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PRO Theorem - Pluto Huji Ac Il

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SYNTACTIC THEORY Y. N. Falk<br />

:<<br />

>ROY\OW¡ Z ¢<br />

The only ungoverned position that arguments can occupy is [SPEC, IP] (subject position) in nonfinite<br />

CPs without the prepositional complementizer for. Using italics for governors and<br />

boldface for barriers:<br />

VP<br />

V<br />

V CP<br />

C<br />

C IP<br />

DP I<br />

<strong>PRO</strong> I …<br />

I doesn’t govern <strong>PRO</strong> because nonfinite I isn’t a governor. C doesn’t govern <strong>PRO</strong> because it is<br />

empty. This is why for is ungrammatical in control sentences. Finally, while V is a governor, it<br />

can’t govern <strong>PRO</strong> because CP is a barrier and it intervenes between V and <strong>PRO</strong>. In CP-less<br />

constructions (ECM and Raising) the verb does govern the complement subject position, and<br />

<strong>PRO</strong> is ungrammatical.<br />

What about Case? If <strong>PRO</strong> is ungoverned, it is not Case-marked. We have already seen another<br />

non-Case-marked element: the trace of NP-movement. What both of these have in common is<br />

that they are empty categories. So we can restate the Case Filter as:<br />

All overt DPs must have a Case.<br />

to

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