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MAY WE ENGINEER THE CLIMATE?<br />

DANIEL BODANSKY<br />

University of Washington School of Lm,; 1100 N.E. Campus Parkway, Seattle, WA 98105, U.S.A.<br />

Abstract. Not only is <strong>the</strong> science of <strong>climate</strong> <strong>engineer</strong>ing uncertain; <strong>the</strong> legal issues are also highly<br />

uncertain. Although existing international law does not specifically limit <strong>the</strong> freedom of states to<br />

undertake <strong>climate</strong> <strong>engineer</strong>ing, <strong>the</strong> international community would likely demand a say should<br />

<strong>climate</strong> <strong>engineer</strong>ing move from <strong>the</strong> realm of speculation to concrete proposals. The experience of<br />

o<strong>the</strong>r environmental regimes, ho<strong>we</strong>ver, suggests that developing an international decision-making<br />

mechanism would be difficult, and that <strong>the</strong> international community might opt for a simple prohibition<br />

on <strong>climate</strong> <strong>engineer</strong>ing on grounds of 'precaution'.<br />

1. Introduction<br />

The issues raised by proposals to <strong>engineer</strong> <strong>the</strong> <strong>climate</strong> are largely unprecedented.<br />

So it should not be surprising that international law addresses <strong>the</strong>m inadequately.<br />

Existing international norms do not address <strong>climate</strong> <strong>engineer</strong>ing directly. And to <strong>the</strong><br />

extent <strong>the</strong>se norms are indirectly relevant, <strong>the</strong>y may not provide a reliable guide<br />

to how <strong>the</strong> international community would react if <strong>climate</strong> <strong>engineer</strong>ing <strong>we</strong>re to<br />

emerge as a serious proposal. Thus, not only is <strong>the</strong> science of <strong>climate</strong> <strong>engineer</strong>ing<br />

uncertain; <strong>the</strong> legal issues raised by <strong>climate</strong> <strong>engineer</strong>ing are also highly uncertain.<br />

Four basic features of <strong>climate</strong> <strong>engineer</strong>ing make it legally and politically prob-<br />

lematic:<br />

(1) Climate <strong>engineer</strong>ing would represent a large-scale, intentional effort to<br />

modify <strong>the</strong> environment. In this respect, it differs from <strong>the</strong> inadvertent '<strong>climate</strong><br />

<strong>engineer</strong>ing' that <strong>we</strong> are engaged in already through activities such as burning<br />

fossil fuels, cutting down forests, and so forth. Intentional and inadvertent effects<br />

are not only vie<strong>we</strong>d very differently from a moral standpoint; <strong>the</strong>y also are generally<br />

treated differently by <strong>the</strong> law.<br />

(2) Climate <strong>engineer</strong>ing would have global impacts; every country in <strong>the</strong> world<br />

would be affected.<br />

(3) Climate <strong>engineer</strong>ing involves a high degree of uncertainty, both about <strong>the</strong><br />

problem that it is intended to address and its impacts. Although <strong>the</strong> purpose of<br />

<strong>climate</strong> <strong>engineer</strong>ing would be benign, <strong>the</strong>re is always <strong>the</strong> chance that it would go<br />

awry and cause catastrophic harm.<br />

(4) The effects of <strong>climate</strong> <strong>engineer</strong>ing are not likely to be uniform. Even if<br />

<strong>climate</strong> <strong>engineer</strong>ing worked exactly as planned, some countries might still come<br />

out worse off. In o<strong>the</strong>r words, <strong>climate</strong> <strong>engineer</strong>ing is likely to create losers as <strong>we</strong>ll<br />

as winners.<br />

Climatic Change 33: 309-321, 1996.<br />

(~) 1996 Klu<strong>we</strong>r Academic Publishers, Printed in <strong>the</strong> Ne<strong>the</strong>rlands.


310 DANIELBODANSKY<br />

These features of <strong>the</strong> <strong>climate</strong> <strong>engineer</strong>ing problem raise basic questions of<br />

international governance:<br />

9 Does one country have <strong>the</strong> right to make decisions about projects that are<br />

specifically intended to affect <strong>the</strong> entire world? And, if not, how should deci-<br />

sions be made? Should every country have <strong>the</strong> right to participate, or only<br />

some countries?<br />

9 How can <strong>we</strong> ensure that decisions are made on a sound scientific basis?<br />

9 What provision should be made for <strong>the</strong> possibility of damage? Can <strong>we</strong> devise<br />

a system of compensating <strong>the</strong> potential losers from <strong>climate</strong> <strong>engineer</strong>ing?<br />

Such questions would pose serious problems even if <strong>the</strong> spatial scale of geoengi-<br />

neering <strong>we</strong>re national ra<strong>the</strong>r than international. But at least for national geoengi-<br />

neering projects, such as local <strong>we</strong>a<strong>the</strong>r modification, <strong>we</strong> have a system of gover-<br />

nance commensurate with <strong>the</strong> scale of <strong>the</strong> intended effects. In contrast, international<br />

governance is far more rudimentary.<br />

Given <strong>the</strong> magnitude of <strong>climate</strong> <strong>engineer</strong>ing projects, if <strong>climate</strong> <strong>engineer</strong>ing<br />

<strong>we</strong>re to move from <strong>the</strong> realm of speculation to actual proposals, <strong>we</strong> would be on<br />

essentially uncharted legal grounds. As discussed below, <strong>the</strong> legal rules that have<br />

developed for outer space and <strong>the</strong> oceans are generally permissive: <strong>the</strong>y allow states<br />

to use <strong>the</strong> global commons freely, subject only to very general standards to prevent<br />

pollution, consult with o<strong>the</strong>rs and so forth. But does this mean that, in practice, <strong>the</strong><br />

international community would recognize a right of unilateral action with respect<br />

to <strong>climate</strong> <strong>engineer</strong>ing? And is it likely that a country such as <strong>the</strong> United States<br />

would decide to proceed on its own?<br />

The ans<strong>we</strong>r to <strong>the</strong>se questions is likely to be no. The absence of an effective<br />

process for making international decisions is far more likely to frustrate proposals<br />

for <strong>climate</strong> <strong>engineer</strong>ing. Countries would be unwilling to incur <strong>the</strong> political costs<br />

of proceeding without international approval; but <strong>the</strong>re would be no effective way<br />

of obtaining this approval. If this analysis is correct, <strong>the</strong>n <strong>the</strong> ultimate obstacles to<br />

<strong>climate</strong> <strong>engineer</strong>ing may not be scientific and technological; <strong>the</strong> ultimate obstacles<br />

may be political.<br />

In <strong>the</strong> next section, this article describes two precedents for <strong>climate</strong> <strong>engineer</strong>ing:<br />

<strong>the</strong> <strong>we</strong>a<strong>the</strong>r modification proposals of <strong>the</strong> 1970s, and <strong>the</strong> 1977 Convention Pro-<br />

hibiting Military Use of Environmental Modification Techniques. Then it surveys<br />

existing international norms and mechanisms relevant to <strong>climate</strong> <strong>engineer</strong>ing pro-<br />

posals. Finally, it briefly examines several analogues to <strong>climate</strong> <strong>engineer</strong>ing where<br />

attempts <strong>we</strong>re made to develop a system of international governance, to see what<br />

lessons can be learned.<br />

2. Precedents<br />

By way of background, it is useful to review briefly <strong>the</strong> precedents for <strong>climate</strong><br />

<strong>engineer</strong>ing. The two most similar issues to receive international attention have


MAY WE ENGINEER THE CLIMATE? 311<br />

been: (1) <strong>we</strong>a<strong>the</strong>r modification, and (2) <strong>the</strong> use of environmental modification<br />

techniques for military purposes.<br />

Wea<strong>the</strong>r modification has now largely fallen out of favor; but it was prominent<br />

in <strong>the</strong> 1960s and 1970s. Projects <strong>we</strong>re intended, among o<strong>the</strong>r things, to enhance<br />

precipitation, modify hurricanes, dissipate fog and suppress hail. Many of <strong>the</strong><br />

projects <strong>we</strong>re local in scope. But some had <strong>the</strong> potential for transboundary effects.<br />

In response to <strong>the</strong>se activities, in 1980 <strong>the</strong> U.N. Environment Programme<br />

(UNEP) adopted international guidelines for cooperation in <strong>we</strong>a<strong>the</strong>r modification. 1<br />

These guidelines recommend that states undertake prior environmental assessment<br />

of <strong>we</strong>a<strong>the</strong>r modification activities that are likely to affect o<strong>the</strong>r states or <strong>the</strong> glob-<br />

al commons. They also recommend that states exchange information; notify and<br />

consult with o<strong>the</strong>r states that might be affected by <strong>we</strong>a<strong>the</strong>r-modification activities;<br />

and provide information to <strong>the</strong> World Meteorological Organization. Finally, <strong>the</strong><br />

guidelines provide that "<strong>we</strong>a<strong>the</strong>r modification activities should be conducted in a<br />

manner designed to ensure that <strong>the</strong>y do not cause damage to <strong>the</strong> environment of<br />

o<strong>the</strong>r States or of areas beyond <strong>the</strong> limits of national jurisdiction".<br />

One aspect of <strong>we</strong>a<strong>the</strong>r modification that raised particular concern in <strong>the</strong> 1970s<br />

was <strong>the</strong> possibility of manipulating <strong>the</strong> environment for military purposes. Dur-<br />

ing <strong>the</strong> Vietnam War, <strong>the</strong> U.S. military had experimented with rain enhancement<br />

projects in Indochina to impede traffic along <strong>the</strong> Ho Chi Minh Trail. The con-<br />

cem about environmental warfare led to <strong>the</strong> adoption of <strong>the</strong> so-called ENMOD<br />

Convention in 1977, which prohibits <strong>the</strong> use of environmental modification tech-<br />

niques that have 'widespread, long-lasting or severe effects'.2 ENMOD specifically<br />

defines environmental modification techniques as including deliberate changes in<br />

<strong>the</strong> <strong>we</strong>a<strong>the</strong>r or <strong>climate</strong>.<br />

Although both <strong>the</strong> UNEP Wea<strong>the</strong>r Modification Guidelines and <strong>the</strong> ENMOD<br />

Convention deal with related issues to <strong>climate</strong> <strong>engineer</strong>ing, nei<strong>the</strong>r instrument<br />

is directly applicable. The Wea<strong>the</strong>r Modification Guidelines focus on regional<br />

<strong>we</strong>a<strong>the</strong>r modification, not <strong>the</strong> global <strong>climate</strong>; <strong>the</strong>y are applicable to modifica-<br />

tions of atmospheric properties, not <strong>climate</strong> <strong>engineer</strong>ing more generally. Similarly,<br />

<strong>the</strong> ENMOD Convention applies only to environmental modification for hostile<br />

purposes, and specifically preserves <strong>the</strong> right to use environmental modification<br />

techniques for peaceful purposes consistent with "generally recognized principles<br />

and applicable rules of international law conceming such use". Thus, nei<strong>the</strong>r of<br />

<strong>the</strong>se instruments would directly govern <strong>climate</strong> <strong>engineer</strong>ing proposals, although<br />

<strong>the</strong>y perhaps provide some indication of how <strong>the</strong> international community might<br />

respond if <strong>climate</strong> <strong>engineer</strong>ing <strong>we</strong>re to be seriously proposed.


312 DANIEL BODANSKY<br />

3. Existing International Norms and Institutions<br />

If <strong>the</strong> <strong>we</strong>a<strong>the</strong>r-modification guidelines and <strong>the</strong> ENMOD Convention do not directly<br />

govem <strong>climate</strong> <strong>engineer</strong>ing, what are <strong>the</strong> relevant principles and rules of intema-<br />

tional law?<br />

3.1. GENERAL PRINCIPLES OF INTERNATIONAL ENVIRONMENTAL LAW<br />

First, a number of general principles of intemational environmental law are rel-<br />

evant, which apply to all human activities, including <strong>climate</strong> <strong>engineer</strong>ing. Most<br />

fundamentally, it is widely accepted that states have a duty to prevent significant<br />

transboundary harm, including harm to <strong>the</strong> global commons. As discussed above,<br />

this norm was specifically recognized in connection with <strong>we</strong>a<strong>the</strong>r modification in<br />

<strong>the</strong> UNEP Guidelines.<br />

The problem is that it is highly uncertain whe<strong>the</strong>r <strong>climate</strong> <strong>engineer</strong>ing will<br />

cause significant harm. So <strong>we</strong> do not know in advance whe<strong>the</strong>r <strong>climate</strong> <strong>engineer</strong>ing<br />

meets this first general legal test. Proponents of <strong>climate</strong> <strong>engineer</strong>ing argue that it<br />

would be safe - and <strong>the</strong>y may be correct. But many - perhaps most - people<br />

view <strong>the</strong>se assurances with some skepticism. Where <strong>the</strong> <strong>we</strong>a<strong>the</strong>r or <strong>climate</strong> is<br />

concerned, prediction is no easy matter. Chlorofluorocarbons <strong>we</strong>re also thought<br />

to be completely safe back in <strong>the</strong> 1930s when <strong>the</strong>y <strong>we</strong>re first developed. Now, of<br />

course, <strong>we</strong> know that <strong>the</strong>y destroy stratospheric ozone.<br />

In response to <strong>the</strong>se difficulties in predicting environmental risk, a second princi-<br />

ple has developed at <strong>the</strong> international level, widely referred to as <strong>the</strong> 'precautionary<br />

principle'. 3 This principle says that, when <strong>the</strong>re is a potential for irreversible or<br />

catastrophic harm, <strong>the</strong> burden of proof should be placed on those proposing an<br />

action - in cases of uncertainty, potentially harmful actions should not be allo<strong>we</strong>d.<br />

It may be confidently predicted that, should geo<strong>engineer</strong>ing move from <strong>the</strong> realm<br />

of speculation to concrete proposal, <strong>the</strong> precautionary principle would be invoked<br />

frequently and loudly at <strong>the</strong> international level.<br />

Complementing <strong>the</strong> precautionary principle is <strong>the</strong> principle of intergenerational<br />

equity. 4 Increasingly, states have acknowledged that <strong>the</strong>y have a duty to protect<br />

<strong>the</strong> environment for <strong>the</strong> benefit of future generations. This principle is relevant to<br />

<strong>climate</strong> <strong>engineer</strong>ing, given <strong>the</strong> long time-frame of <strong>the</strong> potential effects.<br />

Finally, states generally accept a number of procedural duties, including <strong>the</strong><br />

duty to undertake environmental assessments of proposed projects that may have<br />

transboundary effects, <strong>the</strong> duty to provide notice to potentially-affected states,<br />

and <strong>the</strong> duty to consult with those states. Again, <strong>the</strong>se norms <strong>we</strong>re recognized<br />

in connection with <strong>we</strong>a<strong>the</strong>r modification in <strong>the</strong> UNEP Guidelines. Although it is<br />

debatable whe<strong>the</strong>r <strong>the</strong>se duties represent 'legal' norms, countries such as <strong>the</strong> U.S.<br />

or Japan would probably accept that, before undertaking <strong>climate</strong> <strong>engineer</strong>ing, <strong>the</strong>y<br />

should notify and consult with o<strong>the</strong>r countries.


MAY WE ENGINEER THE CLIMATE? 313<br />

All of <strong>the</strong>se norms, of course, are very general and provide us with little specific<br />

guidance about <strong>the</strong> permissibility of <strong>climate</strong> <strong>engineer</strong>ing. If <strong>the</strong> international system<br />

had an effective judiciary, <strong>the</strong>n <strong>the</strong>se broad norms could be elaborated through<br />

adjudication, just as, in <strong>the</strong> United States, broad principles such as due process<br />

and equal protection are given meaning by <strong>the</strong> courts. But, generally speaking,<br />

<strong>the</strong> international system lacks binding mechanisms to settle disputes. The U.S. has<br />

dropped out of <strong>the</strong> World Court, for example, and could not be sued <strong>the</strong>re, even if<br />

it decided to proceed with <strong>climate</strong> <strong>engineer</strong>ing unilaterally. 5<br />

The significance of <strong>the</strong>se international environmental norms, <strong>the</strong>n, is not in<br />

imposing specific constraints on what countries may do. Instead, <strong>the</strong>y are significant<br />

in providing a general frame of reference. If <strong>climate</strong> <strong>engineer</strong>ing <strong>we</strong>re to become<br />

a concrete proposal, <strong>the</strong>se norms would set <strong>the</strong> terms of <strong>the</strong> international debate<br />

about whe<strong>the</strong>r to proceed.<br />

3.2. U.N. FRAMEWORK CONVENTION ON CLIMATE CHANGE<br />

In addition to <strong>the</strong>se quite general principles of international environmental law,<br />

a number of more specific treaties have been adopted that relate to <strong>climate</strong> engi-<br />

neering. The treaty most directly relevant is <strong>the</strong> U.N. Framework Convention on<br />

Climate Change (FCCC), 6 which was adopted in 1992 and entered into force in<br />

March 1994. The Climate Change Convention has relatively little to say about<br />

<strong>climate</strong> <strong>engineer</strong>ing specifically; but it is likely that <strong>the</strong> institutions created by<br />

<strong>the</strong> Convention would provide <strong>the</strong> principal international fora for consideration of<br />

<strong>climate</strong>-<strong>engineer</strong>ing proposals.<br />

In terms of substantive obligations, <strong>the</strong> main focus during <strong>the</strong> negotiation of<br />

<strong>the</strong> Climate Change Convention was on limiting emissions of greenhouse gases,<br />

not on controlling o<strong>the</strong>r variables in <strong>the</strong> <strong>climate</strong> system. The only type of <strong>climate</strong><br />

'<strong>engineer</strong>ing' that anybody really considered was reforestation. With respect to<br />

reforestation, <strong>the</strong> Convention establishes <strong>the</strong> ultimate aim of stabilizing concen-<br />

trations of greenhouse gases in <strong>the</strong> atmosphere, and is neutral on <strong>the</strong> question of<br />

whe<strong>the</strong>r this stabilization should be achieved by limiting emissions or enhancing<br />

sinks. O<strong>the</strong>rwise, <strong>the</strong> only provisions of <strong>the</strong> Convention that are directly relevant to<br />

<strong>climate</strong> <strong>engineer</strong>ing are, first, <strong>the</strong> provisions requiring scientific cooperation and,<br />

second, <strong>the</strong> requirement that states minimize <strong>the</strong> adverse effects of projects under-<br />

taken to mitigate <strong>climate</strong> change - including, of course, geo<strong>engineer</strong>ing projects.<br />

Perhaps more important than <strong>the</strong> specific obligations contained in <strong>the</strong> Con-<br />

vention are <strong>the</strong> institutions it creates. The Convention establishes a Scientific and<br />

Technological Advisory Committee (<strong>the</strong> Subsidiary Body for Scientific and Tech-<br />

nological Advice), which could be called upon to assess and provide advice on<br />

<strong>climate</strong> <strong>engineer</strong>ing proposals. In addition, <strong>the</strong> Convention provides for a yearly<br />

Conference of <strong>the</strong> Parties, which serves as <strong>the</strong> supreme body of <strong>the</strong> Convention.<br />

These institutions would likely serve as <strong>the</strong> main fora for international discussions<br />

of <strong>climate</strong> <strong>engineer</strong>ing.


314 DANIEL BODANSKY<br />

3.3. OTHER RELEVANT TREATIES<br />

3.3.1. Reflective Screens in Outer Space<br />

Apart from <strong>the</strong> Climate Change Convention, several treaties would be relevant<br />

to particular types of <strong>climate</strong> <strong>engineer</strong>ing taking place in particular parts of <strong>the</strong><br />

environment. Proposals to deploy a giant parasol over <strong>the</strong> earth to reflect incoming<br />

solar radiation, for example, would be governed by <strong>the</strong> Outer Space Treaty of<br />

1967, 7 to which <strong>the</strong> U.S. is a party. This treaty establishes essentially an open access<br />

regime for outer space. National air space extends only to <strong>the</strong> top of <strong>the</strong> atmosphere;<br />

beyond that, outer space, like <strong>the</strong> oceans, is '<strong>the</strong> province of all mankind', and any<br />

state is free to explore and use it. What this means is that, as a general matter, <strong>the</strong>re<br />

is no legal prohibition on using outer space for <strong>climate</strong>-<strong>engineer</strong>ing projects. The<br />

Treaty contains only <strong>the</strong> type of general principles that <strong>we</strong> have already seen in <strong>the</strong><br />

UNEP Wea<strong>the</strong>r Modification Guidelines. It requires that parties "conduct all <strong>the</strong>ir<br />

activities in outer space.., with due regard to <strong>the</strong> corresponding interests" of o<strong>the</strong>r<br />

states, that <strong>the</strong>y avoid "adverse changes in <strong>the</strong> environment of <strong>the</strong> Earth", and that<br />

<strong>the</strong>y consult with o<strong>the</strong>r states if <strong>the</strong>re is a question about whe<strong>the</strong>r an activity may<br />

cause an adverse effect (Art. 9). But <strong>the</strong> Treaty does not establish any mechanism<br />

for making decisions or resolving disputes if states disagree about <strong>the</strong> desirability<br />

of an outer space project.<br />

3.3.2. Ocean Fertilization<br />

Ocean fertilization would implicate two bodies of international law: <strong>the</strong> law of<br />

<strong>the</strong> sea and <strong>the</strong> Antarctic Treaty System. Like outer space law, <strong>the</strong> law of <strong>the</strong> sea<br />

establishes essentially an open access regime. The principal international agreement<br />

is <strong>the</strong> 1982 U.N. Convention on <strong>the</strong> Law of <strong>the</strong> Sea (or UNCLOS), 8 which finally<br />

entered into force in 1994. The Convention extends coastal state jurisdiction to 200<br />

miles from shore, including jurisdiction over marine scientific research projects<br />

(Art. 246). In addition, <strong>the</strong> Convention declares <strong>the</strong> deep ocean sea-bed to be '<strong>the</strong><br />

common heritage of mankind', with collective decision-making institutions. But<br />

with respect to <strong>the</strong> superjacent waters, where ocean fertilization would take place,<br />

UNCLOS reaffirms <strong>the</strong> basic norm of <strong>the</strong> law of <strong>the</strong> sea, namely freedom to use<br />

<strong>the</strong> high seas for peaceful purposes (Arts. 87-88). Specifically, <strong>the</strong> Convention<br />

permits states to undertake marine scientific research without permission on <strong>the</strong><br />

high seas, beyond a coastal state's 200-mile exclusive economic zone (EEZ) (Art.<br />

257). Moreover, although UNCLOS establishes quite broad rules on <strong>the</strong> prevention<br />

of marine pollution (Arts. 192, 194), like <strong>the</strong> Outer Space Treaty it does not establish<br />

any institutions with po<strong>we</strong>r to make decisions or restrict geo<strong>engineer</strong>ing projects<br />

that are confined to <strong>the</strong> high seas. Thus, so long as ocean fertilization <strong>we</strong>re done<br />

more than 200 miles from shore, it would arguably be permissible under <strong>the</strong> Law<br />

of <strong>the</strong> Sea Convention. 9<br />

If ocean fertilization took place south of 60 ~ south latitude, <strong>the</strong>n it would also be<br />

subject to <strong>the</strong> Antarctic Treaty System, t~ which includes a treaty on <strong>the</strong> conserva-


MAY WE ENGINEER THE CLIMATE? 315<br />

tion of Antarctic marine living resources I l as <strong>we</strong>ll as a protocol on environmental<br />

protection. 12 Like o<strong>the</strong>r environmental treaties, <strong>the</strong> Antarctic treaties do not specif-<br />

ically address purposeful efforts to modify <strong>the</strong> environment; instead, <strong>the</strong>y set forth<br />

more general principles of environmental protection and prohibit particular types<br />

of pollution. To <strong>the</strong> extent that ocean fertilization would not harm <strong>the</strong> Antarctic<br />

environment, it would not constitute pollution and would not be regulated under<br />

<strong>the</strong> environmental protocol.<br />

But, in contrast to <strong>the</strong> very limited governance arrangements for <strong>the</strong> high seas<br />

and outer space, a quite highly developed system of international governance<br />

has emerged for Antarctica, made possible by <strong>the</strong> manageable number of coun-<br />

tries involved and <strong>the</strong> limited human uses of Antarctica. Although nothing in <strong>the</strong><br />

Antarctic treaties specifically prohibits ocean fertilization, proposals to fertilize <strong>the</strong><br />

Antarctic ocean would, as a political matter, almost certainly be subject to review<br />

by <strong>the</strong> Antarctic Treaty parties. Moreover, <strong>the</strong> Antarctic environmental protocol<br />

establishes a mandatory dispute settlement procedure, which o<strong>the</strong>r states might use<br />

to challenge ocean fertilization projects.<br />

3.3.3. Atmospheric Proposals<br />

From an international law perspective, <strong>climate</strong>-<strong>engineer</strong>ing projects involving <strong>the</strong><br />

atmosphere - for example, injecting sulfates to reflect incoming sunlight or dis-<br />

persing reflective balloons - would be <strong>the</strong> most problematic. Unlike outer space<br />

and <strong>the</strong> oceans, <strong>the</strong> atmosphere is subject to national sovereignty; it is part of <strong>the</strong><br />

territory of <strong>the</strong> state below it. Purposefully putting sulfates or balloons into <strong>the</strong><br />

atmosphere with <strong>the</strong> intent that <strong>the</strong>y be transported worldwide could thus be con-<br />

sidered impermissible intervention in o<strong>the</strong>r states' affairs, unless <strong>the</strong> o<strong>the</strong>r states<br />

consented. 13<br />

Where does <strong>the</strong> atmosphere end and outer space begin? There is no accepted<br />

definition. Some of <strong>the</strong> proposed definitions are functional: <strong>the</strong>y focus on <strong>the</strong><br />

highest altitude for aircraft, or <strong>the</strong> lo<strong>we</strong>st altitude of a stable orbit. O<strong>the</strong>rs pick a<br />

specific distance from <strong>the</strong> surface of <strong>the</strong> earth, such as 100 miles. But regardless<br />

of which definition is used, placing a space screen at a Lagrange point would be<br />

in outer space; injecting sulfates by cannons or launching balloons would involve<br />

<strong>the</strong> atmosphere.<br />

Moreover, in addition to <strong>the</strong>se general restrictions on <strong>engineer</strong>ing <strong>the</strong> atmo-<br />

sphere, which flow from its territorial character, <strong>the</strong> United States is also a party to<br />

<strong>the</strong> Long-Range Transboundary Air Pollution Convention (or LRTAP), 14 a regional<br />

agreement among most European and North America countries. In 1985, a proto-<br />

col was adopted under LRTAP which set specific limitations on sulfur emissions,<br />

requiring countries to cut <strong>the</strong>ir emissions by 30% from 1980 levels. This proto-<br />

col was replaced by a more stringent protocol in 1994, which establishes national<br />

emissions limits based on 'critical loads'. 15 Although <strong>the</strong> United States is not a<br />

party to ei<strong>the</strong>r <strong>the</strong> 1985 or <strong>the</strong> 1994 sulfur protocol, a U.S. program to deliberately


316 DANIEL BODANSKY<br />

inject sulfur into <strong>the</strong> atmosphere might none<strong>the</strong>less be questioned as contrary to<br />

<strong>the</strong> spirit of LRTAP.<br />

3.3.4. Reforestation<br />

At <strong>the</strong> opposite extreme from atmospheric <strong>climate</strong> <strong>engineer</strong>ing, reforestation would<br />

be <strong>the</strong> least problematic type of <strong>climate</strong> <strong>engineer</strong>ing. Unlike geo<strong>engineer</strong>ing pro-<br />

posals that focus on areas of <strong>the</strong> global commons - such as <strong>the</strong> outer space or <strong>the</strong><br />

oceans - or on direct effects in ano<strong>the</strong>r state's atmosphere, reforestation would take<br />

place in a state's own territory. For this reason, it raises <strong>the</strong> fe<strong>we</strong>st international law<br />

problems. States have sovereignty over <strong>the</strong>ir territory, and can do whatever <strong>the</strong>y<br />

like, subject only to <strong>the</strong> general prohibition on causing transboundary harm. Thus,<br />

if <strong>the</strong> U.S. wished to plant 1000 square miles of trees in Oklahoma, that would be<br />

its decision. The main role of international law would simply be facilitative - i.e.,<br />

to provide mechanisms, institutions and incentives to encourage reforestation in<br />

o<strong>the</strong>r countries as <strong>we</strong>ll.<br />

4. Prospects for Climate Engineering<br />

What conclusions can <strong>we</strong> draw from this survey of <strong>the</strong> current legal landscape? In<br />

general, <strong>climate</strong> <strong>engineer</strong>ing would be least problematic when undertaken within<br />

a state's own territory, and most problematic when it involves direct attempts to<br />

modify ano<strong>the</strong>r state's territory. Overall, ho<strong>we</strong>ver, international law has relatively<br />

little specific to say about <strong>climate</strong> <strong>engineer</strong>ing. It sets forth very general principles of<br />

environmental protection. But <strong>the</strong>se principles do not provide any straightforward<br />

ans<strong>we</strong>r to <strong>the</strong> question: would <strong>climate</strong> <strong>engineer</strong>ing be legally permissible? Given<br />

<strong>the</strong> uncertainties about <strong>climate</strong> <strong>engineer</strong>ing, <strong>the</strong> most important international rule<br />

is likely to be <strong>the</strong> precautionary principle, which puts <strong>the</strong> burden on proponents of<br />

<strong>climate</strong> <strong>engineer</strong>ing to prove that it is safe.<br />

In general, <strong>we</strong> should be cautious about drawing conclusions from existing<br />

legal rules, for <strong>the</strong> simple reason that <strong>the</strong>se rules <strong>we</strong>re not developed with <strong>climate</strong><br />

<strong>engineer</strong>ing in mind. For example, <strong>the</strong> Outer Space Treaty and <strong>the</strong> U.N. Convention<br />

on <strong>the</strong> Law of <strong>the</strong> Sea provide for freedom of use of outer space and <strong>the</strong> oceans.<br />

But this does not necessarily mean that, if <strong>climate</strong> <strong>engineer</strong>ing <strong>we</strong>re to become a<br />

reality, states would in fact accept <strong>the</strong> right of o<strong>the</strong>r states to use outer space or <strong>the</strong><br />

oceans for <strong>climate</strong>-<strong>engineer</strong>ing purposes.<br />

Climate-<strong>engineer</strong>ing proposals are likely to raise concern among at least some<br />

states. And states are likely to disagree about <strong>the</strong> merits of <strong>climate</strong> <strong>engineer</strong>ing, both<br />

because of different evaluations of <strong>the</strong> risks and because <strong>climate</strong> <strong>engineer</strong>ing could<br />

affect different states differently. Given <strong>the</strong>se uncertainties and disagreements, <strong>the</strong><br />

critical question will be: how should decisions be made about whe<strong>the</strong>r to proceed?<br />

There are three possibilities: (1) Countries could undertake <strong>climate</strong> <strong>engineer</strong>ing<br />

unilaterally, subject only to some general international standards regarding assess-


MAY WE ENGINEER THE CLIMATE? 317<br />

ment, notice, consultation and so forth. (2) An international decision-making mech-<br />

anism could be established to review and authorize proposed <strong>climate</strong>-<strong>engineer</strong>ing<br />

projects. (3) The international community could simply prohibit <strong>climate</strong> <strong>engineer</strong>-<br />

ing. This has become a common approach in recent years for dealing with activities<br />

whose environmental impacts are uncertain. In 1993, for example, countries agreed<br />

to ban <strong>the</strong> dumping of low-level radioactive wastes at sea. Similarly, <strong>the</strong> Interna-<br />

tional Whaling Commission has prohibited all whaling for commercial purposes.<br />

Which of <strong>the</strong>se alternatives is most likely? Generally, international law permits<br />

unilateral decision-making. It imposes general standards, but leaves it up to each<br />

country to decide how to implement and apply those standards. Thus, both <strong>the</strong><br />

Outer Space Treaty and <strong>the</strong> U.N. Convention on <strong>the</strong> Law of <strong>the</strong> Sea generally<br />

permit unilateral decision-making in areas beyond national jurisdiction. Countries<br />

can launch satellites and <strong>the</strong>y can conduct marine scientific research on <strong>the</strong> high<br />

seas without prior international approval.<br />

Proposals to <strong>engineer</strong> <strong>the</strong> <strong>climate</strong>, ho<strong>we</strong>ver, might <strong>we</strong>ll be treated differently,<br />

because <strong>the</strong> spatial scale and <strong>the</strong> potential risks are so large. Because <strong>climate</strong><br />

<strong>engineer</strong>ing would have global impacts, if it <strong>we</strong>re under serious consideration by<br />

<strong>the</strong> United States, o<strong>the</strong>r states would almost certainly demand a say. They would not<br />

accept that <strong>the</strong> United States has <strong>the</strong> unilateral right to make decisions concerning<br />

<strong>the</strong>ir <strong>climate</strong>. The question <strong>the</strong>n would be whe<strong>the</strong>r <strong>the</strong> United States would be<br />

willing to proceed anyway, in <strong>the</strong> face of this international concern, or would<br />

accept international regulation.<br />

There are few precedents, so it is difficult to predict how countries would act.<br />

But <strong>the</strong> example of <strong>we</strong>a<strong>the</strong>r modification is instructive. In <strong>the</strong> 1960s and 1970s, <strong>the</strong><br />

United States had a project called Stormfury, which involved, among o<strong>the</strong>r things,<br />

attempts to modify hurricanes. The project was initially planned for <strong>the</strong> Atlantic<br />

and <strong>the</strong>n <strong>the</strong> Pacific. One participant recalls that, in a planning meeting, <strong>the</strong> State<br />

Department representative said: "Gentlemen, no and no in <strong>the</strong> Atlantic because<br />

<strong>the</strong>re are a lot more countries <strong>the</strong>re. And if you want to do anything in <strong>the</strong> Pacific,<br />

<strong>we</strong> no longer will be satisfied with acquiescence by Japan and China - <strong>we</strong> need an<br />

affirmative assurance from each of <strong>the</strong>m before <strong>we</strong> go ahead". 16<br />

Of course, <strong>the</strong> United States causes transboundary harms all <strong>the</strong> time. Indeed,<br />

<strong>the</strong> U.S. is more responsible than any o<strong>the</strong>r country for <strong>the</strong> buildup of green-<br />

house gases in <strong>the</strong> atmosphere. Moreover, during <strong>the</strong> negotiation of <strong>the</strong> Climate<br />

Change Convention, it strenuously opposed specific international limitations on its<br />

emissions of greenhouse gases. Why would <strong>climate</strong> <strong>engineer</strong>ing be treated differ-<br />

ently? In part, <strong>the</strong> difference may be bet<strong>we</strong>en stopping an existing activity, and<br />

forestalling a new one. In part, <strong>the</strong> difference is bet<strong>we</strong>en numerous, small-scale<br />

activities whose effects on <strong>the</strong> environment are incidental, and dramatic large-scale<br />

activities specifically intended to alter <strong>the</strong> environment. Nobody thinks that any<br />

kind of authorization is needed - at <strong>the</strong> national or international level - to use<br />

cars or generate electricity, even though cumulatively <strong>the</strong>se activities may have<br />

global impacts. But <strong>the</strong> situation would presumably be very different for proposals


318 DANIELBODANSKY<br />

for new, large-scale, purposeful human interventions in <strong>the</strong> environment such as<br />

<strong>climate</strong> <strong>engineer</strong>ing.<br />

In looking for precedents, it is difficult to think of any human intervention<br />

in <strong>the</strong> environment comparable in scale to <strong>climate</strong> <strong>engineer</strong>ing. Perhaps <strong>the</strong> only<br />

example is nuclear warfare. Despite early efforts following World War II to put<br />

nuclear <strong>we</strong>apons under international control, <strong>the</strong> nuclear po<strong>we</strong>rs still retain uni-<br />

lateral decision-making authority about when to use <strong>the</strong>ir <strong>we</strong>apons. This could be<br />

vie<strong>we</strong>d as a precedent for retaining unilateral decision-making on <strong>climate</strong> engi-<br />

neering. The rationale for national control over nuclear <strong>we</strong>apons is that a nation's<br />

self-preservation cannot be delegated to any o<strong>the</strong>r body. To <strong>the</strong> extent that <strong>climate</strong><br />

<strong>engineer</strong>ing is also a matter of self-preservation, <strong>the</strong> same argument could be made.<br />

Ultimately, ho<strong>we</strong>ver, <strong>the</strong> comparison bet<strong>we</strong>en <strong>climate</strong> <strong>engineer</strong>ing and control<br />

over nuclear <strong>we</strong>apons does not hold up. In <strong>the</strong> context of nuclear <strong>we</strong>apons, <strong>the</strong><br />

threat to self-preservation is immediate and overwhelming. If <strong>we</strong> faced a similarly<br />

immediate and overwhelming environmental threat- such as from an asteroid<br />

headed on a collision course with earth - <strong>the</strong>n it is possible that a country would<br />

act unilaterally to prevent <strong>the</strong> harm. But <strong>climate</strong> change is a much more insidious<br />

threat - <strong>the</strong> danger is long-term, difficult to detect, and, to some degree, uncertain.<br />

In <strong>the</strong>se circumstances, it seems unlikely that global warming would create <strong>the</strong><br />

sense of urgency and even panic that might cause a state to proceed unilaterally<br />

with large-scale projects to modify <strong>the</strong> <strong>climate</strong>.<br />

Assuming that <strong>the</strong> U.S. and o<strong>the</strong>r countries would, in practice, be unwilling to<br />

implement <strong>climate</strong> <strong>engineer</strong>ing unilaterally, <strong>the</strong>n collective decisionmaking would<br />

be required. Discussions about <strong>climate</strong> <strong>engineer</strong>ing could take place in numerous<br />

fora. The issue would undoubtedly be raised in <strong>the</strong> Conference of <strong>the</strong> Parties<br />

to <strong>the</strong> U.N. Framework Convention on Climate Change; one possibility is that<br />

a protocol on <strong>climate</strong> <strong>engineer</strong>ing would be negotiated under <strong>the</strong> auspices of<br />

that treaty. Climate-<strong>engineer</strong>ing proposals could also be considered in <strong>the</strong> United<br />

National Environment Programme and/or <strong>the</strong> World Meteorological Organization.<br />

Proposals to place reflective screens in outer space would also probably be raised<br />

in <strong>the</strong> U.N. Commission on <strong>the</strong> Peaceful Uses of Outer Space, which operates<br />

under <strong>the</strong> auspices of <strong>the</strong> U.N. General Assembly; proposals to seed <strong>the</strong> sou<strong>the</strong>rn<br />

ocean with iron would probably be discussed by <strong>the</strong> palxicipants in <strong>the</strong> Antarctic<br />

Treaty System; and, finally, proposals to inject sulfates into <strong>the</strong> atmosphere could be<br />

discussed in <strong>the</strong> Executive Body of <strong>the</strong> Long-Range Transboundary Air Pollution<br />

Convention.<br />

So <strong>the</strong>re is no lack of international institutions to consider <strong>climate</strong> <strong>engineer</strong>ing.<br />

The problem is that none of <strong>the</strong>se bodies currently has any real decision-making<br />

authority. Consequently, collective regulation of <strong>climate</strong> <strong>engineer</strong>ing would require<br />

<strong>the</strong> development of a new international decision-making mechanism.<br />

Agreement on such a mechanism would be difficult. There are, of course,<br />

some examples of international regulatory mechanisms operating in relatively<br />

uncontroversial areas, such as aviation and telecommunications. But efforts to


MAY WE ENGINEER THE CLIMATE? 319<br />

develop international decision-making mechanisms in <strong>the</strong> environmental field have<br />

not been encouraging.<br />

Consider, for example, <strong>the</strong> effort to develop an international decision-making<br />

regime for Antarctic mineral resources. The 1959 Antarctic Treaty did not explicitly<br />

prohibit countries from exploiting Antarctica's mineral resources. Arguably, it<br />

created <strong>the</strong> same kind of open access regime that currently exists for outer space<br />

and <strong>the</strong> high seas. Never<strong>the</strong>less, countries <strong>we</strong>re unwilling to proceed with mineral<br />

activities in Antarctica unilaterally. They recognized, correctly, that attempts to<br />

exploit Antarctica's minerals would have been challenged by o<strong>the</strong>r states, <strong>the</strong>reby<br />

undermining <strong>the</strong> fragile consensus on which <strong>the</strong> Antarctic Treaty system rests.<br />

Ra<strong>the</strong>r than proceed unilaterally, <strong>the</strong> Antarctic Treaty parties attempted to develop<br />

an international regulatory regime for Antarctic mineral resources. Over a ten-year<br />

period, <strong>the</strong>y negotiated a treaty, establishing very elaborate collective decision-<br />

making procedures. 17<br />

In <strong>the</strong> end, ho<strong>we</strong>ver, even <strong>the</strong> Antarctic minerals regime proved unsuccessful.<br />

Following <strong>the</strong> completion of <strong>the</strong> negotiations, Australia and France changed <strong>the</strong>ir<br />

mind and announced that <strong>the</strong>y would not join <strong>the</strong> proposed Convention. Instead,<br />

<strong>the</strong>y proposed making Antarctica into a world park, off-limits to mineral exploita-<br />

tion altoge<strong>the</strong>r. Despite <strong>the</strong> very substantial investment of time and effort by many<br />

countries in developing an international regime, <strong>the</strong> Australian/French position<br />

ultimately prevailed. The international community opted for a simple prohibition<br />

on all mineral exploitation (at least for 50 years), ra<strong>the</strong>r than a system of collective<br />

decision-making.<br />

Developing an international regime for <strong>climate</strong> <strong>engineer</strong>ing would be an even<br />

more difficult task. Antarctic mineral activities have comparatively small impacts,<br />

limited to only a few countries. Thus, <strong>the</strong> proposed Antarctic Minerals Convention<br />

was able to restrict decision-making to <strong>the</strong> countries directly concerned. In con-<br />

trast, <strong>climate</strong> <strong>engineer</strong>ing would affect <strong>the</strong> entire globe, and arguably every country<br />

should have a right to participate in <strong>the</strong> decision-making process. Moreover, despite<br />

<strong>the</strong> comparatively simple nature of <strong>the</strong> Antarctic minerals problem, <strong>the</strong> Antarctic<br />

Treaty parties <strong>we</strong>re unable to reach any agreement on a liability regime for dam-<br />

ages. The problem of liability would be considerably more complex for <strong>climate</strong><br />

<strong>engineer</strong>ing, given <strong>the</strong> difficulty of establishing cause-effect relationships.<br />

What this experience illustrates is that even when <strong>the</strong>re is strong pressure in<br />

favor of a controversial activity, it is generally easier to prohibit an activity than<br />

to regulate it. This has certainly been true at <strong>the</strong> international level, in part due<br />

to <strong>the</strong> development of <strong>the</strong> 'precautionary principle', which in essence says: 'if in<br />

doubt, don't'. In recent years, <strong>the</strong> international community has banned commercial<br />

whaling, driftnet fishing, incineration of wastes at sea, and ocean dumping of<br />

low-level radioactive wastes. In some cases, <strong>the</strong>se bans <strong>we</strong>re adopted despite<br />

<strong>the</strong> existence of groups with strong vested interests in continuing <strong>the</strong> activity in<br />

question. A ban on <strong>climate</strong> <strong>engineer</strong>ing might be even easier to adopt, given <strong>the</strong><br />

lack of a substantial political constituency in its favor.


320 DANIEL BODANSKY<br />

Collective decision-making requires a sense of community - of trust in <strong>the</strong><br />

decision-making process and <strong>the</strong> decision-maker - that is still largely absent in<br />

intemational society. Simply prohibiting an activity is far easier to do.<br />

What can be done to improve <strong>the</strong> prospects for responsible international consid-<br />

eration of <strong>climate</strong> <strong>engineer</strong>ing proposals? One lesson from <strong>the</strong> Intergovemmental<br />

Panel on Climate Change is to get as many countries as possible involved as early<br />

as possible. Countries will be much more likely to evaluate <strong>climate</strong>-<strong>engineer</strong>ing<br />

proposals in a rational way if <strong>the</strong>y are familiar with <strong>the</strong>m.<br />

Discussions of <strong>climate</strong> <strong>engineer</strong>ing need to proceed with an understanding that,<br />

like any technology, <strong>climate</strong> <strong>engineer</strong>ing is a social and political problem as <strong>we</strong>ll<br />

as a scientific one. Whe<strong>the</strong>r <strong>we</strong> can <strong>engineer</strong> <strong>the</strong> <strong>climate</strong> will depend not only on<br />

its technical feasibility, but also on its political acceptability.<br />

Notes<br />

1. U.N. Environment Programme: 1980, Provisions for Cooperation bet<strong>we</strong>en States in Wea<strong>the</strong>r<br />

Modification, Decision 8/7/A of <strong>the</strong> Governing Council, 29 Apr. 1980.<br />

2. Convention on <strong>the</strong> Prohibition of Military or Any O<strong>the</strong>r Hostile Use of Environmental Modifi-<br />

cation Techniques, U.N. Treaty Ser. 1108, 151 (entered into force 5 Oct. 1978).<br />

3. O'Riordan, T. and Cameron, J. (eds.): 1994, Interpreting <strong>the</strong> Precautionary Principle, Cameron<br />

and <strong>May</strong>, London, 315 pp.<br />

4. Weiss, E. B.: 1989, In Fairness to Future Generations: International Law, Common Patrimony<br />

and Intergenerational Equity, Transnational, Dobbs Ferry, NY, 385 pp.<br />

5. In an analogous situation, New Zealand's and Australia's attempts to challenge recent French<br />

nuclear tests in <strong>the</strong> South Pacific proved unsuccessful.<br />

6. U.N. Framework Convention on Climate Change, U.N. Doc. A/AC.237/18 (Part II), Add. 1,<br />

reprinted in lnternat. Legal Materials 31, 851 (1992).<br />

7. Treaty on Principles Governing <strong>the</strong> Activities of States in <strong>the</strong> Exploration and Use of Outer<br />

Space, Including <strong>the</strong> Moon and O<strong>the</strong>r Celestial Bodies, U.N. Treaty Ser. 610, 205 (adopted 27<br />

Jan. 1967, entered into force 10 Oct. 1967).<br />

8. U.N. Doc. A/CONF.62/122, adopted 10 Dec. 1982, reprinted in Internat. Legal Materials 21,<br />

1261 (1982).<br />

9. Ocean fertilization would also be consistent with <strong>the</strong> London Convention on <strong>the</strong> Prevention of<br />

Marine Pollution by Dumping of Wastes and O<strong>the</strong>r Matter, which applies only to <strong>the</strong> deliberate<br />

disposal of wastes at sea, not to <strong>the</strong> "placement of matter for a purpose o<strong>the</strong>r than <strong>the</strong> mere<br />

disposal <strong>the</strong>reof", Art. III(1)(b)(ii), U.N. Treaty Ser. 1046, 120 (adopted 29 Dec. 1972, entered<br />

into force 30 Aug. 1975).<br />

10. Antarctic Treaty, U.N. Treaty Ser. 402, 71 (adopted 1 Dec. 1959, entered into force 23 June<br />

1961).<br />

11. Convention on <strong>the</strong> Conservation of Antarctic Marine Living Resources, U.N. Treaty Ser. 33,<br />

3476 (adopted 20 <strong>May</strong> 1980, entered into force 7 Apr. 1982).<br />

12. Protocol on Environmental Protection to <strong>the</strong> Antarctic Treaty, adopted 4 Oct. 1991, reprinted<br />

in Internat. Legal Materials 30, 1455 (1991).<br />

13. Although states cause transboundary pollution on a regular basis, <strong>the</strong> difference is that <strong>the</strong><br />

transboundary effects of climatic <strong>engineer</strong>ing would be intentional, not inadvertent.<br />

14. Adopted 13 Nov. 1979, entered into force 16 March 1983, reprinted in Internat. Legal Materials<br />

18, 1442 (1979).<br />

15. Critical loads are defined as "<strong>the</strong> highest load that will not cause chemical changes leading to<br />

long-term harmful effects on <strong>the</strong> most sensitive ecological ecosystems" in a particular area.<br />

Levy, M. A.: 1995, 'International Co-operation to Combat Acid Rain', Green Globe Yearbook<br />

1995, Oxford Univ. Press, Oxford, pp. 59--68.


MAY WE ENGINEER THE CLIMATE? 321<br />

16. Taubenfeld, H. J.: 1977, 'The Legal Uncertainties: A Lawyer Responds', in W. A. Thomas (ed.),<br />

Legal and Scientific Uncertainties of Wea<strong>the</strong>r Modification, p. 69.<br />

17. Wellington Convention on <strong>the</strong> Regulation of Antarctic Mineral Resource Activities, adopted 2<br />

June 1988, U.N. Doc. AMR/SCM/88/78, reprinted in Internat. Legal Materials 27, 868 (1988).<br />

(Received 17 April 1995; in revised form 31 January 1996)

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