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Complex Acquisition of IAMD - National Defense Industrial Association

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<strong>Complex</strong> <strong>Acquisition</strong> Issues in Integrated Air<br />

& Missile <strong>Defense</strong><br />

Lessons Observed, Challenges, and Options<br />

Henry ‘Hank’ Davis<br />

Consultant to The Boeing Company<br />

Focus Team Leader, <strong>Acquisition</strong> Path to Global <strong>IAMD</strong> Focus Team<br />

<strong>National</strong> <strong>Defense</strong> <strong>Industrial</strong> <strong>Association</strong> (NDIA),<br />

Strike, Land Attack, and Air <strong>Defense</strong> (SLAAD) Division<br />

July 2010<br />

Unclassified<br />

1


Global <strong>IAMD</strong> <strong>Acquisition</strong> Focus<br />

Focus Team Task<br />

• From… capability development implications, make specific<br />

recommendations in the related areas <strong>of</strong> requirements for<br />

acquisition alternatives and programmatic risks to leverage the<br />

best <strong>of</strong> industry to develop and integrate (and test) existing and<br />

emerging Joint capabilities into a seamless and flexible Global<br />

<strong>IAMD</strong> capability, including Joint Integrated Fire Control (JIFC)<br />

capabilities<br />

What is an appropriate strategy for successfully acquiring a<br />

Global <strong>IAMD</strong> capability?<br />

Unclassified<br />

2


Global <strong>IAMD</strong><br />

Attributes <strong>of</strong> Joint Integrated Fire Control (IFC)<br />

Integrated Engagement Space • High capacity, high speed, adaptive Battle<br />

Management systems<br />

Geographic Combat Area<br />

Joint IFC, evolving from NIFC-CA concepts,<br />

supports capability to neutralize and mitigate<br />

effects <strong>of</strong> adversaries by destroying air and missile<br />

threats in all domains (air, land, maritime, space,<br />

and cyberspace)<br />

• Globally distributed sensor nets, distributed<br />

weapons platforms<br />

• Weapons matched to sensors and fire control<br />

capabilities<br />

• Interoperable distributed track fusion and ID engines<br />

with automated real-time correlation<br />

• Robust tactical networks with interoperable real-time<br />

data distribution systems<br />

• Modernized Doctrine, Tactics, Techniques and<br />

Procedures to leverage new netted concepts<br />

Unclassified<br />

Joint Engagement Zone (JEZ)<br />

3


Global <strong>IAMD</strong> Capability --- “Window to the Future”<br />

Global <strong>IAMD</strong> capability depends on in-depth transition to a net-centric,<br />

service-oriented architecture “system <strong>of</strong> systems” concept<br />

Unclassified<br />

4


Global <strong>IAMD</strong> Fire Control Network<br />

Finding and Recommendations<br />

Finding --- CEC fire control network architecture alone is insufficient to<br />

provide fire control network for Global-<strong>IAMD</strong> capability.<br />

Recommendations:<br />

• Consider re-partitioning CEC system between the “radio” and the<br />

“processing”… technology has rendered system architecture obsolete.<br />

• Expand program/industry participation to re-architect and upgrade the<br />

“processing” to facilitate integration into a wide variety <strong>of</strong> combat and<br />

sensing systems to support a large scale Joint sensing network for<br />

counter air and ballistic missile battle management & fire control … e.g.<br />

updated network topologies, geodetic referencing, added filters<br />

• Consider providing CEC “radio” element for expanding joint battle<br />

management and command & control connectivity<br />

Joint fire control sensing networks must employ “CEC-like,” composite<br />

tracking capabilities capable <strong>of</strong> handling large numbers <strong>of</strong> network<br />

contributors and very high track loads<br />

Unclassified<br />

5


Tactical Data Links<br />

Finding and Recommendations<br />

Finding: JTIDS/Link-16 has limited capability for Global <strong>IAMD</strong>, including:<br />

– Network architecture not designed for <strong>IAMD</strong> --- adequate for CTP/COP<br />

– Native form has line-<strong>of</strong>-sight limitations --- airborne, point to point<br />

– Track numbers limited<br />

– Insufficient tracks for BM track cluster discrimination<br />

– Latency: limits defended area and available battlespace<br />

– No simultaneous reporting from multiple sensors (R 2 - one per track)<br />

– Inconsistent data interpretations across Services<br />

– System designed as situational awareness system and only works as fire control<br />

against long-range ballistic missiles<br />

– Needs broad digital air control for fighter contributions to <strong>IAMD</strong><br />

Recommendations:<br />

• Assess suitability <strong>of</strong> transformational communications “tactical edge” programs<br />

(Joint Tactical Radio Systems, Wide Band Networks, Link 16 updates) performance<br />

and architectures to handle G-<strong>IAMD</strong> battle management and Joint Integrated Fire<br />

Control demands.<br />

• Assess the forward and backward interoperability with essential existing and<br />

future elements <strong>of</strong> G-<strong>IAMD</strong> battle management and Joint Integrated Fire Control<br />

• Define concepts for employment <strong>of</strong> Link 16 over a CEC-like radio element to<br />

support netted sensors and Joint-Integrated Fire Control.<br />

Unclassified<br />

6


Joint Integrated Air & Missile <strong>Defense</strong><br />

System <strong>of</strong><br />

Systems<br />

Naval Integrated<br />

Fire Control-<br />

Counter Air<br />

Joint<br />

Integrated<br />

Fire Control<br />

Development <strong>of</strong> Global <strong>IAMD</strong> Capability in Joint<br />

Engagement Zones is <strong>Complex</strong> & Highly Interactive<br />

C2-Battle Mgmt Sensors Weapons Networks<br />

• JFMMC-MOC<br />

• Aegis C&D<br />

• E-2D<br />

• E-3 40-45<br />

• 767 AWACS<br />

• GTACS<br />

• BCS-F & M<br />

• Integrated Battle<br />

Command System<br />

• GMD Fire Control<br />

• C2BMC<br />

• Global<br />

Engagement<br />

Manager<br />

• 737 AEW&C<br />

• Others<br />

• SPY<br />

• JLENS<br />

• E-2D Radar<br />

• AWACS Radar<br />

• TPS75<br />

• Sentinel Radar<br />

• AEW&C Radar<br />

• G/ATOR<br />

• Tactical Aircraft<br />

ESAs<br />

• TPY2<br />

• UEWR<br />

• Cobra Dane<br />

• Cobra Judy<br />

• SBX<br />

• SBIRS<br />

• DSP<br />

• <strong>National</strong> Sensors<br />

• DCGS<br />

• ACIP-NEXTGEN ISR<br />

• Single Integrated<br />

Pictures ?<br />

• Others<br />

• SM-6<br />

• Patriot<br />

• Tactical<br />

Fighters<br />

• Advanced AA<br />

Missiles<br />

• THAAD<br />

• GBI<br />

• ABL<br />

• SLAAMRAAM<br />

• Others<br />

• CEC-DDS<br />

• JTIDS-<br />

Link 16<br />

• JTRS<br />

• WNW<br />

• GIG-BE<br />

• GCN<br />

• TCN<br />

• WIN-T<br />

• TSAT ?<br />

• NCES<br />

(including<br />

real time<br />

wireless)<br />

• DIB<br />

• Others<br />

Unclassified<br />

Joint Engagement Zone<br />

(JEZ)<br />

Development <strong>of</strong> “large scale system <strong>of</strong> systems” capability demands<br />

robust system <strong>of</strong> systems engineering, integration, test, doctrine and<br />

training development and common networks & communications<br />

7


System <strong>of</strong> System<br />

Definition<br />

System <strong>of</strong> Systems<br />

Engineering<br />

System <strong>of</strong> Systems<br />

Integration &<br />

Acceptance<br />

Systems<br />

Development<br />

What Makes System Of Systems<br />

Development Hard ?<br />

• Mission Description<br />

• Operational Concepts<br />

• Technical Objectives and Goals (TOG)<br />

• Performance Validation<br />

• Evolution Strategy…<br />

• Concept Development<br />

• Trade Studies & Analyses…Performance<br />

& Multi-role Equities<br />

• Functional Allocation to Define System<br />

Capability Specifications<br />

• Verification / Test Objectives<br />

• Engineering Process Control…<br />

• Configuration Management / Control<br />

• Interface Specification & Control<br />

• Performance Assessment (Operational &<br />

Technical) “virtual”<br />

• Integration & Testing<br />

• Doctrine and Training…<br />

• Life Cycle Product Development<br />

• Element Design Specifications & Interface<br />

Control Documents (ICD)<br />

• Hardware and S<strong>of</strong>tware Products<br />

Unclassified<br />

Defining<br />

Objectives<br />

Engineering<br />

Design<br />

Assembling the<br />

System<br />

Building the<br />

Elements<br />

8


Systems <strong>of</strong><br />

Systems<br />

Definition<br />

SoS<br />

Engineering<br />

SoS Integ &<br />

Acceptance<br />

Systems<br />

Development<br />

System <strong>of</strong><br />

Systems<br />

Characteristics<br />

Government<br />

Integrator<br />

Government<br />

FFRDC<br />

Government<br />

&<br />

Independent<br />

Contractor<br />

Associate Contractor<br />

Agreements (ACAs)<br />

Unclassified<br />

SoS <strong>Acquisition</strong> Options<br />

Industry Integrator<br />

Government<br />

FFRDC<br />

Industry Integrator<br />

Industry<br />

Integrator<br />

(Not a Systems<br />

Developer)<br />

Some ACAs<br />

Prime<br />

Contractor<br />

Government<br />

FFRDC<br />

Prime Contractor<br />

CTR CTR CTR CTR CTR CTR CTR CTR CTR<br />

Highly Interactive,<br />

With Moderate<br />

Elements<br />

Large, Highly Interactive,<br />

Multi-role With Many<br />

Elements<br />

Prime<br />

Contractor<br />

Some ACAs<br />

Well Defined &<br />

Contained With Few<br />

Elements<br />

Allocation <strong>of</strong> tasks & accountabilities between Government,<br />

FFRDCs, Integrator/Prime and Independent Contractors define<br />

spectrum <strong>of</strong> different acquisition strategies & associated risks<br />

9


Emerging “1 st Principles” <strong>of</strong> Successful<br />

Large-Scale Development Programs<br />

• Requirements<br />

– Warfighter involvement institutionalized in acquisition strategy --- from concept thru development<br />

– Transition from operational views to system <strong>of</strong> systems views --- the first 10% <strong>of</strong> development is<br />

critical to success --- must involve large scale integrators.<br />

– Set only top level performance specs (KPPs) and use large scale integrator to flow down to<br />

procurement<br />

• <strong>Acquisition</strong> Strategy<br />

– Program structure & reporting level must reflect priority <strong>of</strong> development<br />

– Clear responsibility, accountability, authority and resolve charter issues as a team.<br />

– Continuous and open communications to give full insight into program health<br />

– Large scale integrator must account for system requirements & interfaces and define test &<br />

acceptance <strong>of</strong> elements.<br />

– SOS developments are long and complex, spirals and concurrency are required & funded<br />

• Architectures<br />

– Must drive the acquisition strategy to keep management and business relationships clear.<br />

– Involve thousands <strong>of</strong> elements and millions <strong>of</strong> interface requirements<br />

– Use net-centric and service oriented to enhance competitive incentives across system <strong>of</strong> systems<br />

• Business Models<br />

– Architecture will drive the business models --- supplier management is most critical element<br />

– Government and industry team must have highly competent and proven program & technical<br />

leadership --- growing demographic challenges.<br />

– Integrator award fees must be sufficiently high to attract qualified integration companies<br />

– Large scale integrator business models must transform during acquisition cycle<br />

Integrated capability developments are “game changers” in<br />

government requirements/acquisition and industry cultures<br />

Unclassified<br />

10


Global <strong>IAMD</strong> <strong>Acquisition</strong> Alternatives<br />

Finding and Recommendations<br />

Finding --- Large, complex integrated capability acquisitions challenge<br />

both government & industry management culture and business models!<br />

Recommendations:<br />

• Propose a Global <strong>IAMD</strong> acquisition charter at Joint/OSD level…change<br />

to capability based acquisition<br />

• Broaden industry involvement to create government/industry teams by<br />

competing and awarding multiple contracts to develop a range <strong>of</strong><br />

innovative Global <strong>IAMD</strong> architectural and acquisition strategies<br />

Global <strong>IAMD</strong> acquisition strategy must leverage technology, program,<br />

contracting, and business innovation from across industry and<br />

FFRDC/UARC communities<br />

Unclassified<br />

11


Unclassified<br />

Backup Slides<br />

12


Global <strong>IAMD</strong> System Assessment<br />

Finding and Recommendations<br />

• Finding: There is no established real-time capability to assess performance<br />

<strong>of</strong> BMD systems and interceptors in real-world tactical operations<br />

Recommendations:<br />

• Define requirements for “real-time assessment” <strong>of</strong> tactical BMD system<br />

performance to enable rapid system updates:<br />

– Data collection needs and concepts<br />

– System fix concepts…eventually a real-time capability<br />

• Work with MDA to establish BMD Battlefield Learning Group for BMD analysis<br />

support:<br />

– Pull technical expertise from MDA, service warfighters, FFRDCs, labs,<br />

industry, and other stakeholders<br />

– Integrate into planned test shots and operational testing to refine<br />

requirements<br />

Early fielding <strong>of</strong> Fleet BMD capability will reveal many unknown<br />

performance risks…first shots in “anger” may miss!<br />

Unclassified<br />

13


Large-Scale Capabilities <strong>Acquisition</strong><br />

“Lessons Observed ‘Gurus’ ”<br />

• Dennis Gormley… Monterey Institute, International Institute for Strategic Studies, Rand,<br />

Pacific Sierra …Thought Leader in DoD policy changes since emergence <strong>of</strong> mass missile<br />

threats<br />

– Author <strong>of</strong> “Missile Contagion” … thesis: “…we are at a tipping point from missile threats, across<br />

strategic to tactical levels.”<br />

• Dr. Allen Adler… former DARPA executive… development <strong>of</strong> Future Combat Systems<br />

acquisition and system <strong>of</strong> systems engineering processes<br />

– System <strong>of</strong> Systems engineering & acquisition approach essential to successful large-scale<br />

capability integration<br />

• Dr. John Peller… former Rockwell-Boeing executive…Large scale capability<br />

developments from Minuteman ICBMs to Missile <strong>Defense</strong> to Future Combat Systems<br />

– Net-centric capabilities are acquisition “game changers” for Government and Industry<br />

• David Kier… formerly Deputy NRO, Government PM for Special Programs, Lockheed PM<br />

for <strong>National</strong> Team for C2BMC<br />

– Risk management must span from requirements definition thru acquisition and acceptance<br />

– Integrator business incentives are essential to bring the right industry capability to the table<br />

• Dr. Jerry Augeri… Lincoln Labs involved in development and fielding <strong>of</strong> <strong>National</strong> Capital<br />

Region IADS<br />

– Global Sensor Integration Network Concepts … Advanced Service-Oriented network architectures<br />

Unclassified<br />

14


Unclassified<br />

Thoughts on a Global <strong>IAMD</strong><br />

<strong>Acquisition</strong> Strategy<br />

• Unify tactical requirements ... Using broad area announcements to<br />

develop system architectures and cost estimations<br />

– Create an “outside the box” Government (DARPA-War fighter?)-Industry team to<br />

work Joint system <strong>of</strong> systems requirements development with industry --- Move<br />

J<strong>IAMD</strong>O Operational Views to System Views to underpin acquisition strategy.<br />

– Focus on system <strong>of</strong> systems architecture and integration <strong>of</strong> existing and<br />

emerging systems<br />

• Use system <strong>of</strong> systems architectural elements and networks to drive<br />

programs toward integration<br />

– Define joint track manager and networks for surveillance and precision tracking<br />

– Architect battle command in JEZ built upon NIFC-CA “concept” to merge ballistic<br />

missile defenses with air defenses, to include defensive counter-air<br />

– Focus on integration <strong>of</strong> space and airborne sensors for elevation and overlapping<br />

sensor coverage<br />

– Define integrated tactical architecture for Global <strong>IAMD</strong> to include warfighting and<br />

planning elements<br />

• Phase delivery <strong>of</strong> global <strong>IAMD</strong> capability to warfighters<br />

– Consider regional and cross-AOR requirements and policy implications<br />

15


N2/N6 & N8 Realignment<br />

Findings and Recommendation<br />

Finding: N2/N6 and N8 realignment emphasizes “information” and<br />

“user integration”<br />

Recommendations:<br />

• Charter a robust net-centric system <strong>of</strong> systems engineering and integration<br />

capability to integrate warfighters into requirements development & analysis and<br />

program definition…Consider significant competitive use <strong>of</strong> world-class<br />

industry, FFRDC/UARC capabilities.<br />

• Focus on “force-level systems engineering” <strong>of</strong> requirements by using<br />

collaboratively developed mission threads/kill chains and design reference<br />

missions employing warfighter in the loop simulations.<br />

• Take deliberate action to mitigate risks to integration <strong>of</strong> ISR-SA and Integrated<br />

Fire Control initiatives critical to Global <strong>IAMD</strong><br />

Navy staff realignment presents significant opportunity to transition to<br />

capability based acquisitions<br />

Unclassified<br />

16


Global <strong>IAMD</strong> Technical Architecture<br />

Finding and Recommendations<br />

Finding --- “Open standards” requires redefinition --- Integration must occur<br />

at the data level, across large, ad hoc, tactical, real-time wireless networks<br />

Recommendations:<br />

• Use Global <strong>IAMD</strong> capability development to enable information sharing<br />

and interoperability environment<br />

• Open existing weapons systems for integration into the Global <strong>IAMD</strong><br />

network<br />

• Follow commercial development <strong>of</strong> wired and wireless network standards<br />

… they are making the investment<br />

• Define systems as data centric…information exchange must handle many<br />

contributors and users that will not have common systems<br />

• Use commercial tools where timing, information assurance and data<br />

integrity allow<br />

• Reemphasize architecture education and training to transition to net<br />

centric systems engineering<br />

Integration across a tactical, ad hoc, wireless warfighting network demands<br />

advanced net-centric engineering far beyond “open architecture” s<strong>of</strong>tware<br />

development concepts<br />

Unclassified<br />

17


Global <strong>IAMD</strong> Network Imperatives<br />

Finding --- Communications challenged/bandwidth limited environments<br />

demand robust, secure and adaptive quality <strong>of</strong> service to meet timeliness<br />

requirements in large scale network tactical operations<br />

• Real-time execution<br />

• Broad reach<br />

• Rapid updates<br />

• Secure<br />

• Cyber hardened<br />

• other<br />

Recommendations:<br />

Establish Government/Industry partnership in open network architecture,<br />

collaborative development, including<br />

– Interoperability services<br />

– Adaptive communication services (QoS)<br />

– Integral information assurance & cyber security<br />

• Develop solutions using advanced network technologies that resolve scaling<br />

and security concerns<br />

Unclassified<br />

18


Unclassified<br />

Global <strong>IAMD</strong><br />

Current <strong>Acquisition</strong> State<br />

Finding --- Current integrated capability roadmaps lack sufficiently well<br />

defined and enforced “Global <strong>IAMD</strong> objective architectural” concept<br />

alternatives<br />

• Joint capability architectural and systems requirements trades don’t drive sensor,<br />

weapons and network alternative trades<br />

•“Advanced Concept Demonstrations” do not transition well to integrated capability<br />

acquisitions<br />

Recommendations:<br />

• Broaden acquisition concept from just “sensors on weapons platforms” to<br />

advanced concepts <strong>of</strong> distributed sensor & weapons “server” networks…surface,<br />

air & space, and advanced “ad hoc battle management /command concepts”<br />

• Define requirements for G-<strong>IAMD</strong> system architectures to enable advanced<br />

capability… from strategic, operational and tactical to fire control in one<br />

architecture<br />

• Architect netted weapons-sensor systems to match track performance with<br />

accuracy requirements <strong>of</strong> a wide variety <strong>of</strong> weapons, fire control systems, and<br />

decision makers across the war fighting net<br />

• Scale existing netted sensor architecture to Joint capability<br />

• Define interoperability and data sharing requirements for existing programs<br />

sufficient to deliver integrated warfare capability<br />

19


Thoughts on Global <strong>IAMD</strong> <strong>Acquisition</strong><br />

Leadership & Organization<br />

• Responsibility (Ownership…job description)<br />

– Define G<strong>IAMD</strong> System <strong>of</strong> Systems system architectures to meet capability<br />

required to execute essential mission threads (kill chains)<br />

– Define and implement architecturally focused acquisition strategy<br />

• Accountability (Delivery)<br />

– Report to sufficiently high level acquisition authority<br />

– System <strong>of</strong> System Architecture definition and existing element interface<br />

requirements<br />

– Program and capability deliverables and schedules<br />

– Element acquisition strategies and implementation<br />

– Associate program agreements<br />

– Technology insertion strategies<br />

• authority (Funding)<br />

– Funding control <strong>of</strong> critical path architectural elements<br />

– Element acquisition decisions where appropriate<br />

– Reserve to handle concurrent developments where required to meet<br />

incremental capability deliveries<br />

– Must recognize service multi-role equity concerns<br />

A single acquisition organization with Responsibility, Accountability, and<br />

authority (RAa) for complex acquisitions across Global-<strong>IAMD</strong> reduces risk.<br />

Unclassified<br />

20

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