v. reports on enforcement in oecd convention countries - Begroting

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TABLE A: FOREIGN BRIBERY ENFORCEMENT IN OECD CONVENTION COUNTRIES Enforcement I Share of World Exports, % for 2010 II Share of Foreign Investment, % for 2009 (outward) Country Total Cases Investigations Under Way 2010 2009 in 2010 in 2009 Active Enforcement Denmark 14 III 14 III 1 1 0.8 0.9 Germany 135 117 22 24 8.2 8.4 Italy 18 18 2 IV 3 IV 2.9 4.6 Norway 6 6 1 1 0.9 0.6 Switzerland > 35 30 0 IV 0 1.6 2.6 United Kingdom 17 V 10 26 24 3.5 13.3 United States Moderate Enforcement 227 169 106 100 9.8 15.7 Argentina 2 2 0 IV 0 0.4 0.1 Belgium 4 VI 4 VI 0 IV 0 2.0 2.5 Finland 6 5 3 5 0.5 0.4 France 24 18 5 10 3.5 11.3 Japan 7 7 0 IV 0 4.5 3.7 Korea (South) 17 17 VII 0 1 2.9 0.8 Netherlands 9 7 3 0 3.3 1.6 Spain 11 11 0 IV 1 2.0 6.0 Sweden 2 IV 2 IV 4 5 1.2 1.9 Little or No Enforcement Australia 1 1 3 4 1.4 1.2 Austria 0 0 5 IV 4 IV 1.1 1.6 Brazil 1 1 8 4 1.3 0.4 Bulgaria 4 3 0 1 0.1 0.1 Canada 2 2 23 1 2.5 2.7 Chile 2 0 2 0 0.4 0.2 Czech Republic 0 0 0 0 0.8 0.2 Estonia 0 0 0 0 0.1 0.1 Greece 0 IV 0 IV 0 IV 0 IV 0.3 0.3 Hungary 27 27 2 0 0.6 0.2 Ireland 0 0 0 IV 0 IV 1.1 1.0 Israel 0 0 0 0 0.4 0.4 Luxembourg 2 - Some IV - 0.5 0.5 Mexico 0 0 0 0 1.7 0.4 New Zealand 1 0 1 2 0.2 0.1 Poland 0 0 0 0 1.0 0.2 Portugal 4 4 VII 6 0 0.4 0.3 Slovak Republic 0 0 1 1 0.4 0.4 Slovenia 0 0 2 2 0.2 0.1 South Africa 0 0 5 1 0.5 0.2 Turkey 0 0 5 4 0.9 0.1 I Case numbers are cumulative, starting from Convention entry into force; investigation numbers are those on-going in the year listed. II Numbers from the OECD Working Group on Bribery 2010 Annual Report. III Cases all related to UN Oil-for-Food Programme. Some of these cases may have been brought for sanctions violations. IV Number unknown or based on media <strong>reports</strong>. V Includes 2011 cases. VI Belgium has brought 10 additional cases on behalf of EU institutions. VII Number corrected from last year’s report. 8 Transparency International
TABLE B: STATUS OF FOREIGN BRIBERY CASES Total Cases Country through 2010 Active Enforcement Major Cases Year last major case was initiated Criminal (and Civil) Sanctions - to end 2010 Progress Report 2011: Enforcement of the OECD Anti-Bribery Convention Acquittals I Individuals Companies Individuals Legal Persons Share of World Exports (% for 2010) I Denmark 14 II > 3 2008 0 0 0 0 0.8 Germany 135 > 16 2010 34 (4) 7 0 0 8.2 Italy 18 10 2009 21 18 1 0 2.9 Norway 6 3 2008 5 1 2 0 0.9 Switzerland > 35 > 3 2010 3 0 0 0 1.6 United Kingdom 17 III 17 III 2011 III 8 7 0 0 3.5 United States 227 > 39 2011 III 40 (48) 48 (27) 0 0 9.8 Moderate Enforcement Argentina 2 2 2009 0 0 0 0 0.4 Belgium 4 1 2006 0 II 0 II 0 0 2.0 Finland 6 2 2010 0 0 0 0 0.5 France 24 6 IV 2010 3 III 0 2 0 3.5 Japan 7 1 2007 6 1 (1) 0 0 4.5 Korea (South) 17 1 2007/2008 13 3 0 0 2.9 Netherlands 8 8 2007 0 0 1 0 3.3 Spain 11 2 2008 0 0 0 0 2.0 Sweden 2 1 2009 1 0 0 0 1.2 Little or No Enforcement Australia 1 II 1 2008 0 0 0 0 1.4 Austria 0 0 - 0 0 0 0 1.1 Brazil 1 0 - 0 0 0 0 1.3 Bulgaria 4 0 - 0 0 0 0 0.1 Canada 2 0 - 0 1 0 0 2.5 Chile 2 0 IV - 0 0 0 0 0.4 Czech Republic 0 0 - - - 1 0 0.8 Estonia 0 0 - - - 0 0 0.1 Greece 0 0 - - - 0 0 0.3 Hungary 27 0 - 25 0 2 0 0.6 Ireland 0 0 - 0 0 0 0 1.1 Israel 0 0 - - - 0 0 0.4 Luxembourg 2 0 IV - - - 0 0 0.5 Mexico 0 0 - - - 0 0 1.7 New Zealand 1 0 IV - 0 0 0 0 0.2 Poland 0 0 - - - 0 0 1.0 Portugal 4 0 - 6 0 1 0 0.4 Slovak Republic 0 0 - - - 0 0 0.4 Slovenia 0 0 - - - 0 0 0.2 South Africa 0 0 - - - 0 0 0.5 Turkey 0 0 - - - 0 0 0.9 I Numbers from the OECD Working Group on Bribery 2010 Annual Report II Cases all related to UN Oil-for-Food Programme. Some of these cases may have been brought for sanctions violations. This was a civil settlement in Australia III Includes 2011 cases IV Number unknown or based on media <strong>reports</strong> 9
Page 1: www.transparency.org
Page 4 and 5: FOREWORD The key fi nding of TI’s
Page 6 and 7: II. ORGANISATION AND METHODOLOGY Th
Page 8 and 9: COUNTRY-SPECIFIC FINDINGS US and Ge
Page 12 and 13: IV. FINDINGS ON SPECIFIC ISSUES Thi
Page 14 and 15: LEGAL FRAMEWORK AND ENFORCEMENT SYS
Page 16 and 17: V. REPORTS ON ENFORCEMENT IN OECD C
Page 18 and 19: Legal framework and enforcement sys
Page 20 and 21: deal. 25 The Anti-Corruption Prosec
Page 22 and 23: to win EU framework contracts to as
Page 24 and 25: A local newspaper reported in Octob
Page 26 and 27: gift or another undue advantage, bu
Page 28 and 29: Recommendations: Adopt nationality
Page 30 and 31: offi ce were present during the que
Page 32 and 33: ESTONIA LITTLE OR NO ENFORCEMENT: N
Page 34 and 35: Another case, which has reportedly
Page 36 and 37: in the water and power sector earli
Page 38 and 39: A former executive of German truck
Page 40 and 41: the bill lapsed. In terms of whistl
Page 42 and 43: Telekom. 197 Additionally, a Wikile
Page 44 and 45: public international organisations
Page 46 and 47: Recommendations: Require public com
Page 48 and 49: Recommendations: Introduce criminal
Page 50 and 51: Inadequacies in legal framework: Sa
Page 52 and 53: of the administrative, fi nancial a
Page 54 and 55: NEW ZEALAND LITTLE OR NO ENFORCEMEN
Page 56 and 57: POLAND LITTLE OR NO ENFORCEMENT: No
Page 58 and 59: are not treated as a suffi ciently
Page 60 and 61:
Domestic bribery by foreign compani
Page 62 and 63:
Inadequacies in legal framework: Th
Page 64 and 65:
dropped due to lack of evidence and
Page 66 and 67:
that the American-Swiss electrical
Page 68 and 69:
Recommendations: Public prosecutors
Page 70 and 71:
lawyers is reportedly seeking to re
Page 72 and 73:
and SEC, Technip agreed to pay US $
Page 74 and 75:
Inadequacies in enforcement system:
Page 76 and 77:
prosecution agreement with the DOJ,
Page 78 and 79:
3. CUSTOMS PROCESSING FOR OIL AND G
Page 80 and 81:
ledger accounts or “internal thir
Page 82 and 83:
APPENDIX A 2011 OECD PROGRESS REPOR
Page 84 and 85:
APPENDIX B 2011 QUESTIONNAIRE FOR N
Page 86 and 87:
2 CONCLUDED CASES For each conclude
Page 88 and 89:
III. LEGAL FRAMEWORK AND ENFORCEMEN
Page 90:
Our work is made possible by the ge
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