Registration Statement - FARA
Registration Statement - FARA
Registration Statement - FARA
You also want an ePaper? Increase the reach of your titles
YUMPU automatically turns print PDFs into web optimized ePapers that Google loves.
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
OMB NO. 1124-0001; Expires February 28,2014<br />
u.s. Department of Justice <strong>Registration</strong> <strong>Statement</strong><br />
Washington, DC 20530 Pursuant to the Foreign Agents <strong>Registration</strong> Act of<br />
1938, as amended<br />
1. Name of Registrant<br />
Steptoe & Johnson LLP<br />
2. <strong>Registration</strong> No.<br />
3. Principal Business Address<br />
1330 Connecticut Ave., NW, Washington, DC 20036<br />
I-REGISTRANT<br />
4. If the registrant is an individual, furnish the following information:<br />
(a) Residence address(es)<br />
N/A<br />
(b) Other business address(es), if any<br />
(c) Nationality<br />
(d) Year of birth<br />
(e) Present citizenship<br />
(f) If present citizenship not acquired by birth, state when, where and how acquired<br />
(g) Occupation<br />
5. If the registrant is not an individual, furnish the following infonnation:<br />
(a) Type of organization: Committee • Association tZj Partnership |_0 Voluntary group Cl<br />
Corporation • Other (specify)<br />
(b) Date and place of organization Founded in 1945. LLP Certification granted on 9/1/1995 from State of AZ<br />
(c) Address of principal office 1330 Connecticut Ave., NW, Washington, DC 20036<br />
(d) Name of person in charge Mr Roger Warin, Chair; Mr. Philip Malet, Vice Chair<br />
(e) Locations of branch or local offices See Attachment 1.<br />
(f) If a membership organization, give number of members N/A<br />
Formerly CRM-153 FORMNSD-1<br />
Revised 03/11<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
1
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit - 12/01/2011 9:07:29 PM<br />
(g) List all partners, officers, directors or persons performing the functions of an officer or director ofthe registrant.<br />
Name Residence Address(es) Position Nationality<br />
See Attachment 2.<br />
(h) Which ofthe above named persons renders service directly in furtherance ofthe interests of any ofthe foreign principals?<br />
Stephen Heifetz<br />
Meredith Rathbone<br />
(i) Describe the nature ofthe registrant's regular business or activity.<br />
See Attachment 3.<br />
(j) Give a complete statement of the ownership and control ofthe registrant.<br />
See Attachment 3.<br />
6. List all employees who render services to the registrant directly in furtherance ofthe interests of any ofthe foreign principals in<br />
other than a clerical, secretarial, or in a related or similar capacity.<br />
Name<br />
Stephen Heifetz<br />
Marc Frey<br />
Meredith Rathbone<br />
Residence Address(es)<br />
539 Beall Avenue<br />
Rockville, MD 20850, USA<br />
11511 Ridge Mist Terrace<br />
Potomac, MD 20854, USA<br />
6506 Western Avenue<br />
Chevy Chase, MD 20815, USA<br />
Nature of Services<br />
Interface with the U.S. Government on<br />
security matters<br />
Interface with the U.S. Government on<br />
security matters<br />
Interface with the U.S. Government on<br />
security matters<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
(PAGE 2)
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
II-FOREIGN PRINCIPAL<br />
7. List every foreign principal 1 for whom the registrant is acting or has agreed to act.<br />
Foreign Principal Principal Address(es)<br />
Puntland State of Somalia The Presidency<br />
Garowe<br />
Puntland<br />
Somalia<br />
III-ACTIVITIES<br />
8. In addition to the activities described in any Exhibit B to this statement, will you engage or are you engaging now in activity on<br />
your own behalf which benefits any or all of your foreign principals? Yes • No [_3<br />
Ifyes, describe fully.<br />
IV-FINANCIAL INFORMATION<br />
9. (a) RECEIPTS-MONIES<br />
During the period beginning 60 days prior to the date of your obligation to register 2 to the time of filing this statement,<br />
did you receive from any foreign principal named in Item 7 any contribution, income, or money either as compensation or for<br />
disbursement or otherwise? Yes Q NoH<br />
Ifyes, set forth below in the required detail and separately for each such foreign principal an account of such monies. 3<br />
Foreign Principal Date Received Purpose Amount<br />
Total<br />
(PAGE 3)<br />
1 The term "foreign principal" includes a foreign government, foreign political party, foreign organization, foreign individual and, for the purpose of registration, an organization<br />
or an individual any of whose activities are directly or indirectly supervised, directed, controlled, financed, or subsidized in whole or in major part by a foreign government,<br />
foreign political party, foreign organization or foreign individual.<br />
2 An agent must register within ten days ofbecoming an agent, and before acting as such.<br />
3 A registrant is required to file an Exhibit D if he collects or receives contributions, loans, moneys, or other things ofvalue for a foreign principal, as part of a fundraising<br />
campaign. There is no printed form for this exhibit. (See Rule 201(e)).<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011- 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
(b) RECEIPTS-THINGS OF VALUE ~~~ "<br />
During the period beginning 60 days prior to the date of your obligation to register 4 to the time of filing this statement, did you<br />
receive from any foreign principal named in Item 7 anything ofvalue 5 other than money, either as compensation, or for<br />
disbursement, or otherwise? Yes • No. S<br />
Ifyes, furnish the following information:<br />
Foreign Principal Date Received Thing of Value Purpose<br />
10. (a) DISBURSEMENT-MONIES<br />
During the period beginning 60 days prior to the date of your obligation to register 6 to the time of filing this statement, did you<br />
spend or disburse any money in furtherance of or in connection with your activities on behalf of any foreign principal named in<br />
Item 7? Yes • No __<br />
Ifyes, set forth below in the required detail and separately for each such foreign principal named including monies transmitted,<br />
if any, to each foreign principal.<br />
Date To Whom Purpose Amount<br />
(b) DISBURSEMENTS-THINGS OF VALUE<br />
During the period beginning 60 days prior to the date of your obligation to register 7 to the time of filing this statement, did you<br />
dispose of any thing ofvalue 8 other than money in furtherance of or in connection with your activities on behalf of any foreign<br />
principal named in Item 7? Yes • No H<br />
Ifyes, furnish the following information:<br />
Date Recipient Foreign Principal Thing of Value Purpose<br />
(c) DISBURSEMENTS-POLITICAL CONTRIBUTIONS<br />
During the period beginning 60 days prior to the date of your obligation to register 9 to the time of filing this statement, did you,<br />
the registrant, or any short form registrant, make any contribution of money or other thing ofvalue from your own funds and on<br />
your own behalf in connection with an election to any political office or in connection with any primary election, convention, or<br />
caucus held to select candidates for any political office? Yes • No H<br />
If yes, furnish the following information:<br />
Date Amount or Thing of Value Political Organization or Candidate Location of Event<br />
(PAGE 4)<br />
4, 6, 7 and 9 See Footnote 2, on page 3.<br />
5 and 8 Things ofvalue include but are not limited to gifts, interest free loans, expense free travel, favored stock purchases, exclusive rights, favored treatment over competitors,<br />
"kickbacks", and the like.<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
V-INFORMATIONAL MATERIALS 10<br />
11. Will the activities ofthe registrant on behalf of any foreign principal include the preparation or dissemination of informational<br />
materials? Yes B No •<br />
IF YES, RESPOND TO THE REMAINING ITEMS IN THIS SECTION V.<br />
12. Identify each such foreign principal.<br />
Puntland State of Somalia<br />
13. Has a budget been established or specified sum of money allocated to finance your activities in preparing or disseminating<br />
informational materials? Yes D No H<br />
Ifyes, identify each such foreign principal, specify amount and for what period of time.<br />
(PAGE 5)<br />
14. Will any public relations firms or publicity agents participate in the preparation or dissemination of such informational materials?<br />
Yes • No H<br />
Ifyes, furnish the names and addresses of such persons or firms.<br />
15. Activities in preparing or disseminating informational materials will include the use ofthe following:<br />
• Radio or TV broadcasts • Magazine or newspaper • Motion picture films __ Letters or telegrams<br />
• Advertising campaigns [x] Press releases • Pamphlets or other publications ___ Lectures or speeches<br />
• Other (specify) : '<br />
Electronic Communications<br />
[H Email<br />
• Website URL(s):<br />
• Social media website URL(s):<br />
• Other (specify)<br />
16. Informational materials will be disseminated among the following groups:<br />
__ Public officials • Civic groups or associations<br />
__ Legislators • Libraries<br />
[x] Government agencies • Educational groups<br />
S Newspapers • Nationality groups<br />
S Editors • Other (specify) '<br />
17. Indicate language to be used in the informational materials:<br />
H English • Other (specify)<br />
10 The term informational materials includes any oral, visual, graphic, written, or pictorial infonnation or matter of any kind, including that published by means of advertising,<br />
books, periodicals, newspapers, lectures, broadcasts, motion pictures, or any means or instrumentality of interstate or foreign commerce or otherwise. Informational materials<br />
disseminated by an agent of a foreign principal as part of an activity in itself exempt from registration, or an activity which by itself would not require registration, need not be<br />
filed pursuant to Section 4(b) of the Act.<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
VI-EXHIBITS AND ATTACHMENTS<br />
18. (a) The following described exhibits shall be filed in triplicate with an initial registration statement:<br />
Exhibit A- This exhibit, which is filed on Form NSD-3, sets forth the information required to be disclosed concerning each<br />
foreign principal named in Item 7.<br />
Exhibit B- This exhibit, which is filed on Form NSD-4, sets forth the information concerning the agreement or understanding<br />
between the registrant and the foreign principal.<br />
(PAGE 6)<br />
(b) An Exhibit C shall be filed when applicable. This exhibit, for which no printed form is provided, consists of a true copy of<br />
the charter, articles of incorporation, association, constitution, and bylaws of a registrant that is an organization. A waiver of<br />
the requirement to file an Exhibit C may be obtained for good cause shown upon written application to the Assistant Attorney<br />
General, National Security Division, U.S. Department of Justice, Washington, DC 20530. (See Rule 201(c) and (d)).<br />
(c) An Exhibit D shall be filed when applicable. This exhibit, for which no printed form is provided, sets forth an account of<br />
money collected or received as a result of a fundraising campaign and transmitted for a foreign principal. (See Rule 201 (e)).<br />
VII -EXECUTION<br />
In accordance with 28 U.S.C. § 1746, the undersigned swear(s) or affirm(s) under penalty of perjury that he/she has (they have) read<br />
the information set forth in this registration statement and the attached exhibits and that he/she is (they are) familiar with the contents<br />
thereof and that such contents are in their entirety true and accurate to the best of his/her (their) knowledge and belief, except that the<br />
undersigned make(s) no representation as to truth or accuracy ofthe information contained in the attached Short Form <strong>Registration</strong><br />
<strong>Statement</strong>(s), if any, insofar as such information is not within his/her (their) personal knowledge.<br />
(Date of signature) (Print or type name under each signature or provide electronic signature'')<br />
December 01,2011 Isl Stephen Heifetz eSigned<br />
December 01,2011 /s/MarcFrey eSigned<br />
December 01,2011 Isl Meredith Rathbone eSigned<br />
11 This statement shall be signed by the individual agent, if the registrant is an individual, or by a majority of those partners, officers, directors or persons performing similar<br />
functions, if the registrant is an organization, except that the organization can, by power of attorney, authorize one or more individuals to execute this statement on its behalf<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
Attachment 1<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
Q. 5 (e). Locations of branch or local offices.<br />
1330 Connecticut Avenue, NW<br />
Washington, DC 20036<br />
400 E. Guide Drive, Suite A<br />
Rockville, MD 20850<br />
750 Seventh Avenue<br />
New York, NY 10019<br />
115 South LaSalle Street<br />
Suite 3100<br />
Chicago, IL 60603<br />
201 E. Washington Street<br />
Suite 1600<br />
Phoenix, AZ 85004<br />
633 West Fifth Street<br />
Suite 700<br />
Los Angeles, CA 90071<br />
2121 Avenue ofthe Stars<br />
Suite 2800<br />
Los Angeles, CA 90067<br />
Avenue Louise 240, Box 5<br />
B-1050 Brussels<br />
99 Gresham Street<br />
London, EC2V 7NG<br />
China Central Place, 29th Floor, Tower 2<br />
79 Jianguo Road, Chaoyang District<br />
Beijing, 100025<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
Attachment 2<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
Question 5(g). List all partners, officers, directors or persons performing the<br />
functions of an officer or director of the registrant.<br />
No Name Residence adress Position Nationality<br />
1 Meredith Addy 2505 W. Patterson Avenue,<br />
Chicago, IL 60618<br />
Partner US<br />
Filiberto Agusti 213 South Lee Street<br />
Alexandria, Virginia 22314<br />
Arthur Bailey 503 Queen Street<br />
Alexandria, Virginia 22314<br />
Stewart Baker 9701 Fringetree Lane<br />
Great Falls, VA 22066<br />
US<br />
Thomas Barba 1099 Broadwater Point<br />
Road, Churchton, MD<br />
20733<br />
Chris Barber 1520 N. Dearborn<br />
Parkway, Chicago, Illinois<br />
60610<br />
Steve Barber 5308 Albemarle Street<br />
Bethesda, Maryland 20816<br />
Thomas Barletta 1028 Broad Branch Court<br />
McLean, Virginia 22101<br />
Evan Barr 28 Tamarac Road<br />
Westport, Connecticut<br />
06880<br />
10 Timothy Bickham 4514 Fairway Downs Court<br />
Alexandria, VA 22312<br />
US<br />
11 Floyd Bienstock 8629 North Skyline Drive<br />
Phoenix, Arizona 85028<br />
12 Daniel Blakey 3601 Oak Ave Manhattan<br />
Beach, California 90266<br />
13 David Bodney 4516 E. Clearwater<br />
Parkway Paradise Valley,<br />
Arizona 85253<br />
Page 1 of 14<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
No Name Residence adress Position Nationality<br />
14 William Bosch 9613 Georgetown Pike<br />
Great Falls, Virginia 22066<br />
Partner LIS<br />
15 Steven Brose 14624 Crossway Road<br />
Rockville, Maryland 20853<br />
16 Frank Burke 5255 E. Orchid Lane<br />
Paradise Valley, Arizona<br />
85253<br />
17 Edmund Burke 31672 N. Seaview Drive<br />
Bethany Beach, DE 19930<br />
18 John Caracappa 2021 N Kenmore Street<br />
Arlington, VA 22207<br />
19 Sandy Chamblee 5905 32nd Street NW<br />
Washington, District of<br />
Columbia 20015<br />
20 Betty Jo Christian 11606 Handboard Road<br />
P.O. Box 1140<br />
Union Bridge, Maryland<br />
21791<br />
21 Ronald Cooper 507 Prince Street<br />
Alexandria, VA 22314<br />
22 Richard Cunningham 2901 Wilton Avenue<br />
Silver Spring, MD 20910<br />
23 David Coburn 9712 Conestoga Way<br />
Potomac, Maryland 20854<br />
24 Shannen Coffin 5668 Glenwood Drive<br />
Alexandria, VA 22310<br />
25 Chuck Cole 7115 Helmsdale Road<br />
Bethesda, Maryland 20817<br />
26 Tom Collier 1315 Independence<br />
Avenue SE #31<br />
Washington, District of<br />
Columbia 20003<br />
Page 2 of 14<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
No Name Residence adress Position Nationality<br />
27 John Collins 5961 Searl Terrace<br />
Bethesda, Maryland 20816<br />
Partner US<br />
28 Tim Columbus 6011 Nevada Avenue NW<br />
Washington, District of<br />
Columbia 200<br />
29 Christopher Conte 6130 31st Street NW<br />
Washington, DC 20015<br />
30 Thomas Contois 4010 Chaney Cove Court<br />
Dunkirk, MD 20754<br />
31 Bruce Converse 7050 N. 11th Avenue<br />
Phoenix, AZ 85021<br />
32 Michelle Cooke 937 Westchester Place<br />
Los Angeles, California<br />
90019<br />
33 Ben Cooper 6032 N. Palo Cristi Road<br />
Paradise Valley, Arizona<br />
8525<br />
34 Steven Davidson 5100 Cathedral Avenue<br />
NW Washington, District of<br />
Columbia 20016<br />
35 Katessa Davis 7525 W 80th Street<br />
Los Angeles, CA 90045<br />
36 Pat Derdenger 10040 E. Happy Valley<br />
Road #225 Scottsdale,<br />
Arizona 85255<br />
37 Rebecca Edelson 3484 Cabrillo Boulevard<br />
Los Angeles, CA 90066<br />
38 Eric Emerson 5218 Belvoir Drive<br />
Bethesda, Maryland 20816<br />
39 Susan Esserman 7100 Armat Drive<br />
Bethesda, Maryland 20817<br />
40 Kenneth Ewing 4201 Cathedral Avenue<br />
NW #715E Washington,<br />
District of Columbia 20016<br />
Page 3 of 14<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
No Name Residence adress Position Nationality<br />
41 Cecelia Fanelli 127 W. 79th Street 14A<br />
NewYork, NY 10024<br />
Partner US<br />
42 Matthew Farmer 52 Sedgeford Road<br />
Sheperds Bush<br />
London W12 0NB, England<br />
43 Steve Fennell 7213 Pomander Lane<br />
Chevy Chase, Maryland<br />
20815<br />
44 Thomas Filarski 6328 Greene Road<br />
Woodbridge, Illinois 60517<br />
45 Mark Fitzsimmons 406 Janneys Lane<br />
Alexandria, Virginia 22302<br />
46 Robert Fleishman 2714 Cathedral Avenue<br />
NW Washington, District of<br />
Columbia 20008<br />
47 Harold Fox 4905 Scarsdale Road<br />
Bethesda, Maryland 20816<br />
48 Harold Freilich 7211 Pomander Lane<br />
Chevy Chase, Maryland<br />
20815<br />
49 Grace Fremlin 625 Nails Farm Way Great<br />
Falls, Virginia 22066<br />
50 Dawn Gabel 14640 North 2nd Avenue<br />
Phoenix, AZ 85023<br />
51 Gary Garner 301 Homestead Road #2<br />
Lagrange Park, IL 60526<br />
52 Matthew Gaul 114 Pierrepont Street #5<br />
Brooklyn, New York 11201<br />
53 Evan Glassman 581 Quaker Road<br />
Chappaqua, NY 10514<br />
Page 4 of 14<br />
Partner UK<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
No Name Residence adress Position Nationality<br />
54 George Grandison 1449 Waggaman Circle<br />
McLean, VA 22101<br />
Partner US<br />
55 Caroline Gaudet 5825 Bent Twig Road<br />
McLean, Virginia 22101<br />
Partner US<br />
56 Seth Goldberg 8303 Whittier Blvd<br />
Bethesda, Maryland 20817<br />
Partner US<br />
57 Jose Gonzalez-Magaz 1528 Longfellow Street<br />
McLean, Virginia 22101<br />
58 Carol Gosain 6620 Crayford Street<br />
Burke, Virginia 22015<br />
59 Taras Gracey 785 S. Fairfield Avenue<br />
Elmhurst, IL 60126<br />
60 Douglas Green 217 Beckwith Street<br />
Gaithersburg, MD 20878<br />
61 Ed Gregory 1528 Marion Drive<br />
Glendale, California 91205<br />
62 John Hanley 1451 21st Street<br />
Manhattan Beach, CA<br />
90266<br />
63 William Hassler 5708 33rd Street NW<br />
Washington, District of<br />
Columbia 20015<br />
64 Brian Heberlig 6800 Langley Springs<br />
Court McLean, Virginia<br />
22101<br />
65 Stephen Heifetz 539 Beall Avenue<br />
Rockville, MD 20850<br />
66 Michael Heimbold 226 17th Street Santa<br />
Monica, CA 90402<br />
67 Matthew Herrington 2516 Q Street NW #305<br />
Washington, DC 20007<br />
68 James Hibey 4213 Dunnel Lane<br />
Kensington, MD 20895<br />
69 Sheldon Hochberg 9508 Starmont Road<br />
Bethesda, MD 20817<br />
Page 5 of 14<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
No Name Residence adress Position Nationality<br />
70 Morgan Hodgson 3235 R Street NW<br />
Washington, District of<br />
Columbia 20<br />
Partner US<br />
71 Thomas Holt 805 Sumac Lane<br />
Winnetka, IL 60093<br />
Partner US<br />
72 Mark Horning 6515 Brookville Rd Chevy<br />
Chase, Maryland 20815<br />
73<br />
4564 E. Chuckwalla Cyn<br />
Kevin Hunter<br />
Phoenix, Arizona 85044<br />
74 Toni lanniello 1305 Selwyn Rd McLean,<br />
Virginia 22101<br />
75 Elissa Isaacs 456 W. Surf Street #1<br />
Chicago, IL 60657<br />
76 Robbin Itkin 15576 Meadowgate Road<br />
Encino, California 91436<br />
77 John Jacobus 1725 P St NW #201<br />
Washington, District of<br />
Columbia 20036<br />
78 Walker Johnson 708 Holly Drive North<br />
Annapolis, Maryland 21401<br />
79 Hunter Johnston 1821 HobanRoad, NW<br />
Washington, DC 20007<br />
80 Julian Joshua 7 Ave Lieut General Pire<br />
Brussels, B11150, Belgium<br />
81 Ruth Kahn 17140 Avenidade la<br />
Herradura Pacific<br />
Palisades, California 90272<br />
82 Michael Kail 101 E. Lenox Street<br />
Chevy Chase, MP 20815<br />
83 William Karas 3931 Highwood Court NW<br />
Washington, DC 20007<br />
84 Lawrence Katz 7201 N 47th Street<br />
Paradise Valley, AZ 85253<br />
85 Douglas Kantor 6852 Grande Lane<br />
Falls Church, VA 22043<br />
Page 6 of 14<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner UK<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
No Name Residence adress Position Nationality<br />
86 Scott Katzman 7207 Bradley Boulevard<br />
Bethesda, Maryland 20817<br />
Partner US<br />
87 Joel Kaufman 7612 Laurel Leaf Drive<br />
Potomac, Maryland 20854<br />
88 Philip Khinda 3510 Ordway Street NW<br />
Washington, DC 20016<br />
89 Gregory Kidder 7975 Luckstone Drive<br />
Dublin, OH 43017<br />
90 Seong Kim 18100 Kinzie Street<br />
North, idge, CA 91325<br />
91 Alice Kipel 2711 Woodley Place NW<br />
Washington, District of<br />
Columbia 20008<br />
92 Erik Kitchen 1223 Perry William Drive<br />
McLean, Virginia 22101<br />
93 William Koegel 9604 Halter Court<br />
Potomac, Maryland 20854<br />
94 Robert Kovelman 44 Coolwater Road Bell<br />
Canyon, California 91307<br />
95 Edward Krauland 5924 Kirby Road Bethesda,<br />
MD 20817<br />
96 Tony LaRocca 5613 N. 18th Street<br />
Arlington, Virginia 22207<br />
97 Daniel Lavoie 9 Bible Street #A<br />
Cos Cob, CT 06870<br />
98 Harry Lee 6816 Algonquin Avenue<br />
Bethesda, Maryland 20817<br />
99 Matthew Lerner 5310 Sunset Lane Chevy<br />
Chase, Maryland 20815<br />
100 Jason Levin 3700 Ocean View Avenue<br />
Los Angeles, California<br />
90066<br />
101 David Lorello 27 St. Agnes Close<br />
London E97HS.UK<br />
102 John Lovi 117 Bellevue Avenue<br />
Montclair, New Jersey<br />
07043<br />
Page 7 of 14<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
No Name Residence adress Position Nationality<br />
103 Lucinda Low 8564 Horseshoe Lane<br />
Potomac, Maryland 20854<br />
Partner US<br />
104 Christopher Lutz 6102 Solitaire Way<br />
McLean, Virginia 22101<br />
105 Edward Mackiewicz 1830 Jefferson Place, NW<br />
#11 Washington, District of<br />
Columbia 20036<br />
106 Philip Malet 10 Chancelet Court<br />
Rockville, Maryland 20852<br />
107 Alfred Mamlet 7001 Loch Edin Court<br />
Potomac, Maryland 20854<br />
108 Susanne McDowell 4821 Ft. Sumner Drive<br />
Bethesda, MD 20816<br />
109 Robert McLaughlin 4603 N 32nd Street<br />
Arlington, VA 22207<br />
110 Ellen McNamara 8020 Sailboat Key<br />
Boulevard #304<br />
St. Pete Beach, FL 33707<br />
111 Jeff McFadden 312 Prospect Bay Drive<br />
East Grasonville, Maryland<br />
21638<br />
112 Michael McNamara Michael McNamara<br />
3922 Valley Meadow Road<br />
Encino, California 91436<br />
113 Patrick Menasco 1402 Swann Street NW PH<br />
7, Washington, DC 20009<br />
114 Peter Meyer 1514 N. Ridge Avenue<br />
Arlington Heights, IL 60004<br />
115 Meredith Moss 6 Donald Drive<br />
Orinda, CA 94563<br />
116 Pantelis Michalopoulos 1337 21st St NW<br />
Washington, District of<br />
Columbia 20036<br />
117 Paul Mickey 4941 Little Falls Road<br />
Arlington, Virginia 22207<br />
Page 8 of 14<br />
Partner US<br />
Partner US<br />
Partner, Vice<br />
US<br />
Chair, Executive<br />
Committee<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
No Name Residence adress Position Nationality<br />
118 Michael Miller 156 Maple Street Brooklyn,<br />
NewYork 11225<br />
Partner US<br />
119 James Moorhead 6406 Western Avenue<br />
Chevy Chase, Maryland<br />
20815<br />
120 Anne Moran 8017 Elm Place Dunn<br />
Loring, Virginia 22027<br />
121 Mark Moran 232 11th Street NE<br />
Washington, District of<br />
Columbia 20002<br />
122 Gary Morgans 5416 N. 17th Street<br />
Arlington, Virginia 222<br />
123 Susan Munro Central Park No.6 Chaowai<br />
St.<br />
Chaoyang District<br />
Beijing, China 100020<br />
124 Mark Neubauer 789 Westholme Avenue<br />
Los Angeles, California<br />
90024<br />
.125 Jon Neumann 5663 E. Kings Avenue<br />
Scottsdale, Arizona 85254<br />
126 Aaron Nocjar 15652 Haddonfield Way<br />
Damestown, Maryland<br />
20878<br />
127 John Nolan 7830 Persimmon Tree<br />
Lane<br />
Bethesda, MD 20817<br />
128 Patrick Norton 1683 34th Street NW<br />
Washington, District of<br />
Columbia 20007<br />
129 Melanie Nussdorf 4501 Linnean Avenue NW<br />
Washington, District of<br />
Columbia 20008<br />
130 John O'Connor 5860 Governors Hill Drive<br />
Alexandria, Virginia 22310<br />
Page 9 of 14<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner UK<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
No Name Residence adress Position Nationality<br />
131 Stephen O'Donnell 55 Bonnie Lane Clarendon<br />
Hills, Illinois 60514<br />
Partner US<br />
132 Kevin Olson 1920 E. Redfield Road<br />
Tempe, Arizona 85283<br />
133 Paul Ondrasik 11329 Fairway Drive<br />
Reston, Virginia 22190<br />
134 Chong Park 4806 De Russey Parkway<br />
Chevy Chase, MD 20815<br />
135 Roger Parkhurst 633 Oakland Terrace<br />
Alexandria, VA 22302<br />
136 Samuel Perkins 2836 Chesapeake Street<br />
NW<br />
Washington, DC 20008<br />
137 Thomas Pasternak 1335 Park<br />
River Forest, IL 60305<br />
138 Brendan Patterson 84 Harberton Road London<br />
N19 3JP, England 0<br />
139 Will Pecau 1228 27th Street NW<br />
Washington, District of<br />
Columbia 200<br />
140 Richard Porter 1216ChadsworthCt<br />
McLean, VA 22102<br />
141 Daniel Poynor 1825 Wyoming Avenue<br />
NW Washington, District of<br />
Columbia 20009<br />
142 Gwendolyn Prothro 6109 Eastview Street<br />
Bethesda, MD 20817<br />
143 Stephanie Quincy 2237 Encanto Drive NE<br />
Phoenix, Arizona<br />
144 Jennifer Quinn-<br />
Barabanov<br />
728 Ridge Drive McLean,<br />
Virginia 22101<br />
145 David Raskin 9219 Cherbourg Drive<br />
Potomac, Maryland 20854<br />
146 Meredith Rathbone 6506 Western Avenue<br />
Chevy Chase, MD 20815<br />
Page 10 of 14<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner UK<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
No Name Residence adress Position Nationality<br />
147 Steven Reed 3933 Colonel Ellis Avenue<br />
Alexandria, Virginia 22304<br />
Partner US<br />
148 R.A. Reinis 288 N. Saltair Avenue<br />
Los Angeles, CA 90049<br />
149 Michael Rennock 169 West 78th Street #3<br />
NewYork, NY 10024<br />
150 Mark Remus 1594 Conway Road<br />
Lake Forest, IL 60045<br />
151 Lawrence Riff 526 Meadows Drive<br />
Glendale, California 91202<br />
152 Rick Roberts 9710 Spring Ridge Lane<br />
Vienna, Virginia 22182<br />
153 James Rocap 9100 Ridge Lane Vienna,<br />
Virginia 22182<br />
154 Angus Rodger Flat 4<br />
11 The Common<br />
Ealing W5, England<br />
155 David Roll 3028 P Street NW<br />
Washington, DC 20036<br />
156 Steve Ross 2800 Beechmont Lane<br />
Silver Spring, Maryland<br />
20906<br />
157 Jean Russotto Avenue Louise 506<br />
Brussels 1050, Belgium<br />
158 Jane Ryan 3605 N Lincoln St<br />
Arlington, Virginia 22207<br />
159 Danny Sauls 4324 Loyola Ave<br />
Alexandria, Virginia 22304<br />
160 Charles Schill 8208 Hamilton Spring<br />
Court Bethesda, Maryland<br />
20817<br />
161 Susan Serling 4466 Cayo Grande Drive<br />
Sarasota, Florida 34233<br />
162 Eric Serron 1234 Rowland Drive<br />
Herndon, VA 20710<br />
Page 11 of 14<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner UK<br />
Partner US<br />
Partner US<br />
Partner Belgian<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
No Name Residence adress Position Nationality<br />
163 Herb Shelley 10808 Cripplegate Road<br />
Potomac, Maryland 20854<br />
Partner US<br />
164 Stanley Schlitter 163Thorntree Lane<br />
Winnetka, Illinois 60093<br />
165 Martin Schneiderman 8617 MacArthur Boulevard<br />
Bethesda, MD 20817<br />
166 John Shadegg 637 W. Moon Valley Drive<br />
Phoenix, AZ 85203<br />
167 Mark Silverman 7404 Brookville Rd Chevy<br />
Chase, Maryland 20815<br />
168 Ralph Simmons 1125 Trotting Horse Lane<br />
Great Falls, VA 22066<br />
169 Scott Sinder 1714 N. Edgewood Street<br />
Arlington, Virginia 22201<br />
170 Samuel Sipe 5413 Edgemoor Lane<br />
Bethesda, Maryland 20814<br />
171 Jay Smith 211 San Vicente Boulevard<br />
#12<br />
Santa Monica, CA 90402<br />
172 Kirsten Spira 14223 Greenleaf Street<br />
Sherman Oaks, CA 91423<br />
173 Linda Stein 2914 Cleveland Avenue<br />
NW Washington, District of<br />
Columbia 20008<br />
174 Libby Stennes 3618 Aspen Ridge Drive<br />
Minnetonka, MN 55305<br />
175 Tim Strong 1699 E. Prescott Drive<br />
Chandler, Arizona 85249<br />
176 William Swank 8 Seacove Drive<br />
Rancho Palos Verdes, CA<br />
90275<br />
,177 Christopher Tai 3225 N. Glebe Road<br />
Arlington, Virginia 22207<br />
178 Karl Tilleman PO Box 149<br />
Point Roberts, WA 98281<br />
179 Tom Trend I 3103 Cathedral Ave.,NW<br />
Washington, DC 20008<br />
Page 12 of 14<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
No Name Residence adress Position Nationality<br />
180 Michael Vatis 131 Thompson Street #7B<br />
New York, New York 10012<br />
Partner US<br />
181 Richard Verma 5933 Anniston Road<br />
Bethesda, Maryland 20817<br />
182 Timothy Walsh 2126 Connecticut Avenue<br />
NW#43 Washington,<br />
District of Columbia 20008<br />
183 Roger Warin 3508 N. 36th Street<br />
Arlington, Virginia 22207<br />
184 Reid Weingarten 3013 32nd Street, NW<br />
Washington, District of<br />
Columbia 20008<br />
185 Jeffrey Weiner 1454 San Ysidro Drive<br />
Beverly Hills, CA 90210<br />
186 Donald Wellington 240 N. Kenter Avenue Los<br />
Angeles, California 90049<br />
187 Peter Wellington 18 W. Lenox Street Chevy<br />
Chase, Maryland 20815<br />
188 Ray Werbicki High Pines Sheethanger<br />
Lane<br />
Hertfordshire HP3 OBQ,<br />
UK<br />
189 Phil West 3409 Woodley Road NW<br />
Washington, District of<br />
Columbia 20016<br />
190 Steven Wheeless 2106 E. La Vieve Lane<br />
Tempe, AZ 85284<br />
191 Nancy White 910 Elyria Drive Los<br />
Angeles, California 90065<br />
192 Virginia White-Mahaffey 9921 Sorrel Avenue<br />
Potomac, Maryland 20854<br />
193 Richard Willard 1001 Woburn Ct McLean,<br />
Virginia 22102<br />
194 Frank Winston 1111 Capitol View Court<br />
McLean, Virginia 22101<br />
Page 13 of 14<br />
Partner US<br />
Partner US<br />
Partner, Chair, US<br />
Executive<br />
Committee<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner Canadian/UK<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
No Name Residence adress Position Nationality<br />
195 Brian Winterfeldt 1155 23rd Street NW<br />
#PH3L, Washington, DC<br />
20037<br />
Partner US<br />
196 Philip Woolfson 2Bis Dreve St. Nichel<br />
Kraainem, Belgium 0<br />
197 Matthew Yeo 5418 Grove Street Chevy<br />
Chase, Maryland 20815<br />
198 Roger Yoerges 7010 Elizabeth Drive<br />
McLean, VA 22101<br />
199 Lynda Zengerle 5108 Moorland Lane<br />
Bethesda, Maryland 20814<br />
200 Matthew Zinn 5014 Warren Street NW<br />
Washington, DC 20016<br />
201 Paul Kruse 8200 Coach Street<br />
Potomac, Maryland 20854<br />
202 David Zimbrick 1104 Mill Field Court Great<br />
Falls, Virginia 22066<br />
Page 14 of 14<br />
Partner Belgian<br />
Partner US<br />
Partner US<br />
Partner US<br />
Partner US<br />
Chief Operating<br />
Officer<br />
CFO/Dir Finance &<br />
Accounting<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
US<br />
US
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
Attachment 3<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM<br />
Q. 5 (i). Describe the nature ofthe registrant's regular business or activity.<br />
Steptoe & Johnson LLP ("Steptoe") is a U.S.- based law partnership, with its headquarters and<br />
principal place of business in Washington, DC. Steptoe is an Arizona limited liability<br />
partnership. It has offices in Washington, D.C, Los Angeles, Century City, Phoenix, Chicago,<br />
New York, Brussels, and Beijing. Steptoe has approximately 500 attorneys worldwide. Steptoe<br />
& Johnson ("MNP"), an affiliated entity, is a multi-national partnership based in London.<br />
Q. 5 (j). Give a complete statement ofthe ownership and control ofthe registrant.<br />
As a traditional law partnership, Steptoe is owned and controlled by its equity partners. These<br />
partners elect an Executive Committee. This Committee and a Chairman and Vice Chairman<br />
manage the day-to-day operations ofthe Partnership. The Chair and Vice Chair serve 2-year<br />
terms. The Executive Committee members serve staggered 3 and 1 year terms.<br />
Received by NSD/<strong>FARA</strong> <strong>Registration</strong> Unit 12/01/2011 9:07:29 PM