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FDZ-Arbeitspapier<br />

Nr. 27 31<br />

<str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Research</str<strong>on</strong>g> <str<strong>on</strong>g>Potential</str<strong>on</strong>g> <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>New</str<strong>on</strong>g> <str<strong>on</strong>g>Types</str<strong>on</strong>g> <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>Enterprise</str<strong>on</strong>g> <str<strong>on</strong>g>Data</str<strong>on</strong>g><br />

<str<strong>on</strong>g>based</str<strong>on</strong>g> <strong>on</strong> Surveys from Official Statistics in Germany.<br />

Joachim Wagner<br />

2009<br />

STATISTISCHE ÄMTER<br />

DES BUNDES UND DER LÄNDER<br />

FORSCHUNGSDATENZENTREN


Impressum<br />

Herausgeber: Statistische Ämter des Bundes und der Länder<br />

Herstellung: Informati<strong>on</strong> und Technik Nordrhein-Westfalen<br />

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Telef<strong>on</strong> 0211 9449-01 • Telefax 0211 442006<br />

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Erschienen im Oktober 2009<br />

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– Geschäftsstelle –<br />

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© Informati<strong>on</strong> und Technik Nordrhein-Westfalen, Düsseldorf, 2009<br />

(im Auftrag der Herausgebergemeinschaft)<br />

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Vervielfältigung und Verbreitung, nur auszugsweise, mit Quellenangabe gestattet. Alle übrigen Rechte bleiben<br />

vorbehalten.<br />

Bei den enthaltenen statistischen Angaben handelt es sich um eigene Arbeitsergebnisse des<br />

genannten Autors im Zusammenhang mit der Nutzung der Forschungsdatenzentren. Es handelt sich<br />

hierbei ausdrücklich nicht um Ergebnisse der Statistischen Ämter des Bundes und der Länder.


FDZ-Arbeitspapier<br />

Nr. 31<br />

<str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Research</str<strong>on</strong>g> <str<strong>on</strong>g>Potential</str<strong>on</strong>g> <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>New</str<strong>on</strong>g> <str<strong>on</strong>g>Types</str<strong>on</strong>g> <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>Enterprise</str<strong>on</strong>g> <str<strong>on</strong>g>Data</str<strong>on</strong>g><br />

<str<strong>on</strong>g>based</str<strong>on</strong>g> <strong>on</strong> Surveys from Official Statistics in Germany.<br />

Joachim Wagner<br />

2009


<str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Research</str<strong>on</strong>g> <str<strong>on</strong>g>Potential</str<strong>on</strong>g> <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>New</str<strong>on</strong>g> <str<strong>on</strong>g>Types</str<strong>on</strong>g> <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>Enterprise</str<strong>on</strong>g> <str<strong>on</strong>g>Data</str<strong>on</strong>g> <str<strong>on</strong>g>based</str<strong>on</strong>g> <strong>on</strong> Surveys from<br />

Official Statistics in Germany *<br />

Joachim Wagner **<br />

Leuphana University Lueneburg and IZA, B<strong>on</strong>n<br />

[This versi<strong>on</strong>: August 11, 2009]<br />

To be presented at the Annual Meeting <str<strong>on</strong>g>of</str<strong>on</strong>g> the<br />

German Ec<strong>on</strong>omic Associati<strong>on</strong>, Magdeburg, September 8-11, 2009<br />

Abstract<br />

A new generati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> data sets became available recently in the research data centres <str<strong>on</strong>g>of</str<strong>on</strong>g> the German<br />

statistical <str<strong>on</strong>g>of</str<strong>on</strong>g>fices. <str<strong>on</strong>g>The</str<strong>on</strong>g>se new data combine informati<strong>on</strong> for firms gathered in different surveys (or from<br />

other sources) that could not be analyzed jointly before. This paper <str<strong>on</strong>g>of</str<strong>on</strong>g>fers a short descripti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> these<br />

data, and gives examples <str<strong>on</strong>g>of</str<strong>on</strong>g> their use to dem<strong>on</strong>strate their research potential. Furthermore, and looking<br />

ahead to the next generati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> data, it discusses an <strong>on</strong>going project, KombiFiD, that will for the first time<br />

<str<strong>on</strong>g>of</str<strong>on</strong>g>fer access to linked firm level data collected by different data producing public instituti<strong>on</strong>s.<br />

JEL classificati<strong>on</strong>: C8<br />

Keywords: <str<strong>on</strong>g>Enterprise</str<strong>on</strong>g> data, Germany, research data centres<br />

* Thanks to Nils Braakmann and Alexander Vogel for critical remarks <strong>on</strong> an earlier versi<strong>on</strong>.<br />

** Pr<str<strong>on</strong>g>of</str<strong>on</strong>g>. Dr. Joachim Wagner, Leuphana University Lueneburg, Institute <str<strong>on</strong>g>of</str<strong>on</strong>g> Ec<strong>on</strong>omics, P.O. Box 2440, D-21314 Lüneburg, e-mail: wagner@leuphana.de<br />

Statistische Ämter des Bundes und der Länder, Forschungsdatenzentren, Arbeitspapier Nr. 31 1


1. Introducti<strong>on</strong><br />

When the Federal Statistical Office and the statistical <str<strong>on</strong>g>of</str<strong>on</strong>g>fices <str<strong>on</strong>g>of</str<strong>on</strong>g> the German federal states opened research<br />

data centres (described in detail in Zühlke et al. 2004) in 2001 and 2002 a new era started for researchers<br />

working in empirical ec<strong>on</strong>omics. Access to c<strong>on</strong>fidential data for individuals and firms that were collected<br />

in surveys performed by the statistical <str<strong>on</strong>g>of</str<strong>on</strong>g>fices was no l<strong>on</strong>ger impossible or extremely difficult. From now <strong>on</strong><br />

researchers could easily (and at low costs) use the research data centres (RDC) as a gateway to the<br />

nuggets they were digging for. <str<strong>on</strong>g>The</str<strong>on</strong>g> number and variety <str<strong>on</strong>g>of</str<strong>on</strong>g> data sets provided by the RDC increased steadily<br />

(see Kaiser and Wagner (2008) for an overview), and so did the use <str<strong>on</strong>g>of</str<strong>on</strong>g> it by researchers. <str<strong>on</strong>g>The</str<strong>on</strong>g> high potential<br />

<str<strong>on</strong>g>of</str<strong>on</strong>g> these data as a basis to generate new stylized facts, to motivate assumpti<strong>on</strong>s used in formal theoretical<br />

models, to test theoretical hypotheses ec<strong>on</strong>ometrically, and to be used in policy c<strong>on</strong>sultati<strong>on</strong> and<br />

evaluati<strong>on</strong>, is documented in a large and growing number <str<strong>on</strong>g>of</str<strong>on</strong>g> publicati<strong>on</strong>s. 1<br />

From their start the RDC not <strong>on</strong>ly <str<strong>on</strong>g>of</str<strong>on</strong>g>fered access to micro level data from <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial statistics as crosssecti<strong>on</strong><br />

data from <strong>on</strong>e survey. Panel data sets that linked results from various waves <str<strong>on</strong>g>of</str<strong>on</strong>g> a survey over time<br />

were an innovative product provided by the RDC. 2 This type <str<strong>on</strong>g>of</str<strong>on</strong>g> data enormously extended the research<br />

potential <str<strong>on</strong>g>of</str<strong>on</strong>g> data from <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial statistics by allowing dynamic analyses and c<strong>on</strong>trol for unobserved<br />

heterogeneity via panel ec<strong>on</strong>ometric methods.<br />

Compared to this first generati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> firm panel data sets, a sec<strong>on</strong>d generati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> data sets that<br />

became available <strong>on</strong>ly recently has an even higher research potential. <str<strong>on</strong>g>The</str<strong>on</strong>g>se new data combine<br />

informati<strong>on</strong> for firms 3 gathered in different surveys (or from external sources) that could not be analyzed<br />

jointly before. This paper <str<strong>on</strong>g>of</str<strong>on</strong>g>fers a short descripti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> these data, and gives examples <str<strong>on</strong>g>of</str<strong>on</strong>g> their use to<br />

dem<strong>on</strong>strate their research potential. Furthermore, and looking ahead to the next generati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> data, it<br />

discusses an <strong>on</strong>going project, KombiFiD, that will for the first time <str<strong>on</strong>g>of</str<strong>on</strong>g>fer access to linked firm level data<br />

collected by different data producing public instituti<strong>on</strong>s.<br />

1 For partial surveys, see Wagner (2007a, 2008a).<br />

2 It should be noted that panel data c<strong>on</strong>structed from surveys c<strong>on</strong>ducted by statistical <str<strong>on</strong>g>of</str<strong>on</strong>g>fices in Germany had been used for many years before, mostly by researchers<br />

active in the FiDASt network (see Wagner 2008b). While these data were limited to <strong>on</strong>e federal state at a time, the RDC for the first time provided panel data for<br />

Germany as whole, linking surveys across time and space.<br />

3 Note that due to legal rules this type <str<strong>on</strong>g>of</str<strong>on</strong>g> matched data is <strong>on</strong>ly available for firms, not for individuals.<br />

2 Statistische Ämter des Bundes und der Länder, Forschungsdatenzentren, Arbeitspapier Nr. 31


2. AFiD - Combining data from various regular surveys<br />

<str<strong>on</strong>g>Data</str<strong>on</strong>g> collected in surveys from <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial statistics have, am<strong>on</strong>g others, two big advantages compared to data<br />

from surveys administered by other instituti<strong>on</strong>s – the units covered by the survey are usually obliged to<br />

report (and to report the true figures), and the survey <str<strong>on</strong>g>of</str<strong>on</strong>g>ten is a census covering all units from a welldefined<br />

populati<strong>on</strong>. <str<strong>on</strong>g>The</str<strong>on</strong>g>refore, data from <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial statistics are high quality data. However, there is <strong>on</strong>e big<br />

disadvantage that limits the usefulness <str<strong>on</strong>g>of</str<strong>on</strong>g> these data for scientific analyses – the informati<strong>on</strong> collected in<br />

a survey is limited to a few variables with a focus <strong>on</strong> <strong>on</strong>e topic (or a limited number <str<strong>on</strong>g>of</str<strong>on</strong>g> topics).<br />

A case in point is the m<strong>on</strong>thly report <str<strong>on</strong>g>of</str<strong>on</strong>g> establishments from mining and manufacturing. Details<br />

aside all establishments from these industries (that have more than the required minimum number <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

employees) have to report the number <str<strong>on</strong>g>of</str<strong>on</strong>g> employees, hours worked, wages paid, sales in Germany, and<br />

exports (see K<strong>on</strong>old 2007). While these data are an important basis (and have been extensively used) for<br />

empirical investigati<strong>on</strong>s <str<strong>on</strong>g>of</str<strong>on</strong>g> exports (see, e.g. Wagner 2007b), the use <str<strong>on</strong>g>of</str<strong>on</strong>g> the data for this purpose is<br />

severely limited by the absence <str<strong>on</strong>g>of</str<strong>on</strong>g> any informati<strong>on</strong> <strong>on</strong> important determinants <str<strong>on</strong>g>of</str<strong>on</strong>g> exports (e.g., productivity<br />

measured as value added per employee, or research and development activities) and <strong>on</strong> a core indicator<br />

<str<strong>on</strong>g>of</str<strong>on</strong>g> firm performance, pr<str<strong>on</strong>g>of</str<strong>on</strong>g>itability. Informati<strong>on</strong> <strong>on</strong> value added per employee, research and development<br />

activities, and pr<str<strong>on</strong>g>of</str<strong>on</strong>g>itability, however, is either collected in a different survey, the cost structure survey (see<br />

Fritsch et al. 2004), or can be computed from these data (which do not c<strong>on</strong>tain any informati<strong>on</strong> <strong>on</strong><br />

exports). If micro data from these two surveys are merged, the research potential <str<strong>on</strong>g>of</str<strong>on</strong>g> both surveys is<br />

increased c<strong>on</strong>siderably.<br />

Merging firm level data from different surveys to c<strong>on</strong>struct data sets that cover informati<strong>on</strong> <strong>on</strong> a<br />

wider range <str<strong>on</strong>g>of</str<strong>on</strong>g> variables than the <strong>on</strong>es collected in any <str<strong>on</strong>g>of</str<strong>on</strong>g> these surveys, <strong>on</strong>e at a time, is the basic idea <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

the project AFiD. AFiD is an acr<strong>on</strong>ym for the German Amtliche Firmendaten für Deutschland (<str<strong>on</strong>g>of</str<strong>on</strong>g>ficial firm<br />

data for Germany). Merging <str<strong>on</strong>g>of</str<strong>on</strong>g> firm data from different sources <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial statistics is legal according to<br />

§13a BStatG (Bundesstatistikgesetz, or federal statistics law), and it is technically feasible because an<br />

identical firm identifier is used in the different surveys.<br />

In the AFiD project, which is in detail described in Malchin and Voshage (2009), several different<br />

panel data sets are provided in the RDC, including the AFiD-Panels Agriculture, Industrial Units, Industrial<br />

<str<strong>on</strong>g>Enterprise</str<strong>on</strong>g>s, Energy Units, Services, and Business Register. For some <str<strong>on</strong>g>of</str<strong>on</strong>g> these panels the informati<strong>on</strong><br />

potential can be enlarged even further by adding variables from the so-called AFID-Modules Earnings, Use<br />

<str<strong>on</strong>g>of</str<strong>on</strong>g> Energy, and the envir<strong>on</strong>mental moduls. 4<br />

4 Note that tailor made variants that combine data from various surveys according to a wish-list provided by a researcher can be prepared <strong>on</strong> request.<br />

Statistische Ämter des Bundes und der Länder, Forschungsdatenzentren, Arbeitspapier Nr. 31 3


This new type <str<strong>on</strong>g>of</str<strong>on</strong>g> combined data is an important innovati<strong>on</strong>. 5 To illustrate the research potential,<br />

two recent studies <str<strong>on</strong>g>based</str<strong>on</strong>g> <strong>on</strong> such combined data are summarized here:<br />

<str<strong>on</strong>g>The</str<strong>on</strong>g> first example is a study by Fryges and Wagner (2009) that deals with the causal effect <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

exports and pr<str<strong>on</strong>g>of</str<strong>on</strong>g>its. <str<strong>on</strong>g>The</str<strong>on</strong>g>ir starting point is the stylized fact 6 that exporting firms are more productive than<br />

otherwise identical firms that sell <strong>on</strong> the nati<strong>on</strong>al market <strong>on</strong>ly. Exporting firms have to bear extra costs<br />

due to, am<strong>on</strong>g others, market research, adaptati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> products to local regulati<strong>on</strong>s, or transport costs.<br />

<str<strong>on</strong>g>The</str<strong>on</strong>g>se extra costs are <strong>on</strong>e reas<strong>on</strong> for a self-selecti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> the more productive firms <strong>on</strong> internati<strong>on</strong>al markets.<br />

Furthermore, exporting firms tend to pay higher wages than n<strong>on</strong>-exporting firms. A questi<strong>on</strong> that has not<br />

been investigated in this literature is whether the productivity advantage <str<strong>on</strong>g>of</str<strong>on</strong>g> exporting firms does lead to a<br />

pr<str<strong>on</strong>g>of</str<strong>on</strong>g>itability advantage <str<strong>on</strong>g>of</str<strong>on</strong>g> exporters compared to otherwise identical n<strong>on</strong>-exporters even when exporters<br />

are facing extra costs and pay higher wages.<br />

Pr<str<strong>on</strong>g>of</str<strong>on</strong>g>itability is a performance dimensi<strong>on</strong> that has not been investigated empirically in the literature<br />

dealing with the micro-ec<strong>on</strong>ometrics <str<strong>on</strong>g>of</str<strong>on</strong>g> internati<strong>on</strong>al trade. <str<strong>on</strong>g>The</str<strong>on</strong>g> reas<strong>on</strong> for this missing evidence is that<br />

informati<strong>on</strong> <strong>on</strong> pr<str<strong>on</strong>g>of</str<strong>on</strong>g>its is no included in the firm level data sets used to investigate exports. Fryges and<br />

Wagner (2009) use a data set <str<strong>on</strong>g>of</str<strong>on</strong>g> the AFiD panel type that matches data <strong>on</strong> exports from the m<strong>on</strong>thly survey<br />

<str<strong>on</strong>g>of</str<strong>on</strong>g> establishments in mining and manufacturing (menti<strong>on</strong>ed above), aggregated at the enterprise level and<br />

over the m<strong>on</strong>th <str<strong>on</strong>g>of</str<strong>on</strong>g> a year, with data <strong>on</strong> pr<str<strong>on</strong>g>of</str<strong>on</strong>g>itability and other firm characteristics from the cost structure<br />

survey (menti<strong>on</strong>ed above, too). <str<strong>on</strong>g>The</str<strong>on</strong>g>y document a positive pr<str<strong>on</strong>g>of</str<strong>on</strong>g>itability differential <str<strong>on</strong>g>of</str<strong>on</strong>g> exporters compared<br />

to n<strong>on</strong>-exporters that is statistically significant, though rather small, when observed firm characteristics<br />

and unobserved firm specific effects are c<strong>on</strong>trolled for. In c<strong>on</strong>trast to nearly all empirical studies <strong>on</strong> the<br />

relati<strong>on</strong>ship between productivity and exports they do not find any evidence for self-selecti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> more<br />

pr<str<strong>on</strong>g>of</str<strong>on</strong>g>itable firms into export markets. Furthermore, they use a newly developed c<strong>on</strong>tinuous treatment<br />

approach and show that exporting improves the pr<str<strong>on</strong>g>of</str<strong>on</strong>g>itability almost over the whole range <str<strong>on</strong>g>of</str<strong>on</strong>g> the exportsales<br />

ratio. This means, that the usually observed higher productivity <str<strong>on</strong>g>of</str<strong>on</strong>g> exporters is not completely<br />

absorbed by the extra costs <str<strong>on</strong>g>of</str<strong>on</strong>g> exporting or by higher wages paid by internati<strong>on</strong>ally active firms. This<br />

evidence for Germany, a leading actor <strong>on</strong> the world market for manufactured goods, is interesting <strong>on</strong> its<br />

own, and it can serve as a benchmark for future studies using comparable data from other countries.<br />

<str<strong>on</strong>g>The</str<strong>on</strong>g> sec<strong>on</strong>d example for the use <str<strong>on</strong>g>of</str<strong>on</strong>g> AFID panel type data is a study by Wagner (2009) dealing with<br />

the extent and causes <str<strong>on</strong>g>of</str<strong>on</strong>g> product diversificati<strong>on</strong> in German manufacturing enterprises. Interest in the<br />

theoretical and empirical analysis <str<strong>on</strong>g>of</str<strong>on</strong>g> multi-product enterprises is growing. This paper uses representative<br />

l<strong>on</strong>gitudinal data from the producti<strong>on</strong> survey covering the years 1995 to 2004 to document for the first<br />

5 It should be noted, however, that panel data combined from the m<strong>on</strong>thly report <str<strong>on</strong>g>of</str<strong>on</strong>g> establishments in mining and manufacturing, from the annual investment survey,<br />

and from the annual survey <str<strong>on</strong>g>of</str<strong>on</strong>g> small establishments have been used for a l<strong>on</strong>g time in the FiDASt network menti<strong>on</strong>ed above. <str<strong>on</strong>g>The</str<strong>on</strong>g>se combined data that can be viewed<br />

as a role model for the AFiD panels are described in Wagner (2000).<br />

6 See Fryges and Wagner (2009) for references to the literature <strong>on</strong> this and other points menti<strong>on</strong>ed here.<br />

4 Statistische Ämter des Bundes und der Länder, Forschungsdatenzentren, Arbeitspapier Nr. 31


time the extent <str<strong>on</strong>g>of</str<strong>on</strong>g> product diversificati<strong>on</strong> in German manufacturing enterprises and the role <str<strong>on</strong>g>of</str<strong>on</strong>g> single- and<br />

multi-product firms. In 2004 about 60 percent <str<strong>on</strong>g>of</str<strong>on</strong>g> all enterprises were multi-product firms, producing 4.4<br />

products <strong>on</strong> average. Multi-product firms are more <str<strong>on</strong>g>of</str<strong>on</strong>g>ten found am<strong>on</strong>g the larger enterprises. In 2004 the<br />

share <str<strong>on</strong>g>of</str<strong>on</strong>g> multi-product enterprises in total sales and total exports was 81 percent and 84 percent,<br />

respectively. <str<strong>on</strong>g>Enterprise</str<strong>on</strong>g>s producing a large number <str<strong>on</strong>g>of</str<strong>on</strong>g> products are a rare species – <strong>on</strong>ly about three<br />

percent <str<strong>on</strong>g>of</str<strong>on</strong>g> all firms produce more than ten different products. This extent <str<strong>on</strong>g>of</str<strong>on</strong>g> product diversificati<strong>on</strong> is<br />

rather stable over the time period under c<strong>on</strong>siderati<strong>on</strong>.<br />

Based <strong>on</strong> combined data from the producti<strong>on</strong> survey and data from the cost structure survey<br />

(menti<strong>on</strong>ed above) the empirical investigati<strong>on</strong> dem<strong>on</strong>strates that compared to single-product firms multiproduct<br />

firms are larger, have a higher productivity, and both a higher human capital intensity and<br />

research and development intensity. <str<strong>on</strong>g>The</str<strong>on</strong>g>se characteristics <str<strong>on</strong>g>of</str<strong>on</strong>g> multi-product firms do exist before singleproduct<br />

enterprises turn to multi-product enterprises. <str<strong>on</strong>g>The</str<strong>on</strong>g>refore, and in accordance with the resource view,<br />

they can be c<strong>on</strong>sidered as determinants <str<strong>on</strong>g>of</str<strong>on</strong>g> product diversificati<strong>on</strong> at the firm level.<br />

Both examples illustrate that the research potential <str<strong>on</strong>g>of</str<strong>on</strong>g> panel data matched from various surveys is<br />

much larger than the research potential <str<strong>on</strong>g>of</str<strong>on</strong>g> the data from <strong>on</strong>ly <strong>on</strong>e survey.<br />

3. AFiDextended – Combining data from regular surveys and special purpose surveys<br />

Besides the regular surveys with mandatory participati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> the units in the populati<strong>on</strong> (or the sample)<br />

from time to time the statistical <str<strong>on</strong>g>of</str<strong>on</strong>g>fices perform so-called special purpose surveys (Erhebungen für<br />

bes<strong>on</strong>dere Zwecke, see §7 <str<strong>on</strong>g>of</str<strong>on</strong>g> the federal statistics law BStatG). Participati<strong>on</strong> in these special purpose<br />

surveys is voluntary, and the sample is limited to 20.000 units. A prerequisite for this kind <str<strong>on</strong>g>of</str<strong>on</strong>g> survey is<br />

either a pressing need for data in the process <str<strong>on</strong>g>of</str<strong>on</strong>g> preparing or substantiating a planned decisi<strong>on</strong> by a high<br />

government agency, or the clarificati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> a methodological questi<strong>on</strong> in statistics.<br />

Informati<strong>on</strong> collected in such a special purpose survey is by definiti<strong>on</strong> not available from other<br />

sources, at least not in comparable quality and quantity. <str<strong>on</strong>g>Data</str<strong>on</strong>g> from these surveys, therefore, can be an<br />

interesting source for ec<strong>on</strong>ometric investigati<strong>on</strong>s. A case in point is the survey <strong>on</strong> relocati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> ec<strong>on</strong>omic<br />

activities (Verlagerung wirtschaftlicher Aktivitäten) c<strong>on</strong>ducted in 2006 (see Zwania (2008)). <str<strong>on</strong>g>The</str<strong>on</strong>g><br />

enterprises were asked about the reas<strong>on</strong>s to relocate producti<strong>on</strong> inside Germany and across the German<br />

border, the role <str<strong>on</strong>g>of</str<strong>on</strong>g> barriers to relocate, the extent <str<strong>on</strong>g>of</str<strong>on</strong>g> relocati<strong>on</strong> in the past and plans for the near future, the<br />

regi<strong>on</strong>s they relocated to, the partners in the relocati<strong>on</strong> process, and the c<strong>on</strong>sequences <str<strong>on</strong>g>of</str<strong>on</strong>g> relocati<strong>on</strong> for<br />

the firm. For the first time informati<strong>on</strong> <strong>on</strong> these topics is available for a large sample <str<strong>on</strong>g>of</str<strong>on</strong>g> firms from a survey<br />

Statistische Ämter des Bundes und der Länder, Forschungsdatenzentren, Arbeitspapier Nr. 31 5


performed by <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial statistics, and descriptive results <str<strong>on</strong>g>of</str<strong>on</strong>g>fer a number <str<strong>on</strong>g>of</str<strong>on</strong>g> new interesting facts <strong>on</strong> these<br />

important (and in part highly c<strong>on</strong>troversial) topics (see Statistisches Bundesamt (2008)).<br />

However, the research potential <str<strong>on</strong>g>of</str<strong>on</strong>g> the data from the relocati<strong>on</strong> survey as such is limited. First <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

all, it is a cross secti<strong>on</strong> survey <strong>on</strong>ly, and this hinders any dynamic or causal analyses. Sec<strong>on</strong>d, many<br />

questi<strong>on</strong>s ask for a subjective assessment by the interviewee, and it is an open questi<strong>on</strong> whether this<br />

pers<strong>on</strong>s is willing and able to give a correct answer. To enhance the research potential <str<strong>on</strong>g>of</str<strong>on</strong>g> these data<br />

c<strong>on</strong>siderably, they were matched to an AFiD type panel data set that has informati<strong>on</strong> from the m<strong>on</strong>thly<br />

report and from the cost structure survey (both menti<strong>on</strong>ed above). 7 This is <strong>on</strong>e example <str<strong>on</strong>g>of</str<strong>on</strong>g> a new type <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

data that I label AFiDextended.<br />

<str<strong>on</strong>g>The</str<strong>on</strong>g> combined data from matched regular surveys and the special purpose survey <strong>on</strong> relocati<strong>on</strong> are<br />

used in a number <str<strong>on</strong>g>of</str<strong>on</strong>g> <strong>on</strong>going ec<strong>on</strong>ometric investigati<strong>on</strong>s. One <str<strong>on</strong>g>of</str<strong>on</strong>g> these studies asks for the causal effect <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

relocati<strong>on</strong> <strong>on</strong> various dimensi<strong>on</strong>s <str<strong>on</strong>g>of</str<strong>on</strong>g> firm performance (see Wagner (2009c)). <str<strong>on</strong>g>Data</str<strong>on</strong>g> from the relocati<strong>on</strong><br />

survey were used to identify enterprises that relocated producti<strong>on</strong> abroad in the period 2001-03 for the<br />

first time. <str<strong>on</strong>g>The</str<strong>on</strong>g>se firms are compared to firms that did not relocate producti<strong>on</strong> abroad between 2000 and<br />

2006. <str<strong>on</strong>g>The</str<strong>on</strong>g> comparis<strong>on</strong> is <str<strong>on</strong>g>based</str<strong>on</strong>g> <strong>on</strong> data from the m<strong>on</strong>thly report and the cost structure survey, and it is<br />

performed for both 2004 (to document differences between the two groups <str<strong>on</strong>g>of</str<strong>on</strong>g> firms after some <str<strong>on</strong>g>of</str<strong>on</strong>g> them<br />

started to relocate abroad) and for 2000 (when n<strong>on</strong>e <str<strong>on</strong>g>of</str<strong>on</strong>g> them did relocate abroad). It turns out that<br />

compared to n<strong>on</strong>-relocating firm relocating firms are larger and more productive, more human capital<br />

intensive, have a higher share <str<strong>on</strong>g>of</str<strong>on</strong>g> exports in total sales, a higher share <str<strong>on</strong>g>of</str<strong>on</strong>g> employees working in research<br />

and development, and use more capital per employee (while the rate <str<strong>on</strong>g>of</str<strong>on</strong>g> pr<str<strong>on</strong>g>of</str<strong>on</strong>g>it does not differ between the<br />

two groups). All these differences existed in 2000, the year before some firms started to relocate, and this<br />

points to self-selecti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> “better” firms into <str<strong>on</strong>g>of</str<strong>on</strong>g>fshoring.<br />

To investigate the causal effects <str<strong>on</strong>g>of</str<strong>on</strong>g> relocati<strong>on</strong> across borders <strong>on</strong> firm performance, matched pairs<br />

<str<strong>on</strong>g>of</str<strong>on</strong>g> firms that did and did not start to relocate abroad in 2001-03 were formed <str<strong>on</strong>g>based</str<strong>on</strong>g> <strong>on</strong> firm characteristics<br />

in 2000 and their development between 1997 and 2000, and the performance <str<strong>on</strong>g>of</str<strong>on</strong>g> both groups was<br />

compared for 2004-06 when <strong>on</strong>e half <str<strong>on</strong>g>of</str<strong>on</strong>g> the twin firms was made <str<strong>on</strong>g>of</str<strong>on</strong>g> relocating firms and the other half was<br />

not. While the performance <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>of</str<strong>on</strong>g>fshoring firms was <strong>on</strong> average better that that <str<strong>on</strong>g>of</str<strong>on</strong>g> n<strong>on</strong>-relocating firms (with<br />

the excepti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> the growth <str<strong>on</strong>g>of</str<strong>on</strong>g> capital intensity) these differences, however, were statistically significant<br />

from zero <strong>on</strong>ly in the case <str<strong>on</strong>g>of</str<strong>on</strong>g> the growth <str<strong>on</strong>g>of</str<strong>on</strong>g> productivity. To state it differently, c<strong>on</strong>trary to what is <str<strong>on</strong>g>of</str<strong>on</strong>g>ten<br />

argued we find no evidence for a negative causal effect <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>of</str<strong>on</strong>g>fshoring <strong>on</strong> employment or other core<br />

dimensi<strong>on</strong>s <str<strong>on</strong>g>of</str<strong>on</strong>g> firm performance.<br />

7<br />

Matching is technically feasible by using the enterprise number from the special purpose survey that is identical to the enterprise number used in regular surveys,<br />

and it is legal according to §13a BStatG.<br />

6 Statistische Ämter des Bundes und der Länder, Forschungsdatenzentren, Arbeitspapier Nr. 31


This example illustrates that the research potential <str<strong>on</strong>g>of</str<strong>on</strong>g> data from a <strong>on</strong>e-time cross secti<strong>on</strong> special<br />

purpose survey can be enhanced c<strong>on</strong>siderably by matching the data to panel data already available from<br />

regular surveys to build an AFiDextended data set.<br />

4. AFiDplus – Combining data from <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial statistics and external sources<br />

Surveys from <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial statistics do not cover each and every characteristic <str<strong>on</strong>g>of</str<strong>on</strong>g> a firm researchers are<br />

interested in. A case in point is informati<strong>on</strong> <strong>on</strong> codeterminati<strong>on</strong> at the enterprise level (i.e.,<br />

Unternehmensmitbestimmung) where employees are sitting <strong>on</strong> supervisory boards. Details aside, there is<br />

<strong>on</strong>e-third codeterminati<strong>on</strong> in enterprises with between 500 and 2,000 employees according to the 2004<br />

Third Part Act (Drittelbeteiligunsgesetz). However, experts for labour law and industrial relati<strong>on</strong>s point out<br />

that, c<strong>on</strong>trary to the law, limited liability companies (Gesellschaften mit beschränkter Haftung, GmbH) from<br />

this size class very <str<strong>on</strong>g>of</str<strong>on</strong>g>ten do not have a supervisory board at all, and, therefore, are not co-determined<br />

firms. No informati<strong>on</strong> <strong>on</strong> this is collected in surveys from <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial statistics.<br />

Such informati<strong>on</strong>, however, is available from a commercial data base, the Hoppenstedt Datenbank<br />

Grossunternehmen (see www.hoppenstedt-grossunternehmen.de). This data base c<strong>on</strong>tains informati<strong>on</strong><br />

<strong>on</strong> the 25,000 largest enterprises in Germany with at least 200 employees and/or a sales volume <str<strong>on</strong>g>of</str<strong>on</strong>g> at<br />

least 20 Mio. €. Coverage for enterprises with 500 or more employees is complete in this data base. In this<br />

data base it is reported whether or not an enterprise has a supervisory board (and its size), and whether or<br />

not worker representatives are am<strong>on</strong>g the board members (and their number). This informati<strong>on</strong> <strong>on</strong> the<br />

presence <str<strong>on</strong>g>of</str<strong>on</strong>g> a supervisory board and its compositi<strong>on</strong>, however, is not available for all enterprises. As a<br />

part <str<strong>on</strong>g>of</str<strong>on</strong>g> an <strong>on</strong>going project Troch (2009) collected missing informati<strong>on</strong> for limited liability enterprises from<br />

manufacturing industries in West Germany via teleph<strong>on</strong>e calls. 8<br />

<str<strong>on</strong>g>The</str<strong>on</strong>g> most important result from an empirical investigati<strong>on</strong> using these data is that <strong>on</strong>ly some 60<br />

percent <str<strong>on</strong>g>of</str<strong>on</strong>g> all limited liability companies from German manufacturing industries that fell under the Third<br />

Party Act <str<strong>on</strong>g>of</str<strong>on</strong>g> 2004 had a co-determined supervisory board in 2007/2008 (Troch 2009). This provides<br />

evidence for the existence <str<strong>on</strong>g>of</str<strong>on</strong>g> a large co-determinati<strong>on</strong> free z<strong>on</strong>e am<strong>on</strong>g limited liability companies with<br />

500 to 2.000 employees.<br />

This fact <str<strong>on</strong>g>of</str<strong>on</strong>g>fers the possibility for an empirical investigati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> the relati<strong>on</strong>ship between<br />

supervisory board level co-determinati<strong>on</strong> and firm performance <str<strong>on</strong>g>based</str<strong>on</strong>g> <strong>on</strong> a direct comparis<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> codetermined<br />

and co-determinati<strong>on</strong> free firms from the same size class with the same legal form. However,<br />

8<br />

A detailed descripti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> the data and the process <str<strong>on</strong>g>of</str<strong>on</strong>g> its collecti<strong>on</strong> can be found in Troch (2009). B<strong>on</strong>eberg (2009) reports comparable data for the West German<br />

services sector industries.<br />

Statistische Ämter des Bundes und der Länder, Forschungsdatenzentren, Arbeitspapier Nr. 31 7


informati<strong>on</strong> <strong>on</strong> firm performance (productivity, defined as value added per employee, and pr<str<strong>on</strong>g>of</str<strong>on</strong>g>itability,<br />

measured by gross firm surplus divided by total sales) is missing in the Hoppenstedt data base. <str<strong>on</strong>g>The</str<strong>on</strong>g>refore,<br />

to perform this investigati<strong>on</strong>, informati<strong>on</strong> <strong>on</strong> the presence <str<strong>on</strong>g>of</str<strong>on</strong>g> a co-determined supervisory board in an<br />

enterprise (taken from the Hoppenstedt data base, or collected via teleph<strong>on</strong>e) was merged with data from<br />

a sec<strong>on</strong>d source, the cost structure survey for enterprises in the manufacturing (menti<strong>on</strong>ed above). This is<br />

an example for a new type <str<strong>on</strong>g>of</str<strong>on</strong>g> data that I label AFiDplus.<br />

Merging was d<strong>on</strong>e using informati<strong>on</strong> about the register number and register court <str<strong>on</strong>g>of</str<strong>on</strong>g> the trade<br />

register (Handelsregisternummer und Handelsregistergericht) for the enterprise, because this informati<strong>on</strong><br />

is available in both the Hoppenstedt data base and in the <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial register <str<strong>on</strong>g>of</str<strong>on</strong>g> enterprises<br />

(Unternehmensregister) that was linked with the cost structure survey data. Note that merging firm level<br />

data from <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial statistics and from other sources is legal according to §13a <str<strong>on</strong>g>of</str<strong>on</strong>g> the federal statistics law<br />

(Bundesstatistikgesetz) provided the data from external sources are publicly available. This is the case<br />

with the data <strong>on</strong> codeterminati<strong>on</strong> used here, because they are either taken from the publicly (though not<br />

costless) available Hoppenstedt data base, or published <strong>on</strong> the web as an appendix to Troch (2009).<br />

Using this new type <str<strong>on</strong>g>of</str<strong>on</strong>g> data that combines informati<strong>on</strong> <strong>on</strong> the codeterminati<strong>on</strong> status <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

enterprises from a commercial data base and supplementary informati<strong>on</strong> collected from the firms with<br />

comprehensive data <strong>on</strong> the firms from <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial statistics a study by Wagner (2009b) c<strong>on</strong>tributes to the<br />

small empirical literature <strong>on</strong> the co-determinati<strong>on</strong> – firm performance nexus. <str<strong>on</strong>g>The</str<strong>on</strong>g> data allow for the first<br />

time a direct comparis<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> enterprises from the same size class with and without co-determinati<strong>on</strong> at the<br />

supervisory board level. It is shown that <strong>on</strong>e-third codeterminati<strong>on</strong> at the supervisory board level in<br />

limited-liability companies from West German manufacturing industries seems to be neither positively nor<br />

negatively related to two core firm performance indicators, productivity and pr<str<strong>on</strong>g>of</str<strong>on</strong>g>itability.<br />

This example illustrates the high research potential <str<strong>on</strong>g>of</str<strong>on</strong>g> AFiDplus type data that combine panel data<br />

already available from regular surveys with data from an external source that is not affiliated with <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial<br />

statistics. To pursue this strategy it must be technically feasible to match these external data to AFiD type<br />

panel data, and this is most easily d<strong>on</strong>e via the register number and register court <str<strong>on</strong>g>of</str<strong>on</strong>g> the trade register,<br />

because this informati<strong>on</strong> is readily available in both AFiD type panel data and enterprise data from<br />

commercial sources. 9 Furthermore, the external data have to be publicly available (but not necessarily for<br />

free) for the matching to be legal, and this c<strong>on</strong>diti<strong>on</strong> can easily be fulfilled for newly collected data by<br />

publishing it <strong>on</strong> the web. That said, it can be expected that more and more researchers will use AFiDplus<br />

type data in the future.<br />

9<br />

If it is not, it can easily be added to any self-made data set as l<strong>on</strong>g as the name <str<strong>on</strong>g>of</str<strong>on</strong>g> the enterprise is known because informati<strong>on</strong> <strong>on</strong> the register number and register<br />

court <str<strong>on</strong>g>of</str<strong>on</strong>g> the trade register is available <strong>on</strong>line from www.handelsregister.de.<br />

8 Statistische Ämter des Bundes und der Länder, Forschungsdatenzentren, Arbeitspapier Nr. 31


5. A look ahead: KombiFiD – Combining data across instituti<strong>on</strong>s<br />

<str<strong>on</strong>g>The</str<strong>on</strong>g> first and sec<strong>on</strong>d generati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> panel data sets available at the RDC <str<strong>on</strong>g>of</str<strong>on</strong>g> the German statistical <str<strong>on</strong>g>of</str<strong>on</strong>g>fices<br />

that were discussed in the earlier secti<strong>on</strong>s <str<strong>on</strong>g>of</str<strong>on</strong>g> this paper are all <str<strong>on</strong>g>based</str<strong>on</strong>g> <strong>on</strong> c<strong>on</strong>fidential survey data collected<br />

by <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial statistics. As is well known, there are other <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial instituti<strong>on</strong>s besides the statistical <str<strong>on</strong>g>of</str<strong>on</strong>g>fices<br />

that are involved in the collecti<strong>on</strong> and preparati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> c<strong>on</strong>fidential micro data, and some <str<strong>on</strong>g>of</str<strong>on</strong>g> these data are<br />

firm level data. Cases in point are data <strong>on</strong> foreign direct investments collected by the German Central Bank<br />

(Deutsche Bundesbank) described in Lipp<strong>on</strong>er (2003), and detailed data <strong>on</strong> the structure <str<strong>on</strong>g>of</str<strong>on</strong>g> the employees<br />

in the firms prepared by the Federal Employment Agency (Bundesagentur für Arbeit) <strong>on</strong> the basis <str<strong>on</strong>g>of</str<strong>on</strong>g> social<br />

security records (see Spengler 2008).<br />

<str<strong>on</strong>g>The</str<strong>on</strong>g>se c<strong>on</strong>fidential firm level data that are kept strictly inside the data producing instituti<strong>on</strong>s (but<br />

can be accessed by researchers via the RDC <str<strong>on</strong>g>of</str<strong>on</strong>g> these instituti<strong>on</strong>s) are complements – <str<strong>on</strong>g>of</str<strong>on</strong>g>ten informati<strong>on</strong><br />

that is in <strong>on</strong>e data set is missing in all other data sets. <str<strong>on</strong>g>The</str<strong>on</strong>g> high potential for research that would be<br />

<str<strong>on</strong>g>of</str<strong>on</strong>g>fered by data sets that combine firm level data provided by different data producing instituti<strong>on</strong>s is<br />

obvious. To give just <strong>on</strong>e example, up to now there is no large scale high-quality firm level data set that<br />

has informati<strong>on</strong> <strong>on</strong> exports, imports, and foreign direct investments. If data from <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial statistics <strong>on</strong><br />

exports and imports could be matched with data <strong>on</strong> foreign direct investments from the Bundesbank it<br />

would be possible to investigate the relati<strong>on</strong> between these different forms <str<strong>on</strong>g>of</str<strong>on</strong>g> internati<strong>on</strong>al firm activities.<br />

However, in Germany merging <str<strong>on</strong>g>of</str<strong>on</strong>g> c<strong>on</strong>fidential firm level data across the boundaries <str<strong>on</strong>g>of</str<strong>on</strong>g> the data<br />

producers is still in its infancy. One reas<strong>on</strong> is that it is sometimes technically not trivial, because the firm<br />

identifiers used by the data producers are not identical. <str<strong>on</strong>g>The</str<strong>on</strong>g> more important obstacle is that according to<br />

the law cross-instituti<strong>on</strong>al merging <str<strong>on</strong>g>of</str<strong>on</strong>g> firm level data is <strong>on</strong>ly allowed if the firms gave their written c<strong>on</strong>sent<br />

to do so. In an <strong>on</strong>going project, KombiFiD, 10 a pilot study is carried out that asks a large number <str<strong>on</strong>g>of</str<strong>on</strong>g> firms<br />

for their c<strong>on</strong>sent to merge data from the statistical <str<strong>on</strong>g>of</str<strong>on</strong>g>fices, the Federal Employment Agency, and the<br />

Bundesbank (see Bender, Wagner and Zwick (2007) and Braakmann (2009)). <str<strong>on</strong>g>The</str<strong>on</strong>g> combined data will then<br />

be available for researchers in the RDC <str<strong>on</strong>g>of</str<strong>on</strong>g> the data producers to explore the research potential <str<strong>on</strong>g>of</str<strong>on</strong>g> this next<br />

generati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> firm panel data. 11<br />

10 This acr<strong>on</strong>ym stands for Kombinierte Firmendaten für Deutschland (combined firm level data for Germany).<br />

11 Up-to-date informati<strong>on</strong> <strong>on</strong> the KombiFiD project and how to access the data can be found <strong>on</strong> www.kombifid.de .<br />

Statistische Ämter des Bundes und der Länder, Forschungsdatenzentren, Arbeitspapier Nr. 31 9


References<br />

Bender, Stefan, Joachim Wagner and Markus Zwick (2007), KombiFid – Kombinierte Firmendaten für<br />

Deutschland. University <str<strong>on</strong>g>of</str<strong>on</strong>g> Lüneburg Working Paper Series in Ec<strong>on</strong>omics No. 60, September.<br />

B<strong>on</strong>eberg, Franziska (2009), Die Drittelmitbestimmungslücke im Dienstleistungssektor: Ausmaß und<br />

Bestimmungsgründe. University <str<strong>on</strong>g>of</str<strong>on</strong>g> Lüneburg Working Paper Series in Ec<strong>on</strong>omics No. 114, January.<br />

Braakmann, Nils (2009), “Combined firm data for Germany” – <str<strong>on</strong>g>The</str<strong>on</strong>g> c<strong>on</strong>cept, a comparis<strong>on</strong> with selected<br />

data sets and an assessment <str<strong>on</strong>g>of</str<strong>on</strong>g> its research potential. Unpublished, March.<br />

Fritsch, Michael, Bernd Görzig, Ottmar Hennchen and Andreas Stephan (2004), Cost Structure Surveys in<br />

Germany. Schmollers Jahrbuch / Journal <str<strong>on</strong>g>of</str<strong>on</strong>g> Applied Social Science Studies 124(4), 557-566.<br />

Fryges, Helmut and Joachim Wagner (2009), Exports and Pr<str<strong>on</strong>g>of</str<strong>on</strong>g>itability – First Evidence for German<br />

Manufacturing Firms. <str<strong>on</strong>g>The</str<strong>on</strong>g> World Ec<strong>on</strong>omy 32 (in Press).<br />

Kaiser, Ulrich and Joachim Wagner (2008), Neue Möglichkeiten zur Nutzung vertraulicher amtlicher<br />

Pers<strong>on</strong>en- und Firmendaten. Perspektiven der Wirtschaftspolitik 9(3), 329-349.<br />

K<strong>on</strong>old, Michael (2007), <str<strong>on</strong>g>New</str<strong>on</strong>g> possibilies for ec<strong>on</strong>omic research through integrati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> establishment-level<br />

panel data <str<strong>on</strong>g>of</str<strong>on</strong>g> German Official Statistics. Schmollers Jahrbuch / Journal <str<strong>on</strong>g>of</str<strong>on</strong>g> Applied Social Science<br />

Studies 127(2), 321-334.<br />

Lipp<strong>on</strong>er, Alexander (2003), Deutsche Bundesbank’s FDI micro database. Schmollers Jahrbuch / Journal <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

Applied Social Science Studies 123(4), 593-600.<br />

Malchin, Anja and Ram<strong>on</strong>a Voshage (2009), Official Firm <str<strong>on</strong>g>Data</str<strong>on</strong>g> for Germany. Schmollers Jahrbuch / Journal<br />

<str<strong>on</strong>g>of</str<strong>on</strong>g> Applied Social Science Studies 129(3) (in press).<br />

Spengler, Anja (2008), <str<strong>on</strong>g>The</str<strong>on</strong>g> Establishment History Panel. Schmollers Jahrbuch / Journal <str<strong>on</strong>g>of</str<strong>on</strong>g> Applied Social<br />

Science Studies 128(3), 501-509.<br />

Statistisches Bundesamt (2008), Verlagerung wirtschaftlicher Aktivitäten. Ergebnisse der Piloterhebung.<br />

Wiesbaden: Statistisches Bundesamt, August.<br />

Troch, Sebastian (2009), Drittelbeteiligung im Aufsichtsrat – Gesetzliche Regelung versus<br />

Unternehmenspraxis. Ausmaß und Bestimmungsgründe der Umgehung des<br />

Drittelbeteiligungsgesetzes in Industrieunternehmen. University <str<strong>on</strong>g>of</str<strong>on</strong>g> Lüneburg Working Paper Series<br />

in Ec<strong>on</strong>omics No. 128, May.<br />

Wagner, Joachim (2000), Firm Panel <str<strong>on</strong>g>Data</str<strong>on</strong>g> from Official Statistics. Schmollers Jahrbuch / Journal <str<strong>on</strong>g>of</str<strong>on</strong>g> Applied<br />

Social Science Studies 120(1), 143-150.<br />

Wagner, Joachim (2007a), Politikrelevante Folgerungen aus Analysen mit Firmendaten der amtlichen<br />

Statistik. Schmollers Jahrbuch / Journal <str<strong>on</strong>g>of</str<strong>on</strong>g> Applied Social Science Studies 126(3), 359-374.<br />

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Wagner, Joachim (2007b), Exports and Productivity in Germany. Applied Ec<strong>on</strong>omics Quarterly 53(4), 353-<br />

373.<br />

Wagner, Joachim (2008a), Die Forschungspotenziale der Betriebspaneldaten des M<strong>on</strong>atsberichts im<br />

Verarbeitenden Gewerbe. AStA – Wirtschafts- und Sozialstatistisches Archiv 2(2), 209-221.<br />

Wagner, Joachim (2008b), FiDASt Reloaded. In: Rolf, Gabriele, Markus Zwick and Gert G. Wagner (Eds.),<br />

Fortschritte in der informati<strong>on</strong>ellen Infrastruktur in Deutschland. Baden-Baden: Nomos, 369-380.<br />

Wagner, Joachim (2009a), Produktdifferenzierung in deutschen Industrieunternehmen 1995 – 2004:<br />

Ausmaß und Bestimmungsgründe. Jahrbücher für Nati<strong>on</strong>alök<strong>on</strong>omie und Statistik 229 (im Druck).<br />

Wagner, Joachim (2009b), One-third codeterminati<strong>on</strong> at company supervisory boards and firm<br />

performance in German manufacturing industries: First direct evidence from a new type <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

enterprise data. University <str<strong>on</strong>g>of</str<strong>on</strong>g> Lueneburg Working Papers in Ec<strong>on</strong>omics 134, August.<br />

Wagner, Joachim (2009c), <str<strong>on</strong>g>The</str<strong>on</strong>g> causal effects <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>of</str<strong>on</strong>g>fshoring <strong>on</strong> firm performance: First evidence for German<br />

manufacturing enterprises. Unpublished draft paper, August.<br />

Zühlke, Sylvia, Markus Zwick, Sebastian Scharnhorst and Thomas Wende (2004), <str<strong>on</strong>g>The</str<strong>on</strong>g> research data<br />

centres <str<strong>on</strong>g>of</str<strong>on</strong>g> the Federal Statistical Office and the statistical <str<strong>on</strong>g>of</str<strong>on</strong>g>fices <str<strong>on</strong>g>of</str<strong>on</strong>g> the Länder. Schmollers<br />

Jahrbuch / Journal <str<strong>on</strong>g>of</str<strong>on</strong>g> Applied Social Science Studies 124(4), 567-578.<br />

Zwania, Jacek (2008), Verlagerung wirtschaftlicher Aktivitäten. <str<strong>on</strong>g>The</str<strong>on</strong>g>oretischer Hintergrund zur Erhebung.<br />

Wirtschaft und Statistik 6, 477-482.<br />

Statistische Ämter des Bundes und der Länder, Forschungsdatenzentren, Arbeitspapier Nr. 31 11


Bisher sind in der Reihe folgende FDZ-Arbeitspapiere erschienen:<br />

Arbeitspapier Nr. 30:<br />

Geschlechterspezifische Einkommensunterschiede bei Selbstständigen im<br />

Vergleich zu abhängig Beschäftigten - Ein empirischer Vergleich auf der Grundlage steuerstatistischer<br />

Mikrodaten, P. Eilsberger/ M. Zwick, Januar 2008<br />

Arbeitspapier Nr. 29:<br />

Reichtum in Niedersachsen und anderen Bundesländern -Ergebnisse der Steuergeschäftsstatistik<br />

2003 für Selbstständige (Freie Berufe und Unternehmer) und abhängig Beschäftigte, P. Böhm/J. Merz,<br />

November 2008<br />

Arbeitspapier Nr. 27:<br />

Künstler in den Daten der amtlichen Statistik, C. Haak, August 2008<br />

Arbeitspapier Nr. 26:<br />

Uni<strong>on</strong> Density and Varieties <str<strong>on</strong>g>of</str<strong>on</strong>g> Coverage: <str<strong>on</strong>g>The</str<strong>on</strong>g> Anatomy <str<strong>on</strong>g>of</str<strong>on</strong>g> Uni<strong>on</strong> Wage Effects in Germany,<br />

B. Fitzenberger/K. Kohn/A. C. Lembcke, August 2008<br />

Arbeitspapier Nr. 25:<br />

German engineering firms during the 1990's. How efficient are export champi<strong>on</strong>s?, A. Schiersch, Juli<br />

2008<br />

Arbeitspapier Nr. 24:<br />

Zum Einkommensreichtum Älterer in Deutschland – Neue Reichtumskennzahlen und Ergebnisse aus<br />

der Lohn- und Einkommensteuerstatistik (FAST 2001), P. Böhm/J. Merz, Februar 2008<br />

Arbeitspapier Nr. 23:<br />

Neue Datenangebote in den Forschungsdatenzentren. Betriebs- und Unternehmensdaten im<br />

Längsschnitt, M. Brandt/D. Oberschachtsiek/R. Pohl, November 2007<br />

Arbeitspapier Nr. 22:<br />

Stichprobendaten v<strong>on</strong> Versicherten der gesetzlichen Krankenversicherung - Grundlage und Struktur<br />

des Datenmaterials, P. Lugert, Dezember 2007<br />

Arbeitspapier Nr. 21:<br />

KombiFid - Kombinierte Firmendaten für Deutschland, S. Bender/J. Wagner/M. Zwick, November 2007<br />

Arbeitspapier Nr. 20:<br />

Neue Möglichkeiten zur Nutzung vertraulicher amtlicher Pers<strong>on</strong>en- und Firmendaten, U. Kaiser/J.<br />

Wagner, Juni 2007<br />

Arbeitspapier Nr. 18:<br />

Die Gehalts- und Lohnstrukturerhebung: Methodik, Datenzugang und Forschungspotential, H.-P.<br />

Hafner/ R. Lenz, Mai 2007<br />

Arbeitspapier Nr. 17:<br />

An<strong>on</strong>ymisati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> Linked Employer Employee <str<strong>on</strong>g>Data</str<strong>on</strong>g>sets. <str<strong>on</strong>g>The</str<strong>on</strong>g>oretical Thoughts and an Applicati<strong>on</strong> to<br />

the German Structure <str<strong>on</strong>g>of</str<strong>on</strong>g> Earnings Survey, H.-P. Hafner/R. Lenz, Dezember 2006<br />

Arbeitspapier Nr. 16:<br />

Die europäische Uni<strong>on</strong> - Integrati<strong>on</strong> v<strong>on</strong> unten oder Eliteprojekt? Eine Sekundäranalyse v<strong>on</strong><br />

Mikrodaten der amtlichen Statistik, R. Nauenburg, November 2006<br />

Arbeitspapier Nr. 15:<br />

Keeping in Touch - A Benefit <str<strong>on</strong>g>of</str<strong>on</strong>g> Public Holidays Using German Time Use diary <str<strong>on</strong>g>Data</str<strong>on</strong>g>, J. Merz/L.<br />

Osberg, November 2006<br />

Arbeitspapier Nr. 14:<br />

Zur K<strong>on</strong>zepti<strong>on</strong> eines Taxpayer-Panels für Deutschland, D. Vorgrimler/C. Gräb/S. Kriete-Dodds,<br />

November 2006<br />

Arbeitspapier Nr. 13:<br />

An<strong>on</strong>ymisierte Daten der amtlichen Steuerstatistik, D. Vorgrimler, September 2006<br />

Stand: 16. Oktober 2009


Arbeitspapier Nr. 12:<br />

Mikrosimulati<strong>on</strong> in der Betriebswirtschaftlichen Steuerlehre, R. Maiterth, August 2006<br />

Arbeitspapier Nr. 11:<br />

Der Anteil der freien Berufe und der Gewerbetreibenden an der Gemeindefinanzierung, M. Zwick,<br />

September 2006<br />

Arbeitspapier Nr. 10:<br />

K<strong>on</strong>strukti<strong>on</strong> und Bewertung eines ök<strong>on</strong>omischen Einkommens aus der Faktisch An<strong>on</strong>ymisierten<br />

Lohn- und Einkommensteuerstatistik, T. Bönke/F. Neher/C. Schröder, August 2006<br />

Arbeitspapier Nr. 9:<br />

An<strong>on</strong>ymising business micro data - results <str<strong>on</strong>g>of</str<strong>on</strong>g> a German project, R. Lenz/M. Rosemann/D. Vorgrimler/<br />

R. Sturm, Juni 2006<br />

Arbeitspapier Nr. 8:<br />

Scientific analyses using the C<strong>on</strong>tinuing Vocati<strong>on</strong>al Training Survey 2000, R. Lenz/H.-P. Hafner/<br />

D. Schmidt, Juni 2006<br />

Arbeitspapier Nr. 7:<br />

A standard for the release <str<strong>on</strong>g>of</str<strong>on</strong>g> microdata, R. Lenz/D. Vorgrimler/M. Scheffler, Juni 2006<br />

Arbeitspapier Nr. 6:<br />

Measuring the disclosure protecti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> micro aggregated business microdata, R. Lenz, Juni 2006<br />

Arbeitspapier Nr. 5:<br />

De facto an<strong>on</strong>ymised microdata file <strong>on</strong> income tax statistics 1998, J. Merz/D. Vorgrimler/M. Zwick,<br />

Oktober 2005<br />

Arbeitspapier Nr. 4:<br />

Matching German turnover tax statistics, R. Lenz/D. Vorgrimler, Juni 2005<br />

Arbeitspapier Nr. 3:<br />

<str<strong>on</strong>g>The</str<strong>on</strong>g> research data centres <str<strong>on</strong>g>of</str<strong>on</strong>g> the Federal Statistical Office and the statistical <str<strong>on</strong>g>of</str<strong>on</strong>g>fices <str<strong>on</strong>g>of</str<strong>on</strong>g> the Länder,<br />

S. Zühlke/M. Zwick/S. Scharnhorst/T. Wende, März 2005<br />

Arbeitspapier Nr. 2:<br />

Eine kommunale Einkommen- und Körperschaftsteuer als Alternative zur deutschen Gewerbesteuer:<br />

Eine empirische Analyse für ausgewählte Gemeinden, R. Maiterth/M. Zwick, April 2005<br />

Arbeitspapier Nr. 1:<br />

Ein Vergleich der Ergebnisse v<strong>on</strong> Mikrosimulati<strong>on</strong>en mit denen v<strong>on</strong> Gruppensimulati<strong>on</strong>en auf Basis<br />

der Einkommensteuerstatistik, H. Müller, März 2005<br />

Stand: 16. Oktober 2009


Statistische Ämter des Bundes und der Länder,<br />

FDZ-Arbeitspapier Nr. 31, <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Research</str<strong>on</strong>g> <str<strong>on</strong>g>Potential</str<strong>on</strong>g> <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>New</str<strong>on</strong>g> <str<strong>on</strong>g>Types</str<strong>on</strong>g> <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>Enterprise</str<strong>on</strong>g> <str<strong>on</strong>g>Data</str<strong>on</strong>g> <str<strong>on</strong>g>based</str<strong>on</strong>g> <strong>on</strong> Surveys from Official<br />

Statistics in Germany. 2009

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