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<strong>Exploring</strong> a <strong>New</strong> <strong>Measure</strong> <strong>for</strong> <strong>Reactive</strong> <strong>Guilt</strong> <strong>Appeals</strong><br />

Michael Lwin*. Curtin University. Michael.lwin@cbs.curtin.edu.au<br />

Ian Phau. Curtin University. Ian.phau@cbs.curtin.edu.au<br />

Abstract<br />

Literature identifies three classifications of guilt namely, reactive, anticipatory, and existential<br />

guilt. Scholars have shown that specific types of guilt appeals can be effective in advertising (e.g.<br />

Hibbert et al. 2007). However researchers have relied on the use of unified guilt scale as a<br />

measure of specific types of guilt. Thus the paper highlights the inherent need <strong>for</strong> a specific scale.<br />

Using two studies, the research attempts to reach the gap in literature by developing a measure of<br />

consumer’s reactive guilt to advertising stimulus. The research is one of the first to explore a<br />

scale <strong>for</strong> reactive guilt in an advertising context. Considering the importance of the guilt appeals<br />

in advertising, the scale will be an effective tool <strong>for</strong> practitioners and scholars.<br />

Keywords: <strong>Reactive</strong> guilt, advertising, scale development, advertising appeals, guilt<br />

Introduction<br />

Emotional appeal is a powerful tool in advertising as it can influence customers’ attention (e.g.<br />

Olney et al., 1991), effect customers’ reaction to advertisements (e.g. Edell and Burke 1987) and<br />

effect brand attitudes (e.g. Aaker et al. 1986). Studies in emotional appeals have largely explored<br />

and nurtured fear appeals, while other emotional appeals such as guilt still remains unexplored in<br />

terms of a well-defined conceptual model (Huhmann and Brotherton 1997).<br />

Further, researchers have primarily explored guilt appeal as a unified construct (e.g. Coulter and<br />

Pinto 1995; Ghingold and Bozinoff 1982), the literature has identified three types of guilt appeals<br />

namely; reactive, anticipatory, and existential guilt appeals. As such, discrepancies between the<br />

findings have been reported with studies that have explored specific types of guilt appeals (Cotte<br />

et al. 2005; Hibbert et al. 2007). These findings are further questioned when the measurement of<br />

guilt is conceptualised using the unified construct despite the differences. There have been calls<br />

to develop specific guilt scales (such as Lindsey 2005). In recent years, scholars have<br />

investigated the effectiveness of anticipatory and existential guilt appeal (e.g. Cotte et al. 2005;<br />

Lindsey 2005; Godek and LaBarge, 2006; Basil et al. 2008), however empirical research <strong>for</strong><br />

reactive guilt appeal is almost non-existent.<br />

This exploratory study is part of a larger study and it will attempt to bridge the gaps in the<br />

literature by focusing only on reactive guilt appeals. Specifically, it will explore a new measure<br />

<strong>for</strong> reactive guilt appeals.<br />

1


Background of <strong>Guilt</strong> in Advertising<br />

The persuasive nature of guilt appeals can be a powerful tool <strong>for</strong> advertisers (Cotte et al. 2005).<br />

That is, guilt can act as a motivating, action oriented emotion due to the unambiguous nature of<br />

the linkage between feeling of guilt and actions that led to its elicitation (Lewis 1993). Thus the<br />

individual will respond to a past failure due to the feeling of guilt and it will arouse the individual<br />

to reduce the feeling of guilt by making retributions. This phenomenon is also supported by the<br />

Negative State Model which suggests that individuals will seek to reduce these negative emotions<br />

(Cialdini and Kenrick 1976). <strong>Guilt</strong> is defined as a negative emotion there<strong>for</strong>e the individual will<br />

attempt to reduce the feeling of guilt by following a suggested course of action.<br />

A review of the literature shows that guilt construct has been demonstrated as an important<br />

variable in social marketing (e.g. Alden and Crowley 1995; Hibbert et al. 2007; Lindsey 2005),<br />

marketing communications (Ghingold 1980; Pinto and Priest 1991) and advertising (Cotte et al.<br />

2005; Coulter and Pinto 1995). It has also been empirically shown to influence consumer<br />

decision making process (Burnett and Luns<strong>for</strong>d 1994), ad and brand attitudes (Coulter and Pinto<br />

1995: Godek and LaBarge 2006), and donation intentions (Hibbert et al. 2007). While previous<br />

studies have focused on the use of guilt appeals in a social marketing context extensively (Alden<br />

and Crowley, 1995; Lindsey, 2005; Hibbert et al., 2007; Basil et al., 2008), the influences of guilt<br />

appeals in consumer products have been neglected and ignored (Coulter and Pinto, 1995). It is<br />

surprising since, Huhmann and Brotherton (1997) identified 51% of guilt ads were used in<br />

consumer durable and non-durable products.<br />

As suggested earlier there are three types of guilt; reactive guilt is defined as a response to the<br />

past and over an act of having violated those standards (Rawlings 1970). Out of the three guilt<br />

appeals, reactive guilt is considered as the most negative because it evokes past transgressions<br />

and there<strong>for</strong>e it evokes more negative emotions. Scholars have suggested that it creates a short<br />

term negative mood (Godek and LaBarge 2006). Additionally, reactive guilt appeals produced<br />

higher inferences of manipulative intent due to consumers reacting negatively towards the ad<br />

(Godek and LaBarge 2006). Consumers process reactive guilt ads systematically and every detail<br />

of the ad is questioned (Godek and LaBarge 2006). This enhances negative reactions towards the<br />

ad and consequently, advertisers tend to avoid the use of reactive guilt appeals (Huhmann and<br />

Brotherton 1997). In fact, Huhmann and Brotherton (1997) showed that only 29.4% guilt<br />

advertisements used reactive guilt appeals as an execution. Further, Huhmann and Brotherton<br />

(1997) showed that 17.8% of reactive guilt appeals were used in a consumer durable context. To<br />

this date only one study has explored the effects of reactive guilt (Godek and LaBarge 2006).<br />

Godek and LaBarge’s (2006) research had some limitations; firstly the stimulus was confined to a<br />

scenario that was given to the respondents. Secondly reactive guilt was measured using a general<br />

felt emotions scale. Thirdly, the effect of reactive guilt on behavioral intentions was shown to be<br />

significant, however the behavioral intentions scale was measured using a one item scale.<br />

There<strong>for</strong>e, the current research will attempt to resolve the measurement issues.<br />

Rawlings (1970) defined anticipatory guilt as guilt evoked when an individual contemplates a<br />

potential violation of one’s own standards. Past research shows that this type of guilt is more<br />

positive than others, as it can lead to action as a mean to avoid the feeling of guilt (Godek and<br />

LaBarge 2006; Lindsey 2005; Rawling 1970). Due to this unique characteristic anticipatory guilt<br />

is used more than other types of guilt. In fact, research indicates that over 61% of guilt<br />

2


advertisements applied the use of anticipatory guilt (Huhmann and Brotherton 1997).<br />

Additionally, Huhmann and Brotherton (1997) showed that a majority of anticipatory guilt ads<br />

are used in the non-durable consumer goods advertisements. Research to date has only explored<br />

anticipatory guilt in the following contexts, organ donation (Lindsey 2005), and financial services<br />

(Godek and LaBarge 2006).<br />

Existential guilt is defined as a comparison between one’s one wellbeing to the wellbeing of<br />

others and encourages action to bring the two closer together (Izard 1977). Charities often use<br />

this type of guilt appeal because their strategy fits well with the philosophy of existential guilt<br />

(Huhmann and Brotherton 1997). Hence charitable ads often attempt to evoke existential guilt to<br />

gain donations (e.g. Hibbert et al. 2007). Literature shows 21.6% of charitable ads used guilt<br />

appeals and 85.7% of these ads used existential guilt appeals (Huhmann and Brotherton 1997).<br />

Method and Results<br />

Two studies were conducted to explore a new measure of reactive guilt scale. Both studies were<br />

conducted using an experimental method in a classroom style setting. Scholars have suggested<br />

that respondent’s demographics could determine the intensity of guilt arousal (Hibbert el al.<br />

2007). Thus, to control <strong>for</strong> these variables subjects were delimited <strong>for</strong> the purposes of the two<br />

studies. For both studies, subjects aged between 18-24 years were used. This provided a more<br />

homogenous sample <strong>for</strong> the first two stages of the scale. Furthermore, two advertisements that<br />

highly evoked reactive guilt were used in the study.<br />

Study One<br />

The purpose of this study was to explore the concepts of reactive guilt. The scale development<br />

theory suggests that the existing theory should be consulted first to aid clarity with the scale<br />

(DeVellis 2003; Marcheigani and Phau 2007). Following the guidelines suggested by Li,<br />

Edwards and Lee (2002), three methods were used to generate potential scale items <strong>for</strong> reactive<br />

guilt. They are, literature reviews (Churchill 1979), thesaurus searches (Wells, Leavitt and<br />

McConville 1971), and expert surveys (Chen and Wells 1999; Churchill 1979). Using the three<br />

techniques an initial pool of 34 items was first developed.<br />

To test the scale items a print advertisement that evoked reactive guilt was used as a stimulus.<br />

The print advertisement was created <strong>for</strong> the study. To ensure that the advertisement is suitable <strong>for</strong><br />

the study an expert panel consisting of five people was used. The experts chose the developed<br />

print advertisement from a pool of eleven advertisements and thus it was chosen <strong>for</strong> the study. A<br />

survey instrument using the 34 items and demographics was developed. A total of two hundred<br />

twenty three useable responses were collected <strong>for</strong> the study. Scholars have suggested using<br />

Exploratory Factor Analysis (EFA) as the first step in scale development (DeVellis 1991) and<br />

thus EFA was conducted.<br />

The EFA showed two distinct factors of reactive guilt. The EFA process was used to remove<br />

items that are not suitable in the factors. Further, Cronbach’s Alpha was used to remove items<br />

with squared multiple correlations of less than 0.30 and correlated item-to-total correlation of less<br />

than 0.50 (DeVellis 1991; Marcheigani and Phau 2007). Weaker items and cross factor loaded<br />

3


items were also removed to optimise the scale. Finally we were left with nine items relating to<br />

reactive scale (α = .873) (KMO and Bartlett’s test = .874, Approx. Chi-Square = 997.425, Df =<br />

36, Sig. = .000).<br />

Study Two<br />

The purpose of this study was to further fine-tune the initial reactive guilt scale. Scholars have<br />

suggested using Confirmatory Factor Analysis (CFA) as a means of reducing the scale items to<br />

confirm the scale’s final <strong>for</strong>m. This study was designed to examine the unidimensionality of the<br />

scale items developed in Study One. If it is necessary the study also aims to further purify the<br />

scale items. To test <strong>for</strong> the scale’s unidimensionality, CFA analysis was conducted using AMOS<br />

15 software.<br />

A real broadcast ad from an unknown brand (Patek Philippe) lasting two minutes was used as the<br />

stimulus. It has been suggested that prior brand knowledge may have an impact on emotional<br />

response (Chattopadhyay and Basu 1990) thus a brand with limited knowledge was used <strong>for</strong> the<br />

study. The choice of the ad was tested using an expert panel consisting of six members rated the<br />

ad highly as evoking reactive guilt. The experts chose the advertisement from a pool of four<br />

broadcast advertisements. The advertisement shows the relationship between the father and the<br />

son, and how the father passed down his legacy by giving his watch to the son. The<br />

advertisement highlighted the fact that the son did not value the watch at the time and sold it off.<br />

However, when the son became a man and he himself became a father, he realises the value of<br />

his father’s watch. The advertisement showed the son having a strong emotional attachment with<br />

his father’s watch and felt reactive guilt <strong>for</strong> selling it. He searched and searched <strong>for</strong> his father’s<br />

watch and finally found it at an auction. Respondents were asked to position themselves as the<br />

son from the ad and how they will respond after seeing the ad. The respondents then recorded<br />

their reactions to the ad based on a number of scales on a self-administered survey.<br />

A survey instrument using the nine items from Study One and demographics was developed. A<br />

total of one hundred and seventy seven useable responses were collected. CFA is commonly used<br />

as the second step in scale development (Pedhazur and Schmelkin 1991) because it is considered<br />

as a superior technique than EFA <strong>for</strong> assessing unidimensionality (O’Leary-Kelly and Vokurka<br />

1998).<br />

The results show a further reduction of the scale items. CFA refined the scales resulting in a total<br />

of 7 items <strong>for</strong> reactive guilt with acceptable measures (Hu and Bentler 1999) (Chi-square =<br />

20.085, Degrees of freedom = 14, Probability level = .127, AGFI = .940, RMSEA = .050, RMR =<br />

.077, α = .891).<br />

4


<strong>Reactive</strong><br />

<strong>Guilt</strong><br />

Figure 1: Confirmatory Factor Analysis <strong>for</strong> <strong>Reactive</strong> <strong>Guilt</strong> Scale<br />

.67<br />

.70<br />

.76<br />

.87<br />

.79<br />

.76<br />

.79<br />

I felt guilty after buying… that I could not af<strong>for</strong>d<br />

I felt guilty <strong>for</strong> buying a very expensive…<br />

I felt ashamed when I spend excessively on…<br />

I felt guilty when others found out what I bought was very<br />

expensive<br />

I felt guilty <strong>for</strong> spending excessively on… as it was violating my<br />

acceptable standard<br />

I was disappointed with myself <strong>for</strong> spending excessively on…<br />

I felt guilty when I lied about my past spending on...<br />

Concluding Comments<br />

The paper has taken the first steps to develop a scale <strong>for</strong> reactive guilt. The final seven items <strong>for</strong><br />

the scale is illustrated in Figure 1. The scale fills an important gap in the literature as previous<br />

scales on guilt uses a unified construct. That is the three types of guilt, reactive, anticipatory and<br />

existential guilt are measured using one scale. Thus scholars could not measure the distinct<br />

influences of each type of guilt. The scale provides a researcher to manipulate and test the direct<br />

influence of reactive guilt. The scale could also be used by practitioners as a manipulation check<br />

to ensure that the advertisements elicited only the intended emotion. This will assist and provide<br />

a greater accuracy of results in consumer behaviour and advertising research.<br />

However, the scale is still in development and it needs further validation. Future studies should<br />

aim to develop construct and criterion validity of the scale. Scholars should also explore the<br />

generalisability of the scale by testing the scale in different media, consumer types and products.<br />

Researchers have shown that specific types of guilt appeals can be effective (e.g. Cotte et al.<br />

2005; Lindsey 2005; Godek and LaBarge, 2006; Basil et al. 2008; Hibbert et al. 2007). Lack of<br />

specific measure <strong>for</strong> each types of guilt has limited previous studies and this study takes one step<br />

closer to developing a stronger understanding of guilt appeals.<br />

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