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Zoological Journal <strong>of</strong> <strong>the</strong> Linnean Society (1997), 121: 429–483. With 37 figures<br />

<strong>Systematic</strong> <strong>relationships</strong> <strong>of</strong> <strong>the</strong> <strong>palaeogene</strong><br />

<strong>family</strong> <strong>Presbyornithidae</strong> (Aves: Anseriformes)<br />

PER G. P. ERICSON, F.L.S.<br />

Swedish Museum <strong>of</strong> Natural History, P.O. Box 50007, S-104 05 Stockholm, Sweden<br />

Received May 1996; accepted for publication March 1997<br />

The early Tertiary (Paleocene and Eocene) <strong>family</strong> <strong>Presbyornithidae</strong> is one <strong>of</strong> <strong>the</strong> most<br />

completely known group <strong>of</strong> fossil birds. Essentially all parts <strong>of</strong> <strong>the</strong> skeleton are represented<br />

in <strong>the</strong> fossil record, allowing a thorough analysis <strong>of</strong> <strong>the</strong> phylogenetic position <strong>of</strong> <strong>the</strong> <strong>family</strong>.<br />

Forty-two families <strong>of</strong> nonpasserine birds representing <strong>the</strong> orders Ciconiiformes, Anseriformes,<br />

Galliformes, Gruiformes and Charadriiformes, were included in a cladistic analysis <strong>of</strong> 71<br />

skeletal characters. The previously suggested anseriform affinity <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> was<br />

confirmed. Fur<strong>the</strong>rmore, <strong>the</strong> <strong>family</strong> proved to be closer to <strong>the</strong> Anatidae than to <strong>the</strong> Anhimidae<br />

or Anseranatidae. The many postcranial similarities with certain charadriiform birds as <strong>the</strong><br />

Burhinidae, obviously are plesiomorphies. By this observation, a better undestanding <strong>of</strong><br />

character evolution in nonpasserine skeletal morphology is gained. The <strong>of</strong>ten suggested close<br />

relationship <strong>of</strong> anseriform and galliform birds is not confirmed by osteology. Instead, <strong>the</strong><br />

Anseriformes and <strong>the</strong> Phoenicopteridae form a monophyletic clade that is <strong>the</strong> sister to <strong>the</strong><br />

remaining ciconiiform birds. This result renders <strong>the</strong> Ciconiiformes sensu Wetmore (1960)<br />

polyphyletic.<br />

© 1997 The Linnean Society <strong>of</strong> London<br />

ADDITIONAL KEY WORDS: — systematics – cladistic analysis – osteology – fossil birds<br />

– Aves – nonpasserines – <strong>Presbyornithidae</strong> – Presbyornis.<br />

CONTENTS<br />

Introduction . . . . . . . . . . . . . . . . . . . . . . . 430<br />

History <strong>of</strong> classification <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> . . . . . . . . . . 430<br />

The <strong>Presbyornithidae</strong>—a mosaic morphology . . . . . . . . . . 432<br />

Material . . . . . . . . . . . . . . . . . . . . . . . . 434<br />

Methods . . . . . . . . . . . . . . . . . . . . . . . . 434<br />

General position <strong>of</strong> <strong>the</strong> <strong>family</strong> <strong>Presbyornithidae</strong> . . . . . . . . . . . 435<br />

Selection <strong>of</strong> ingroup taxa . . . . . . . . . . . . . . . . . 435<br />

Outgroup . . . . . . . . . . . . . . . . . . . . . . 436<br />

Character selection . . . . . . . . . . . . . . . . . . . 436<br />

Character descriptions . . . . . . . . . . . . . . . . . . 437<br />

Results . . . . . . . . . . . . . . . . . . . . . . . 462<br />

Relationships <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> within <strong>the</strong> Anseriformes . . . . . . 466<br />

Character selection . . . . . . . . . . . . . . . . . . . 467<br />

Character descriptions . . . . . . . . . . . . . . . . . . 467<br />

Results . . . . . . . . . . . . . . . . . . . . . . . 474<br />

Discussion . . . . . . . . . . . . . . . . . . . . . . . 476<br />

429<br />

0024–4082/97/120429+55 $25.00/0/zj970098 © 1997 The Linnean Society <strong>of</strong> London


430<br />

P. G. P. ERICSON<br />

Acknowledgements . . . . . . . . . . . . . . . . . . . . 479<br />

References . . . . . . . . . . . . . . . . . . . . . . . 479<br />

Appendix . . . . . . . . . . . . . . . . . . . . . . . . 482<br />

INTRODUCTION<br />

In 1926, Alexander Wetmore described a new genus and species <strong>of</strong> charadriiform<br />

bird from <strong>the</strong> Early Eocene <strong>of</strong> Utah, Presbyornis pervetus, that he (Wetmore 1926:398)<br />

supposed to be “typical <strong>of</strong> an ancestral stock, from which existing Avocets and Stilts<br />

have descended”. He erected a new <strong>family</strong> for it, <strong>Presbyornithidae</strong>.<br />

Almost 30 years later, Hildegarde Howard (1955) published a description <strong>of</strong><br />

Telmabates antiquus, a likewise Early Eocene bird collected in Argentina by George<br />

Gaylord Simpson in 1930–1. Howard regarded this species a primitive flamingo<br />

and she erected <strong>the</strong> <strong>family</strong> Telmabatidae. A second, smaller species, Telmabates<br />

howardae, was described by Cracraft (1970) from <strong>the</strong> same collection.<br />

In 1970, a field party led by Paul McGrew <strong>of</strong> <strong>the</strong> University <strong>of</strong> Wyoming collected<br />

vertebrate fossils at <strong>the</strong> Bird Quarry locality in Wyoming. A large number <strong>of</strong> bird<br />

fossils were found, <strong>of</strong> which most were identified as Presbyornis sp. Given that <strong>the</strong><br />

original description by Wetmore (1926) was based on very scanty and poorly preserved<br />

material, this new material considerably increased <strong>the</strong> anatomical information <strong>of</strong><br />

Presbyornis (Feduccia & McGrew, 1974). These authors also were <strong>the</strong> first to draw<br />

attention to <strong>the</strong> similarity between Presbyornis and Telmabates, which <strong>the</strong>y synonymized<br />

(Telmabates howardae was regarded as conspecific with Presbyornis pervetus).<br />

Although <strong>the</strong> postcranial skeleton <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> sensu Feduccia &<br />

McGrew (1974), was fairly well known in <strong>the</strong> early 1970s, <strong>the</strong> cranium was less so.<br />

A few skull fragments <strong>of</strong> Telmabates had been found but were given little attention<br />

by Howard (1955:4–5). It thus was surprising when Feduccia and McGrew (1974:<br />

50) associated <strong>the</strong> long-legged postcranial skeleton with <strong>the</strong> clearly duck-like braincases<br />

and bills <strong>the</strong>y had collected at <strong>the</strong> Bird Quarry locality, which were poorly<br />

preserved, however. It was not until Storrs L. Olson, Robert J. Emry and Arnold<br />

Lewis (Smithsonian Institution), in 1977 and 1979 made a collection <strong>of</strong> slabs<br />

containing thousands <strong>of</strong> bones ga<strong>the</strong>red in a thin stratum from ano<strong>the</strong>r Eocene<br />

Wyoming locality, Canyon Creek Butte, that good cranial material became available.<br />

Today, large quantities <strong>of</strong> fossils tentatively referred to as Presbyornis sp. have been<br />

collected at several localities in Utah, Wyoming and Colorado, as well as in Argentina<br />

and Mongolia. Taken toge<strong>the</strong>r, all <strong>the</strong>se collections give a clear picture <strong>of</strong> <strong>the</strong> skeletal<br />

anatomy <strong>of</strong> Presbyornis (Fig. 1).<br />

History <strong>of</strong> classification <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong><br />

Wetmore (1926) thought <strong>the</strong> <strong>Presbyornithidae</strong> to be close to <strong>the</strong> Recurvirostridae<br />

(Charadriiformes). Without knowing about its closer relationship with Presbyornis,<br />

Howard (1955:3) regarded Telmabates as a primitive flamingo (Phoenicopteridae)<br />

with anseriform modifications. Actually, she found only minor similarities to <strong>the</strong><br />

charadriiforms which she believed should be considered primitive (op.cit. p.5).<br />

Cracraft (1970:480) obviously agreed with Howard’s phylogenetic interpretation<br />

after having re-examined <strong>the</strong> Telmabates collection at AMNH. In 1976, Harrison<br />

and Walker (1976:335) preferred to view Telmabates as an early anseriform bird with


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 431<br />

Figure 1. Anatomical reconstruction <strong>of</strong> Presbyornis sp. After Olson & Feduccia (1980b).<br />

“some similarities to o<strong>the</strong>r birds including phoenicopterids” that was best placed in<br />

<strong>the</strong> order Anseriformes. They did so although it was acknowledged that Telmabates<br />

might not be possible to allocate to a modern order given it shared <strong>the</strong> skeletal<br />

morphology not only with <strong>the</strong> flamingos and anseriforms, but with ibises and<br />

charadriiform birds too.<br />

Feduccia and McGrew (1974) stressed a close affinity <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong><br />

with <strong>the</strong> Phoenicopteridae. Their argument rested on at least three observations.<br />

First, <strong>the</strong> new material from <strong>the</strong> Bird Quarry locality was very similar to Telmabates<br />

(already assumed to be a primitive flamingo by Howard [1955]). Second, <strong>the</strong> fossils,<br />

including egg-shells tentatively referred to this bird, were collected at a locality once<br />

situated at <strong>the</strong> shore <strong>of</strong> a very shallow, and obviously saline, Early Eocene lake, i.e.<br />

a habitat similar to that preferred by modern flamingos. Third, <strong>the</strong> presence <strong>of</strong> a<br />

‘Green River flamingo’ had been predicted by Wetmore a few years earlier when<br />

he allocated Eocene bird tracks to this group (see Kahl, 1970:294).<br />

In 1976, Feduccia elaborated <strong>the</strong> anatomical evidence for a close evolutionary<br />

relationship between <strong>the</strong> <strong>Presbyornithidae</strong> (including Telmabates), flamingos, shorebirds<br />

and ducks. He suggested that <strong>the</strong> flamingo link <strong>the</strong> shorebirds to <strong>the</strong> ducks,


432<br />

P. G. P. ERICSON<br />

Shorebirds Recurvirostrids Flamingos Anseriforms<br />

Presbyornis<br />

Figure 2. Evolutionary relationship between various shorebirds, flamingos, and anseriform birds,<br />

suggesting that Presbyornis was <strong>the</strong> ancestor <strong>of</strong> both flamingos and ducks. Redrawn after Feduccia<br />

(1976).<br />

and placed <strong>the</strong> <strong>Presbyornithidae</strong> on <strong>the</strong> evolutionary lineage leading to <strong>the</strong> flamingos<br />

and ducks, after <strong>the</strong> shorebirds had branched <strong>of</strong>f, and after <strong>the</strong> skull had become<br />

typically anseriform (Fig. 2). The implication was that flamingos branched <strong>of</strong>f from<br />

a long-legged anseriform stock, and thus evolved <strong>the</strong>ir peculiar feeding mechanism<br />

from an anseriform cranial morphology.<br />

Later, Feduccia (1977, 1978) placed <strong>the</strong> <strong>Presbyornithidae</strong> with <strong>the</strong> anseriforms at<br />

a point after <strong>the</strong> flamingos had branched <strong>of</strong>f, suggesting that both flamingos and<br />

ducks evolved from <strong>the</strong> same stock <strong>of</strong> primitive shorebirds (Fig. 3). He still considered<br />

some characters, especially <strong>the</strong> V-shaped nasal-frontal hinge, to prove a close<br />

relationship between <strong>the</strong> <strong>Presbyornithidae</strong> and flamingos. Given that he now regarded<br />

<strong>the</strong> <strong>Presbyornithidae</strong> a temporal relict, not ancestral to <strong>the</strong> flamingos, <strong>the</strong> characters<br />

shared with <strong>the</strong> flamingos must have been possessed by <strong>the</strong>ir common, primitive<br />

shorebird ancestor (1978: fig. 5).<br />

By <strong>the</strong> late 1970s, when considerably more material <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> had<br />

been collected, several well-preserved skulls became available for study. A photo <strong>of</strong><br />

a skull still in matrix (Feduccia, 1978: fig. 4) shows <strong>the</strong> skull <strong>of</strong> Presbyornis to be even<br />

more duck-like than was previously realized. In fact, this observation might have<br />

been what lead Feduccia to abandon his earlier (1976) opinion that <strong>the</strong> <strong>Presbyornithidae</strong><br />

were ancestral to <strong>the</strong> entire flamingo-duck complex.<br />

In 1980, two papers on this topic were published by Olson and Feduccia. In <strong>the</strong><br />

first (1980a), <strong>the</strong> previously claimed ciconiiform affiliation <strong>of</strong> <strong>the</strong><br />

flamingos (Reichenow, 1882; Fürbringer, 1888) was scrutinized and rejected in<br />

favour <strong>of</strong> a charadriiform relationship. Their second paper (1980b) evaluated and<br />

dismissed <strong>the</strong> sometimes proposed anseriform-galliform sistergroup relationship.<br />

Instead, <strong>the</strong>y argued that <strong>the</strong> Anseriformes evolved from a primitive charadriiform<br />

stock (following Feduccia, 1978), and stressed <strong>the</strong> role <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> as a<br />

true evolutionary link between <strong>the</strong> two orders. Additional presbyornithid material<br />

was presented, including a complete skull with well-preserved mandible, trachea<br />

and hyoid apparatus. This skull shows an extremely close resemblance to <strong>the</strong><br />

Anatidae, especially <strong>the</strong> Australian genus Stictonetta (Olson & Feduccia, 1980b).<br />

The <strong>Presbyornithidae</strong>—a mosaic morphology<br />

The systematic position <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong>, and its contribution to <strong>the</strong><br />

understanding <strong>of</strong> <strong>the</strong> evolution <strong>of</strong> birds, has been one <strong>of</strong> <strong>the</strong> most controversial


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 433<br />

(c)<br />

Figure 3. The <strong>Presbyornithidae</strong> (b) are placed with <strong>the</strong> ducks (c) at a point after <strong>the</strong> flamingos (d) had<br />

already branched <strong>of</strong>f, suggesting that both flamingos and ducks evolved from <strong>the</strong> same stock <strong>of</strong><br />

primitive shorebirds (a). After Feduccia (1977).<br />

issues in higher-level systematics in recent years (Cracraft, 1980, 1981, 1988;<br />

Olson & Feduccia, 1980a, b; Olson, 1985; Raikow, 1981). The skeleton <strong>of</strong> <strong>the</strong><br />

<strong>Presbyornithidae</strong> (Fig. 1) has been described as a mosaic, combining <strong>the</strong> head <strong>of</strong> a<br />

duck with <strong>the</strong> body <strong>of</strong> a shorebird, leading to <strong>the</strong> conclusion that <strong>the</strong> orders<br />

Anseriformes and Charadriiformes are closely linked (Feduccia, 1978; Olson &<br />

Feduccia, 1980b). The <strong>Presbyornithidae</strong> would <strong>the</strong>n be a show-case <strong>of</strong> when fossils<br />

significantly contribute to <strong>the</strong> phylogenetic reconstruction <strong>of</strong> birds (Feduccia, 1978;<br />

Olson, 1985).<br />

Those who question <strong>the</strong> phylogenetic interpretation <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> have<br />

focused mainly on two, closely related matters. First, do all fossils claimed to belong<br />

to this supposedly duck-headed, long-legged, avocet-like bird, really derive from a<br />

single taxon (Cracraft, 1980; Andors, 1988)? Secondly, given that this should be <strong>the</strong><br />

case, how should such a morphology be interpreted?<br />

The first question is no longer an issue for discussion. There are too many<br />

localities known from where <strong>the</strong> only bird remains present consist <strong>of</strong> duck-like skulls<br />

associated with presbyornithid postcranial elements that bear a resemblance to<br />

Charadriiformes, to make an alternative explanation likely (Olson & Feduccia,<br />

1980b; pers. obs.). Fur<strong>the</strong>rmore, a partly articulated skeleton <strong>of</strong> a single individual<br />

(b)<br />

(d)<br />

(a)


434<br />

P. G. P. ERICSON<br />

combining <strong>the</strong>se skull and postcranial morphologies, has recently been discovered<br />

(pers. obs.).<br />

This paper deals only with <strong>the</strong> second problem: what is <strong>the</strong> systematic position<br />

<strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong>? Hypo<strong>the</strong>ses concerning <strong>relationships</strong> among o<strong>the</strong>r nonpasseriform<br />

families are generated by this study, but <strong>the</strong>y will be commented upon<br />

only when <strong>the</strong>y bear on <strong>the</strong> phylogenetic <strong>relationships</strong> <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong>.<br />

General discussions <strong>of</strong> <strong>the</strong> higher-level systematics <strong>of</strong> nonpasserine birds, based on<br />

<strong>the</strong> skeletal data presented herein, will be published elsewhere.<br />

MATERIAL<br />

Osteological data on extant and fossil taxa were collected primarily through<br />

studies <strong>of</strong> <strong>the</strong> extensive collections <strong>of</strong> <strong>the</strong> National Museum <strong>of</strong> Natural History,<br />

Washington D.C. (USNM). The Appendix lists examples <strong>of</strong> species possessing <strong>the</strong><br />

character states assigned to <strong>the</strong> families. Of each <strong>family</strong>, samples <strong>of</strong> all genera and,<br />

in most cases, all species represented in <strong>the</strong> collection, were studied. Considerable<br />

effort was put into <strong>the</strong> study <strong>of</strong> <strong>the</strong> intra-<strong>family</strong> character variation, partly in order<br />

to define <strong>the</strong> character states properly, and partly to discover cases <strong>of</strong> polymorphisms.<br />

Some taxa that are poorly represented in <strong>the</strong> USNM collection, were studied in <strong>the</strong><br />

collections <strong>of</strong> <strong>the</strong> American Museum <strong>of</strong> Natural History, New York (AMNH).<br />

Generally speaking, a character that in several instances shows intra-familial<br />

polymorphism is <strong>of</strong>ten less useful in <strong>the</strong> analysis <strong>of</strong> <strong>the</strong> <strong>relationships</strong> between families.<br />

Characters that exhibit a large degree <strong>of</strong> intra-familial variation in character states<br />

have intentionally been avoided in <strong>the</strong> analyses. The vast majority <strong>of</strong> <strong>the</strong> included<br />

characters have been unambiguously assigned <strong>the</strong>ir character states, however. In<br />

those cases where a <strong>family</strong> is polymorphic, it was assigned <strong>the</strong> most widespread<br />

character state within <strong>the</strong> <strong>family</strong>. It has been relatively easy to decide which is <strong>the</strong><br />

most widespread state, given that alternate states typically are found in but a few<br />

species, or even individuals. Remarks on <strong>the</strong> observed polymorphisms are made in<br />

<strong>the</strong> character descriptions below.<br />

The character states <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> have been determined after studying<br />

all known material collected in <strong>the</strong> United States and Argentina, up to 1990. A<br />

detailed description <strong>of</strong> <strong>the</strong> skeletal anatomy <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> is in preparation.<br />

METHODS<br />

The <strong>relationships</strong> <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> have been assessed by a cladistic analysis<br />

<strong>of</strong> <strong>the</strong> taxonomic distribution <strong>of</strong> certain skeletal characters where <strong>the</strong> favoured tree<br />

topology was chosen by applying <strong>the</strong> parsimony criterion. The analysis was performed<br />

in two steps. In <strong>the</strong> first, <strong>the</strong> general position <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> within <strong>the</strong><br />

Class Aves was determined. In <strong>the</strong> next, ano<strong>the</strong>r data matrix was constructed, that<br />

partly included relevant characters from <strong>the</strong> first analysis, and partly new skeletal<br />

characters suitable to resolve branching patterns at this particular phylogenetic level.<br />

In this matrix, genera are used as terminal taxa (<strong>the</strong> <strong>Presbyornithidae</strong> are represented<br />

by <strong>the</strong> most well known genus, Presbyornis).<br />

The advantage <strong>of</strong> making <strong>the</strong> analysis in two steps is tw<strong>of</strong>old. First, this reduces


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 435<br />

<strong>the</strong> homoplasies (i.e. morphologies which have arisen independently due to parallelisms<br />

and reversals) in <strong>the</strong> matrix, and secondly, <strong>the</strong> size <strong>of</strong> <strong>the</strong> data matrix is<br />

decreased. The effect in both cases is that less computer power and time are required<br />

to run <strong>the</strong> algorithms used to estimate <strong>the</strong> most parsimonious solutions <strong>of</strong> <strong>the</strong><br />

observed character states distribution.<br />

In <strong>the</strong> search for <strong>the</strong> most parsimonious solutions, <strong>the</strong> computer program Hennig86<br />

(Farris, 1988) was used (utilizing <strong>the</strong> Hennig86 commands mh∗ followed by bb∗).<br />

From <strong>the</strong> multiple most parsimonious trees a strict consensus tree was constructed<br />

by <strong>the</strong> command nelsen). Estimates <strong>of</strong> <strong>the</strong> support <strong>of</strong> <strong>the</strong> nodes in <strong>the</strong> consensus<br />

tree were obtained through Parsimony Jackknifing (Farris, 1995; Farris et al., 1996).<br />

Roughly speaking, <strong>the</strong>se estimates serve as measures <strong>of</strong> how much faith one should<br />

have in <strong>the</strong> nodes. The estimates range between 0 and 1; <strong>the</strong> higher <strong>the</strong> value, <strong>the</strong><br />

more support for <strong>the</strong> node.<br />

For some characters <strong>the</strong> transformations will appear differently on <strong>the</strong> trees<br />

depending on which optimization criterion is used. In this paper I have assumed<br />

that parallellisms are more common than reversals when viewing <strong>the</strong> Class Aves as<br />

a whole, and that reversals are more likely at lower taxonomic levels (for example<br />

within an order as in this case). In <strong>the</strong> second analysis <strong>the</strong> characters were optimized<br />

on <strong>the</strong> tree using <strong>the</strong> option ACCTRAN (accelerated transformation) in MacClade<br />

(Maddison & Maddison, 1992).<br />

The anatomical nomenclature follows Baumel et al. (1979, 1993), unless stated<br />

o<strong>the</strong>rwise.<br />

GENERAL POSITION OF THE FAMILY PRESBYORNITHIDAE<br />

In order to determine <strong>the</strong> phylogenetic position <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> within<br />

Aves, an extensive comparison was made with representatives <strong>of</strong> several nonpasseriform<br />

families. It is possible that this exercise represents <strong>the</strong> most comprehensive<br />

phylogenetic analysis <strong>of</strong> higher-level taxa based on skeletal characters utilizing<br />

cladistic methodology to date. Although <strong>the</strong> primary goal was to find <strong>the</strong> phylogenetic<br />

position <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong>, hypo<strong>the</strong>ses regarding relations <strong>of</strong> all o<strong>the</strong>r taxa<br />

included were generated as well. Because this was not <strong>the</strong> prime purpose <strong>of</strong> <strong>the</strong><br />

analysis, no attempt was made to fully resolve all parts <strong>of</strong> <strong>the</strong> phylogenetic tree.<br />

Admittedly, some polytomies in <strong>the</strong> strict consensus tree could possibly be resolved<br />

by a more extensive search for characters, but such a search was only conducted<br />

within <strong>the</strong> clade with which <strong>the</strong> <strong>Presbyornithidae</strong> was found to group, which formed<br />

<strong>the</strong> foundation for <strong>the</strong> second step <strong>of</strong> <strong>the</strong> phylogenetic analysis (see Methods).<br />

Selection <strong>of</strong> ingroup taxa<br />

As ingroup, a total <strong>of</strong> 41 nonpasserine families were included in <strong>the</strong> analysis,<br />

representing <strong>the</strong> orders Ciconiiformes, Anseriformes, Galliformes, Gruiformes and<br />

Charadriiformes (sensu Wetmore, 1960). These taxa were chosen to include first <strong>of</strong><br />

all <strong>the</strong> families with which <strong>the</strong> <strong>Presbyornithidae</strong> have been suggested to bear<br />

close affinities (Phoenicopteridae, Anseriformes, Burhinidae and Recurvirostridae).<br />

Secondly, given <strong>the</strong> overall similarities <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> and <strong>the</strong> Anseriformes,


436<br />

P. G. P. ERICSON<br />

all taxa that, at some point in time, have been proposed as <strong>the</strong> sistergroup <strong>of</strong> <strong>the</strong><br />

anseriformes were included as well (rest <strong>of</strong> Ciconiiformes, Galliformes). Thirdly, a<br />

number <strong>of</strong> families supposed to have close phylogenetic <strong>relationships</strong> with taxa<br />

already included, were added to <strong>the</strong> matrix (Opisthocomidae, Gruiformes, rest <strong>of</strong><br />

Charadriiformes). The Pedionomidae, long placed with <strong>the</strong> Gruiformes (Wetmore,<br />

1960), was moved to <strong>the</strong> Charadriiformes by Olson & Steadman (1981). I concur<br />

with <strong>the</strong>ir classification, so that when discussing <strong>the</strong> order Charadriiformes below,<br />

<strong>the</strong> Pedionomidae are mentioned separately only for <strong>the</strong> sake <strong>of</strong> clarity.<br />

The anatomically highly peculiar and autapomorphic Turnicidae, traditionally<br />

placed with <strong>the</strong> Gruiformes, were originally included in <strong>the</strong> analysis. The Turnicidae<br />

combine skeletal morphologies resembling both galliforms and highly derived<br />

charadriiforms. At least one <strong>of</strong> <strong>the</strong>se morphologies seems to have arisen by convergence.<br />

In <strong>the</strong> preliminary phylogenetic analyses, <strong>the</strong> Turnicidae flipped around<br />

wildly, causing serious instability <strong>of</strong> <strong>the</strong> tree topology. Sometimes, <strong>the</strong>y came out<br />

basal to <strong>the</strong> Galliformes and sometimes well within <strong>the</strong> charadriiform clade. A final<br />

phylogenetic analysis <strong>of</strong> <strong>the</strong> Turnicidae obviously requires an expansion <strong>of</strong> <strong>the</strong><br />

osteological information with o<strong>the</strong>r data sets, so it was decided to leave <strong>the</strong>m out<br />

<strong>of</strong> fur<strong>the</strong>r analyses.<br />

Outgroup<br />

The neognathous birds are generally assumed to be a monophyletic sister taxon<br />

to <strong>the</strong> palaeognathous birds (Cracraft, 1986; Kurochkin, 1995a, b). Whe<strong>the</strong>r <strong>the</strong><br />

latter are monophyletic, paraphyletic or polyphyletic has been much disputed over<br />

<strong>the</strong> years (de Beer, 1956; Bock, 1963; Cracraft, 1974, 1986; Sibley & Ahlquist, 1981,<br />

1990; Olson, 1985; Bledsoe, 1988; Houde, 1988). In this analysis, <strong>the</strong> palaeognathous<br />

families Rheidae and Tinamidae serve as outgroup. Given <strong>the</strong> terrestrial adaptation<br />

and subsequent morphological specialization <strong>of</strong> <strong>the</strong> Rheidae, some features in <strong>the</strong><br />

ingroup could not be observed in <strong>the</strong> Rheidae, and <strong>the</strong>se are thus coded as not<br />

applicable for <strong>the</strong>m.<br />

Character selection<br />

Many systematic works based on osteology were published during a period from<br />

1867 to c. 1920. This literature has been surveyed for characters useful to <strong>the</strong> present<br />

study. In addition, many new characters were found by extensive comparative work<br />

in museum collections.<br />

For several reasons only a minor part <strong>of</strong> all <strong>the</strong> morphological variation described<br />

in <strong>the</strong> literature was included in <strong>the</strong> analysis. The most important reason is that <strong>the</strong><br />

postulated taxonomic distributions <strong>of</strong> characters could not be corroborated. That<br />

is, characters once claimed to be diagnostic <strong>of</strong> a <strong>family</strong> were <strong>of</strong>ten found to be<br />

highly variable within <strong>the</strong> same <strong>family</strong>. This is not to say that <strong>the</strong> systematists at<br />

<strong>the</strong> time were poor scientists, but in most cases errors occurred simply because<br />

investigators could not study all members <strong>of</strong> a <strong>family</strong> due to poor representation in<br />

museums.<br />

In <strong>the</strong> selection <strong>of</strong> characters for <strong>the</strong> study, <strong>the</strong> following three principles were<br />

applied:


ch. 1, state 1<br />

SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 437<br />

ch. 7, state 0<br />

ch. 10, state 0<br />

Figure 4. Cranium <strong>of</strong> Charadrius novaeseelandiae (NZNM 1403), Charadriidae, in ventral view. Modified<br />

after Strauch (1978). Character abbreviated to ‘ch.’ in this and all subsequent figures.<br />

(1) Great caution was taken in <strong>the</strong> coding <strong>of</strong> suspected character complexes, e.g.<br />

<strong>the</strong> palate type as defined by Huxley (1867). It is plausible, but unproven, that<br />

structures such as palate type are built up by several, co-evolving characters. To<br />

break up such a complex <strong>of</strong> covarying characters and treat <strong>the</strong>m as independent<br />

in <strong>the</strong> analysis (as done in <strong>the</strong> case <strong>of</strong> <strong>the</strong> palaeognathous palate by Cracraft,<br />

1986:398), assigns <strong>the</strong> structure as a whole a higher weight than might be justified<br />

genetically.<br />

The opposite strategy, wherein complex structures are divided into a few,<br />

discrete character states, runs <strong>the</strong> risk <strong>of</strong> oversimplifying <strong>the</strong> morphological<br />

variation. In this work, a middle way was followed: only components <strong>of</strong> a<br />

character complex that did not obviously covary, were treated as independent<br />

characters.<br />

(2) Characters obviously correlated with <strong>the</strong> pneumatization <strong>of</strong> <strong>the</strong> skeleton were<br />

avoided. In practice, this relates only to large and highly pneumatic taxa such<br />

as Balaenicipitidae, Ciconiidae, Phoenicopteridae, Anhimidae, and Gruidae.<br />

The assumption is that convergent morphologies easily evolve as a response to<br />

an increasing pneumatization. Note that this principle was not followed in <strong>the</strong><br />

second step <strong>of</strong> <strong>the</strong> phylogenetic analysis below, where <strong>the</strong> precise systematic<br />

position <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> within a monophyletic order was studied.<br />

(3) No quantitative characters, or characters which states are defined by dividing a<br />

clearly continuous variation into discrete states, were included.<br />

Autapomorphic characters were not included in <strong>the</strong> matrix (Table 1). All characters<br />

were treated as unordered.<br />

Character descriptions<br />

1. Cranium: fonticulus occipitalis present in adulthood (Fig. 4)<br />

(0) absent; (1) present.<br />

Occipital fontanelles arise as a consequence <strong>of</strong> failure <strong>of</strong> fusion <strong>of</strong> <strong>the</strong> epiotic and<br />

supraoccipital bones. The physiological purpose <strong>of</strong> <strong>the</strong> occipital fontanelles is<br />

unknown and <strong>the</strong>y have not been found in any Mesozoic bird. Among <strong>the</strong> studied<br />

taxa <strong>the</strong>y occur in adults <strong>of</strong> Threskiornithidae, Phoenicopteridae, most Anseriformes<br />

(not in Anhimidae), Gruidae, Aramidae and several Charadriiformes (Seebohm,


438<br />

P. G. P. ERICSON<br />

Table 1. Data matrix used in <strong>the</strong> first step <strong>of</strong> <strong>the</strong> analysis.<br />

Character no. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35<br />

Taxon<br />

Tinamidae 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0<br />

Rheidae 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0<br />

Ardeidae 0 0 0 0 0 1 1 2 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 1 0 0 0 0 2 0 0 1 0<br />

Balaenicipitidae 0 1 0 0 1 1 1 2 1 0 0 0 1 1 0 1 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0<br />

Scopidae 0 1 0 0 0 1 1 2 1 0 0 0 1 1 0 1 0 0 0 0 1 0 0 0 1 0 0 0 0 0 2 0 0 1 0<br />

Ciconiidae 0 1 0 0 0 1 1 2 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 1 0<br />

Threskiornithidae 1 1 0 0 0 0 1 2 1 0 0 2 0 1 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0<br />

Phoenicopteridae 1 1 0 1 0 1 1 2 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0<br />

Anhimidae 0 1 1 0 0 1 0 2 0 0 0 0 0 0 0 1 1 1 1 0 1 0 1 0 0 1 0 0 0 0 0 0 0 0 0<br />

Anseranatidae 1 1 1 0 0 1 2 2 0 0 1 0 0 0 1 1 1 1 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0<br />

Anatidae 1 1 1 0 1 1 2 2 0 0 1 0 0 0 1 1 1 1 1 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0<br />

Megapodiidae 0 1 0 0 0 0 2 1 0 1 0 0 0 0 0 1 0 1 1 0 1 0 0 0 0 0 0 0 1 0 1 0 0 0 0<br />

Cracidae 0 1 0 0 0 1 2 1 0 0 0 0 0 0 0 1 0 1 0 0 1 0 0 0 0 0 0 0 1 1 2 0 1 0 0<br />

Phasianidae 0 1 0 0 0 1 2 1 0 1 0 0 0 0 0 1 0 1 0 0 1 0 0 0 0 0 0 0 1 1 2 0 1 0 0<br />

Opisthocomidae 0 1 0 0 1 1 1 1 1 0 0 0 0 0 0 1 0 1 0 0 1 0 0 0 0 1 0 0 0 0 2 0 0 0 1<br />

Mesitornithidae 0 1 0 0 0 1 1 1 1 0 0 2 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 ? 0 2 0 0 0 1<br />

Pedionomidae 0 0 0 0 2 1 0 1 1 1 0 2 0 0 0 1 0 0 0 0 1 0 0 1 1 0 0 1 0 0 0 0 0 0 0<br />

Gruidae 1 1 0 0 0 1 1 1 1 0 0 2 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 2 0 0 0 0<br />

Aramidae 1 1 0 0 0 1 1 1 1 0 0 2 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 2 0 0 1 0<br />

Psophiidae 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 1 2 0 0 0 0<br />

Rallidae 0 1 0 0 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 0 0 0 0 0 2 0 0 0 0<br />

Heliomithidae 0 1 0 0 1 1 1 1 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 0 0 1 0 1 2 0 0 0 0<br />

Rhynochetidae 0 1 0 0 1 0 1 1 1 0 0 2 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0<br />

Eurypygidae 0 1 0 0 0 1 1 1 1 0 0 2 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 1 0 1 0<br />

Cariamidae 0 1 0 0 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 1 0 0 0 1 2 0 0 0 0<br />

Otididae 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 1 0 0 0 0 2 1 0 0 0<br />

Jacanidae 0 1 0 0 1 0 0 1 1 1 0 2 0 0 0 1 0 0 0 0 1 0 0 1 0 0 0 1 0 0 0 0 0 0 0<br />

Rostratulidae 1 1 0 0 1 0 0 1 1 1 0 2 0 0 0 1 0 0 1 0 1 1 0 1 1 0 0 1 0 0 0 0 0 0 0<br />

Dromadidae 0 1 0 0 1 0 1 1 1 0 0 2 0 0 0 1 0 0 0 0 1 1 0 1 1 0 0 1 0 0 0 0 0 0 0<br />

Haematopodidae 0 1 0 0 1 0 0 1 1 0 0 2 0 0 0 1 0 0 1 0 1 1 0 1 1 0 0 1 0 0 0 0 0 0 0<br />

Ibidorhynchidae 1 1 0 0 1 1 0 1 1 0 0 2 0 0 0 1 0 0 0 0 1 1 0 1 1 0 0 1 0 0 0 0 0 0 0<br />

Recurvirostridae 1 1 0 0 1 1 0 1 1 0 0 2 0 0 0 1 0 0 1 0 1 1 0 1 1 0 0 1 0 0 0 0 0 0 0<br />

Burhinidae 0 1 0 0 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 0 1 1 0 1 1 0 0 1 0 0 0 0 0 1 0<br />

Glareolidae 0 1 0 0 1 0 1 1 1 1 0 2 0 0 0 1 0 0 0 0 1 0 0 1 1 0 0 1 0 0 0 0 0 0 0<br />

Charadiidae 1 1 0 0 1 0 0 1 1 0 0 2 0 0 0 1 0 0 0 0 1 1 0 1 1 0 0 1 0 0 0 0 0 0 0<br />

Scolopacidae 1 1 0 0 1 0 0 1 1 0 0 2 0 0 0 1 0 0 0 0 1 0 0 1 1 0 0 1 0 0 0 0 0 0 0<br />

Thinocoridae 0 1 0 0 1 0 1 1 1 0 0 2 0 0 0 1 0 0 0 0 1 0 0 1 1 0 0 0 0 0 1 0 0 0 0<br />

Chionidiidae 0 1 0 0 1 1 1 1 1 0 0 2 0 0 0 1 0 0 1 0 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0<br />

Stercorariidae 0 1 0 0 1 0 1 1 1 0 0 2 0 0 0 1 0 0 0 0 1 1 0 1 1 0 0 0 0 0 1 0 0 0 0<br />

Laridae 0 1 0 0 1 0 1 1 1 0 0 2 0 0 0 1 0 0 0 0 1 1 0 1 1 0 0 1 0 0 0 0 0 0 0<br />

Rhynchopidae 0 1 0 0 1 0 1 1 1 0 0 2 0 0 0 1 0 0 0 0 1 1 0 1 1 0 0 1 0 0 0 0 0 0 0<br />

Alcidae 0 1 0 0 1 0 1 1 1 0 0 2 0 0 0 1 0 0 0 0 1 0 0 1 1 0 0 1 0 0 0 0 0 0 0<br />

<strong>Presbyornithidae</strong> 1 1 1 1 0 1 2 1 0 0 1 0 0 0 1 1 0 1 1 1 1 1 1 0 1 1 1 0 0 0 1 0 0 1 0<br />

1888, 1895; Olson, 1979:167). The fontanelles are present embryologically in some<br />

charadriiforms, but are later fused, e.g. in Laridae (Seebohm, 1888:421). In some<br />

Charadriiformes, e.g. Chionis, <strong>the</strong>y do not fuse until an advanced age. The Anatidae<br />

and several charadriiform families (cf. Strauch, 1978:299) are polymorphic in respect<br />

to <strong>the</strong> possession <strong>of</strong> occipital fontanelles in adulthood. The occipital fontanelles are<br />

present in most Anatidae, Recurvirostridae (not listed as polymorphic by Strauch,<br />

but fontanelles are lacking in some individuals <strong>of</strong> Cladorhynchus), Charadriidae,<br />

and Scolopacidae, which families were assigned state 1 in <strong>the</strong> analysis. In <strong>the</strong><br />

Haematopodidae (fontanelles occur in e.g. H. leucopodus and H. ostralegus), Glareolidae,<br />

and Alcidae, <strong>the</strong> normal condition is to lack fontanelles and <strong>the</strong>se taxa are thus<br />

given state 0. The <strong>Presbyornithidae</strong> possess occipital fontanelles.<br />

2. Cranium: processus postorbitalis<br />

(0) absent (or extremely small); (1) present.<br />

Most taxa studied have <strong>the</strong> postorbital process well-developed. It is absent, or almost<br />

absent, only in Tinamidae, Ardeidae and Pedionomidae.


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 439<br />

Table 1. contd.<br />

36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71<br />

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0<br />

0 0 0 1 ? ? 0 0 ? 1 0 0 ? 0 0 0 0 0 0 0 0 0 0 0 ? 0 ? 0 1 0 ? 0 1 ? 0 1<br />

0 0 0 1 2 1 0 0 0 1 2 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 1 0 0 1 0 0 0 0<br />

0 1 0 1 2 1 0 0 ? 2 0 1 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 1 0 0 1 0 0 0 0<br />

0 0 0 1 1 1 0 0 1 2 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 1 0 1 1 0 0 0 0<br />

0 0 0 1 2 1 0 0 1 1 0 1 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 1 0 0 1 0 0 0 0<br />

0 0 0 1 1 1 0 0 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 1 0 1 1 0 0 0 0<br />

0 1 0 1 2 1 0 0 1 1 0 0 1 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 1 0 1 0 0 0 0 0<br />

0 1 0 1 2 1 0 0 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 2 0 0 0 0 1 0 0<br />

0 1 1 1 2 1 0 0 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 1 0 1 0 0 1 0 0<br />

0 0 1 1 2 1 0 0 1 1 0 0 1 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 1 0 1 0 0 1 0 0<br />

1 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0<br />

1 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0<br />

1 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0<br />

0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 0 0 0 0 1 0 0 1 ? 1 0<br />

1 0 0 1 0 0 0 0 ? 1 0 0 0 1 1 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 1 0<br />

0 0 0 1 2 1 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 ? 1 0 1 0 0 0 0 0<br />

0 1 0 1 1 1 0 0 0 1 0 1 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 1 0 1 0 0 0 0 0<br />

0 1 0 1 1 1 0 0 0 2 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 1 0 1 0 0 0 0 0<br />

0 1 0 1 2 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0<br />

0 1 0 1 2 1 1 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 1 1 1 0 0 0 1 0 0 0 0 0<br />

0 1 0 1 1 1 1 0 0 0 1 1 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 1 0 0 1 0 0<br />

0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0<br />

0 0 0 1 2 1 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0<br />

0 0 0 1 1 1 1 0 0 2 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0<br />

0 0 0 1 2 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 1 1 1 0 1 0 1 0 0 0 0 1<br />

0 0 0 1 2 1 1 1 1 1 0 0 0 1 0 1 1 0 1 0 0 0 1 0 1 1 1 0 0 0 1 0 0 0 0 0<br />

0 0 0 1 2 1 0 1 1 1 0 0 0 0 0 1 1 0 1 0 0 0 1 1 1 1 1 1 1 0 1 0 0 0 0 0<br />

0 1 0 1 2 1 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 0 1 0 0 0 0 0<br />

0 1 0 1 2 1 0 1 1 1 0 0 0 0 0 1 0 0 1 1 0 1 0 1 1 1 1 1 1 0 1 0 0 0 0 1<br />

0 1 0 1 2 1 0 1 1 1 0 0 0 0 0 1 0 0 1 1 0 1 1 1 1 1 1 1 1 0 1 0 0 0 0 1<br />

0 1 0 1 2 1 0 1 1 1 0 0 0 0 0 1 0 0 1 1 0 1 1 1 1 1 1 1 1 0 1 0 0 0 0 0<br />

0 1 0 1 2 1 0 1 1 1 0 0 0 0 0 1 0 0 1 1 0 0 0 0 1 1 1 0 1 0 1 0 0 0 0 1<br />

0 0 0 1 2 1 0 1 1 1 0 0 0 0 0 1 0 0 1 1 0 1 1 1 1 1 1 1 1 0 1 0 0 0 0 0<br />

0 0 0 1 2 1 0 1 1 1 0 0 0 0 0 1 0 0 1 1 0 1 1 1 1 1 1 1 1 0 1 0 0 0 0 1<br />

0 0 0 1 2 1 0 1 1 1 0 0 0 0 0 1 1 0 1 0 0 1 1 1 1 1 1 1 1 0 1 0 0 0 0 0<br />

0 0 0 1 2 1 0 1 1 1 0 0 0 0 0 1 1 0 1 0 0 1 1 1 1 1 1 1 1 1 1 0 0 0 0 0<br />

0 1 0 1 2 1 0 1 1 1 0 0 0 0 0 1 0 0 1 1 0 1 1 1 1 1 1 1 0 0 1 0 0 0 0 0<br />

0 1 0 1 2 1 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 0 1 0 0 0 0 0<br />

0 1 0 1 2 1 0 1 1 1 0 0 0 0 0 1 0 0 1 1 0 1 0 1 1 1 1 1 1 0 1 0 0 0 0 0<br />

0 1 0 1 2 1 0 1 1 1 0 0 0 0 0 1 0 0 1 1 0 1 0 1 1 1 1 0 1 0 1 1 0 0 0 0<br />

0 0 0 1 2 1 0 1 1 2 0 0 0 0 0 1 0 0 1 0 0 1 1 0 1 0 1 1 1 0 1 0 0 0 0 1<br />

0 1 1 1 2 1 0 0 1 1 0 0 1 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 2 0 1 0 0 1 0 0<br />

ch. 3, state 1 ch. 11, state 1<br />

ch. 7, state 2 ch. 8, state 2<br />

Figure 5. Cranium <strong>of</strong> Polysticta stelleri (USNM 561199), Anatidae, in ventral view.


440<br />

P. G. P. ERICSON<br />

ch. 6, state 0<br />

Figure 6. Cranium <strong>of</strong> Pluvianus aegyptius (FM 93449), Glaerolidae, in lateral view. Modified after<br />

Strauch (1978).<br />

3. Cranium: ventral surface <strong>of</strong> processus postorbitalis distinctly excavated (Fig. 5)<br />

(0) no; (1) yes.<br />

A distinctly excavated ventral surface <strong>of</strong> <strong>the</strong> processus postorbitalis <strong>of</strong> <strong>the</strong> cranium is<br />

uniquely possessed by <strong>the</strong> Anhimidae, Anserantidae, Anatidae and <strong>Presbyornithidae</strong>.<br />

4. Cranium: frontale narrow and laterally rounded<br />

(0) no; (1) yes.<br />

In both <strong>the</strong> Phoenicopteridae and <strong>Presbyornithidae</strong>, <strong>the</strong> frontal region is narrow<br />

and <strong>the</strong> lateral margin smoothly rounded, a condition also present in a few rallids.<br />

The Rallidae are coded as 0 in <strong>the</strong> analysis given this is <strong>the</strong> most common condition<br />

found in <strong>the</strong> <strong>family</strong>.<br />

5. Cranium: os lacrimale (Fig. 8)<br />

(0) lacrimals present but not ossified to <strong>the</strong> nas<strong>of</strong>rontal region, or incompletely<br />

ossified with a suture clearly visible; (1) lacrimals completely ossified to <strong>the</strong> nas<strong>of</strong>rontal<br />

region; (2) lacrimals lost.<br />

The lacrimals are present in most nonpasserine birds but are absent in many<br />

Passeriformes (Cracraft, 1968:347). Among <strong>the</strong> taxa included herein <strong>the</strong>y are lost<br />

in <strong>the</strong> Pedionomidae (Cracraft, 1968:338; Bock & McEvey, 1969:192). The lacrimals<br />

may, or may not, be fully fused to <strong>the</strong> frontals and nasals. Incompletely fused<br />

lacrimals are found in <strong>the</strong> Rheidae, most Ciconiiformes, Anhimidae, Anseranatidae,<br />

all Galliformes, most Gruiformes, Burhinidae and <strong>Presbyornithidae</strong>. The Tinamidae,<br />

Balaenicipitidae, Anatidae, Opisthocomidae, a few Gruiformes and almost all<br />

Charadriiformes, have <strong>the</strong>m completely fused to <strong>the</strong> skull. Although Shufeldt (1901:<br />

299) states that some Threskiornithidae have <strong>the</strong> lacrimals fully co-ossified, this<br />

could not be confirmed by <strong>the</strong> present study.<br />

6. Cranium: ossa lacrimale and ectethmoidale fused or in touch (Fig. 6)<br />

(0) yes; (1) no.<br />

The lacrimal is not fused to <strong>the</strong> ectethmoid plate in all studied taxa except <strong>the</strong><br />

Rheidae, Tinamidae, Threskiornithidae, Megapodiidae, some Gruiformes, and many<br />

Charadriiformes. The two bones are fused in many, but not all, Burhinidae and<br />

Recruvirostridae (unfused in Recurvirostra, contra Strauch 1978: table 1), while <strong>the</strong><br />

opposite is <strong>the</strong> case with <strong>the</strong> Charadriidae. Following <strong>the</strong> most widespread condition,<br />

<strong>the</strong> Burhinidae and Recurvirostridae are assigned state 1 and Charadriidae state 0.


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 441<br />

7. Cranium: basipterygoid articulation (Figs 4 and 5)<br />

(0) true, reptilian basipterygoid articulation; (1) absent; (2) rostropterygoid articulation.<br />

Weber (1993) distinguishes between two developmentally different, and non-homologous,<br />

basipterygoid articulations. The first is called a true basipterygoid articulation,<br />

homologous with that in reptiles (contra McDowell, 1978). Weber uses <strong>the</strong><br />

term rostropterygoid articulation for <strong>the</strong> second morphology and postulates it to be<br />

a shared derived character <strong>of</strong> <strong>the</strong> Anseriformes and Galliformes. A significant<br />

problem with <strong>the</strong> analysis <strong>of</strong> Weber (1993), is that he did not include <strong>the</strong> aberrant<br />

anseriform <strong>family</strong> Anhimidae. In <strong>the</strong> Anhimidae, considered as <strong>the</strong> first branch on<br />

<strong>the</strong> anseriform tree by most systematists (e.g. Livezey, 1986), <strong>the</strong> basipterygoid<br />

articulation is very different from that in o<strong>the</strong>r anseriforms, approaching <strong>the</strong><br />

morphology <strong>of</strong> <strong>the</strong> true, reptilian basipterygoid articulation (sensu Weber, 1993), as<br />

pointed out by Dzerzhinsky (1995:327). The basipterygoid articulation <strong>of</strong> <strong>the</strong><br />

Anhimidae is in fact almost identical with that in, for example, <strong>the</strong> Scolopacidae;<br />

indeed, H<strong>of</strong>er (1945) considered it a true basipterygoid articulation, non-homologous<br />

with that <strong>of</strong> o<strong>the</strong>r anseriforms. The Anhimidae fur<strong>the</strong>r differ from all o<strong>the</strong>r Anseriformes<br />

in having <strong>the</strong> articulation in a mid-shaft position <strong>of</strong> <strong>the</strong> pterygoid, while<br />

<strong>the</strong> o<strong>the</strong>r anseriforms have it positioned at <strong>the</strong> anterior end <strong>of</strong> <strong>the</strong> bone (cf.<br />

Elzanowski, 1977:1304). The <strong>Presbyornithidae</strong> have a rostropterygoid articulation<br />

similar to that in Anatidae.<br />

Despite <strong>the</strong> uncertainties concerning homology exemplified above, and notwithstanding<br />

that basic structural differences exists in between <strong>the</strong> basipterygoid<br />

processes <strong>of</strong> anseriforms and galliforms (Olson & Feduccia, 1980b:4), I will here<br />

follow Weber and recognize three character states in <strong>the</strong> analysis <strong>of</strong> <strong>the</strong> basipterygoid<br />

articulation.<br />

Well-developed, reptilian basipterygoid processes articulating with <strong>the</strong> pterygoids<br />

occur in adults <strong>of</strong> all palaeognaths, a few Gruiformes and many Charadriiformes.<br />

In some taxa, e.g. <strong>the</strong> Balaeniceps, Ciconia, Otididae, Dromas, Chionis, Larus, and<br />

Rynchops, <strong>the</strong>y are present in <strong>the</strong> young but suppressed later in life (Seebohm, 1888:<br />

430; Lowe, 1916a, b; Maillard, 1948; Elzanowski, 1977:1304; Strauch, 1978:295;<br />

Richard L. Zusi, pers. comm.). Some Phoenicopteridae have a rudimentary and<br />

non-functioning basipterygoid articulation (Gadow, 1877:384; Seebohm, 1889:97)<br />

coded as missing here in analogy with <strong>the</strong> coding <strong>of</strong> taxa in which <strong>the</strong> articulation<br />

is suppressed in <strong>the</strong> adults. A few species <strong>of</strong> <strong>the</strong> Otididae may retain <strong>the</strong> basipterygoid<br />

in adulthood but <strong>the</strong> entire <strong>family</strong> is here coded as lacking <strong>the</strong>m.<br />

8. Facies: palatine articulation with parasphenoid (Figs 5 and 7)<br />

(0) palatines do not articulate with parasphenoid; (1) palatines articulate with<br />

parasphenoid but are not fused to each o<strong>the</strong>r; (2) palatines articulate with parasphenoid<br />

and are partly or fully fused to each o<strong>the</strong>r.<br />

The palatines are separated from <strong>the</strong> parasphenoid in all palaeognathous birds. In<br />

neognathous taxa in which <strong>the</strong>y do articulate with <strong>the</strong> parasphenoid, <strong>the</strong> palatines<br />

may or may not be fused to each o<strong>the</strong>r. The latter morphology constitutes one <strong>of</strong><br />

<strong>the</strong> conditions <strong>of</strong> <strong>the</strong> so-called desmognathous palate and is found in <strong>the</strong> Ciconiiformes<br />

and Anseriformes among <strong>the</strong> taxa studied.<br />

9. Facies: internal laminae <strong>of</strong> palatines obsolete (Fig. 7)<br />

(0) yes; (1) no.<br />

Well-developed internal palatinal laminae are present in all ingroup taxa except <strong>the</strong>


442<br />

P. G. P. ERICSON<br />

ch. 9, state 0 ch. 11, state 0<br />

ch. 7, state 2 ch. 8, state 1<br />

Figure 7. Cranium <strong>of</strong> Ortalis vetula (USNM 322290), Cracidae, in ventral view.<br />

Anseriformes and Galliformes (cf. Huxley, 1868:295), but are absent in <strong>the</strong> Rheidae<br />

and Tinamidae, as well as in <strong>the</strong> <strong>Presbyornithidae</strong>.<br />

10. Facies: processus maxillopalatinus (Fig. 4)<br />

(0) well developed, broad and <strong>of</strong>ten inflated process (sometimes fused with os<br />

palatinum); (1) small and delicate processes, never fused to os palatinum.<br />

Huxley’s (1867) classification <strong>of</strong> <strong>the</strong> Class Aves rests primarily on <strong>the</strong> allocation <strong>of</strong><br />

its members to ei<strong>the</strong>r <strong>of</strong> four palatal morphologies defined by him. These structures<br />

should not be regarded as discrete characters, however, but are ra<strong>the</strong>r combinations<br />

<strong>of</strong> several characters. For example, having <strong>the</strong> maxillopalatine processes broad and<br />

well developed, and fused to <strong>the</strong> palatines, is part <strong>of</strong> <strong>the</strong> definition <strong>of</strong> <strong>the</strong> so-called<br />

desmognathous palatal type. The maxillopalatines are well-developed in most <strong>of</strong><br />

<strong>the</strong> taxa studied, but are small and delicate in <strong>the</strong> Megapodiidae, Phasianidae,<br />

Pedionomidae, and a few Charadriiformes.<br />

11. Facies: position <strong>of</strong> processus jugale <strong>of</strong> os maxillare relative to maxillopalatinum (Figs 5 and<br />

7)<br />

(0) dorsal; (1) ventral.<br />

This character, first observed by Shufeldt (1901:300), is present in all taxa with<br />

spatulate bills, i.e. <strong>the</strong> Anseranatidae, Anatidae and <strong>Presbyornithidae</strong>.<br />

12. Cranial kinesis<br />

(0) prokinesis or amphikinesis; (1) ‘palaeognathous’ rhynchokinesis; (2) ‘neognathous’<br />

rhynchokinesis.<br />

In an analysis <strong>of</strong> <strong>the</strong> kinesis <strong>of</strong> <strong>the</strong> avian skull, Zusi (1984) recognized three basic<br />

forms: prokinesis, amphikinesis and rhynchokinesis (<strong>of</strong> which <strong>the</strong> latter could be<br />

fur<strong>the</strong>r subdivided). In neognathous birds, Zusi postulates prokinesis to be ancestral<br />

to amphikinesis, and amphikinesis to rhynchokinesis. On <strong>the</strong> o<strong>the</strong>r hand, prokinesis<br />

might evolve secondarily from rhynchokinesis (Zusi, 1984:30). The rhynchokinesis<br />

in palaeognathous birds, however, is suggested to have evolved independent <strong>of</strong> that<br />

in neognaths. In <strong>the</strong> definition <strong>of</strong> this character I have lumped all four rhynchokinetic<br />

stages by Zusi occurring in neognathous birds (double, distal, proximal and extensive<br />

rhynchokinesis) into one character state termed ‘neognathous’ rhynchokinesis, while


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 443<br />

ch. 5, state 0<br />

ch. 14, state 1<br />

Figure 8. Cranium <strong>of</strong> Threskiornis aethiopica (USNM 613002), Threskiornithidae, in lateral view.<br />

<strong>the</strong> central rhynchokinesis present in ratites and some tinamous is called ‘palaeognathous’<br />

rhynchokinesis.<br />

Zusi (1984:7ff ) fur<strong>the</strong>r demonstrated that rhynchokinesis is a partial synonym <strong>of</strong><br />

schizorhiny, as defined by Garrod (1873:33), and that <strong>the</strong> commonly accepted<br />

division <strong>of</strong> <strong>the</strong> Class Aves into holorhinal and schizorhinal birds is not applicable.<br />

Two polymorphic families were observed. Most species <strong>of</strong> <strong>the</strong> Tinamidae possess<br />

a ‘palaeognathous’ rhynchokinesis (a few have a ‘neognathous’ rhynchokinesis), and<br />

among <strong>the</strong> Threskiornithidae, <strong>the</strong> Plataleinae (spoon-bills) are prokinetic and <strong>the</strong><br />

Treskiornithinae (ibises) ‘neognathous’ rhynchokinetic (ibises). The Tinamidae are<br />

assigned state 1 given that this is <strong>the</strong> most common condition in <strong>the</strong> <strong>family</strong>. Under<br />

<strong>the</strong> assumption that <strong>the</strong> Plataleinae are more derived than <strong>the</strong> Threskiornithinae,<br />

<strong>the</strong> Threskiornithidae are assigned state 2 in <strong>the</strong> analysis.<br />

13. Facies: ossified naso-ethmoidal septum<br />

(0) no; (1) yes.<br />

An ossified naso-ethmoidal septum is present in <strong>the</strong> Balaenicipitidae and Scopidae.<br />

Note that this character, as defined here, differs from <strong>the</strong> more commonly used<br />

‘nares pervious or impervious’. The latter refers to any septum, ossified or cartilageous<br />

(Gadow, 1893) and thus cannot be observed in <strong>the</strong> dry skull.<br />

14. Facies: rostrum with a long, distinct nasal groove (Fig. 8)<br />

(0) no; (1) yes.<br />

A long and distinct groove extending from <strong>the</strong> nasal opening to <strong>the</strong> tip <strong>of</strong> <strong>the</strong> bill<br />

is present in <strong>the</strong> Balaenicipitidae, Scopidae and Treskiornithidae. A similar groove<br />

is also present in several Pelecaniformes (Cottam, 1957; Cracraft, 1985:836).<br />

15. Facies: spatulate bill <strong>of</strong> ‘duck-like’ type<br />

(0) no; (1) yes.<br />

All <strong>the</strong> Anseriformes, except Anhimidae, and <strong>Presbyornithidae</strong> possess <strong>the</strong> typical,<br />

spatulate duck-bill, in which <strong>the</strong> enlarged tongue is accommodated in <strong>the</strong> upper<br />

jaw (Olson & Feduccia, 1980a) as opposed to o<strong>the</strong>r kinds <strong>of</strong> spatulate bills found in<br />

o<strong>the</strong>r ingroup taxa, e.g., Plataleinae (spoon-bills) and Eurynorhynchus pygmaeus (spoonbilled<br />

sandpiper).<br />

16. Quadratum: division <strong>of</strong> processus oticus into two heads<br />

(0) no; (1) yes.<br />

The articulation <strong>of</strong> <strong>the</strong> otic process <strong>of</strong> <strong>the</strong> quadrate to <strong>the</strong> neurocranium shows a<br />

considerable degree <strong>of</strong> variation (cf. Lowe, 1926). The character perhaps most<br />

widely used by systematists is whe<strong>the</strong>r <strong>the</strong> otic head <strong>of</strong> <strong>the</strong> quadrate articulates to<br />

<strong>the</strong> skull with a single facet as in palaeognaths, or with two facets as in <strong>the</strong> neognaths


444<br />

P. G. P. ERICSON<br />

(e.g. Huxley, 1867:418; Cracraft, 1986:387). This character is not as clear-cut as<br />

might be thought, which already Lowe (1926) noted: “<strong>the</strong> single-headedness [<strong>of</strong> <strong>the</strong><br />

palaeognaths] is not so basic a fact as some writers appears to have taken for<br />

granted” (p.157). Despite this observation, Lowe maintained <strong>the</strong> opinion that <strong>the</strong><br />

ratites and Tinamidae share characters which set <strong>the</strong>m apart from all o<strong>the</strong>r living<br />

birds (1926:158).<br />

17. Quadratum: processus mandibularis inflated posterior to <strong>the</strong> quadratojugal articulation<br />

(0) no; (1) yes.<br />

The processus mandibularis is inflated posterior to <strong>the</strong> quadratojugal articulation in<br />

<strong>the</strong> Anhimidae, Anseranatidae, and Anatidae, but not in <strong>the</strong> <strong>Presbyornithidae</strong> (Olson<br />

& Feduccia, 1980b:15). In o<strong>the</strong>r taxa which have <strong>the</strong> quadratojugal articulation<br />

positioned distinctly posterior to <strong>the</strong> mandibular articulation, e.g. some Phasianidae<br />

and Thinocoridae, this region may be positively expanded but never inflated.<br />

18. Mandibula: quadratal articulation<br />

(0) basically a three-condyle articulation, with cotyla medialis and cotyla lateralis<br />

separated by a shallow groove (a distinct posterior cotyla may or may not be present);<br />

(1) two-condyle articulation, with cotylae medialis and lateralis large and separated<br />

by an antero-posteriorly oriented crista intercotylaris.<br />

In most living birds <strong>the</strong> mandibula and quadrate articulate by a three-condyle<br />

articulation, where a groove <strong>of</strong> variable depth separates <strong>the</strong> lateral and medial<br />

condyles. This is true for all taxa examined except <strong>the</strong> Anseriformes, Galliformes,<br />

Opisthocomidae, and <strong>Presbyornithidae</strong>. Lebedinsky (1920:94) described this morphology<br />

as a two-condyle articulation where <strong>the</strong> lateral and medial condyles are<br />

separated by a “wulstartige Erhebung”. According to Thulborn (1984:216), <strong>the</strong> threecondyle<br />

articulation is primitive in extant birds, and <strong>the</strong> two-condyles articulation has<br />

arisen in some taxa when <strong>the</strong> posterior condyle have been secondarily reduced.<br />

19. Mandibula: large, dorsoventrally high, recurved retroarticular process<br />

(0) absent or vestigal; (1) present, well developed.<br />

When present, <strong>the</strong> retroarticular process basically serves as an area <strong>of</strong> insertion for<br />

M. depressor mandibulae (Vanden Berge, 1979:190). It seems likely that <strong>the</strong><br />

development <strong>of</strong> this process is correlated with feeding adaptations and thus may tell us<br />

more about this than about <strong>relationships</strong> to o<strong>the</strong>r birds. Consequently, retroarticular<br />

processes are present in many evolutionary lineages <strong>of</strong> birds and show a considerable<br />

degree <strong>of</strong> morphological variation (cf. Lebedinsky, 1920:100ff.).<br />

Despite difficulties in establishing <strong>the</strong> homologies <strong>of</strong> this character, <strong>the</strong> retroarticular<br />

process has <strong>of</strong>ten been used in phylogenetic reconstruction. For example,<br />

Cracraft (1986, 1988) postulates a sistergroup relationship between <strong>the</strong> Anseriformes<br />

and Galliformes, based on, among o<strong>the</strong>r cranial characters, <strong>the</strong> shared possession<br />

<strong>of</strong> a “long, upwardly curving and strongly mediolaterally compressed retroarticular<br />

process”. Lebedinsky (1920), however, did not find any particular similarities between<br />

ducks and gallinaceous birds in his huge survey <strong>of</strong> mandibular morphologies in<br />

birds. Actually, based on <strong>the</strong> total morphological variation observed in <strong>the</strong> Class,<br />

he (1920:102) defined three different types <strong>of</strong> retroarticular processes: <strong>the</strong> ‘alciform’,<br />

<strong>the</strong> ‘anseriform’, and <strong>the</strong> ‘galliform’! Although I cannot find any generally valid<br />

similarities between <strong>the</strong> typical anseriform and typical galliform morphologies, it is<br />

obvious that <strong>the</strong> Anhimidae is closest to <strong>the</strong> latter. Fur<strong>the</strong>rmore, a few galliform<br />

genera have a retroarticular process very similar to that <strong>of</strong> <strong>the</strong> anatids. On <strong>the</strong>


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 445<br />

o<strong>the</strong>r hand, I think Lebedinsky (1920:102) is correct when he states that <strong>the</strong><br />

Phoenicopteridae have a process <strong>of</strong> <strong>the</strong> same design as have <strong>the</strong> Anatidae (i.e. his<br />

Anseriformes).<br />

During <strong>the</strong> process <strong>of</strong> describing and scoring this character, I found it very difficult<br />

to divide <strong>the</strong> taxa that possessed a retroarticular process into discrete states describing<br />

all <strong>the</strong> variations found. In order to take a very cautious approach I have recognized<br />

<strong>the</strong> condition typically found in <strong>the</strong> Phoenicopteridae, Anseranatidae, Anatidae,<br />

Rostratulidae, Haematopodidae, Recurvirostridae, Chionididae and <strong>Presbyornithidae</strong>,<br />

as homologous. Many Megapodiidae, and few Cracidae and Phasianidae,<br />

also possess a retroarticular process fitting <strong>the</strong> character description above. By letting<br />

<strong>the</strong> character state designation follow <strong>the</strong> majority <strong>of</strong> species in <strong>the</strong> <strong>family</strong>, <strong>the</strong><br />

Megapodiidae will be assigned state 1, and <strong>the</strong> Cracidae and Phasianidae state 0.<br />

20. Mandibula: deep groove in <strong>the</strong> ventral surface <strong>of</strong> <strong>the</strong> anterior portion <strong>of</strong> <strong>the</strong> mandibular rami<br />

(0) absent; (1) present.<br />

In <strong>the</strong> Anseranatidae and Anatidae, a deep groove runs roughly in an anteroposterior<br />

direction along <strong>the</strong> ventral surface <strong>of</strong> <strong>the</strong> mandibular rami. Such a groove<br />

is also present in <strong>the</strong> <strong>Presbyornithidae</strong> (Olson & Feduccia, 1980b:15).<br />

21. Mandibula: patterns <strong>of</strong> furrows in <strong>the</strong> bone caused by grooves present in <strong>the</strong> mandibular<br />

rhampho<strong>the</strong>ca<br />

(0) present, grooves extending to <strong>the</strong> tip <strong>of</strong> <strong>the</strong> mandible; (1) absent.<br />

The presence <strong>of</strong> a certain pattern <strong>of</strong> grooves in <strong>the</strong> rhampho<strong>the</strong>ca (both <strong>the</strong> premaxilla<br />

and mandibula) <strong>of</strong> living palaeognaths has been used to indicate monophyly <strong>of</strong><br />

<strong>the</strong>se groups (Parkes & Clark, 1966). Often, <strong>the</strong> rhampho<strong>the</strong>cal grooves are visible<br />

in <strong>the</strong> underlying bone (Olsen, 1985:98) and Houde (1988) showed <strong>the</strong>y were present<br />

also in <strong>the</strong> volant palaeognath <strong>family</strong> Lithornithidae, known from <strong>the</strong> early Tertiary<br />

<strong>of</strong> North America and Europe. It seems, however, that this character is not as clearcut<br />

as may first have been thought. Actually, a condition very much resembling<br />

that found in modern palaeognaths is present in certain Pelecaniformes, especially<br />

Phalacrocoracidae. The character description above, based on <strong>the</strong> bony part <strong>of</strong> <strong>the</strong><br />

mandible, has been phrased as to separate <strong>the</strong> palaeognaths (including Lithornithidae)<br />

from all neognaths. The Phalacrocoracidae differ from this description in that <strong>the</strong>ir<br />

mandibular grooves do not extent as far anteriorly as <strong>the</strong>y do in <strong>the</strong> palaeognaths.<br />

Fur<strong>the</strong>rmore, <strong>the</strong> cormorants normally have <strong>the</strong> area between <strong>the</strong> two grooves much<br />

elevated with a bony process projecting aborally.<br />

22. Vertebrae thoracicae: all thoracic vertebrae heterocoelous<br />

(0) yes; (1) no.<br />

Most ingroup taxa have all vertebrae heterocoelous except a few in which some<br />

thoracic vertebrae are amphicoelous. In many Charadriiformes at least some <strong>of</strong> <strong>the</strong><br />

thoracic vertebrae are amphicoelous, and in <strong>the</strong> <strong>Presbyornithidae</strong>, all <strong>of</strong> <strong>the</strong>m are.<br />

It is uncertain if <strong>the</strong> amphicoelous vertebrae in certain charadriiforms is <strong>the</strong> result<br />

<strong>of</strong> <strong>the</strong> retention <strong>of</strong> a primitive character state (Martin, 1987), or <strong>of</strong> a secondary loss<br />

<strong>of</strong> heteroceolous vertebrae in parts <strong>of</strong> <strong>the</strong> vertebral spine. The distribution <strong>of</strong><br />

heteroceolous vertebrae in Mesozoic birds suggests that this morphology has evolved<br />

at least twice in birds (Martin, 1987). The Rheidae have some <strong>of</strong> <strong>the</strong> thoracic<br />

vertebrae non-heterocoelous.


446<br />

P. G. P. ERICSON<br />

ch. 23, state 1<br />

Figure 9. Vertebrae thoracale <strong>of</strong> Anhima cornuta (NRM 600060), Anhimidae, in lateral view.<br />

ch. 24, state 1<br />

Figure 10. Vertebra thoracale <strong>of</strong> Numenius arquata (NRM 886316), Scolopacidae, in lateral view.<br />

23. Vertebrae thoracicae: several thoracic vertebrae pleurocoelous, sometimes with pneumatization<br />

(Fig. 9)<br />

(0) no; (1) yes.<br />

Pleurocoelous, thoracic vertebrae, i.e. vertebrae with a deep lateral depression <strong>of</strong><br />

<strong>the</strong> body, are consistently found only in <strong>the</strong> Anhimidae (and rarely in <strong>the</strong> Anatidae,<br />

wich thus is assigned state 0) among living birds. O<strong>the</strong>r large and highly pneumatic<br />

birds such as <strong>the</strong> Balaenicipitidae, some Ciconiidae and Gruidae, <strong>of</strong>ten possess<br />

pneumatic foramina lateral on <strong>the</strong> vertebral corpus but <strong>the</strong>y all lack <strong>the</strong> typical welldefined<br />

depression <strong>of</strong> <strong>the</strong> Anhimidae. The <strong>Presbyornithidae</strong> also have pleurocoelous<br />

thoracic vertebrae (most prominent in Telmabates, <strong>the</strong> largest member <strong>of</strong> <strong>the</strong> <strong>family</strong>,<br />

in which <strong>the</strong>y are strikingly similar to those in <strong>the</strong> Anhimidae).<br />

24. Vertebrae thoracicae: area immediately dorsal to corpus (sometimes involving <strong>the</strong> whole corpus)<br />

conspicuously mediolaterally compressed (Fig. 10)<br />

(0) no; (1) yes.<br />

Many Charadriiformes, including <strong>the</strong> Pedionomidae, have <strong>the</strong> thoracic vertebrae<br />

mediolaterally very compressed in <strong>the</strong> region just dorsal <strong>of</strong> <strong>the</strong> corpus. The only<br />

charadriiform exceptions being some Stercorariidae which never<strong>the</strong>less have been<br />

assigned to state 1 following <strong>the</strong> most widespread condition.<br />

25. Vertebrae thoracicae: notarium present<br />

(0) yes; (1) no.<br />

In many birds, several thoracic vertebrae fuse to form a notarium (Storer, 1982).<br />

Among <strong>the</strong> taxa studied, a notarium is present in <strong>the</strong> Tinamidae, Threskiornithidae,<br />

Phoenicopteridae, most Anseriformes, Galliformes, Opisthocomidae, many gruiform<br />

families, and Jacanidae. Most Anatidae possess a notarium and this <strong>family</strong> is here<br />

assigned state 0.


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 447<br />

ch. 29, state 0<br />

Figure 11. Pelvis <strong>of</strong> Ortalis vetula (USNM 322290), Cracidae, in dorsal view.<br />

26. Pelvis: distinct, large pneumatic foramen present in <strong>the</strong> area between <strong>the</strong> prezygapophysis and<br />

diapophysis <strong>of</strong> <strong>the</strong> first synsacro-thoracic vertebrae<br />

(0) yes; (1) no.<br />

Several <strong>of</strong> <strong>the</strong> families studied are polymorphic in this character although an<br />

overwhelming majority <strong>of</strong> <strong>the</strong> species and individuals included possess <strong>the</strong> foramen,<br />

suggesting it has been lost in <strong>the</strong> taxa where it is lacking. In <strong>the</strong> Ciconiidae and<br />

Opisthocomidae <strong>the</strong> foramen is missing in only a few individuals and <strong>the</strong>se families<br />

are thus assigned state 1 in <strong>the</strong> analysis.<br />

27. Pelvis: corpus <strong>of</strong> <strong>the</strong> first synsacro-thoracic vertebra<br />

(0) about equally compressed mediolaterally, as are <strong>the</strong> corpi <strong>of</strong> <strong>the</strong> following<br />

vertebrae; (1) first synsacro-thoracic vertebra considerably more mediolaterally<br />

compressed.<br />

A synsacrum with <strong>the</strong> first synsacro-thoracic vertebra significantly more mediolaterally<br />

compressed than in <strong>the</strong> following vertebrae, is a condition present in <strong>the</strong><br />

Anseranatidae, Anatidae and <strong>Presbyornithidae</strong> among <strong>the</strong> taxa studied.<br />

28. Pelvis: mediolateral compression <strong>of</strong> <strong>the</strong> corpi <strong>of</strong> <strong>the</strong> synsacro-thoracic and synsacro-lumbar<br />

vertebrae<br />

(0) not very mediolaterally compressed; (1) two or more vertebrae conspicuously<br />

mediolaterally compressed.<br />

To have several anterior vertebrae <strong>of</strong> <strong>the</strong> synsacrum conspicuously mediolaterally<br />

compressed is a widespread condition within <strong>the</strong> Charadriiformes. This morphology<br />

is considered non-homologous to that described in character no. 27.<br />

29. Pelvis: canalis iliosynsacralis wide with <strong>the</strong> posterior opening large and round (Fig. 11)<br />

(0) yes; (1) no.<br />

A large canalis iliosynsacralis with <strong>the</strong> posterior opening wide is present only in <strong>the</strong><br />

Tinamidae, Megapodiidae, Cracidae, and Phasianidae, while most o<strong>the</strong>r taxa


448<br />

ch. 30, state 1<br />

P. G. P. ERICSON<br />

Figure 12. Pelvis <strong>of</strong> Phasianus colchicus, Phasianidae, in lateral view. Modified after Holman (1964).<br />

ch. 30, state 0<br />

Figure 13. Pelvis <strong>of</strong> Metopidius indicus (UMMZ 214551), Jacanidae, in lateral view. Modified after<br />

Strauch (1978).<br />

studied lack this canal. In those few that possess a canalis iliosynsacralis, e.g. <strong>the</strong><br />

Rhynochetidae, <strong>the</strong> canal is nei<strong>the</strong>r large nor round, but mediolaterally very narrow.<br />

30. Pelvis: fenestra ischiopubica (Figs 12 and 13)<br />

(0) broad, pubis approaching ischium only immediately caudal <strong>of</strong> foramen obturatum<br />

and at processus terminalis; (1) narrow, pubis <strong>of</strong>ten partly fused to ischium.<br />

This is a ra<strong>the</strong>r clear-cut character, easy to score for most taxa. The following<br />

polymorphic taxa were assigned state 0 given that this was <strong>the</strong> most widely distributed<br />

state: Tinamidae (fenestra ischiopublica narrow in Rhynchotus, Nothura and Nothoprocta),<br />

Mesitornithidae (narrow in Monias), and Aramidae (narrow in but a few individuals<br />

<strong>of</strong> Aramus guarauna).<br />

31. Pelvis: recessus iliacus<br />

(0) recessus iliacus lacking; (1) recessus iliacus moderately invaginated; (2) recessus<br />

iliacus very deeply invaginated.<br />

Many ingroup taxa have a renal depression which may end caudally in a more or<br />

less well developed recessus iliacus. A true recessus iliacus can be confused with<br />

depressions due to <strong>the</strong> pneumatization <strong>of</strong> this region. I consider this to be <strong>the</strong> case<br />

in <strong>the</strong> Balaenicipitidae, Threskiornithidae, Phoenicopteridae, Anhimidae, Anseranatidae<br />

and <strong>Presbyornithidae</strong>, in which individuals with poor pneumatization<br />

in this area typically lack a recessus iliacus (e.g. Balaeniceps rex USNM 344963,<br />

Phoenicopterus chilensis USNM 347008, Phoeniconias minor USNM 488729). Most Ciconiidae<br />

possess state 0 (state 1 is present in Ciconia) and <strong>the</strong> <strong>family</strong> is assigned to<br />

this state in <strong>the</strong> analysis, as are <strong>the</strong> Rostratulidae (despite Nycticryphes possessing state<br />

1). Following <strong>the</strong> character state in <strong>the</strong> majority <strong>of</strong> <strong>the</strong> included species, <strong>the</strong>


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 449<br />

ch. 36, state 1<br />

Figure 14. Sternum <strong>of</strong> Tetrao urogallus, Phasianidae, in lateral view. Modified after Selstam & Selstam<br />

(1973).<br />

Megapodiidae are assigned state 1, although state 2 occurs in Alectura. A recessus<br />

iliacus is absent in <strong>the</strong> Rheidae and Tinamidae.<br />

32. Pelvis: a distinct, deep pneumatic depression present medio-posteriorly on ilium<br />

(0) no; (1) yes.<br />

In <strong>the</strong> Eurypygidae and Otididae, <strong>the</strong> posterior part <strong>of</strong> <strong>the</strong> ilium has a ra<strong>the</strong>r<br />

distinct pneumatic foramen visible in distal view. Also in <strong>the</strong> Scopidae this area is<br />

pneumatized, but here by numerous small foramina scattered along <strong>the</strong> medial part<br />

<strong>of</strong> posterior ilium almost all <strong>the</strong> way back to processus terminalis ilii. That morphology<br />

is thus considered non-homologous to that <strong>of</strong> <strong>the</strong> Eurypygidae and Otididae.<br />

33. Pelvis: distal end <strong>of</strong> processus terminalis ilii flat and triangular in distal view<br />

(0) no; (1) yes.<br />

This morphology is present in <strong>the</strong> Cracidae and Phasianidae.<br />

34. Sternum: left sulcus articularis coracoideus overlaps <strong>the</strong> right sulcus<br />

(0) no; (1) yes.<br />

Crossed coracoidal sulci occur in all ‘traditional’ Ciconiiformes (except Balaenicipitidae),<br />

Aramidae, Eurypygidae, Burhinidae and <strong>Presbyornithidae</strong>. It is also<br />

present in many Mesozoic birds, e.g. Ichthyornis and Ambiortus, as well as in <strong>the</strong><br />

Lithornithidae. In all fossil and Recent birds known to me, it is always <strong>the</strong> left sulcus<br />

that overlaps <strong>the</strong> right, a pattern unlikely to have arisen by chance.<br />

35. Sternum: carina poorly developed with apex carinae situated extremely far caudally<br />

(0) no; (1) yes.<br />

This morphology occurs in <strong>the</strong> Opisthocomidae and Mesitornithidae.<br />

36. Sternum: processus craniolateralis very well developed, spina interna a broad cranial continuation<br />

<strong>of</strong> pars cardiaca, ro<strong>of</strong>ing <strong>the</strong> coracoidal sulci, spinae externa and interna fused (Fig. 14)<br />

(0) no; (1) yes.<br />

This morphology is possessed by <strong>the</strong> Galliformes and Mesitornithidae. A superficially<br />

similar state occurs in <strong>the</strong> Tinamidae but only involves <strong>the</strong> spina interna, however,


450<br />

ch. 40, state 0<br />

P. G. P. ERICSON<br />

ch. 41, state 0<br />

ch. 40, state 2<br />

ch. 41, state 1<br />

ch. 37, state 1<br />

ch. 38, state 1<br />

Figure 15. Left coracoids <strong>of</strong> (from left) Colinus virgianus, Phasianidae, and Anseranas semipalmata (NRM<br />

926253), Anseranatidae, in dorsal view. The former illustration modified after Holman (1964).<br />

and is thus considered non-homologous (<strong>the</strong> spina externa is not developed at all<br />

in Tinamidae).<br />

37. Coracoid: small foramen N. supracoracoidei which penetrates <strong>the</strong> shaft (Fig. 15)<br />

(0) absent; (1) present.<br />

A foramen N. supracoracoidei occurs in many ingroup taxa. Although a few species<br />

<strong>of</strong> <strong>the</strong> Glareolidae, Charadriidae and Alcidae possess this foramen, most species do<br />

not and <strong>the</strong>se families are thus assigned state 0 in <strong>the</strong> analysis. The foramen N.<br />

supracoradoidus occurs in most Anhimidae, but may be absent in some individuals<br />

<strong>of</strong> Chauna, and <strong>the</strong> <strong>family</strong> is thus coded as state 1. The opening present on <strong>the</strong><br />

medial part <strong>of</strong> shaft in some Threskiornithide and Otididae is obviously not<br />

homologous to foramen N. supracoracoidei but is merely results from an ossification<br />

<strong>of</strong> a tendon extending from <strong>the</strong> procoracoid process distally along <strong>the</strong> medial side<br />

<strong>of</strong> shaft.<br />

38. Coracoid: striae <strong>of</strong> muscle scars present on facies dorsalis <strong>of</strong> sternal end (Fig. 15)<br />

(0) no; (1) yes.<br />

Raised diagonally, striae <strong>of</strong> muscle scars on <strong>the</strong> dorsal surface <strong>of</strong> <strong>the</strong> coracoid are<br />

present in <strong>the</strong> Anseranatidae, Anatidae and <strong>Presbyornithidae</strong>. Similar striae are<br />

found in <strong>the</strong> Threskiornithidae, but here <strong>the</strong> striae are less developed and do not<br />

extend as far proximally on <strong>the</strong> shaft, making <strong>the</strong> homology uncertain. It is here<br />

assumed <strong>the</strong>y are non-homologous.<br />

39. Coracoid: coracoid pneumatized by a foramen positioned on facies dorsalis immediately below<br />

cotyla scapularis<br />

(0) yes; (1) no.<br />

A distinct, dorsal pneumatic foramen penetrates <strong>the</strong> coracoidal shaft <strong>of</strong> <strong>the</strong> coracoid,<br />

just distal to <strong>the</strong> scapular articulation, in <strong>the</strong> Tinamidae and Opisthocomidae. The<br />

only Mesozoic birds in which a similar pneumatic foramen occur are <strong>the</strong>


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 451<br />

ch. 42, state 1<br />

Figure 16. Furcula, coracoid and sternum <strong>of</strong> Podica senegalensis, Heliornithidae, in ventral view. Modified<br />

after Beddard (1890).<br />

Enantiorni<strong>the</strong>s (cf. Walker, 1981:fig. 2, Chiappe & Calvo, 1994:232), but <strong>the</strong><br />

homology <strong>of</strong> this condition with that <strong>of</strong> Tinamidae and Opisthocomidae is highly<br />

questionable.<br />

40. Coracoid: cotyla scapularis (Fig. 15)<br />

(0) a true cotyla absent; (1) cotyla present, shallow; (2) cotyla deep and cup-formed.<br />

The design <strong>of</strong> <strong>the</strong> scapular cotyla has been divided into three states. The Rheidae<br />

are unique among <strong>the</strong> taxa studied in having <strong>the</strong> scapula fused to <strong>the</strong> coracoid.<br />

41. Coracoid: processus procoracoideus very short and blunt (Fig. 15)<br />

(0) yes; (1) no.<br />

The procoracoid process is very short and blunt in <strong>the</strong> Tinamidae, Galliformes and<br />

Mesitornithidae.<br />

42. Coracoid: processus procoracoideus fused with, or broadly bordering on furcula (Fig. 16)<br />

(0) no; (1) yes.<br />

Although most pronounced in <strong>the</strong> Opisthocomidae and Cariamidae, a processus<br />

procoracoideus fused with, or broadly bordering on <strong>the</strong> furcula, is a condition<br />

present also in <strong>the</strong> Psophiidae, Rallidae, Heliornithidae, Rynchopidae and Jacanidae.<br />

At a first glance, it may seem that this morphology is present also in <strong>the</strong> Balaenicipitidae<br />

and several Charadriiformes, but in <strong>the</strong>se taxa <strong>the</strong> processus procoracoideus<br />

is directed more towards processus acrocoracoideus <strong>of</strong> <strong>the</strong> coracoid (to<br />

which it is normally united by a ligament).


452<br />

P. G. P. ERICSON<br />

ch. 43, state 1<br />

Figure 17. Left coracoid <strong>of</strong> Pedionomus torquatus (NMV W6084), Pedionomidae, in ventral view. Modified<br />

after Bock & McEvey (1969).<br />

ch. 45, state 0<br />

ch. 45, state 1<br />

ch. 46, state 0<br />

ch. 44, state 0<br />

ch. 44, state 1<br />

ch. 46, state 1<br />

Figure 18. Furculae <strong>of</strong> (from top) Megapodius freycinet (USNM 556999), Megapodiidae, and Dendrocygna<br />

bicolor (USNM 488131), Anatidae, and in lateral (left) and cranial (right) views.<br />

43. Coracoid: processus acrocoracoideus protruding far medially where <strong>the</strong> mediocaudal part forms<br />

a caudally projected hook in ventral view. Facies articularis clavicularis generally deeply undercut<br />

(Fig. 17)<br />

(0) no; (1) yes.<br />

This morphology occurs in all traditional Charadriiformes, Pedionomidae and<br />

Otididae. O<strong>the</strong>r taxa, like <strong>the</strong> Psophiidae and Rhynochetidae, may have a hookshaped<br />

medial margin too, but in <strong>the</strong>se <strong>the</strong> acrocoracoid does not protrude very far<br />

medially and does not conform with <strong>the</strong> description above <strong>of</strong> <strong>the</strong> derived state.


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 453<br />

ch. 48, state 1<br />

Figure 19. Cranial end <strong>of</strong> right scapula <strong>of</strong> Phoenicopterus ruber (NRM 926254), Phoenicopteridae, in<br />

lateral view.<br />

44. Furcula: general morphology (Fig. 18)<br />

(0) clavicles fused, weakly developed, <strong>of</strong>ten dorsoventrally very thin near point <strong>of</strong><br />

fusion, furcula straight or slightly curved; (1) clavicles fused, generally ovoid or<br />

rounded near point <strong>of</strong> fusion, furcula robust and distinctly curved.<br />

Two general types <strong>of</strong> furcula occur among <strong>the</strong> ingroup taxa. A robust and curved<br />

furcula is <strong>the</strong> most wide spread morphology, present in <strong>the</strong> Ciconiiformes, Anseriformes,<br />

Charadriiformes and <strong>Presbyornithidae</strong>. The second type is very weakly<br />

developed furcula which is much less curved, almost straight, and <strong>of</strong>ten very thin<br />

near <strong>the</strong> point <strong>of</strong> fusion. This type <strong>of</strong> furcula is present in <strong>the</strong> Tinamidae, Ardeidae,<br />

Galliformes, and all traditional Gruiformes (i.e. excluding Pedionomidae). Juvenile<br />

specimens can <strong>of</strong>ten provide additional information in taxa in which <strong>the</strong> furcula has<br />

fused to <strong>the</strong> sternum and thus cannot readily be compared in <strong>the</strong> adult state. In <strong>the</strong><br />

Gruidae, for example, <strong>the</strong> clavicles seem ra<strong>the</strong>r weakly developed in a juvenile Grus<br />

antigone (USNM 557944) and this <strong>family</strong> has tentatively been assigned to state 0.<br />

This is also true for <strong>the</strong> Opisthocomidae (USNM 223903). No juvenile <strong>of</strong> Balaeniciptidae<br />

was available, however, so no assignment <strong>of</strong> this taxon was possible.<br />

In <strong>the</strong> Rheidae and Mesitornithidae <strong>the</strong> clavicles are absent or greatly reduced, and<br />

thus not fused (Glenny & Friedmann, 1954).<br />

45. Furcula: processus acromialis (Fig. 19)<br />

(0) broadly rounded with facies articularis acrocoracoidea poorly developed; (1)<br />

pointed; (2) pointed with facies articularis a distinct, flat articulation.<br />

The processus acromialis <strong>of</strong> <strong>the</strong> furcula is broadly rounded in <strong>the</strong> Tinamidae,<br />

Galliformes, Opisthocomidae and many Gruiformes, whereas it is pointed in most<br />

o<strong>the</strong>r taxa examined. Exceptions are <strong>the</strong> Balaenicipitidae, Scopidae, Aramidae,<br />

Cariamidae and Alcidae, which have a distinct, flat articulation (acrocoracoid flange<br />

<strong>of</strong> Cottam, 1957). The condition <strong>of</strong> <strong>the</strong> Opisthocomidae was determined from<br />

juvenile specimens with <strong>the</strong> furcula not yet fused to <strong>the</strong> coracoid.<br />

46. Furcula: apophysis furculae (hypocleideum) (Fig. 18)<br />

(0) absent, or a small to moderately large process, <strong>of</strong>ten projected ventrally; (1) very<br />

large, bladelike, caudoventrally, projecting process; (2) long spikelike, cranially<br />

projecting process.<br />

The Galliformes and Heliornithidae have a large, bladelike hypocleideum that<br />

projects caudoventrally. A long, cranially projecting process is only found in <strong>the</strong><br />

Ardeidae and a few Rallidae (very well-developed in a few species <strong>of</strong> Rallus). Most<br />

Rallidae conform to state 0, however.<br />

47. Furcula: apophysis furculae abutting with, or fused to sternum (Fig. 16)<br />

(0) no; (1) fused to or abutting with apex carinae.<br />

In some avian taxa <strong>the</strong> furcula is fused to, or in contact with, <strong>the</strong> sternum. When


454<br />

ch. 55, state 1<br />

P. G. P. ERICSON<br />

ch. 59, state 1<br />

ch. 54, state 1<br />

ch. 51, state 1<br />

Figure 20. Left humeri <strong>of</strong> (from left) Burhinus magnirostris (UMMZ 214183), Burhinidae, and Catoptrophorus<br />

semipalmatus (UMMZ 156426), Scolopacidae, in caudal view. Modified after Strauch (1978).<br />

fused, <strong>the</strong> most common morphology among <strong>the</strong> taxa studied is to have <strong>the</strong> furcula<br />

abutting with, or fused to, <strong>the</strong> apex carinae <strong>of</strong> <strong>the</strong> sternum. This is <strong>the</strong> condition<br />

found in <strong>the</strong> Balaenicipitidae, Ciconiidae, Gruidae, and Heliornithidae. In <strong>the</strong><br />

Opisthocomidae <strong>the</strong> hypocleideum is fused to <strong>the</strong> manubrium, a condition assumed<br />

to be non-homologous to <strong>the</strong> present character.<br />

48. Scapula: acromion pointed and protruding far more cranially than tuberculum coracoideum,<br />

facies articularis clavicularis distinctly concave (Fig. 19)<br />

(0) no; (1) yes.<br />

A pointed and cranially proturding processus acromion is found only in <strong>the</strong><br />

Phoenicopteridae, Anatidae and <strong>Presbyornithidae</strong> among <strong>the</strong> taxa examined.<br />

49. Scapula: caudal part <strong>of</strong> shaft distinctly angled ventrally<br />

(0) no; (1) yes.<br />

A distinctly angled shaft is present in <strong>the</strong> Mesitornithidae, Rallidae and Jacanidae.<br />

The scapula is straight and slender in all sufficiently known Mesozoic birds.<br />

50. Scapula: caudal part <strong>of</strong> shaft distinctly broadened<br />

(0) no; (1) yes.<br />

A very broad caudal part <strong>of</strong> scapula is consistently present in <strong>the</strong> Mesitornithidae<br />

and Otididae.<br />

Although a few Cracidae and Cariamidae also possess this morphology, most do<br />

not, so <strong>the</strong>se families are assigned state 0.<br />

51. Humerus: caput humeri undercut and fossa pneumotricipitalis dorsalis well developed (Fig.<br />

20)<br />

(0) no; (1) yes.


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 455<br />

ch. 55, state 0<br />

ch. 54, state 0<br />

ch. 53, state 1<br />

Figure 21. Proximal left humerus <strong>of</strong> Megapodius freycinet (USNM 556999), Megapodiidae, in caudal<br />

view.<br />

A humerus with an undercut caput humeri and a well-developed fossa pneumotricipitalis<br />

is present in most Charadriiformes (<strong>the</strong> only exceptions are <strong>the</strong> Dromadidae<br />

and Stercorariidae).<br />

52. Humerus: a slightly elevated muscle scar present in incisura capitis<br />

(0) no; (1) yes.<br />

In most taxa studied <strong>the</strong> groove between caput humeri and tuberculum ventrale is<br />

deep and smooth. In some Charadriiformes, a well-defined muscle scar occurs in<br />

<strong>the</strong> incisura capitis.<br />

53. Humerus: crista incisurae capitis present (Fig. 21)<br />

(0) no; (1) yes.<br />

Among <strong>the</strong> taxa studied, <strong>the</strong> caput humeri and tuberculum ventrale are connected<br />

by a bony ridge in <strong>the</strong> Galliformes.<br />

54. Humerus: tuberculum ventrale (Figs 20 and 21)<br />

(0) poorly developed; (1) well-developed.<br />

A well-developed ventral tuberculum on <strong>the</strong> proximal end <strong>of</strong> humerus is present in<br />

all taxa studied except <strong>the</strong> Tinamidae, Rheidae and Galliformes.<br />

55. Humerus: anconal surface <strong>of</strong> crista deltoidea (Figs 20 and 21)<br />

(0) convex; (1) concave.<br />

A convex anconal surface <strong>of</strong> <strong>the</strong> deltoid crest seems to be <strong>the</strong> most widespread<br />

condition in living birds. The Ciconiiformes, Anseriformes, Opisthocomidae, most<br />

Gruiformes, many Charadriiformes and <strong>Presbyornithidae</strong>, however, have <strong>the</strong> surface<br />

concave (cf. Zusi & Jehl, 1970:767; Strauch, 1976; Strauch, 1978:312). The Anatidae<br />

and Jacanidae are polymorphic regarding this character. However, <strong>the</strong> most widespread<br />

condition in Anatidae is to have <strong>the</strong> anconal surface concave, while <strong>the</strong><br />

opposite situation prevails in <strong>the</strong> Jacanidae (contra Strauch, 1978:Table 1, <strong>the</strong> surface<br />

is ra<strong>the</strong>r concave in several individuals <strong>of</strong> Jacana). The Anatidae are assigned state<br />

1 and <strong>the</strong> Jacanidae state 0 in <strong>the</strong> analysis. Note that Strauch’s (1978:Table 1) listing<br />

<strong>of</strong> Calidris canutus as having a concave anconal surface, is probably a lapsus since it<br />

is clearly convex in all 11 specimens I studied.


456<br />

ch. 58, state 1<br />

P. G. P. ERICSON<br />

ch. 57, state 1<br />

Figure 22. Proximal left humerus <strong>of</strong> Numenius arquata (NRM 886316), Scolopacidae, in cranial view.<br />

56. Humerus: crista deltoidea strongly deflected medially<br />

(0) no; (1) yes, apex situated almost at <strong>the</strong> distal end <strong>of</strong> crista.<br />

The Opisthocomidae and Psophiidae possess a strongly deflected deltoid crest which<br />

has <strong>the</strong> apex situated very far distally. Although <strong>the</strong> deltoid crest is very deflected<br />

in <strong>the</strong> Rhynochetidae, too, <strong>the</strong> apex is somewhat inflated and positioned more<br />

proximally in that taxon, which is here considered a uniquely derived condition,<br />

non-homologous with <strong>the</strong> present character.<br />

57. Humerus: impressio coracobrachialis deep and triangular (Fig. 22)<br />

(0) no; (1) yes.<br />

A deep, triangular impression for <strong>the</strong> insertion <strong>of</strong> M. coracobrachialis cranialis<br />

situated on <strong>the</strong> cranial surface <strong>of</strong> <strong>the</strong> proximal end <strong>of</strong> <strong>the</strong> humerus occurs in most<br />

Charadriiformes (Fürbringer, 1888), except Burhinidae and Pedionomidae. The<br />

Rostratulidae are polymorphic for this character (<strong>the</strong> impression is absent in all<br />

individuals <strong>of</strong> Rostratula examined, but present in several specimens <strong>of</strong> Nycticryphes).<br />

Nei<strong>the</strong>r morphology predominates among <strong>the</strong> species examined, so this <strong>family</strong> was<br />

assigned tentatively state 0 in <strong>the</strong> analysis.<br />

58. Humerus: canal for N. coracobrachialis cranialis pronounced and partly closed (Fig. 22)<br />

(0) no; (1) yes.<br />

A partly closed canal for N. coracobrachialis cranialis is only known to occur in<br />

most, but not all, Charadriiformes (including Pedionomidae) (Ballmann & Adrover,<br />

1970:59; Ballmann, 1979; Olson & Steadman, 1981:14). The canal is lacking in<br />

most Haematopodidae (except for a few individuals <strong>of</strong> Haematopus leucopodus USNM<br />

18547 and 488236), and Laridae (although present in Pagophila and some individuals<br />

<strong>of</strong> Sterna maxima), which are thus assigned state 0 in <strong>the</strong> analysis.<br />

59. Humerus: processus ectepicondylaris (Fig. 20)<br />

(0) absent or poorly developed; (1) well developed, extending as a ridge distally.<br />

The Pedionomidae and most Charadriiformes (exceptions are Burhinidae and most<br />

species <strong>of</strong> Jacanidae and Alcidae), possess this process. Processus epicondylaris occurs<br />

in a few species <strong>of</strong> <strong>the</strong> Alcidae and Jacanidae (ra<strong>the</strong>r well-developed but not pointed<br />

in Hydrophasianus and Irediparra), but following <strong>the</strong> majority <strong>of</strong> species, <strong>the</strong>se families<br />

are assigned state 0.


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 457<br />

ch. 60, state 0 ch. 60, state 1<br />

Figure 23. Distal left humeri <strong>of</strong> (from left) Megapodius freycinet (USNM 556999), Megapodiidae, and<br />

Dendrocygna bicolor (USNM 488131), Anatidae, in dorsal view.<br />

ch. 61, state 1<br />

ch. 61, state 0<br />

Figure 24. Right ulnae <strong>of</strong> (from left) Anseranas semipalmata (NRM 926253), Anseranatidae, and Megapodius<br />

freycinet (USNM 556999), Megapodiidae, in ventral view.<br />

60. Humerus: scar for M. flexor carpi ulnaris on processus flexorius (Fig. 23)<br />

(0) one large scar; (1) two scars, normally <strong>of</strong> equal size and depth.<br />

A deep scar can be observed where <strong>the</strong> tendinous head <strong>of</strong> M. flexor carpi ulnaris<br />

attaches on processus flexorius. In <strong>the</strong> Tinamidae, Galliformes, Heliornithidae,<br />

Rhynochetidae, Eurypygidae, and Cariamidae, only a single scar can be observed,<br />

whereas it is divided into two parts <strong>of</strong> about equal size in all o<strong>the</strong>r ingroup taxa.<br />

No scar can be observed in <strong>the</strong> Rheidae, probably due to <strong>the</strong> marked reduction <strong>of</strong><br />

<strong>the</strong> wing muscles in this taxon.<br />

61. Ulna: shaft compressed laterally with ventral side flattened (but articulating ends not compressed)<br />

(Fig. 24)<br />

(0) yes; (1) no.<br />

A laterally compressed ulnar shaft with <strong>the</strong> ventral side flattened is present in <strong>the</strong><br />

two outgroup families, Rheidae and Tinamidae. It is also found in <strong>the</strong> Galliformes,


458<br />

ch. 62, state 0<br />

P. G. P. ERICSON<br />

ch. 62, state 1<br />

Figure 25. Right ulnae <strong>of</strong> (from left) Megapodius freycenit (USNM 556999), Megapodiidae, and Numenius<br />

arquata (NRM 886316), Scolopacidae, in distal view.<br />

ch. 63, state 1<br />

Figure 26. Left ulnare <strong>of</strong> Numenius arquata (NRM 886316), Scolopacidae, in dorsal view.<br />

Opisthocomidae, Mesitornithidae, Psophiidae, Heliornithidae, and Cariamidae. All<br />

o<strong>the</strong>r ingroup taxa have <strong>the</strong> cross-section <strong>of</strong> <strong>the</strong> ulnar shaft more or less circular.<br />

Despite <strong>the</strong> ra<strong>the</strong>r triangular cross-section <strong>of</strong> shaft, <strong>the</strong> Anhimidae do not have <strong>the</strong><br />

ventral side flattened as in <strong>the</strong> taxa listed above and are here referred to state 0.<br />

All genera <strong>of</strong> Rallidae except Notornis have <strong>the</strong> ulnar shaft laterally compressed and<br />

<strong>the</strong> <strong>family</strong> is assigned state 0. Although generally strongly compressed too, <strong>the</strong> ulnar<br />

morphology <strong>of</strong> <strong>the</strong> Alcidae differs from <strong>the</strong> rest in that <strong>the</strong> compression involves<br />

not only <strong>the</strong> shaft but <strong>the</strong> articulating ends as well. This condition is considered<br />

non-homologous with <strong>the</strong> present character.<br />

62. Ulna: condylus ventralis low and ventrally truncated making sulcus intercondylaris wide and<br />

shallow (Fig. 25)<br />

(0) yes; (1) no.<br />

A ventrally low condylus ventralis is found in <strong>the</strong> Tinamidae, Megapodiidae,<br />

Cracidae, most Phasianidae (not in Lagopus or Francolinus), Opisthocomidae, Mesitornithidae,<br />

Psophiidae, Heliornithidae, Rhynochetidae, Eurypygidae, and Cariamidae.<br />

63. Carpi ulnare: insertion <strong>of</strong> lig. humerocarpale shaped as a distinctly, cranio-caudally compressed<br />

tuberculum, with a prominent groove on <strong>the</strong> ventral side <strong>of</strong> crus longum for <strong>the</strong> tendons <strong>of</strong> M. flexor<br />

digitorum superficialis and pr<strong>of</strong>undus. The area between this tuberculum and <strong>the</strong> ulnar articulation<br />

clearly hollow-shaped (Fig. 26)<br />

(0) no tuberculum; (1) yes.<br />

The lig. humerocarpale inserting on a prominent tuberculum at <strong>the</strong> proximal side<br />

<strong>of</strong> <strong>the</strong> os carpi ulnare occurs in most Charadriiformes (except Jacanidae, Burhinidae<br />

and Rynchopidae), as well as in <strong>the</strong> Heliornithidae. Due to lack <strong>of</strong> comparative<br />

specimens <strong>the</strong> condition in <strong>the</strong> Pedionomidae is unknown.


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 459<br />

ch. 64, state 0<br />

ch. 64, state 1<br />

Figure 27. Proximal end <strong>of</strong> right carpometacarpus <strong>of</strong> (from left) Megapodius freycinet (USNM 556999),<br />

Megapodiidae, and Numenius arquata (NRM 886316), Scolopacidae, in caudal view.<br />

ch. 65, state 0 ch. 65, state 1<br />

Figure 28. Right carpometacarpi <strong>of</strong> (from left) Grus canadensis (Gruidae), Tetrax tetrax (Otididae),<br />

Opisthocomus hoatzin (Opisthocomidae), Cariama cristata (Cariamidae), in ventral view. Modified after<br />

Olson (1985).<br />

64. Carpometacarpus: distal extension <strong>of</strong> trochlea dorsalis (Fig. 27)<br />

(0) falling considerably short <strong>of</strong> trochlea ventralis; (1) falling only slightly short <strong>of</strong><br />

trochlea ventralis; (2) equals or exceeds <strong>the</strong> distal extension <strong>of</strong> trochlea ventralis.<br />

The dorsal trochlea <strong>of</strong> <strong>the</strong> proximal carpometacarpus falls considerably short in<br />

distal extent <strong>of</strong> <strong>the</strong> ventral trochlea in <strong>the</strong> Tinamidae, Galliformes, Opisthocomidae,<br />

Mesitornithidae, Psophiidae, Rallidae, Heliornithidae, Cariamidae, Jacanidae, and<br />

Chionididae. In most o<strong>the</strong>r taxa, <strong>the</strong> dorsal trochlea is only slightly shorter that <strong>the</strong><br />

ventral. In <strong>the</strong> Anhimidae and <strong>Presbyornithidae</strong>, however, <strong>the</strong> distal extension <strong>of</strong><br />

<strong>the</strong> dorsal trochlea equals that <strong>of</strong> <strong>the</strong> ventral, or extends even more distally.<br />

65. Carpometarcarpus: area <strong>of</strong> proximal fusion <strong>of</strong> metacarpi II and III (Fig. 28)<br />

(0) metacarpus III not very broad, or strongly deflected ventrally; (1) base <strong>of</strong><br />

metacarpus III very broad and strongly deflected ventrally, set <strong>of</strong>f from mid-shaft<br />

<strong>of</strong> metacarpus II.<br />

Although several ingroup taxa have metacarpus III more or less ventrally deflected,<br />

<strong>the</strong> combination <strong>of</strong> having its proximal base very broad and set <strong>of</strong>f from <strong>the</strong> midshaft<br />

is a uniquely derived condition. Olson (1985:143) described this morphology<br />

in <strong>the</strong> Opisthocomidae and Cariamidae, and <strong>the</strong> Psophiidae are here added to <strong>the</strong>se<br />

taxa.


460<br />

ch. 66, state 0<br />

P. G. P. ERICSON<br />

ch. 66, state 1<br />

Figure 29. Proximal end <strong>of</strong> right tibiotarsi <strong>of</strong> (from left) Threskiornis aethiopica (USNM 613002),<br />

Threskiornithidae, and Dendrocygna bicolor (USNM 488131), Anatidae, in medial view.<br />

ch. 67, state 0 ch. 67, state 1<br />

Figure 30. Proximal end <strong>of</strong> left tibiotarsi <strong>of</strong> (from left) Melanitta nigra, Anatidae, and Ardea herodias,<br />

Ardeidae, in cranial view. Modified after Stolpe (1932) and Shufeldt (1900).<br />

66. Tibiotarsus: shape <strong>of</strong> crista cnemialis cranialis (Fig. 29)<br />

(0) truncated cranially and extending about equally far proximally as crista patellaris;<br />

(1) cranioproximally well developed.<br />

Having <strong>the</strong> cranial cnemial crest cranioproximally well-developed is <strong>the</strong> most<br />

widespread condition among <strong>the</strong> ingroup taxa. A cranially truncated crest is present<br />

in <strong>the</strong> Tinamidae, Ardeidae, Balaenicipitidae, Ciconiidae, most Threskiornithidae<br />

(not Plegadis), Anhimidae, Megapodiidae, Cracidae, most Phasianidae (not Meleagris<br />

and Agriocharis), and Opisthocomidae. In <strong>the</strong> Rheidae <strong>the</strong> cranial cnemial crest is<br />

also truncated proximally, but it is much thicker and projects fur<strong>the</strong>r cranially, a<br />

morphology here considered as non-homologous with <strong>the</strong> present character.<br />

67. Tibiotarsus: caudal part <strong>of</strong> facies articularis medialis (Fig. 30)<br />

(0) well developed with <strong>the</strong> incisura distinct; (1) poorly developed which makes <strong>the</strong><br />

incisura on <strong>the</strong> caudal margin <strong>of</strong> head very shallow.<br />

In proximal view, <strong>the</strong> caudal margin <strong>of</strong> facies articularis medialis and lateralis is<br />

deeply notched in most birds. In several Ciconiiformes (Ardeidae, Balaenicipitidae,<br />

Scopidae and Ciconiidae) this notch is very shallow or absent, however. This is also<br />

true <strong>of</strong> many Threskiornithidae (but is ra<strong>the</strong>r well-developed in Threskiornis and<br />

Plegadis).


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 461<br />

ch. 68, state 0<br />

ch. 69, state 0 ch. 69, state 1<br />

Figure 31. Distal end <strong>of</strong> right tibiotarsi <strong>of</strong> (from left) Treskiornis aethiopica (USNM 613002), Threskiornithidae,<br />

and Dendrocygna bicolar (USNM 488131), Anatidae, in cranial view.<br />

68. Tibiotarsus: pons supratendineus (Fig. 31)<br />

(0) ossified; (1) non-ossified.<br />

An ossified supratendinal bridge is absent in <strong>the</strong> Rheidae and Opisthocomidae.<br />

Although an incompletely ossified supratendinal bridge also occurs in some individuals<br />

<strong>of</strong> Ardeidae, Haematopodidae and Alcidae, <strong>the</strong>se families are assigned<br />

state 0 in <strong>the</strong> analysis.<br />

69. Tibiotarsus: distal opening <strong>of</strong> canalis extensorius positioned equally far from ei<strong>the</strong>r <strong>of</strong> <strong>the</strong><br />

condyles, or closer to <strong>the</strong> lateral condyle (Fig. 31)<br />

(0) no; (1) yes.<br />

Among <strong>the</strong> birds possessing an ossified supratendinal bridge, <strong>the</strong> position <strong>of</strong> <strong>the</strong><br />

distal opening <strong>of</strong> canalis extensorius varies. In most taxa it is situated much closer<br />

to <strong>the</strong> medial condyle than it is to <strong>the</strong> lateral. In <strong>the</strong> Anhimidae, Anseranatidae,<br />

Anatidae, Heliornithidae, and <strong>Presbyornithidae</strong>, <strong>the</strong> opening is situated approximately<br />

at equal distance from <strong>the</strong> condyles. The Rallidae are polymorphic in<br />

that although most rallids have <strong>the</strong> distal opening <strong>of</strong> canalis extensorius closest to<br />

<strong>the</strong> medial condyle, Notornis has it situated at an equal distance from <strong>the</strong> condyles.<br />

70. Tarsometatarsus: proxiomedial part <strong>of</strong> shaft broad relative to mid-shaft, ventral margin very<br />

sharp (Fig. 32)<br />

(0) no; (1) yes.<br />

The proxiomedial margin <strong>of</strong> <strong>the</strong> tarsometatarsal shaft is very sharp and broadened<br />

in <strong>the</strong> Megapodiidae, most Cracidae (less so in Crax), Opisthocomidae and Mesitornithidae.<br />

71. Tarsometatarsus: hallux<br />

(0) present; (1) absent.<br />

A hallux is lacking in <strong>the</strong> Rheidae, Otididae, and many Charadriiformes. The<br />

Recurvirostridae, Glareolidae, Charadriidae and Scolopacidae are polymorphic in<br />

respect to this character. In all <strong>of</strong> <strong>the</strong> last families, except <strong>the</strong> Charadriidae, <strong>the</strong><br />

most widespread condition is to possess a hallux, so <strong>the</strong>se taxa are assigned state 0.<br />

The Charadriidae normally lack <strong>the</strong> hallux and are thus coded as 1.


462<br />

P. G. P. ERICSON<br />

ch. 70, state 1<br />

Figure 32. Left tarsometatarsus <strong>of</strong> Megapodius freycinet (USNM 556999), Megapodiidae, in plantar view.<br />

Results<br />

The phylogenetic analysis generated 900 trees, each 235 steps long, consistency<br />

index (c.i.) 0.34, retention index (r.i.) 0.69. Most differences in <strong>the</strong> branching orders<br />

in <strong>the</strong>se trees occurred within <strong>the</strong> clade <strong>of</strong> families traditionally referred to <strong>the</strong><br />

Charadriiformes (including <strong>the</strong> Pedionomidae). In order to reduce <strong>the</strong> size <strong>of</strong> <strong>the</strong><br />

data matrix, <strong>the</strong> Charadriiformes were replaced by a new taxon constructed from<br />

<strong>the</strong> character states <strong>of</strong> <strong>the</strong> outgroup node <strong>of</strong> <strong>the</strong> charadriiform clade. In addition,<br />

<strong>the</strong> Burhinidae, postulated to be <strong>the</strong> most basal member <strong>of</strong> <strong>the</strong> Charadriiformes by<br />

<strong>the</strong> first analysis, were retained in <strong>the</strong> matrix. By this action, <strong>the</strong> size <strong>of</strong> <strong>the</strong> matrix<br />

was reduced to 28 taxa from <strong>the</strong> original 43.<br />

In <strong>the</strong> analysis <strong>of</strong> this new, less inclusive, data matrix, 36 equally parsimonious<br />

trees were obtained (180 steps, c.i. 0.41, r.i. 0.63). The removal <strong>of</strong> 16 charadriiform<br />

families proved not to affect <strong>the</strong> topology <strong>of</strong> <strong>the</strong> trees outside <strong>the</strong> charadriiform<br />

clade (compare Figs 33 and 34). The large number <strong>of</strong> trees obtained in <strong>the</strong> first<br />

analysis obviously reflects <strong>the</strong> high degree <strong>of</strong> homoplasy in <strong>the</strong> data matrix, <strong>of</strong> which<br />

a significant amount was removed by <strong>the</strong> exclusion <strong>of</strong> <strong>the</strong> 16 charadriiform families.<br />

The <strong>Presbyornithidae</strong> grouped toge<strong>the</strong>r with <strong>the</strong> Anseriformes (families Anhimidae,<br />

Anseranatidae and Anatidae) in all 36 trees. In <strong>the</strong> strict consensus tree (Fig.<br />

35), <strong>the</strong> Anseranatidae constitute <strong>the</strong> sister to <strong>the</strong> <strong>Presbyornithidae</strong> and Anatidae,<br />

and <strong>the</strong>se three toge<strong>the</strong>r form <strong>the</strong> sisterclade <strong>of</strong> <strong>the</strong> Anhimidae. There is thus no<br />

doubt that <strong>the</strong> <strong>Presbyornithidae</strong> are true anseriform birds. Given <strong>the</strong> obvious ducklike<br />

cranial morphology <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong>, it might be suspected that <strong>the</strong><br />

placement <strong>of</strong> <strong>the</strong> <strong>family</strong> toge<strong>the</strong>r with Anseranatidae and Anatidae is simply due to<br />

<strong>the</strong>ir many cranial similarities. This is not entirely true, however. The clade consisting<br />

<strong>of</strong> Ansernatidae, <strong>Presbyornithidae</strong> and Anatidae was also maintained (with a 0.76<br />

Parsimony Jackknifing support <strong>of</strong> <strong>the</strong> basal node) when all cranial, quadratal and<br />

mandibular characters were excluded from <strong>the</strong> analysis.<br />

As is evident from Figure 35, <strong>the</strong> strict consensus tree is ra<strong>the</strong>r poorly resolved.


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 463<br />

(a)<br />

Rheidae<br />

Tinamidae<br />

Megapodiidae<br />

Cracidae<br />

Phasianidae<br />

Mesitornithidae<br />

Eurypygidae<br />

Rhynochetidae<br />

Heliornithidae<br />

Cariamidae<br />

Opisthocomidae<br />

Psophiidae<br />

Rallidae<br />

Otididae<br />

Gruidae<br />

Aramidae<br />

Burhinidae<br />

Laridae<br />

Rynchopidae<br />

Chionididae<br />

Glareolidae<br />

Alcidae<br />

Thinocoridae<br />

Scolopacidae<br />

Jacanidae<br />

Rostratulidae<br />

Pedionomidae<br />

Haematopodidae<br />

Charadriidae<br />

Recurvirostridae<br />

Ibidorhynchidae<br />

Stercorariidae<br />

Dromadidae<br />

Phoenicopteridae<br />

Anhimidae<br />

Anseranatidae<br />

Anatidae<br />

<strong>Presbyornithidae</strong><br />

Ardeidae<br />

Scopidae<br />

Balaenicipitidae<br />

Ciconiidae<br />

Threskiornithidae<br />

Figure 33. Strict consensus tree based on 900 trees (235 steps, c.i. 0.34, r.i. 0.69). The clade at node<br />

(a) corresponds to <strong>the</strong> 17 families normally referred to <strong>the</strong> order Charadriiformes (sensu Wetmore,<br />

1960, but with <strong>the</strong> inclusion <strong>of</strong> <strong>the</strong> Pedionomidae, following Olson & Steadman, 1981).<br />

Fur<strong>the</strong>rmore, in a Parsimony Jackknifing analysis only a few <strong>of</strong> <strong>the</strong> branches scored<br />

0.70 or higher. Some <strong>of</strong> <strong>the</strong> most important and well supported results that can be<br />

derived from <strong>the</strong> tree are:


464<br />

P. G. P. ERICSON<br />

Rheidae<br />

Tinamidae<br />

Megapodiidae<br />

Cracidae<br />

Phasianidae<br />

Mesitornithidae<br />

Eurypygidae<br />

Rhynochetidae<br />

Heliornithidae<br />

Cariamidae<br />

Opisthocomidae<br />

Psophiidae<br />

Rallidae<br />

Otididae<br />

Gruidae<br />

Aramidae<br />

Burhinidae<br />

Charadriiformes<br />

Phoenicopteridae<br />

Anhimidae<br />

Anseranatidae<br />

Anatidae<br />

<strong>Presbyornithidae</strong><br />

Ardeidae<br />

Scopidae<br />

Balaenicipitidae<br />

Ciconiidae<br />

Threskiornithidae<br />

Figure 34. Strict consensus tree based on 36 trees (180 steps, c.i. 0.41, r.i. 0.63). The taxon<br />

Charadriiformes was constructed from <strong>the</strong> character state <strong>of</strong> <strong>the</strong> hypo<strong>the</strong>tical ancestor at node (a) in<br />

<strong>the</strong> previous analysis, see Fig. 33.<br />

(1) Monophyly <strong>of</strong> <strong>the</strong> Galliformes (within which <strong>the</strong> Megapodiidae form <strong>the</strong> sistergroup<br />

to <strong>the</strong> Cracidae and Phasianidae);<br />

(2) Sistergroup relationship <strong>of</strong> <strong>the</strong> Galliformes and <strong>the</strong> rest <strong>of</strong> <strong>the</strong> Neognathae (as<br />

represented in <strong>the</strong> analysis);


0.94<br />

SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 465<br />

0.70<br />

0.73<br />

0.88<br />

0.88<br />

0.93<br />

0.70<br />

0.99<br />

Rheidae<br />

Tinamidae<br />

Megapodiidae<br />

Cracidae<br />

Phasianidae<br />

Mesitornithidae<br />

Eurypygidae<br />

Rhynochetidae<br />

Heliornithidae<br />

Cariamidae<br />

Opisthocomidae<br />

Psophiidae<br />

Rallidae<br />

Otididae<br />

Gruidae<br />

Aramidae<br />

Burhinidae<br />

Charadriiformes<br />

Phoenicopteridae<br />

Anhimidae<br />

Anseranatidae<br />

Anatidae<br />

<strong>Presbyornithidae</strong><br />

Ardeidae<br />

Scopidae<br />

Balaenicipitidae<br />

Ciconiidae<br />

Threskiornithidae<br />

Figure 35. Parsimony Jackknifing analysis <strong>of</strong> <strong>the</strong> same 36 trees as those from which <strong>the</strong> strict consensus<br />

tree in Fig. 34 was calculated. Parsimony Jackknifing scores are given for all nodes that occur in more<br />

than 60% <strong>of</strong> <strong>the</strong> replications.<br />

(3) Sistergroup position <strong>of</strong> <strong>the</strong> Mesitornithidae in relation to all o<strong>the</strong>r non-galliform<br />

taxa, and<br />

(4) Monophyly <strong>of</strong> a clade consisting <strong>of</strong> <strong>the</strong> Phoenicopteridae, Anhimidae, <strong>Presbyornithidae</strong>,<br />

Anseranatidae and Anatidae.


466<br />

P. G. P. ERICSON<br />

The result obviously does not corroborate <strong>the</strong> <strong>of</strong>ten suggested close affinity <strong>of</strong><br />

anseriform and galliform birds (Seebohm, 1889; Garrod, 1873, 1874; Simonetta,<br />

1963; Dzerzhinsky, 1982, 1995; Cracraft, 1986, 1988; Cracraft & Mindell, 1989;<br />

Weber, 1993). Cracraft (1988) postulated 11 cranial synapomorphies for such a<br />

clade. An analysis <strong>of</strong> <strong>the</strong>ir homology, taxonomic distributions, and, in some cases,<br />

inter-dependence (Ericson, 1996), led to <strong>the</strong> retention <strong>of</strong> only two <strong>of</strong> Cracraft’s<br />

characters in this analysis. To evaluate <strong>the</strong> effect <strong>of</strong> <strong>the</strong> exclusion <strong>of</strong> <strong>the</strong> o<strong>the</strong>r nine<br />

characters on <strong>the</strong> phylogenetic reconstruction, a trial data set was constructed in<br />

which <strong>the</strong>se were added to <strong>the</strong> original data matrix. Out <strong>of</strong> 38 most parsimonious<br />

trees obtained by Hennig86, <strong>the</strong> Galliformes and Anseriformes group toge<strong>the</strong>r in only<br />

four trees. In <strong>the</strong> rest, <strong>the</strong> Anseriformes constitute <strong>the</strong> sister to <strong>the</strong> Phoenicopteridae. It<br />

can be concluded that <strong>the</strong> original data matrix contains an overwhelming amount<br />

<strong>of</strong> phylogenetic information against an anseriform galliform sistergroup relationship.<br />

Not even <strong>the</strong> inclusion <strong>of</strong> nine additional supposed synapomorphies for such a clade<br />

outweighs this information.<br />

Beyond doubt <strong>the</strong> <strong>family</strong> <strong>Presbyornithidae</strong> is a member <strong>of</strong> <strong>the</strong> order Anseriformes,<br />

and its <strong>relationships</strong> to o<strong>the</strong>r anseriforms are analysed in detail below. The outgroup<br />

<strong>of</strong> <strong>the</strong> Anseriformes is not unambiguously identified in <strong>the</strong> analysis. In <strong>the</strong> strict<br />

consensus tree, <strong>the</strong> Phoenicopteridae is <strong>the</strong> sister to <strong>the</strong> Anseriformes, but <strong>the</strong><br />

confidence in this clade should not be too high, as evident from <strong>the</strong> Parsimony<br />

Jackknifing analysis (Fig. 35). Jackknifing <strong>of</strong> <strong>the</strong> data matrix collapses some <strong>of</strong> <strong>the</strong><br />

branches present in <strong>the</strong> consensus tree, leaving us with a large group <strong>of</strong> ciconiiform<br />

and gruiform families that form an unresolved polytomy with <strong>the</strong> Anseriformes and<br />

Charadriiformes. The nodes <strong>of</strong> <strong>the</strong> two latter clades are strongly supported, however,<br />

scoring 0.90 and 0.99 respectively, in a Parsimony Jackknifing analysis. Although<br />

<strong>the</strong> monophyly <strong>of</strong> <strong>the</strong> Charadriiformes (including Pedionomidae) seldom is disputed,<br />

<strong>the</strong> taxonomic limits <strong>of</strong> <strong>the</strong> order have been more so. The arguments most <strong>of</strong>ten<br />

relate to <strong>the</strong> inclusion and/or exclusion <strong>of</strong> <strong>the</strong> families Jacanidae and Otididae<br />

(Lowe, 1925; Stresemann, 1934; von Boetticher, 1934). The present analysis keeps<br />

<strong>the</strong> Jacanidae well inside <strong>the</strong> Charadriiformes, while <strong>the</strong> Otididae are not recognized<br />

as a member <strong>of</strong> this taxon, or as its sistergroup.<br />

RELATIONSHIPS OF THE PRESBYORNITHIDAE WITHIN THE ANSERIFORMES<br />

After having established <strong>the</strong> general affinities <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> with <strong>the</strong><br />

Anseriformes, <strong>the</strong> focus shifts towards <strong>the</strong>ir precise position within this order. To<br />

this end, a phylogenetic analysis at <strong>the</strong> generic level with <strong>the</strong> Anseriformes and<br />

<strong>Presbyornithidae</strong> was conducted. Besides Presbyornis (<strong>family</strong> <strong>Presbyornithidae</strong>), eight<br />

anseriform genera were selected: Anhima and Chauna (Anhimidae), Anseranas (Anseranatidae),<br />

and Dendrocygna, Thalassornis, Stictonetta, Anser and Tadorna (Anatidae).<br />

The genera <strong>of</strong> Anatidae were chosen to represent major, early branches from <strong>the</strong><br />

main anatid stem (Dendrocygna, Thalassornis, Stictonetta) recognized by Livezey (1986),<br />

as well as more derived anatid groups (Anser and Tadorna). Three genera serve as an<br />

outgroup belonging to <strong>the</strong> families Gruidae (Grus), Threskiornithidae (Threskiornis)<br />

and Phoenicopteridae (Phoenicopterus).


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 467<br />

Character selection<br />

A set <strong>of</strong> 49 osteological characters (Table 2) was chosen partly from those<br />

characters that were variable at this phylogenetic level in <strong>the</strong> general analysis, and<br />

partly from characters used in previous studies <strong>of</strong> anseriform <strong>relationships</strong>. A majority<br />

<strong>of</strong> <strong>the</strong> latter characters were originally defined for a cladistic use by Livezey (1986),<br />

who in turn based his work partially on that <strong>of</strong> Woolfenden (1961). Some potentially<br />

useful characters <strong>of</strong> Livezey (1986) were not considered here because <strong>the</strong>y ei<strong>the</strong>r<br />

are ambiguously described or were found to have taxonomic distributions that differ<br />

from what was claimed (pers. obs.). The rejected characters are Livezey’s nos. 11,<br />

21, 23, 27, 32, 51, 62, 63, 79, 81, 99, 100, 101, 116 and 119 (1986:751ff.) All<br />

characters were treated as unordered.<br />

Character descriptions<br />

1. Cranium: fonticulus occipitalis present in adulthood (character no. 9 <strong>of</strong> Livezey, 1986)<br />

(0) absent; (1) present.<br />

The loss <strong>of</strong> occipital fontanelles in adulthood is typical for <strong>the</strong> Anhimidae.<br />

2. Cranium: os frontale narrow and laterally rounded<br />

(0) no; (1) yes.<br />

In both Presbyornis and Tadorna, as well as Phoenicopterus, <strong>the</strong> frontals are ra<strong>the</strong>r narrow<br />

with <strong>the</strong> lateral margins smoothly rounded.<br />

3. Cranium: co-ossification <strong>of</strong> skull and lacrimals (character no. 10 <strong>of</strong> Livezey, 1986)<br />

(0) lacrimals unfused, or poorly fused, to skull with dorsal line <strong>of</strong> fusion clearly<br />

visible; (1) lacrimals well fused to skull.<br />

Livezey (1986:751) described <strong>the</strong> lacrimals in <strong>the</strong> Anhimidae as “fused to skull<br />

dorsally, small, nonpneumatic”, while those in Anseranas are regarded as unfused to<br />

skull. To me, <strong>the</strong> conditions in <strong>the</strong>se taxa are very similar with <strong>the</strong> line <strong>of</strong> fusion<br />

clearly visible, both dorsally and ventrally. Although it can be suspected <strong>the</strong> lacrimals<br />

are truly fused in older individuals, it is hard to tell <strong>the</strong> fused condition from <strong>the</strong><br />

unfused in most museum specimens that are inadequately cleaned. All Anatidae<br />

have <strong>the</strong> lacrimals fused to skull. In Presbyornis <strong>the</strong> lacrimals are unfused.<br />

4. Cranium: ventral surface <strong>of</strong> processus postorbitalis distinctly excavated<br />

(0) no; (1) yes.<br />

In all ingroup taxa, but not in <strong>the</strong> outgroup, <strong>the</strong> ventral surface <strong>of</strong> <strong>the</strong> processus<br />

postorbitalis is distinctly excavated.<br />

5. Cranium: basipterygoid processes<br />

(0) true, reptilian basipterygoid articulation; (1) absent; (2) rostropterygoid articulation.<br />

Basipterygoid processes are found in all ingroup taxa. Weber (1993) distinguishes<br />

between two kinds <strong>of</strong> basipterygian articulations: <strong>the</strong> true, reptilian and <strong>the</strong> rostropterygoid<br />

(see character no. 20 in first analysis). The Anhimidae are considered to<br />

conform to state 0 while all o<strong>the</strong>r ingroup taxa are assigned state 2. No outgroup<br />

taxon has functional basipterygoid processes, although <strong>the</strong> Phoenicopteridae may<br />

have rudimentary processes (Gadow, 1877:384; Seebohm, 1889:97).


468<br />

Table 2. Data matrix used in <strong>the</strong> second step <strong>of</strong> <strong>the</strong> analysis.<br />

Character no. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51<br />

Taxon<br />

P. G. P. ERICSON<br />

Grus 1 0 0 0 1 0 0 0 0 0 1 0 0 ? 0 0 0 1 0 0 0 1 0 0 0 1 0 0 0 0 0 0 1 1 0 0 ? 0 0 1 0 1 0 0 0 0 0 1 1 0 0<br />

Threskiornis 1 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 1 1 1 0 1 0 0 0 0 0<br />

Phoenicopterus 1 1 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 1 0 1<br />

Anhima 0 0 0 1 0 0 0 1 0 0 1 1 1 0 0 0 0 1 1 1 0 0 0 0 0 1 0 1 0 0 1 0 1 0 1 0 0 1 1 0 1 0 0 1 1 0 0 0 0 0 0<br />

Chauna 0 0 0 1 0 0 0 1 0 0 1 1 1 0 0 0 0 1 1 1 0 0 0 0 0 1 0 1 0 1 1 0 1 0 1 0 0 1 1 0 1 0 0 1 1 0 0 0 0 0 0<br />

Anseranas 1 0 0 1 2 0 1 1 1 1 1 1 1 1 0 1 1 1 0 0 1 0 1 0 0 1 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 1 0 0 0 0 0 0<br />

Dendrocygna 1 0 1 1 2 1 1 1 1 1 1 1 1 2 1 1 1 0 0 0 1 0 1 1 1 1 1 0 1 1 0 1 0 0 0 1 0 0 0 0 0 1 2 0 1 1 1 1 1 0 0<br />

Thalassornis 1 0 1 1 2 1 1 1 1 1 1 1 1 2 1 1 1 0 0 0 1 1 1 1 1 1 1 0 1 1 0 1 2 1 0 1 0 0 0 0 0 1 2 0 1 1 1 1 1 1 0<br />

Anser 1 0 1 1 2 1 1 1 1 1 0 1 1 2 1 1 1 0 0 0 1 1 1 1 1 1 1 0 0 1 0 1 0 0 0 1 0 0 0 1 0 1 2 0 1 1 1 1 1 1 0<br />

Stictonetta 1 0 1 1 2 1 1 1 1 1 1 1 1 2 1 1 1 0 0 0 1 1 1 1 1 1 1 0 1 1 0 1 0 1 0 1 1 0 0 1 0 1 2 0 1 1 1 1 1 1 0<br />

Tadorna 1 1 1 1 2 1 1 1 1 1 0 1 1 2 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 1 0 1 0 1 0 1 1 0 0 1 0 1 2 0 1 1 1 1 1 1 0<br />

Presbyornis 1 1 0 1 2 0 ? 1 1 1 1 0 1 1 ? 1 1 0 1 ? 1 0 0 0 0 0 ? 0 0 0 0 1 0 0 0 0 0 0 0 1 0 1 1 0 1 0 0 0 1 0 1


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 469<br />

6. Cranium: ventral margin <strong>of</strong> rostrum parasphenoidale<br />

(0) clearly angled; (1) gradually sloping toward <strong>the</strong> nasal-frontal hinge.<br />

The ventral margin <strong>of</strong> rostrum parasphenoidale slopes gradually toward <strong>the</strong> nasalfrontal<br />

hinge in Dendrocygna, Thalassornis, Anser, Stictonetta and Tadorna. In <strong>the</strong> o<strong>the</strong>r<br />

taxa studied <strong>the</strong> rostrum is clearly angled.<br />

7. Facies: pterygoid-palatine articulation a ball-and-socket arrangement involving two extensions<br />

<strong>of</strong> <strong>the</strong> pterygoid (character no. 18 <strong>of</strong> Livezey, 1986)<br />

(0) no; (1) yes.<br />

A ball-and-socket arrangement, involving two extensions <strong>of</strong> <strong>the</strong> pterygoid, occur in<br />

Anseranas and Anatidae. This morphology is unknown in Presbyornis due to lack <strong>of</strong><br />

adequate specimens.<br />

8. Facies: internal laminae <strong>of</strong> palatines obsolete<br />

(0) no; (1) yes.<br />

In all ingroup taxa, but not in <strong>the</strong> outgroup, <strong>the</strong> internal laminae <strong>of</strong> <strong>the</strong> palatines<br />

are obsolete.<br />

9. Facies: position <strong>of</strong> processus jugale <strong>of</strong> os maxillare relative to maxillopalatinum<br />

(0) no; (1) yes.<br />

In all taxa, except <strong>the</strong> Anhimidae and <strong>the</strong> outgroup, <strong>the</strong> processus jugale <strong>of</strong> maxillare<br />

lays ventral <strong>of</strong> maxillopalatinum (Shufeldt, 1901:300).<br />

10. Facies: bill broad and spatulate<br />

(0) no; (1) yes.<br />

A broad, spatulate (duck-like) bill is typical <strong>of</strong> all ingroup taxa, except <strong>the</strong> Anhimidae.<br />

11. Quadratum: lateral view (character no. 15 <strong>of</strong> Livezey, 1986)<br />

(0) not squarish, with variably deeply curved dorsal margin between orbital and otic<br />

processes; (1) squarish, with dorsal margin straight.<br />

The quadrate is squarish with a straight dorsal margin between <strong>the</strong> orbital and otic<br />

processes in most Anseriformes and Presbyornis. This morphology does not occur in<br />

Anser or Tadorna. Of <strong>the</strong> outgroup taxa, <strong>the</strong> quadrate is squarish only in Grus.<br />

12. Quadratum: processus mandibularis inflated posterior to <strong>the</strong> quadratojugal articulation<br />

(0) no; (1) yes.<br />

An inflated processus mandibularis <strong>of</strong> <strong>the</strong> quadrate occurs in Anhima, Chauna,<br />

Anseranas, Dendrocygna, Thalassornis, Anser, Stictonetta and Tadorna, but not in Presbyornis<br />

(Olson & Feduccia, 1980b:15) nor in <strong>the</strong> outgroup.<br />

13. Mandibula: quadratal articulation<br />

(0) basically a three-condyle articulation, with cotyla medialis and cotyla lateralis<br />

separated by a shallow groove (a distinct posterior cotyla may or may not be present);<br />

(1) two-condyle articulation, with cotylae medialis and lateralis large and separated<br />

by an antero-posteriorly oriented crista intercotylaris.<br />

A two-condyle quadratal articulation is present in all ingroup taxa, but not in <strong>the</strong><br />

outgroup.<br />

14. Mandibula: recessus conicalis<br />

(0) absent; (1) present, shallow; (2) present, extremely deep.<br />

A deep recessus conicalis is present in Dendrocygna, Thalassornis, Anser, Stictonetta and<br />

Tadorna. The recessus is shallow in Presbyornis and Anseranas, and is lacking entirely<br />

in <strong>the</strong> Anhimidae. Lebedinsky (1920:100) claims that all anseriforms possess <strong>the</strong>


470<br />

P. G. P. ERICSON<br />

deep recessus conicalis, but it should be borne in mind that <strong>the</strong> Anhimidae and<br />

Anseranas were not included in his study.<br />

15. Mandibula: foramen pneumaticum <strong>of</strong> processus mandibulae medialis<br />

(0) present, <strong>of</strong>ten close to <strong>the</strong> medial tip; (1) absent.<br />

The processus mandibulae medialis is pneumatized in <strong>the</strong> outgroup taxa and in<br />

Anseranas, Anhima and Chauna (lacking in some individuals <strong>of</strong> <strong>the</strong> latter two genera,<br />

but both assigned state 0), but not in <strong>the</strong> o<strong>the</strong>r taxa. This morphology is unknown<br />

in Presbyornis due to lack <strong>of</strong> adequate specimens.<br />

16. Mandibula: processus lateralis<br />

(0) absent; (1) present.<br />

A processus lateralis <strong>of</strong> <strong>the</strong> mandible occurs in all ingroup taxa, except <strong>the</strong> Anhimidae.<br />

It is lacking in Grus, Threskiornis and Phoenicopterus.<br />

17. Mandibula: deep groove in <strong>the</strong> ventral surface <strong>of</strong> <strong>the</strong> anterior portion <strong>of</strong> <strong>the</strong> mandibular rami<br />

(0) absent; (1) present.<br />

In all ingroup taxa except <strong>the</strong> Anhimidae, <strong>the</strong> mandible has <strong>the</strong> ventral surface <strong>of</strong><br />

<strong>the</strong> anterior portion <strong>of</strong> <strong>the</strong> rami deeply grooved (Olson & Feduccia, 1980b:15). This<br />

condition is not found in Grus, Threskiornis or Phoenicopterus.<br />

18. Vertebrae thoracicae: notarium present<br />

(0) yes; (1) no.<br />

A notarium is present in Anhima, Chauna, Anseranas, Tadorna and Anser (lacking in<br />

some individuals, but <strong>the</strong> taxon assigned state 0), as well as in <strong>the</strong> outgroup. A<br />

notarium is lacking in Dendrocygna, Thalassornis and Stictonetta, and, most likely,<br />

Presbyornis.<br />

19. Vertebrae thoracicae: <strong>the</strong> caudalmost thoracic vertebrae are pleurocoelous, sometimes with<br />

pneumatization<br />

(0) no; (1) yes.<br />

Only <strong>the</strong> Anhimidae and Presbyornis possess pleurocoelous thoracic vertebrae.<br />

20. Costae: processus uncinatus (character no. 91 <strong>of</strong> Livezey, 1986)<br />

(0) present; (1) absent.<br />

Uncinate processes <strong>of</strong> <strong>the</strong> costae are present in all ingroup and outgroup taxa, as<br />

well as in almost all birds, except <strong>the</strong> Anhimidae.<br />

21. Pelvis: mediolateral compression <strong>of</strong> <strong>the</strong> corpus <strong>of</strong> <strong>the</strong> synsacro-thoracic and synsacro-lumbar<br />

vertebrae<br />

(0) corpi <strong>of</strong> <strong>the</strong> first few synsacral vertebrae with about equal mediolateral compression;<br />

(1) corpus <strong>of</strong> <strong>the</strong> first synsacro-thoracic vertebra considerably more mediolaterally<br />

compressed than <strong>the</strong> following vertebrae.<br />

Mediolaterally compressed vertebral corpi are found in both outgroup and ingroup<br />

taxa. In <strong>the</strong> former and <strong>the</strong> Anhimidae, all <strong>the</strong> first few synsacral vertebrae are<br />

equally compressed. In <strong>the</strong> remaining taxa, however, <strong>the</strong> first synsacro-thoracal<br />

vertebra is considerably more compressed than are <strong>the</strong> rest.<br />

22. Pelvis: caudal margin (character no. 114 <strong>of</strong> Livezey, 1986)<br />

(0) ischium extending well caudal to ilium; (1) variable, but ischium and ilium<br />

roughly equal in caudal extent, forming an oblique sloping margin, with elements<br />

typically separated posteriorly by a distinct notch.


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 471<br />

The ischium and ilium extend roughly equally far distad in Thalassornis, Anser,<br />

Stictonetta and Tadorna, as well as in Grus and Threskiornis.<br />

23. Pelvis: dorsolateral crests (character no. 118 <strong>of</strong> Livezey, 1986)<br />

(0) distinct to caudal margin <strong>of</strong> pelvis; (1) becomes obsolete cranial to caudal margin.<br />

The dorsolateral crests <strong>of</strong> pelvis becomes obsolete cranial to <strong>the</strong> caudal margin in<br />

Anseranas, Dendrocygna, Thalassornis, Anser, Stictonetta and Tadorna.<br />

24. Pelvis: recessus iliacus (character no. 120 <strong>of</strong> Livezey, 1986)<br />

(0) present; (1) absent.<br />

A recessus iliacus is commonly found in <strong>the</strong> Class Aves, although it is absent in<br />

many anseriforms. Among <strong>the</strong> ingroup taxa, it is absent in Dendrocygna, Thalassornis,<br />

Anser, Stictonetta and Tadorna. It is also lacking in Phoenicopterus.<br />

25. Pelvis: ventral margin <strong>of</strong> ischium with a cranially projected hook close to processus terminalis<br />

(0) no; (1) yes.<br />

In Dendrocygna, Thalassornis, Anser, Stictonetta and Tadorna <strong>the</strong> ventral margin <strong>of</strong> <strong>the</strong><br />

ischium is cranially hooked close to <strong>the</strong> processus terminalis. In <strong>the</strong> o<strong>the</strong>r taxa <strong>the</strong><br />

ventral margin is straight.<br />

26. Sternum: left sulcus articularis coracoideus overlaps <strong>the</strong> right sulcus<br />

(0) yes; (1) no.<br />

Sulci articularis coracoideus that overlap medially occur in Phoenicopterus, Threskiornis<br />

and Presbyornis, but are absent in o<strong>the</strong>r taxa.<br />

27. Sternum: intermuscular line (character no. 88 <strong>of</strong> Livezey, 1986)<br />

(0) angles medially to carinal base well anterior to posterior edge <strong>of</strong> plate; (1) extends<br />

posteriorly to posterior margin <strong>of</strong> plate.<br />

The intermuscular lines <strong>of</strong> <strong>the</strong> sternum extend posteriorly to <strong>the</strong> posterior margin<br />

<strong>of</strong> <strong>the</strong> plate in Anseranas, Dendrocygna, Thalassornis, Anser, Stictonetta and Tadorna. This<br />

morphology is unknown in Presbyornis due to lack <strong>of</strong> adequate specimens.<br />

28. Sternum: pars cardiaca largely covered by numerous small foramina and bony striations<br />

(0) no; (1) yes.<br />

The possession <strong>of</strong> a pars cardiaca <strong>of</strong> <strong>the</strong> sternum covered by numerous small<br />

foramina and bony striations is typical <strong>of</strong> <strong>the</strong> Anhimidae and Anseranas (Woolfenden,<br />

1961:36; Livezey, 1986:752).<br />

29. Coracoid: depression on ventral surface anterior to sternal facet (character no. 96 <strong>of</strong> Livezey,<br />

1986)<br />

(0) absent; (1) present, typically deep.<br />

A deep depression on <strong>the</strong> ventral surface <strong>of</strong> <strong>the</strong> coracoid, anterior to <strong>the</strong> sternal<br />

facet, is present in Dendrocygna, Thalassornis and Stictonetta.<br />

30. Coracoid: procoracoid foramen (character no. 92 <strong>of</strong> Livezey, 1986)<br />

(0) present; (1) absent.<br />

The absence <strong>of</strong> a procoracoid foramen is a morphology shared by Dendrocygna,<br />

Thalassornis, Anser, Stictonetta and Tadorna. In most individuals <strong>of</strong> Chauna this foramen<br />

is also lacking (it was found in only one out <strong>of</strong> 14 individuals examined) and,<br />

following <strong>the</strong> majority, this genus is here assigned state 1.<br />

31. Furcula: clavicles very flattened antero-posteriorly (character no. 104 <strong>of</strong> Livezey, 1986)<br />

(0) no; (1) yes.<br />

Antero-posteriorly very flattened clavicles occur in <strong>the</strong> Anhimidae.


472<br />

P. G. P. ERICSON<br />

32. Scapula: coracoidal articulation (character no. 109 <strong>of</strong> Livezey, 1986)<br />

(0) equal to acromion in proximal extent; (1) distinctly distal to acromion.<br />

The coracoidal articulation <strong>of</strong> <strong>the</strong> scapula is situated distinctly distal to <strong>the</strong> acromion<br />

in Presbyornis, Dendrocygna, Thalassornis, Anser, Stictonetta and Tadorna. This is also <strong>the</strong><br />

case in Phoenicopterus.<br />

33. Humerus: capital shaft ridge (character no. 22 <strong>of</strong> Livezey, 1986)<br />

(0) directed toward head; (1) directed toward external tuberosity.<br />

The ridge on <strong>the</strong> capital shaft is directed toward <strong>the</strong> external tuberosity only in<br />

Thalassornis, Stictonetta and Tadorna (an examination <strong>of</strong> two specimens <strong>of</strong> Thalassornis<br />

supports Livezey’s [1986:751, Supplement] tentative assignment <strong>of</strong> this genus to<br />

state 1). This condition is also found in Grus.<br />

34. Humerus: prominent tubercle near <strong>the</strong> distal end <strong>of</strong> <strong>the</strong> deltoid crest (character no. 31 <strong>of</strong><br />

Livezey, 1986)<br />

(0) absent; (1) present.<br />

The presence <strong>of</strong> a tubercle is an autapomorphy <strong>of</strong> <strong>the</strong> Anhimidae.<br />

35. Carpometacarpus: prominent notch distally on <strong>the</strong> external rim <strong>of</strong> carpal trochlea (character<br />

no. 38 <strong>of</strong> Livezey, 1986)<br />

(0) no; (1) yes.<br />

In most anseriform genera, this is a fairly clear-cut character which ei<strong>the</strong>r have <strong>the</strong><br />

external rim <strong>of</strong> <strong>the</strong> carpal trochlea essentially continuous, or with a prominent notch<br />

distally. Two taxa, Dendrocygna and Thalassornis, were incorrectly assigned to state 0<br />

by Livezey (1986:Supplement), however. Actually, <strong>the</strong> condition in Dendrocygna was<br />

described by Woolfenden (1961:23) as being slightly notched (no specimen <strong>of</strong><br />

Thalassornis was available to him). Consequently, Dendrocygna and Thalassornis are<br />

here assigned <strong>the</strong> derived state along with Anser, Stictonetta and Tadorna. Presbyornis<br />

lacks a prominent notch.<br />

36. Carpometacarpus: dorsal surface <strong>of</strong> metacarpal II rounded proximally (character no. 39 <strong>of</strong><br />

Livezey, 1986)<br />

(0) no; (1) yes.<br />

The dorsal surface <strong>of</strong> metacarpal II is proximally rounded only in Stictonetta and<br />

Tadorna.<br />

37. Carpometacarpus: processus extensorius with a long, bony spur (character no. 42 <strong>of</strong> Livezey,<br />

1986)<br />

(0) no; (1) yes.<br />

To have <strong>the</strong> metacarpal I process extremely long and spurred is an autapomorphy<br />

<strong>of</strong> <strong>the</strong> Anhimidae.<br />

38. Carpometacarpus: distal extension <strong>of</strong> trochlea dorsalis<br />

(0) falling short <strong>of</strong> trochlea ventralis; (1) equals or exceeds <strong>the</strong> distal extension <strong>of</strong><br />

trochlea ventralis.<br />

Only in <strong>the</strong> Anhimidae does <strong>the</strong> dorsalis extend equally far distally, or far<strong>the</strong>r distad<br />

<strong>of</strong> trochlea ventralis.<br />

39. Carpometacarpus: attachment site <strong>of</strong> M. extensor carpi ulnaris (character no. 43 <strong>of</strong> Livezey,<br />

1986)<br />

(0) attachment <strong>of</strong> M. extensor carpi ulnaris positioned completely proximal <strong>of</strong> <strong>the</strong>


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 473<br />

proximal point <strong>of</strong> fusion between metacarpals II and III; (1) attachment approximately<br />

at level with <strong>the</strong> point <strong>of</strong> fusion.<br />

The M. extensor carpi ulnaris attaches at level with <strong>the</strong> proximal point <strong>of</strong> fusion<br />

between metacarpals II and III in Presbyornis, Anser, Stictonetta and Tadorna. In all but<br />

one (USNM 347638) Anseranas specimens, <strong>the</strong> attachment is positioned proximal to<br />

<strong>the</strong> point <strong>of</strong> fusion, and this genus is here assigned state 0. It is positioned<br />

approximately level with <strong>the</strong> point <strong>of</strong> fusion in Grus and Threskiornis.<br />

40. Carpometacarpus: prominent spur on tuberosity <strong>of</strong> metacarpal II (character no. 40 <strong>of</strong> Livezey,<br />

1986)<br />

(0) absent; (1) present.<br />

This is an autapomorphy for <strong>the</strong> Anhimidae.<br />

41. Carpometacarpus: distal extension <strong>of</strong> facets for digits II and III (character no. 45 <strong>of</strong> Livezey,<br />

1986)<br />

(0) facets essentially equal in distal extension; (1) facet for digit III extending far<strong>the</strong>r<br />

distally than facet for digit II.<br />

To have <strong>the</strong> facet for digit III extending far<strong>the</strong>r distally than <strong>the</strong> facet for digit II<br />

is an autapomorphic condition for <strong>the</strong> Anhimidae.<br />

42. Femur: posterior intermuscular lines (character no. 58 <strong>of</strong> Livezey, 1986)<br />

(0) lines not fused proximally; (1) lines fused proximally, swinging toward trochanter;<br />

(2) lines fused proximally, following internal edge <strong>of</strong> shaft.<br />

In all non-anhimid anseriforms (besides Biziura in which <strong>the</strong> diving specializations<br />

<strong>of</strong> <strong>the</strong> leg makes osteological comparisons difficult) and Presbyornis, <strong>the</strong> ‘posterior<br />

intermuscular line’ is in fact two intermuscular lines (<strong>of</strong>ten visible in <strong>the</strong> distal part<br />

<strong>of</strong> <strong>the</strong> shaft) that are fused proximally. The Anhimidae have <strong>the</strong> two lines unfused,<br />

while <strong>the</strong> intermuscular line swings laterally toward <strong>the</strong> trochanter in Anseranas and<br />

Presbyornis. Grus and Phoenicopterus have state 0 and Threskiornis state 1. Note that <strong>the</strong><br />

definition <strong>of</strong> this character is slightly altered from that given by Livezey (1986:752).<br />

43. Tibiotarsus: shape <strong>of</strong> crista cnemialis cranialis<br />

(0) cranioproximally well developed; (1) truncated cranially and extending about<br />

equally far proximal as crista patellaris.<br />

A cranioproximally well developed crista cnemialis cranialis is present in Anseranas,<br />

Dendrocygna, Thalassornis, Anser, Stictonetta and Tadorna, as well as in Presbyornis. Phoenicopterus<br />

has <strong>the</strong> crest well developed, whereas it is truncated in Grus and Threskiornis.<br />

44. Tibiotarsus: position <strong>of</strong> <strong>the</strong> distal opening <strong>of</strong> canalis extensorius relative to <strong>the</strong> medial and<br />

lateral condyles<br />

(0) closer to <strong>the</strong> medial condyle than to <strong>the</strong> lateral; (1) equally far from ei<strong>the</strong>r<br />

condyle, or closer to <strong>the</strong> lateral.<br />

To have <strong>the</strong> distal opening <strong>of</strong> canalis extensorius positioned equally far from ei<strong>the</strong>r<br />

<strong>of</strong> <strong>the</strong> condyles is found in all ingroup taxa, but not in <strong>the</strong> outgroup.<br />

45. Tarsometatarsus: position <strong>of</strong> calcaneal ridges <strong>of</strong> hypotarsus relative to midline <strong>of</strong> shaft (character<br />

no. 72 <strong>of</strong> Livezey, 1986)<br />

(0) on midline, without depression on internal margin; (1) lateral to midline, bordered<br />

medially by depression.<br />

The calcaneal ridges <strong>of</strong> <strong>the</strong> hypotarsus are positioned lateral to <strong>the</strong> midline <strong>of</strong> <strong>the</strong><br />

shaft in Presbyornis, Anhima, Chauna and Anseranas. Due to ambiguities in counting <strong>of</strong><br />

number <strong>of</strong> ridges, <strong>the</strong> definition <strong>of</strong> this character has been altered from that given<br />

by Livezey (1986:752). Character state 1 is also found in Threskiornis and Phoenicopterus.


474<br />

P. G. P. ERICSON<br />

46. Tarsometartasus: posterior opening <strong>of</strong> distal foramen (character no. 77 <strong>of</strong> Livezey, 1986)<br />

(0) directed posteriorly, flush with surface <strong>of</strong> shaft; (1) directed disto-posteriorly,<br />

recessed in depression immediately proximal to symphysis <strong>of</strong> trochleae for digits III<br />

and IV.<br />

Having <strong>the</strong> posterior opening <strong>of</strong> <strong>the</strong> distal foramen directed disto-posteriorly, flush<br />

with surface <strong>of</strong> shaft, is typical <strong>of</strong> Dendrocygna, Thalassornis, Anser, Stictonetta and Tadorna.<br />

47. Tarsometatarsus: facet for metatarsal I (character no. 71 <strong>of</strong> Livezey, 1986)<br />

(0) deep; (1) obsolete.<br />

The facet for metatarsal I (hallux) is obselete in Grus, Phoenicopterus, Dendrocygna,<br />

Thalassornis, Anser, Stictonetta and Tadorna.<br />

48. Tarsometatarsus: trochlea for digit II proximal to trochlea for digit IV (character no. 68 <strong>of</strong><br />

Livezey, 1986)<br />

(0) no; (1) yes.<br />

Having <strong>the</strong> trochlea for digit II extending less far distally than <strong>the</strong> trochlea for digit<br />

IV is a morphology shared by Presbyornis, Dendrocygna, Thalassornis, Anser, Stictonetta<br />

and Tadorna. This is also true in Grus and Phoenicopterus, but not in Threskiornis.<br />

49. Tarsometatarsus: groove in trochlea for digit II (character no. 74 <strong>of</strong> Livezey, 1986)<br />

(0) absent; (1) present, but posterior terminus <strong>of</strong> groove variable in extent.<br />

A groove in trochlea for digit II is a shared morphology in Thalassornis, Anser,<br />

Stictonetta and Tadorna.<br />

50. Phalanges pedis: third phalanx <strong>of</strong> digit IV distinctly longer than <strong>the</strong> fourth phalanx<br />

(0) no; (1) yes.<br />

A distinctly longer third than fourth phalanx <strong>of</strong> digit IV is found only in Presbyornis<br />

<strong>of</strong> <strong>the</strong> ingroup taxa, as well as in Phoenicopterus (Kessler, 1841).<br />

Results<br />

The phylogenetic analysis generated a single most parsimonious tree (82 steps,<br />

c.i. 0.65, r.i. 0.81). As evident in Figure 36, Presbyornis is maintained well inside <strong>the</strong><br />

anseriform clade as suggested by <strong>the</strong> result <strong>of</strong> <strong>the</strong> general analysis. The unambiguous<br />

synapomorphies for <strong>the</strong> Anseriformes (including <strong>the</strong> <strong>Presbyornithidae</strong>) are <strong>the</strong><br />

distinctly, ventrally excavated processus postorbitalis (character no. 4), palatine with<br />

<strong>the</strong> internal laminae obsolete (no. 8), processus mandibularis <strong>of</strong> <strong>the</strong> quadrate inflated<br />

posterior to <strong>the</strong> quadratojugal articulation (no. 12), two-condyle articulation between<br />

<strong>the</strong> quadrate and mandibula (no. 13), and a tibiotarsus with <strong>the</strong> distal opening <strong>of</strong><br />

canalis extensorius equally far from ei<strong>the</strong>r condyle (no. 44).<br />

Two types <strong>of</strong> basipterygoid articulations are possessed by <strong>the</strong> Anseriformes. The<br />

true reptilian type (character no. 5, state 0) occurs in <strong>the</strong> Anhimidae, parallelling<br />

<strong>the</strong> condition <strong>of</strong> many charadriiform birds. All o<strong>the</strong>r extant anseriforms and Presbyornis<br />

have a so-called rostropterygoid articulation (following Weber, 1993).<br />

In accordance with <strong>the</strong> traditional view (Livezey, 1986), <strong>the</strong> Anhimidae are <strong>the</strong><br />

first to branch <strong>of</strong>f from <strong>the</strong> main anseriform stem. The Anhimidae share a number<br />

<strong>of</strong> synapomorphies that sets <strong>the</strong>m apart from o<strong>the</strong>r anseriforms (Fig. 36).<br />

The singularity <strong>of</strong> <strong>the</strong> endemic, monotypic Australian Anseranas, is evident from<br />

morphological, parasitological and biochemical studies (von Boetticher & Eichler,<br />

1951; Delacour, 1954; Woolfenden, 1961; Bottjer, 1983; Livezey, 1986), and its


22<br />

34<br />

40<br />

48<br />

49<br />

Grus<br />

22<br />

40<br />

43<br />

44<br />

Threskiornis<br />

11<br />

26<br />

46<br />

2<br />

24<br />

(1) 32<br />

48<br />

49<br />

51<br />

SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 475<br />

Phoenicopterus<br />

Anhima<br />

1<br />

5<br />

14<br />

20<br />

31<br />

35<br />

38<br />

39<br />

41<br />

42<br />

19<br />

44<br />

30<br />

(0)<br />

(0)<br />

Chauna<br />

4<br />

8<br />

13<br />

45<br />

12<br />

28<br />

Anseranas<br />

2<br />

19<br />

26<br />

40<br />

51<br />

12<br />

23<br />

5<br />

7<br />

9<br />

10<br />

16<br />

17<br />

21<br />

33<br />

27<br />

23<br />

43<br />

Presbyornis<br />

(2)<br />

(1)<br />

(1)<br />

15<br />

18<br />

32<br />

49<br />

28<br />

Dendrocygna<br />

33<br />

3<br />

6<br />

14<br />

25<br />

36<br />

43<br />

47<br />

29<br />

24<br />

30<br />

46<br />

48<br />

Thalassornis<br />

(2)<br />

(2)<br />

(2)<br />

50<br />

22<br />

34<br />

Stictonetta<br />

37<br />

40<br />

34<br />

37<br />

synapomorphy<br />

Anser<br />

11<br />

29<br />

2<br />

18<br />

character transformation<br />

with reversal fur<strong>the</strong>r up<br />

convergent character<br />

transformation<br />

reversal<br />

Tadorna<br />

Figure 36. The single most parsimonious tree (82 steps, c.i. 0.65, r.i. 0.81) in <strong>the</strong> analysis <strong>of</strong> <strong>the</strong> main<br />

groups <strong>of</strong> <strong>the</strong> Anseriformes. The character transformations are traced in <strong>the</strong> tree under <strong>the</strong> assumption<br />

that reversals have been more common than parallelisms.<br />

placement in its own <strong>family</strong>, Anseranatidae, is doubtless justified. In this analysis,<br />

Anseranas is <strong>the</strong> sister to a clade consisting <strong>of</strong> <strong>the</strong> Anatidae and Presbyornis. The latter<br />

are separated from <strong>the</strong> Anhimidae and Anseranatidae by <strong>the</strong> loss <strong>of</strong> a pneumatization


476<br />

P. G. P. ERICSON<br />

<strong>of</strong> <strong>the</strong> processus mandibulae medialis (no. 15), loss <strong>of</strong> a notarium (character no. 18,<br />

reversed in Tadorna), a sternum that lacks foramina and bony striations in <strong>the</strong> pars<br />

cardiaca (no. 28), a scapula with a long and pointed acromion (no. 32), and a<br />

tarsometatarsus that has <strong>the</strong> medial trochlea located in a more proximal and elevated<br />

position (no. 48). The phylogenetic analysis also reveals many autapomorphies <strong>of</strong><br />

Presbyornis, but, generally speaking, most <strong>of</strong> <strong>the</strong>se are likely to be plesiomorphic<br />

within <strong>the</strong> order (see Discussion).<br />

Among <strong>the</strong> anatid genera, Dendrocygna is <strong>the</strong> sister to <strong>the</strong> rest. A proximity to<br />

Dendrocygna has been suggested for Stictonetta by Woolfenden (1961) and for Thalassornis<br />

by Johnsgard (1967), Raikow (1971), among o<strong>the</strong>rs.<br />

DISCUSSION<br />

It is evident that <strong>the</strong> <strong>Presbyornithidae</strong> are truly anseriform birds. They are even<br />

<strong>the</strong> sister <strong>of</strong> <strong>the</strong> Anatidae, whereas <strong>the</strong> Anhimidae and Anseranatidae fall outside<br />

this clade. The earliest <strong>Presbyornithidae</strong> date to <strong>the</strong> Late Paleocene [given <strong>the</strong> many<br />

similarities <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> with members <strong>of</strong> <strong>the</strong> early Paleogene ‘form<strong>family</strong>’<br />

Graculavidae (sensu Olson & Parris, 1987), <strong>the</strong> claimed presbyornithid<br />

affinities <strong>of</strong> Late Cretaceous fossils collected in Antarctica (Noriega & Tambussi,<br />

1995) need verification] indicating that <strong>the</strong> split between <strong>the</strong>m and <strong>the</strong> Anseranatidae<br />

occurred at least 60 Mya (million year ago). Until recently, <strong>the</strong> earliest fossils <strong>of</strong> <strong>the</strong><br />

Anseriformes (i.e. <strong>of</strong> <strong>the</strong> Anatidae given that no anhimid or anseranatid palaeospecies<br />

has been described) are from <strong>the</strong> Early Oligocene (c. 35 Mya) <strong>of</strong> Europe (Olson,<br />

1985). The Anatidae do not, however, become common in <strong>the</strong> fossil bird faunas<br />

until <strong>the</strong> Neogene (op. cit.). If <strong>the</strong> fossil record is reliable in this respect, and given<br />

<strong>the</strong> fact that postcranial elements dominate, this could mean that <strong>the</strong> typical anatid<br />

postcranial anatomy had not evolved until <strong>the</strong>n.<br />

Although <strong>the</strong> <strong>Presbyornithidae</strong> are similar to <strong>the</strong> Anseranatidae and Anatidae in<br />

many respects, <strong>the</strong>ir morphology also indicates specialization. Perhaps <strong>the</strong> most<br />

striking characteristic <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> is <strong>the</strong> long, slender legs, which contrast<br />

with <strong>the</strong> members <strong>of</strong> <strong>the</strong> closely related <strong>family</strong> Anatidae that typically have ra<strong>the</strong>r<br />

short, stubby legs (an obvious adaptation to aquatic life). What <strong>the</strong>n, is <strong>the</strong> plesiomorphic<br />

condition <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong>–Anatidae clade, long legs or short legs?<br />

Considering <strong>the</strong> result in <strong>the</strong> general analysis, it seems possible to argue that longleggedness<br />

is <strong>the</strong> plesiomorphic condition in <strong>the</strong> group <strong>of</strong> birds with which <strong>the</strong><br />

Anseriformes are most closely affiliated, i.e. <strong>the</strong> families traditionally placed in <strong>the</strong><br />

orders Ciconiiformes and Charadriiformes. Among <strong>the</strong>se taxa, <strong>the</strong> Anseriformes is<br />

<strong>the</strong> only large group <strong>of</strong> birds with consistently short legs. However, as is evident<br />

from Figure 37 in which some anseriform genera are lined up in <strong>the</strong> branchingsequence<br />

order postulated by Livezey (1986), <strong>the</strong> most long-legged members <strong>of</strong> <strong>the</strong><br />

order prove to be those that branched <strong>of</strong>f earliest from <strong>the</strong> main anseriform stem.<br />

The shortest legs are found in members <strong>of</strong> <strong>the</strong> most recent branches, suggesting<br />

that long-leggedness is primitive in <strong>the</strong> Anseriformes. Hence, <strong>the</strong> long legs in <strong>the</strong><br />

<strong>Presbyornithidae</strong> conceivably reflect <strong>the</strong> primitive condition in <strong>the</strong> order. It seems<br />

probable, however, that <strong>the</strong> <strong>Presbyornithidae</strong> had even longer legs than would be<br />

expected for an early anseriform bird (Fig. 37).<br />

O<strong>the</strong>r autapomorphic features <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> relative to o<strong>the</strong>r Anseriformes<br />

are: (i) a sternum with <strong>the</strong> two sulci overlapping medially (certainly a


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 477<br />

0<br />

1.0 2.0 3.0<br />

Anhimidae<br />

Anseranas<br />

Presbyornis<br />

Dendrocygna<br />

Geese, swans<br />

Stictonetta<br />

Plectropterus<br />

"Shelducks"<br />

Aix, Cairina<br />

Nettapus<br />

"Higher" dabblers<br />

and divers<br />

Figure 37. Selected anseriform genera ordered according to <strong>the</strong>ir branching-sequence (following<br />

Livezey 1986), with Presbyornis positioned after Anseranas but before <strong>the</strong> Anatidae, as evident from <strong>the</strong><br />

present analysis. The scale indicates <strong>the</strong> relative leg length, calculated as <strong>the</strong> sum <strong>of</strong> <strong>the</strong> lengths <strong>of</strong> <strong>the</strong><br />

tibiotarsus and tarsometatarsus divided by <strong>the</strong> pelvis length (metrical data from Verheyen, 1953).<br />

plesiomorphic condition present in flamingos, ibises and many o<strong>the</strong>r ciconiiform<br />

and charadriiform families); (ii) a sternum with a four-notched posterior margin<br />

(also a plesiomorphic condition within <strong>the</strong> neognaths, found in several fossils clearly<br />

referable to modern taxa in which it has been lost); (iii) a humerus with a wide and<br />

non-pneumatic fossa (possibly ano<strong>the</strong>r plesiomorphy since a humerus with a wide,<br />

non-pneumatic fossa occurs in most charadriiforms), and (iv) innominate bones<br />

unfused to <strong>the</strong> saccrum (a plesiomorphic condition occurring in charadriiforms, but<br />

not in ciconiiform or gruiform birds).<br />

The <strong>Presbyornithidae</strong> share <strong>the</strong> pleurocoelous thoracic vertebrae with <strong>the</strong> Anhimidae.<br />

Also, this morphology is most likely primitive in birds, and may be found in<br />

many Eocene birds. It is likely that <strong>the</strong> pleurocoely, as well as most o<strong>the</strong>r plesiomorphic<br />

morphologies in birds listed above, have been lost independently in many lineages.<br />

It was stated above that no fossil Anhimidae have been described, but a still<br />

unpublished find <strong>of</strong> an anhimid is known from <strong>the</strong> Eocene <strong>of</strong> Wyoming (Peter<br />

Houde, pers. comm.). This specimen consists <strong>of</strong> an almost complete articulated<br />

skeleton including <strong>the</strong> skull <strong>of</strong> a single individual. Courtesy <strong>of</strong> Peter Houde and<br />

Storrs L. Olson, I have had <strong>the</strong> opportunity to study this specimen briefly, and<br />

<strong>the</strong>re is no doubt it should be referred to <strong>the</strong> Anhimidae. The braincase is very<br />

similar to that <strong>of</strong> extant anhimids, as is <strong>the</strong> narrow, slightly recurved bill with very<br />

large nasal septum. It agrees with <strong>the</strong> Anhimidae, and differs from <strong>the</strong> Anseranatidae<br />

and Anatidae, in lacking <strong>the</strong> groove in <strong>the</strong> mandibular ramus. In contrast to living<br />

anhimids, however, <strong>the</strong> mandible possesses <strong>the</strong> prominent, laterally located coronoid<br />

process diagnostic <strong>of</strong> <strong>the</strong> Anseranatidae and Anatidae. The size and shape <strong>of</strong> this<br />

process in <strong>the</strong> Eocene bird, suggests that <strong>the</strong> anhimid skull, in which <strong>the</strong> bill<br />

resembles that <strong>of</strong> a galliform bird, evolved from an anatid design. This supports <strong>the</strong><br />

<strong>the</strong>ory that <strong>the</strong> Anhimidae have a filter-feeding ancestor, as is also indicated by <strong>the</strong><br />

presence <strong>of</strong> vestigal lamellae in <strong>the</strong> rhampho<strong>the</strong>ca (Olson & Feduccia, 1980b).


478<br />

P. G. P. ERICSON<br />

In contrast to <strong>the</strong> anhimid-like skull, <strong>the</strong> postcranial skeleton <strong>of</strong> this Eocene bird<br />

is only remotely reminiscent <strong>of</strong> <strong>the</strong> Anhimidae. In part this could be <strong>the</strong> result <strong>of</strong><br />

<strong>the</strong> extreme pneumatic and inflated condition to be found in <strong>the</strong> skeleton <strong>of</strong> living<br />

anhimids (DeMay, 1940), which has distorted <strong>the</strong> morphology almost beyond<br />

recognition. The Wyoming bird is not at all pneumatic or inflated. The postcranial<br />

skeleton thus approaches what I suspect to be <strong>the</strong> plesiomorphic morphology <strong>of</strong> <strong>the</strong><br />

order Anseriformes, and, not surprisingly, several elements are almost identical to<br />

those in <strong>the</strong> <strong>Presbyornithidae</strong>, e.g. <strong>the</strong> carpometacarpus, coracoid, furcula and<br />

tibiotarsus. Fur<strong>the</strong>rmore, <strong>the</strong> elements that differ <strong>the</strong> most from <strong>the</strong> <strong>Presbyornithidae</strong>,<br />

(e.g. <strong>the</strong> cranium, femur, humerus and scapula), are those that most closely match<br />

<strong>the</strong> Anhimidae.<br />

It has been suggested that <strong>the</strong> Anseriformes are most closely related to <strong>the</strong><br />

Charadriiformes (Olson & Feduccia, 1980b). The present results contradict this<br />

hypo<strong>the</strong>sis. On <strong>the</strong> o<strong>the</strong>r hand, <strong>the</strong> Charadriiformes, with <strong>the</strong> Burhinidae as <strong>the</strong>ir<br />

most basal member, is a part <strong>of</strong> <strong>the</strong> same unresolved clade as are <strong>the</strong> Anseriformes<br />

(including <strong>the</strong> <strong>Presbyornithidae</strong>). In many respects, <strong>the</strong> postcranial anatomy <strong>of</strong> <strong>the</strong><br />

Burhinidae and <strong>Presbyornithidae</strong> are strikingly similar and a very similar morphology<br />

also occurs in certain Late Cretaceous and Paleogene birds (i.e. <strong>the</strong> ‘form-<strong>family</strong>’<br />

Graculavidae, Olson & Parris, 1987). It seems likely this anatomy is plesiomorphic<br />

within <strong>the</strong> group <strong>of</strong> birds from which <strong>the</strong> Anseriformes, Charadriiformes and<br />

Ciconiiformes (sensu Wetmore, 1960) stem. The skeletal resemblence between <strong>the</strong><br />

<strong>Presbyornithidae</strong> and some charadriiform birds may thus be due to <strong>the</strong> retention<br />

<strong>of</strong> primitive characters in both lineages.<br />

Obviously, <strong>the</strong> most important contribution <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> to avian<br />

systematics may not lie in <strong>the</strong> reconstruction <strong>of</strong> <strong>the</strong> <strong>relationships</strong> <strong>of</strong> nonpasseriform<br />

families per se. The exclusion <strong>of</strong> <strong>the</strong> <strong>Presbyornithidae</strong> from <strong>the</strong> data matrix has no<br />

effect on <strong>the</strong> phylogenetic reconstruction in terms <strong>of</strong> <strong>the</strong> number <strong>of</strong> most parsimonious<br />

trees found, or <strong>the</strong>ir topologies. However, <strong>the</strong> retention <strong>of</strong> many obviously plesiomorphic<br />

morphologies in <strong>the</strong> presbyornithid skeleton provides information on<br />

character evolution in nonpasseriform birds. Fur<strong>the</strong>rmore, by <strong>the</strong> allocation <strong>of</strong> <strong>the</strong><br />

<strong>Presbyornithidae</strong> to <strong>the</strong> Anseriformes, it is suggested that <strong>the</strong>ir filter-feeding adaptations<br />

evolved well before <strong>the</strong> aquatic adaptations typical <strong>of</strong> many modern<br />

anseriforms.<br />

Two major different filter-feeding adaptations occur in <strong>the</strong> Class Aves (in Phoenicopteridae<br />

and Anseriformes, respectively). As we have seen, <strong>the</strong> oldest anseriform<br />

discovered to date is Presbyornis <strong>of</strong> <strong>the</strong> early Paleogene. The oldest phoenicopterid<br />

described is <strong>the</strong> contemporary Juncitarsus <strong>of</strong> North America and Europe (Olson &<br />

Feduccia, 1980a; Peters, 1987). Based on <strong>the</strong> fossil evidence it can thus be hypo<strong>the</strong>sized<br />

that <strong>the</strong> two filter-feeding adaptations represented by <strong>the</strong> anseriforms<br />

and pheonicopterids evolved more or less simultaneously in <strong>the</strong> Late Cretaceous<br />

or Early Tertiary. The many postcranial similarities <strong>of</strong> Presbyornis and Juncitarsus<br />

fur<strong>the</strong>rmore suggest that <strong>the</strong>se two phyletic lineages derive from <strong>the</strong> same group <strong>of</strong><br />

closely related wading birds that gave rise to <strong>the</strong> modern Anseriformes and Ciconiiformes<br />

(Ericson, in press). The impetus for this parallel evolution <strong>of</strong> filterfeeders<br />

might very well have been <strong>the</strong> same, i.e. <strong>the</strong> opportunity to feed on planktonic<br />

invertebrates and algae (Feduccia, 1977, 1978), a food resource that may not have<br />

been exploited by birds earlier.


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 479<br />

ACKNOWLEDGEMENTS<br />

This study was initiated during a stay as a postdoctoral fellow at <strong>the</strong> Department<br />

<strong>of</strong> Vertebrate Zoology, National Museum <strong>of</strong> Natural History, Washington, D.C.,<br />

in 1989–90. The postdoctoral grant was financed by <strong>the</strong> Swedish Natural Science<br />

Research Council. My deepest gratitude is directed towards my advisor Dr Storrs<br />

L. Olson for inviting me to study Presbyornis, and for his constant support <strong>of</strong> <strong>the</strong><br />

work. I also want to thank <strong>the</strong> o<strong>the</strong>r staff members <strong>of</strong> <strong>the</strong> Division <strong>of</strong> Birds for<br />

making my stay very rewarding and for facilitating <strong>the</strong> use <strong>of</strong> <strong>the</strong> excellent collections<br />

in <strong>the</strong>ir care. Access to <strong>the</strong> collections at <strong>the</strong> American Museum <strong>of</strong> Natural History<br />

was kindly granted by Dr François Vuilleumier and Dr Allison Andors. The<br />

manuscript has benefited greatly from <strong>the</strong> comments by Dr Alan Feduccia, Dr Cyril<br />

Walker and two anonymous reviewers. Many thanks also to Björn Lindsten who<br />

drew Figures 5, 7–9, 11, 15, 21, 23, 24, 27, 29, 31 and 32.<br />

REFERENCES<br />

Andors A. 1988. Giant groundbirds <strong>of</strong> North America (Aves, Diatrymidae). Unpublished Ph.D.<br />

Dissertation, Columbia University, New York.<br />

Ballmann P. 1979. Fossile Glareolidae aus dem Miozän des Nördlinger Ries. Bonner Zoologische Beiträge<br />

30: 52–101.<br />

Ballmann P, Adrover R. 1970. Yacimiento paleontológico de la cueva de Son Bauzà (Mallorca).<br />

Acta Geológica Hispánica 5: 58–62.<br />

Baumel JJ, King AS, Lucas AM, Breazile JE, Evans HE, eds. 1979. Nomina Anatomica Avium.<br />

New York: Academic Press, 637 pp.<br />

Baumel JJ, King AS, Breazile JE, Evans HE, Vanden Berge JC, eds. 1993. Handbook <strong>of</strong> Avian<br />

Anatomy: Nomina Anatomica Avium. 2nd edition. Cambridge, Mass.: Nuttall Ornithological Club, 779<br />

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APPENDIX<br />

Essentially all specimens <strong>of</strong> <strong>the</strong> listed families in <strong>the</strong> collection <strong>of</strong> <strong>the</strong> National Museum <strong>of</strong> Natural<br />

History (USNM) have been studied in order to assess intra-familial variation. Additional specimens <strong>of</strong><br />

families poorly represented at USNM have been studied in <strong>the</strong> collections <strong>of</strong> <strong>the</strong> American Museum<br />

<strong>of</strong> Natural History (AMNH) and <strong>the</strong> Swedish Museum <strong>of</strong> Natural History (NRM). In <strong>the</strong> last case all<br />

specimens have been listed, while for families well-represented at <strong>the</strong> USNM only reference specimens<br />

which possess <strong>the</strong> character states assigned to <strong>the</strong> <strong>family</strong>, are listed.


SYSTEMATIC POSITION OF THE PRESBYORNITHIDAE 483<br />

Order Rheiformes<br />

Rheidae: Pterocnemia pennata USNM 288184<br />

Order Tinamiformes<br />

Tinamidae: Rhynchotus rufescens USNM 612020, Tinamus major USNM 562520<br />

Order Ciconiiformes<br />

Ardeidae: Ardea purpurea USNM 605008, Cochlearius cochlearius USNM 612615<br />

Baleanicipitidae: Baleaniceps rex USNM 344963, 345070<br />

Scopidae: Scopus umbretta USNM 18898<br />

Ciconiidae: Ciconia ciconia USNM 605018, Leptoptilos crumeniferus USNM 489396<br />

Threskiornithidae: Geronticus eremita USNM 560147, Ajaia ajaja USNM 491418<br />

Phoenicopteridae: Phoeniconaias minor USNM 488729, Phoenicopterus roseus USNM 558422<br />

Order Anseriformes<br />

Anhimidae: Anhima cornuta USNM 226166, Chauna torquata USNM 428074<br />

Anseranatidae: Anseranas semipalmata USNM 347638, AMNH 1772, 1837, 2771, NRM 926235,<br />

926252<br />

Anatidae: Dendrocygna autumnalis USNM 344997, Stictonetta naevosa USNM 555593, Malacorhynchus<br />

membranaceus USNM 553596, Anser albifrons USNM 489350, Anas penelope USNM 432293, Mergus<br />

cucullatus USNM 560992<br />

Order Galliformes<br />

Megapodiidae: Megapodius freycinet USNM 560650, Eulipoa wallacei USNM 558275, Macrocephalon<br />

maleo USNM 225130<br />

Cracidae: Crax alector USNM 559322, Ortalis garrula USNM 430180, Penelope purpurascens USNM<br />

428667<br />

Phasianidae: Chrysolophus amherstiae USNM 322022, Agriocharis ocellata USNM 347792<br />

Order Gruiformes<br />

Mesitornithidae: Monias benschi USNM 290927<br />

Gruidae: Grus canadensis USNM 431924, Balearica pavonina USNM 345685<br />

Aramidae: Aramus scolopaceus USNM 227688, Aramus guarauna USNM 501021<br />

Psophiidae: Psophia crepitans USNM 321843, Psophia leucoptera USNM 500623<br />

Rallidae: Rallus longirostris USNM 556832, Porphyrio pulverulentus USNM 226035, Notornis mantelli<br />

USNM 612797<br />

Heliornithidae: Heliornis fulica USNM 345807<br />

Rhynochetidae: Rhynochetus jubatus USNM 612087, AMNH 554, 1326, 3932<br />

Eurypygidae: Eurypygas helias USNM 492379, AMNH 3750<br />

Cariamidae: Cariama cristata USNM 612030, Chunga burmeisteri USNM 431487<br />

Otididae: Lissotis melanogaster USNM 490229<br />

Order Charadriiformes<br />

Pedionomidae: Pedionomus torquatus USNM 555614<br />

Jacanidae: Jacana spinosa USNM 562496<br />

Rostratulidae: Rostratula benghalensis USNM 559818<br />

Dromadidae: Dromas ardeola USNM 321489<br />

Haematopodidae: Haematopus ostralegus USNM 502440, 502679<br />

Ibidorhynchidae: Ibidorhyncha stru<strong>the</strong>rsii USNM 292767<br />

Recurvirostridae: Recurvirostra americana USNM 561365, Cladorhynchus leucocephalus USNM 554595<br />

Burhinidae: Burhinus capensis USNM 558484<br />

Glareolidae: Cursorius cursor USNM 603504<br />

Charadriidae: Vanellus senegallus USNM 558496<br />

Scolopacidae: Numenius phaeopus USNM 499330<br />

Thinocoridae: Attagis malouinus USNM 490853<br />

Chionididae: Chionis alba USNM 488297, AMNH 549, 8849, 9275<br />

Stercorariidae: Catharacta maccormicki USNM 491325<br />

Laridae: Larus ridibundus USNM 610490<br />

Rynchopidae: Rynchops niger USNM 490746<br />

Alcidae: Uria aalge USNM 559410<br />

Order Incertae Sedis:<br />

Opisthocomidae: Opisthocomus hoazin USNM 344065, 431012, 612024, AMNH 1177, 3006, 12127

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