“Integrity, Luck, and the Unthinkable” - UCLA School of Law
“Integrity, Luck, and the Unthinkable” - UCLA School of Law
“Integrity, Luck, and the Unthinkable” - UCLA School of Law
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<strong>“Integrity</strong>, <strong>Luck</strong>, <strong>and</strong> <strong>the</strong> <strong>Unthinkable”</strong><br />
David Sussman<br />
Pr<strong>of</strong>essor <strong>of</strong> Philosophy, University <strong>of</strong> Illinois at Urbana-<br />
Champaign<br />
Legal Theory Workshop<br />
<strong>UCLA</strong> <strong>School</strong> <strong>of</strong> <strong>Law</strong><br />
4/12/2012, 5:00p.m.-6:45p.m., Room 1314<br />
http://www.law.ucla.edu/home/index.asp?page=817<br />
Draft, March 23, 2012. For <strong>UCLA</strong><br />
Workshop. Please Don’t Cite Or Quote<br />
Without Permission.
[DRAFT—please do not use or cite without permission]<br />
Integrity, <strong>Luck</strong>, <strong>and</strong> <strong>the</strong> Unthinkable<br />
David Sussman<br />
University <strong>of</strong> Illinois at Urbana-Champaign<br />
dsussman@illinois.edu<br />
But if someone really thinks, in advance, that it is open to question<br />
whe<strong>the</strong>r such an action as procuring <strong>the</strong> judicial execution <strong>of</strong> <strong>the</strong><br />
innocent should be quite excluded from consideration—I do not want<br />
to argue with him; he shows a corrupt mind.<br />
G.E.M Anscombe, “Modern Moral Philosophy”<br />
In Self-Constitution, Christine Korsgaard advances a version <strong>of</strong> <strong>the</strong> Platonic <strong>the</strong>sis<br />
that <strong>the</strong> soul <strong>of</strong> a properly integrated agent bears a strong analogy to a justly ordered<br />
polity. Supposedly, unless <strong>the</strong> proper relations <strong>of</strong> authority <strong>and</strong> deference hold between<br />
<strong>the</strong> parts <strong>of</strong> her soul, a person will lack <strong>the</strong> right kind <strong>of</strong> unity to be an agent, so that<br />
nothing that goes on in or through her could really count as her acting at all. Korsgaard<br />
argues that absent some kind <strong>of</strong> quasi-political organization <strong>of</strong> his psyche, a human being<br />
can be nothing more than a mere “heap” <strong>of</strong> sub-personal impulses <strong>and</strong> processes. Such a<br />
heap may shamble around in predictable <strong>and</strong> explicable ways, but <strong>the</strong>se movements could<br />
not realize or express any intentions, choices, or values, because <strong>the</strong>re would be no way<br />
to give sense to <strong>the</strong> idea <strong>of</strong> <strong>the</strong>re being a subject who so intends, chooses, or values.<br />
Korsgaard holds not only that real actions must proceed from such an integrated<br />
agent, but also, somewhat paradoxically, that <strong>the</strong> basic function <strong>of</strong> action simply as such
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is to attain <strong>and</strong> sustain <strong>the</strong> unity <strong>the</strong> agent in <strong>the</strong> requisite way. Supposedly, any action<br />
that fails to recognize or ratify <strong>the</strong> right kind <strong>of</strong> normative relations between <strong>the</strong> parts <strong>of</strong><br />
<strong>the</strong> soul is defective qua action, regardless <strong>of</strong> its success in realizing any o<strong>the</strong>r values or<br />
objectives. For Korsgaard, we act in <strong>the</strong> fullest sense (<strong>and</strong> so are most truly agents) only<br />
when our souls are so constituted that reason is recognized as its most authoritative part.<br />
Only when we act under <strong>the</strong> guidance <strong>of</strong> reason do we really act at all; not because we are<br />
nothing more than our reason, but because only ins<strong>of</strong>ar as reason structures our various<br />
appetites <strong>and</strong> emotions does <strong>the</strong> whole lot add up to something for us to be at all. This<br />
way <strong>of</strong> underst<strong>and</strong>ing <strong>the</strong> relation <strong>of</strong> reason to action is supposed to have significant<br />
normative consequences. In particular, Korsgaard thinks that this relation ultimately<br />
grounds a dem<strong>and</strong> that our practical reasons be “public” or “shareable” in a way that<br />
supports not just principles <strong>of</strong> instrumental <strong>and</strong> prudential reasoning but also some kind<br />
<strong>of</strong> robust Kantian universalizability requirement.<br />
Korsgaard does allow <strong>the</strong>re are ways an agent’s soul might be integrated that differ<br />
from <strong>the</strong> Kantian conception she advances. But she holds that all <strong>of</strong> <strong>the</strong>se o<strong>the</strong>r forms <strong>of</strong><br />
agency are inherently defective, such that <strong>the</strong> agents so constituted turn out to be capable<br />
<strong>of</strong> action only in a derivative or degenerate sense. Although <strong>the</strong>se people do not merely<br />
respond to impulse, <strong>the</strong>y do not fully act, ei<strong>the</strong>r. The central problem, as she sees it, is<br />
that all <strong>the</strong>se o<strong>the</strong>r souls are only contingently unified; that is, <strong>the</strong>y can maintain <strong>the</strong>ir<br />
unity only assuming that certain kinds <strong>of</strong> problems, challenges, or dilemmas never arise<br />
for <strong>the</strong>m. In contrast, <strong>the</strong> aristocratic or autonomous soul can recognize itself in any<br />
conceivable situation that he might confront. Supposedly, <strong>the</strong> identity <strong>of</strong> this agent, at<br />
least from his point <strong>of</strong> view, has a special kind <strong>of</strong> integrity that shields it from luck in a
3<br />
way that makes its actions more truly its own than those <strong>of</strong> <strong>the</strong> o<strong>the</strong>r, less reflectively<br />
constituted souls.<br />
The constitutional model <strong>of</strong> <strong>the</strong> soul has had its detractors. Some, following Hume,<br />
think <strong>the</strong>re really can be no such thing as kind <strong>of</strong> practical power that is distinct from<br />
passion, or that <strong>the</strong> talk various parts <strong>of</strong> <strong>the</strong> soul “deferring to” or “recognizing <strong>the</strong><br />
authority <strong>of</strong>” o<strong>the</strong>r parts can only be a way <strong>of</strong> describing relations <strong>of</strong> motivational<br />
dominance in terms <strong>of</strong> an attractive but misleading metaphor. Nietzsche goes fur<strong>the</strong>r.<br />
For him, <strong>the</strong> constitutional model <strong>of</strong> <strong>the</strong> soul is not just a confusion that generates<br />
unnecessary philosophical problems. Instead, it we truly embraced this conception we<br />
would ultimately find ourselves unable to sincerely care about anything at all. He writes,<br />
One must indeed grant something even more unpalatable; that, from<br />
<strong>the</strong> highest biological st<strong>and</strong>point, legal conditions can never be o<strong>the</strong>r<br />
than exceptional conditions….A legal order thought <strong>of</strong> as sovereign<br />
<strong>and</strong> universal, not as a means in <strong>the</strong> struggle between power<br />
complexes but as a mean <strong>of</strong> preventing all struggle in general—<br />
perhaps after <strong>the</strong> communistic cliché <strong>of</strong> Dühring, that every will must<br />
consider every o<strong>the</strong>r will its equal—would be a principle hostile to<br />
life, an agent <strong>of</strong> <strong>the</strong> dissolution <strong>and</strong> destruction <strong>of</strong> man, an attempt to<br />
assassinate <strong>the</strong> future <strong>of</strong> man, a sign <strong>of</strong> weariness, a secret path to<br />
nothingness.— (Genealogy II, p.76)<br />
In this paper, I develop a version <strong>of</strong> Nietzsche’s worry; that conceiving <strong>of</strong> agency along<br />
<strong>the</strong> lines <strong>of</strong> a just polity in <strong>the</strong> Platonic/Kantian fashion may be inimical to <strong>the</strong> ways that<br />
agents must see <strong>the</strong>mselves if <strong>the</strong>y are to be able to take an active interest in <strong>the</strong>ir own<br />
lives. I will focus on Korsgaard’s central claim that only <strong>the</strong> aristocratic or autonomous<br />
soul has <strong>the</strong> right kind <strong>of</strong> unity to act because <strong>of</strong> <strong>the</strong> way that this soul alone is<br />
immunized from a certain kind <strong>of</strong> luck. I argue not only that vulnerability to some kinds
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<strong>of</strong> luck are perfectly compatible with being a properly unified agent, but that such<br />
vulnerabilities are necessary for us to possess <strong>the</strong> kind <strong>of</strong> integrity needed for us to take<br />
an active reason in our own lives, <strong>and</strong> so be able to recognize ourselves as agents in <strong>the</strong><br />
first place.<br />
1. Korsgaard’s point <strong>of</strong> departure is <strong>the</strong> fact that actions are not just events that happen<br />
through people, but what people do for reasons; that is, in a way guided by some sense <strong>of</strong><br />
what <strong>the</strong>y are doing <strong>and</strong> how it makes sense as a response to <strong>the</strong>ir situation, as <strong>the</strong>y<br />
conceive <strong>of</strong> it. This way <strong>of</strong> making sense <strong>of</strong> our doings involves implicit reference to an<br />
active power that apprehends <strong>the</strong> contents <strong>of</strong> <strong>the</strong> relevant beliefs <strong>and</strong> desires, which is<br />
sensitive to <strong>the</strong> rational relations between <strong>the</strong>m, <strong>and</strong> which can guide its ensuing activity<br />
in light <strong>of</strong> an appreciation <strong>of</strong> those relations. Supposedly, any account <strong>of</strong> action that did<br />
not make such ineliminable reference to a unified, active agent-cause would not make<br />
sense <strong>of</strong> action, but merely explain it away (replacing it with an explanation <strong>of</strong> mere<br />
physical movements <strong>and</strong> <strong>the</strong>ir physical or neurological causes). Our actions “constitute”<br />
us as agents in <strong>the</strong> sense that it only relative to such a normatively integrated performance<br />
that is intelligible as a first-person point <strong>of</strong> view that it makes sense to talk about an agent<br />
as distinct from various sub-personal forces <strong>and</strong> processes, <strong>and</strong> it is only relative to such<br />
performances that any such agent takes on a determinate character.<br />
For Korsgaard, this means that <strong>the</strong>re can be no such thing as what she calls<br />
“particularistic willing”. A person would will particularistically if she did something for<br />
some reason, but did not take that decision to commit her to anything fur<strong>the</strong>r; that is, if
5<br />
she did not take her decision to in any way change how she should approach any o<strong>the</strong>r<br />
choice at that might come before her. To use Kant’s language, a particularistic willer<br />
would be adopting a maxim <strong>of</strong> action for just this instance, refusing to recognize its<br />
relevance to any o<strong>the</strong>r circumstance. This person would not merely be acting with <strong>the</strong><br />
belief that she might or probably will change her mind. Ra<strong>the</strong>r, she sees her reason as<br />
disposable, as applying only to her only here <strong>and</strong> now. Since <strong>the</strong>re is no real<br />
commitment or resolve here, she does not change her mind when <strong>the</strong> maxim drops out <strong>of</strong><br />
her thinking because something else has grabbed her attention. For this response is<br />
perfectly keeping with what she had a mind to do all along.<br />
In Korsgaard’s terminology to will particularistically would be to act on a reason that<br />
is in no way “public” or “shareable”, but one that is wholly “private.” A reason is<br />
“public” or “shareable” to <strong>the</strong> extent that it makes a claim or dem<strong>and</strong> that can be<br />
addressed from one practical perspective to ano<strong>the</strong>r, <strong>and</strong> so has what Stephen Darwall has<br />
called a kind <strong>of</strong> “second-personal” character. A public reason is <strong>the</strong> sort <strong>of</strong> reason that<br />
functions within a context <strong>of</strong> an essentially joint activity, <strong>and</strong> so allows particular persons<br />
(or perspectives) a certain st<strong>and</strong>ing to direct claims to o<strong>the</strong>rs, along with special<br />
obligation to attend to claims <strong>and</strong> responses that might be put to <strong>the</strong>m in turn.<br />
In contrast, a practical reason is private to just <strong>the</strong> extent that although it leaves agents<br />
able to anticipate <strong>and</strong> make sense <strong>of</strong> each o<strong>the</strong>r’s behavior, it does not presuppose (or<br />
define) anything like a shared deliberative perspective that <strong>the</strong>y might enter into, or any<br />
second-personal expectations directed to any o<strong>the</strong>r points <strong>of</strong> view. For example, rational<br />
egoism supposes that reasons are private between natural individuals, (although <strong>the</strong>y are
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public with respect to different times <strong>and</strong> perspectives within <strong>the</strong> life <strong>of</strong> one individual).<br />
Ins<strong>of</strong>ar as our reasons are private, we must share our reasons only from a <strong>the</strong>oretical point<br />
<strong>of</strong> view: that is, in acting on such a reason I must see <strong>the</strong> sorts <strong>of</strong> reasons that make my<br />
actions intelligible as such to be <strong>the</strong> kind <strong>of</strong> reason that would make your actions<br />
intelligible as well, absent any interesting qualitative differences between us. Of course,<br />
we may also share our reasons practically ins<strong>of</strong>ar as we have interests that happen to<br />
overlap, <strong>and</strong> such reasons may support extensive systems <strong>of</strong> cooperation. So, when we<br />
find ourselves in something like a Hobbesian state <strong>of</strong> nature, or under Hume’s<br />
“circumstances <strong>of</strong> justice”, we will all turn out to compelling reasons to recognize <strong>and</strong><br />
support conventions that, while limiting our individual choices, are ultimately in<br />
everyone’s long-term self-interest.<br />
What distinguishes a private reason from truly public ones is that <strong>the</strong> sort <strong>of</strong> co-<br />
deliberation <strong>the</strong>y call for is only contingent. Such reasons call for cooperation <strong>and</strong> co-<br />
deliberation only under certain kinds <strong>of</strong> empirical circumstance. Should those<br />
circumstances cease to hold, all bets are <strong>of</strong>f. Put in a different way; within a private<br />
context agents might <strong>of</strong>ten deliberate toge<strong>the</strong>r, but <strong>the</strong>y recognize that relation as<br />
subordinate to a more basic individual perspective from which <strong>the</strong>ir commitment to such<br />
deliberation might be called into question, challenged, revised, or ab<strong>and</strong>oned. The<br />
commitment to publicity is essentially qualified by a more basic non-public perspective<br />
that provides <strong>the</strong> conditions on just how seriously we can take that commitment. Ins<strong>of</strong>ar<br />
as agents see <strong>the</strong>ir reasons as only private relative to each o<strong>the</strong>r, <strong>the</strong>y can only interact<br />
strategically, in <strong>the</strong> sorts <strong>of</strong> ways that might be modeled by game <strong>the</strong>ory. In principle, <strong>the</strong>
7<br />
use <strong>of</strong> force <strong>and</strong> fraud are always available even if circumstances always make<br />
cooperation <strong>and</strong> mutual restraint <strong>the</strong> wisest course.<br />
It’s important to see that on this view not even <strong>the</strong> rational egoist takes her reasons to<br />
be absolutely private. Admittedly, she does take her practical reasons to be private with<br />
respect to o<strong>the</strong>r people, ins<strong>of</strong>ar as she only commitment she takes on in acting on such a<br />
reason is an essentially <strong>the</strong>oretical one—that <strong>of</strong> recognizing it must be as intelligible <strong>and</strong><br />
rational for o<strong>the</strong>r people to act on this sort <strong>of</strong> reason as it is for her to do so. However,<br />
even rational egoist still takes her reasons to be intra-personally public. Ins<strong>of</strong>ar as she<br />
decides to pursue something, <strong>and</strong> so count it as part <strong>of</strong> her happiness, she has a normative<br />
expectation that she will be able to recognize <strong>and</strong> act from that decision at latter times,<br />
when her desires, feelings, or moods may have changed.<br />
This is not to say that <strong>the</strong> agent is not open to <strong>the</strong> possibility <strong>of</strong> changing her mind in<br />
<strong>the</strong> future. The point is only that by deciding on some end or project, <strong>the</strong> agent rationally<br />
obligates her later perspectives to ei<strong>the</strong>r follow through with it or come up with some<br />
reason that justifies ab<strong>and</strong>oning or modifying that objective. From her own perspective,<br />
her earlier choices are not merely significant psychological events in her past; <strong>the</strong>y are<br />
exercises <strong>of</strong> normative powers that change <strong>the</strong> way her future choices can be properly<br />
taken up. If <strong>the</strong> agent saw her future self as retaining <strong>the</strong> same liberty <strong>of</strong> choice as her<br />
earlier self, <strong>the</strong>n she might ab<strong>and</strong>on her intention for no reason at all, or “just because she<br />
felt like it”. But <strong>the</strong>n it would seem that <strong>the</strong> agent never really decided on a course <strong>of</strong><br />
action in <strong>the</strong> first place, that she never succeeded in forming an intention or committing<br />
herself to anything at all.
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The problem is that in this case, <strong>the</strong>re would really be no difference between<br />
“deciding” in this way, where it remains equally open to ab<strong>and</strong>on a course for any reason<br />
or no reason, <strong>and</strong> just being directly motivated by some sub-personal desire or impulse.<br />
The experience <strong>of</strong> such an impulse might make it more likely that we continue to act for<br />
<strong>the</strong> sake <strong>of</strong> it in different context, <strong>and</strong> it might give us reason to expect <strong>and</strong> hope that we<br />
do so. But if we ended up acting in some o<strong>the</strong>r way, this could not count as a kind <strong>of</strong><br />
irrationality, weakness <strong>of</strong> will, or self-betrayal. It would just be a change in <strong>the</strong> economy<br />
<strong>of</strong> his motivations. Should we no longer be motivated to pursue some course, <strong>the</strong>re would<br />
be no grounds to say that we still really intended to act that way never<strong>the</strong>less. The<br />
entitlement <strong>of</strong> some desire to count as our will was purely a consequence <strong>of</strong> its effective<br />
motivational dominance. If that desire does not actually determine our behavior, it can<br />
no longer be motivationally effective, <strong>and</strong> so loses whatever claim it had to represent<br />
what we really want, which is now assumed by whatever o<strong>the</strong>r desire has actually<br />
managed to move us to action.<br />
Ano<strong>the</strong>r way <strong>of</strong> putting <strong>the</strong> point is to say that we cannot interact in a purely strategic<br />
way with ourselves. If I take my current decisions to be only related to my fur<strong>the</strong>r ones<br />
causally <strong>and</strong> epistemically (as making some future performance more likely, <strong>and</strong><br />
supplying some evidence for this) <strong>the</strong>n I do not decide at all; I merely experience drives<br />
<strong>and</strong> impulses <strong>and</strong> <strong>the</strong>n reflect in a purely <strong>the</strong>oretical way about <strong>the</strong>m. My situation would<br />
be like <strong>the</strong> character Kant describes in Groundwork I, whose actions are immediately<br />
determined by instinct, with reason serving only to making sense <strong>of</strong> <strong>the</strong>ir structure <strong>and</strong><br />
evaluate <strong>the</strong>m as fortunate or not. For willing to be something o<strong>the</strong>r than just motivation<br />
by desire that is <strong>the</strong>oretically apprehended this way, <strong>the</strong> act <strong>of</strong> choice must have
9<br />
normative consequences; it must change something about <strong>the</strong> space <strong>of</strong> reasons available<br />
to one’s latter self, independent <strong>of</strong> whatever causal effects ensure. To be capable <strong>of</strong><br />
prudential or even instrumental reasoning, <strong>the</strong> agent must see some ways <strong>of</strong> thinking as<br />
addressing normative expectations to o<strong>the</strong>r aspects <strong>of</strong> <strong>the</strong> self, that incur some special<br />
obligations to respond or reply that o<strong>the</strong>rwise would not have existed.<br />
2. Korsgaard holds that because an agent cannot will in a purely particularistic or private<br />
way, his soul must possess a kind <strong>of</strong> normative constitution that differentiates different<br />
aspects <strong>of</strong> it in some way, <strong>and</strong> assigns <strong>the</strong>se parts some set <strong>of</strong> rights, duties, <strong>and</strong><br />
responsibilities relative to one ano<strong>the</strong>r. This organization is needed to what counts as an<br />
agent really making up or changing his mind to do something; <strong>and</strong> what counts as some<br />
sub-personal psychological force becoming motivationally effective independent <strong>of</strong> any<br />
such commitment or decision.<br />
Following Plato, Korsgaard considers five different practical constitutions, five<br />
different ways that a agent might come to be distinguished from just a complex system <strong>of</strong><br />
sub-personal drives coupled with <strong>the</strong>oretical rational capacity to reflect <strong>and</strong> assess <strong>the</strong>m.<br />
The first <strong>of</strong> <strong>the</strong>se is <strong>the</strong> “aristocratic soul”: <strong>the</strong> soul that realizes a form <strong>of</strong> Kantian<br />
autonomy. In this soul, our appetites <strong>and</strong> inclinations are all taken to be entitled to<br />
propose various objects <strong>and</strong> courses <strong>of</strong> actions to <strong>the</strong> soul as a whole, <strong>and</strong> <strong>the</strong> soul bears<br />
<strong>the</strong> responsibility <strong>of</strong> attending to <strong>the</strong>m simply as such. However, in this soul <strong>the</strong> final<br />
decision about what to do lies not with any <strong>of</strong> <strong>the</strong>se inclinations, but with <strong>the</strong> judgment <strong>of</strong>
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reason, which operates from a st<strong>and</strong>ard not to be found in any <strong>of</strong> inclinations, taken ei<strong>the</strong>r<br />
singly or toge<strong>the</strong>r.<br />
For Korsgaard, this ultimate st<strong>and</strong>ard is simply that <strong>of</strong> maintaining <strong>the</strong> unity <strong>of</strong> <strong>the</strong><br />
agent. The aristocratic soul only recognizes some desire as proving a reason for action<br />
ins<strong>of</strong>ar as that reason can be understood as a public one; that is, in something like fair<br />
terms that can be equally recognized by itself at o<strong>the</strong>r times, when it has perhaps a very<br />
different array <strong>of</strong> desires <strong>and</strong> feelings in play. The picture here is that a person’s will<br />
must be committed to sustaining itself as a kind <strong>of</strong> general will, that underwrites<br />
something like a kind <strong>of</strong> intra-psychic contractualism. If we only consider intra-personal<br />
case, such a soul takes <strong>the</strong> form <strong>of</strong> <strong>the</strong> rational egoist; in <strong>the</strong> inter-personal context, such a<br />
soul is that <strong>of</strong> <strong>the</strong> autonomous Kantian agent.<br />
For Korsgaard, only <strong>the</strong> aristocratic soul fully acts. But <strong>the</strong>re are o<strong>the</strong>rs constitutions<br />
<strong>of</strong> agency that allow for partial or defective forms <strong>of</strong> action as well. Closest to <strong>the</strong><br />
aristocratic soul is <strong>the</strong> timocratic soul, <strong>the</strong> soul that is governed not be a concern for its<br />
own integrity, but with honor, with being recognized as good, properly governed, etc.<br />
The timocratic soul is not merely concerned with being honored or esteemed reputation,<br />
regardless <strong>of</strong> whe<strong>the</strong>r it really merits such a good reputation. Ra<strong>the</strong>r, this soul wants to<br />
be able to take pride in itself, to be celebrated for just what it is, <strong>and</strong> for what it is to be<br />
justly celebrated. Like <strong>the</strong> aristocratic soul, <strong>the</strong> timocratic soul as a kind <strong>of</strong> concern with<br />
maintaining a kind integrity, <strong>and</strong> so really maintaining a distinct kind <strong>of</strong> identity in an<br />
indefinite range <strong>of</strong> circumstances. However, <strong>the</strong> timocratic soul sees that kind <strong>of</strong><br />
integrity as an essentially public phenomenon; it counts as integrated only ins<strong>of</strong>ar as it
11<br />
can impress o<strong>the</strong>rs as being so, ins<strong>of</strong>ar as it presents itself in a way that makes o<strong>the</strong>rs take<br />
it seriously as something to be admired, loved, or feared.<br />
Fur<strong>the</strong>r from <strong>the</strong> ideal is <strong>the</strong> oligarchic soul. In this soul, some set <strong>of</strong> passions<br />
become dominant, such that all o<strong>the</strong>r interests are taken to be reason-giving only ins<strong>of</strong>ar<br />
as <strong>the</strong>y serve <strong>the</strong>se passions or at least do not obstruct or hinder <strong>the</strong>m. Ins<strong>of</strong>ar as a kind<br />
<strong>of</strong> unity is recognized or valued here, it is only valued instrumentally. The coalition <strong>of</strong><br />
dominant passions have a common interest in working out a modus vivendi that allows<br />
each to be satisfied without obstructing <strong>the</strong> o<strong>the</strong>rs. So long as <strong>the</strong>se passions are <strong>of</strong><br />
roughly equal power, <strong>the</strong>y attain something like fair relations amongst <strong>the</strong>mselves (while<br />
<strong>the</strong> weaker passions must accept whatever terms are dictated to <strong>the</strong>m).<br />
When all <strong>the</strong> passions are <strong>of</strong> roughly equal force, <strong>the</strong> oligarchic soul degenerates into<br />
<strong>the</strong> purely democratic soul. This soul recognizes each quantum <strong>of</strong> desire to have an equal<br />
claim to be satisfied, identifying as its choice whatever represents greatest overall<br />
preference satisfaction simply as such, regardless <strong>of</strong> <strong>the</strong> content or character <strong>of</strong> <strong>the</strong>se<br />
desires. Such a soul is not directly determined by <strong>the</strong> overall economy <strong>of</strong> its drives, but it<br />
might just as well be, treating facts about motivational force as <strong>the</strong> ultimate consideration<br />
in deciding what it has truly committed itself to.<br />
The most degenerate soul is <strong>the</strong> tyrannical soul, which appears as a kind <strong>of</strong> inversion<br />
<strong>of</strong> <strong>the</strong> aristocratic one. The tyrannical soul seems to be what would emerge form an<br />
oligarchic one when one passion comes to such power that it can easily all <strong>the</strong> o<strong>the</strong>rs<br />
taken toge<strong>the</strong>r. As Korsgaard describes it, <strong>the</strong> tyrannical soul is something like <strong>the</strong> soul<br />
<strong>of</strong> <strong>the</strong> addict or compulsive, or a person in thrall to some erotic obsession. Like <strong>the</strong>
12<br />
aristocratic soul, this soul as a strong kind <strong>of</strong> unity, but is a unity sustained only by<br />
overwhelming force. The subordinate parts <strong>of</strong> <strong>the</strong> soul do not implicitly recognize or<br />
defer to <strong>the</strong> dominant one, <strong>the</strong>y do not see <strong>the</strong>mselves in something like a normative<br />
relationship in which <strong>the</strong>y take <strong>the</strong>mselves to be entitled to suggest <strong>and</strong> object, but must<br />
accept <strong>the</strong> verdict <strong>of</strong> <strong>the</strong>ir naturally authoritative part. These passions remain discrete<br />
competing points <strong>of</strong> view within <strong>the</strong> soul, even if <strong>the</strong> dominant passion can safely ignore<br />
<strong>the</strong>m.<br />
Korsgaard argues that all <strong>the</strong> constitutions <strong>of</strong> <strong>the</strong> non-aristocratic souls are defective<br />
just because <strong>the</strong> kind <strong>of</strong> practical unity <strong>the</strong>y have is objectionably contingent. The point<br />
here is not just that <strong>the</strong>re could come to be circumstances in which any <strong>of</strong> <strong>the</strong>se agents is<br />
unable to function practically. Even <strong>the</strong> aristocratic soul may disintegrate under <strong>the</strong><br />
assault <strong>of</strong> pain, fear, injury or disease. Korsgaard’s point, however, is that in such cases<br />
such disintegration is only something happens to <strong>the</strong> soul, that is, forces <strong>and</strong> dynamics<br />
that are external to it overwhelm <strong>and</strong> dismember it. The contingency she is worried about<br />
that that would involve <strong>the</strong> agent actively dissolving himself, as a proper expression <strong>of</strong><br />
his own commitments <strong>and</strong> point <strong>of</strong> view. Supposedly, only <strong>the</strong> aristocratic soul is<br />
immune to using its agency to dissolve its agency in this way.<br />
Consider <strong>the</strong> timocratic soul. This soul is governed by pride or love <strong>of</strong> honor,<br />
wanting above all to be recognized as good (where this implies that it must really be<br />
good). But what if this person finds himself in circumstances where <strong>the</strong> only good acts<br />
will be seen as bad ones, <strong>and</strong> only bad acts will esteemed or applauded. In this case, <strong>the</strong><br />
timocratic soul will be unable to say what it wants; its own commitments will drive it to
13<br />
both embrace <strong>and</strong> reject <strong>the</strong> same things. If asked to contemplate such a crisis, this agent<br />
cannot imagine how he might come out <strong>the</strong> o<strong>the</strong>r end; he has no way to project how we<br />
might move through this while still being recognizable as himself.<br />
The oligarchic soul remains unified only so long as <strong>the</strong> interests <strong>of</strong> its ruling coalition<br />
<strong>of</strong> passions do not come into deep conflict. Should this happen, it will not be able to<br />
recognize any determinate way <strong>of</strong> proceeding, <strong>of</strong> seeing one way <strong>of</strong> responding as<br />
expressing its basic commitments while ano<strong>the</strong>r as being an instance <strong>of</strong> succumbing to<br />
temptation or some o<strong>the</strong>r kind <strong>of</strong> irrationality or self-betrayal. Like <strong>the</strong> timocratic soul,<br />
this agent cannot envision how it could continue to be itself in <strong>the</strong>se circumstances, what<br />
would count as still being itself. The democratic soul faces <strong>the</strong> same predicament when it<br />
finds its desires to be more or less evenly distributed between two or more incompatible<br />
options, or to be shifting to readily to allow for any sustained course <strong>of</strong> action.<br />
The aristocratic soul does not face <strong>the</strong>se perils, because it is fundamentally<br />
committed, not to any are system <strong>of</strong> its desires, but to sustaining <strong>and</strong> reproducing its unity<br />
as an agent, <strong>and</strong> so maintaining a structure that allows fair consideration <strong>of</strong> all desires,<br />
regardless <strong>of</strong> strength, content, or place in <strong>the</strong> history <strong>of</strong> <strong>the</strong> agent. Since this structure<br />
does not depend on any particular desires being present, or having any particular content<br />
or strength, it would seem that it could recognize itself in any future circumstance<br />
regardless changes in <strong>the</strong> nature <strong>and</strong> relations <strong>of</strong> <strong>the</strong>se desires. The aristocratic soul, by<br />
its fundamental commitment to identify itself with a st<strong>and</strong>point in abstraction from any <strong>of</strong><br />
its substantive incentives, st<strong>and</strong>s above <strong>the</strong> fray <strong>of</strong> contingency that can bring <strong>the</strong> o<strong>the</strong>r<br />
souls to tear <strong>the</strong>mselves apart.
14<br />
3. Now, it might seem that <strong>the</strong>se possibilities <strong>of</strong> self-dissolution should be cause for<br />
alarm only ins<strong>of</strong>ar as <strong>the</strong>y are likely to actually arise. But Korsgaard thinks that <strong>the</strong> mere<br />
possibility that <strong>the</strong> agent could have to take herself apart, that she could find herself<br />
required to betray herself in some pr<strong>of</strong>ound way, shows that <strong>the</strong>re was something wrong<br />
with her way <strong>of</strong> putting herself toge<strong>the</strong>r from <strong>the</strong> start:<br />
Plato’s argument sows that this aristocratic constitution is <strong>the</strong> only one<br />
you can choose….Timocratic, oligarchic, <strong>and</strong> democratic souls<br />
disintegrate under certain conditions, so deciding to be one would be<br />
like making a conditional commitment to your own unity, to your own<br />
personhood. And that’s not possible. For consider what happens when<br />
<strong>the</strong> conditions that cause disintegration in <strong>the</strong>se constitutions actually<br />
occur. If you don’t fall apart, have you failed to keep your commitment,<br />
like <strong>the</strong> conditionally just person who holds out on <strong>the</strong> rack after all? But<br />
if you do fall apart, who is it that has kept <strong>the</strong> commitment? If you do<br />
fall apart, <strong>the</strong>re is no person left. You can be a timocratic, oligarchic, or<br />
democratic person, in <strong>the</strong> same way that you can be a just person who fails<br />
on <strong>the</strong> rack. But you cannot decide in advance that this is what you will<br />
be. (“Self-Constitution in <strong>the</strong> Ethics <strong>of</strong> Plato <strong>and</strong> Kant, p.120, my<br />
emphasis.)<br />
On certain occasions, <strong>the</strong> people with <strong>the</strong> o<strong>the</strong>r constitutions fall apart.<br />
For <strong>the</strong> truly just person, <strong>the</strong> aristocratic soul, <strong>the</strong>re are no such occasions.<br />
Anything could happen to her, anything at all, <strong>and</strong> she will still follow her<br />
own principles—<strong>and</strong> that is because she has universal principles that<br />
can consistently be followed in any kind <strong>of</strong> case…She is completely<br />
self-possessed; not necessarily happy on <strong>the</strong> rack, but herself on <strong>the</strong> rack,<br />
herself even <strong>the</strong>re. (Self-Constitution p.180, my emphasis)<br />
So every rational agent must will in accordance with a universal law,<br />
because it is <strong>the</strong> task <strong>of</strong> every rational agent to constitute his agency. And<br />
<strong>the</strong> law ranges over all rational beings, that is, it comm<strong>and</strong>s you to act in a<br />
way that any rational being could act, because you could find yourself in<br />
anybody’s shoes, anybody’s at all, <strong>and</strong> <strong>the</strong> law has to be one that<br />
would enable you to maintain your integrity, come what may. (Self-<br />
Constitution, p.214, my emphasis).
15<br />
Korsgaard equates committing oneself to something, in <strong>the</strong> knowledge that it can be<br />
effectively pursued only given certain conditions, with making a merely conditional<br />
commitment to such pursuit. Supposedly, <strong>the</strong> timocratic person is committed to being<br />
just that kind <strong>of</strong> person so long as <strong>the</strong> reality <strong>the</strong> appearance <strong>of</strong> merit do not diverge:<br />
o<strong>the</strong>rwise, he has in effect resolved to ab<strong>and</strong>on that conception <strong>of</strong> himself, <strong>and</strong> so to take<br />
himself apart. And Korsgaard thinks that <strong>the</strong> idea <strong>of</strong> being committed to ab<strong>and</strong>oning<br />
what makes you capable <strong>of</strong> acting on commitments makes no sense. Supposedly, it<br />
would logically impossible to actually fulfill such a commitment, because in so doing<br />
<strong>the</strong>re would no longer be an agent to attribute such success to (“if you do fall apart, who<br />
is it that has kept <strong>the</strong> commitment? If you do fall apart, <strong>the</strong>re is no person left”).<br />
This last step in <strong>the</strong> argument would seem to prove too much, ins<strong>of</strong>ar as a similar<br />
move would show that a person cannot coherently intend to kill himself. After all, if <strong>the</strong><br />
intention is successfully executed, <strong>the</strong>re will no longer be an agent to whom it could be<br />
attributed. Similarly, a parliament could not decide to dissolve itself, or a committee to<br />
disb<strong>and</strong>. In general, <strong>the</strong>re seems to be no reason to think that in order for us to be able at<br />
time t, to attribute Φing to X, X must exist at t, <strong>the</strong> time <strong>of</strong> attribution. The last act <strong>of</strong> in a<br />
person’s life can be to end it, when he can see no way to go on. Similarly, <strong>the</strong> last<br />
expression <strong>of</strong> a timocratic self-conception can be to dismantle itself, when <strong>the</strong>re seems to<br />
be no way <strong>of</strong> continuing to live honorably.<br />
What’s more puzzling is Korsgaard’s assumption that, if we adopt a commitment<br />
knowing that it can be pursued only in certain conditions, <strong>the</strong>n we have really only<br />
adopted a conditional commitment; that is, to do pursue something only so long as that
16<br />
condition obtains, <strong>and</strong> o<strong>the</strong>rwise to ab<strong>and</strong>on it. She gives <strong>the</strong> example <strong>of</strong> <strong>the</strong> person who<br />
claims to be committed to justice, so long as he is not put to <strong>the</strong> rack (in which case he<br />
will do any unjust thing to be released). Here it seems correct to say that this person does<br />
is not fundamentally committed to justice, but to <strong>the</strong> avoidance <strong>of</strong> great suffering, which<br />
sets <strong>the</strong> boundaries in which subordinate commitments to justice can operate.<br />
However, <strong>the</strong> timocratic soul does not have to commit himself to actively ab<strong>and</strong>oning<br />
his self-conception should merit <strong>and</strong> self-esteem diverge. Such an act is nei<strong>the</strong>r<br />
necessary nor possible, because in <strong>the</strong>se conditions <strong>the</strong>re just is no determinate fact about<br />
what it would be to remain a timocratic person. The commitment just makes no sense in<br />
that world, nothing counts as remaining yourself, <strong>and</strong> so nothing that would count as<br />
ab<strong>and</strong>oning that commitment or holding fast to it.<br />
Korsgaard is right that, in such circumstances, it would be wrong to say that external<br />
forces destroyed my agency, as if fear or pain robbed be <strong>of</strong> <strong>the</strong> ability to think straight.<br />
But she <strong>the</strong>n makes <strong>the</strong> mistake <strong>of</strong> concluding that, because my disintegration is not<br />
effected by outside forces in this way, it must be something I do to myself, as an exercise<br />
<strong>of</strong> <strong>the</strong> very powers that I am taking apart. But this would suggest that in such a context,<br />
<strong>the</strong>re would be something that would count as not taking oneself apart, so that one would<br />
persist in some sense if only I did not do so. But <strong>the</strong> world in which <strong>the</strong>re ceases to be<br />
any honorable way to live is just one in which nothing that counts as me could be found.<br />
My loss <strong>of</strong> myself is nei<strong>the</strong>r clearly something I do nor something that happens to me,<br />
just like being born, or dying. At this level, <strong>the</strong> distinctions between what I do <strong>and</strong> what
17<br />
happens to me seems to dissolve, between what is “inside” <strong>and</strong> “outside” <strong>of</strong> my agency,<br />
seems to lose <strong>the</strong>ir purchase.<br />
To see <strong>the</strong> point I’m after, consider a variation <strong>of</strong> a well-known example that Bernard<br />
Williams discusses in “Persons, Character, <strong>and</strong> Morality.” Williams imagines a man who<br />
faces a situation where he can ei<strong>the</strong>r save his beloved wife from drowning, or someone<br />
else, but not both. In confronting this situation, this man may recognizes that in such<br />
situations a person is morally at liberty to save his spouse, <strong>and</strong> so he does. Supposedly,<br />
this man is guilty <strong>of</strong> thinking “one thought too many” in a way that someone<br />
objectionably alienates him from his “ground projects,” that is <strong>the</strong> concerns with which<br />
he fundamentally identifies himself, so that he cares about living in <strong>the</strong> first place.<br />
Williams’ point here is that any conception <strong>of</strong> <strong>the</strong> relation <strong>of</strong> morality to agency that<br />
would dem<strong>and</strong> this fur<strong>the</strong>r thought, whe<strong>the</strong>r self-consciously or only implicitly held, fails<br />
to appreciate <strong>the</strong> ineluctably personal nature <strong>of</strong> practical thought. This point is not one<br />
about <strong>the</strong> content <strong>of</strong> moral dem<strong>and</strong>s; he is not arguing that any a plausible <strong>the</strong>re would<br />
have to allow for something like an “agent-centered” exemption would release agents<br />
from what would o<strong>the</strong>rwise be <strong>the</strong>re obligations when it would dem<strong>and</strong> that <strong>the</strong>y sacrifice<br />
<strong>the</strong>ir heart’s desire. William’s point is instead about our relation to morality however its<br />
content turns out to be, so long as morality as such dem<strong>and</strong>s that we govern ourselves<br />
from some impartial rational perspective (a point that would also hold for norms <strong>of</strong><br />
prudence, as he argues in “Moral <strong>Luck</strong>”).<br />
For Williams, our ground projects are what sustain our most primitive, pre-rational<br />
interest in life itself, that it, it is only because <strong>of</strong> <strong>the</strong>m that we take up <strong>the</strong> st<strong>and</strong>point <strong>of</strong>
18<br />
agency toward <strong>the</strong> world at all. Even if <strong>the</strong>re are norms <strong>of</strong> practical reason that are<br />
implicit in agency itself, those norms cannot be addressed to <strong>the</strong> concerns that bring us to<br />
take up a practical stance toward <strong>the</strong> world in <strong>the</strong> first place. Ra<strong>the</strong>r, <strong>the</strong>se concerns are<br />
what make it <strong>the</strong> case that we do not see any need for any such reason or fur<strong>the</strong>r<br />
justification, <strong>the</strong> basic <strong>of</strong> a kind <strong>of</strong> primitive self-love or care for our lives this is needed<br />
for any questions <strong>of</strong> justification to become real questions for us in <strong>the</strong> first place. The<br />
thought seems to be that in order for an agent to recognize whatever impersonal norms <strong>of</strong><br />
practical reason or morality that <strong>the</strong>y are, she must take a basic interest in her own life<br />
that is pre-reflective, that nei<strong>the</strong>r needs nor admits any justification in impersonal terms.<br />
From <strong>the</strong> point <strong>of</strong> view <strong>of</strong> morality, <strong>and</strong> <strong>of</strong> practical reason, it may well be possible that<br />
this man should allow his wife to drown. But this does not mean that this has to be a<br />
possibility for him, something that he is implicitly committing to ruling out before he<br />
dives in after her.<br />
For Williams, this example is supposed to show us something about <strong>the</strong> limits <strong>of</strong> <strong>the</strong><br />
importance <strong>of</strong> morality to us, regardless <strong>of</strong> how its content is specified, but really isn’t<br />
my target. Instead, consider a variation <strong>of</strong> <strong>the</strong> case, where <strong>the</strong> conflict is not between <strong>the</strong><br />
dem<strong>and</strong>s <strong>of</strong> morality (however understood) <strong>and</strong> some ground project, but ra<strong>the</strong>r between<br />
two such projects. Here I am envisioning something like having to save ei<strong>the</strong>r your<br />
spouse or your child, care for your mo<strong>the</strong>r or defend France, disobey God or sacrifice<br />
Isaac. I realize that, as in Sophie’s Choice, a person could face circumstances in which<br />
he would have to ab<strong>and</strong>on one <strong>of</strong> his children to death in order to save <strong>the</strong> o<strong>the</strong>r. Even<br />
so, I can see no way that I could make that choice <strong>and</strong> still retain my integrity; that is, I
19<br />
can imagine no way <strong>of</strong> going through such a nightmare <strong>and</strong> still be able recognize<br />
something as myself at <strong>the</strong> o<strong>the</strong>r end.<br />
The situation here is not like that <strong>of</strong> just man faced with <strong>the</strong> threat <strong>of</strong> torture. That<br />
man knows that it will be very unlikely that he will be able to remain himself under such<br />
an ordeal, but he can see what it would be to remain himself, relative to which his<br />
breaking down could count as a kind <strong>of</strong> failure or destruction <strong>of</strong> his own will. In<br />
something like <strong>the</strong> Sophie’s choice case, I just cannot see what it would mean to succeed<br />
in being myself through such an ordeal, any way <strong>of</strong> responding that would not be such a<br />
pr<strong>of</strong>ound betrayal <strong>of</strong> something I love, <strong>and</strong> so a basic violation <strong>of</strong> myself. I cannot<br />
imagine how to relate myself in such a future, or how from such a future I could making<br />
sense <strong>of</strong> that past that includes me as I now am.<br />
My problem here is not that I believe that I would just be unable to choose, that I<br />
would be paralyzed or driven out <strong>of</strong> my mind. Real people not very unlike me have<br />
somehow gone through this kinds <strong>of</strong> dilemmas, <strong>and</strong> I suppose I might have to do so as<br />
well. All I want to deny is that, in light <strong>of</strong> this knowledge, I should seriously entertain<br />
this question in advance, <strong>and</strong> so confront it in general, outside <strong>of</strong> any real context that<br />
might force it on me. Part <strong>of</strong> what it is to have a familiar kind <strong>of</strong> integrity is to consider<br />
some things practically unthinkable; that is, to be unable <strong>and</strong> unwilling to contemplate<br />
<strong>the</strong>m in <strong>the</strong> abstract.<br />
The problem here is not just that I can predict that in such a situation my powers <strong>of</strong><br />
rational self-control will fail (as I might when thinking about being tortured). Nor is my<br />
problem just that <strong>the</strong> situation would be so awful that I just cannot bring myself to think
20<br />
about it (as I might be unable to eat a roast rat, say. The sense in which in which I cannot<br />
(will not?) contemplate <strong>the</strong>se possibilities is deeper than that. The problem is that <strong>the</strong><br />
choice is practically unthinkable for me not because <strong>of</strong> <strong>the</strong> limits <strong>of</strong> my imagination<br />
fortitude, but because <strong>the</strong>re is no way for me, in any way I recognize myself, to<br />
acknowledge any such choice are really mine. Such a choice represents a necessary<br />
discontinuity in my first-person point <strong>of</strong> view that is similar to that <strong>of</strong> Parfit’s<br />
teletransporter case, where I confront <strong>the</strong> prospect <strong>of</strong> being split into two distinct but<br />
identical individuals. I could have to choose between <strong>the</strong> lives <strong>of</strong> my children, just as I<br />
could face being doubled by <strong>the</strong> teletransporter. In both cases, I would have to face <strong>the</strong><br />
question <strong>of</strong> just what it is I would become or be replaced by. Looking ahead, though, I<br />
cannot identify ei<strong>the</strong>r interpretation as <strong>the</strong> correct one, because I cannot imagine who or<br />
what I could be if I had to make a decision. I would have to become something in that<br />
decision, but no option seems to be one I could recognize as me. This is not to deny that,<br />
should I have to confront this dilemma, I might come to find a way <strong>of</strong> making sense <strong>of</strong><br />
myself retrospectively (just as each person who emerges from <strong>the</strong> teletransporter might).<br />
My point is only that such an underst<strong>and</strong>ing <strong>of</strong> myself (a justification?) would have to be<br />
essentially retrospective. It is part <strong>of</strong> who I am now that precludes even taking <strong>the</strong><br />
question seriously, even though I know that I might be able to do so after <strong>the</strong> fact. 1<br />
1 There’s an interesting parallel here to <strong>the</strong> case <strong>of</strong> <strong>the</strong>oretical reasoning. Just as I<br />
recognize that I could confront real dilemmas that I never<strong>the</strong>less cannot imagine<br />
making a decision about, I similarly must acknowledge that that <strong>the</strong>re are possible<br />
states <strong>of</strong> affairs that I cannot imagine <strong>the</strong>oretically reasoning my way through. The<br />
prime example here is found in Moore’s paradox. While I know that it could be <strong>the</strong><br />
case that I believe p <strong>and</strong> p is false, <strong>the</strong>re is a way in which that thought is not<br />
available to me to think from (or too), so long as it stays in <strong>the</strong> first-person present<br />
indicative. But <strong>the</strong>re’s an interesting difference here from <strong>the</strong> practical case. The
21<br />
What <strong>the</strong> possibility <strong>of</strong> such dilemmas shows is that Korsgaard’s criticism <strong>of</strong> <strong>the</strong> non-<br />
aristocratic souls rests on a false dichotomy. Korsgaard assumes that if I am not<br />
unconditionally committed to “universal principles that can consistently be followed in<br />
any kind <strong>of</strong> case” <strong>the</strong>n I have only made a merely conditional commitment. Such a<br />
conditional commitment that would require me to dismantle or ab<strong>and</strong>on myself should<br />
<strong>the</strong> conditional be fulfilled, <strong>and</strong> Korsgaard rightly recognizes that no such commitment<br />
could really be foundational; it could not fundamentally define who I am as an agent.<br />
What <strong>the</strong> Sophie’s Choice example reveals is that although <strong>the</strong>re could be conditions that<br />
would force me to betray myself in a fundamental way (<strong>and</strong> not just disrupt or<br />
overwhelm <strong>the</strong> executive powers that my agency depends upon), this possibility does not<br />
show that my commitment to ei<strong>the</strong>r <strong>of</strong> my children is conditional in some way, or that I<br />
am in any way disunified (let alone ambivalent or conflicted) because I cannot/will not<br />
contemplate choosing between <strong>the</strong>m earnestly (that is, from an engaged, first-personal<br />
point <strong>of</strong> view). My love for my children is unconditional in one sense (from my point <strong>of</strong><br />
view, it nei<strong>the</strong>r depends on or can be defeated by its relation to any o<strong>the</strong>r values, ends, or<br />
projects). But that does not mean that this commitment is unconditional in <strong>the</strong> sense <strong>of</strong><br />
giving me a way to go forward as myself in any possible circumstance. As <strong>the</strong> saying<br />
Moore’s paradox thought is not something I can ever think to be true <strong>of</strong> me here <strong>and</strong><br />
now, but I can certainly contemplate it as something that might, has been, or will be<br />
true <strong>of</strong> me. I can certainly underst<strong>and</strong> what would follow, for me, <strong>of</strong> my believing<br />
some p that is false. I can contemplate <strong>the</strong> possibility, only not <strong>the</strong> actuality. The<br />
situation is reversed in <strong>the</strong> practical case. Should that horrible dilemma befall me, I<br />
will, in some way, think my way through it; I will make some terrible decision <strong>and</strong><br />
live with whatever that decision makes <strong>of</strong> me. The choice can be thought through in<br />
<strong>the</strong> here <strong>and</strong> now. What is barred to me in <strong>the</strong> practical case is contemplating this<br />
situation in <strong>the</strong> subjunctive mood, <strong>of</strong> making <strong>the</strong> decision in <strong>the</strong> abstract, before in has<br />
actually been forced on me. This seems to mark an important logical difference<br />
between <strong>the</strong>oretical <strong>and</strong> practical reasoning.
22<br />
goes, in loving o<strong>the</strong>rs I give hostages to fate, <strong>and</strong> this would appear to include myself as<br />
well.<br />
The role my love for children plays in unifying my psyche is not <strong>of</strong> <strong>the</strong> form <strong>of</strong> a<br />
resolution to disavow or dismantle myself should I be forced to sacrifice one <strong>of</strong> <strong>the</strong>m.<br />
Ra<strong>the</strong>r, I just can’t see myself through such a choice; I can see no structure within my<br />
soul that could function <strong>the</strong>re, <strong>and</strong> retain any kind <strong>of</strong> continuity with what I am now.<br />
What unifies me here is not any sort <strong>of</strong> formal structure that would be available for o<strong>the</strong>r<br />
contents should my psychology shift. Ra<strong>the</strong>r, it is a substantive sense <strong>of</strong> myself that is<br />
prior to any such structures, <strong>and</strong> so to any thought <strong>of</strong> decision, commitment, law, or<br />
autonomy, <strong>and</strong> which forms <strong>the</strong> horizon against which those notions make sense. Our<br />
embrace <strong>of</strong> such concerns is nei<strong>the</strong>r autonomous nor heteronomous, <strong>and</strong> <strong>the</strong>ir dem<strong>and</strong>s<br />
are nei<strong>the</strong>r clearly categorical nor hypo<strong>the</strong>tical. These Kantian distinctions lose <strong>the</strong>ir<br />
sense at this level, for it is only relative to such grounding concerns that I can identify<br />
myself as an agent at all, <strong>and</strong> so as a being for whom <strong>the</strong> question <strong>of</strong> autonomy, freedom,<br />
or rationality can even arise in <strong>the</strong> first place.<br />
4. Korsgaard does have a place for <strong>the</strong> sort <strong>of</strong> will I have been discussing. According to<br />
her taxonomy, what I have described would be a version <strong>of</strong> <strong>the</strong> tyrannical soul. This<br />
soul, diametrically opposed to <strong>the</strong> aristocratic constitution, is one in which some passion<br />
has grown to such power that it absolutely overmasters all o<strong>the</strong>r concerns put toge<strong>the</strong>r,<br />
<strong>and</strong> drowning out any proposals <strong>the</strong>y might voice. This is <strong>the</strong> will <strong>of</strong> <strong>the</strong> compulsive or,<br />
as Plato suggests, <strong>the</strong> person in <strong>the</strong> grip <strong>of</strong> some erotic obsession. This obsession does
23<br />
not allow o<strong>the</strong>r desires or interests to even be considered with it comes into conflict with<br />
it, <strong>the</strong> roar <strong>of</strong> its dem<strong>and</strong>s are such that nothing else can be heard, <strong>and</strong> its power is such<br />
that nothing like a temptation to <strong>the</strong> contrary can be experienced. Such a will cannot call<br />
its obsession into question, <strong>and</strong> so cannot take seriously, from a practical point <strong>of</strong> view<br />
<strong>the</strong> possibility <strong>of</strong> ever subordinating it to any o<strong>the</strong>r set <strong>of</strong> concerns. Korsgaard allows<br />
that this will has a unity, but it is not <strong>the</strong> unity <strong>of</strong> any kind <strong>of</strong> rational agency. Ra<strong>the</strong>r, <strong>the</strong><br />
unity here is just that <strong>of</strong> a piece <strong>of</strong> particularistic willing; that is, <strong>of</strong> immediate causal<br />
determination <strong>of</strong> by impulse.<br />
However, <strong>the</strong> will I am envisioning need not only have only one ground concern, nor<br />
must that concern rule out <strong>the</strong> possibility <strong>of</strong> seriously attending to o<strong>the</strong>r, less foundational<br />
concerns. I would readily ab<strong>and</strong>on my career before I ab<strong>and</strong>on my family (that’s just a<br />
“no-brainer”), but that doesn’t mean that I wouldn’t contemplate going to a philosophy<br />
colloquium ra<strong>the</strong>r than attend my child’s cello recital, or help her with her homework.<br />
While my concern for my children is categorical in a sense, many <strong>of</strong> <strong>the</strong> dem<strong>and</strong>s it<br />
addresses to me are merely imperfect duties; things generally to be concerned with <strong>and</strong> to<br />
attend to, but which need not in every instance take precedence over some admittedly less<br />
important concern. The true tyrannical will is not just <strong>the</strong> will unified by such a<br />
categorical concern, but one who takes all <strong>the</strong> reasons that flow from that to be similarly<br />
categorical, so that everything that serves <strong>the</strong> obsession, no matter how slightly, trumps<br />
all o<strong>the</strong>r interests, taken individually or all-toge<strong>the</strong>r. (Kant describes a kind <strong>of</strong> moral<br />
tyranny in <strong>the</strong> case <strong>of</strong> <strong>the</strong> person who “strews all his steps with duties”, <strong>and</strong> so looks on<br />
every action as ei<strong>the</strong>r obligatory or forbidden.)
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Ins<strong>of</strong>ar as <strong>the</strong> tyrannical soul can only care deeply about one thing in this way, it does<br />
not consider any kind <strong>of</strong> dilemma to be unthinkable in advance. Like <strong>the</strong> aristocratic<br />
will, <strong>the</strong> tyrannical will is always able to recognize itself in any given situation; at least, it<br />
always has <strong>the</strong> internal resources for doing so. Nei<strong>the</strong>r <strong>the</strong> aristocrat nor <strong>the</strong> tyrant are<br />
open to <strong>the</strong> possibility <strong>of</strong> any identity-disrupting dilemma, <strong>and</strong> so both are able <strong>and</strong><br />
willing to contemplate any possible dilemma in <strong>the</strong> abstract. In contrast, <strong>the</strong> timocratic,<br />
oligarchic, <strong>and</strong> democratic wills all know that <strong>the</strong>y will fall apart in certain<br />
circumstances; that know that <strong>the</strong>y must come apart under certain conditions. And so, in<br />
a sense, <strong>the</strong>y can contemplate such dilemmas, too, in that <strong>the</strong>y can know, in advance, that<br />
<strong>the</strong>y cannot really face <strong>the</strong>m ei<strong>the</strong>r, since <strong>the</strong>y will not exist as agents under those<br />
circumstances. They already know who <strong>the</strong>y will be in <strong>the</strong>se circumstances; <strong>the</strong>y will be<br />
nobody at all.<br />
The attitude <strong>of</strong> <strong>the</strong> devoted soul I am describing is somewhere between <strong>the</strong> two.<br />
This soul recognizes that <strong>the</strong>re can be circumstances where it would both be necessary<br />
<strong>and</strong> impossible for it to cope with <strong>and</strong> still be itself. Such a dilemma is after all his<br />
dilemma; if it must destroy him as he confronts it, <strong>the</strong>n it would not really be a dilemma<br />
for him at all, but only <strong>the</strong> occasion <strong>of</strong> his death (as it is for <strong>the</strong> oligarchic <strong>and</strong> democratic<br />
souls). For <strong>the</strong> choice to be unthinkable, it must still be his to make, not something that<br />
would fall to whatever moral descendant that emerges out <strong>of</strong> him; this is precisely why its<br />
prospect is a far deeper threat that just that <strong>of</strong> death. But unlike <strong>the</strong> aristocratic <strong>and</strong><br />
tyrannical souls, <strong>the</strong> devoted soul will not solve this dilemma in advance; that is, he<br />
refuses to specify, articulate, or structure his concern in a way that would give him a way<br />
<strong>of</strong> remaining himself, even on <strong>the</strong> rack, even on Mt. Moriah.
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5. Toward <strong>the</strong> end <strong>of</strong> Self-Constitution, Korsgaard considers whe<strong>the</strong>r something like love<br />
or devotion might give us something like a truly private reason (or at least a reason <strong>the</strong><br />
privacy <strong>of</strong> which does not depend on a more basic kind <strong>of</strong> public justification). Here she<br />
envisions embracing <strong>the</strong> project <strong>of</strong> writing a book on Kant that will be required reading.<br />
She acknowledges that <strong>the</strong>re is something private about <strong>the</strong> reason this project gives her,<br />
in that it is certainly more important that she be <strong>the</strong> one who writes this book than just<br />
that is book be written by someone (even someone very much like her). However, <strong>the</strong><br />
privacy <strong>of</strong> this reason is dependent upon <strong>and</strong> subordinate to a more basic kind <strong>of</strong><br />
publicity. She argues that <strong>the</strong> structure <strong>of</strong> <strong>the</strong> agent’s attitude is not:<br />
1) I want my book to be required reading (giving me a private reason) <strong>and</strong> so<br />
2) I shall write a good book (as a means to that end).<br />
Instead, <strong>the</strong> real structure is supposedly<br />
1) Someone should write a book on Kant good enough to be required reading<br />
(a public reason), <strong>and</strong><br />
2) I want to be that someone (<strong>the</strong> private aspect <strong>of</strong> <strong>the</strong> reason). (SC p.210).<br />
Korsgaard’s analysis <strong>of</strong> love takes <strong>the</strong> same form:<br />
A<br />
B
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I think that someone should make my darling happy, <strong>and</strong> I want very<br />
much to be that someone…if I try to prevent someone else from making<br />
my darling happy or if I suppose that my darling’s happiness has no value<br />
unless it is produced by me, that is no longer an expression <strong>of</strong> love.<br />
Again, it is a very familiar perversion <strong>of</strong> it. (SC, p.211).<br />
Again, I think Korsgaard is assuming a false dichotomy here: that I must think ei<strong>the</strong>r that<br />
my darling’s happiness is a good thing, <strong>and</strong> that thought forms my basis <strong>of</strong> making it my<br />
end, or that I first make her happiness my end, <strong>and</strong> that determines <strong>the</strong> extent to which I<br />
see it as a good thing. I do not deny that circumstances could occur where I would have<br />
choose between what would make my darling most happy, <strong>and</strong> my being <strong>the</strong> one to make<br />
her so. What I deny is that my love must be such I am already implicitly committed to a<br />
general answer to this question, <strong>and</strong> so how to a way <strong>of</strong> dealing with any such situation<br />
should it arise. It is part <strong>of</strong> sincere love that I do not recognize all forms <strong>of</strong> this question<br />
in advance, <strong>and</strong> so do not accept ei<strong>the</strong>r (A) or (B) as something I’m implicitly committed<br />
to. Of course, if I confront this choice, I will have to make such a decision, <strong>and</strong> so my<br />
love will come to have a more definite structure in this respect. But that will be a change<br />
in myself <strong>and</strong> my concerns, not something that can be already lying within <strong>the</strong>m even<br />
before <strong>the</strong> issue has been forced.<br />
Of course, Korsgaard is right that <strong>the</strong>re would be something very perverse about<br />
preferring that your beloved be miserable with you than allowing her to be happy with<br />
someone else, or becoming utterly indifferent to her happiness when it is not something<br />
that you are <strong>the</strong> one to produce. But it would be equally strange to being ready to let your<br />
beloved go be with ano<strong>the</strong>r, if you believed that she would end up being somewhat<br />
happier with him than with you. Consider <strong>the</strong> kinds <strong>of</strong> issues that arise in custody
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disputes. I might agree that my children might, if raised by my ex-wife, be somewhat<br />
better <strong>of</strong>f. Never<strong>the</strong>less, I might still refuse to give <strong>the</strong>m up; at least, <strong>the</strong> question stays<br />
open for me, despite <strong>the</strong> gain in <strong>the</strong>ir expected utility that would follow from my giving<br />
up custody. There <strong>the</strong> element <strong>of</strong> “selfishness” here does not seem to be a perversion <strong>of</strong><br />
love, but part <strong>of</strong> its very essence, although it can <strong>of</strong> course grow to pathological<br />
proportions. My point is not that some version <strong>of</strong> A is <strong>the</strong> proper structure <strong>of</strong> a loving<br />
attitude ra<strong>the</strong>r than B. My point is just that while such love commits us to recognizing<br />
certain kinds <strong>of</strong> both public <strong>and</strong> private reasons, it need not involve any determinate<br />
ordering between <strong>the</strong>m, <strong>and</strong> is no way defective or confused, because <strong>of</strong> this. On <strong>the</strong><br />
o<strong>the</strong>r h<strong>and</strong>, if I do commit myself to some overarching way <strong>of</strong> prioritizing <strong>the</strong>se concerns,<br />
<strong>the</strong>n my love does start to seem in some way inau<strong>the</strong>ntic.<br />
6. The upshot <strong>of</strong> all this is that a completely public or shareable practical reason is no<br />
more a real possibility than an utterly private one. All practical reasons must be<br />
addressed to some but not o<strong>the</strong>rs, (although <strong>the</strong>se excluded o<strong>the</strong>rs may only be “notional”<br />
possibilities). Absolutely universal willing, if that would be willing that follows from<br />
principles that can be projected from any practical position into any o<strong>the</strong>r practical<br />
position, makes no more sense than purely particularistic willing, willing that is only<br />
from, <strong>and</strong> directed to, one practical position. And here is <strong>the</strong> point behind Nietzsche’s<br />
claim that “legal conditions” are necessarily exceptional. As Nietzsche recognizes, <strong>the</strong>re<br />
are many contexts in which we must address ourselves to o<strong>the</strong>r points <strong>of</strong> view as free <strong>and</strong><br />
equal, <strong>and</strong> so in which <strong>the</strong> norms <strong>of</strong> justice quite properly apply. This certainly applies to
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legal contexts, where <strong>the</strong> coercive power <strong>of</strong> <strong>the</strong> state is brought to be, <strong>and</strong> so <strong>the</strong> correct<br />
norms <strong>of</strong> reasoning here would call for a very high degree <strong>of</strong> publicity. There may be<br />
o<strong>the</strong>r interpersonal relations that resemble such political <strong>and</strong> legal context, <strong>and</strong> in those<br />
contexts a similar requirement <strong>of</strong> publicity may be appropriate.<br />
However, <strong>the</strong>se facts do not show that <strong>the</strong> relations we have within <strong>the</strong> “public<br />
sphere” should <strong>the</strong>n be <strong>the</strong> archetype for all our relations to each o<strong>the</strong>r, <strong>and</strong> to ourselves<br />
over time. Publicity must always be relative to forms <strong>of</strong> concern that do not address<br />
<strong>the</strong>mselves to every possible coherent point <strong>of</strong> view, that does not feel it incumbent to<br />
answer every challenge just because it can be coherently voiced. It is not <strong>the</strong> case that<br />
every degree <strong>of</strong> privacy in our reasons has to be justified relative to a more basic, public<br />
perspective. Ra<strong>the</strong>r, <strong>the</strong> dem<strong>and</strong>s <strong>of</strong> publicity (<strong>of</strong> viewing o<strong>the</strong>rs as equals, <strong>of</strong> abstracting<br />
away from special attachments <strong>and</strong> relationships) must also be able to be justified relative<br />
to a more basic private (or at least personal) perspective, a perspective that might be<br />
called one <strong>of</strong> self-love, although not one <strong>of</strong> mere self-interest in any ordinary sense. As<br />
in <strong>the</strong> case <strong>of</strong> love, nei<strong>the</strong>r <strong>the</strong> public nor <strong>the</strong> private aspect <strong>of</strong> our agency has ultimate or<br />
thorough-going priority. At <strong>the</strong> most basic level, <strong>the</strong>y must hang toge<strong>the</strong>r as a whole.<br />
Nothing I have argued rules out <strong>the</strong> possibility that a recognizably Kantian or<br />
contractualist account <strong>of</strong> morality might be vindicated relative to <strong>the</strong> sorts <strong>of</strong> relations<br />
<strong>and</strong> contexts in which talk moral dem<strong>and</strong>s most naturally fits. Kantian morality might<br />
<strong>the</strong>n be an expression <strong>of</strong> an “idea <strong>of</strong> public reason” appropriate to <strong>the</strong>se contexts just as a<br />
liberal conception <strong>of</strong> justice might be appropriate to political contexts. All I am denying<br />
is that for this to be see, this dem<strong>and</strong> for publicity must go “all <strong>the</strong> way down”; that <strong>the</strong>
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moral dem<strong>and</strong> for publicity must be <strong>of</strong> a piece <strong>of</strong> a general dem<strong>and</strong> for ever more<br />
publicity that is a feature not just <strong>of</strong> certain kinds <strong>of</strong> agency, certain kinds <strong>of</strong> values <strong>and</strong><br />
inter-personal relations, but <strong>of</strong> any kind <strong>of</strong> unified agency, simply as such. This dem<strong>and</strong><br />
betrays a conception <strong>of</strong> integrity that, in its refusal to expose itself to any kind <strong>of</strong> luck,<br />
would really inaugurate a kind <strong>of</strong> tyranny <strong>of</strong> reason, something like what Nietszche called<br />
<strong>the</strong> “bad conscience”. As he warned, this approach is inherently nihilisitic. The only<br />
way to be sure <strong>of</strong> being yourself come what may is by resolving to be nothing at all.