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11 th International Conference on <strong>Urban</strong> Drainage, Edinburgh, Scotland, UK, 2008<br />

<strong>Downscaling</strong> <strong>of</strong> <strong>Regional</strong> <strong>Climate</strong> <strong>Model</strong> <strong>Precipitation</strong> <strong>for</strong><br />

<strong>Urban</strong> Hydrology<br />

J. Olsson 1 *, C.B. Uvo 2 , E. Kjellström 1<br />

1 Swedish Meteorological and Hydrological Institute, 601 76 Norrköping, Sweden<br />

2 Dept. Water Resources Engineering, Lund University, Box 112, 221 00 Lund, Sweden<br />

*Corresponding author, e-mail jonas.olsson@smhi.se<br />

ABSTRACT<br />

The demand from society <strong>for</strong> assessments <strong>of</strong> the climate change impact on also regional and<br />

even local scales is rapidly increasing. In an urban hydrological context, such assessment<br />

requires estimation <strong>of</strong> future precipitation intensities as observed by a single gauge (i.e. in a<br />

point). Due to the coarse spatial resolution <strong>of</strong> climate models, their precipitation output can<br />

not be directly used to make any inference concerning point value intensities. In this paper, a<br />

simple stochastic method to downscale precipitation from a climate model grid box to an<br />

arbitrary point inside it is proposed and tested. The method is based on a separation between<br />

the convective and large-scale components <strong>of</strong> the total precipitation and assumptions about<br />

the typical extensions <strong>of</strong> the associated synoptic systems. Evaluation <strong>for</strong> the city <strong>of</strong> Kalmar,<br />

Sweden, indicated that the downscaling method is able to generate point value series with<br />

properties very similar to point value observations, both in terms <strong>of</strong> extremes and general<br />

statistics (a similar per<strong>for</strong>mance is indicated in ongoing testing also in two other locations).<br />

One possible application <strong>of</strong> the method is to downscale model simulated climate change<br />

scenarios to assess future changes in point precipitation.<br />

KEYWORDS<br />

<strong>Regional</strong> climate model; precipitation; downscaling<br />

INTRODUCTION<br />

There is today a widespread consensus that global warming is a real threat to the future<br />

climate (IPCC, 2007). General Circulation <strong>Model</strong>s (GCM) are used to predict the associated<br />

climate impacts on a global scale. However, not least in light <strong>of</strong> the recent strong medial focus<br />

on the climate change issue, the demand from society <strong>for</strong> assessments <strong>of</strong> the climate change<br />

impact on also regional and even local scales is rapidly increasing. This necessitates some<br />

<strong>for</strong>m <strong>of</strong> downscaling <strong>of</strong> the GCM results from a resolution <strong>of</strong> typically 1-3º down to much<br />

finer spatial grids, and even virtually point values if changes in local processes are to be<br />

assessed. There are today two main downscaling strategies: dynamical and statistical. The<br />

<strong>for</strong>mer implies that a <strong>Regional</strong> <strong>Climate</strong> <strong>Model</strong> (RCM) is nested inside the GCM to increase<br />

the spatial resolution (to typically 20-50 km); the latter is based on statistical relationships<br />

between GCM results and regional or local observations.<br />

The main objective <strong>of</strong> this preliminary study is to assess the possibility to relate the result in<br />

terms <strong>of</strong> spatially averaged precipitation from an RCM grid box to point value observations<br />

from a nearby located precipitation gauge. The key issue is with which accuracy RCM results<br />

can be statistically downscaled to represent the precipitation process as manifested in a single<br />

point. The underlying motivation <strong>for</strong> the study is urban hydrological assessment, i.e. what is<br />

Olsson et al. 1


11 th International Conference on <strong>Urban</strong> Drainage, Edinburgh, Scotland, UK, 2008<br />

the expected impact <strong>of</strong> climate change in terms <strong>of</strong> flooding and other problems (e.g. pollution<br />

transport) in the storm drainage network <strong>of</strong> large cities. To be accurately described by<br />

computer models, this urban run<strong>of</strong>f process requires point value precipitation data, i.e. even<br />

the spatial resolution <strong>of</strong> RCM:s is far too coarse. Also the temporal resolution required <strong>for</strong><br />

urban hydrological assessment is very high (~5-10 min), but recent RCM output is at least<br />

approaching these time scales.<br />

DATA AND STUDY REGION<br />

The regional climate model data consist <strong>of</strong> results from an RCM named RCA3, which stands<br />

<strong>for</strong> the third version <strong>of</strong> the Rossby Centre Atmospheric model (Kjellström et al., 2005). This<br />

model has been developed at the Swedish Meteorological and Hydrological Institute. The<br />

model domain covers Europe and is shown in Figure 1a. The spatial resolution <strong>of</strong> the results<br />

used here was 49×49 km and the time step 30 min. Data from grid boxes close to the<br />

observation stations (Figure 1b) were used.<br />

A general difficulty with GCM results, whether further downscaled or not, concerns their<br />

comparability with observations representing the present climate. As (1) climate exhibits lowfrequency<br />

oscillations (on decadal time scales or even longer, e.g. NAO phases) and (2) GCM<br />

runs start from arbitrary initial conditions, it is not certain that GCM results in a given time<br />

period are “in phase” with the real climate. Averaging over several decades may reduce the<br />

problem, but to which degree is difficult to assess, as is the relative contributions from “model<br />

errors” and “phase errors”. Comparing GCM-driven RCM results with observations is<br />

there<strong>for</strong>e associated with large uncertainty and requires long time series, with seldom exist <strong>for</strong><br />

short-term point precipitation observations. An alternative strategy, used in this experiment, is<br />

to drive the RCA3 model not by GCM results but by data from the ERA-40 reanalysis<br />

(Uppala et al., 2005). ERA-40 data from 60 vertical levels with resolutions 2º in space and 6 h<br />

in time were interpolated to the RCA 3 grid and then used to specify the boundary conditions<br />

<strong>for</strong> an RCA3 run. Thus the model boundary conditions were “perfect” (within the accuracy <strong>of</strong><br />

the ERA40 data set), which provides the most suitable RCA3 results <strong>for</strong> comparison with<br />

observations and reduces the need <strong>for</strong> long time periods. In this experiment, the time period<br />

used extends from the mid-80’s (when high-resolution observations started) to year 2000<br />

(when the available ERA-40-driven RCA3 data ended), i.e. covering ~15 years.<br />

<strong>Precipitation</strong> observations from single gauges in three Swedish cities (Kalmar (1), Jönköping<br />

(2), Stockholm (3); Figure 1b), representing climate regions <strong>of</strong> both maritime and more inland<br />

character, were used. The observations were obtained by tipping-bucket gauges, recording the<br />

time when 0.2 mm had accumulated, and were aggregated to 30-min values to con<strong>for</strong>m with<br />

the RCA3 output time step (Hernebring, 2006).<br />

DOWNSCALING METHODOLOGY<br />

A simple stochastic scheme was <strong>for</strong>mulated and tested <strong>for</strong> downscaling the RCA3<br />

precipitation from a grid box to possible realisations <strong>of</strong> the precipitation in a point within the<br />

box (Figure 2). The method is based on not only total precipitation from the RCA3 model, but<br />

also on its two components: large-scale and convective precipitation (which when summed<br />

adds up to the total precipitation). For each <strong>of</strong> these components, a typical spatial coverage (%<br />

<strong>of</strong> grid box) needs to be estimated. For example, as illustrated in Figure 2, the rainfall<br />

typically produced by a convective system may perhaps occupy 1/9=11% (=cc) <strong>of</strong> the grid<br />

box (~250 km² with a grid size <strong>of</strong> 49×49 km). Thus the actual precipitation intensity is 9/1=9<br />

2 <strong>Downscaling</strong> <strong>of</strong> climate model precipitation


11 th International Conference on <strong>Urban</strong> Drainage, Edinburgh, Scotland, UK, 2008<br />

a b<br />

Figure 1. RCA3 domain (Europe; a) and location <strong>of</strong> gauges (Sweden; b).<br />

times the grid box mean intensity and it has 11% probability <strong>of</strong> occurring in a certain point<br />

within the grid box. Rainfall produced by a large-scale system (e.g. strati<strong>for</strong>m), on the other<br />

hand, may typically cover 89% (=cl) <strong>of</strong> the grid box, i.e. with 89% probability producing<br />

precipitation with an intensity <strong>of</strong> 9/8=1.125 the grid box mean in a certain point (Figure 2).<br />

In this experiment the overall applicability <strong>of</strong> the proposed simple scheme was assessed and<br />

the parameters roughly optimised <strong>for</strong> the three Swedish cities. As urban hydrological<br />

modelling is critically dependent upon a proper representation <strong>of</strong> precipitation extremes, in<br />

the optimisation <strong>of</strong> the scheme the main focus was on reproducing the observed 30-min<br />

precipitation extremes as expressed in Intensity-Duration-Frequency (IDF) curves. As shortterm<br />

precipitation extremes in the region are generally produced by convective systems, the<br />

key parameter in this case is cc. The large-scale precipitation, on the other hand, governs<br />

general statistical properties <strong>of</strong> 30-min time series such as the mean 30-min volume and the<br />

wet fraction (i.e. probability <strong>of</strong> a non-zero volume). It was however found difficult to<br />

reproduce the observed general statistics by optimising cl. The reason <strong>for</strong> this was that the<br />

RCA model too frequently generates small amounts <strong>of</strong> large-scale precipitation (Räisänen et<br />

al., 2004). To compensate <strong>for</strong> this, a relatively low value <strong>of</strong> cl had to be used to get a proper<br />

wet fraction, but as a consequence the generated intensities became overestimated. There<strong>for</strong>e<br />

a different strategy was adopted, in which cl was omitted (or, equivalently, kept fixed at 1)<br />

and replaced by a threshold value tl below which all large-scale precipitation was ignored.<br />

Large-scale<br />

P<br />

Convective<br />

P<br />

Assumed coverage Actual intensity Probability in a point<br />

Figure 2. Schematic <strong>of</strong> the downscaling methodology.<br />

RCA/(8/9)=RCA*1.125 8/9 = 89% = c l<br />

RCA/(1/9)=RCA*9 1/9 = 11% = c c<br />

Olsson et al. 3<br />

2<br />

1<br />

3


11 th International Conference on <strong>Urban</strong> Drainage, Edinburgh, Scotland, UK, 2008<br />

RESULTS<br />

Figures 3-5 show some examples <strong>of</strong> results from the simple downscaling scheme, <strong>for</strong> the<br />

Kalmar gauge (nr. 1 in Figure 1b). The parameters were roughly optimised by trial-and-error<br />

and the final values obtained were cl=8% and tl=0.18 mm. All results have been averaged over<br />

10 realizations from the stochastic scheme, to obtain stable estimates<br />

Figure 3 shows the result in terms <strong>of</strong> IDF curves, return periods 15 (top left), 5 (top right), 3<br />

(bottom left) and 1 (bottom right) year(s). As expected, the short-term extremes in the grid<br />

box averages are substantially lower than in the point observations <strong>for</strong> short durations. For the<br />

maximum duration considered (1 day), however, the grid box values are in fact rather close to<br />

the observed IDF curves. Thus, at a daily scale the local (i.e. grid box) precipitation extremes<br />

simulated by the RCA3 model appear to well agree with point observations, which indicates<br />

that the RCA3 precipitation is realistic with respect to local extremes. Overall, the IDF curves<br />

obtained from the downscaled time series very well reproduce the observed curves, <strong>for</strong> all<br />

durations and return periods considered. There is a weak tendency towards underestimation,<br />

but only with a small amount.<br />

Figure 3. IDF curves <strong>for</strong> Kalmar from observed point series (solid), RCA3 grid box average<br />

series (dashed) and downscaled point series (dotted).<br />

4 <strong>Downscaling</strong> <strong>of</strong> climate model precipitation


11 th International Conference on <strong>Urban</strong> Drainage, Edinburgh, Scotland, UK, 2008<br />

Figure 4a shows the result in terms <strong>of</strong> four general statistical properties <strong>of</strong> the time series: (1)<br />

mean 30-min volume (mm), (2) standard deviation (mm), (3) mean non-zero 30-min volume<br />

(mm) and (4) probability <strong>of</strong> non-zero 30-min volume (-). For the grid box averages, the nonzero<br />

probability is substantially higher than in the observations. A higher value is expected <strong>for</strong><br />

spatial averages than <strong>for</strong> point values, but the difference is likely exacerbated by the<br />

overestimated frequency <strong>of</strong> wet 30-min periods in the RCA3 data discussed above. The mean<br />

30-min volume is also overestimated in the grid box averages but to a lesser degree. In the<br />

downscaled series, all properties are close to the observed. Figure 4b shows the<br />

autocorrelation function <strong>for</strong> lags 1-6. In the observations, the autocorrelation is ~0.5 <strong>for</strong> lag 1<br />

and then decreases to ~0.25 <strong>for</strong> lag 6. For the time series <strong>of</strong> grid box averages, the value at lag<br />

1 is ~0.8 and at lag 6 ~0.6. It is expected to have a higher autocorrelation in spatial averages,<br />

but also in this case the difference compared with the point observations is probably amplified<br />

by the inaccuracies in the RCA3 data. The erroneously generated precipitation in the RCA3<br />

model <strong>of</strong>ten occurs in the <strong>for</strong>m <strong>of</strong> long, uninterrupted sequences <strong>of</strong> similar (small) values,<br />

which increases autocorrelation. The autocorrelations in the downscaled series does not<br />

perfectly reproduce the shape <strong>of</strong> the observed function, but overall the level is very<br />

reasonable.<br />

a b<br />

Figure 4. General descriptive statistics (a) and autocorrelation functions (b) <strong>for</strong> Kalmar from<br />

observed point series (black bar, solid line), RCA3 grid box average series (grey bar, dashed<br />

line) and downscaled point series (white bar, dotted line).<br />

Figure 5 shows the result in terms <strong>of</strong> some event-related properties, mean and standard<br />

deviation <strong>of</strong> event duration (Figure 5a), event volume (Figure 5b) and length <strong>of</strong> dry period<br />

between events (Figure 5c). As expected from the results shown in Figures 3 and 4, and the<br />

associated discussion, as compared with point observations the events are longer and the dry<br />

periods shorter in the time series <strong>of</strong> grid box averages. The mean event volume is, however,<br />

well reproduces. After downscaling, also the properties <strong>of</strong> event durations are well<br />

reproduced. The dry periods lengths become somewhat overestimated though, possibly<br />

because the thresholding removes also some minor precipitation events that should have been<br />

regarded as “true”.<br />

a b c<br />

Figure 5. Statistical properties <strong>of</strong> event duration (a), event volume (b) and dry period length<br />

(c) <strong>for</strong> Kalmar from observed point series (black), RCA3 grid box average series (grey) and<br />

downscaled point series (white).<br />

Olsson et al. 5


11 th International Conference on <strong>Urban</strong> Drainage, Edinburgh, Scotland, UK, 2008<br />

CONCLUSIONS AND FUTURE WORK<br />

From this preliminary evaluation, it appears possible to combine RCM precipitation output,<br />

separated into components representing convective and large-scale precipitation, with a<br />

simple stochastic scheme reflecting spatial coverage, to create reasonably accurate realisations<br />

<strong>of</strong> the associated point rainfall process. The downscaled point precipitation series compare<br />

well with observations both in terms <strong>of</strong> general descriptive statistics and extreme values. The<br />

results support the possibility to statistically relate RCM results to short-term point<br />

observations. One possible application discussed above is to use dynamically downscaled<br />

GCM output to assess future changes in point precipitation, which however will require a<br />

very careful treatment <strong>of</strong> the calibration <strong>for</strong> present climate. However, also other applications<br />

may be envisioned, e.g. simulating point precipitation properties in ungauged areas.<br />

We believe the present methodology may constitute a step <strong>for</strong>ward in the search <strong>for</strong> tools to<br />

estimate future point precipitation. Most ef<strong>for</strong>ts to date have involved different versions <strong>of</strong> socalled<br />

delta change, where an observed rainfall time series is modified in line with changes<br />

found in RCM output. The proposed, process-based methodology is likely more flexible than<br />

delta change, which is heavily constrained by the properties <strong>of</strong> the available observations. It<br />

should however be emphasised that it is associated with uncertainty, e..g. because <strong>of</strong> the<br />

simplified descriptions <strong>of</strong> rainfall generating emchanisms in climate models.<br />

Future work will include the following activities: (1) optimisation <strong>of</strong> the coverage parameters<br />

(cc and cl) <strong>for</strong> the different cities, sensitivity testing, split sample calibration, (2) estimation <strong>of</strong><br />

coverage not as fixed areas but as given by additional RCA3 output parameters, e.g.<br />

cloudiness, (3) evaluation and optimisation <strong>for</strong> not only ERA-40-driven RCA3 results but <strong>for</strong><br />

GCM-driven RCA3 results representing present climate, (4) application <strong>of</strong> optimised<br />

downscaling scheme to GCM-driven RCA3 results representing future climate.<br />

ACKNOWLEDGEMENT<br />

The study was funded by The Swedish Research Council <strong>for</strong> Environment, Agricultural<br />

Sciences and Spatial Planning (FORMAS) and The Foundation <strong>for</strong> Strategic Environmental<br />

Research (MISTRA).<br />

REFERENCES<br />

Hernebring C. (2006). 10-års regnets återkomst förr och nu (Design storms in Sweden then and now). VA-<strong>for</strong>sk<br />

publ. 2006-04, Svenskt Vatten, Stockholm (in Swedish).<br />

IPCC (2007). <strong>Climate</strong> Change 2007: The Physical Science Basis, Summary <strong>for</strong> Policymakers. Contribution <strong>of</strong><br />

Working Group I to the Fourth Assessment Report <strong>of</strong> the IPCC<br />

Kjellström E., Bärring L., Gollvik S., Hansson U., Jones C., Samuelsson P., Rummukainen M., Ullerstig A.,<br />

Willén U. and Wyser K. (2005). A 140-year simulation <strong>of</strong> European climate with the new version <strong>of</strong> the<br />

Rossby Centre regional atmospheric climate model (RCA3). Reports Meteorology and Climatology<br />

108, SMHI, Sweden, 54 pp.<br />

Räisänen J., Hansson U., Ullerstig A., Döscher R., Graham L.P., Jones C., Meier H.E.M., Samuelsson P. and<br />

Willén U. (2004). European climate in the late twenty-first century: regional simulations with two<br />

driving global models and two <strong>for</strong>cing scenarios. Clim. Dyn., 22, 13-31.<br />

Uppala S.M., Kållberg P.W., Simmons A.J., Andrae U., da Costa Bechtold V., Fiorino M., Gibson J.K., Haseler<br />

J., Hernandez A., Kelly G.A., Li X., Onogi K., Saarinen S., Sokka N., Allan R.P., Andersson E., Arpe<br />

K., Balmaseda M.A., Beljaars A.C.M., van de Berg L., Bidlot J., Bormann N., Caires S., Chevallier F.,<br />

Deth<strong>of</strong> A., Dragosavac M., Fisher M., Fuentes M., Hagemann S., Hólm E., Hoskins B.J., Isaksen L.,<br />

Janssen P.A.E.M., Jenne R., McNally A.P., Mahfouf J.-F., Morcrette J.-J., Rayner N.A., Saunders<br />

R.W., Simon P., Sterl A., Trenberth K.E., Untch A., Vasiljevic D., Viterbo P. and Woollen J. (2005).<br />

The ERA-40 re-analysis. Quart. J. R. Meteorol. Soc., 131, 2961-3012.<br />

6 <strong>Downscaling</strong> <strong>of</strong> climate model precipitation

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