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Draft Agreed At the ECOWAS Committee of Experts Meeting ... - DCAF

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DRAFT CODE OF CONDUCT FOR THE ARMED FORCES AND SECURITY SERVICES IN WEST AFRICA<br />

Preamble<br />

Determined to overcome <strong>the</strong> legacy <strong>of</strong> conflicts, military rule, difficult and ineffective<br />

interactions between civilians and <strong>the</strong> Armed Forces and Security Services in our subregion;<br />

Aware <strong>of</strong> <strong>the</strong> need to promote sound democratic civil military relations, effective<br />

governance <strong>of</strong> <strong>the</strong> Armed Forces and Security Services, ensure <strong>the</strong> security and safety <strong>of</strong><br />

people and property, safeguard peace and stability, as well as establish common standards<br />

in <strong>the</strong> behaviour <strong>of</strong> <strong>the</strong> Armed Forces and Security Services;<br />

Reaffirming our commitment to <strong>the</strong> principles <strong>of</strong> democracy, and Human Rights as defined<br />

in <strong>the</strong> United Nations Charter, <strong>the</strong> 1948 Universal Declaration <strong>of</strong> Human Rights, and <strong>the</strong><br />

1981 African Charter <strong>of</strong> Human and People’s Rights;<br />

Considering <strong>the</strong> Constitutive Act <strong>of</strong> <strong>the</strong> African Union and o<strong>the</strong>r stipulations <strong>of</strong><br />

international Law;<br />

Considering <strong>the</strong> guiding principles <strong>of</strong> <strong>ECOWAS</strong>;<br />

Considering <strong>the</strong> 2001 Protocol on Democracy and Good Governance, particularly <strong>the</strong><br />

Constitutional convergence principles as contained in Article 1 <strong>of</strong> <strong>the</strong> Protocol;<br />

Considering <strong>the</strong> 1979 <strong>ECOWAS</strong> Protocol Relating to <strong>the</strong> Free Movement <strong>of</strong> Persons,<br />

Residence, and Establishment;<br />

Considering <strong>the</strong> 1999 <strong>ECOWAS</strong> Protocol Relating to <strong>the</strong> Mechanism for Conflict Prevention,<br />

Management, Resolution, Peacekeeping and Security;<br />

This Code <strong>of</strong> Conduct for Armed Forces and Security Services <strong>of</strong> <strong>ECOWAS</strong> Member States is<br />

hereby adopted:<br />

Definition:<br />

Armed Forces and Security Services<br />

In this Code <strong>of</strong> Conduct, “Armed Forces and Security services” refer to all those who, on<br />

behalf <strong>of</strong> <strong>the</strong> State, have a defence or security role. The “Armed Forces” include <strong>the</strong><br />

Army, Air Force, Navy, and Gendarmerie; “Security Forces” <strong>the</strong> Police, Gendarmerie,<br />

National Guards and o<strong>the</strong>r Forces assigned with security.<br />

<strong>Draft</strong> <strong>Agreed</strong> <strong>At</strong> <strong>the</strong> <strong>ECOWAS</strong> <strong>Committee</strong> <strong>of</strong> <strong>Experts</strong> <strong>Meeting</strong>, 19-20 April, 2006, Lome, Togo


CHAPTER I<br />

GENERAL PRINCIPLES<br />

Principle 1<br />

The Armed Forces and Security Services are <strong>the</strong> cradle <strong>of</strong> national unity and cohesion.<br />

Therefore, personnel recruitment and management shall be conducted without<br />

discrimination as to race, gender, ethnic, regional or religious affiliation.<br />

Principle 2<br />

The Armed Forces and Security Services shall be at <strong>the</strong> disposal <strong>of</strong> <strong>the</strong> constitutionally<br />

established political authority and are subordinated to <strong>the</strong> constitutionally democratically<br />

elected authorities. Political authorities and groups shall refrain from undue interference<br />

or to extend partisan politics to <strong>the</strong> operations <strong>of</strong> <strong>the</strong> Armed Forces and Security Services.<br />

Personnel <strong>of</strong> <strong>the</strong> Armed Forces and Security Services shall observe strict neutrality in<br />

partisan political matters;<br />

Principle 3<br />

The Armed Forces and Security Services are at <strong>the</strong> service <strong>of</strong> <strong>the</strong> nation and <strong>the</strong> people.<br />

Their mission shall be to guarantee, if necessary by force <strong>of</strong> arms, defence <strong>of</strong> <strong>the</strong> Nation<br />

and <strong>the</strong> territorial integrity <strong>of</strong> <strong>the</strong> state, ensure <strong>the</strong> protection <strong>of</strong> citizens and property as<br />

well as maintain peace and security in <strong>the</strong> <strong>ECOWAS</strong> sub-region.<br />

Principle 4<br />

In <strong>the</strong> conduct <strong>of</strong> defence and security affairs, <strong>the</strong> behaviour <strong>of</strong> armed and security<br />

personnel shall duly uphold international humanitarian law, human rights and pertinent<br />

national laws and show due regard to property and <strong>the</strong> physical integrity and psychological<br />

well-being <strong>of</strong> persons.<br />

Principle 5<br />

In situations <strong>of</strong> armed conflict, all armed groups and individuals are subject to Human<br />

Rights, International Humanitarian Law and pertinent national laws.<br />

CHAPTER II<br />

ARMED FORCES AND SECURITY SERVICES, HUMAN RIGHTS AND INTERNATIONAL<br />

HUMANITARIAN LAW<br />

Article 1<br />

In addition to <strong>the</strong>ir pr<strong>of</strong>essional training, Armed Forces and Security Services personnel,<br />

shall each be given <strong>the</strong> education in constitutional law, human rights, international<br />

humanitarian law, and peacekeeping appropriate to <strong>the</strong>ir rank in order to build and<br />

enhance <strong>the</strong>ir capacity to meet rapidly changing challenges and threats.<br />

Article 2<br />

Civilian political or administrative authority, personnel <strong>of</strong> Armed Forces and Security<br />

Services and <strong>the</strong>ir commanders, shall be held individually responsible for instructions,<br />

orders and/or actions and omissions in violation <strong>of</strong> human, rights international<br />

humanitarian Law, and relevant domestic laws.<br />

Article 3<br />

<strong>Draft</strong> <strong>Agreed</strong> <strong>At</strong> <strong>the</strong> <strong>ECOWAS</strong> <strong>Committee</strong> <strong>of</strong> <strong>Experts</strong> <strong>Meeting</strong>, 19-20 April, 2006, Lome, Togo


In <strong>the</strong> exercise <strong>of</strong> <strong>the</strong>ir duties, armed and security personnel shall provide adequate<br />

protection, refuge and assistance to all persons in need. They shall ensure that internally<br />

displaced persons, refugees, non-nationals, stateless persons, minorities, women, children,<br />

<strong>the</strong> elderly, and people with disabilities are not discriminated against. No one shall<br />

discriminate on <strong>the</strong> basis <strong>of</strong> race, identity, religion, political beliefs, status or condition.<br />

Article 4<br />

During exceptional circumstances, such as state <strong>of</strong> emergency, state <strong>of</strong> siege as defined by<br />

<strong>the</strong> Constitution and <strong>the</strong> <strong>ECOWAS</strong> Mediation and Security Council, Armed Forces and<br />

Security Services shall conform to <strong>the</strong>ir own national law and international humanitarian<br />

law as well as accepted international customary norms. <strong>At</strong> all times Armed Forces and<br />

Security Services personnel should be aware <strong>of</strong> and respect basic fundamental human<br />

rights.<br />

Article 5<br />

Personnel <strong>of</strong> Armed Forces and Security Services shall refrain in all circumstances from <strong>the</strong><br />

following acts: murder, torture, corporal punishment, rape, mutilation, cruel, inhumane,<br />

and degrading treatment, hostage taking, collective punishment, and any o<strong>the</strong>r act,<br />

including intimidation and threats, aimed at impairing <strong>the</strong> physical and psychological wellbeing<br />

<strong>of</strong> <strong>the</strong> individual.<br />

Article 6<br />

In enforcing domestic law and order, Armed Forces and Security Services shall use firearms<br />

as a last resort with maximum restraint, and respect <strong>the</strong> principle <strong>of</strong> minimum force, even<br />

in situations <strong>of</strong> self-defence. After <strong>the</strong> use <strong>of</strong> firearms and in <strong>the</strong> event <strong>of</strong> injuries, <strong>the</strong><br />

personnel <strong>of</strong> Armed Forces and Security Services shall assist <strong>the</strong> wounded without<br />

discrimination. The families <strong>of</strong> <strong>the</strong> victims shall be informed. A public enquiry shall be<br />

opened, and a report issued.<br />

CHAPTER III<br />

REGULATORY FRAMEWORK GOVERNING CIVIL-MILITARY RELATIONS<br />

Article 7<br />

The national political authority shall ensure that adequate financial resources and logistics<br />

are made available to Armed Forces and Security Services to enable <strong>the</strong>m carry out <strong>the</strong>ir<br />

missions successfully.<br />

Article 8<br />

Every person has <strong>the</strong> right and <strong>the</strong> duty to denounce and to resist any abuse <strong>of</strong> his/her<br />

constitutional and legal rights. Such acts should not be deemed contravening to <strong>the</strong> law.<br />

Competent national jurisdictions should be available to review complaints by any person<br />

regarding violations <strong>of</strong> his/her human rights or property rights.<br />

Article 9<br />

The personnel <strong>of</strong> Armed Forces and Security Services shall be disciplined and loyal to <strong>the</strong><br />

State at all times and owe loyalty and obedience to <strong>the</strong> democratically elected<br />

constitutional authorities. The lawful command <strong>of</strong> such authorities shall be executed.<br />

Article 10<br />

In executing <strong>the</strong> missions assigned to <strong>the</strong>m, <strong>the</strong> Armed Forces and Security Services are<br />

required to uphold operational confidentiality except where exemption is granted by <strong>the</strong><br />

appropriate authority. This provision shall not be construed as derogative <strong>of</strong> any articles in<br />

this Code.<br />

<strong>Draft</strong> <strong>Agreed</strong> <strong>At</strong> <strong>the</strong> <strong>ECOWAS</strong> <strong>Committee</strong> <strong>of</strong> <strong>Experts</strong> <strong>Meeting</strong>, 19-20 April, 2006, Lome, Togo


Article 11<br />

In exercising <strong>the</strong>ir functions, <strong>the</strong> personnel <strong>of</strong> Armed Forces and Security Services shall<br />

enjoy, within <strong>the</strong> limits <strong>of</strong> national law, <strong>the</strong>ir fundamental rights and freedoms as<br />

stipulated by <strong>the</strong> Constitution.<br />

Article 12<br />

In <strong>the</strong> exercise <strong>of</strong> command, no order which contravenes international humanitarian law,<br />

human rights, pertinent national laws or <strong>ECOWAS</strong> democracy and good governance<br />

principles shall be given to, or obeyed by armed and security personnel.<br />

Article 13<br />

The civilian political and administrative authority shall ensure that <strong>the</strong> military operations<br />

it orders, including operations to maintain domestic law and order and, shall be executed<br />

in conformity with <strong>the</strong> relevant provisions <strong>of</strong> international humanitarian law, human rights,<br />

national laws, <strong>the</strong> <strong>ECOWAS</strong> Protocol on Democracy and Good Governance and this Code <strong>of</strong><br />

Conduct.<br />

Article 14<br />

Under no circumstance shall <strong>the</strong> civilian political and administrative authority resort to<br />

Armed Forces and Security Services to restrict <strong>the</strong> peaceful, legitimate and legal exercise<br />

<strong>of</strong> <strong>the</strong> individual and collective rights <strong>of</strong> <strong>the</strong> citizens as guaranteed by <strong>the</strong> Constitution.<br />

Article 15<br />

The democratic control <strong>of</strong> <strong>the</strong> Armed Forces and Security Services by State institutions<br />

(executive, judiciary and parliament) as well as <strong>ECOWAS</strong> institutions (executive,<br />

secretariat, parliament and court) shall be exercised with transparency and accountability,<br />

particularly in <strong>the</strong> process <strong>of</strong> security and defence planning, budgeting, and procurement.<br />

Article 16<br />

Armed Forces and Security Services are to respect individual human dignity and protect <strong>the</strong><br />

rights and security <strong>of</strong> <strong>the</strong> civilian population, including <strong>the</strong> physical integrity <strong>of</strong> <strong>the</strong><br />

individuals as well as <strong>the</strong> security <strong>of</strong> <strong>the</strong>ir property.<br />

Article 17<br />

The high command <strong>of</strong> <strong>the</strong> Armed Forces and Security Services shall ensure that relations<br />

between <strong>the</strong>ir personnel and <strong>the</strong> civilian population are harmonious and based on mutual<br />

trust. In this regard, <strong>the</strong> armed and security forces shall, in collaboration with <strong>the</strong> national<br />

government, <strong>ECOWAS</strong> authorities, civil society, including non-governmental organisations<br />

and <strong>the</strong> media, endeavour to inform and educate <strong>the</strong> public on <strong>the</strong>ir unclassified<br />

programmes and operations.<br />

Article 18<br />

In <strong>the</strong>ir relationships with <strong>the</strong> civilian population, <strong>the</strong> personnel <strong>of</strong> Armed Forces and<br />

security Services shall avoid any act or behaviour that may bring <strong>the</strong>ir institutions into<br />

disrepute.<br />

Article 19<br />

The Armed Forces and Security Services shall contribute, as appropriate, to <strong>the</strong> economic<br />

and social development <strong>of</strong> <strong>the</strong>ir country.<br />

Article 20<br />

Civilian, political and administrative authority, Armed Forces and Security Services<br />

personnel, civil society, including non-governmental organisations and <strong>the</strong> media, shall<br />

<strong>Draft</strong> <strong>Agreed</strong> <strong>At</strong> <strong>the</strong> <strong>ECOWAS</strong> <strong>Committee</strong> <strong>of</strong> <strong>Experts</strong> <strong>Meeting</strong>, 19-20 April, 2006, Lome, Togo


engage in regular interactions at different levels through public fora to promote cordial<br />

relationships, enhance mutual respect and confidence between <strong>the</strong> civilian population and<br />

<strong>the</strong> Armed Forces and Security Services.<br />

Article 21<br />

Armed Forces and security personnel shall ensure <strong>the</strong> implementation <strong>of</strong> <strong>the</strong> <strong>ECOWAS</strong><br />

protocol regulating <strong>the</strong> free movement <strong>of</strong> persons, residence, and establishment. Armed<br />

Forces and Security Services should integrate and harmonise control measures at borders;<br />

<strong>the</strong> physical integrity <strong>of</strong> individuals and <strong>the</strong>ir personal possessions are to be respected and<br />

protected.<br />

Article 22<br />

Armed Forces and Security Services shall support humanitarian assistance operations at <strong>the</strong><br />

national or international levels. In <strong>the</strong> execution <strong>of</strong> this mission, <strong>the</strong>y shall cooperate, as<br />

appropriate, with humanitarian organisations.<br />

Article 23<br />

When Armed Forces and Security Services personnel are to form part <strong>of</strong> multinational<br />

operations in o<strong>the</strong>r countries, <strong>the</strong>y shall undergo appropriate training and sensitization on<br />

cultural differences to guide <strong>the</strong>ir conduct.<br />

CHAPTER IV<br />

RELATIONS BETWEEN THE ARMED FORCES AND THE SECURITY SERVICES<br />

Article 24<br />

In <strong>the</strong> execution <strong>of</strong> <strong>the</strong>ir duties, Armed Forces and Security Services shall co-operate in <strong>the</strong><br />

context <strong>of</strong> <strong>the</strong>ir respective and complementary responsibilities. They shall maintain<br />

permanent and harmonious relationships in times <strong>of</strong> peace (through joint seminars,<br />

exercises etc), as well as during crises, social upheavals, or armed conflicts.<br />

Article 25<br />

In peacetime, <strong>the</strong> maintenance <strong>of</strong> law and order is <strong>the</strong> responsibility <strong>of</strong> <strong>the</strong> Police,<br />

Gendarmerie and National Guard where <strong>the</strong>y exist.<br />

Article 26<br />

In times <strong>of</strong> crisis or social upheavals, <strong>the</strong> protection <strong>of</strong> life and property shall be <strong>the</strong><br />

primary responsibility <strong>of</strong> <strong>the</strong> Police--and <strong>the</strong> Gendarmerie, where it exists. In exceptional<br />

circumstances, and at <strong>the</strong> request <strong>of</strong> <strong>the</strong> political authority, <strong>the</strong> Armed Forces may<br />

intervene, as a last resort, in accordance with <strong>the</strong> national Constitution.<br />

Article 27<br />

In times <strong>of</strong> armed conflict, <strong>the</strong> political authority shall define <strong>the</strong> rules <strong>of</strong> engagement for<br />

<strong>the</strong> Security Services as well as <strong>the</strong> scope <strong>of</strong> <strong>the</strong>ir involvement in <strong>the</strong> defence <strong>of</strong> national<br />

security alongside <strong>the</strong> Armed Forces.<br />

Article 28<br />

Consistent with national laws, relevant international instruments, and as directed by <strong>the</strong><br />

political authority, Armed Forces, alongside <strong>the</strong> Security Services, may be involved in<br />

combating criminal activities, such as illicit trade and proliferation <strong>of</strong> arms, terrorism,<br />

drug trafficking, o<strong>the</strong>r organised crime, violence against women and children, and any<br />

<strong>Draft</strong> <strong>Agreed</strong> <strong>At</strong> <strong>the</strong> <strong>ECOWAS</strong> <strong>Committee</strong> <strong>of</strong> <strong>Experts</strong> <strong>Meeting</strong>, 19-20 April, 2006, Lome, Togo


form <strong>of</strong> illicit trafficking. These missions may be carried out through joint operations,<br />

patrols, and <strong>the</strong> monitoring <strong>of</strong> politically sensitive areas.<br />

Article 29<br />

Necessary measures shall be taken to introduce or streng<strong>the</strong>n at all levels liaison systems,<br />

both within and between states, and among <strong>the</strong> various Armed Forces and Security<br />

Services.<br />

CHAPTER V<br />

IMPLEMENTATION<br />

Article 30<br />

The present Code <strong>of</strong> Conduct shall be translated into <strong>the</strong> working languages <strong>of</strong> <strong>ECOWAS</strong>,<br />

integrated in <strong>the</strong> training and educational programmes, and taught to <strong>the</strong> Armed Forces<br />

and Security Services at all levels <strong>of</strong> all Member States <strong>of</strong> <strong>ECOWAS</strong>.<br />

The Code <strong>of</strong> Conduct shall be widely disseminated through national sensitisation campaigns<br />

using appropriate media (state institutions, NGOs) within <strong>the</strong> respective territories <strong>of</strong><br />

<strong>the</strong>se States in <strong>the</strong> national and, if necessary, local languages.<br />

Article 31<br />

The status <strong>of</strong> implementation <strong>of</strong> this Code <strong>of</strong> Conduct shall form part <strong>of</strong> <strong>the</strong> agenda <strong>of</strong><br />

relevant <strong>ECOWAS</strong> organs, in particular <strong>the</strong> Defence and Security Commission.<br />

Oversight <strong>of</strong> <strong>the</strong> implementation <strong>of</strong> <strong>the</strong> Code <strong>of</strong> Conduct shall rest with <strong>ECOWAS</strong>. Each<br />

Member State shall appoint a National Independent Ombudsman to monitor its<br />

implementation and to take appropriate measures following any violations <strong>of</strong> this Code <strong>of</strong><br />

Conduct.<br />

Article 32<br />

Recognising <strong>the</strong> importance <strong>of</strong> this Code <strong>of</strong> Conduct and its potential in promoting peace,<br />

security, stability, and <strong>the</strong> well-being <strong>of</strong> West African Nations, bi-annual meetings shall be<br />

convened to assess its implementation at <strong>the</strong> local, national and sub-regional levels.<br />

Participants shall include experts, <strong>the</strong> representatives <strong>of</strong> governments, Armed Forces and<br />

Security Services, and civil society, including non-governmental organisations, <strong>the</strong> media<br />

and o<strong>the</strong>r relevant stakeholders. The said bi-annual meetings will consider reports to be<br />

submitted by each <strong>ECOWAS</strong> member-state on <strong>the</strong> implementation <strong>of</strong> <strong>the</strong> Code.<br />

Article 33<br />

This code <strong>of</strong> conduct shall be implemented with an eye toward its codification.<br />

<strong>Draft</strong> <strong>Agreed</strong> <strong>At</strong> <strong>the</strong> <strong>ECOWAS</strong> <strong>Committee</strong> <strong>of</strong> <strong>Experts</strong> <strong>Meeting</strong>, 19-20 April, 2006, Lome, Togo

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