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<strong>Pteridophytes</strong> (<strong>Ferns</strong>)<br />

George Yatskievych, Missouri Botanical Garden, St Louis, MO, USA<br />

<strong>Pteridophytes</strong> (vascular cryptogams or ferns and fern allies) comprise about 12 000 species<br />

<strong>of</strong> primitive vascular plants; they do not produce flowers or seeds and reproduce instead via<br />

spores. They occur in most terrestrial habitats and also in some aquatic communities. Some<br />

species are very beneficial to humans, but the group also contains important species <strong>of</strong><br />

weeds.<br />

<strong>In</strong>troduction<br />

<strong>Pteridophytes</strong>, also known as ‘vascular cryptogams’ and<br />

‘ferns and fern allies’, comprise about 12 000 species <strong>of</strong><br />

vascular plants that do not produce flowers or seeds,<br />

reproducing instead via the production <strong>of</strong> spores. <strong>Pteridophytes</strong><br />

occur in most terrestrial habitats on earth and<br />

are also present in some aquatic communities. They are an<br />

important part <strong>of</strong> the ground vegetation in many forest<br />

communities and, with about one-third <strong>of</strong> the species<br />

growing on the trunks and branches <strong>of</strong> trees, they are also<br />

an important component <strong>of</strong> many epiphytic plant communities.<br />

Some species are very beneficial to humans, but<br />

the group also contains some <strong>of</strong> the most important weed<br />

species in the world.<br />

<strong>Life</strong> Cycle<br />

<strong>Pteridophytes</strong> are characterized by a life cycle that usually<br />

involves an alternation <strong>of</strong> two free-living generations –<br />

sporophyte and gametophyte – with the sporophyte the<br />

larger phase <strong>of</strong> the life cycle. Nonvascular plants like<br />

mosses and liverworts also have an alternation <strong>of</strong> generations,<br />

but in these organisms the gametophyte generation is<br />

generally the dominant phase. <strong>In</strong> seed plants, the<br />

gametophyte is no longer free-living but remains enclosed<br />

in tissues on the sporophyte and there is a progressive<br />

reduction in the size through various gymnosperm groups<br />

such that in flowering plants (angiosperms) the gametophyte<br />

generation is reduced to just a few cells in the<br />

germinating pollen grains and the ovules.<br />

The conspicuous phase <strong>of</strong> the pteridophyte cycle is the<br />

sporophyte, which is how most people observe the plants in<br />

nature. These are usually perennial. Sporangia are<br />

produced on the leaves <strong>of</strong> sporophytes (sometimes in<br />

specialized cone-like strobili). <strong>In</strong> true ferns, these are<br />

commonly on the leaf undersurface and are <strong>of</strong>ten clustered<br />

into discrete units called sori. Within each sporangium,<br />

specialized cells undergo a series <strong>of</strong> mitotic (structural)<br />

divisions followed by meiosis (sexual division) that results<br />

in production <strong>of</strong> spores with half as many chromosomes as<br />

in the original sporophyte. The more advanced ferns<br />

. <strong>In</strong>troduction<br />

. <strong>Life</strong> Cycle<br />

<strong>In</strong>troductory article<br />

. Reproductive Variations<br />

. Cytology<br />

Article Contents<br />

. Morphology and Anatomy<br />

. Systematics and Classification<br />

. Economic Importance<br />

usually have 64 spores per sporangium, but more primitive<br />

ferns and fern allies may have hundreds or even thousands.<br />

At maturity, the sporangium dries and ruptures, dispersing<br />

the spores into the air.<br />

When a spore lands on a suitable substrate, it<br />

germinates, the cells dividing and forming first a filament<br />

and eventually usually a heart-shaped gametophyte (sometimes<br />

other shapes in some groups) that is the same species<br />

as the sporophyte but appears very different. Gametophytes<br />

are <strong>of</strong>ten moss-like in appearance and are quite<br />

small, usually less than 1 cm wide at maturity, but are <strong>of</strong>ten<br />

fairly easily located in nature near adjacent sporophytes.<br />

Although in a few genera gametophytes can be long-lived,<br />

in most ferns their lifespan is usually much less than a year.<br />

They are the sexual phase <strong>of</strong> the life cycle in that they<br />

produce multicellular sex organs at maturity on the side<br />

away from the light. The more or less spherical antheridia<br />

(male gametangia) are produced among the rhizoids<br />

towards the base <strong>of</strong> the plant and at maturity they pop<br />

open to release motile flagellated spermatozoids. Archegonia<br />

(female gametangia) are usually produced at the<br />

opposite end near the notch region, and are flask-shaped<br />

structures containing a single egg cell. A film or droplet <strong>of</strong><br />

free-standing water is necessary in order for the spermatozoids<br />

to swim to an archegonium <strong>of</strong> the same or a<br />

different gametophyte. The neck cells <strong>of</strong> the archegonium<br />

spread at maturity and the spermatozoid swims down the<br />

archegonial canal to fuse with the egg, effecting syngamy<br />

(fertilization) and forming a zygote with twice the number<br />

<strong>of</strong> chromosomes as the gametophyte. This zygote grows<br />

and develops into a new sporophyte, completing the cycle,<br />

while the maternal gametophyte withers away.<br />

<strong>In</strong> a typical pteridophyte, each gametophyte is potentially<br />

bisexual, producing both antheridia and archegonia.<br />

Because the eggs and spermatozoids <strong>of</strong> an individual all<br />

grew from a single spore and are thus genetically identical,<br />

potentially these plants can become self-fertilized in a way<br />

that renders the resultant sporophyte entirely homozygous<br />

(having only one kind <strong>of</strong> allele for each gene locus) for its<br />

entire makeup. Various mechanisms exist to promote<br />

cross-fertilization: the gametangia <strong>of</strong>ten mature at different<br />

times; the genome may have deleterious alleles that are<br />

ENCYCLOPEDIA OF LIFE SCIENCES © 2002, John Wiley & Sons, Ltd. www.els.net<br />

1


fatal to homozygous individuals (genetic load); and there<br />

may exist mating factors that prevent successful selffertilization.<br />

Some ferns also produce pheromones known<br />

as antheridiogens, in which the first spore to germinate at a<br />

site becomes a female gametophyte and exudes a substance<br />

causing later-germinating spores to develop into male<br />

gametophytes.<br />

Reproductive Variations<br />

Unusual gametophytes<br />

<strong>In</strong> some ferns and fern allies, including some clubmosses<br />

(Lycopodiaceae), whisk ferns (Psilotaceae), and grape<br />

ferns (Ophioglossaceae), the gametophytes are not surfacedwelling<br />

and green. <strong>In</strong>stead, they are subterranean and<br />

nonphotosynthetic, <strong>of</strong>ten appearing as pale brown or<br />

yellow fuzzy cylinders or pads <strong>of</strong> tissue. These gametophytes<br />

are mycotrophic; that is, they receive their nutrients<br />

from soil-borne fungi that establish connections with their<br />

rhizoids. However, although such gametophytes are<br />

usually slow-growing, they usually produce normal<br />

gametangia and otherwise complete their life cycles in the<br />

typical fashion.<br />

Heterospory<br />

Other ferns and fern allies, including spike mosses<br />

(Selaginellaceae), quillworts (Isoetaceae), and aquatic<br />

ferns (Azollaceae, Marsileaceae, Salviniaceae), depart<br />

from the typical life cycle in producing two different types<br />

<strong>of</strong> sporangia. One <strong>of</strong> these produces numerous microscopic<br />

microspores that germinate to produce male gametophytes.<br />

The other sporangial type produces many fewer<br />

and much larger megaspores (usually visible to the naked<br />

eye), which grow into female gametophytes. <strong>In</strong> both spore<br />

types the gametophytes are reduced in structure and<br />

develop mostly within the ruptured spore wall.<br />

Vegetative reproduction<br />

Many pteridophytes supplement their sexual cycles with<br />

various forms <strong>of</strong> vegetative reproduction. This may be as<br />

simple as the fragmentation <strong>of</strong> a creeping rhizome into<br />

smaller pieces that become established as separate plants.<br />

Horsetails (Equisetaceae) growing along rivers and<br />

streams are frequently spread over long distances in this<br />

fashion by flooding. Other species develop specialized<br />

structures to effect vegetative propagation. Some ferns<br />

produce stolons, which are specialized long, spreading<br />

stems that root at their tips and form new plants. Others<br />

produce buds or bulbils on their leaves that can germinate<br />

to form new plantlets. Still others produce roots where<br />

their fronds come into contact with soil. A few species<br />

2<br />

<strong>Pteridophytes</strong> (<strong>Ferns</strong>)<br />

produce specialized underground structures, such as tubers<br />

and similar <strong>of</strong>fsets. Some species have sporophytes or<br />

gametophytes that produce gemmae, which are specialized<br />

relatively undeveloped fragments <strong>of</strong> plants that break <strong>of</strong>f<br />

and are dispersed, eventually germinating to form new<br />

plants. <strong>In</strong> a few species <strong>of</strong> filmy ferns (Hymenophyllaceae),<br />

shoestring ferns (Vittariaceae), and other families, the<br />

ability to produce sporophytes has been lost and the plants<br />

exist only as colonies <strong>of</strong> gametophytes spreading through<br />

the production <strong>of</strong> tiny air-dispersed gemmae.<br />

Apogamy<br />

Apogamy is a widespread and important mechanism <strong>of</strong><br />

reproduction in pteridophytes more than in any other<br />

group <strong>of</strong> plants. Apogamous ferns, which frequently occur<br />

in environments with seasonal extremes <strong>of</strong> heat, cold and/<br />

or drought, avoid the necessity for sex. <strong>In</strong> the sporangia <strong>of</strong><br />

such plants, a mechanism during the series <strong>of</strong> cell divisions<br />

results in the production <strong>of</strong> spores with the same genetic<br />

constitution as the sporophyte plant (meiosis does not<br />

result in a reduction in chromosomal ploidy). These<br />

‘diplospores’ grow into gametophytes that produce new<br />

sporophytes directly from meristematic tissues near the<br />

notch region. The environmental advantages <strong>of</strong> apogamy<br />

include the faster development <strong>of</strong> the gametophyte and the<br />

release from the requirement <strong>of</strong> standing water for<br />

fertilization to take place. <strong>In</strong>terestingly, many apogamous<br />

ferns continue to produce antheridia with functional<br />

spermatozoids, which can be released and fertilize eggs<br />

on nearby gametophytes <strong>of</strong> related sexual species. Once<br />

formed, such hybrids are always apogamous and thus able<br />

to reproduce themselves.<br />

Cytology<br />

<strong>Pteridophytes</strong> characteristically have high chromosome<br />

numbers. The highest chromosome number recorded for<br />

any organism is in an adder’s tongue fern, Ophioglossum<br />

reticulatum, with about 1260 pairs <strong>of</strong> chromosomes. The<br />

base chromosome number (x) in various genera is quite<br />

variable: for example, Asplenium (x 5 36), Botrychium<br />

(x 5 45), Osmunda (x 5 22), Pellaea (x 5 29), Polystichum<br />

(x 5 41); and Pteridium (x 5 52). Exceptions occur in a few<br />

ferns, including most aquatic genera (Salvinia, x5 9).<br />

Some fern allies also have low chromosomal base numbers<br />

(Selaginella, x5 mostly 7–10).<br />

Several theories have been advanced as to why ferns have<br />

so many chromosomes. Among the most intriguing is that<br />

<strong>of</strong> palaeopolyploidy. Botanists have long known that<br />

polyploidy (the development <strong>of</strong> extra sets <strong>of</strong> chromosomes<br />

over the basic diploid level) is very widespread and<br />

common in pteridophytes. Both autopolyploidy and<br />

allopolyploidy have been documented in numerous genera.


Allopolyploidy involves hybridization between species,<br />

resulting in a sterile hybrid that regains its fertility by<br />

doubling its chromosome number during spore production<br />

in some sporangia. Autopolyploidy involves the same<br />

doubling <strong>of</strong> chromosome number during spore production<br />

but without a hybridization event. With polyploidy so<br />

pervasive among pteridophytes, geneticists have long been<br />

puzzled that most fern species are apparently functionally<br />

diploid, having only two alleles for each gene locus. <strong>In</strong> the<br />

last two decades, ‘gene-silencing’ – the selective shutting <strong>of</strong>f<br />

<strong>of</strong> duplicate copies <strong>of</strong> genes found in polyploid species –<br />

has been documented in several fern genera. This has given<br />

rise to the hypothesis that, over time, ferns undergo regular<br />

rounds <strong>of</strong> polyploidy (which increases their chromosome<br />

numbers) followed by gradual diploidization <strong>of</strong> the<br />

genomes (selective silencing <strong>of</strong> the extra gene copies to<br />

return the species to a functionally diploid level). Evidence<br />

for this mechanism is circumstantial, but it seems likely to<br />

function in at least those cases that have been better studied<br />

thus far.<br />

Morphology and Anatomy<br />

Sporophytes<br />

Stems<br />

Most ferns have specialized stems called rhizomes that are<br />

positioned at the level <strong>of</strong> the substrate or somewhat buried.<br />

Rhizomes vary greatly in size, thickness and orientation.<br />

Most commonly, they are horizontal and creeping, but<br />

many species have short upright rhizomes. <strong>In</strong> some groups,<br />

notably the tree ferns, specialized stems are trunk-like and<br />

may be 20 m or more tall. These modified stems produce<br />

only adventitious roots and are usually covered with dense<br />

scales or hairs, at least towards the growing tip.<br />

Other types <strong>of</strong> stems occur in some primitive ferns and in<br />

most fern allies. Grape ferns (Ophioglossaceae) usually<br />

have somewhat tuberous stems. Horsetails (Equisetaceae)<br />

have both rhizomes and fluted or ridged aerial stems.<br />

Quillworts (Isoetaceae) have very short stout stems with<br />

the nodes very close together (corms). Most clubmosses<br />

(Lycopodiaceae) have relatively unspecialized stems<br />

Rhizomes are structurally simpler than those <strong>of</strong> most<br />

seed plants in that they do not produce secondary growth<br />

(wood). Even the tree ferns have only primary growth, and<br />

a thick mantle <strong>of</strong> interwoven roots is produced to help with<br />

structural support. <strong>In</strong> most ferns, the vascular system <strong>of</strong> the<br />

stem is in the form <strong>of</strong> a hollow cylinder interrupted (with<br />

gaps) where traces branch <strong>of</strong>f to the leaves. <strong>In</strong> crosssection,<br />

most fern rhizomes thus appear as an irregular ring<br />

<strong>of</strong> vascular bundles. <strong>In</strong> some primitive ferns and fern allies,<br />

the vascular system is a solid uninterrupted cylinder.<br />

<strong>Pteridophytes</strong> (<strong>Ferns</strong>)<br />

Leaves<br />

<strong>Pteridophytes</strong> exhibit an amazing variety <strong>of</strong> leaf morphologies.<br />

<strong>In</strong> most fern allies and a few primitive ferns, the<br />

leaves are reduced and scale-like, needle-like or grass-like,<br />

with at most a single vein. <strong>In</strong> most true ferns, however, the<br />

leaves are the dominant organ <strong>of</strong> the sporophyte and can be<br />

extremely complex in their pattern <strong>of</strong> division. <strong>In</strong> a few<br />

genera (especially in the Gleicheniaceae), the leaves are<br />

indeterminate in growth; that is, they continue to elongate<br />

at the tip, <strong>of</strong>ten reaching several metres in length and<br />

clambering over surrounding vegetation. The petiole<br />

(stipe) <strong>of</strong> fern leaves may be circular, angled, or U-shaped<br />

in cross-section, and is sometimes hairy or scaly. There are<br />

one to several vascular strands, and the number and<br />

position <strong>of</strong> these in the petiole are <strong>of</strong>ten diagnostic for<br />

individual families or genera.<br />

<strong>In</strong> most ferns, the development <strong>of</strong> the leaf follows a<br />

pattern known as ‘circinate vernation’. This produces a<br />

characteristic fiddlehead or crozier as the leaf uncurls. <strong>In</strong> a<br />

few genera, this pattern has become modified so that the<br />

unfurling leaf produces a hook-like structure. The fern<br />

allies and the grape ferns (Ophioglossaceae) do not exhibit<br />

circinate vernation but expand by unfolding or in an<br />

indefinite pattern.<br />

The leaf blade (lamina) varies from entire to highly<br />

divided, with pinnate, pedate and palmate patterns <strong>of</strong><br />

division in various species, but most commonly is one or<br />

more times pinnately compound. The continuation <strong>of</strong> the<br />

petiole as the central axis <strong>of</strong> the leaf blade is known as the<br />

rachis, to which the pinnae (primary divisions or leaflets)<br />

are attached. The pinnae may themselves be entire or one<br />

or more times compound. The ultimate divisions <strong>of</strong> the leaf<br />

are called pinnules, which may be entire or lobed. Venation<br />

<strong>of</strong> the leaves can be quite complex, with several orders <strong>of</strong><br />

successively finer midveins (costae) and lateral veins. The<br />

venation <strong>of</strong> the pinnules may be unbranched or branched<br />

with free to variously anastomosing veinlets.<br />

Fern leaves may be glabrous or variously covered with<br />

hairs and/or scales. <strong>In</strong> some species, the leaves are<br />

glandular and sticky. Other species secrete a powdery<br />

farina, usually on the leaf undersurface, which may be<br />

white or bright yellow or orange. The leaves also vary<br />

greatly in thickness and texture. The thinnest leaves occur<br />

in the filmy ferns (Hymenophyllaceae), in which the leaves<br />

are <strong>of</strong>ten only two cell layers thick. The production <strong>of</strong><br />

thick, leathery leaves or leaves with dense vestiture <strong>of</strong> hairs,<br />

scales, glands or farina is generally explained as adaptation<br />

to droughty habitats and/or areas <strong>of</strong> high sunlight.<br />

Sporangia<br />

<strong>In</strong> fern allies and a few primitive ferns, relatively large<br />

sporangia are produced either in complex cone-like strobili<br />

at the stem or branch tips or in the axils at the bases <strong>of</strong><br />

leaves. Some fern species produce dimorphic leaves, with<br />

vegetative (trophophyll) and fertile (sporophyll) leaves<br />

3


having different morphologies. <strong>In</strong> other ferns, the leaf is<br />

divided into specialized fertile and vegetative regions.<br />

However, in most ferns, the sporangia are produced on the<br />

undersurface <strong>of</strong> normal leaves.<br />

The positional patterns and other details <strong>of</strong> sporangia on<br />

the leaf undersurface are <strong>of</strong>ten diagnostic for particular<br />

families or genera and are a principal tool in fern<br />

classification. At one extreme, the sporangia may entirely<br />

cover the leaf undersurface (acrostichoid). <strong>In</strong> contrast, in<br />

some primitive ferns, the sporangia are sparsely scattered<br />

along some veins. <strong>In</strong> most ferns, however, the sporangia<br />

are grouped into discrete lines or clusters known as sori.<br />

Sori may be circular to linear, positioned along the margin<br />

or towards the midvein (costa), surficial or in a groove or<br />

channel, etc. <strong>In</strong> some cases, the developing sori are<br />

protected by a recurved leaf margin (false indusium), a<br />

covering <strong>of</strong> deciduous scales, or a more permanent small<br />

flap <strong>of</strong> tissue, the indusium. <strong>In</strong>dusia vary greatly in shape,<br />

size, texture and persistence, ranging from umbrellashaped<br />

to globose to linear. <strong>In</strong> the water ferns (Azollaceae,<br />

Marsileaceae, Salviniaceae), the sporangia become enclosed<br />

in hardened capsular structures called sporocarps<br />

that are formed either from modified leaflets or from<br />

modified indusia.<br />

The sporangia themselves are usually positioned on a<br />

somewhat thickened vein ending or along a portion <strong>of</strong> a<br />

vein. <strong>In</strong> most cases, the sporangium consists <strong>of</strong> a stalk, <strong>of</strong><br />

varying length and cell number, and a multicellular<br />

capsule. <strong>In</strong> most ferns, the capsule is differentiated into<br />

thin-walled cells and an annulus, a ring or region <strong>of</strong> cells<br />

with only some <strong>of</strong> the walls thickened. The annulus<br />

functions in spore release.<br />

Spores<br />

Spores are the main structures by which ferns are dispersed<br />

to form new populations. As such, in most ferns, they are<br />

relatively impervious, long-lived and metabolically inactive.<br />

Although the majority <strong>of</strong> spores produced fall within a<br />

few metres <strong>of</strong> the parental sporophyte, the spores <strong>of</strong> some<br />

ferns have been recovered from air currents in the<br />

stratosphere during high-elevation atmospheric sampling<br />

studies and ferns are among the most successful colonists<br />

<strong>of</strong> highly isolated oceanic islands. Although the life <strong>of</strong> most<br />

spores is measured in terms <strong>of</strong> months or a few years, in<br />

some cases fern spores have been induced to germinate<br />

after more than a hundred years <strong>of</strong> storage. <strong>In</strong> a few groups<br />

scattered throughout the ferns and fern allies, the spores<br />

are relatively thin-walled, green and photosynthetically<br />

active, and relatively short-lived, reflecting an adaptation<br />

to rapid establishment <strong>of</strong> new plants following dispersal.<br />

Developmentally, spores are the direct products <strong>of</strong><br />

meiosis, which begins with a single spore mother cell<br />

undergoing two separate rounds <strong>of</strong> division, and yields a<br />

tetrad <strong>of</strong> products that breaks apart into four individual<br />

4<br />

<strong>Pteridophytes</strong> (<strong>Ferns</strong>)<br />

spores. The spatial relationship between the plane <strong>of</strong><br />

division <strong>of</strong> the two rounds <strong>of</strong> meiotic division affects the<br />

shape and markings <strong>of</strong> the resulting spores. Two main<br />

types are recognized. Trilete (tetrahedral) spores vary from<br />

nearly spherical to somewhat three-angled and have a<br />

three-branched scar where each spore was attached to the<br />

others in the tetrad. Monolete (bilateral) spores are<br />

ellipsoid to bean-shaped and have a linear attachment<br />

scar along one side. The attachment scar is usually where<br />

the spore ruptures during germination. As it matures, each<br />

spore develops two or three outer protective layers, the<br />

relatively thin endospore, the thick perispore, and in some<br />

cases an outermost exospore. The exospore and also<br />

portions <strong>of</strong> the perispore actually develop from materials<br />

produced by the inner sporangium wall and deposited over<br />

the spore, rather than by the spore itself.<br />

Mature spores vary greatly in size and surface sculpturing.<br />

Spores <strong>of</strong> some Marattiaceae are only about 15 mmin<br />

diameter, whereas the megaspores <strong>of</strong> some Selaginella<br />

species may approach 1 mm. The surface sculpturing is<br />

<strong>of</strong>ten diagnostic for various species, genera and/or<br />

families, ranging from smooth to wrinkled, spiny and/or<br />

with wing-like ridges.<br />

Gametophytes<br />

Upon germination <strong>of</strong> spores, cell divisions produce first a<br />

filamentous structure. <strong>In</strong> most ferns, this subsequently<br />

continues to divide in two or more planes and eventually<br />

differentiates into the mature gametophyte. The typical<br />

fern gametophyte is a flat, heart-shaped structure, with two<br />

lobes and an intervening notch at one end and the other end<br />

narrowed or rounded. It can vary in size from a few<br />

millimetres to about 1 cm in size. A number <strong>of</strong> variations<br />

exist but are not widespread, including filamentous, strapshaped<br />

and irregularly lobed gametophytes. <strong>In</strong> pteridophytes<br />

with subterranean mycorrhizal gametophytes, these<br />

can mature to various shapes, but most are either tubular<br />

or cushion-shaped.<br />

Gametophytes are moss-like in that they lack vascular<br />

tissue and roots. Slender hair-like structures called rhizoids<br />

function to absorb water and nutrients and act to anchor<br />

the gametophyte to the substrate. The gametangia (sex<br />

organs) generally are formed on the side <strong>of</strong> the gametophyte<br />

away from the light (except in subterranean<br />

gametophytes). The antheridia are positioned among the<br />

rhizoids and are more or less spherical structures consisting<br />

<strong>of</strong> a jacket <strong>of</strong> cells enclosing the spermatozoids. The<br />

archegonia are usually positioned near the notch on a<br />

slightly thickened pad <strong>of</strong> tissue. They are flask-shaped and<br />

somewhat sunken into the tissue. The neck <strong>of</strong> the<br />

archegonium consists <strong>of</strong> four columns <strong>of</strong> cells that separate<br />

at maturity, opening a canal and exposing the egg cell in the<br />

base for fertilization by the spermatozoid.


Systematics and Classification<br />

Classification <strong>of</strong> pteridophytes remains somewhat controversial.<br />

The terms ‘pteridophytes’, ‘ferns and fern allies’<br />

and ‘vascular cryptogams’ continue to be used informally<br />

by botanists who wish to avoid becoming enmeshed in the<br />

technical details <strong>of</strong> competing systems <strong>of</strong> fern classification.<br />

Although many <strong>of</strong> the groups <strong>of</strong> ferns and fern allies<br />

are distinctive and have been recognized since antiquity,<br />

the relationships among these groups and the taxonomic<br />

level at which they should be recognized still has not been<br />

fully resolved. <strong>In</strong> recent years, a consensus has begun to<br />

emerge, and molecular phylogenetic studies involving<br />

mostly the comparison <strong>of</strong> various gene sequences have<br />

helped to refine theories <strong>of</strong> pteridophyte evolution and<br />

taxonomy.<br />

<strong>In</strong> general, pteridophytes have a long fossil record and<br />

the main lineages trace their origins to the first vascular<br />

land plants. <strong>Pteridophytes</strong> were dominant plants in the<br />

swamps <strong>of</strong> the Carboniferous Period more than 300 million<br />

years ago, which gave rise to the world’s major coal<br />

deposits. <strong>In</strong> some groups, such as the horsetails (Equisetaceae),<br />

the relatively few modern species are the remnants<br />

<strong>of</strong> formerly much more diverse lineages. On the other hand,<br />

some modern fern species have existed for long times, as<br />

shown by the fossils indistinguishable from the modern<br />

sensitive fern (Onoclea sensibilis) dating back to the<br />

Palaeocene Epoch more than 60 million years ago.<br />

<strong>In</strong> recent years, a fundamental shift in our understanding<br />

<strong>of</strong> primitive pteridophyte classification has<br />

occurred. Traditionally, three or four main groups had<br />

been recognized. These included the clubmosses and<br />

related groups (lycophytes), the horsetails (sphenophytes,<br />

sometimes called arthrophytes), the true ferns (filicaleans),<br />

and sometimes the whisk ferns (psilophytes). The psilophytes,<br />

an unusual group with structurally relatively<br />

simple plants, were considered the most primitive group<br />

<strong>of</strong> extant vascular plants by some botanists and true ferns<br />

with reduced simplified structure by others. Recent<br />

anatomical and molecular studies have shown that the<br />

latter interpretation is probably correct – the Psilotaceae<br />

are primitive ferns whose stems, leaves and sporangia have<br />

become simplified over time. These same studies have<br />

yielded an even more fundamental conclusion. The<br />

lycophytes are apparently the most primitive group <strong>of</strong><br />

extant vascular plants. The lineage leading to the seed<br />

plants (gymnosperms and angiosperms) has its origins<br />

within the pteridophyte lineage before the divergence <strong>of</strong><br />

both the true ferns and the horsetails. Thus, the most recent<br />

hypothesis <strong>of</strong> pteridophyte evolution advocates the existence<br />

<strong>of</strong> two fundamental groups, the lycophytes and the<br />

remaining ferns and fern allies.<br />

There are a number <strong>of</strong> relatively primitive fern families,<br />

many <strong>of</strong> which are represented by relatively few modern<br />

species but some <strong>of</strong> which have extremely long fossil<br />

records. The greatest diversity <strong>of</strong> modern species exists<br />

among the most advanced fern groups, and the number <strong>of</strong><br />

families to be accepted and the relationships among these<br />

families are the topic <strong>of</strong> intensive systematic research at<br />

present.<br />

Table 1 summarizes current hypotheses concerning<br />

pteridophyte classification, from most primitive to most<br />

advanced. An estimate <strong>of</strong> the number <strong>of</strong> extant genera and<br />

species, in parentheses, follows each family name, and also<br />

the common names <strong>of</strong> selected well-known examples.<br />

Economic Importance<br />

<strong>Pteridophytes</strong> (<strong>Ferns</strong>)<br />

Relatively few species <strong>of</strong> pteridophytes are economically<br />

important. Perhaps the best-known current use is horticultural,<br />

as garden plants, house plants and specimen<br />

plants in conservatories and greenhouses. One species,<br />

Ruhmora adiantiformis is <strong>of</strong>ten called florist’s fern; its finely<br />

divided but thick and leathery leaves resist wilting and are<br />

used in cut flower arrangements. Another horticultural<br />

practice has been the use <strong>of</strong> chunks <strong>of</strong> the dense rotresistant<br />

root mantles covering the stems <strong>of</strong> tree ferns<br />

(known as orchid bark) as a substrate for growing orchids<br />

and other plants that are epiphytic in nature. However, this<br />

has caused the decline and endangerment <strong>of</strong> numerous tree<br />

fern species, with the result that commercial trade in tree<br />

fern products is now strictly regulated by international law<br />

and trade treaties.<br />

A number <strong>of</strong> ferns have been used in handicrafts.<br />

Petioles <strong>of</strong> some members <strong>of</strong> the climbing fern family,<br />

Schizaeaceae, as well as other groups, are used in some<br />

tropical countries for colour designs in basketry and<br />

bracelets. Pteridium (bracken) leaves have been used to<br />

make a green dye. The rhizomes <strong>of</strong> the tree fern Cibotium,<br />

which are covered with dense, long, golden hairs, have been<br />

fashioned since antiquity into animal statue curios sometimes<br />

known as ‘vegetable lamb <strong>of</strong> Tartary’.<br />

One group <strong>of</strong> pteridophytes with an extensive history <strong>of</strong><br />

use is the clubmosses (Lycopodiaceae). The microscopic<br />

spores <strong>of</strong> these fern allies contain nonvolatile oils that<br />

made them useful as dry industrial lubricants. They have<br />

also been used to keep latex items such as surgical gloves<br />

and condoms from sticking together, but this practice has<br />

been mostly discontinued since it was discovered that the<br />

spores caused skin irritation and allergic reactions in some<br />

people. Other uses <strong>of</strong> the spores have been in flash powder<br />

for photography and in fingerprint powder used in forensic<br />

investigation.<br />

Various ferns are also eaten as food, with the young<br />

foliage usually steamed as a vegetable or dried and used as<br />

an additive in stews and sauces. Several species are eaten,<br />

including Diplazium esculentum (which is cultivated for this<br />

purpose in parts <strong>of</strong> Asia), but the commercially most<br />

important species in the western hemisphere is Matteuccia<br />

struthiopteris, the ostrich fern, whose fiddleheads are a<br />

5


Table 1 Summary <strong>of</strong> the classification <strong>of</strong> extant pteridophyte families<br />

Lycophytes (Division Lycopodiophyta) (4 extinct orders 1 3 extant orders (each with 1 family))<br />

Lycopodiaceae (4/380), clubmosses<br />

Isoetaceae (1/130), quillworts<br />

Selaginellaceae (1/800), spikemosses<br />

<strong>Ferns</strong> (Division Pteridophyta)<br />

Eusporangiate ferns (3 extant orders, each with 1 family)<br />

Psilotaceae (2/12), whisk ferns<br />

Ophioglossaceae (3–8/80), grape ferns<br />

Marattiaceae (4/100), giant ferns<br />

Sphenophytes (3 extinct orders 1 Equisetales)<br />

Equisetaceae (1/15), horsetails<br />

Leptosporangiate ferns (1 extinct order 1 about 10 extant orders)<br />

Primitive isolated groups (6 orders (each with 1 modern family except that Cheiropleuriaceae is in Dipteridales))<br />

Osmundaceae (3/20), cinnamon and royal ferns<br />

Hymenophyllaceae (2 or 3/650), filmy ferns<br />

Stromatopteridaceae (1/1)<br />

Gleicheniaceae (4/150), scrambling ferns<br />

Cheiropleuriaceae (1/1)<br />

Dipteridaceae (1/8)<br />

Schizaeaceae (5/200), climbing ferns, curly grass fern<br />

Heterosporous aquatic groups (Order Marsileales, also called Hydropteridales)<br />

Marsileaceae (3/70), water clovers<br />

Azollaceae (1/6), mosquito ferns<br />

Salviniaceae (1/11), water spangles<br />

Tree ferns (Order Cyatheales)<br />

Loxomataceae (2/2)<br />

Plagiogyriaceae (1/11)<br />

Matoniaceae (2/4)<br />

Metaxyaceae (1/2)<br />

Dicksoniaceae (5/28–33), tree ferns<br />

Lophosoriaceae (1/1)<br />

Hymenophyllopsidaceae (1/8)<br />

Cyatheaceae (14–20/620–675), tree ferns<br />

Advanced groups (Order Polypodiales)<br />

Lindsaeaceae (5/200)<br />

Dennstaedtiaceae (14/350), cup ferns, hay-scented fern, bracken<br />

Pteridaceae (35–45/1150), cliff brakes, lip ferns, goldback ferns, maidenhair ferns, shoestring ferns<br />

Aspleniaceae (1/800), spleenworts<br />

Thelypteridaceae (1–35/900)<br />

Blechnaceae (8/250), chain ferns<br />

Dryopteridaceae (including Tectariaceae) (30/950), wood ferns, shield ferns, halberd ferns, ostrich fern, sensitive fern<br />

Woodsiaceae (including Athyriaceae) (10–13/500), fragile ferns, lady ferns, oak ferns<br />

Lomariopsidaceae (6/550), paddle ferns, tongue ferns<br />

Davalliaceae (14/120), rabbit’s foot ferns, Boston fern<br />

Polypodiaceae (including Grammitidaceae) (35–45/1050), polypodies, staghorn ferns<br />

common sight in markets <strong>of</strong> the northeastern United States<br />

in late spring. Formerly, Pteridium aquilinum (bracken)<br />

was quite important in some cuisines, particularly in parts<br />

<strong>of</strong> eastern Asia. However, medical studies have linked this<br />

species to stomach cancer and its use has declined.<br />

6<br />

<strong>Pteridophytes</strong> (<strong>Ferns</strong>)<br />

Perhaps the most economically valuable species <strong>of</strong><br />

pteridophyte is Azolla, a genus <strong>of</strong> tiny floating aquatic<br />

ferns. For centuries farmers in parts <strong>of</strong> eastern Asia<br />

jealously guarded strains <strong>of</strong> this plant, which they used to<br />

inoculate rice paddies in the spring for markedly increased<br />

yields. During the Vietnam War era, this practice came to


the attention <strong>of</strong> western scientists. They ‘discovered’ that<br />

hollow chambers in Azolla leaves contain symbiotic<br />

cyanobacteria (Anabaena azollae) that are able to convert<br />

atmospheric nitrogen into the nitrate form that serves as a<br />

major plant nutrient. Thus, the fast-growing plants <strong>of</strong><br />

Azolla acted as a living source <strong>of</strong> fertilizers. During the past<br />

few decades, millions <strong>of</strong> dollars have been spent to locate<br />

superior strains <strong>of</strong> this fern and to make the process more<br />

efficient, in an attempt to increase rice production in<br />

developing countries.<br />

A few ferns have had negative economic impacts because<br />

<strong>of</strong> their weediness. Two <strong>of</strong> the best examples include<br />

Salvinia and Pteridium. Salvinia molesta (Kariba weed,<br />

giant salvinia) is a floating aquatic fern that is weedy<br />

throughout the warmer parts <strong>of</strong> the world. <strong>In</strong> some<br />

situations it can form a mat several inches thick on the<br />

surface, that prevents light and oxygen penetrating into the<br />

water. <strong>In</strong> places such as New Guinea, this fern has at times<br />

threatened to destroy local fishing economies, and it is<br />

being carefully eradicated where found outside <strong>of</strong> its<br />

natural range in southern Brazil. Pteridium aquilinum<br />

(bracken) is a coarse fern with an immense creeping<br />

rhizome capable <strong>of</strong> reaching lengths <strong>of</strong> 400 m. The plant<br />

quickly invades open habitats, competing vigorously with<br />

other plants. Because the plants are toxic to livestock,<br />

bracken has ruined the pasturage on large acreages <strong>of</strong> land,<br />

especially in parts <strong>of</strong> Europe.<br />

Further Reading<br />

<strong>Pteridophytes</strong> (<strong>Ferns</strong>)<br />

Camus JM, Gibby M and Johns RJ (eds) (1996) Pteridology in<br />

Perspective. Kew, UK: Royal Botanic Gardens.<br />

Galston AW (1975) The water fern–rice connection. Natural History<br />

84(12): 10–11.<br />

Hoshizaki BJ and Moran RC (2001) Fern Grower’s Manual, revised edn.<br />

Portland, OR: Timber Press.<br />

Kramer KU and Green PS (eds) (1990) <strong>Pteridophytes</strong> and Gymnosperms;<br />

vol. 1 in Kubitzki K (ed.) The Families and Genera <strong>of</strong> Vascular Plants.<br />

Berlin: Springer-Verlag.<br />

May LW (1979) The economic uses and associated folklore <strong>of</strong> ferns and<br />

fern allies. Botanical Review (Lancaster) 44: 491–528.<br />

Perring FH and Gardiner BG (eds) (1976) The biology <strong>of</strong> bracken.<br />

Botanical Journal <strong>of</strong> the Linnaean Society 73: 1–302.<br />

Pryer KM, Schneider H, Smith AR et al. (2001) Horsetails and ferns are a<br />

monophyletic group and the closest living relatives to seed plants.<br />

Nature 409: 618–622.<br />

Sheffield E, Wolf PG and Haufler CH (1989) How big is a bracken plant?<br />

Weed Research 29: 455–460.<br />

Tryon RM and Tryon AF (1982) Fern and Allied Plants, with Special<br />

Reference to Tropical America. New York: Springer-Verlag.<br />

Wolf PG (ed.) (1995) Use <strong>of</strong> molecular data in evolutionary studies <strong>of</strong><br />

pteridophytes. American Fern Journal 85: 101–428.<br />

Wolf PG, Sipes SD, White MR et al. (1999) Phylogenetic relationships <strong>of</strong><br />

the enigmatic fern families Hymenophyllopsidaceae and Lophosoriaceae:<br />

evidence from rbcL nucleotide sequences. Plant Systematics<br />

and Evolution 219: 263–270.<br />

7

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