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EXCESSIVE MARITIME CLAIMS IN ASIA - Centre for International Law

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Captain J. Ashley Roach, JAGC, USN (retired)<br />

Global Associate<br />

<strong>Centre</strong> <strong>for</strong> <strong>International</strong> <strong>Law</strong><br />

National University of Singapore<br />

25 June 2013


OUTL<strong>IN</strong>E<br />

What are excessive maritime claims?<br />

ASEAN + 3<br />

Maritime zones<br />

Baselines<br />

Restrictions on navigation in territorial sea<br />

Restrictions on navigation/overflight in EEZs<br />

Archipelagos<br />

Marine Scientific Research (MSR)<br />

Surveying and Mapping<br />

Restrictions on laying/maintenance of submarine cables<br />

Underwater cultural heritage (UCH)<br />

Compulsory Dispute Settlement (CDS)<br />

Sources<br />

2


Excessive Maritime Claims<br />

Excessive maritime claims are those unilateral coastal<br />

State claims inconsistent with the <strong>Law</strong> of the Sea<br />

Convention by<br />

ASEAN Members: Brunei, Cambodia, Indonesia, Laos,<br />

Malaysia, Myanmar (Burma), Philippines, Singapore,<br />

Thailand, Vietnam, and Timor-Leste, and by<br />

China (including Taiwan), Japan and Korea (ROK and<br />

DPRK)<br />

Non-parties to LOS Convention: Cambodia, DPRK,<br />

Taiwan<br />

ASEAN States without any excessive maritime claims:<br />

Brunei, Singapore, Laos (landlocked), Timor-Leste<br />

3


U.S. Interests<br />

Party to four 1958 Geneva Conventions on <strong>Law</strong> of<br />

the Sea<br />

Many provisions imported into 1982 LOS Convention<br />

not complied with<br />

Customary international law of the sea<br />

Tribunal decisions<br />

Other non-parties agree<br />

Binding on all States<br />

30 years of U.S. Presidential policy to abide by<br />

traditional uses provisions<br />

4


Territorial sea (TS)<br />

Contiguous zone (CZ)<br />

Maritime Zones<br />

Exclusive economic zone (EEZ)<br />

Continental shelf (CS)<br />

Archipelagos<br />

5


Baselines (1)<br />

Three types of baselines:<br />

normal (low-water line) (article 7)<br />

straight baselines (article 8)<br />

Straight archipelagic baselines (article 47)<br />

Other straight closing lines<br />

Mouths of rivers (article 9)<br />

Bays (article 10)<br />

Basepoints<br />

Reefs (article 6)<br />

Ports and roadsteads (articles 11-12)<br />

Low-tide elevations (article 13)<br />

6


Baselines (2)<br />

“The Court [ICJ] observes that the method of straight<br />

baselines which is an exception to the normal rules<br />

<strong>for</strong> the determination of baselines, may only be<br />

applied if a number or conditions are met.<br />

“This method must be applied restrictively.<br />

“Such conditions are primarily that either the<br />

coastline is deeply indented and cut into, or that<br />

there is a fringe of islands along the coast in the<br />

immediate vicinity.”<br />

Maritime Delimitation and Territorial Question between Qatar<br />

and Bahrain, Merits, Judgment, 2001 ICJ Rep. 40, at 67, para.<br />

212<br />

7


Baselines (3)<br />

Among ASEAN + 3 coastal States, only China does not permit<br />

use of the normal baseline (PRC 1992 Territorial Sea <strong>Law</strong>,<br />

article 3. Vietnam 2012 LOS <strong>Law</strong>, article 8, provides existing<br />

baselines are straight baselines, but baselines in new areas<br />

will be determined by the government (i.e., Gulf of Tonkin).<br />

ASEAN + 3 coastal States that have drawn straight baselines<br />

inconsistent with article 8:<br />

Cambodia China<br />

Malaysia Japan<br />

Myanmar ROK<br />

Thailand<br />

Vietnam Taiwan<br />

8


Territorial Sea (TS)<br />

Maximum breadth of TS is 12 nm measured from<br />

baselines determined IAW LOS Convention<br />

No ASEAN + 3 State claims TS broader than 12 nm<br />

As eight ASEAN + 3 States (and Taiwan) have<br />

straight baselines not consistent with article 8, the<br />

breadth of their TS is excessive<br />

21


Contiguous Zone<br />

Zone contiguous to territorial sea NTE 24 nm from<br />

baseline from which breadth of TS is measured<br />

Prevent or punish infringement of State’s customs, fiscal,<br />

immigration or sanitary laws and regulations within its<br />

territory or territorial sea<br />

Does not include security<br />

Security interest claimed by Burma, Cambodia, China,<br />

Vietnam<br />

CZ claimed by Burma, Cambodia, China, Japan, ROK,<br />

Thailand and Vietnam are measured from straight<br />

baselines not drawn IAW international law<br />

22


Contiguous Zone (2)<br />

Vietnam required<br />

prior permission <strong>for</strong> warships to navigate in CZ<br />

submarines required to navigate on the<br />

surface and show flag in CZ<br />

aircraft prohibited from being launched from or<br />

taken aboard ships in CZ<br />

ships to place weapons in non-operative<br />

positions be<strong>for</strong>e entering contiguous zone<br />

Decree No. 30/C, Jan. 1980<br />

Not mentioned in 2012 Vietnam LOS <strong>Law</strong><br />

23


Navigation in TS<br />

ASEAN + 3 States requiring prior permission <strong>for</strong> warships<br />

to enter the territorial sea<br />

Burma (1977 Territorial Sea <strong>Law</strong>, sec. 9(a))<br />

China (1992 Territorial Sea law, article 6, 2 nd para.)<br />

Malaysia (1996 article 310 declaration 4 applies to NPW)<br />

Philippines (1968)<br />

ASEAN + 3 States requiring prior notice of intention of<br />

warships to transit the territorial sea<br />

Indonesia (1962)<br />

Republic of Korea (1978 Territorial Sea Act as amended,<br />

article 4)<br />

Vietnam (2012 LOS <strong>Law</strong>, article 12.2)<br />

Taiwan (1998 Territorial Sea <strong>Law</strong>, article 7, 3 rd para.)<br />

24


Navigation: EEZs<br />

ASEAN + 3 State claiming FON in EEZ not include<br />

military exercises or other activities which may affect the<br />

rights or interests of the coastal State without its consent<br />

Malaysia (article 310 declaration 3)<br />

Thailand (article 310 declaration 4)<br />

North Korea Military Security Zone 50 nm seaward of 12<br />

nm TS prohibits navigation by warships and requires<br />

prior permission <strong>for</strong> navigation by merchant ships and<br />

civil aircraft<br />

All surveys prohibited in DPRK EEZ by Decree Aug. 1977<br />

Mapping and surveying in all PRC sea areas requires<br />

prior consent. Mapping and Surveying <strong>Law</strong>, Presidential<br />

Order No 75, article 2, effective 1 December 2002<br />

25


Continental Shelf<br />

China and ROK object to Japan’s extended<br />

continental shelf claim from Okinotorishima as being<br />

a rock under article 121(3) and thus impinges on The<br />

Area<br />

Malaysia claims the right to delineate the course of<br />

submarine cables laid on the continental shelf<br />

contrary to article 79(3) (1984 EEZ Act, sec. 22(1))<br />

China claims the undifferentiated right to require its<br />

authorization to lay any submarine cable on its<br />

continental shelf (1998 Continental Shelf Act, sec.<br />

11)<br />

26


Archipelagos<br />

Straight archipelagic baselines of Indonesia and<br />

Philippines (as revised in 2009) appear consistent with<br />

the Convention<br />

Denying right of ASLP<br />

Philippines (article 310 declaration 7)<br />

Objected to by Australia, Belarus, Bulgaria, Czechoslovakia,<br />

Russia, Ukraine, USA<br />

Archipelagic sea lanes<br />

Indonesia has partial designation (N-S) yet seeks to<br />

constrain ASLP (article 53(10) + 2002 Regulation No. 37)<br />

Not yet modified re Timor-Leste<br />

Philippines seeks to designate 3 ASL w/o prior IMO<br />

agreement (article 53(9) + Philippines Archipelagic Sea<br />

Lanes Act (HB04153 (passed House 2012-01-26) +<br />

SB2738 (hearings held 2012-04-27) 15 th Congress)<br />

27


Philippines Draft Archipelagic Sea Lanes<br />

29


Surveying and Mapping<br />

China claims all surveying and mapping activities in<br />

the territorial air, land and waters, as well as other<br />

sea areas under PRC jurisdiction, by <strong>for</strong>eign entities<br />

require approval<br />

Surveying and mapping without approval is<br />

considered a criminal offense, and violators can be<br />

fined, ordered to leave the country, and/or<br />

prosecuted under PRC law<br />

China Surveying and Mapping <strong>Law</strong>, Order No. 75,<br />

Aug. 2002,<br />

http://www.asianlii.org/cn/legis/cen/laws/samlotproc5<br />

06/<br />

30


Underwater Cultural Heritage<br />

Article 303(2) permits coastal States to extend their<br />

CZ interests in archeological and historic objects<br />

located in their CZ, but not seaward of the CZ (i.e.,<br />

EEZ and CS seaward of 24 nm)<br />

ASEAN + 3 claiming UCH in CZ<br />

Malaysia (declaration 8 on ratification)<br />

Taiwan (1998 TS/CZ <strong>Law</strong>, article 16)<br />

ASEAN + 3 claiming UCH > CZ<br />

Malaysia (declaration 8 on ratification)<br />

31


Underwater Cultural Heritage (2)<br />

2001 UNESCO Convention <strong>for</strong> the Protection of<br />

Underwater Cultural Heritage (CPUCH) is<br />

inconsistent with international law by requiring party<br />

to exercise jurisdiction over<br />

UCH on its continental shelf<br />

sunken warships w/o owner State’s consent<br />

Cambodia is only ASEAN + 3 State party to CPUCH<br />

32


Submarine Cables (1)<br />

Malaysia claims the right to delineate the course of<br />

submarine cables laid on the continental shelf contrary to<br />

article 79(3) (1984 EEZ Act, sec. 22(1))<br />

China claims the undifferentiated right to require its<br />

authorization to lay any submarine cable on its<br />

continental shelf (1998 Continental Shelf Act, sec. 11)<br />

China requires a permit <strong>for</strong> any cable ship to repair or<br />

maintain submarine cables on its continental shelf<br />

contrary to article 79(2)<br />

Vietnam requires its consent to lay submarine cables in<br />

its EEZ and on its continental shelf (2012 LOS <strong>Law</strong>,<br />

articles 16.2, 2 nd para.; 18.4, 2 nd para.)<br />

33


Submarine Cables (2)<br />

Indonesia is required to permit maintenance and<br />

repair of submarine cables<br />

in its archipelagic waters existing at time its status as<br />

an archipelagic State was recognized under Part IV on<br />

prior notice (article 51(2))<br />

On its shelf regardless of when laid (article 79(2))<br />

Repair and maintenance of new submarine cables in<br />

archipelagic waters and adjacent territorial sea is not<br />

addressed in LOS Convention<br />

In practice Indonesian permits to repair submarine<br />

cables are excessively long in being granted<br />

regardless of location<br />

34


Dispute Settlement<br />

Article 298(1) permits State party at any time to<br />

declare it does not accept CDS with respect to<br />

(a) sea boundary delimitation, historic bays or titles,<br />

but must accept conciliation unless sovereignty or<br />

other rights over continental or insular land territory<br />

is in dispute<br />

(b) disputes over military activities and law<br />

en<strong>for</strong>cement activities re exercise of sovereign rights<br />

or jurisdiction<br />

(c) disputes of which UNSC is seized<br />

35


Dispute Settlement (2)<br />

ASEAN + 3 States opting out of CDS per paras. 1(a),<br />

1(b) and 1(c) of article 298<br />

China<br />

ROK<br />

Thailand<br />

ASEAN + 3 States without article 310 declarations<br />

Brunei Laos<br />

Cambodia Indonesia<br />

Japan Singapore<br />

36


Sources<br />

UN DOALOS National Legislation:<br />

http://www.un.org/Depts/los/LEGISLATIONANDTRE<br />

ATIES/asia.htm<br />

UN DOALOS <strong>Law</strong> of the Sea Bulletin:<br />

http://www.un.org/Depts/los/doalos_publications/los_<br />

bult.htm<br />

UN DOALOS <strong>Law</strong> of the Sea In<strong>for</strong>mation Circulars:<br />

http://www.un.org/Depts/los/LEGISLATIONANDTRE<br />

ATIES/losics.htm<br />

UN DOALOS Table of Maritime Claims<br />

http://www.un.org/Depts/los/LEGISLATIONANDTRE<br />

ATIES/claims.htm<br />

37


ASEAN LOS Legislation<br />

Brunei<br />

Territorial Waters of Brunei Act, 1982<br />

Cambodia<br />

Decree of the Council of State of 13 July 1982<br />

Indonesia<br />

Act No. 5 of 1983 on the Indonesian exclusive economic zone, 18<br />

October 1983<br />

Act No. 6 of 8 August 1996 regarding Indonesian Waters<br />

Government Regulation No. 61 of 1998 on the list of geographical<br />

coordinates of the base points of the archipelagic baselines of<br />

Indonesia in the Natuna Sea<br />

Indonesian Government Regulation No. 37 on the Rights and<br />

Obligations of Foreign Ships and Aircraft Exercising the Right of<br />

Archipelagic Sea Lane Passage through Designated Archipelagic<br />

Sea Lanes, 28 June 2002<br />

Laos (none – landlocked)<br />

38


ASEAN LOS Legislation (2)<br />

Malaysia<br />

Exclusive Economic Zone Act, 1984, Act No. 311 -<br />

An Act pertaining to the exclusive economic zone<br />

and certain aspects of the continental shelf of<br />

Malaysia and to provide <strong>for</strong> the regulations of<br />

activities in the zone and on the continental shelf<br />

and <strong>for</strong> matters connected therewith<br />

Myanmar (Burma)<br />

<strong>Law</strong> applicable to innocent passage through the<br />

territorial sea (Territorial Sea and Maritime Zones<br />

<strong>Law</strong> (Pyithu Hluttaw <strong>Law</strong> No. 3 of 1977))<br />

<strong>Law</strong> Amending the Territorial Sea and Maritime<br />

Zones <strong>Law</strong> of 5 December 2008 (The State Peace<br />

and Development Council <strong>Law</strong> No. 8/2008)<br />

39


ASEAN LOS Legislation (3)<br />

Philippines<br />

Presidential Decree No. 1599 of 11 June 1978 establishing an Exclusive Economic<br />

Zone and <strong>for</strong> other purposes<br />

Republic Act No. 9522: An Act to Amend Certain Provisions of Republic Act No. 3046,<br />

as Amended by Republic Act No. 5446, to Define the Archipelagic Baselines of the<br />

Philippines, and <strong>for</strong> Other Purposes (2009)<br />

Philippine Archipelagic Sea Lanes Act and Philippine Maritime Zones Act (pending)<br />

Singapore<br />

No. 1485-S<strong>IN</strong>GAPORE <strong>MARITIME</strong> ZONES (Government Gazette of 30 May 2008)<br />

Thailand<br />

See http://www.un.org/Depts/los/LEGISLATIONANDTREATIES/STATEFILES/THA.htm<br />

Vietnam<br />

<strong>Law</strong> of the Sea of Viet Nam, No. 18/2012/QH13, 21 June 2012<br />

Timor-Leste<br />

<strong>Law</strong> No. 7/2002: Maritime Borders of the Territory of the Democratic Republic of Timor-<br />

Leste, 23 July 2002<br />

40


China<br />

+ 3 LOS Legislation<br />

<strong>Law</strong> on the Territorial Sea and the Contiguous Zone of 25<br />

February 1992<br />

Declaration of the Government of the People's Republic of<br />

China on the baselines of the territorial sea, 15 May 1996<br />

Exclusive Economic Zone and Continental Shelf Act of 26<br />

June 1998<br />

Survey and Mapping <strong>Law</strong> of PRC, Order No. 75, effective<br />

Dec. 1, 2002<br />

Japan<br />

<strong>Law</strong> on the Territorial Sea and the Contiguous Zone (<strong>Law</strong><br />

No. 30 of 1977, as amended by <strong>Law</strong> No. 73 of 1996)<br />

<strong>Law</strong> on the Exclusive Economic Zone and the Continental<br />

Shelf (<strong>Law</strong> No. 74 of 1996)<br />

41


+ 3 LOS Legislation (2)<br />

Republic of Korea<br />

Territorial Sea and Contiguous Zone Act <strong>Law</strong> No. 3037,<br />

Promulgated on 31 December 1977, Amended by <strong>Law</strong> No.<br />

4986, which was promulgated on 6 December 1995<br />

DPRK<br />

Decree by the Central People's Committee establishing the<br />

Economic Zone of the People's Democratic Republic of<br />

Korea, 21 June 1977<br />

Taiwan<br />

Taiwan’s Maritime Claims, Limits in the Seas No. 127<br />

(2005)<br />

42


Limits in the Seas series<br />

http://www.state.gov/e/oes/ocns/opa/c16065.htm:<br />

Straight Baselines: Burma (No. 14, 1970)<br />

Straight Baselines: People's Republic of China (No. 43, 1978)<br />

Straight Baselines Claim: China (No. 117, 1996)<br />

Straight Baselines: Indonesia (No. 35, 1971)<br />

Straight Baseline and Territorial Sea Claims: Japan (No. 120,<br />

1998)<br />

Straight Baselines: Republic of Korea (No. 82, 1979)<br />

Straight Baseline and Territorial Sea Claims: South Korea (No.<br />

121, 1998)<br />

Straight Baselines: Philippines (No. 33, 1973)<br />

Straight Baselines: Thailand (No. 31, 1971)<br />

Thailand Straight Baseline Claims (No. 122, 2000)<br />

Straight Baselines: Vietnam (No. 99, 1983)<br />

43


MCRM<br />

US DOD Maritime Claims Reference Manual<br />

Maritime claims of coastal States<br />

http://www.jag.navy.mil/organization/code_10_mcrm.ht<br />

m<br />

44

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