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1. Whether Article 1(2) of the Software<br />

Directive must be interpreted as<br />

meaning that the functionality of a<br />

computer program, the programming<br />

language and the format of data files<br />

used in a computer program to exploit<br />

certain functions constitute a form of<br />

expression of that program and may<br />

be protected by copyright in computer<br />

programs for the purposes of<br />

that Directive.<br />

2. Whether Article 5(3) of the Software<br />

Directive must be interpreted as meaning<br />

that a person who has obtained a copy of<br />

a computer program under a licence is<br />

entitled, without the authorisation of the<br />

owner of the copyright in that program,<br />

to observe, study or test the functioning<br />

of that program to determine the ideas<br />

and principles that underlie any element<br />

of the program, in the case where that<br />

person carries out acts covered by<br />

that licence with a purpose that goes<br />

beyond the framework established<br />

by the licence.<br />

3. Whether Article 2(a) of the Information<br />

Society Directive must be interpreted as<br />

meaning that the reproduction, in a<br />

computer program or a user manual<br />

for that program, of certain elements<br />

described in the user manual for another<br />

computer program protected by<br />

copyright constitutes an infringement<br />

of that right in the latter manual.<br />

On these questions, the CJEU<br />

ruled as follows:<br />

First, Article ı(2) of the<br />

Software Directive must be<br />

interpreted as meaning that neither<br />

the functionality of a computer<br />

program nor the programming<br />

language and the format of data<br />

files used in a computer program to<br />

exploit certain functions constitute a<br />

form of expression of that program<br />

and, as such, are not protected by<br />

copyright in computer programs<br />

for the purposes of that Directive.<br />

Second, Article 5(3) must be<br />

interpreted as meaning that a<br />

person who has obtained a copy of<br />

a computer program under a licence<br />

is entitled, without the authorisation<br />

of the owner of the copyright, to<br />

observe, study or test the functioning<br />

of that program so as to determine<br />

the ideas and principles that underlie<br />

any element of the program, in the<br />

case where that person carries out<br />

acts covered by that licence and acts<br />

of loading and running necessary for<br />

the use of the computer program,<br />

and on condition that the person<br />

does not infringe the exclusive rights<br />

of the owner of the copyright in<br />

that program.<br />

And finally, that Article 2(a) of<br />

the Information Society Directive<br />

must be interpreted as meaning<br />

that the reproduction, in a program<br />

or a user manual for it, of certain<br />

elements described in the manual<br />

for another program protected<br />

by copyright can constitute an<br />

infringement of the copyright in the<br />

latter manual if – this being a matter<br />

for the national court to ascertain<br />

– that reproduction constitutes the<br />

expression of the intellectual creation<br />

of the author of the user manual for<br />

the program protected by copyright.<br />

Monopoly concern<br />

At paragraph 40 of its judgment,<br />

the CJEU was concerned that, if the<br />

functionality of a computer program<br />

was allowed to be protected by<br />

copyright, this could mean that ideas<br />

may be monopolised, which would,<br />

of course, be against the wording of<br />

Article ı(2) of the Software Directive.<br />

Further, at paragraph 4ı, the CJEU<br />

pointed to the advantage of other<br />

authors being able “to create similar<br />

or even identical programs provided<br />

that they refrain from copying”.<br />

Rightly or wrongly, this ruling may<br />

mean that manufacturers of original<br />

software will become less willing<br />

to spend money on research and<br />

development of software for Europe.<br />

At paragraph 45, the CJEU<br />

explained that, while the language<br />

and format of data files used in<br />

a computer program might not<br />

be protected under the Software<br />

Directive, they may be protected, as<br />

literary works, by copyright under<br />

the Information Society Directive if<br />

it can be shown that they are their<br />

author’s own intellectual creation (See<br />

Bezpecnostní softwarová asociace v<br />

Svaz softwarové ochrany ([20ı0] CJEU<br />

C-393/09) (“BSA”) paragraphs 44 to<br />

46 and Infopaq International A/S v<br />

Danske Dagblades Forening [2009]<br />

CJEU C-5/08, paragraphs 33 to 37).<br />

In Nova Productions Limited v<br />

Mazooma Games Limited and others,<br />

and Nova Productions Limited v Bell<br />

Fruit Games Limited [2006] EWCA<br />

Civ ı044, the Court of Appeal did not<br />

refer certain questions to the CJEU<br />

relating to arguments about whether<br />

“preparatory design material”<br />

was included in the definition of<br />

“computer program” under the<br />

Software Directive and the extent<br />

CASE COmmeNt<br />

ABOUT THE<br />

AUTHORS<br />

Charlie White<br />

is an Associate and member of<br />

the IP team at Edwin Coe LLP<br />

charlie.white@edwincoe.com<br />

Simon miles<br />

is a Partner and Head<br />

of IP at Edwin Coe LLP<br />

simon.miles@edwincoe.com<br />

to which the Copyright, Designs<br />

and Patents Act ı988 had therefore<br />

correctly implemented the Software<br />

Directive. It is interesting to note that<br />

in both BSA (paragraphs 36 to 37)<br />

and SAS Institute Inc (paragraphs 36<br />

to 37) the CJEU stated that: “the term<br />

‘computer program’ also includes<br />

preparatory design work leading<br />

to the development of a computer<br />

program, provided that the nature of<br />

the preparatory work is such that a<br />

computer program can result from it<br />

at a later stage,” and such work is<br />

stated to be an object of protection<br />

under the Software Directive.<br />

The judgment in SAS Institute<br />

Inc is not surprising. One possible<br />

reaction could be a renewed focus<br />

by manufacturers of original<br />

software on their attempts to<br />

extend the scope of patent<br />

protection for computer programs.<br />

Currently in Europe, the position<br />

is that the application of a program<br />

may be patentable if it possesses<br />

a technical characteristic. However,<br />

this can be difficult to prove.<br />

37

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