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Romanian Biotechnological Letters Vol. 17, No.6, 2012<br />

Copyright © 2012 University of Bucharest Pr<strong>in</strong>ted <strong>in</strong> Romania. All rights reserved<br />

REVIEW<br />

<strong>Recent</strong> <strong>advances</strong> <strong>in</strong> <strong>oat</strong>-<strong>based</strong> <strong>functional</strong> <strong>cereal</strong> <strong>products</strong><br />

<strong>Abstract</strong><br />

Received for publication, October 15, 2012<br />

Accepted, December 5, 2012<br />

ALEXANDRA POPA (JURCOANE) * , DENISA DUŢĂ ** , PETRU NICULIŢĂ *<br />

* UASVM Bucharest, 59 Marasti Blvd., Bucharest 1, Romania<br />

Correspond<strong>in</strong>g author: Alexandra Popa (Jurcoane)<br />

Tel. 0744138873, e-mail: alexandra.jurcoane@gmail.com<br />

** National Institute of Research&Development for Food Bioresources - IBA Bucharest,<br />

6 D<strong>in</strong>u V<strong>in</strong>tila Str., 021102, Bucharest 2, Romania<br />

This paper is a product of a doctoral thesis on develop<strong>in</strong>g <strong>oat</strong>-<strong>based</strong> <strong>functional</strong> <strong>products</strong> <strong>in</strong><br />

correlation with consumer perception of health risks, funded by POSDRU project 107/1.5/S/76888. The<br />

analysis of the recent literature revealed a massive <strong>in</strong>terest <strong>in</strong> <strong>oat</strong>-<strong>based</strong> <strong>functional</strong> <strong>products</strong> and that<br />

technological improvements were made to develop more such <strong>products</strong>. Oat proved to be a valuable<br />

<strong>in</strong>gredient that could improve considerably the nutritious value of <strong>cereal</strong> <strong>products</strong> like bread, pasta,<br />

noodles or cakes and, more specifically, gluten-free <strong>products</strong>. The ma<strong>in</strong> technological improvements<br />

<strong>in</strong>vestigated were the utilization of process optimization <strong>in</strong> terms of water and gluten addition, use of high<br />

hydrostatic pressure, enzyme treatment, sourdough addition, endogenous enzyme <strong>in</strong>activation and,<br />

specifically for gluten-free <strong>products</strong>, replacement of α-gliad<strong>in</strong>s with <strong>oat</strong> aven<strong>in</strong>s. <strong>Recent</strong> studies also<br />

showed extrusion to be an advantageous method to produce <strong>oat</strong>-<strong>based</strong> <strong>products</strong>. New health benefits of<br />

<strong>oat</strong>s with health claim potential were identified, like antioxidant capacity, reduction of atherogenesis, and<br />

hypoglycaemic and <strong>in</strong>hibitory effects on <strong>in</strong>test<strong>in</strong>al dissaccharidases. Moreover, the literature highlighted<br />

the importance of consumer acceptance and appeal <strong>in</strong> order to <strong>in</strong>clude <strong>oat</strong>-<strong>based</strong> <strong>functional</strong> food <strong>in</strong> their<br />

daily diets so to reach the necessary <strong>in</strong>take levels to get the currently claimed health effects.<br />

Key words: <strong>functional</strong> food, <strong>oat</strong>, gluten-free, bread, β-glucan, dietary fibre enrichment<br />

Introduction<br />

Oat (Avena sativa) is an under-utilised gra<strong>in</strong> <strong>in</strong> human nutrition, yet it is a good source<br />

of dietary fibre, especially β-glucan, essential am<strong>in</strong>o-acids, unsaturated fatty acids, vitam<strong>in</strong>s,<br />

m<strong>in</strong>erals and antioxidants (E.K. HÜTTNER & E.K. ARENDT [1]). Oat bran <strong>in</strong> particular is a<br />

good source of B complex vitam<strong>in</strong>s, prote<strong>in</strong>, fat, m<strong>in</strong>erals and β-glucan. The β-glucan has<br />

outstand<strong>in</strong>g <strong>functional</strong> properties and is of immense importance <strong>in</strong> human nutrition. Different<br />

physiological effects of β-glucan are related to its viscosity, attenuation of post-prandial<br />

plasma glucose and <strong>in</strong>sul<strong>in</strong> responses, high transport of bile acids towards lower parts of the<br />

<strong>in</strong>test<strong>in</strong>al tract and high excretion of bile acids thereby lower<strong>in</strong>g of serum cholesterol levels<br />

(M.S. BUTT & al. [2]). Moreover, <strong>oat</strong> is also suitable for most coeliac patients and helps<br />

them enrich and diversify their diet, by hav<strong>in</strong>g a higher nutritious value than conventional<br />

gluten-free <strong>in</strong>gredients (E.K. HÜTTNER & E.K. ARENDT [1]).<br />

The European Food Safety Authority (EFSA [3], [4], [5]) has approved the follow<strong>in</strong>g<br />

health claims for <strong>oat</strong>s: ‘Regular consumption of β-glucans contributes to ma<strong>in</strong>tenance of<br />

normal blood cholesterol concentrations’; ‘Consumption of β-glucans from <strong>oat</strong>s or barley<br />

contributes to the reduction of the glucose rise after a meal’; ‘Oat gra<strong>in</strong> fibre contributes to an<br />

<strong>in</strong>crease <strong>in</strong> faecal bulk’; ‘Oat β-glucan has been shown to lower/reduce blood cholesterol.<br />

Blood cholesterol lower<strong>in</strong>g may reduce the risk of (coronary) heart disease’. Also, the Food<br />

and Drug Adm<strong>in</strong>istration (FDA) recognized s<strong>in</strong>ce 1997 the efficacy of <strong>oat</strong> β-glucan <strong>in</strong><br />

7717


ALEXANDRA POPA (JURCOANE), DENISA DU Ă, PETRU NICULI Ă<br />

reduc<strong>in</strong>g the risk of coronary heart disease (E.K. HÜTTNER & E.K. ARENDT [1]).<br />

However, <strong>in</strong> order to obta<strong>in</strong> the cholesterol claimed effects, at least 3 g of β-glucans from <strong>oat</strong>s<br />

per day or 0.75 g per portion should be consumed, while for the reduction of post-prandial<br />

glycaemic responses, the <strong>in</strong>take of 4 g of β-glucans for each 30 g of available carbohydrate<br />

per meal is needed accord<strong>in</strong>g to FDA and EFSA recommendations.<br />

Additional <strong>oat</strong> benefits that were recently researched on mice are the hypoglycaemic<br />

effects and <strong>in</strong>hibitory effect on <strong>in</strong>test<strong>in</strong>al disaccharidases of <strong>oat</strong> β-glucan (J. DONG & al. [6]),<br />

and the reduction of atherogenesis (K.E. ANDERSSON & al. [7]). In S. RAGAEE & al. [8],<br />

it is highlighted that the outer layer and germ of <strong>oat</strong> gra<strong>in</strong> represent a rich source of bioactive<br />

components (e.g. dietary fibres, antioxidants, phenolics, lign<strong>in</strong>, vitam<strong>in</strong>s, m<strong>in</strong>erals) l<strong>in</strong>ked to<br />

the reduced risk of cardiovascular disease, cancer, diabetes, obesity and coronary heart<br />

disease. S. ZILIC & al. [9] observed a high content of lipid soluble antioxidants (tocopherols,<br />

yellow pigments) and phenolics (polyv<strong>in</strong>ylpolypyrrolidone bound phenolics, ferulic acid) <strong>in</strong><br />

hulless <strong>oat</strong> (Avena nuda), represent<strong>in</strong>g an important source for the development of <strong>functional</strong><br />

foods. L. RYAN & al. [10] also found that consumption of <strong>oat</strong>-<strong>based</strong> breakfast <strong>cereal</strong>s <strong>in</strong><br />

general could be a significant contributor to the total polyphenol content and antioxidant<br />

potential of the diet.<br />

This paper reviews recent refereed published literature particularly associated with the<br />

opportunities presented by <strong>oat</strong> as a <strong>functional</strong> <strong>in</strong>gredient <strong>in</strong> <strong>cereal</strong> <strong>products</strong>. By review<strong>in</strong>g the<br />

available literature, possible approaches for the food <strong>in</strong>dustry and topics for further research<br />

are identified.<br />

Methodology for the review<br />

The search strategy for the present review sought recent published scientific work<br />

associated with <strong>oat</strong>s’ potential as <strong>functional</strong> <strong>in</strong>gredient, with a focus on <strong>functional</strong> bread, <strong>in</strong><br />

the English language. The search was conducted <strong>in</strong> September-October 2012, on the onl<strong>in</strong>e<br />

database Science Direct, look<strong>in</strong>g for references dat<strong>in</strong>g from 2010 onwards, us<strong>in</strong>g the terms<br />

“<strong>oat</strong> <strong>functional</strong> <strong>in</strong>gredient”.<br />

A further search was conducted of the terms “<strong>oat</strong> <strong>functional</strong> bread”, dat<strong>in</strong>g from 2008,<br />

<strong>in</strong> order to further narrow the subject of the present review.<br />

After read<strong>in</strong>g the abstracts of the 61 papers gathered, <strong>in</strong> order to determ<strong>in</strong>e which<br />

paper was relevant, a total of 30 papers were read <strong>in</strong> full and referenced <strong>in</strong> the review. Out of<br />

the total number of refereed articles, four were reviews (M.S. BUTT & al. [2], A.<br />

KTENIOUDAKI & E. GALLAGHER [11], E.K. HÜTTNER & E.K. ARENDT [1], F.<br />

ROBIN & al. [12]).<br />

Any search result that was unrelated to <strong>oat</strong>-<strong>based</strong> <strong>functional</strong> <strong>cereal</strong> <strong>products</strong> was<br />

excluded, ma<strong>in</strong>ly articles on <strong>functional</strong> beverages enriched with β-glucans and articles on βglucan<br />

extraction process.<br />

Limit<strong>in</strong>g the search to refereed papers ensures that conclusions are drawn only from<br />

credible, high quality material that has undergone a process of unbiased evaluation <strong>in</strong>volv<strong>in</strong>g<br />

qualified third party experts with<strong>in</strong> the field.<br />

Current status of <strong>oat</strong> as <strong>functional</strong> <strong>in</strong>gredient <strong>in</strong> mixed <strong>cereal</strong> <strong>products</strong><br />

Oat, among other <strong>cereal</strong>s, is often used to enrich baked and extruded <strong>cereal</strong> <strong>products</strong><br />

with fibre. In their review, A. KTENIOUDAKI & E. GALLAGHER [11] highlighted that<br />

levels of dietary fibre <strong>in</strong> <strong>oat</strong>s have been reported to be between 10.6% <strong>in</strong> naked varieties and<br />

18.5-23.4% <strong>in</strong> hulled varieties, while β-glucan component ranged between 4.5 and 5.6%. The<br />

total dietary fibre of <strong>oat</strong> bran was found to vary between 20.4 and 26.4%.<br />

7718 Romanian Biotechnological Letters, Vol. 17, No. 6, 2012


<strong>Recent</strong> <strong>advances</strong> <strong>in</strong> <strong>oat</strong>-<strong>based</strong> <strong>functional</strong> <strong>cereal</strong> <strong>products</strong><br />

Technological progress is needed to allow higher amounts of <strong>oat</strong>s to be <strong>in</strong>corporated<br />

<strong>in</strong> <strong>cereal</strong> <strong>products</strong> to deliver the expected health benefits and, <strong>in</strong> the same time, to be accepted<br />

by consumers. This is emphasized <strong>in</strong> a study by U. TIWARI & E. CUMMINS [13], where a<br />

β-glucan human exposure assessment model was developed for an <strong>oat</strong> bread, to compare the<br />

result<strong>in</strong>g exposure to the current FDA recommendation. The model highlights that only at the<br />

highest substitution rate of 70% <strong>oat</strong> – 30% wheat flour, the FDA recommended <strong>in</strong>take for a<br />

health claim would be met when consum<strong>in</strong>g the <strong>oat</strong> <strong>based</strong> bread.<br />

In a study by S. RAGAEE & al. [8], whole <strong>oat</strong> flour was added to white flour at a<br />

replacement level of 30 g/100 g, to observe the effects of fibres on phenolic compounds,<br />

antioxidant capacity, dietary fibre fractions, and starch digestibility <strong>in</strong> vitro. This<br />

<strong>in</strong>corporation level <strong>in</strong>creased free and bound phenolics and antioxidant capacity,<br />

demonstrat<strong>in</strong>g the potential of this gra<strong>in</strong> to boost antioxidant properties of <strong>cereal</strong> <strong>products</strong>,<br />

such bread. Soluble, <strong>in</strong>soluble and total dietary fibre fractions and total m<strong>in</strong>erals also<br />

<strong>in</strong>creased. On the other hand, rapidly and slowly digestible and resistant starches were not<br />

significantly <strong>in</strong>fluenced by this addition.<br />

Nevertheless, the fibre enrichment process poses some technological problems, as<br />

fibre has a weaken<strong>in</strong>g effect on dough and optimum dough development requires an <strong>in</strong>crease<br />

<strong>in</strong> the quantity of water and mix<strong>in</strong>g time. Oat fibre supplemented dough presents a lower<br />

extensibility, <strong>in</strong>dicat<strong>in</strong>g a stiffer dough of higher consistency and lower tendency to flow.<br />

Breads made with <strong>oat</strong> flour improved <strong>in</strong> terms of volume and texture by optimiz<strong>in</strong>g the<br />

amount of water and gluten added. Longer proof<strong>in</strong>g time at a high temperature (39-40 o C)<br />

gave the highest loaf volume with the softer crumb texture (A. KTENIOUDAKI & E.<br />

GALLAGHER [11]).<br />

Far<strong>in</strong>ograph and extensograph tests were applied to determ<strong>in</strong>e the effect of <strong>oat</strong><br />

wholemeal and carob fibre on the rheological properties of wheat flour dough (A. MIS & al.<br />

[14]). The applied additions of <strong>oat</strong> wholemeal (5-25%) and carob fibre (1-5%) <strong>in</strong>creased the<br />

water absorption of the dough with about 56-59%. Compared to <strong>oat</strong> wholemeal, carob fibre<br />

caused an <strong>in</strong>crease <strong>in</strong> the rheological stability of the dough dur<strong>in</strong>g mix<strong>in</strong>g. This was <strong>in</strong>dicated<br />

by the longer stability time, lower degree of soften<strong>in</strong>g and greater elasticity. Moreover, dough<br />

with carob fibre presented greater resistance to extension, but it was less extensible than dough<br />

with an addition of <strong>oat</strong> wholemeal. However, the fundamental difference <strong>in</strong> the rheological<br />

effect of the additions was that <strong>in</strong>crease <strong>in</strong> the dose of carob fibre caused an <strong>in</strong>crease <strong>in</strong> dough<br />

resistance, while <strong>in</strong>creas<strong>in</strong>g dosage of <strong>oat</strong> wholemeal caused weaken<strong>in</strong>g of that resistance. A<br />

common effect of both additions was a reduction <strong>in</strong> the extensibility of dough.<br />

A rather novel approach to overcome some of the technological limits of <strong>in</strong>corporat<strong>in</strong>g<br />

higher amounts of <strong>oat</strong> <strong>in</strong> <strong>cereal</strong> <strong>products</strong> (i.e. the lack of gluten prote<strong>in</strong>s to meet dough<br />

viscoelastic and fermentative restrictions) is high hydrostatic pressure treatment. This novel<br />

method studied by A. ANGIOLONI & C. COLLAR [15] seems to favour dough structure<br />

rearrangements <strong>in</strong> <strong>oat</strong>, among other gra<strong>in</strong>s, by alter<strong>in</strong>g the fold<strong>in</strong>g/unfold<strong>in</strong>g and<br />

aggregation/disaggregation equilibrium of prote<strong>in</strong>s enabl<strong>in</strong>g the use of high-pressure flours as<br />

gluten replacers. Restructuration of high hydrostatic pressure <strong>oat</strong> dough resulted <strong>in</strong> 60% <strong>oat</strong> –<br />

40% wheat breads deserv<strong>in</strong>g better sensory scores and exhibit<strong>in</strong>g higher antiradical activities<br />

than those prepared by a conventional breadmak<strong>in</strong>g process and gluten <strong>in</strong>corporation.<br />

A method more researched than high hydrostatic pressure is the addition of sourdough<br />

<strong>in</strong> the bread recipe. Sourdough is traditionally one of the ways to enhance bread flavour.<br />

Sourdough fermentation can also modulate the nutritional properties, such as <strong>in</strong>creas<strong>in</strong>g levels<br />

or bioavailability of bioactive compounds, and retard<strong>in</strong>g starch digestibility. Sourdough may<br />

produce a significant reduction <strong>in</strong> the molecular weight of β-glucan. Sourdough of white<br />

wheat flour could provide lower endogenous enzyme activity and less degraded molecular<br />

Romanian Biotechnological Letters, Vol. 17, No. 6, 2012 7719


ALEXANDRA POPA (JURCOANE), DENISA DU Ă, PETRU NICULI Ă<br />

weight of β-glucan <strong>in</strong> the product, especially if the <strong>oat</strong> is <strong>in</strong>corporated to the dough and not to<br />

the sourdough (L. FLANDER & al. [16]).<br />

As the potential of sourdough to improve bread quality of <strong>oat</strong>-enriched wheat breads<br />

may depend on the characteristics of the added flour (<strong>cereal</strong> type, variety, extraction rate), A.<br />

RIEDER & al. [17] studied the effect of <strong>oat</strong> bran (substitution level 40%), unfermented and as<br />

sourdough (20% of total flour) on composite wheat dough and bread characteristics.<br />

Sourdough showed little effect on the breads prepared with <strong>oat</strong> bran. The breads made with<br />

<strong>oat</strong> bran showed highest bread volume, lowest crumb firmness and highest β-glucan<br />

calcofluor weight average molecular weight. The heat treatment of <strong>oat</strong> bran <strong>in</strong>activated<br />

endogenous enzymes result<strong>in</strong>g <strong>in</strong> less β-glucan degradation. In the same study, results<br />

revealed a positive correlation between flour β-glucan content and bread β-glucan molecular<br />

weight on one side and bread volume on the other side. It was <strong>in</strong>ferred that β-glucans by<br />

contribut<strong>in</strong>g to the viscosity of the water phase of the dough might have a potential to<br />

improve bread volume of composite wheat breads, if the water addition to the doughs is<br />

adjusted for the high water b<strong>in</strong>d<strong>in</strong>g capacity of the β-glucans, like po<strong>in</strong>ted out also by A.<br />

KTENIOUDAKI & E. GALLAGHER [11]. As similarly suggested by L. FLANDER & al.<br />

[16], this study showed that apart from <strong>in</strong>creas<strong>in</strong>g the amount of β-glucan <strong>in</strong> the start<strong>in</strong>g<br />

material, <strong>in</strong>activation of endogenous flour enzymes might help to limit β-glucan degradation<br />

and ensure a high viscosity of the dough water phase.<br />

L. FLANDER & al. [16] aimed to study the effects of sourdough fermentation of<br />

wheat flour with Lactobacillus plantarum, on the quality attributes of mixed <strong>oat</strong>-wheat bread<br />

(51 g whole <strong>oat</strong> flour and 49 g/100 g white wheat flour). The sourdough process was shown<br />

to be a feasible method for mixed <strong>oat</strong>-wheat bread, and provided bread quality equal to<br />

straight dough bak<strong>in</strong>g. A small amount (10 g/100 g dough) of slack sourdough fermented at<br />

high temperature (40 o C) for a long time (20 h) resulted <strong>in</strong> the optimal sourdough bread with<br />

the highest specific volume (3.5 cm 3 /g), the lowest firmness after 3 days storage (0.31 kg),<br />

and low sensory sourness with high <strong>in</strong>tensity of the crumb flavor. Maybe most importantly,<br />

wheat sourdough parameters did not affect the content of <strong>oat</strong> β-glucan <strong>in</strong> the bread.<br />

Another method for development of <strong>oat</strong> dietary fibre enriched <strong>cereal</strong> <strong>products</strong> is the<br />

use of enzymes, which are regarded as clean label compounds. D.M. LEBESI & C. TZIA [18]<br />

treated <strong>oat</strong> bran with different levels (0, 70 and 700 ppm) of an endoxylanase enzyme and<br />

added this to cakes on 30% flour weight basis. It resulted that the water b<strong>in</strong>d<strong>in</strong>g and hold<strong>in</strong>g<br />

capacity of <strong>oat</strong> bran were decreased while the soluble fibre content was <strong>in</strong>creased. This<br />

enzyme treatment was found to be effective <strong>in</strong> reduc<strong>in</strong>g the <strong>in</strong>itial crumb firmness and water<br />

activity and <strong>in</strong> <strong>in</strong>creas<strong>in</strong>g the batter viscosity, gelat<strong>in</strong>ization temperature, specific volume,<br />

porosity and sensorial characteristics of the cakes. The optimum cake characteristics were<br />

obta<strong>in</strong>ed when <strong>oat</strong> bran treated with 70 ppm endoxylanase was used.<br />

Extrusion presents various advantages as a food process<strong>in</strong>g technique, <strong>in</strong> terms of low<br />

costs, speed, high productivity, versatility, unique product shapes, energy sav<strong>in</strong>gs and good<br />

consumer acceptance. Yet <strong>in</strong>corporation of dietary fibre <strong>in</strong> extruded <strong>products</strong> often leads to<br />

reduced expansion volumes, higher densities, harder and less crispy textures that are less<br />

preferred by consumers. Because of these reasons, add<strong>in</strong>g <strong>cereal</strong> fibres to extruded <strong>products</strong><br />

has been limited to a maximum of 100-300 g/kg fibre substitution for flour. However, the<br />

negative effects of fibres <strong>in</strong> the extruded dough or <strong>products</strong> can be m<strong>in</strong>imized if some<br />

additives are used (e.g. monoglycerides, modified starches, modified gelat<strong>in</strong>e, oligofructose<br />

or <strong>in</strong>ul<strong>in</strong>). L.P. LOBATO & al. [19] demonstrated the feasibility of produc<strong>in</strong>g an extruded<br />

<strong>in</strong>gredient with blends of <strong>oat</strong> bran, soy flour and maize starch <strong>in</strong> amounts of 375 g/kg, 375<br />

g/kg and 250 g/kg, respectively. The best process<strong>in</strong>g conditions to obta<strong>in</strong> good physical and<br />

sensory characteristics were 250 g/kg moisture and 160 o C extrusion temperature. The<br />

7720 Romanian Biotechnological Letters, Vol. 17, No. 6, 2012


<strong>Recent</strong> <strong>advances</strong> <strong>in</strong> <strong>oat</strong>-<strong>based</strong> <strong>functional</strong> <strong>cereal</strong> <strong>products</strong><br />

addition of 45 g/kg of <strong>in</strong>ul<strong>in</strong> to the mixture was essential to impart flow to mixtures dur<strong>in</strong>g<br />

extrusion. The obta<strong>in</strong>ed extruded product could be used as a granola or <strong>cereal</strong> bar <strong>in</strong>gredient<br />

or as a substitute for rice crispy as a snack with addition of flavors.<br />

In the same time, soluble fibre provides higher expansion volumes while they affect<br />

less the bulk density of extruded <strong>products</strong> than <strong>in</strong>soluble fibre. F. ROBIN & al. [12] revealed<br />

that extrusion <strong>in</strong>creased the solubility of <strong>oat</strong> bran fibre and it also <strong>in</strong>creased its content of total<br />

and soluble β-glucan, as well as its total and soluble neutral sugars. Moreover, it was<br />

observed that the shear viscosity of <strong>oat</strong> bran, its shear th<strong>in</strong>n<strong>in</strong>g behaviours and its swell<strong>in</strong>g<br />

capacity were <strong>in</strong>creased after extrusion. The morphology of fibre was also modified dur<strong>in</strong>g<br />

extrusion, as <strong>oat</strong> bran particle size reduces when the specific mechanical energy <strong>in</strong>troduced<br />

dur<strong>in</strong>g extrusion is <strong>in</strong>creas<strong>in</strong>g. Another study (M. ZHANG & al. [20]) revealed similar<br />

results, <strong>in</strong> terms of improv<strong>in</strong>g the <strong>functional</strong>ity of soluble fibre <strong>in</strong> <strong>oat</strong> bran through extrusion.<br />

Compared with the soluble dietary fibre from untreated <strong>oat</strong> bran, soluble fibre from extruded<br />

<strong>oat</strong> bran was found to have more aggregates, higher gelat<strong>in</strong>ization temperature, higher<br />

solubility, swell<strong>in</strong>g capacity and solvent retention capacity, an <strong>in</strong>crease <strong>in</strong> the apparent<br />

viscosity and consistency coefficient, a decrease <strong>in</strong> the flow behaviour <strong>in</strong>dex, and an<br />

improvement <strong>in</strong> foam ability.<br />

A different challenge to be considered <strong>in</strong> develop<strong>in</strong>g <strong>oat</strong>-<strong>based</strong> <strong>products</strong> is hav<strong>in</strong>g both<br />

a high nutritional value and good storage stability dur<strong>in</strong>g freez<strong>in</strong>g. For <strong>in</strong>stance, <strong>in</strong> a study (I.<br />

MANDALA & al. [21]), the physical characteristics of frozen dough and semi-baked frozen<br />

samples for a mix of 40% whole <strong>oat</strong> flour – 60% wheat flour were determ<strong>in</strong>ed after bak<strong>in</strong>g<br />

and comparisons to fresh samples were performed. The samples presented an <strong>in</strong>creased water<br />

absorption capacity at high water activity, as observed by sorption isotherms and a water<br />

b<strong>in</strong>d<strong>in</strong>g capacity change after storage. The semi-baked <strong>oat</strong> breads exhibited high crumb<br />

moisture content, low specific volume and soft crust.<br />

Current status of <strong>oat</strong>s <strong>in</strong> gluten-free <strong>cereal</strong> <strong>products</strong><br />

The <strong>in</strong>creas<strong>in</strong>g demand of higher-quality gluten-free <strong>products</strong> conta<strong>in</strong><strong>in</strong>g more<br />

nutritious <strong>cereal</strong>s, like <strong>oat</strong>s, represented a challeng<strong>in</strong>g task for the <strong>in</strong>dustry due to the low<br />

bak<strong>in</strong>g quality of gluten-free flours as a consequence of the absent gluten network. Another<br />

argument for the limited usage of <strong>oat</strong>s <strong>in</strong> gluten-free diets was the risk of gluten<br />

contam<strong>in</strong>ation dur<strong>in</strong>g harvest, transport, mill<strong>in</strong>g and/or process<strong>in</strong>g (E.K. HÜTTNER & E.K.<br />

ARENDT [1]). Presently, new technologies are utilized to improve the production<br />

performance of gluten-free gra<strong>in</strong>s, while reliable analytical methods are employed for<br />

detection of <strong>oat</strong> purity <strong>in</strong>tended for coeliac use <strong>in</strong> commercial <strong>products</strong>. Nonetheless, the latter<br />

was not the subject of this review.<br />

Thus, the recent technological <strong>advances</strong> for the improved performance of <strong>oat</strong> flours <strong>in</strong><br />

gluten-free <strong>products</strong>, some also po<strong>in</strong>ted out by E.K. HÜTTNER & E.K. ARENDT [1], are:<br />

the addition of enzymes to promote prote<strong>in</strong> networks formation (S. RENZETTI & al. [22],<br />

[23]; F. WANG & al. [24]), replacement of α-gliad<strong>in</strong>s with coeliac-safe <strong>oat</strong> aven<strong>in</strong>s (H.C.<br />

VAN DEN BROECK & al. [25]) and high hydrostatic pressure (E.K. HÜTTNER & al. [26]).<br />

Overall the aim of these studies was either to improve prote<strong>in</strong> network formation or to<br />

<strong>in</strong>crease the water absorption by prote<strong>in</strong>s and starch, as <strong>products</strong> made from <strong>oat</strong>s without<br />

added wheat require a different technology, <strong>oat</strong> doughs be<strong>in</strong>g more fluid than wheat doughs<br />

and closer <strong>in</strong> viscosity to cake batters.<br />

S. RENZETTI & al. [22] <strong>in</strong>vestigated transglutam<strong>in</strong>ase for network form<strong>in</strong>g potential<br />

on flours from six different gluten-free <strong>cereal</strong>s used <strong>in</strong> breadmak<strong>in</strong>g, <strong>in</strong>clud<strong>in</strong>g <strong>oat</strong>.<br />

Transglutam<strong>in</strong>ase was added at 0, 1 or 10 U/g of prote<strong>in</strong>s present <strong>in</strong> the recipe (100 parts<br />

Romanian Biotechnological Letters, Vol. 17, No. 6, 2012 7721


ALEXANDRA POPA (JURCOANE), DENISA DU Ă, PETRU NICULI Ă<br />

flour, 125 parts of water, 2 parts of salt, 2 parts of sugar and 3 parts of dried yeast). Under the<br />

conditions of that study, no effects of transglutam<strong>in</strong>ase could be observed on <strong>oat</strong> breads.<br />

In S. RENZETTI & al. [23], commercial preparations of laccase and glucose oxidase,<br />

as well as of a protease were tested for their impact on the breadmak<strong>in</strong>g performance of<br />

gluten-free <strong>oat</strong> flour. Laccase 0.1%, protease 0.001% and protease 0.01% additions<br />

significantly improved <strong>oat</strong> bread quality, as they <strong>in</strong>creased specific volume and decreased<br />

crumb hardness and chew<strong>in</strong>ess. Also, they decreased paste viscosity and improved paste<br />

stability. These improvements were expla<strong>in</strong>ed by the <strong>in</strong>crease <strong>in</strong> batter softness, deformability<br />

and elasticity, which were achieved upon addition of these enzyme preparations, both<br />

conta<strong>in</strong><strong>in</strong>g discernible levels of endo-β-glucanase side activity. On the contrary, glucose<br />

oxidase preparation was detrimental for the textural quality of <strong>oat</strong> bread by means of<br />

significant <strong>in</strong>crease <strong>in</strong> crumb hardness. The formulation used consisted of 100 parts of <strong>oat</strong><br />

flour, 89 parts of water, two parts of salt, two parts of sugar and three parts of <strong>in</strong>stant dry<br />

yeast and, where applicable, an enzyme preparation.<br />

In F. WANG & al. [24], <strong>oat</strong> dough conta<strong>in</strong><strong>in</strong>g 15% (w/w, blends of prote<strong>in</strong>-<strong>oat</strong> flour<br />

basis) vital wheat gluten or 15% (w/w, blends of prote<strong>in</strong>-<strong>oat</strong> flour basis) egg album<strong>in</strong> was<br />

used to produce noodles with or without gluten. The rheological and noodle-mak<strong>in</strong>g<br />

characteristics of <strong>oat</strong> dough conta<strong>in</strong><strong>in</strong>g exogenous prote<strong>in</strong>s and the effects of added<br />

transglutam<strong>in</strong>ase were exam<strong>in</strong>ed. It was concluded that the properties of <strong>oat</strong> dough could be<br />

improved by the addition of transglutam<strong>in</strong>ase and exogenous prote<strong>in</strong>s.<br />

The gluten prote<strong>in</strong>s are composed of monomeric gliad<strong>in</strong>s, responsible for the viscous<br />

properties, and polymeric gluten<strong>in</strong>s, responsible for the elastic properties of the dough.<br />

Remov<strong>in</strong>g gliad<strong>in</strong>s to fit gluten-free diets changes dough technological properties, caus<strong>in</strong>g an<br />

<strong>in</strong>crease <strong>in</strong> stiffness of the dough. To <strong>in</strong>vestigate whether it is possible to compensate for the<br />

change <strong>in</strong> dough technological properties, H.C. VAN DEN BROECK & al. [25] tested the<br />

effects of add<strong>in</strong>g <strong>oat</strong> aven<strong>in</strong>s to dough from which gluten-encod<strong>in</strong>g loci were removed to<br />

reduce T-cell stimulatory epitopes caus<strong>in</strong>g coeliac disease. It was concluded that <strong>oat</strong> aven<strong>in</strong>s<br />

are a good alternative for wheat gliad<strong>in</strong>s and could be added to the wheat flour that lacks<br />

coeliac disease stimulat<strong>in</strong>g gluten prote<strong>in</strong>s, to improve or restore dough quality.<br />

In E.K. HÜTTNER & al. [26], the effects of high hydrostatic pressure on <strong>oat</strong> batters<br />

were <strong>in</strong>vestigated. Oat batters were treated for 10 m<strong>in</strong> at 200, 300, 350, 400 or 500 MPa. The<br />

results showed that high hydrostatic pressure significantly affected <strong>oat</strong> batter microstructure,<br />

and both starch and prote<strong>in</strong>s were affected, improv<strong>in</strong>g batter viscosity and elasticity.<br />

E.K. HÜTTNER & al. [27] also evaluated three commercial wholegra<strong>in</strong> <strong>oat</strong> flours<br />

from F<strong>in</strong>land, Ireland and Sweden for their breadmak<strong>in</strong>g ability with the objective of f<strong>in</strong>d<strong>in</strong>g<br />

predictive relationships between flour physicochemical properties and bread quality. It was<br />

concluded that <strong>in</strong> order to achieve high quality <strong>oat</strong> bread, whole <strong>oat</strong> flour should present the<br />

follow<strong>in</strong>g properties: low batter viscosity, low flour water hydration capacity, starch content<br />

of above 65%, prote<strong>in</strong> content of about 12%, low starch damage and coarse particle size.<br />

Beside the improvements of the technological processes for higher quality <strong>products</strong>,<br />

the enrichment of gluten-free <strong>products</strong> with dietary fibre seems to be necessary s<strong>in</strong>ce it has<br />

been reported that coeliac patients have generally a low <strong>in</strong>take of fibre due to their restrictive<br />

diet. In D. SABANIS & al. [28], among other <strong>cereal</strong> fibres, <strong>oat</strong> fibres were added at 3, 6 and 9<br />

g/100 g levels <strong>in</strong>to a gluten-free bread formulation <strong>based</strong> on maize starch, rice flour and<br />

hydroxypropyl methyl cellulose. Results showed that <strong>oat</strong> fibre could be added to gluten-free<br />

bread with positive impact on bread nutritional and sensory properties, <strong>in</strong> terms of<br />

significantly higher loaf volume and crumb softness compared to the control non-fibre glutenfree<br />

bread. Those breads also could provide consumers with higher amounts of total dietary<br />

fibre, had an appeal<strong>in</strong>g dark crust and a uniform and f<strong>in</strong>ely gra<strong>in</strong>ed crumb texture.<br />

7722 Romanian Biotechnological Letters, Vol. 17, No. 6, 2012


<strong>Recent</strong> <strong>advances</strong> <strong>in</strong> <strong>oat</strong>-<strong>based</strong> <strong>functional</strong> <strong>cereal</strong> <strong>products</strong><br />

M.A. GULARTE & al. [29] <strong>in</strong>vestigated the effect of soluble (<strong>in</strong>ul<strong>in</strong> and guar gum)<br />

and <strong>in</strong>soluble (<strong>oat</strong> bran) fibres, added <strong>in</strong>dividually or <strong>in</strong> comb<strong>in</strong>ation (replaced up to 20% of<br />

rice flour), to improve the <strong>functional</strong> properties of gluten-free layer cakes. The <strong>in</strong>corporation<br />

of fibres <strong>in</strong>creased the batter viscosity, with the exception of <strong>in</strong>ul<strong>in</strong>. Fibre enriched gluten-free<br />

cakes conta<strong>in</strong><strong>in</strong>g blends of <strong>oat</strong> fibre and <strong>in</strong>ul<strong>in</strong> resulted <strong>in</strong> improved specific volume.<br />

Significantly brighter crust and crumb was obta<strong>in</strong>ed <strong>in</strong> the presence of fibres, except<strong>in</strong>g the<br />

crumb of <strong>oat</strong> and guar gum conta<strong>in</strong><strong>in</strong>g cake. Fibres and its blends <strong>in</strong>creased the crumb<br />

hardness, but the smallest effect was observed with the addition of <strong>oat</strong>, <strong>in</strong>dividually or<br />

comb<strong>in</strong>ed with <strong>in</strong>ul<strong>in</strong>. Fibres significantly affected the <strong>in</strong> vitro hydrolysis of starch fractions,<br />

the decrease <strong>in</strong> the slowly digestible starch be<strong>in</strong>g the most pronounced effect. Overall<br />

comb<strong>in</strong>ation of <strong>oat</strong> fibre and <strong>in</strong>ul<strong>in</strong> resulted <strong>in</strong> better gluten-free cakes.<br />

Even though many research studies are focused on <strong>oat</strong> doughs for bread as most<br />

consumed <strong>cereal</strong> product worldwide, there are recent studies also centred on <strong>oat</strong>-<strong>based</strong> pasta<br />

(C. LAMACCHIA & al. [30]), noodles (C.L. CHOO & N.A.A. AZIZ [31]; F. WANG & al.<br />

[24]) or batters and cakes (D.M. LEBESI & C. TZIA [18]; M.A. GULARTE & al. [29]; E.K.<br />

HÜTTNER & al. [26]) that show relatively promis<strong>in</strong>g results. This comes to demonstrate the<br />

<strong>in</strong>creased <strong>in</strong>terest for develop<strong>in</strong>g new and diversified <strong>oat</strong>-<strong>based</strong> <strong>functional</strong> foods, with or<br />

without gluten, yet more research is needed <strong>in</strong> these areas. For <strong>in</strong>stance, <strong>oat</strong> β-glucan<br />

enrichment affected the overall acceptability of noodles due to lower firmness, elasticity,<br />

surface smoothness, and flavour scores (C.L. CHOO & N.A.A. AZIZ [31]). On the other<br />

hand, F. WANG & al. [24] found that it could be possible to produce <strong>oat</strong> noodles either with<br />

or without gluten by the addition of transglutam<strong>in</strong>ase and exogenous prote<strong>in</strong>s.<br />

Conclusions<br />

Oat has a great potential as <strong>functional</strong> <strong>in</strong>gredient and its benefits to human health seem<br />

to go beyond the already approved health claims. Thus, it is likely that the number of <strong>oat</strong>related<br />

claims could rise <strong>in</strong> the future, especially when technological <strong>advances</strong> are made for<br />

the production of high-quality gluten-free and composite <strong>cereal</strong> <strong>products</strong> with high amounts<br />

of <strong>oat</strong>. Nevertheless, extensive research is still needed <strong>in</strong> this area.<br />

Whole <strong>oat</strong> appears to offer future opportunities. However limited <strong>in</strong>formation still<br />

rema<strong>in</strong>s on the health benefits of antioxidants from whole gra<strong>in</strong>s, like <strong>oat</strong>s, and this is an area<br />

that warrants further <strong>in</strong>vestigations. Also, more research is required to better understand<br />

impact of whole <strong>oat</strong> flour on starch digestibility <strong>in</strong> vitro and glycaemic response. In A.<br />

RIEDER & al. [17], even though sourdough showed little effect on the breads prepared with<br />

<strong>oat</strong> bran, it improved the dough structure and bread quality of whole barley breads. Thus<br />

future research could <strong>in</strong>vestigate sourdough fermentation potential for the quality<br />

improvement of whole <strong>oat</strong> bread.<br />

The literature review also revealed that hulless <strong>oat</strong> (Avena nuda) is less researched,<br />

even though there is evidence that the nutritional content is higher than <strong>in</strong> the common <strong>oat</strong>s<br />

(A. KTENIOUDAKI & E. GALLAGHER [11]; S. ZILIC & al. [9]).<br />

Like M.S. BUTT & al. [2] po<strong>in</strong>ted out, the benefits associated with <strong>oat</strong>s are achieved<br />

only when <strong>oat</strong> <strong>products</strong> are part of a daily diet for longer periods of time and the amount<br />

consumed overcomes certa<strong>in</strong> threshold values. Thus, a future focus could be on how to obta<strong>in</strong><br />

higher concentrations of nutrients <strong>in</strong> <strong>oat</strong>-<strong>based</strong> <strong>products</strong> <strong>in</strong> a way that does not lower<br />

consumer acceptance of such <strong>products</strong>. Endogenous enzyme <strong>in</strong>activation could help to<br />

ma<strong>in</strong>ta<strong>in</strong> high molecular weight β-glucans, which convey considerable health benefits <strong>in</strong><br />

<strong>cereal</strong> <strong>products</strong> and should therefore be further <strong>in</strong>vestigated.<br />

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ALEXANDRA POPA (JURCOANE), DENISA DU Ă, PETRU NICULI Ă<br />

Further studies are required to fully understand the modifications brought by<br />

transglutam<strong>in</strong>ase on <strong>cereal</strong> prote<strong>in</strong>s and its potential to improve <strong>oat</strong> flour breadmak<strong>in</strong>g, as this<br />

enzyme proved to be successfully applied (S. RENZETTI & al. [22]; F. WANG [24]).<br />

Clos<strong>in</strong>g, it is essential to stress the importance of sensorial and consumer acceptance<br />

studies <strong>in</strong> new <strong>oat</strong>-<strong>based</strong> product development, as these <strong>functional</strong> <strong>products</strong> should be easy to<br />

<strong>in</strong>clude <strong>in</strong> the daily diets of consumers, so that the needed <strong>in</strong>take levels for the health benefits<br />

of <strong>oat</strong> to be reached. For <strong>in</strong>stance, despite technological <strong>advances</strong>, two recent consumer<br />

studies (M. VASSALLO & al. [32]; N.E. HELLYER & al. [33]) suggest that consumers still<br />

perceive <strong>functional</strong> <strong>cereal</strong> <strong>products</strong> as common ‘staple’ foods, rather than as means of<br />

avoid<strong>in</strong>g diseases, thus the expectations of no change <strong>in</strong> sensory characteristics of such<br />

<strong>products</strong> is rather high.<br />

Acknowledgements<br />

This study is part of the POSDRU project 107/1.5/S/76888 “Doctoral scholarships for<br />

support<strong>in</strong>g researcher activities <strong>in</strong> the field of agronomy and veter<strong>in</strong>ary medic<strong>in</strong>e”. This work<br />

was supported by a grant of the Romanian National Authority for scientific research, CNDI-<br />

UEFISCDI, project number 111/2012, coord<strong>in</strong>ated by the National R&D Institute for Food<br />

Bioresources-IBA Bucharest (Romania).<br />

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