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TIBCO Service Provider Code of Business Conduct and Ethics Policy

TIBCO Service Provider Code of Business Conduct and Ethics Policy

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Table <strong>of</strong> Contents<br />

1. Introduction ................................................................................................... 3<br />

2. <strong>Service</strong> <strong>Provider</strong>s, Contractors, Suppliers <strong>and</strong> Vendors........................... 3<br />

3. Applicable Laws............................................................................................ 3<br />

4. Obligations Under Securities Laws ............................................................. 3<br />

4.1. Insider Trading ....................................................................................... 3<br />

4.2. Prohibition Against Short Selling <strong>of</strong> Company Stock ......................... 4<br />

5. Communications with Analysts................................................................... 4<br />

6. Equal Opportunity, Non-Discrimination <strong>and</strong> Anti-Harassment ................. 4<br />

7. Background Checks <strong>and</strong> Drug Testing ....................................................... 5<br />

8. Confidentiality <strong>and</strong> Intellectual Property .................................................... 5<br />

9. Financial Records ......................................................................................... 5<br />

10. Prohibition <strong>of</strong> Inducements.......................................................................... 5<br />

11. Antitrust <strong>and</strong> Competition............................................................................ 6<br />

12. Export Controls/Anti-Boycott Legislation................................................... 6<br />

13. Lobbying........................................................................................................ 6<br />

14. Government Contracts ................................................................................. 7<br />

15. Supplier Diversity.......................................................................................... 7<br />

16. Industrial Espionage..................................................................................... 7<br />

17. Conflict <strong>of</strong> Interest ........................................................................................ 8<br />

18. Compliance.................................................................................................... 8<br />

19. Independent Contractor ............................................................................... 8<br />

20. Violations <strong>and</strong> Reporting.............................................................................. 8<br />

Document<br />

Disclaimer: The <strong>Policy</strong> is subject to change at <strong>TIBCO</strong>’s discretion without notice at anytime. ©2008 <strong>TIBCO</strong> S<strong>of</strong>tware Inc. All<br />

Rights Reserved.<br />

2

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