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Original 2005 TPP Agreement - CARL - ABRC

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TRANS-PACIFIC<br />

STRATEGIC ECONOMIC PARTNERSHIP<br />

AGREEMENT


PREAMBLE<br />

The Governments of Brunei Darussalam, the Republic of Chile, New Zealand and<br />

the Republic of Singapore, (hereinafter referred to collectively as the “Parties” or<br />

individually as a “Party”, unless the context otherwise requires), resolve to:<br />

STRENGTHEN the special links of friendship and cooperation among them;<br />

ENLARGE the framework of relations among the Parties through liberalising<br />

trade and investment and encouraging further and deeper cooperation to<br />

create a strategic partnership within the Asia - Pacific region;<br />

CONTRIBUTE to the harmonious development and expansion of world trade<br />

and provide a catalyst for broader cooperation at international forums;<br />

CREATE an expanded and secure market for the goods and services in their<br />

territories;<br />

AVOID distortions in their reciprocal trade;<br />

ESTABLISH clear rules governing their trade;<br />

ENSURE a predictable commercial framework for business planning and<br />

investment;<br />

BUILD on their respective rights and obligations under the Marrakesh<br />

<strong>Agreement</strong> establishing the World Trade Organization and other multilateral<br />

and bilateral agreements and arrangements;<br />

AFFIRM their commitment to the Asia – Pacific Economic Cooperation<br />

(APEC) goals and principles;<br />

REAFFIRM their commitment to the APEC Principles to Enhance Competition<br />

and Regulatory Reform with a view to protecting and promoting the<br />

competitive process and the design of regulation that minimises distortions to<br />

competition;<br />

BE MINDFUL that economic development, social development and<br />

environmental protection are interdependent and mutually reinforcing<br />

components of sustainable development and that closer economic<br />

partnership can play an important role in promoting sustainable development;<br />

ENHANCE the competitiveness of their firms in global markets;<br />

FOSTER creativity and innovation, and promote the protection intellectual<br />

property rights to encourage trade in goods and services among the Parties;<br />

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STRENGTHEN their strategic economic partnership to bring economic and<br />

social benefits, to create new opportunities for employment and to improve<br />

the living standards of their peoples;<br />

UPHOLD the rights of their governments to regulate in order to meet national<br />

policy objectives;<br />

PRESERVE their flexibility to safeguard the public welfare;<br />

ENHANCE their cooperation on labour and environmental matters of mutual<br />

interest;<br />

PROMOTE common frameworks within the Asia – Pacific region, and affirm<br />

their commitment to encourage the accession to this <strong>Agreement</strong> by other<br />

economies;<br />

HAVE AGREED as follows:<br />

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Article 1.1: Objectives<br />

CHAPTER 1<br />

INITIAL PROVISIONS<br />

1. This <strong>Agreement</strong> establishes a Trans-Pacific Strategic Economic Partnership<br />

among the Parties, based on common interest and on the deepening of the<br />

relationship in all areas of application.<br />

2. This <strong>Agreement</strong> covers in particular the commercial, economic, financial,<br />

scientific, technological and cooperation fields. It may be extended to other areas<br />

to be agreed upon by the Parties in order to expand and enhance the benefits of<br />

this <strong>Agreement</strong>.<br />

3. The Parties seek to support the wider liberalisation process in APEC<br />

consistent with its goals of free and open trade and investment.<br />

4. The trade objectives of this <strong>Agreement</strong>, as elaborated more specifically<br />

through its principles and rules, including national treatment, most-favoured- nation<br />

treatment and transparency, are to:<br />

(a) encourage expansion and diversification of trade among each Party’s<br />

territory;<br />

(b) eliminate barriers to trade in, and facilitate the cross-border movement<br />

of, goods and services among the territories of the Parties;<br />

(c) promote conditions of fair competition in the free trade area;<br />

(d) substantially increase investment opportunities among each Party’s<br />

territory;<br />

(e) provide adequate and effective protection and enforcement of<br />

intellectual property rights in each Party's territory; and<br />

(f) create an effective mechanism to prevent and resolve trade disputes.<br />

Article 1.2: Establishment of the Free Trade Area<br />

The Parties to this <strong>Agreement</strong>, consistent with Article XXIV of the General<br />

<strong>Agreement</strong> on Tariffs and Trade 1994 and Article V of the General <strong>Agreement</strong> on<br />

Trade in Services, which are part of the WTO <strong>Agreement</strong>, hereby establish a free<br />

trade area.<br />

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CHAPTER 2<br />

GENERAL DEFINITIONS<br />

Article 2.1: Definitions of General Application<br />

For the purposes of this <strong>Agreement</strong>, unless otherwise specified:<br />

<strong>Agreement</strong> means the Trans-Pacific Strategic Economic Partnership <strong>Agreement</strong>;<br />

APEC means the Asia - Pacific Economic Cooperation;<br />

Commission means the Trans-Pacific Strategic Economic Partnership<br />

Commission established under Article 17.1 (Establishment of the Strategic<br />

Economic Partnership Commission);<br />

customs administration means the competent authority that is responsible under<br />

the laws of a Party for the administration of customs laws, regulations and policies,<br />

and<br />

(a) in relation to Brunei Darussalam means the Royal Customs and<br />

Excise Department;<br />

(b) in relation to Chile means the National Customs Service of Chile;<br />

(c) in relation to New Zealand means the New Zealand Customs<br />

Service; and<br />

(d) in relation to Singapore means the Singapore Customs;<br />

customs duty includes any duty or charges of any kind imposed in connection<br />

with the importation of a good, and any surtaxes or surcharges imposed in<br />

connection with such importation, but does not include:<br />

(a) charges equivalent to an internal tax imposed consistently with GATT<br />

1994, including excise duties and goods and services tax;<br />

(b) fees or other charges that<br />

(i) are limited in amount to the approximate cost of services rendered,<br />

and<br />

(ii) do not represent a direct or indirect protection for domestic goods<br />

or a taxation of imports for fiscal purposes; and<br />

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(c) any anti-dumping or countervailing duty applied consistently with the<br />

provisions of Article VI of GATT 1994, the WTO <strong>Agreement</strong> on the<br />

Implementation of Article VI of GATT 1994, and the WTO <strong>Agreement</strong> on<br />

Subsidies and Countervailing Measures;<br />

Customs Valuation <strong>Agreement</strong> means the <strong>Agreement</strong> on Implementation of<br />

Article VII of the General <strong>Agreement</strong> on Tariffs and Trade 1994, which is part of the<br />

WTO <strong>Agreement</strong>;<br />

days means calendar days;<br />

enterprise means any corporation, company, association, partnership, trust, joint<br />

venture, sole-proprietorship or other entity constituted or organised under<br />

applicable law, regardless of whether or not the entity is organised for profit,<br />

privately or otherwise owned, or organised with limited or unlimited liability;<br />

enterprise of a Party means an enterprise constituted or organised under the law<br />

of a Party;<br />

existing means in effect on the date of entry into force of this <strong>Agreement</strong> for a<br />

Party;<br />

GATS means the General <strong>Agreement</strong> on Trade in Services, which is part of the<br />

WTO <strong>Agreement</strong>;<br />

GATT 1994 means the General <strong>Agreement</strong> on Tariffs and Trade 1994, which is<br />

part of the WTO <strong>Agreement</strong>;<br />

goods of a Party means domestic products as these are understood in GATT<br />

1994 or such goods as the Parties may agree and includes originating goods of a<br />

Party;<br />

goods and products shall be understood to have the same meaning unless the<br />

context otherwise requires;<br />

Harmonized System (HS) means the Harmonized Commodity Description and<br />

Coding System administered by the World Customs Organisation, including its<br />

General Rules of Interpretation, Section Notes and Chapter Notes, as adopted and<br />

implemented by the Parties in their respective tariff laws;<br />

heading means the first four digits in the tariff classification under the Harmonized<br />

System;<br />

measure includes any law, regulation, procedure, requirement or practice;<br />

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national means a natural person who has the nationality of a Party according to<br />

Annex 2.A or a permanent resident of a Party;<br />

originating means qualifying under the rules of origin set out in Chapter 4 (Rules<br />

of Origin);<br />

person means a natural person or an enterprise;<br />

person of a Party means a national or an enterprise of a Party;<br />

producer means a person who grows, raises, mines, harvests, fishes, captures,<br />

gathers, collects, breeds, extracts, hunts, manufactures, processes, assembles or<br />

disassembles a good;<br />

preferential tariff treatment means the customs duty rate applicable to an<br />

originating good, pursuant to the Parties' respective Tariff Elimination Schedules<br />

set out in Annex I;<br />

Safeguards <strong>Agreement</strong> means the <strong>Agreement</strong> on Safeguards, which is part of the<br />

WTO <strong>Agreement</strong>;<br />

subheading means the first six digits in the tariff classification under the<br />

Harmonised System;<br />

territory means for a Party the territory of that Party as set out in Annex 2.A;<br />

WTO means the World Trade Organisation;<br />

WTO <strong>Agreement</strong> means the Marrakesh <strong>Agreement</strong> Establishing the World Trade<br />

Organization, done on April 15, 1994.<br />

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Annex 2.A<br />

Country-Specific Definitions<br />

For the purposes of this <strong>Agreement</strong>, unless otherwise specified:<br />

natural person who has the nationality of a Party means:<br />

(a) with respect to Brunei Darussalam, a subject of His Majesty the Sultan<br />

and Yang Di-Pertuan in accordance with the Laws of Brunei;<br />

(b) with respect to Chile, a Chilean as defined in Article 10 of the<br />

Constitución Política de la República de Chile;<br />

(c) with respect to New Zealand, a citizen as defined in the Citizenship Act<br />

1977, as amended from time to time, or any successor legislation; and<br />

(d) with respect to Singapore, any person who is a citizen within the<br />

meaning of its Constitution and domestic laws.<br />

territory means:<br />

(a) with respect to Brunei Darussalam, the territory of Brunei Darussalam<br />

and the maritime areas adjacent to the coast of Brunei Darussalam to<br />

the extent to which Brunei Darussalam may exercise sovereign rights or<br />

jurisdiction in accordance with international law and its legislation;<br />

(b) with respect to Chile, the land, maritime, and air space under its<br />

sovereignty, and the exclusive economic zone and the continental shelf<br />

within which it exercises sovereign rights and jurisdiction in accordance<br />

with international law and its domestic law;<br />

(b) with respect to New Zealand, the territory of New Zealand and the<br />

exclusive economic zone, seabed and subsoil over which it exercises<br />

sovereign rights with respect to natural resources in accordance with<br />

international law, but does not include Tokelau; and<br />

(c) with respect to Singapore, its land territory, internal waters and territorial<br />

sea as well as and any maritime area situated beyond the territorial sea<br />

which has been or might in future be designated under its domestic law,<br />

in accordance with international law, as an area within which Singapore<br />

may exercise sovereign rights or jurisdiction with regard to the sea,<br />

seabed, the subsoil and the natural resources.<br />

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Article 10.1: Definitions<br />

For the purposes of this Chapter:<br />

CHAPTER 10<br />

INTELLECTUAL PROPERTY<br />

TRIPS <strong>Agreement</strong> means the <strong>Agreement</strong> on Trade-Related Aspects of Intellectual<br />

Property Rights, which is part of the WTO <strong>Agreement</strong>;<br />

Intellectual property refers to all categories of intellectual property that are the<br />

subject of Sections 1 through 7 of Part II of the TRIPS <strong>Agreement</strong> namely:<br />

copyright and related rights; trade marks; geographical indications; industrial<br />

designs; patents; layout designs (topographies) of integrated circuits; protection of<br />

undisclosed information. 1<br />

Article 10.2: Intellectual Property Principles<br />

1. The Parties recognise the importance of intellectual property in promoting<br />

economic and social development, particularly in the new digital economy,<br />

technological innovation and trade.<br />

2. The Parties recognise the need to achieve a balance between the rights of<br />

right holders and the legitimate interests of users and the community with regard to<br />

protected subject matter.<br />

3. The Parties are committed to the maintenance of intellectual property rights<br />

regimes and systems that seek to:<br />

(a) facilitate international trade, economic and social development through<br />

the dissemination of ideas, technology and creative works;<br />

(b) provide certainty for right-holders and users of intellectual property over<br />

the protection and enforcement of intellectual property rights; and<br />

(c) facilitate the enforcement of intellectual property rights with the view,<br />

inter alia, to eliminate trade in goods infringing intellectual property<br />

rights.<br />

1<br />

For the purpose of this Chapter “intellectual property” also includes the protection of plant<br />

varieties.<br />

10-1


Article 10.3: General Provisions<br />

1. The Parties affirm their existing rights and obligations with respect to each<br />

other under the TRIPS <strong>Agreement</strong> and any other multilateral agreement relating to<br />

intellectual property to which they are party. To this end, nothing in this Chapter<br />

shall derogate from existing rights and obligations that Parties have to each other<br />

under the TRIPS <strong>Agreement</strong> or other multilateral intellectual property agreements.<br />

2. Nothing in this Chapter shall prevent a Party from adopting appropriate<br />

measures to prevent the abuse of intellectual property rights by right holders or the<br />

resort to practices that unreasonably restrain trade or adversely affect the<br />

international transfer of technology, provided that such measures are consistent<br />

with this <strong>Agreement</strong>. In particular, nothing in this Chapter shall prevent a Party<br />

from adopting measures necessary to prevent anti-competitive practices that may<br />

result from the abuse of intellectual property rights.<br />

3. Subject to each Party’s international obligations the Parties affirm that they<br />

may:<br />

(a) provide for the international exhaustion of intellectual property rights;<br />

(b) establish that provisions in standard form non-negotiated licenses for<br />

products do not prevent consumers from exercising the limitations and<br />

exceptions recognised in domestic intellectual property laws;<br />

(c) establish provisions to facilitate the exercise of permitted acts where<br />

technological measures have been applied; and<br />

(d) establish appropriate measures to protect traditional knowledge.<br />

4. The Parties shall provide for reproduction rights and communication to the<br />

public rights to copyright owners and phonogram producers that are consistent with<br />

the World Intellectual Property Organization Copyright Treaty (WCT) and the World<br />

Intellectual Property Organization Performances and Phonograms Treaty (WPPT).<br />

The Parties shall provide performers' rights consistent with the TRIPS <strong>Agreement</strong>.<br />

The Parties may establish limitations and exceptions in their domestic laws as<br />

acceptable under the Berne Convention for the Protection of Literary and Artistic<br />

Works (1971), the TRIPS <strong>Agreement</strong>, the WCT and the WPPT. These provisions<br />

shall be understood to permit Parties to devise new exceptions and limitations that<br />

are appropriate in the digital environment.<br />

5. Subject to their obligations under the TRIPS <strong>Agreement</strong>, each Party may<br />

limit the rights of the performers and producers of phonograms and broadcasting<br />

entities of the other Party to the rights its persons are accorded within the<br />

jurisdiction of the other Party.<br />

10-2


Article 10.4: Trade Marks<br />

1. Each Party shall afford an opportunity for interested parties to oppose the<br />

application of a trade mark and request cancellation of a registered trade mark.<br />

2. In relation to trade marks, Parties are encouraged to classify goods and<br />

services according to the classification of the Nice <strong>Agreement</strong> Concerning the<br />

International Classification of Goods and Services for the Purposes of the<br />

Registration of Marks (1979).<br />

Article 10.5: Geographical Indications<br />

1. The terms listed in Annex 10.A are recognised as geographical indications<br />

for wines and spirits in the respective Party, within the meaning of paragraph 1 of<br />

Article 22 of the TRIPS <strong>Agreement</strong>. Subject to domestic laws, 2 in a manner that is<br />

consistent with the TRIPS <strong>Agreement</strong>, such terms will be protected as<br />

geographical indications in the territories of the other Parties.<br />

2. At the request of a Party, the Commission may decide to add or remove<br />

geographical indications from Annex 10.A.<br />

Article 10.6: Country Names<br />

The Parties shall provide the legal means for interested parties to prevent<br />

commercial use of country names of the Parties in relation to goods in a manner<br />

which misleads consumers as to the origin of such goods.<br />

Article 10.7: Cooperation<br />

The Parties agree to cooperate, consistent with the principles set out in<br />

Article 10.2. Such cooperation may include, inter alia:<br />

(a) the notification of contact points for the enforcement of intellectual<br />

property rights;<br />

(b) exchange of information relating to developments in intellectual property<br />

policy in their respective agencies. Such developments may include,<br />

2 For greater certainty, the Parties acknowledge that geographical indications will be recognised and<br />

protected in Brunei Darussalam, Chile, New Zealand and Singapore only to the extent permitted by<br />

and according to the terms and conditions set out in their respective domestic laws.<br />

10-3


ut are not limited to, the implementation of appropriate limitations and<br />

exceptions under copyright law and the implementation of measures<br />

concerning the appropriate protection of digital rights management<br />

information;<br />

(c) exchange of information on the implementation of intellectual property<br />

systems, aimed at promoting the efficient registration of intellectual<br />

property rights;<br />

(d) promotion of the development of contacts and cooperation among their<br />

respective agencies, including enforcement agencies, educational<br />

institutions and other organisations with an interest in the field of<br />

intellectual property rights;<br />

(e) policy dialogue on initiatives on intellectual property in multilateral and<br />

regional forums;<br />

(f) exchange of information and cooperation on appropriate initiatives to<br />

promote awareness of intellectual property rights and systems; and<br />

(g) such other activities and initiatives as may be mutually determined<br />

among the Parties.<br />

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Annex 10.A<br />

Lists of Geographical Indications<br />

List of Geographical Indications from Chile<br />

WINES Name of Appellation<br />

Valle de Aconcagua<br />

Alhué<br />

Valle del Bío Bío<br />

Buin<br />

Valle del Cachapoal<br />

Valle de Casablanca<br />

Cauquenes<br />

Chillán<br />

Chimbarongo<br />

Valle del Choapa<br />

Coelemu<br />

Valle de Colchagua<br />

Valle de Copiapó<br />

Valle de Curicó<br />

Region de Aconcagua<br />

Region de Atacama<br />

Region de Coquimbo<br />

Valle del Claro<br />

Region del Sur<br />

Region del Valle Central<br />

Valle del Elqui<br />

Valle del Huasco<br />

Illapel<br />

Isla de Maipo<br />

Valle del Itata<br />

Valle de Leyda<br />

Valle del Limarí<br />

Linares<br />

Valle del Loncomilla<br />

Valle del Lontué<br />

Lolol<br />

Valle del Maipo<br />

Maria Pinto<br />

Valle del Marga-Marga<br />

Valle del Maule<br />

Marchigue<br />

Valle del Malleco<br />

Melipilla<br />

Molina<br />

Monte Patria<br />

Mulchén<br />

Nancagua<br />

10-5


Ovalle<br />

Paiguano<br />

Pajarete<br />

Palmilla<br />

Panquehue<br />

Parral<br />

Pencahue<br />

Peralillo<br />

Peumo<br />

Pirque<br />

Portezuelo<br />

Puente Alto<br />

Punitaqui<br />

Quillón<br />

Rancagua<br />

Valle del Rapel<br />

Rauco<br />

Rengo<br />

Requínoa<br />

Río Hurtado<br />

Romeral<br />

Sagrada Familia<br />

Valle de San Antonio<br />

San Juan<br />

Salamanca<br />

San Clemente<br />

San Fernando<br />

San Javier<br />

San Rafael<br />

Santa Cruz<br />

Santiago<br />

Talagante<br />

Talca<br />

Valle del Teno<br />

Valle delTutuvén<br />

Traiguén<br />

Vicuña<br />

Villa Alegre<br />

Vino Asoleado<br />

Yumbel<br />

SPIRITS Name of Apellation Country<br />

Pisco Chile<br />

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