong>” to question above: If you did return to <strong>Iraq</strong>,<br />
where would you like to live?<br />
Return to original area 62.2%<br />
Return to original area if there is water 4.5%<br />
Go to a city 27%<br />
Not return to original area 2.7%<br />
Any area with work available 0.9%<br />
Don’t know 2.7%<br />
For those who replied “return to <strong>Iraq</strong>” to question above: If you did return to <strong>Iraq</strong>,<br />
what would you like to do for a living?<br />
Agriculture / Farming / Fishing / Animal raising 60%<br />
Same work as before 22%<br />
Anything 3%<br />
Don’t know 15%<br />
Discussion<br />
<strong>The</strong> statistics <strong>of</strong> refugees wishes for the future partly confirm field observations. Only a<br />
minority wants to stay in the host country, while 32% want to return to <strong>Iraq</strong> and 53%<br />
wishes a third country resettlement, preferably in Australia and Scandinavia (Australia is
254<br />
reputed to be a country if immigration and there have been a few cases <strong>of</strong> resettlement in<br />
Sweden that have given rise to hopes in that direction).<br />
For those who want to return to <strong>Iraq</strong>, the precondition is very clearly a change <strong>of</strong><br />
regime and in no way would substantial numbers <strong>of</strong> refugees return while Saddam is still<br />
in power. Interestingly, the political question is more important than the water issue as a<br />
condition for return. Most <strong>of</strong> the potential returnees have very simple objectives, to go<br />
back where they came from and resume farming there.<br />
This is paradoxically a reason to be optimistic as large numbers <strong>of</strong> refugees are<br />
willing to go back in the marshes and try to return to their previous life as much as<br />
possible. While a complete return to status quo ante is never totally possible, these people<br />
would still be willing, water permitting, to repopulate the marshes in the future.
Notes on Contributors<br />
Pr<strong>of</strong>essor Gholam Ali Afrooz is a former President <strong>of</strong> the University <strong>of</strong> Tehran. He is an<br />
authority on the education <strong>of</strong> children with special needs.<br />
Dr James Brasington is Lecturer in Geography at the University <strong>of</strong> Cambridge.<br />
Dr Mohammed Taghi Cheragchi-Bashi is a Senior Advisor to <strong>AMAR</strong> in Iran and in<br />
the Iranian Ministry <strong>of</strong> Health.<br />
Dr Peter Clark OBE is a freelance consultant on Middle East cultural matters and<br />
translator <strong>of</strong> modern Arabic literature.<br />
Dr Ernestina Coast is a Lecturer in the Department <strong>of</strong> Social Policy at the London<br />
School <strong>of</strong> Economics.<br />
Pr<strong>of</strong>essor Joseph W. Dellapenna is Pr<strong>of</strong>essor <strong>of</strong> Law at the Villanova School <strong>of</strong> Law,<br />
Pennsylvania.<br />
Michael Evans is an ornithologist specialising in the Middle East at BirdWatch,<br />
Cambridge.<br />
Dr George Hanna is a consultant on water issues and has carried out research on Middle<br />
East irrigation.<br />
Amir Hayder is an <strong>Iraq</strong>i living outside his country but hoping to return in happier times.<br />
Jerome Le Roy is Director <strong>of</strong> the <strong>AMAR</strong> <strong>International</strong> <strong>Charitable</strong> Foundation, London.<br />
Sean Magee is Publishing Director at Politico’s Publishing and a former editor at Victor<br />
Gollancz.<br />
Christopher Mitchell is a film maker and is currently an Executive Producer <strong>of</strong><br />
Documentaries at OR Media, London.<br />
Pr<strong>of</strong>essor Thomas Naff <strong>of</strong> the University <strong>of</strong> Pennsylvania has written on Ottoman<br />
history and on Middle East environmental issues.<br />
Baroness Nicholson <strong>of</strong> Winterbourne MEP is First Vice-Chairman <strong>of</strong> the European<br />
Parliament Committee for Foreign Affairs, Human Rights, Common Security and<br />
Defence Policy.<br />
Hassan Salman-Manesh is Manager <strong>of</strong> the <strong>AMAR</strong> <strong>of</strong>fice, Tehran. He was Director<br />
General <strong>of</strong> Public Health in the Iranian Ministry <strong>of</strong> Health.
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Pr<strong>of</strong>essor Paul Sanlaville <strong>of</strong> the University <strong>of</strong> Lyon has written many articles and books<br />
on the historical geography <strong>of</strong> the Middle East.<br />
Judge Dr Adel Omer Sharif <strong>of</strong> the Supreme Constitutional Court Cairo has written on<br />
legal aspects <strong>of</strong> human rights in the Middle East.<br />
Pr<strong>of</strong>essor Peter Sluglett is Pr<strong>of</strong>essor <strong>of</strong> Middle Eastern History at the University <strong>of</strong><br />
Utah. He has written books on modern <strong>Iraq</strong>i history.<br />
Pr<strong>of</strong>essor Alexandre Tkachenko is a specialist in Middle East economics, based at the<br />
Russian Academy <strong>of</strong> Sciences, Moscow.