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Accomplishments<br />

And objectives<br />

2007-2008<br />

Keeping the internet open, innovative <strong>and</strong> Free<br />

February 2008


The <strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong> is a non-profit, non-partisan public inte<strong>res</strong>t<br />

organization dedicated to developing <strong>and</strong> implementing public policies to protect <strong>and</strong> advance<br />

civil liberties <strong>and</strong> democratic values on the Internet.<br />

1634 I Street, NW Suite 1100<br />

Was<strong>hi</strong>ngton DC 20006<br />

(202) 637-9800<br />

(202) 637-0968 (fax)<br />

http://www.cdt.org<br />

Copyright ©2008 <strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong>


Table of Contents<br />

Letter from the P<strong>res</strong>ident ...........................................................................................................iii<br />

Issue Area Reports<br />

Catalog of Activities<br />

Free Exp<strong>res</strong>sion ......................................................................................................1<br />

Consumer Privacy ................................................................................................3<br />

Security <strong>and</strong> Freedom ..........................................................................................5<br />

Copyright ................................................................................................................8<br />

Internet Arc<strong>hi</strong>tecture .........................................................................................10<br />

Digital <strong>Democracy</strong> ..............................................................................................12<br />

Global Internet ....................................................................................................14<br />

Publications .........................................................................................................16<br />

Testimony <strong>and</strong> Appearances be<strong>for</strong>e Government Agencies .................... 17, 18<br />

Staff ..............................................................................................................................................19<br />

Board of Directors ......................................................................................................................20


Letter from the P<strong>res</strong>ident<br />

In the small space between the accomplishments of the last year <strong>and</strong> challenges that lie ahead, there is<br />

room to pause <strong>and</strong> reflect. CDT has much to be proud of about its work in 2007. Throughout the year,<br />

CDT once again played a crucial role in protecting Internet openness, innovation <strong>and</strong> freedom. Policymakers,<br />

journalists, companies <strong>and</strong> other public inte<strong>res</strong>t organizations continued to seek our insight,<br />

reasoned analysis <strong>and</strong> thoughtful leaders<strong>hi</strong>p, <strong>and</strong> we continued to develop solutions to emerging policy<br />

challenges through dialogue, consultation <strong>and</strong> collaboration.<br />

Among its many accomplishments in 2007, CDT:<br />

• Stood as the <strong>for</strong>emost defender of free exp<strong>res</strong>sion<br />

online <strong>and</strong> particularly of social networking, w<strong>hi</strong>ch<br />

faced at the state <strong>and</strong> federal level a host of unworkable<br />

c<strong>hi</strong>ld safety proposals that would undermine the<br />

rich potential of the medium;<br />

• Was called on by Cong<strong>res</strong>s again <strong>and</strong> again to testify<br />

on legislation to <strong>res</strong>tore judicial oversight of intelligence<br />

agency surveillance <strong>and</strong> protect privacy in<br />

government programs <strong>for</strong> the collection, sharing <strong>and</strong><br />

mining of data;<br />

• Worked with regulators, industry <strong>and</strong> consumer advocates<br />

to develop innovative approaches to behavioral<br />

targeting to give consumers more control over<br />

the use of their personal in<strong>for</strong>mation;<br />

• Continued to make the case <strong>for</strong> Internet neutrality <strong>and</strong><br />

openness, focusing the discussion by convening leading<br />

technologists to analyze network management<br />

practices <strong>and</strong> p<strong>res</strong>enting the findings to key regulators;<br />

Leslie Harris<br />

• Launched an important new project on online identity,<br />

w<strong>hi</strong>ch convened stakeholders to develop <strong>and</strong> release<br />

draft Privacy Principles <strong>for</strong> the Digital Age, to guide the development of identity systems;<br />

• Led a broad-based coalition of advocacy groups <strong>and</strong> trade associations that filed an important<br />

amicus brief opposing copyright liability <strong>for</strong> remote DVR storage;<br />

• Led the Anti-Spyware Coalition’s continued assault on the scourge of spyware by releasing best<br />

practices that will sharpen the effectiveness of anti-spyware tools;<br />

• Partnered with Business <strong>for</strong> Social Responsibility to convene the Internet industry, human rights<br />

groups, investors, academics <strong>and</strong> other key stakeholders to draft voluntary corporate <strong>res</strong>ponsibility<br />

principles to <strong>res</strong>pond to increasing challenges to free exp<strong>res</strong>sion <strong>and</strong> privacy on the global<br />

Internet;<br />

• Promoted e-government <strong>and</strong> the public’s access to government in<strong>for</strong>mation through digital technologies,<br />

releasing an important report about the lack of searchability of key government websites<br />

<strong>and</strong> exp<strong>and</strong>ing our groundbreaking OpenCRS site to over six million downloads.<br />

Also last year, our Board completed the transition of CDT's leaders<strong>hi</strong>p by electing me P<strong>res</strong>ident <strong>and</strong> CEO<br />

<strong>and</strong> Jerry Berman Chairman. With Ari Schwartz <strong>and</strong> Jim Dempsey joining me in day-to-day management,<br />

<strong>and</strong> with Jerry retaining an important strategic role, we have a strong team.<br />

iii<br />

Accomplishments <strong>and</strong> Objectives 2007-2008


iv<br />

The political season guarantees that 2008 will be a year of extraordinary change, bringing a unique set of<br />

opportunities <strong>and</strong> challenges across the entire portfolio of our organization. Regardless of the outcome of<br />

the P<strong>res</strong>idential election, we will be ready to p<strong>res</strong>ent to the new P<strong>res</strong>ident <strong>and</strong> Cong<strong>res</strong>s a <strong>for</strong>ward-looking<br />

<strong>and</strong> ambitious policy blueprint <strong>for</strong> the Internet, based on CDT’s core principles. Our transition document<br />

will p<strong>res</strong>ent a vision <strong>for</strong> a global digital policy framework that safeguards privacy, <strong>res</strong>pects civil liberties<br />

<strong>and</strong> provides a robust <strong>and</strong> open plat<strong>for</strong>m <strong>for</strong> innovation, economic empowerment <strong>and</strong> democratic discourse.<br />

We will be reac<strong>hi</strong>ng out to our diverse community of supporters <strong>for</strong> advice as we move along. We<br />

also plan to galvanize the Internet community to urge c<strong>and</strong>idates at all levels to make a commitment to<br />

Internet freedom during the campaign season. At the same time, we will remain vigilant in <strong>res</strong>isting the<br />

constant p<strong>res</strong>sure to erode the freedoms we have fought to defend these last 14 years.<br />

T<strong>hi</strong>s year we will broaden our privacy portfolio with a major new initiative, add<strong>res</strong>sing the issue of health<br />

in<strong>for</strong>mation privacy <strong>and</strong> technology. We are confident that our broader expertise in privacy <strong>and</strong> technology<br />

will add significant value to the development of sound policies <strong>and</strong> practices <strong>for</strong> the exchange of health<br />

in<strong>for</strong>mation.<br />

We are also launc<strong>hi</strong>ng a campaign to secure CDT’s future <strong>and</strong> build our capacity to take on new projects<br />

<strong>and</strong> <strong>res</strong>pond to growing challenges here <strong>and</strong> abroad. Each year, we are called on to do more with the same<br />

<strong>res</strong>ources. We must exp<strong>and</strong> our technical skills <strong>and</strong> <strong>res</strong>ources, participate more fully in global Internet<br />

policy <strong>for</strong>ums, <strong>and</strong> grow our p<strong>res</strong>ence in Silicon Valley. We will be asking you all to work with us to build<br />

<strong>for</strong> CDT a larger <strong>and</strong> more diverse funding base that includes a strong core of individual supporters <strong>and</strong><br />

provides working capital that will allow us to meet emerging challenges.<br />

As we begin t<strong>hi</strong>s new year, CDT is grateful to be supported by a committed <strong>and</strong> talented community. Our<br />

effectiveness is enriched by the diverse perspectives you bring to our work <strong>and</strong> by your willingness to engage<br />

in dialogue <strong>and</strong> consensus building. If the hallmark of Internet 2.0 is community <strong>and</strong> collaboration,<br />

it’s fair to say that CDT has been “doing” Internet 2.0 since the medium was in its infancy. Together, we<br />

have insisted that freedom can indeed exist side-by-side with security, that an open plat<strong>for</strong>m is key to innovation<br />

<strong>and</strong> free exp<strong>res</strong>sion, <strong>and</strong> that users must be empowered to protect their privacy <strong>and</strong> control their<br />

Internet experience. We have offered pragmatic <strong>and</strong> workable policy solutions that honor those values.<br />

There is much more to do. We are humbled by our opportunities <strong>and</strong> privileged to st<strong>and</strong> in the gap as<br />

advocates of Internet openness, innovation <strong>and</strong> freedom. We know that none of t<strong>hi</strong>s would be possible<br />

without your continued, generous support.<br />

I thank you <strong>for</strong> making it all possible,<br />

Leslie Harris<br />

Accomplishments <strong>and</strong> Objectives 2007-2008


<strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong> 1<br />

Free Exp<strong>res</strong>sion<br />

Soon after CDT was founded in 1994, we staked our claim in cyberspace – defending free exp<strong>res</strong>sion on<br />

the Internet by challenging the Communications Decency Act, the first ever legislative attempt to regulate<br />

online speech. We won that battle, educated an entire generation of Netizens, not to mention more than a<br />

few members of the federal judiciary, <strong>and</strong> <strong>for</strong> the first time proved that Internet users could be galvanized<br />

into action <strong>and</strong> united under a common banner.<br />

More than a decade later the fruits of that victory<br />

are evident, as the Internet community has exploded<br />

with new <strong>for</strong>ms of content <strong>and</strong> interactivity. Yet<br />

the challenge of protecting the Internet, ensuring<br />

the growth of artistic, political <strong>and</strong> social exp<strong>res</strong>sion,<br />

remains a top priority <strong>for</strong> CDT.<br />

Over the past year, CDT was the primary advocacy<br />

group working be<strong>for</strong>e Cong<strong>res</strong>s <strong>and</strong> state officials<br />

to deflect proposals to <strong>res</strong>trict young people’s access<br />

to social networks or otherwise regulate the burgeoning world of social networking. CDT helped<br />

to convince leading Members of Cong<strong>res</strong>s to focus attention not on regulating these new online environments,<br />

but on providing <strong>res</strong>ources <strong>for</strong> educating young people about how to stay safe online.<br />

Notwithst<strong>and</strong>ing the strong <strong>and</strong> consistent protection of free speech that the federal courts af<strong>for</strong>d to the<br />

Internet, policymakers at the state, federal <strong>and</strong> international level continue to propose new laws that would<br />

censor or <strong>res</strong>trict a broad range of online content. The U.S. Cong<strong>res</strong>s last year advanced an unprecedented<br />

number of c<strong>hi</strong>ld-protection measu<strong>res</strong> that raise grave threats to free exp<strong>res</strong>sion online.<br />

CDT strongly believes that parents should be able to protect their c<strong>hi</strong>ldren from inappropriate online<br />

content <strong>and</strong> contacts, <strong>and</strong> we have long advocated that the right way to help families navigate the online<br />

environment is through education <strong>and</strong> parental use of technological tools that tailor c<strong>hi</strong>ldren’s online<br />

experiences. Laws that <strong>for</strong>ce Internet providers to be gatekeepers or put <strong>res</strong>trictions on content are both<br />

ineffective <strong>and</strong> unconstitutional.<br />

2007 Accomplishments<br />

Defending Social Networking <strong>and</strong> the “Web<br />

2.0” Internet: As more <strong>and</strong> more sites allow users<br />

to interact <strong>and</strong> collaborate – to communicate,<br />

to organize, <strong>and</strong> to create new content – CDT has<br />

been the leading civil liberties voice in both Cong<strong>res</strong>s<br />

<strong>and</strong> the states to allow these new modes of<br />

creativity to emerge <strong>and</strong> grow without burdensome<br />

<strong>and</strong> constitutionally suspect regulation <strong>and</strong><br />

<strong>res</strong>trictions. Some lawmakers are trying to <strong>res</strong>trict<br />

access to these new online tools, w<strong>hi</strong>ch are<br />

energizing young people to engage <strong>and</strong> be active<br />

in political discourse <strong>and</strong> campaigns. CDT has to<br />

date successfully <strong>res</strong>isted these legislative proposals,<br />

including age verification m<strong>and</strong>ates <strong>and</strong> pro<strong>hi</strong>bitions<br />

on minors’ access to social networking.<br />

CDT is the primary advocacy<br />

group working be<strong>for</strong>e Cong<strong>res</strong>s <strong>and</strong><br />

state officials to deflect proposals<br />

<strong>res</strong>tricting access to, or trying to<br />

regulate, social networks.<br />

Fighting to P<strong>res</strong>erve Internet Freedoms in a Converged<br />

World: Working to guard the free speech<br />

victory we ac<strong>hi</strong>eved in the 1997 Communications<br />

Decency Act litigation, CDT has fought to protect<br />

the Internet from broadcast-style regulation. As<br />

broadcast <strong>and</strong> Internet technologies converge, <strong>and</strong><br />

as an increasing amount of content flows over the<br />

Internet, there are increasing calls from lawmakers<br />

<strong>and</strong> federal regulators to strip the Net of its<br />

<strong>hi</strong>gh level of constitutional protection <strong>and</strong> <strong>for</strong>ce on<br />

it a regulatory framework similar to that applied to<br />

broadcast content. However, citing arguments CDT<br />

made in “friend of the court” briefs, a federal court<br />

of appeals in 2007 warned the Federal Communications<br />

Commission that its authority to regulate<br />

Accomplishments <strong>and</strong> Objectives 2007-2008


2 <strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong><br />

broadcast content was increasingly in question.<br />

Both in the courts <strong>and</strong> in the halls of Cong<strong>res</strong>s,<br />

CDT has worked to educate policymakers, judges,<br />

<strong>and</strong> the public about the effectiveness of technology-based<br />

options <strong>for</strong> protecting c<strong>hi</strong>ldren from<br />

unwanted content. CDT continued to advocate <strong>for</strong><br />

parental empowerment as a foil to those proposing<br />

burdensome government regulation.<br />

CDT advocates <strong>for</strong> parental empowerment as more effective than burdensome<br />

government regulation.<br />

Leading the Largest-Ever Coalition Supporting<br />

Online Free Speech in the Nine-Year-Long COPA<br />

Case: Following an excellent U.S. District Court<br />

decision in March 2007 permanently enjoining the<br />

1998 COPA law, w<strong>hi</strong>ch seeks to <strong>res</strong>trict online content,<br />

CDT organized the largest group of “friends<br />

of the court” to support the decision on appeal to<br />

the U.S. Court of Appeals in P<strong>hi</strong>ladelp<strong>hi</strong>a. CDT’s<br />

amicus brief sent a powerful message to the courts<br />

on behalf of an extraordinarily broad coalition of<br />

public inte<strong>res</strong>t <strong>and</strong> human rights groups, leaders<br />

of the news <strong>and</strong> publis<strong>hi</strong>ng industries, <strong>and</strong> the six<br />

leading Internet industry associations.<br />

Defending the Free Speech Immunity Af<strong>for</strong>ded<br />

to Web <strong>and</strong> Online Service Providers: The principle<br />

that ISPs, Web hosting companies, <strong>and</strong> other<br />

online service providers should not be <strong>res</strong>ponsible<br />

<strong>for</strong> arguably unlawful content posted by others on<br />

their services is absolutely essential to being able<br />

Accomplishments <strong>and</strong> Objectives 2007-2008<br />

to keep the Internet a robust <strong>for</strong>um <strong>for</strong> free speech.<br />

Over the course of 2007, CDT joined in filing<br />

four separate amicus briefs defending service<br />

providers from attempts to impose “intermediary<br />

liability” on them.<br />

Litigating Against Unconstitutional Statutes: In<br />

2005, CDT challenged an unconstitutional Utah<br />

statute that would have <strong>for</strong>ced ISPs<br />

<strong>and</strong> web operators to limit access to<br />

lawful content. Last year, as a <strong>res</strong>ult<br />

of CDT’s lawsuit, the Utah legislature<br />

repealed one of the most egregiously<br />

unconstitutional provisions in the<br />

statute <strong>and</strong> add<strong>res</strong>sed the free speech<br />

concerns of another provision. CDT<br />

continues to pursue the constitutional<br />

claims against the remaining portions<br />

of the challenged censors<strong>hi</strong>p law.<br />

Defending the Internet Free Speech<br />

Rights of Political Speakers: In 2005,<br />

CDT successfully organized the Internet<br />

community to protect the rights<br />

of individuals to exp<strong>res</strong>s their political<br />

views online without being subject<br />

to Federal Election Commission<br />

regulation. The following year, CDT<br />

launched Net<strong>Democracy</strong>Guide.org to<br />

make sure that political activists understood<br />

their rights. In 2007, as the<br />

country moved toward the 2008 election,<br />

CDT continued to monitor the impact of new<br />

FEC rules <strong>and</strong> make sure that the Internet’s role in<br />

revolutionizing politics remained free from regulation.<br />

2008 Objectives<br />

Fight to Keep the “Networking” in Social Networking:<br />

More than 30 bills directly impacting<br />

online free speech are currently pending in Cong<strong>res</strong>s,<br />

<strong>and</strong> social networking is the censorial target<br />

of state officials across the country. CDT will<br />

vigorously <strong>res</strong>ist unconstitutional ef<strong>for</strong>ts in Cong<strong>res</strong>s<br />

<strong>and</strong> state legislatu<strong>res</strong> to regulate speech <strong>and</strong><br />

impose new burdens on social networks <strong>and</strong> other<br />

collaborative online environments. At the same<br />

time, we will promote the value of user education<br />

<strong>and</strong> user empowerment tools to protect c<strong>hi</strong>ldren in<br />

the online environment.


<strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong> 3<br />

Protect Online Service Providers: The Internet<br />

has flourished because Web providers are not<br />

required to serve as gatekeepers <strong>for</strong> the content<br />

posted on their sites. Without that protection, web<br />

<strong>and</strong> network operators will be unwilling to host<br />

controversial speech. The increasing challenges<br />

to the legal immunity of “intermediaries” poses a<br />

serious threat to Internet freedom <strong>and</strong> openness.<br />

CDT will continue work in the courts <strong>and</strong> legislatu<strong>res</strong><br />

to protect social networks, blogs, Web hosting<br />

companies <strong>and</strong> others from being held <strong>res</strong>ponsible<br />

<strong>for</strong> content posted by others.<br />

Consumer Privacy<br />

Litigate to Defend Free Speech: Following on<br />

our success in 2007 against unconstitutional provisions<br />

in a Utah censors<strong>hi</strong>p law, CDT will continue<br />

to litigate that case. Where possible <strong>and</strong> as needed,<br />

we will take on other cases to defend the rights of<br />

speakers on the Internet to post lawful content free<br />

from government censors<strong>hi</strong>p.<br />

Create an Online Free Speech Resource <strong>for</strong> Artists:<br />

With support from the Warhol Foundation,<br />

CDT will launch a new Web site to help artists<br />

navigate free exp<strong>res</strong>sion challenges that arise in<br />

the online environment.<br />

Privacy challenges on the Internet are growing ever more complex as “Web 2.0” services proliferate, mobile<br />

device functionality <strong>and</strong> uptake exp<strong>and</strong>, <strong>and</strong> other online trends take hold. As an increasing number of<br />

people migrate more of their daily routines online, transacting business <strong>and</strong> sharing <strong>and</strong> storing personal<br />

in<strong>for</strong>mation, they are generating data that can be used in ways they don’t underst<strong>and</strong> <strong>and</strong> aggregated into<br />

<strong>hi</strong>ghly detailed profiles. Meanw<strong>hi</strong>le, computer security breaches continue, leaving consumers<br />

apprehensive about the safety of their personal in<strong>for</strong>mation. Businesses are exploring new ways to create<br />

<strong>and</strong> manage digital identity; these technologies may help prevent fraud <strong>and</strong> identity theft but, if poorly<br />

designed or implemented, they could further jeopardize privacy <strong>and</strong> security.<br />

CDT is add<strong>res</strong>sing these challenges. We are a<br />

widely trusted advocate <strong>for</strong> consumer privacy protections<br />

that are balanced, effective <strong>and</strong> suited to<br />

the new technology. We are working to build consensus<br />

<strong>for</strong> a federal privacy law that would define<br />

the <strong>res</strong>ponsibilities of companies that collect personally<br />

identifiable data. At the same time, working<br />

with the industry, we are promoting practices<br />

that will give consumers more control over their<br />

in<strong>for</strong>mation.<br />

CDT is also a leader in ef<strong>for</strong>ts to attack the scourge of unwanted adware <strong>and</strong> spyware. Through our coordination<br />

of the Anti-Spyware Coalition, CDT is supporting the development of effective <strong>res</strong>ponses to<br />

intrusive or destructive software.<br />

2007 Accomplishments<br />

Developing Innovative Approaches to Behavioral<br />

Targeting: Behavioral targeting involves the<br />

compilation of detailed in<strong>for</strong>mation about an Internet<br />

user’s online activities <strong>and</strong> the use of those<br />

profiles to deliver customized ads as users browse<br />

the Web. Last year, five major acquisitions of online<br />

advertising firms by Internet giants, along<br />

CDT is a trusted advocate <strong>for</strong> consumer<br />

privacy protections that are<br />

balanced, effective, <strong>and</strong> suited to<br />

new technologies. CDT also leads<br />

the Anti-Spyware Coalition.<br />

with rapid changes in technology <strong>and</strong> marketing<br />

practices, brought the privacy concerns with behavioral<br />

targeting to the <strong>for</strong>efront. In conjunction<br />

with a Federal Trade Commission town hall meeting<br />

on the topic, CDT joined with nine other consumer<br />

<strong>and</strong> privacy groups in proposing a “Do Not<br />

Track List,” intended to provide consumers with<br />

Accomplishments <strong>and</strong> Objectives 2007-2008


4 <strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong><br />

a simple tool <strong>for</strong> opting out of behavioral targeting.<br />

The proposal served as a launc<strong>hi</strong>ng pad <strong>for</strong> a<br />

dialogue with consumer groups, companies, <strong>and</strong><br />

regulators about how to better protect consumers<br />

as online advertising continues to evolve.<br />

Making Significant Strides in Fighting Spyware:<br />

The Anti-Spyware Coalition (ASC), led by<br />

CDT, released a set of best practices <strong>for</strong> software<br />

downloaded onto consumers’ computers. Eighteen<br />

months in the making, the document details<br />

the factors by w<strong>hi</strong>ch anti-spyware companies can<br />

distinguish potentially unwanted software from<br />

products that provide real value to users. The best<br />

practices are already creating a better marketplace,<br />

serving as a vital tool <strong>for</strong> anti-spyware companies,<br />

consumers <strong>and</strong> software publishers worldwide.<br />

Meanw<strong>hi</strong>le, Consumer Reports indicated that the<br />

rate of spyware infections is falling. Experts have<br />

given credit <strong>for</strong> the decline to the ef<strong>for</strong>ts of CDT<br />

<strong>and</strong> others in promoting anti-spyware technology,<br />

en<strong>for</strong>cement of existing law, p<strong>res</strong>sure on adware<br />

advertisers, <strong>and</strong> consumer education.<br />

Building Privacy into Identity Systems: One of<br />

the central challenges of the digital age is how to<br />

identify individuals online, enhancing trust <strong>and</strong><br />

security w<strong>hi</strong>le p<strong>res</strong>erving privacy <strong>and</strong> anonymity<br />

when appropriate. In 2007, through a consultative<br />

process, CDT’s Identity Project developed draft<br />

Privacy Principles <strong>for</strong> Identity in the Digital Age.<br />

Step 1: Consumer signs up <strong>for</strong><br />

Do Not Track List through the FTC<br />

Consumer<br />

Consumer's browser downloads<br />

<strong>and</strong> receives updates to<br />

list of domains that set<br />

persistent unique identifiers*<br />

Step 2: Consumer visits Web site<br />

containing advertising<br />

FTC<br />

List of domains<br />

that set<br />

persistent unique<br />

identifiers<br />

(cookies, etc.)<br />

Web site<br />

Accomplishments <strong>and</strong> Objectives 2007-2008<br />

Domain name that<br />

sets persistent<br />

identifiers<br />

Browsers of consumers who have activated the Do Not Track List<br />

will block or delete any persistent identifiers from domains on the list<br />

Web site content<br />

<strong>and</strong> ads<br />

Operation of the Do Not Track List<br />

Ads<br />

Unveiled at an FTC authentication workshop last<br />

March, the principles explain how privacy concepts<br />

such as choice, access <strong>and</strong> accountability can<br />

guide the development of identity systems. Following<br />

the release of the draft, CDT continued to<br />

work with other privacy advocates <strong>and</strong> companies<br />

to refine the principles <strong>and</strong> develop case studies to<br />

show how they may be applied in the real world.<br />

Supporting the FTC’s Consumer Protection Mission:<br />

In 2007, CDT testified twice be<strong>for</strong>e Cong<strong>res</strong>s<br />

on the work <strong>and</strong> <strong>res</strong>ource needs of the Federal<br />

Trade Commission, urging legislators to bolster<br />

the FTC’s <strong>res</strong>ources. CDT argued that a strong FTC<br />

is needed to meet the growing challenges of spyware,<br />

online fraud, <strong>and</strong> identity theft.<br />

2008 Objectives<br />

Promote Consumer Privacy Legislation: With<br />

consumers facing an ever-growing array of privacy<br />

threats, the need grows <strong>for</strong> comprehensive federal<br />

consumer privacy legislation. Drafting such<br />

a law, however, is not easy. It requi<strong>res</strong> the kind<br />

of dialogue <strong>and</strong> consensus-building that CDT<br />

is uniquely committed to. In 2008, we will work<br />

closely with <strong>hi</strong>gh-tech businesses <strong>and</strong> the public<br />

inte<strong>res</strong>t community to develop <strong>and</strong> advocate <strong>for</strong><br />

a baseline privacy law that establishes meaningful,<br />

practical safeguards <strong>for</strong> consumers’ personal<br />

in<strong>for</strong>mation.<br />

Advertiser<br />

or<br />

Ad Network<br />

Domain that sets<br />

persistent<br />

identifiers<br />

Domain that<br />

delivers ads<br />

*Consumers may have to download a browser upgrade, plug-in,<br />

or extension in order <strong>for</strong> the Do Not Track List to work <strong>for</strong> them.<br />

CDT <strong>and</strong> nine other consumer <strong>and</strong> privacy groups proposed a “Do Not<br />

Track” list as a means to give consumers more control over their online<br />

experience.<br />

Add<strong>res</strong>s Health Privacy: In 2008,<br />

CDT will launch a major new project<br />

to add<strong>res</strong>s the complex privacy issues<br />

associated with the growing use of<br />

in<strong>for</strong>mation technology to collect <strong>and</strong><br />

exchange sensitive health records.<br />

Government agencies <strong>and</strong> the health<br />

care sector are developing health in<strong>for</strong>mation<br />

exchanges, <strong>and</strong> a growing<br />

number of companies are offering<br />

Personal Health Records services.<br />

Cong<strong>res</strong>s is considering legislation to<br />

spur adoption of health in<strong>for</strong>mation<br />

technology. However, the privacy issues<br />

associated with the growing liquidity<br />

<strong>and</strong> exchange of health in<strong>for</strong>mation<br />

remain un<strong>res</strong>olved. CDT will<br />

work with companies, public inte<strong>res</strong>t<br />

groups, st<strong>and</strong>ard setting bodies <strong>and</strong>


<strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong> 5<br />

policymakers to develop pragmatic, principled solutions<br />

to some of the difficult policy issues that, if<br />

unadd<strong>res</strong>sed, could impede realization of the benefits<br />

of health in<strong>for</strong>mation exchange.<br />

Develop Policies <strong>for</strong> Behavioral Targeting: Behavioral<br />

profiling will be a major focus of CDT’s<br />

consumer privacy ef<strong>for</strong>ts in 2008. Building on the<br />

proposals CDT <strong>and</strong> others p<strong>res</strong>ented to the FTC<br />

last year, CDT will convene privacy advocates,<br />

consumer groups <strong>and</strong> companies to develop balanced<br />

approaches to the practice of behavioral<br />

targeting. Our strategy will focus on protecting<br />

privacy w<strong>hi</strong>le allowing the online advertising industry<br />

to flourish. In addition, CDT will exp<strong>and</strong><br />

its e-<strong>for</strong>ensic skills <strong>and</strong> use its extensive experience<br />

to <strong>res</strong>earch <strong>and</strong> bring to light the worst actors <strong>and</strong><br />

practices in the behavioral targeting space.<br />

Combat Spyware: CDT will continue to coordinate<br />

the Anti-Spyware Coalition’s assault on spyware<br />

Security <strong>and</strong> Freedom<br />

in 2008. The Coalition has already hosted its fourth<br />

public workshop on anti-spyware ef<strong>for</strong>ts <strong>and</strong> will<br />

release guidelines <strong>for</strong> conducting tests of anti-<br />

spyware software. CDT will also offer advice to<br />

policymakers as they seek to add<strong>res</strong>s the spyware/<br />

adware problem legislatively.<br />

Promote Compliance with Government Privacy<br />

Laws: The l<strong>and</strong>mark E-Government Act of 2002,<br />

w<strong>hi</strong>ch CDT shaped, is due to be reauthorized in<br />

2008. It requi<strong>res</strong> federal government agencies to<br />

conduct privacy impact assessments (PIAs) be<strong>for</strong>e<br />

developing or procuring in<strong>for</strong>mation technology<br />

or initiating new collections of personal in<strong>for</strong>mation.<br />

As part of the reauthorization process, CDT<br />

will urge lawmakers to ensure that federal agencies<br />

comply with the law <strong>and</strong> complete their PIAs<br />

in a timely fas<strong>hi</strong>on. CDT will also continue to advocate<br />

<strong>for</strong> strengthening the now-outdated Privacy<br />

Act to add<strong>res</strong>s the complexities of government<br />

data collection in the Internet era.<br />

Since the terrorist attacks of 9/11, the nation’s civil liberties have been under assault. New laws <strong>and</strong><br />

P<strong>res</strong>idential actions have seriously eroded traditional checks <strong>and</strong> balances. Meanw<strong>hi</strong>le, technological advancements<br />

serve as an unwitting co-conspirator, allowing the government to collect, share <strong>and</strong> analyze<br />

personal in<strong>for</strong>mation, outpacing privacy protections we once took <strong>for</strong> granted.<br />

CDT is the leading organization Cong<strong>res</strong>s turns<br />

to <strong>for</strong> principled advice on balancing privacy <strong>and</strong><br />

national security. We have testified on Capitol Hill<br />

more than any other public inte<strong>res</strong>t group, consistently<br />

arguing that the vital needs of the government<br />

can be met w<strong>hi</strong>le still protecting the constitutional<br />

rights of innocent Americans. In recognition<br />

of our in-depth expertise, we are routinely consulted<br />

by Executive Branch officials. Because the<br />

digital revolution is fundamentally changing the<br />

privacy equation, CDT is taking the lead in developing a proactive agenda to strengthen privacy protections<br />

that have failed to keep pace with the march of technology. In 2008, defending innovation <strong>and</strong> privacy<br />

in the face of government surveillance dem<strong>and</strong>s will continue to be one of our priorities.<br />

2007 Accomplishments<br />

Opposing Unchecked Surveillance of International<br />

Communications: Throughout 2007, CDT<br />

<strong>and</strong> our allies in the civil liberties community op-<br />

CDT is taking the lead in developing<br />

a proactive agenda to strengthen<br />

privacy protections that have failed<br />

to keep pace with the march of<br />

technology.<br />

posed ef<strong>for</strong>ts to amend the Foreign Intelligence<br />

Surveillance Act (FISA) to authorize warrantless<br />

surveillance of the international communications<br />

of people in the United States. We testified be-<br />

Accomplishments <strong>and</strong> Objectives 2007-2008


6 <strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong><br />

<strong>for</strong>e Cong<strong>res</strong>s, briefed the media, <strong>and</strong> developed<br />

pragmatic recommendations on how to accommodate<br />

the needs of intelligence agencies to conduct<br />

surveillance of overseas targets with speed <strong>and</strong><br />

agility, w<strong>hi</strong>le protecting the privacy of innocent<br />

Americans.<br />

Updating the Fourth Amendment: Privacy is<br />

being eroded by trends much stronger than the<br />

changes wrought by the PATRIOT Act or the FISA<br />

amendments. Digital technology is fast outpacing<br />

Fourth Amendment privacy protections <strong>and</strong> privacy<br />

statutes such as the Electronic Communications<br />

Privacy Act. There<strong>for</strong>e, CDT has launched a<br />

proactive ef<strong>for</strong>t, the “Digital Fourth Amendment<br />

Project,” to develop support <strong>for</strong> legal re<strong>for</strong>ms that<br />

will <strong>res</strong>tore the right to privacy. Working through<br />

the Digital Privacy <strong>and</strong> Security Working Group,<br />

CDT has convened industry rep<strong>res</strong>entatives, privacy<br />

advocates, <strong>and</strong> academics to identify gaps<br />

in current law <strong>and</strong> develop recommendations <strong>for</strong><br />

<strong>res</strong>toring Fourth Amendment protections. The ef<strong>for</strong>t<br />

is directed at the courts as well. A legal brief<br />

signed by CDT <strong>and</strong> other groups was cited by a<br />

federal appeals court in ruling that e-mail users<br />

generally enjoy a constitutionally-protected right<br />

of privacy in their e-mail stored with a service provider<br />

(a holding now under review).<br />

Fighting off M<strong>and</strong>atory Data Retention: Even<br />

though communications service providers <strong>and</strong><br />

online companies already cooperate extensively<br />

with law en<strong>for</strong>cement investigations, including<br />

p<strong>res</strong>erving user data when requested, the Administration<br />

has sought to require companies to retain<br />

even more in<strong>for</strong>mation on their subscribers <strong>and</strong><br />

<strong>for</strong> longer periods of time. CDT took a leading role<br />

in opposing data retention proposals advanced in<br />

Cong<strong>res</strong>s. Coordinating our ef<strong>for</strong>ts with diverse<br />

stakeholders, including service providers <strong>and</strong><br />

c<strong>hi</strong>ld protection advocates, CDT worked <strong>for</strong> alternatives<br />

that will protect c<strong>hi</strong>ldren <strong>and</strong> serve other<br />

law en<strong>for</strong>cement needs without placing unnecessary<br />

burdens on service providers or jeopardizing<br />

the privacy of innocent users.<br />

Resisting <strong>Technology</strong> M<strong>and</strong>ates: Despite the surveillance<br />

windfall from the digital age, the government<br />

has been trying to require additional surveillance<br />

featu<strong>res</strong> in communications networks. Such<br />

design m<strong>and</strong>ates would stifle innovation, burden<br />

communications firms, <strong>and</strong> make tracking, sur-<br />

Accomplishments <strong>and</strong> Objectives 2007-2008<br />

veillance <strong>and</strong> data collection even easier. In 2007,<br />

when the government asked the FCC to require<br />

further invasive featu<strong>res</strong> in digital services, CDT<br />

organized public inte<strong>res</strong>t group opposition, warning<br />

that such action carried broad implications <strong>for</strong><br />

Internet access. We also led opposition at the FCC<br />

to proposals on 911 systems that would facilitate<br />

real-time location tracking of VoIP <strong>and</strong> cell phone<br />

users even in non-emergency situations. We urged<br />

the Commission to consider solutions that would<br />

serve public safety goals with minimal impact on<br />

privacy.<br />

Supporting Effective Guidelines <strong>for</strong> In<strong>for</strong>mation<br />

Sharing: The Administration moved <strong>for</strong>ward<br />

to create the in<strong>for</strong>mation-sharing environment<br />

(ISE) called <strong>for</strong> by the Intelligence Re<strong>for</strong>m Act of<br />

2004, a potentially revolutionary system <strong>for</strong> exchanging<br />

personal in<strong>for</strong>mation <strong>for</strong> counterterrorism<br />

purposes. Building on the work of the Markle<br />

Foundation Task Force on National Security in the<br />

In<strong>for</strong>mation Age, CDT urged the Administration<br />

to adopt strong privacy guidelines to govern the<br />

ISE. When weak guidelines were issued, CDT<br />

<strong>res</strong>ponded with a detailed analysis identifying<br />

threats to privacy, due process, <strong>and</strong> First Amendment<br />

rights.<br />

Challenging the Lack of Privacy Protections in<br />

Government ID Programs: The federal government<br />

has launched a number of identification<br />

programs that implicate personal privacy <strong>and</strong> security.<br />

In 2007, CDT filed extensive comments on<br />

the proposed regulations <strong>for</strong> the REAL ID Act <strong>and</strong><br />

on the proposed use of RFID c<strong>hi</strong>ps in the passport<br />

card <strong>and</strong> enhanced driver’s licenses. We urged the<br />

Department of Homel<strong>and</strong> Security to include privacy<br />

<strong>and</strong> security protections in the implementing<br />

regulations <strong>for</strong> REAL ID, <strong>and</strong> we called on Cong<strong>res</strong>s<br />

to repeal the Act or delay its implementation<br />

unless such protections were adopted.<br />

Developing Identity Privacy Principles: CDT’s<br />

work on authentication, RFID, government ID<br />

programs, <strong>and</strong> other identity issues relates both to<br />

consumer privacy <strong>and</strong> to our ef<strong>for</strong>ts to promote a<br />

reasonable balance between security <strong>and</strong> freedom.<br />

The draft “Privacy Principles <strong>for</strong> Identity in the<br />

Digital Age,” published last year, are intended to<br />

apply equally to commercial <strong>and</strong> governmental<br />

identification systems, both online <strong>and</strong> off.


<strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong> 7<br />

2008 Objectives<br />

Restore Checks <strong>and</strong> Balances on Surveillance:<br />

CDT will continue its ef<strong>for</strong>ts to <strong>res</strong>ist further erosions<br />

in privacy protections <strong>and</strong> to <strong>res</strong>tore checks<br />

<strong>and</strong> balances <strong>for</strong> intelligence surveillance. CDT<br />

will also push <strong>for</strong> re<strong>for</strong>m of the st<strong>and</strong>ards <strong>for</strong> issuance<br />

of national security letters, w<strong>hi</strong>ch are FBI<br />

dem<strong>and</strong>s <strong>for</strong> bank, credit, communications, <strong>and</strong><br />

other records, made without court approval. Judicial<br />

oversight of surveillance techniques is needed<br />

to protect the rights of Americans, <strong>and</strong> need not<br />

come at the expense of the government’s ability to<br />

obtain needed intelligence on terrorists.<br />

Revitalize the Fourth Amendment: In 2008, CDT<br />

will accelerate its campaign to revitalize the Fourth<br />

Amendment <strong>for</strong> the digital age. The campaign will<br />

include an educational ef<strong>for</strong>t to show policymakers,<br />

journalists <strong>and</strong> consumers how outdated court<br />

decisions <strong>and</strong> federal surveillance laws fail to adequately<br />

protect privacy in light of changing technology.<br />

Through our Digital Privacy <strong>and</strong> Security<br />

Working Group, we will work with companies <strong>and</strong><br />

other public inte<strong>res</strong>t groups to comprehensively<br />

review the Electronic Communications Privacy<br />

Act, developing consensus on improved st<strong>and</strong>ards<br />

CDT P<strong>res</strong>ident <strong>and</strong> CEO Leslie Harris with Sen. Patrick Leahy,<br />

author of ECPA <strong>and</strong> one of the leading Internet advocates in Cong<strong>res</strong>s.<br />

<strong>for</strong> government access to stored e-mail <strong>and</strong> civil<br />

discovery obligations, among other issues. With<br />

our new p<strong>res</strong>ence on the West Coast, we will draw<br />

additional companies into dialogue on t<strong>hi</strong>s issue.<br />

We will continue to push in the courts <strong>for</strong> constitutional<br />

protections <strong>for</strong> location in<strong>for</strong>mation, e-mail<br />

<strong>and</strong> other sensitive data.<br />

Oppose M<strong>and</strong>atory Data Retention: CDT will<br />

continue its ef<strong>for</strong>ts to stop data retention m<strong>and</strong>ates<br />

by working with law en<strong>for</strong>cement officials, policymakers,<br />

Internet companies <strong>and</strong> c<strong>hi</strong>ld protection<br />

advocates to identify solutions to legitimate law<br />

en<strong>for</strong>cement needs that do not put personal privacy<br />

<strong>and</strong> security at risk.<br />

Scrutinize <strong>Technology</strong> M<strong>and</strong>ates: The FCC is<br />

soon to decide whether to require that every computer,<br />

or other VoIP-capable device, be “automatically”<br />

locatable at any time, even outside of the<br />

emergency 911 context. The government is expected<br />

to continue to push <strong>for</strong> other design featu<strong>res</strong><br />

to facilitate tracking, surveillance <strong>and</strong> data collection.<br />

In 2008, CDT will work with industry, other<br />

public inte<strong>res</strong>t groups <strong>and</strong> policymakers to oppose<br />

harmful government design m<strong>and</strong>ates.<br />

Support Effective Guidelines <strong>for</strong> In<strong>for</strong>mation<br />

Sharing: CDT will continue its push <strong>for</strong><br />

effective privacy guidelines to govern the<br />

sharing of in<strong>for</strong>mation <strong>for</strong> counterterrorism<br />

purposes. We may include a focus on the<br />

activities of fusion centers: local, state <strong>and</strong><br />

regional entities designed to “connect the<br />

dots” by sharing in<strong>for</strong>mation about terrorist<br />

threats. Fusion centers can play an important<br />

role in <strong>res</strong>ponding to terrorism <strong>and</strong><br />

crime, but effective safeguards are needed<br />

to protect the privacy of personally identifiable<br />

in<strong>for</strong>mation that may flow through fusion<br />

centers.<br />

Promote the Identity Privacy Principles:<br />

In addition to further refining our “Privacy<br />

Principles <strong>for</strong> Identity in the Digital Age,”<br />

CDT plans on working with various stakeholders<br />

to write a series of case studies that<br />

look at the use of identity in different contexts<br />

<strong>and</strong> how the privacy principles would<br />

apply.<br />

Accomplishments <strong>and</strong> Objectives 2007-2008


8 <strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong><br />

Advocate <strong>for</strong> Privacy Protections in Government<br />

ID Programs: Final REAL ID regulations published<br />

in January 2008 lacked privacy <strong>and</strong> security<br />

protections. CDT will urge Cong<strong>res</strong>s to repeal or<br />

rewrite the fundamentally flawed REAL ID Act<br />

<strong>and</strong> also to revisit the Driver’s Privacy Protection<br />

Act, to ensure that it provides the needed protec-<br />

Copyright<br />

Accomplishments <strong>and</strong> Objectives 2007-2008<br />

tion of personal in<strong>for</strong>mation held by motor ve<strong>hi</strong>cle<br />

departments. CDT will also continue to encourage<br />

the Departments of State <strong>and</strong> Homel<strong>and</strong> Security<br />

to reconsider the use of insecure RFID c<strong>hi</strong>ps in<br />

border crossing documents such as the passport<br />

card <strong>and</strong> enhanced driver’s license.<br />

Protecting intellectual property w<strong>hi</strong>le encouraging technological innovation continues to pose difficult<br />

policy <strong>and</strong> legal challenges with major implications <strong>for</strong> commerce, creativity <strong>and</strong> the development of new<br />

technology. New online outlets <strong>for</strong> interaction, collaboration <strong>and</strong> user-generated content creation are flouris<strong>hi</strong>ng<br />

as broadb<strong>and</strong> brings faster connections to more people. T<strong>hi</strong>s is sparking new debate, not just on<br />

what to do about users uploading infringing content, but also about the scope <strong>and</strong> role of fair use in the<br />

Internet 2.0 world.<br />

CDT is committed to finding a workable <strong>and</strong> balanced<br />

path <strong>for</strong>ward to add<strong>res</strong>s the new <strong>and</strong> often<br />

novel copyright disputes that arise in the digital<br />

age. Sound copyright policy must <strong>res</strong>pect intellectual<br />

property without c<strong>hi</strong>lling innovation or limiting<br />

technology’s ability to empower users with<br />

exp<strong>and</strong>ed choice <strong>and</strong> creativity.<br />

2007 Accomplishments<br />

Opposing Liability Based on Services’ Use of<br />

Remote Storage: CDT played a central role in coordinating<br />

a broad-based <strong>res</strong>ponse to a troubling<br />

District Court decision holding that Cablevision’s<br />

remote digital video recorder (DVR) involved<br />

copyright infringement simply because it stored<br />

programs on a remote server. The opinion, if upheld,<br />

would have serious adverse consequences <strong>for</strong><br />

networked services of all kinds. CDT convened inte<strong>res</strong>ted<br />

parties <strong>and</strong> spearheaded an amicus brief<br />

on appeal, obtaining broad participation from<br />

public inte<strong>res</strong>t groups <strong>and</strong> technology <strong>and</strong> telecom<br />

associations.<br />

Promoting Consumer Friendly DRM: Properly<br />

deployed, digital rights management technology<br />

(DRM) can be a legitimate tool to protect intellectual<br />

property in the digital environment. But DRM<br />

should <strong>res</strong>pect consumers’ legitimate expectations<br />

<strong>and</strong> permit a variety of uses. Through publications<br />

<strong>and</strong> speaking appearances, CDT continued to<br />

promote consumer awareness <strong>and</strong> evaluation of<br />

CDT is committed to finding a workable<br />

<strong>and</strong> balanced path that add<strong>res</strong>ses<br />

the new <strong>and</strong> often novel<br />

copyright disputes that arise in the<br />

digital age.<br />

DRM, using the metrics <strong>for</strong> evaluating DRM that<br />

we first laid out in a 2006 paper, in order to help<br />

consumers drive the marketplace.<br />

Developing Privacy Principles <strong>for</strong> Digital Watermarking:<br />

Digital watermarking is a technology<br />

that allows each copy of a song or other file to be<br />

individually identified <strong>and</strong> possibly linked to a<br />

specific user. The technology has clear potential<br />

<strong>for</strong> discouraging copyright infringement, but also<br />

raises privacy issues. Last year, CDT began talks<br />

with digital watermarking companies to identify<br />

the potential privacy issues raised by various uses<br />

of their technology. CDT convened a range of privacy<br />

advocates to gather input <strong>and</strong> began drafting<br />

a set of proposed privacy principles that companies<br />

deploying watermarking applications could<br />

follow.<br />

Protecting Consumers from Suspect Music<br />

Download Sites: Consumers are being duped by<br />

websites that claim to offer legal music downloads


<strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong> 9<br />

Beware of Potentially Deceptive Fee-Based Download Services<br />

T<strong>hi</strong>nking of signing up <strong>and</strong> paying money to a music download service that looks legitimate <strong>and</strong> perhaps even claims to be “legal?”<br />

Check our list first.<br />

Un<strong>for</strong>tunately, some sites may be happy to take your money, <strong>and</strong> may leave you with the imp<strong>res</strong>sion that they are legal sources of a<br />

full range of music – including the top per<strong>for</strong>mers <strong>and</strong> music labels – but they are not licensed distributors of at least a substantial<br />

quantity of mainstream music. In particular, the sites on our list promote themselves in ways that suggest their music catalog is<br />

relatively comprehensive, when in fact they appear to have done not<strong>hi</strong>ng to license or otherwise ensure the legality of any downloads<br />

from the major music labels. Even where these sites include “legal in<strong>for</strong>mation” cautioning users against illegal downloading, that<br />

in<strong>for</strong>mation is not sufficiently clear, or prominent, or specific to prevent users from mistakenly perceiving the sites as sources of<br />

lawful copies of most mainstream music.<br />

In short, if you are an Internet user in the United States <strong>and</strong> you pay money to one of these services with the intention of being a lawful<br />

online music user, you may get less than you bargained <strong>for</strong>.<br />

Background – CDT Complaint <strong>and</strong> FTC Case<br />

In March 2005, CDT filed a complaint at the Federal Trade Commission (FTC) alleging that two download Web sites were deceptively<br />

claiming to offer “100% legal” music <strong>and</strong> video downloads in exchange <strong>for</strong> a subscription fee. The complaint alleged that users were<br />

led to believe that the subscription fee entitled them to make downloads legally, when in truth the sites merely provided software <strong>and</strong><br />

instructions <strong>for</strong> using free file-sharing networks on w<strong>hi</strong>ch copyright infringement is common. CDT noted that t<strong>hi</strong>s kind of duplicitous<br />

practice can both mislead individual consumers <strong>and</strong>, by sowing confusion, undermine the marketplace <strong>for</strong> legitimate digital download<br />

services.<br />

The Federal Trade Commission brought charges against one of the Web sites, mp3downloadcity.com, obtained an injunction in<br />

federal court, <strong>and</strong> ultimately reached a settlement with the Web site operator in May 2006. The settlement required the operator to<br />

make refunds to customers, to refrain from further misleading claims, <strong>and</strong> to disclose the legal risks of downloading copyrighted<br />

material from peer-to-peer networks.<br />

W<strong>hi</strong>le the FTC case only add<strong>res</strong>sed the practices of mp3downloadcity.com, a variety of other Web sites appear to continue to engage<br />

in behavior that raises similar concerns. Although these sites now avoid overt claims such as “100% legal,” their promotional materials<br />

<strong>and</strong> any discussion of legal issues still offer limited, confusing, or misleading in<strong>for</strong>mation about the true legal status of the downloads<br />

they purport to offer.<br />

CDT’s Music Download Services “Warning List”<br />

(last updated December 2007)<br />

Below, CDT lists the Web add<strong>res</strong>ses of a number of services that, on the surface, may <strong>res</strong>emble fully licensed music download or<br />

subscription services – but upon more careful inspection, appear to advertise or at least imply the availability of music to w<strong>hi</strong>ch they<br />

have not secured the rights. Thus, U.S.-based subscribers/customers of these Web sites download copyrighted music or other content<br />

at their own risk. (We have not investigated whether these sites have licensed or otherwise obtained rights to distribute mainstream<br />

music in other countries.)<br />

Specifically, each Web site on t<strong>hi</strong>s list:<br />

1. Advertises, describes, or promotes itself in ways that either state or imply that its offerings include music from the major record<br />

labels;<br />

2. Charges fees to users;<br />

3. Creates a risk of consumer misunderst<strong>and</strong>ing about the legal status of music downloads available through the site – either<br />

through statements or omissions in the way it characterizes its service or legal status, or by making important legal disclosu<strong>res</strong><br />

too obscure or hard to find to be useful;<br />

4. Does not appear, according to the Recording Industry Association of America, to be authorized to distribute major label music in<br />

the United States – <strong>and</strong> as best we can tell does not disclose that fact prominently to potential users; <strong>and</strong><br />

5. Failed to provide a satisfactory <strong>res</strong>ponse to a letter from CDT, mailed to the add<strong>res</strong>s associated with the Web site’s domain name<br />

registration, providing an opportunity to explain why the Web site should not be placed on t<strong>hi</strong>s list.<br />

when in fact they do not have rights to the songs<br />

they advertise. Such sites have the potential not<br />

just to mislead individual consumers, who may<br />

believe they are paying <strong>for</strong> lawful downloads, but<br />

also to sow confusion that may undermine the<br />

development of the lawful digital content marketplace.<br />

In 2005, CDT filed a complaint with the<br />

FTC regarding a suspicious music download site;<br />

the FTC substantiated CDT’s complaint <strong>and</strong> successfully<br />

pursued an en<strong>for</strong>cement action against<br />

the site in court. In 2007, we continued <strong>res</strong>earch-<br />

Copyright © 2008 by <strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> <strong>and</strong> <strong>Technology</strong>.<br />

The content throughout t<strong>hi</strong>s Web site that originates with CDT<br />

can be freely copied <strong>and</strong> used as long as you make no substantive<br />

changes <strong>and</strong> clearly give us credit. Details.<br />

CDT launched the Download Music Warning List to alert consumers to<br />

potentially deceptive fee-based download services.<br />

ing the issue <strong>and</strong> identified a number<br />

of additional sites that look like<br />

lawful subscription sites, but in fact<br />

are not. Late in 2007, CDT launched<br />

a Web-based warning list to publicly<br />

expose such sites <strong>and</strong> serve as a <strong>res</strong>ource<br />

<strong>for</strong> consumers.<br />

Helping Defeat a Troubling Broadcast<br />

Treaty: CDT participated in a<br />

coalition of public inte<strong>res</strong>t groups,<br />

technology associations, <strong>and</strong> Internet<br />

service providers opposing a<br />

proposed World Intellectual Property<br />

Organization (WIPO) treaty<br />

that would have granted broad, new,<br />

intellectual property-like rights to<br />

broadcasters, cablecasters, <strong>and</strong> possibly<br />

webcasters. In June, the ef<strong>for</strong>ts<br />

of the coalition paid off when the relevant<br />

WIPO working group failed to<br />

reach any consensus on fundamental<br />

questions of scope <strong>and</strong> approach,<br />

causing the treaty drafting ef<strong>for</strong>t to<br />

be shelved.<br />

2008 Objectives<br />

Promote Privacy Principles <strong>for</strong> Watermarking:<br />

CDT will complete its<br />

collaborative ef<strong>for</strong>t to develop privacy<br />

principles <strong>for</strong> digital watermarking<br />

technologies <strong>and</strong> will work to<br />

promote adoption of the principles<br />

by parties involved in implementing<br />

digital watermarking schemes.<br />

Investigate the Policy Implications<br />

of Filtering: Increasingly, intermediaries<br />

such as user-generated content<br />

sites <strong>and</strong> Internet service providers<br />

are being p<strong>res</strong>sured to adopt<br />

filtering technologies aimed at excluding or otherwise<br />

<strong>res</strong>tricting copyrighted content from flowing<br />

into the Internet’s public spaces. The policy implications<br />

of such filtering have not been carefully<br />

explored. CDT intends to release an analysis of<br />

the issues raised by filtering <strong>and</strong> to educate policymakers<br />

<strong>and</strong> other inte<strong>res</strong>ted parties. Our goal<br />

is to promote a more nuanced underst<strong>and</strong>ing of<br />

what is at stake when filtering dem<strong>and</strong>s are made,<br />

<strong>and</strong> how different filtering scenarios may affect<br />

Accomplishments <strong>and</strong> Objectives 2007-2008


10 <strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong><br />

free exp<strong>res</strong>sion, Internet openness <strong>and</strong> consumer<br />

choice.<br />

Oppose Design M<strong>and</strong>ates: CDT will continue to<br />

oppose ef<strong>for</strong>ts to impose design m<strong>and</strong>ates on technology,<br />

whether through legislation or regulation.<br />

CDT will work to ensure that policymakers underst<strong>and</strong><br />

the adverse impacts that design m<strong>and</strong>ates<br />

could have, <strong>and</strong> we will suggest more balanced<br />

approaches to add<strong>res</strong>sing copyright concerns.<br />

Internet Arc<strong>hi</strong>tecture<br />

P<strong>res</strong>erving the Internet as an open plat<strong>for</strong>m <strong>for</strong> speech <strong>and</strong> innovation, without gatekeepers or central<br />

control, has been a defining issue <strong>for</strong> CDT. The proliferation of innovative applications, technologies, <strong>and</strong><br />

services that has characterized the Internet’s <strong>hi</strong>story so far – from the creation of the World Wide Web itself<br />

to the emergence of instant messaging to the phenomenon of user-generated content – is directly related to<br />

the neutral <strong>and</strong> open quality of the plat<strong>for</strong>m. T<strong>hi</strong>s openness depends on the practice of nondiscriminatory<br />

routing <strong>and</strong> the freedom to offer new services or content at the edges of the network without negotiating<br />

with network operators.<br />

At the same time, extensive or burdensome regulation<br />

is clearly not desirable. Overbroad rules could<br />

slow network deployment <strong>and</strong> interfere with legitimate<br />

network management.<br />

For these reasons, the debate over “Internet neutrality”<br />

is central to the future of the Internet. CDT<br />

is committed to “light touch” rules that will p<strong>res</strong>erve<br />

the core attributes of openness <strong>and</strong> freedom<br />

to innovate <strong>and</strong> prevent harmful discrimination,<br />

in a manner that is compatible with the public in-<br />

te<strong>res</strong>t in infrastructure investment <strong>and</strong> the needs <strong>for</strong> sound network management.<br />

In 2007, lawmakers <strong>and</strong> regulators debated the question of whether a service provider could discriminate<br />

among Internet traffic based on user identity or the type of application. A new branch of the debate<br />

focused attention specifically on wireless <strong>and</strong> mobile phone networks. And developments in the marketplace<br />

– including the decision by Verizon Wireless to open its mobile network to t<strong>hi</strong>rd-party devices<br />

– reflected both the importance <strong>and</strong> the fluidity of the issue.<br />

2007 Accomplishments<br />

P<strong>res</strong>enting the Internet Neutrality Case to the<br />

Regulatory Agencies: In 2007, both the Federal<br />

Trade Commission <strong>and</strong> the Federal Communications<br />

Commission examined aspects of the Internet<br />

neutrality issue. CDT spoke <strong>and</strong> submitted<br />

Accomplishments <strong>and</strong> Objectives 2007-2008<br />

Oppose Overbroad Liability Exposure <strong>for</strong> Innovators:<br />

Court cases <strong>and</strong> proposed legislation<br />

raise important questions concerning when, <strong>and</strong><br />

to what extent, developers of innovative technologies<br />

<strong>and</strong> services can be held liable if their products<br />

<strong>and</strong> services entail some copying or storage of<br />

data or can be used by t<strong>hi</strong>rd parties <strong>for</strong> copyright<br />

infringement. CDT will continue to monitor the<br />

courts <strong>and</strong> the legislative arena, <strong>and</strong> in<strong>for</strong>m policymakers<br />

regarding the risks that overbroad liability<br />

poses to innovation.<br />

The “Internet neutrality” debate is<br />

crucial. CDT is committed to “light<br />

touch” rules that p<strong>res</strong>erve the core<br />

attributes of openness, freedom,<br />

<strong>and</strong> innovation.<br />

written comments in connection with the FTC’s<br />

February workshop on the subject. Later in the<br />

year, CDT submitted <strong>for</strong>mal comments in the Federal<br />

Communications Commission’s inquiry about<br />

discrimination <strong>and</strong> traffic management practices


<strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong> 11<br />

in the broadb<strong>and</strong> industry. To both agencies, CDT<br />

described the risks of increasing gatekeeper control<br />

on the Internet <strong>and</strong> explained that pro-neutrality<br />

policies need not be expansively regulatory.<br />

CDT also suggested monitoring <strong>and</strong> transparency<br />

measu<strong>res</strong> as proactive steps the agencies could take<br />

without creating any new regulatory structure.<br />

Getting Specific in Defining the Problems <strong>and</strong><br />

Concerns: The neutrality debate has been muddied<br />

by a lack of clarity about what specific ISP<br />

practices in prioritizing traffic or limiting uses<br />

might pose concerns <strong>and</strong> what practices are necessary<br />

or beneficial <strong>for</strong> network management or<br />

other unobjectionable purposes. In late 2006 <strong>and</strong><br />

early 2007, CDT convened a group of technologists,<br />

advocates, <strong>and</strong> industry leaders to discuss the issues<br />

with greater specificity. Comments CDT submitted<br />

to the FCC in June included an extensive<br />

list of potential ISP behaviors that would involve<br />

treating some types of Internet traffic differently<br />

from others <strong>and</strong> provided an analysis on w<strong>hi</strong>ch of<br />

those behaviors seem problematic <strong>and</strong> w<strong>hi</strong>ch not.<br />

Weig<strong>hi</strong>ng in <strong>for</strong> Openness Requirements in<br />

Broadb<strong>and</strong> Spectrum Auction: Wireless broadb<strong>and</strong><br />

access, especially over cell phones <strong>and</strong> other<br />

mobile devices, holds tremendous potential <strong>for</strong><br />

exp<strong>and</strong>ed Internet access <strong>and</strong> services. The FCC’s<br />

auction t<strong>hi</strong>s year of a major block of broadb<strong>and</strong><br />

spectrum has extensive implications <strong>for</strong> the future<br />

of the Internet. Last year, as the FCC was setting<br />

rules <strong>for</strong> the use of t<strong>hi</strong>s spectrum, CDT urged the<br />

Commission to promote new competitive alternatives<br />

<strong>for</strong> general-purpose broadb<strong>and</strong> Internet service.<br />

CDT argued that including preconditions re-<br />

lating to neutrality would help foster competition<br />

<strong>and</strong> innovation on the newly available airwaves.<br />

The FCC ultimately included significant openness<br />

requirements in its auction rules.<br />

Working to Protect Innovation: As the Internet<br />

matu<strong>res</strong>, the p<strong>res</strong>sure grows to make it look <strong>and</strong> act<br />

like traditionally regulated networks. As described<br />

above with <strong>res</strong>pect to our work on freedom <strong>and</strong> security,<br />

CDT urged the FCC in two proceedings on<br />

the creation of a more sop<strong>hi</strong>sticated 911 system to<br />

avoid imposing burdensome <strong>and</strong> privacy-invasive<br />

design requirements on Internet technology.<br />

2008 Objectives<br />

Promote a Deeper Dialogue on Internet Neutrality:<br />

CDT will seek to promote a more extensive<br />

dialogue on neutrality, add<strong>res</strong>sing such crucial issues<br />

as: what constitutes appropriate <strong>and</strong> beneficial<br />

“traffic management;” how can usage-based pricing<br />

or other nondiscriminatory solutions add<strong>res</strong>s<br />

legitimate b<strong>and</strong>width concerns; <strong>and</strong> how to ensure<br />

greater transparency to subscribers vis-à-vis ISP<br />

practices of favoring some traffic over others.<br />

Educate the C<strong>and</strong>idates: CDT will work to in<strong>for</strong>m<br />

p<strong>res</strong>idential <strong>and</strong> other 2008 election cycle<br />

c<strong>and</strong>idates about the benefits of p<strong>res</strong>erving the<br />

Internet’s open arc<strong>hi</strong>tecture.<br />

Protect Innovation: CDT will continue to seek to<br />

protect the ability to innovate on the Internet, free<br />

from government m<strong>and</strong>ates.<br />

Accomplishments <strong>and</strong> Objectives 2007-2008


12 <strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong><br />

Digital <strong>Democracy</strong><br />

New technologies offer tremendous potential <strong>for</strong> government transparency, citizen engagement, <strong>and</strong> access<br />

to in<strong>for</strong>mation. Digital technology provides an easy, inexpensive means to make vast amounts of in<strong>for</strong>mation<br />

readily available to the public. But prog<strong>res</strong>s toward true e-government has been slow. In recent<br />

years, government secrecy has steadily increased. Implementing open government at the federal, state <strong>and</strong><br />

local levels has been ad hoc at best.<br />

Having a useful, in<strong>for</strong>mation-rich Web site is no<br />

longer simply a value-added bonus <strong>for</strong> government<br />

agencies: It is essential to effective <strong>and</strong> <strong>res</strong>ponsive<br />

governance. As Americans increasingly manage<br />

their business, personal <strong>and</strong> financial affairs electronically,<br />

they rightfully expect their government<br />

to make services <strong>and</strong> in<strong>for</strong>mation readily available<br />

over the Internet.<br />

CDT has been a leader in promoting greater access to in<strong>for</strong>mation <strong>and</strong> use of interactivity by government.<br />

CDT works to ensure that governments at all levels take full advantage of digital technology in providing<br />

in<strong>for</strong>mation to the public. T<strong>hi</strong>s includes challenging ef<strong>for</strong>ts to artificially limit the availability of public<br />

in<strong>for</strong>mation online <strong>and</strong> urging government agencies at all levels to make sure their online offerings are<br />

equally accessible to users of all major operating systems <strong>and</strong> browsers. When agencies do not move to put<br />

non-classified in<strong>for</strong>mation online, CDT works to find innovative ways to make the in<strong>for</strong>mation available<br />

<strong>and</strong> searchable.<br />

2007 Accomplishments<br />

Exposing Hidden Government In<strong>for</strong>mation: Last<br />

year, CDT learned that, incredibly, a fair amount<br />

of federal government in<strong>for</strong>mation posted on government<br />

websites could not be found by using the<br />

popular Internet search engines. Even the search<br />

engines on the government’s own websites could<br />

not find the in<strong>for</strong>mation, buried deep in the sites,<br />

rendering it essentially secret. CDT, working with<br />

OMB Watch, released “Hiding in Plain Sight,” a report<br />

<strong>hi</strong>ghlighting t<strong>hi</strong>s critical gap in online access<br />

to vital government in<strong>for</strong>mation. The report, p<strong>res</strong>ented<br />

to Cong<strong>res</strong>s, explained how a simple technological<br />

flaw in government websites prevented<br />

the in<strong>for</strong>mation from being found; the report recommended<br />

an equally simple technological fix.<br />

Promoting Accessibility of Public, Online Government<br />

In<strong>for</strong>mation: The amount of government<br />

data that remains inaccessible to the public<br />

is inexcusable. Government agencies could easily<br />

exp<strong>and</strong> their online <strong>res</strong>ources if they adopted<br />

readily available records management <strong>and</strong> search<br />

Accomplishments <strong>and</strong> Objectives 2007-2008<br />

CDT works to ensure that governments<br />

at all levels take full advantage<br />

of digital technology in providing<br />

in<strong>for</strong>mation to the public.<br />

technologies. In 2007, CDT brought together open<br />

government <strong>and</strong> technology experts, in collaboration<br />

with advocacy groups <strong>and</strong> top technology<br />

companies, to spotlight the government in<strong>for</strong>mation<br />

accessibility issue <strong>and</strong> p<strong>res</strong>ent solutions.<br />

Exp<strong>and</strong>ing OpenCRS: CDT continues to work toward<br />

full public access of Cong<strong>res</strong>sional Research<br />

Service reports, w<strong>hi</strong>ch add<strong>res</strong>s the full range of<br />

policy issues facing the nation. Currently these<br />

reports are available online only to Members of<br />

Cong<strong>res</strong>s <strong>and</strong> their staff. Citizens can obtain these<br />

important taxpayer funded <strong>res</strong>ources only from<br />

Members through regular mail. Many of the reports<br />

are sold commercially, to those who can af<strong>for</strong>d<br />

to subscribe. CDT’s groundbreaking Open-<br />

CRS project, w<strong>hi</strong>ch collects CRS reports that have<br />

become public <strong>and</strong> makes them readily available<br />

online, has become a critical <strong>res</strong>ource <strong>for</strong> reporters,<br />

consumer groups, <strong>res</strong>earchers, <strong>and</strong> advocates,<br />

with more than six million reports downloaded.


<strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong> 13<br />

Summary<br />

In 2002, the E-Government Act was signed into law with noble goals, including "to promote access to<br />

<strong>hi</strong>gh quality Government in<strong>for</strong>mation <strong>and</strong> services across multiple channels" <strong>and</strong> "to make the Federal<br />

Government more transparent <strong>and</strong> accountable." In many <strong>res</strong>pects, the law has been successful,<br />

including encouraging agencies to work together to build Web sites that allow users to find in<strong>for</strong>mation<br />

by its content <strong>and</strong> not only where it is housed in the bureaucracy. However, as more individuals use<br />

commercial search engines to find government in<strong>for</strong>mation, making in<strong>for</strong>mation accessible to search<br />

by various sources has become an important goal. Un<strong>for</strong>tunately, many important in<strong>for</strong>mation sources<br />

wit<strong>hi</strong>n the federal government are essentially <strong>hi</strong>dden from the very search engines that the public is<br />

most likely to use.<br />

In t<strong>hi</strong>s report, we examine search queries that we believe Americans would expect to <strong>res</strong>ult in<br />

authoritative <strong>and</strong> trustworthy government in<strong>for</strong>mation showing up prominently in their search <strong>res</strong>ults. In<br />

an examination of Google, Yahoo, Microsoft Live <strong>and</strong> Ask <strong>and</strong> the search function provided by<br />

USA.gov, we confirmed that many of these searches miss critical in<strong>for</strong>mation simply because of the<br />

manner in w<strong>hi</strong>ch the government agency has published the in<strong>for</strong>mation. For example:<br />

A search <strong>for</strong> "New York radiation" does not find basic FEMA <strong>and</strong> DHS in<strong>for</strong>mation about<br />

current conditions <strong>and</strong> monitoring.<br />

A search to help gr<strong>and</strong>parents with a question about visitation of their gr<strong>and</strong>c<strong>hi</strong>ldren in any search<br />

engine does not turn up an article of the same title located on the Web site of the Administration <strong>for</strong><br />

C<strong>hi</strong>ldren & Families.<br />

A search <strong>for</strong> "small farm loans" turns up the commercial offers <strong>for</strong> loans, <strong>and</strong> statistics about<br />

government loans, but not most of the major federal government programs designed to help fund<br />

small farms.<br />

We have several recommendations <strong>for</strong> the federal government. Each of these would encourage greater<br />

accessibility of government in<strong>for</strong>mation by making it more searchable.<br />

Cong<strong>res</strong>s should pass the E-Government reauthorization act, w<strong>hi</strong>ch would require the Office of<br />

Management <strong>and</strong> Budget (OMB) to create best practices to encourage searchability of federal Web<br />

sites.<br />

OMB should officially recognize the importance of commercial search engines to Internet users <strong>and</strong><br />

work with the CIO Council to adopt policies to help users find in<strong>for</strong>mation.<br />

Agencies should adopt an in<strong>for</strong>mation policy that makes public accessibility of online content <strong>and</strong><br />

<strong>res</strong>ources a priority.<br />

Agencies should create Sitemaps of content on their sites, with special attention given to materials<br />

stored in databases <strong>and</strong> accessible only through drop-down menus. For example, many agencies<br />

have FAQ databases that are not accessible to search crawlers but contain very succinct <strong>and</strong> useful<br />

answers to common questions.<br />

Agencies should review their use of robots.txt files in order to ensure they are used in the least<br />

<strong>res</strong>trictive way possible. Every ef<strong>for</strong>t should be made to include, rather than exclude, materials from<br />

the website, whether materials were excluded purposefully or accidentally in the past.<br />

T<strong>hi</strong>s report serves only to spotlight a critical gap in the accessibility of government in<strong>for</strong>mation; we don't<br />

seek to punish or embarrass government agencies here. We also do not know whether some agencies<br />

purposefully choose to exclude their in<strong>for</strong>mation from search engines, or whether the agencies don't<br />

know how to make t<strong>hi</strong>s in<strong>for</strong>mation more available. We hope that t<strong>hi</strong>s report will call attention to t<strong>hi</strong>s<br />

issue <strong>and</strong> encourage federal agencies to review their in<strong>for</strong>mation policies.<br />

Next section: Table of Contents<br />

In 2007, we added new featu<strong>res</strong> such as posting<br />

“Fugitive Lists” that have been <strong>hi</strong>ghly effective in<br />

retrieving missing reports, <strong>and</strong> using RSS feeds to<br />

automatically alert subscribers to newly added reports.<br />

At the same time, we continue to p<strong>res</strong>s Cong<strong>res</strong>s<br />

<strong>for</strong> direct public access.<br />

Supporting Legislative Action to Exp<strong>and</strong> Open<br />

Government: With CDT’s support, Cong<strong>res</strong>s en-<br />

Copyright © 2008 by <strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> <strong>and</strong> <strong>Technology</strong>.<br />

The content throughout t<strong>hi</strong>s Web site that originates with CDT<br />

can be freely copied <strong>and</strong> used as long as you make no substantive<br />

changes <strong>and</strong> clearly give us credit. Details.<br />

Massive amounts of vital, unclassified government in<strong>for</strong>mation is inadvertently<br />

<strong>hi</strong>dden from Internet search engines. T<strong>hi</strong>s report chronicles the reason<br />

<strong>and</strong> provides the solution.<br />

acted the Open Government Act,<br />

w<strong>hi</strong>ch made significant re<strong>for</strong>ms<br />

to the Freedom of In<strong>for</strong>mation<br />

Act, rein<strong>for</strong>cing fundamental expectations<br />

of government openness.<br />

2008 Objectives<br />

Promote Accessibility of Government<br />

In<strong>for</strong>mation on the<br />

Internet: CDT will work with<br />

open government advocates <strong>and</strong><br />

legislators to help pass a bill that<br />

will make CRS reports freely<br />

available to the public. We will<br />

also work to ensure that new<br />

provisions in the E-Government<br />

Act are carried out. The goal is to<br />

make public government in<strong>for</strong>mation<br />

fully accessible via online<br />

search engines.<br />

Develop an Openness Agenda<br />

<strong>for</strong> the New Administration:<br />

The next P<strong>res</strong>ident will have an<br />

opportunity to promote accessibility<br />

of government in<strong>for</strong>mation,<br />

transparency, <strong>and</strong> public<br />

participation. Working with other<br />

advocates, CDT will develop<br />

recommendations <strong>for</strong> the new<br />

administration, providing a road<br />

map of technology <strong>and</strong> privacy<br />

issues, with recommendations<br />

<strong>for</strong> immediate improvements.<br />

Increase the Capabilities of<br />

OpenCRS: CDT is committed to<br />

improving the capabilities, convenience,<br />

<strong>and</strong> scope of OpenCRS. By adding new<br />

Web 2.0 featu<strong>res</strong>, OpenCRS will become more userfriendly<br />

<strong>and</strong> will continue toward its goal of creating<br />

a complete collection of CRS reports with the<br />

help of individual legislators <strong>and</strong> the public. CDT<br />

is also working to promote cong<strong>res</strong>sional ef<strong>for</strong>ts to<br />

make CRS reports directly available, through legislation,<br />

Senate <strong>res</strong>olution or through the actions of<br />

individual Members.<br />

Accomplishments <strong>and</strong> Objectives 2007-2008


14 <strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong><br />

Global Internet<br />

The Internet’s exponential growth outside of the United States – particularly in the developing world –<br />

has been among its greatest success stories. At the same time, the emergence of the Internet as a critical<br />

plat<strong>for</strong>m <strong>for</strong> global commerce <strong>and</strong> communications has given rise to a new slate of challenges. Developing<br />

nations still face a “digital divide,” due in significant part to outdated national policies that stifle competition<br />

<strong>and</strong> innovation. Governments around the world are legitimately inte<strong>res</strong>ted in c<strong>hi</strong>ld protection <strong>and</strong><br />

network security, but often impose solutions that threaten openness <strong>and</strong> end-to-end control. Others seek to<br />

<strong>res</strong>trict legitimate content <strong>and</strong> to monitor <strong>and</strong> control users <strong>for</strong> political reasons. Debate continues to swirl<br />

around “Internet governance.” To realize the economic <strong>and</strong> democratic potential of the global Internet,<br />

these policy challenges must be met.<br />

Internet policy developments in the U.S. have<br />

global impact, but it is equally true that U.S.-based<br />

companies <strong>and</strong> U.S-based users are affected by<br />

laws <strong>and</strong> policies adopted beyond America’s borders.<br />

Of necessity, CDT must work in global policy<br />

<strong>for</strong>ums to promote a legal <strong>and</strong> policy framework<br />

rooted in the principles of openness, human<br />

rights, competition <strong>and</strong> innovation. We continue<br />

to seek ways to assist policy re<strong>for</strong>mers in developing<br />

countries.<br />

2007 Accomplishments<br />

Developing a Roadmap <strong>for</strong> Principled Corporate<br />

Expansion Globally: The services provided by<br />

multi-national Internet companies are critical to<br />

fulfilling the Internet’s potential as a powerful tool<br />

<strong>for</strong> democracy <strong>and</strong> human rights. Yet as the Internet<br />

exp<strong>and</strong>s around the world, Internet companies<br />

<strong>and</strong> other communications providers are increasingly<br />

faced with dem<strong>and</strong>s from countries to censor<br />

content <strong>and</strong> breach the privacy rights of users.<br />

In 2007, CDT partnered with Business <strong>for</strong> Social<br />

Responsibility to convene leading Internet companies,<br />

human rights groups, academics, investors<br />

<strong>and</strong> others. The group proceeded from the<br />

premise that multi-national Internet companies<br />

should operate in all countries because their services<br />

contribute to democratization <strong>and</strong> development,<br />

but that such companies should seek in their<br />

dealings with all governments to promote policies<br />

<strong>and</strong> practices supportive of privacy <strong>and</strong> free exp<strong>res</strong>sion.<br />

Through an intensive drafting process,<br />

the group is nearing completion of a set of human<br />

rights principles to guide Internet companies<br />

around the world in <strong>res</strong>ponding to government<br />

dem<strong>and</strong>s <strong>for</strong> censors<strong>hi</strong>p or disclosure of subscrib-<br />

Accomplishments <strong>and</strong> Objectives 2007-2008<br />

CDT works in global policy <strong>for</strong>ums<br />

promoting principles of openness,<br />

human rights, competition <strong>and</strong> innovation,<br />

w<strong>hi</strong>le seeking ways to assist<br />

policy re<strong>for</strong>mers in developing<br />

countries.<br />

er data. To accompany the principles, the project is<br />

also developing a framework <strong>for</strong> implementation<br />

<strong>and</strong> accountability.<br />

Defending the Multi-Stakeholder Model in<br />

Governance Debates: CDT had a major p<strong>res</strong>ence<br />

at the second Internet Governance Forum in Rio<br />

de Janeiro in November 2007, helping to organize<br />

<strong>and</strong> p<strong>res</strong>enting on three panels <strong>and</strong> strengthening<br />

relations<strong>hi</strong>ps with participants in the <strong>for</strong>mation of<br />

Internet policy from around the world. Concerned<br />

that continuing misunderst<strong>and</strong>ings about the nature<br />

of “Internet governance” could lead to more<br />

bureaucratic approaches <strong>and</strong> raise barriers to innovation,<br />

CDT issued a paper exploring how the<br />

Internet had flourished under a governance structure<br />

that includes empowered users, private parties<br />

in contractual arrangements, national regulators,<br />

regional <strong>and</strong> international governmental institutions,<br />

<strong>and</strong> non-governmental, voluntary st<strong>and</strong>ards<br />

bodies. CDT also continued to encourage greater<br />

openness <strong>and</strong> transparency in the operations of<br />

the Internet Corporation <strong>for</strong> Assigned Names <strong>and</strong><br />

Numbers (ICANN).


<strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong> 15<br />

2008 Objectives<br />

Translate Voluntary Principles into Meaningful<br />

Practice: We expect to bring to conclusion the<br />

first round of the intensive process to develop voluntary<br />

corporate <strong>res</strong>ponsibility principles <strong>for</strong> the<br />

Internet industry on free exp<strong>res</strong>sion <strong>and</strong> other human<br />

rights. T<strong>hi</strong>s will include adopting an accountability<br />

framework that can monitor the implementation<br />

of the principles. Thereafter, CDT expects<br />

to work with the signatories to the principles to<br />

develop a governance structure to support implementation,<br />

accountability, shared learning <strong>and</strong><br />

collaboration on strategies in support of global Internet<br />

freedom.<br />

Engage Effectively in Regional <strong>and</strong> International<br />

Policy Forums: CDT’s work is <strong>hi</strong>ghly <strong>res</strong>pected<br />

in regional <strong>and</strong> international<br />

<strong>for</strong>ums, but our engagement<br />

internationally<br />

has been ad hoc. In 2008,<br />

we will seek to establish a<br />

more systematic participation<br />

in policy development<br />

internationally. Our immediate<br />

goal is to establish a<br />

CDT capacity to engage in<br />

<strong>and</strong> influence the development<br />

of Internet policy in<br />

Europe, “translating” our<br />

work <strong>for</strong> use in the European<br />

context <strong>and</strong> <strong>res</strong>ponding<br />

to European policy initiatives<br />

that have global implications.<br />

We will also likely<br />

participate in the t<strong>hi</strong>rd In-<br />

ternet Governance Forum,<br />

to be held in New Del<strong>hi</strong> in<br />

December 2008. In preparation<br />

<strong>for</strong> that meeting, we<br />

will endeavor to turn the<br />

emphasis to practical solutions<br />

<strong>for</strong> the core concerns<br />

of security, openness, access, diversity <strong>and</strong> critical<br />

Internet <strong>res</strong>ources.<br />

Support Policy Re<strong>for</strong>m in Developing Countries:<br />

There remains an unanswered need <strong>for</strong> policy expertise<br />

in developing <strong>and</strong> transitional countries,<br />

where Internet advocates struggle with outmoded<br />

legal systems, entrenched monopolies, <strong>and</strong> the<br />

challenges of convergence. In 2008, CDT will seek<br />

funding to build on the success of our Global Internet<br />

Policy Initiative (GIPI) to work with local<br />

Internet policy advocates, strengthening in<strong>for</strong>mation<br />

sharing <strong>and</strong> networking building among<br />

government officials, civil society groups, <strong>and</strong> entrepreneurs<br />

committed to the growth of an open,<br />

af<strong>for</strong>dable <strong>and</strong> widely accessible Internet.<br />

CDT P<strong>res</strong>ident Leslie Harris <strong>and</strong> CDT Chairman Jerry Berman (center) with<br />

Microsoft Chairman Bill Gates. In March of 2007, CDT was joined by 900 of its<br />

friends <strong>for</strong> an evening of celebration <strong>and</strong> networking. Gates <strong>and</strong> Senator Patrick<br />

Leahy stirred attendees with their visions <strong>for</strong> the future of the Internet. The fundraiser<br />

gave CDT a chance to connect with old colleagues <strong>and</strong> supporters w<strong>hi</strong>le introducing<br />

its accomplishments to new friends. Beginning in 2009, CDT plans to make<br />

the gala an annual event.<br />

Accomplishments <strong>and</strong> Objectives 2007-2008


16 <strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong><br />

Publications<br />

John Morris <strong>and</strong> Jon Peterson, “Who’s Watc<strong>hi</strong>ng<br />

You Now?” IEEE Security <strong>and</strong> Privacy Magazine,<br />

Vol. 5, Issue 1 (January/February 2007)<br />

Ari Schwartz, “Cong<strong>res</strong>sional Research Service<br />

ought to be open to public,” The Was<strong>hi</strong>ngton Examiner<br />

(April 18, 2007)<br />

Leslie Harris <strong>and</strong> Matt Stoller, “Inexplicable anomaly,”<br />

The Hill (May 15, 2007)<br />

Leslie Harris, “High Speed Alternatives May Be<br />

Coming Soon,” ABC News (June 14, 2007)<br />

Search Privacy Practices: A Work In Prog<strong>res</strong>s, CDT<br />

Report (August 8, 2007)<br />

Leslie Harris, “Creating Marketplace Competition<br />

<strong>for</strong> Privacy,” ABC News (August 15, 2007)<br />

Ari Schwartz, Chapter 17: Scenario on “Ubiquitous<br />

Identity Theft” L. Jean Camp (author), Economics of<br />

Identity Theft: Avoidance, Causes, <strong>and</strong> Possible Cu<strong>res</strong><br />

(2007)<br />

Ari Schwartz, “A turn in the Antispyware war?”<br />

CNet News, (October 3, 2007)<br />

Accomplishments <strong>and</strong> Objectives 2007-2008<br />

Leslie Harris, “The Slippery Slope of Web Censors<strong>hi</strong>p:<br />

From C<strong>hi</strong>na to the U.S., the Global Implications<br />

of Internet Blocking,” ABC News (October<br />

25, 2007)<br />

Consumer Rights <strong>and</strong> Protections in the Behavioral<br />

Advertising Sector, CDT report (October 31,<br />

2007)<br />

Leslie Harris <strong>and</strong> James X. Dempsey, “Safety Net,”<br />

L.A. Daily Journal (November 23, 2007)<br />

James X. Dempsey, “The Internet at Risk: The Need<br />

<strong>for</strong> Higher Education Advocacy,” EDUCAUSE Review,<br />

Vol. 42, No. 6 (November/December 2007)<br />

Leslie Harris, “Who’s Tracking Your Web Movements?”<br />

ABC News (December 4, 2007)<br />

Hiding in Plain Sight: Why Important Government<br />

In<strong>for</strong>mation Cannot Be Found Through Commercial<br />

Search Engines, CDT <strong>and</strong> OMB Watch report<br />

(December 11, 2007)<br />

Music Download Warning List: Beware of Potentially<br />

Deceptive Fee-Based Download Services,<br />

CDT Report (December 26, 2007)


<strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong> 17<br />

Cong<strong>res</strong>sional Testimony<br />

Balancing Privacy <strong>and</strong> Security: The Privacy<br />

Implications of Government Data Mining Programs,<br />

Leslie Harris be<strong>for</strong>e the Senate Judiciary<br />

Committee (January 10, 2007)<br />

Consumer Protection Issues, Ari Schwartz be<strong>for</strong>e<br />

the House Appropriations Subcommittee on Financial<br />

Services <strong>and</strong> General Government (February<br />

28, 2007)<br />

Combating Spyware: H.R. 964, the Spy Act, Ari<br />

Schwartz be<strong>for</strong>e the House Energy <strong>and</strong> Commerce<br />

Subcommittee on Commerce, Trade, <strong>and</strong> Consumer<br />

Protection (March 15, 2007)<br />

National Security Letters, Jim Dempsey be<strong>for</strong>e the<br />

House Intelligence Committee (March 28, 2007)<br />

CDT staffers meet during a retreat to sketch out the organization’s agenda <strong>for</strong> 2008.<br />

Federal Trade Commission Reauthorization, Ari<br />

Schwartz be<strong>for</strong>e the Senate Commerce Committee’s<br />

Subcommittee on Interstate Commerce Trade<br />

<strong>and</strong> Tourism (September 12, 2007)<br />

FISA <strong>and</strong> the Protect America Act, Jim Dempsey<br />

be<strong>for</strong>e the House Intelligence Committee (September<br />

18, 2007)<br />

FISA <strong>and</strong> the Protect America Act, Jim Dempsey<br />

be<strong>for</strong>e the Senate Judiciary Committee (September<br />

25, 2007)<br />

E-Government 2.0, Ari Schwartz be<strong>for</strong>e the Senate<br />

Committee on Homel<strong>and</strong> Security <strong>and</strong> Governmental<br />

Affairs (December 11, 2007)<br />

Accomplishments <strong>and</strong> Objectives 2007-2008


18 <strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong><br />

Appearances be<strong>for</strong>e Government Agencies<br />

Leslie Harris, U.S. Department of State Conference<br />

on Global Internet Freedom (January 30, 2007)<br />

David Sohn, Federal Trade Commission workshop<br />

on Broadb<strong>and</strong> Connectivity Competition (February<br />

14, 2007)<br />

Sop<strong>hi</strong>a Cope, Department of Homel<strong>and</strong> Security<br />

Data Privacy <strong>and</strong> Integrity Advisory Committee<br />

public hearing (March 21, 2007)<br />

Ari Schwartz, Federal Trade Commission Workshop,<br />

“Proof Positive: New Directions <strong>for</strong> ID Authentication”<br />

(April 23, 2007)<br />

Ari Schwartz, NIST In<strong>for</strong>mation Security <strong>and</strong> Privacy<br />

Advisory Board (June 8, 2007)<br />

Leslie Harris, U.S. Department of State, <strong>Democracy</strong>,<br />

Human Rights, <strong>and</strong> Labor Officers Conference,<br />

“Defending the Defenders” (July 19, 2007)<br />

Ari Schwartz, U.S. Department of Commerce, International<br />

Trade Administration, Identity Management<br />

<strong>and</strong> International Business Roundtable<br />

(September 18, 2007)<br />

Accomplishments <strong>and</strong> Objectives 2007-2008<br />

Ari Schwartz, Federal Trade Commission Town<br />

Hall Meeting, “Ehavioral Advertising: Tracking,<br />

Targeting, <strong>and</strong> <strong>Technology</strong>” (November 2, 2007)<br />

Alissa Cooper, Federal Trade Commission Town<br />

Hall Meeting, “Ehavioral Advertising: Tracking,<br />

Targeting, <strong>and</strong> <strong>Technology</strong>” (November 2, 2007)<br />

Leslie Harris, Federal Trade Commission Town<br />

Hall Meeting, “Ehavioral Advertising: Tracking,<br />

Targeting, <strong>and</strong> <strong>Technology</strong>” (November 2, 2007)<br />

Jim Dempsey, Cali<strong>for</strong>nia State Legislature Research<br />

Bureau, RFID hearing (October 31, 2007)<br />

Ari Schwartz, European Commission Conference<br />

on Public Security, Privacy <strong>and</strong> <strong>Technology</strong> (November<br />

20, 2007)<br />

Sop<strong>hi</strong>a Cope, DHS Privacy Office Public Workshop,<br />

Best Practices <strong>for</strong> CCTV Surveillance (December<br />

18, 2007)


<strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong> 19<br />

Leslie Harris, P<strong>res</strong>ident <strong>and</strong> C<strong>hi</strong>ef Executive Officer<br />

Staff<br />

Ari Schwartz, Vice P<strong>res</strong>ident <strong>and</strong> C<strong>hi</strong>ef Operating Officer<br />

Jim Dempsey, Vice P<strong>res</strong>ident <strong>for</strong> Public Policy<br />

John Morris, General Counsel <strong>and</strong> Director, Internet St<strong>and</strong>ards, <strong>Technology</strong> <strong>and</strong> Policy Project<br />

David Sohn, Senior Policy Counsel <strong>and</strong> Director, Project on Intellectual Property <strong>and</strong> <strong>Technology</strong><br />

Brock N. Meeks, Director of Communications<br />

Alissa Cooper, C<strong>hi</strong>ef Computer Scientist<br />

Greg Nojeim, Senior Counsel <strong>and</strong> Director, Project on Freedom, Security <strong>and</strong> <strong>Technology</strong><br />

Sop<strong>hi</strong>a Cope, Staff Counsel <strong>and</strong> Plesser Fellow<br />

Danielle Wiblemo, Office Administrator<br />

Heather West, Program Associate<br />

Joshua Ruihley, Senior <strong>Technology</strong> Strategist<br />

Fellows <strong>and</strong> Adjunct Staff<br />

Janlori Goldman, Senior Advisor, CDT Health Privacy Project<br />

George Sadowsky, Executive Director, Global Internet Policy Initiative (GIPI),<br />

a joint project of CDT <strong>and</strong> Internews<br />

Peter Swire, Policy Fellow<br />

Susan Craw<strong>for</strong>d, Policy Fellow<br />

Accomplishments <strong>and</strong> Objectives 2007-2008


20 <strong>Center</strong> <strong>for</strong> <strong>Democracy</strong> & <strong>Technology</strong><br />

Jerry Berman, Chairman<br />

Accomplishments <strong>and</strong> Objectives 2007-2008<br />

Board of Directors<br />

Hal Abelson, Professor of Computer Science <strong>and</strong> Engineering, MIT<br />

Fred Epstein, P<strong>res</strong>ident, Sage Consultants, LLC, <strong>and</strong> Chairman, INDEECO<br />

Morton Halperin, Director of U.S. Advocacy <strong>for</strong> the Open Society Institute,<br />

Senior Fellow <strong>and</strong> Director of the Security <strong>and</strong> Peace Initiative at the <strong>Center</strong> <strong>for</strong> American Prog<strong>res</strong>s<br />

Leslie Harris, P<strong>res</strong>ident <strong>and</strong> CEO<br />

Beryl Howell, Managing Director, Stroz Friedberg, LLC<br />

Larry Irving, P<strong>res</strong>ident, Irving In<strong>for</strong>mation Group<br />

Judith F. Krug, Director, Office <strong>for</strong> Intellectual Freedom, American Library Association<br />

Mark Lloyd, Vice P<strong>res</strong>ident-Strategic Initiatives, Leaders<strong>hi</strong>p Conference on Civil Rights<br />

Daniel Weitzner, <strong>Technology</strong> <strong>and</strong> Society Policy Director, World Wide Web Consortium<br />

Tracy Westen, P<strong>res</strong>ident, <strong>Center</strong> <strong>for</strong> Governmental Studies


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