What is the Meaning of Shape? - Gestalt Theory
What is the Meaning of Shape? - Gestalt Theory
What is the Meaning of Shape? - Gestalt Theory
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Baingio Pinna<br />
<strong>What</strong> <strong>is</strong> <strong>the</strong> <strong>Meaning</strong> <strong>of</strong> <strong>Shape</strong>?<br />
1. On <strong>the</strong> <strong>Shape</strong><br />
The shape <strong>of</strong> an object <strong>is</strong> a primary condition fundamental for our lives. <strong>Shape</strong><br />
<strong>is</strong> <strong>the</strong> primary v<strong>is</strong>ual attribute among o<strong>the</strong>rs (color, shade, lighting) that elicits<br />
unambiguous identification due mainly to its constancy. Ano<strong>the</strong>r relevant<br />
perceptual property <strong>is</strong> its uniqueness. Indeed, it <strong>is</strong> unique and much more<br />
informative than any o<strong>the</strong>r object properties, i.e. color, shading (depth) and<br />
lighting (illumination).<br />
<strong>Shape</strong>s are not usually regarded as a creation <strong>of</strong> our brain but appear veridically,<br />
as part <strong>of</strong> <strong>the</strong> physical world. As a matter <strong>of</strong> fact, <strong>the</strong> core meaning <strong>of</strong> shape<br />
<strong>is</strong> one <strong>of</strong> <strong>the</strong> main interests and targets <strong>of</strong> ma<strong>the</strong>matics (from topology and<br />
ma<strong>the</strong>matical analys<strong>is</strong> to trigonometry and geometry) aimed to describe and<br />
study <strong>the</strong> main properties <strong>of</strong> shapes and <strong>the</strong> relationship among <strong>the</strong>m. No o<strong>the</strong>r<br />
property has been studied from so many different perspectives and so deeply as<br />
shape (see Palmer, 1999; Pizlo, 2008). It <strong>is</strong> useful to d<strong>is</strong>tingu<strong>is</strong>h between shape<br />
in <strong>the</strong> ma<strong>the</strong>matical sense (i.e. as an ideal object) and shape as encoded in <strong>the</strong><br />
physical world. In <strong>the</strong> former sense, objects are ontologically neutral and not<br />
always perceptually possible and relevant.<br />
1.1. The Invention <strong>of</strong> <strong>the</strong> Square<br />
Among all <strong>the</strong> known shapes, <strong>the</strong> square <strong>is</strong> a unique and special one. The<br />
emergence <strong>of</strong> <strong>the</strong> square and its geometrical/phenomenal components (sides and<br />
angles) <strong>is</strong> <strong>the</strong> consequence <strong>of</strong> <strong>the</strong> way four segments go toge<strong>the</strong>r according to<br />
<strong>the</strong> <strong>Gestalt</strong> grouping and organization principles. Phenomenally, its singularity,<br />
homogeneity, regularity and symmetry are among <strong>the</strong> strongest <strong>of</strong> all <strong>the</strong> known<br />
shapes. The circle also shows unique properties, but unlike <strong>the</strong> square it <strong>is</strong><br />
present in nature (e.g. <strong>the</strong> full moon and <strong>the</strong> sun). The square <strong>is</strong> instead a human<br />
invention. It <strong>is</strong> a pure creation <strong>of</strong> <strong>the</strong> human mind.<br />
The invention <strong>of</strong> <strong>the</strong> wheel (i.e. <strong>the</strong> circle) <strong>is</strong> likely one <strong>of</strong> <strong>the</strong> most important<br />
inventions <strong>of</strong> all time. It was at <strong>the</strong> root <strong>of</strong> <strong>the</strong> Industrial Revolution. The oldest<br />
known wheel was attributed to <strong>the</strong> ancient Mesopotamian culture <strong>of</strong> Sumer<br />
around 3500 B.C., but it <strong>is</strong> supposed to have been invented much earlier. If<br />
<strong>the</strong> potter’s wheels were <strong>the</strong> very first wheels, <strong>the</strong> invention <strong>of</strong> <strong>the</strong> square was<br />
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likely as important as <strong>the</strong> wheel. The square <strong>is</strong>, in fact, a basic shape used to<br />
measure any kind <strong>of</strong> object, shape or space. Every shape ei<strong>the</strong>r regular or irregular<br />
<strong>is</strong> measured in squares (m2 ) or in <strong>the</strong> 3-D version <strong>of</strong> <strong>the</strong> square, cubes (m3 ).<br />
The square <strong>is</strong> <strong>the</strong> unit and, more generally, <strong>the</strong> ‘brick’ <strong>of</strong> all <strong>the</strong> o<strong>the</strong>r shapes. By<br />
moving around <strong>the</strong> gaze and focusing <strong>the</strong> attention on <strong>the</strong> shapes, one notices<br />
that almost everything has a square shape. Most <strong>of</strong> <strong>the</strong> human artifacts are made<br />
up <strong>of</strong> squares or its variations. For instance, houses are composed <strong>of</strong> windows,<br />
floors, tables, telev<strong>is</strong>ions and doors that are squares or square-like shapes.<br />
As concerns <strong>the</strong>se special phenomenal properties, we will study <strong>the</strong> meaning <strong>of</strong><br />
shape starting from <strong>the</strong> square.<br />
1.2. The <strong>Shape</strong> before <strong>the</strong> “<strong>Shape</strong>”: Grouping and Figure-Ground Segregation<br />
<strong>Gestalt</strong> psycholog<strong>is</strong>ts were <strong>the</strong> first to study and develop a <strong>the</strong>ory <strong>of</strong> shape,<br />
considered as an emergent quality. They studied <strong>the</strong> shape mostly in terms <strong>of</strong><br />
grouping and figure-ground segregation. (O<strong>the</strong>r <strong>Gestalt</strong> approaches to shape<br />
perception will be d<strong>is</strong>cussed in section 3.3.)<br />
Rubin (1915, 1921) studied <strong>the</strong> problem <strong>of</strong> shape formation in terms <strong>of</strong> figureground<br />
segregation, by asking what appears as a figure and what as a background.<br />
He d<strong>is</strong>covered <strong>the</strong> following general figure-ground principles: surroundedness,<br />
size, orientation, contrast, symmetry, convexity, and parallel<strong>is</strong>m. Rubin also<br />
suggested <strong>the</strong> following main phenomenal attributes, belonging to <strong>the</strong> figure but<br />
not to <strong>the</strong> background. (i) The figure takes on <strong>the</strong> shape traced by <strong>the</strong> contour,<br />
implying that <strong>the</strong> contour belongs unilaterally to <strong>the</strong> figure (see Nakayama &<br />
Shimojo, 1990; Spillmann, 2012; Spillmann & Ehrenstein, 2004), not to <strong>the</strong><br />
background. (ii) Its color/brightness <strong>is</strong> perceived full like a surface and denser<br />
than <strong>the</strong> same physical color/brightness on <strong>the</strong> background that appear instead<br />
transparent and empty. (iii) The figure appears closer to <strong>the</strong> observer than <strong>the</strong><br />
background.<br />
Wer<strong>the</strong>imer (1923, see also Spillmann, 2012) approached th<strong>is</strong> problem in terms<br />
<strong>of</strong> grouping. The questions he answered <strong>is</strong>: how do <strong>the</strong> elements in <strong>the</strong> v<strong>is</strong>ual field<br />
‘go toge<strong>the</strong>r’ to form an integrated percept? How do individual elements create<br />
larger wholes? He studied some basic grouping principles useful to answer <strong>the</strong><br />
previous questions. They are: proximity, similarity, good continuation, closure,<br />
symmetry, convexity, prägnanz, past experience, common fate, and parallel<strong>is</strong>m.<br />
It <strong>is</strong> reasonable to consider that figure–ground segregation must operate before<br />
grouping (H<strong>of</strong>fman & Richards, 1984; Palmer, 1999). For example, dot<br />
elements on which grouping acts must be already segregated as a figure from<br />
<strong>the</strong> background, o<strong>the</strong>rw<strong>is</strong>e <strong>the</strong> v<strong>is</strong>ual system would not know which elements<br />
to group. Never<strong>the</strong>less, <strong>the</strong> same elements do not possess <strong>the</strong> figural properties<br />
<strong>of</strong> hol<strong>is</strong>tic organized and segregated figures; ra<strong>the</strong>r, <strong>the</strong>y appear as elementary<br />
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components necessary to create boundaries. They are not surfaces, but something<br />
similar to perceptual ‘bricks’ necessary to create something more hol<strong>is</strong>tic. In spite<br />
<strong>of</strong> <strong>the</strong> apparent differences between figure-ground segregation and grouping,<br />
what <strong>is</strong> phenomenally clear <strong>is</strong> that both dynamics are so intimately intertwined<br />
that a sharp d<strong>is</strong>tinction <strong>is</strong> likely impossible and maybe useless from a scientific<br />
point <strong>of</strong> view.<br />
Within Rubin’s and Wer<strong>the</strong>imer’s works, <strong>the</strong> problem <strong>of</strong> shape formation <strong>is</strong><br />
approached in terms <strong>of</strong> <strong>the</strong> main conditions operating in two <strong>of</strong> <strong>the</strong> processes<br />
(grouping and figure-ground segregation) underlying but preceding <strong>the</strong> formation<br />
<strong>of</strong> <strong>the</strong> shape. For example, <strong>the</strong> unilateral belongingness <strong>of</strong> <strong>the</strong> boundaries can be<br />
considered as a shape <strong>is</strong>sue before <strong>the</strong> “shape” meaning. It talked about shape<br />
but it did not explain its meaning. Similarly, even if <strong>the</strong> closure principle can<br />
describe <strong>the</strong> perception <strong>of</strong> a square, it cannot say anything about its properties<br />
and about <strong>the</strong> way its properties assign <strong>the</strong> special meanings we have previously<br />
described. Fur<strong>the</strong>rmore, it cannot explain <strong>the</strong> square variations described in <strong>the</strong><br />
next sections.<br />
Even if <strong>Gestalt</strong> grouping and figure-ground principles are part <strong>of</strong> <strong>the</strong> problem <strong>of</strong><br />
shape perception, <strong>the</strong>y do not face directly th<strong>is</strong> problem and, more importantly,<br />
<strong>the</strong>y do not answer basic questions like: what <strong>is</strong> shape? <strong>What</strong> <strong>is</strong> its meaning?<br />
2. General Methods<br />
2.1. Subjects<br />
Different groups <strong>of</strong> 12 undergraduate students <strong>of</strong> architecture, design, lingu<strong>is</strong>tics<br />
participated in <strong>the</strong> experiments. Subjects had some basic knowledge <strong>of</strong> <strong>Gestalt</strong><br />
psychology and v<strong>is</strong>ual illusions, but <strong>the</strong>y were naive both to <strong>the</strong> stimuli and to<br />
<strong>the</strong> purpose <strong>of</strong> <strong>the</strong> experiments. They were male and female with normal or<br />
corrected-to-normal v<strong>is</strong>ion.<br />
2.2. Stimuli<br />
The stimuli were <strong>the</strong> figures shown in <strong>the</strong> next sections. The overall sizes <strong>of</strong> <strong>the</strong><br />
v<strong>is</strong>ual stimuli were ~3.5 deg v<strong>is</strong>ual angle. The figures were shown on a computer<br />
screen with ambient illumination from a Osram Daylight fluorescent light (250<br />
lux, 5600° K). Stimuli were d<strong>is</strong>played on a 33 cm color CRT monitor (Sony<br />
GDM-F520 1600x1200 pixels, refresh rate 100 Hz), driven by a MacBook Pro<br />
computer with an NVIDIA GeForce 8600M GT. Viewing was binocular in <strong>the</strong><br />
frontoparallel plane at a d<strong>is</strong>tance <strong>of</strong> 50 cm from <strong>the</strong> monitor.<br />
2.3. Procedure<br />
Two methods, similar to those used by <strong>Gestalt</strong> psycholog<strong>is</strong>ts, were used.
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Phenomenological task: The task <strong>of</strong> <strong>the</strong> subjects was to report spontaneously what<br />
<strong>the</strong>y perceived by providing a complete description <strong>of</strong> <strong>the</strong> main v<strong>is</strong>ual property.<br />
The descriptions were provided by at least 10 out <strong>of</strong> 12 subjects and were reported<br />
conc<strong>is</strong>ely within <strong>the</strong> main text to aid <strong>the</strong> reader in <strong>the</strong> stream <strong>of</strong> argumentations.<br />
The descriptions were judged by three graduate students <strong>of</strong> lingu<strong>is</strong>tics, naive as<br />
to <strong>the</strong> hypo<strong>the</strong>ses, to get a fair representation <strong>of</strong> <strong>the</strong> ones given by <strong>the</strong> observers.<br />
Subjects were allowed to make free compar<strong>is</strong>ons, confrontations, afterthoughts,<br />
to see in different ways, d<strong>is</strong>tance, etc.; to match <strong>the</strong> stimulus with every o<strong>the</strong>r<br />
one. Variations and possible compar<strong>is</strong>ons occurring during <strong>the</strong> free exploration<br />
were noted down by <strong>the</strong> experimenter. The selection <strong>of</strong> <strong>the</strong> stimuli with opposite<br />
conditions and controls and <strong>the</strong> possible compar<strong>is</strong>ons among <strong>the</strong> stimuli prevent<br />
<strong>the</strong> problem <strong>of</strong> generating biased experiences. Th<strong>is</strong> <strong>is</strong> clearly shown by <strong>the</strong><br />
differences in <strong>the</strong> results (see next sections).<br />
Scaling task: The subjects were instructed to rate (in percent) <strong>the</strong> descriptions<br />
<strong>of</strong> <strong>the</strong> specific attribute obtained in <strong>the</strong> phenomenological experiments. New<br />
groups <strong>of</strong> 12 subjects were instructed to scale <strong>the</strong> relative strength or salience (in<br />
percent) <strong>of</strong> <strong>the</strong> descriptions <strong>of</strong> <strong>the</strong> phenomenological task: “please rate whe<strong>the</strong>r<br />
th<strong>is</strong> statement <strong>is</strong> an accurate reflection <strong>of</strong> your perception <strong>of</strong> <strong>the</strong> stimulus, on a<br />
scale from 100 (perfect agreement) to 0 (complete d<strong>is</strong>agreement)”. Throughout<br />
<strong>the</strong> text we reported descriptions whose mean ratings were greater than 80. As<br />
concerns <strong>the</strong>se tasks and procedure see Pinna, (2010a, b; Pinna & Albertazzi,<br />
2011; Pinna & Sirigu, in press; Pinna & Reeves, 2009).<br />
3. Squares, Rotated Square and Diamonds<br />
3.1. Non-Square <strong>Shape</strong>s that Appear Like Squares<br />
<strong>Shape</strong> illusions are only apparently in contrast with <strong>the</strong> properties previously<br />
described: unambiguous identification, constancy, uniqueness and veridicality.<br />
These illusions are, in fact, considered to be exceptions v<strong>is</strong>ible under specific and<br />
rare conditions and, thus, ineffective for real life.<br />
The strong shape illusion, illustrated in Fig. 1a, was described like a large square<br />
with concave and convex sides. Th<strong>is</strong> description reveals a “d<strong>is</strong>tortion” that does<br />
not change <strong>the</strong> basic meaning <strong>of</strong> <strong>the</strong> square shape. In fact, <strong>the</strong> main shape even<br />
if d<strong>is</strong>torted <strong>is</strong> still perceived like a square. Moreover, paradoxically <strong>the</strong> d<strong>is</strong>tortion<br />
reinforces and streng<strong>the</strong>ns <strong>the</strong> perception <strong>of</strong> <strong>the</strong> square. In fact, <strong>the</strong> square <strong>is</strong><br />
amodally seen as <strong>the</strong> whole shape supporting <strong>the</strong> perceived d<strong>is</strong>tortion. Conversely,<br />
<strong>the</strong> d<strong>is</strong>tortion <strong>is</strong> what elicits <strong>the</strong> amodal wholeness <strong>of</strong> <strong>the</strong> square (see Pinna,<br />
2010b). Th<strong>is</strong> kind <strong>of</strong> phenomenal dynamics also occurs when <strong>the</strong> perceived<br />
d<strong>is</strong>tortion <strong>is</strong> not illusory but “real”, as shown in Fig. 1b.<br />
386
Fig. 1 Non-square shapes that appear like squares<br />
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Pinna, <strong>What</strong> <strong>is</strong> <strong>the</strong> <strong>Meaning</strong> <strong>of</strong> <strong>Shape</strong>?<br />
# $ % &<br />
)<br />
In more intense conditions in terms <strong>of</strong> d<strong>is</strong>tortion (see Figs. 1c-i), where <strong>the</strong> square<br />
and its sides or angles appear beveled, broken, crashed, gnawed, deliquescing,<br />
deformed, protruding, <strong>the</strong> main shape <strong>is</strong> again perceived as a square, while<br />
those specific descriptions reveal what happens to each square. They appear<br />
like “happenings” <strong>of</strong> a square (Pinna, 2010b; Pinna & Albertazzi, 2011). These<br />
changes and happenings can be seen as depending on or related to specific and<br />
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(<br />
“inv<strong>is</strong>ible” but perceptible causes affecting <strong>the</strong> shape and <strong>the</strong> material properties<br />
<strong>of</strong> <strong>the</strong> square. They add v<strong>is</strong>ual meanings but do not really change <strong>the</strong> shape <strong>of</strong> <strong>the</strong><br />
square, which <strong>is</strong> perceived like <strong>the</strong> amodal invariant shape supporting all those<br />
happenings (see also section 5.6). From a geometrical point <strong>of</strong> view, <strong>the</strong>se are<br />
non-square shapes that appear like squares.<br />
These results suggest <strong>the</strong> following questions: Why do we perceive a square plus a<br />
happening in each <strong>of</strong> <strong>the</strong>se cases, instead <strong>of</strong> a set <strong>of</strong> irregular shapes, one different<br />
from <strong>the</strong> o<strong>the</strong>r? <strong>What</strong> <strong>is</strong> <strong>the</strong> role <strong>of</strong> <strong>the</strong> happening and <strong>of</strong> o<strong>the</strong>r possible shape<br />
'<br />
"
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attributes in shape formation? Which properties influence and determine <strong>the</strong><br />
meaning <strong>of</strong> shape?<br />
An answer to <strong>the</strong> first question was previously reported by Pinna (2010b). In <strong>the</strong><br />
next sections, possible responses to <strong>the</strong> o<strong>the</strong>r questions will be proposed. We will<br />
first start by showing opposite conditions, where squares are perceived like nonsquare<br />
shapes, to understand <strong>the</strong> ways and under which conditions a square shape<br />
can be influenced and changed.<br />
3.2. Squares that Appear Like Non-Square <strong>Shape</strong>s<br />
3.2.1. Square<br />
Fig. 2a shows a square. The figure, here illustrated, appears like a “true” square,<br />
i.e. a shape that appears like a square tout court, a square without anything else.<br />
Th<strong>is</strong> one-word description, “square”, does not reveal any happening or any o<strong>the</strong>r<br />
relevant emerging attribute. <strong>Shape</strong> properties, like orientation, size and position,<br />
are left <strong>of</strong>f, because, under <strong>the</strong>se conditions, <strong>the</strong>y are “inv<strong>is</strong>ible” or unnoticeable<br />
like <strong>the</strong> background. These omitted properties are superfluous. The word “square”<br />
seems to contain, in fact, everything to recreate exactly <strong>the</strong> same figure and, thus,<br />
does not need any fur<strong>the</strong>r information. Th<strong>is</strong> square appears like <strong>the</strong> best example<br />
and <strong>the</strong> model <strong>of</strong> every “square”.<br />
It <strong>is</strong> worthwhile noticing that <strong>the</strong> om<strong>is</strong>sions are important information useful<br />
to understand <strong>the</strong> phenomenology <strong>of</strong> shape perception. Related to our square,<br />
we can state that <strong>the</strong> more numerous are <strong>the</strong> om<strong>is</strong>sions (inv<strong>is</strong>ible attributes), <strong>the</strong><br />
better <strong>is</strong> <strong>the</strong> appearance as a model <strong>of</strong> th<strong>is</strong> shape, or, conversely <strong>the</strong> less <strong>is</strong> <strong>the</strong><br />
information described, <strong>the</strong> better <strong>is</strong> <strong>the</strong> squareness <strong>of</strong> <strong>the</strong> shape. We define as<br />
“phenomenal singularity” <strong>the</strong> instance <strong>of</strong> a shape that does not need to be defined<br />
by attributes and that correspond to a one-word description. In o<strong>the</strong>r words, <strong>the</strong><br />
phenomenal singularity <strong>is</strong> <strong>the</strong> best instance <strong>of</strong> a specific shape.<br />
By asking naive subjects “draw a square” and, afterwards, “choose <strong>the</strong> square that<br />
<strong>is</strong> <strong>the</strong> most ‘square’ among those illustrated” (see Figs. 2a-c), we found that most<br />
<strong>of</strong> <strong>the</strong>m (99%) represented <strong>the</strong> square exactly like <strong>the</strong> one <strong>of</strong> Fig. 2a and chose<br />
th<strong>is</strong> figure as <strong>the</strong> best example <strong>of</strong> square among <strong>the</strong> three.<br />
These results suggest <strong>the</strong> following questions: <strong>What</strong> <strong>is</strong> <strong>the</strong> relationship between<br />
<strong>the</strong> descriptive and <strong>the</strong> phenomenal notion <strong>of</strong> shape? More particularly, what <strong>is</strong><br />
<strong>the</strong> meaning <strong>of</strong> <strong>the</strong> term “square” when it denotes a singularity like <strong>the</strong> shape <strong>of</strong><br />
<strong>the</strong> object perceived in Fig. 2a? By complementation, what <strong>is</strong> <strong>the</strong> meaning <strong>of</strong> <strong>the</strong><br />
same term when it does not refer to a phenomenal singularity but emerges with<br />
v<strong>is</strong>ible attributes? <strong>What</strong> <strong>is</strong> <strong>the</strong> v<strong>is</strong>ual meaning <strong>of</strong> <strong>the</strong> square? <strong>What</strong> does th<strong>is</strong> shape<br />
convey, express or reveal in <strong>the</strong> way it appears?<br />
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3.2.2. Rotated Square<br />
Fig. 2b represents an intermediate but crucial step in answering <strong>the</strong> previous<br />
questions. Th<strong>is</strong> figure <strong>is</strong> mostly described as a rotated square. Under <strong>the</strong>se<br />
conditions, subjects introduced spontaneously information about orientation,<br />
thus, creating a two-word description. The rotation becomes now v<strong>is</strong>ible, noticeable<br />
like a figure. The exact orientation <strong>is</strong>, instead, not specified spontaneously in<br />
words. Only after asking <strong>the</strong>m to describe <strong>the</strong> apparent direction and degree <strong>of</strong><br />
rotation, our subjects reported ~10° anticlockw<strong>is</strong>e.<br />
These results suggest a tw<strong>of</strong>old perception: a “true” square plus something that<br />
happens to it, namely, <strong>the</strong> rotation. In o<strong>the</strong>r words, unlike Fig. 2a <strong>the</strong> square <strong>is</strong>,<br />
now, not only a square, but also a square with a “happening” (Pinna, 2010b)<br />
defined in terms <strong>of</strong> rotation. The anti-clockw<strong>is</strong>e rotation suggests some kind <strong>of</strong><br />
minimum rotation pathway starting from <strong>the</strong> “true” square <strong>of</strong> Fig. 2a.<br />
Structurally, th<strong>is</strong> happening <strong>is</strong> similar to those described for Figs. 1c-i.<br />
Lingu<strong>is</strong>tically, <strong>the</strong> rotation <strong>is</strong> an adjective that describes <strong>the</strong> noun, which <strong>is</strong> <strong>the</strong><br />
square. Phenomenally, it <strong>is</strong> what happens to <strong>the</strong> shape. The primary role <strong>of</strong> <strong>the</strong><br />
shape (square) in relation to <strong>the</strong> adjective (rotation) can be clearly perceived<br />
by comparing <strong>the</strong> two following possible descriptions: “a rotated square” and<br />
“a rotation with a square shape”. The second description appears meaningless<br />
and odd. A rotation cannot have a shape, while <strong>the</strong> shape can have a rotation.<br />
Th<strong>is</strong> suggests a clear asymmetrical hierarchy between <strong>the</strong> two terms. The shape<br />
<strong>is</strong> primary, earlier in time and order than <strong>the</strong> rotation. Therefore, <strong>the</strong> shape <strong>is</strong> a<br />
noun and as such it <strong>is</strong> a word generally used to identify a class <strong>of</strong> elements. As a<br />
noun, <strong>the</strong> shape <strong>is</strong> like “a thing”, which can appear in many different ways, and<br />
<strong>the</strong> rotation <strong>is</strong> one <strong>of</strong> th<strong>is</strong> ways <strong>of</strong> being <strong>of</strong> <strong>the</strong> shape, i.e. <strong>the</strong> attribute <strong>of</strong> that<br />
specific thing.<br />
These phenomenal observations suggest <strong>the</strong> following methodological note:<br />
<strong>the</strong> asymmetrical descriptions represent a useful method <strong>of</strong> understanding <strong>the</strong><br />
primary role <strong>of</strong> one v<strong>is</strong>ual component over ano<strong>the</strong>r, e.g. <strong>of</strong> <strong>the</strong> shape over <strong>the</strong><br />
rotation and, more generally, <strong>of</strong> something that becomes <strong>the</strong> primary thing over<br />
ano<strong>the</strong>r perceived like its attribute. Ano<strong>the</strong>r example useful to understand <strong>the</strong><br />
effectiveness <strong>of</strong> th<strong>is</strong> method <strong>is</strong> represented by <strong>the</strong> relation between shape and<br />
color: we say “a red square” and not “a square-shaped red”. The d<strong>is</strong>tinction<br />
between things and attributes can also be demonstrated through <strong>the</strong> position<br />
<strong>of</strong> <strong>the</strong> words one relative to <strong>the</strong> o<strong>the</strong>r and through <strong>the</strong> phenomenal inv<strong>is</strong>ibility,<br />
i.e. an attribute (way <strong>of</strong> being <strong>of</strong> a thing) can be inv<strong>is</strong>ible or unnoticed like a<br />
background much more than a thing.<br />
Despite th<strong>is</strong> asymmetry, rotation and square define <strong>the</strong>mselves reciprocally. The<br />
rotation <strong>is</strong> defined by <strong>the</strong> shape, i.e. <strong>the</strong> rotation can be perceived if and only<br />
if <strong>the</strong> square as a singularity <strong>is</strong> also perceived. Conversely, <strong>the</strong> rotation defines
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<strong>the</strong> shape, i.e. without <strong>the</strong> rotation <strong>the</strong> square as a singularity could not be<br />
perceived. As soon as <strong>the</strong>y are defined, square and rotation organize <strong>the</strong>mselves<br />
asymmetrically as suggested by <strong>the</strong> two previous descriptions.<br />
! " #<br />
Fig. 2 A square (a), a rotated square (b) and a diamond (c)<br />
3.2.3. Diamond<br />
By increasing <strong>the</strong> rotation <strong>of</strong> Fig. 2b up to 45° as shown in Fig. 2c, both <strong>the</strong><br />
happening (rotation) and <strong>the</strong> square are replaced by ano<strong>the</strong>r one-word description:<br />
a diamond. Th<strong>is</strong> outcome <strong>is</strong> unexpected, if compared with <strong>the</strong> square <strong>of</strong> Fig. 2a.<br />
It represents a hard problem for an invariant features hypo<strong>the</strong>s<strong>is</strong>. In fact, if shapes<br />
are defined by virtue <strong>of</strong> attributes invariant over rotations, <strong>the</strong>n <strong>the</strong> two shapes<br />
<strong>of</strong> Figs. 2a and 2c should be perceived as having <strong>the</strong> same shape. Therefore, <strong>the</strong><br />
square and <strong>the</strong> diamond demonstrate that different shape rotations cannot be<br />
perceived as having <strong>the</strong> same shape.<br />
Figs. 2a and 2c show <strong>the</strong> so-called Mach’s square/diamond illusion (Mach,<br />
1914/1959; Schumann, 1900), according to which <strong>the</strong> same geometrical figure <strong>is</strong><br />
perceived as a square when its sides are vertical and horizontal, but as a diamond<br />
when <strong>the</strong>y are diagonal. From a phenomenal point <strong>of</strong> view, it <strong>is</strong> more correct to<br />
state that <strong>the</strong> square <strong>is</strong> perceived when <strong>the</strong> sides are vertical and horizontal, while<br />
a diamond <strong>is</strong> seen when its angles or vertices are vertical and horizontal. Th<strong>is</strong><br />
description <strong>is</strong> more appropriate if we consider what emerges more strongly in <strong>the</strong><br />
two conditions: <strong>the</strong> sides in <strong>the</strong> case <strong>of</strong> <strong>the</strong> square, and <strong>the</strong> angles/vertices in <strong>the</strong><br />
!"#$%&'()''!"#$%#&'(#$$"<br />
case $%!&'()'&%*'+*!,(,-'./')%!0*1<br />
<strong>of</strong> <strong>the</strong> diamond. We will see in section 5 some important consequences <strong>of</strong> <strong>the</strong>se<br />
phenomenal observations for a better understanding <strong>of</strong> <strong>the</strong> meaning <strong>of</strong> shape.<br />
One main effect related to Mach’s square/diamond illusion <strong>is</strong> <strong>the</strong> fact that <strong>the</strong><br />
diamond appears larger than <strong>the</strong> square. Schumann (1900) suggested that th<strong>is</strong> <strong>is</strong><br />
related to <strong>the</strong> fact that v<strong>is</strong>ual attention <strong>is</strong> placed on <strong>the</strong> vertical-horizontal axes,<br />
which are clearly longer in <strong>the</strong> diamond condition. Th<strong>is</strong> explanation <strong>is</strong> supported<br />
by <strong>the</strong> results <strong>of</strong> a simple control experiment according to which, by focusing<br />
<strong>the</strong> attention on one side <strong>of</strong> <strong>the</strong> diamond ra<strong>the</strong>r than on one angle, during <strong>the</strong><br />
compar<strong>is</strong>on <strong>of</strong> <strong>the</strong> size <strong>of</strong> Fig. 2a and 2c, <strong>the</strong> apparent size difference between <strong>the</strong><br />
square and <strong>the</strong> diamond <strong>is</strong> strongly reduced or even annulled.<br />
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3.3. The Role <strong>of</strong> <strong>the</strong> Frame <strong>of</strong> Reference in <strong>Shape</strong> Perception<br />
More recent and complex explanations <strong>of</strong> <strong>the</strong> square/diamond illusion are based<br />
on object-centered reference frames. Rock (1973, 1983; see also Clément &<br />
Bukley, 2008), starting from previous <strong>Gestalt</strong> studies (Asch & Witkin, 1948a,<br />
1948b; K<strong>of</strong>fka, 1935; Metzger, 1941, 1975), suggested that <strong>the</strong> perceived<br />
shape <strong>is</strong> a description relative to a perceptual frame <strong>of</strong> reference, i.e. <strong>the</strong> v<strong>is</strong>ual<br />
system prefers gravitational axes over retinal or head axes. In o<strong>the</strong>r words, Rock<br />
considered Mach’s square/diamond illusion as a clear evidence that a shape<br />
<strong>is</strong> perceived in relation to an environmental frame <strong>of</strong> reference where gravity<br />
defines <strong>the</strong> reference orientation, at least in <strong>the</strong> absence <strong>of</strong> intrinsic axes in <strong>the</strong><br />
object itself. If <strong>the</strong> environmental orientation <strong>of</strong> <strong>the</strong> figure changes with respect<br />
to <strong>the</strong> two figures, <strong>the</strong> description <strong>of</strong> one shape does not match <strong>the</strong> description<br />
stored in memory for <strong>the</strong> o<strong>the</strong>r shape, <strong>the</strong>refore <strong>the</strong> observer fails to perceive <strong>the</strong><br />
equivalence <strong>of</strong> <strong>the</strong> two figures.<br />
The stimulus factors important in determining <strong>the</strong> intrinsic reference frame<br />
are: gravitational orientation; directional symmetry (Pinna, 2010b; Pinna &<br />
Reeves, 2009); axes <strong>of</strong> reflectional symmetry, configural orientation (Attneave,<br />
1968; Palmer, 1980) and axes <strong>of</strong> elongation (Marr & N<strong>is</strong>hihara, 1978; Palmer,<br />
1975a, 1983, 1985; Rock, 1973). These factors rule <strong>the</strong> relation between shape<br />
and orientation as it happens in o<strong>the</strong>r phenomena (e.g., <strong>the</strong> rod-and-frame and<br />
Kopfermann’s effects; Davi & Pr<strong>of</strong>itt, 1993; Kopfermann, 1930; see also Marr &<br />
N<strong>is</strong>hihara, 1978; Palmer, 1975b, 1989, 1999; Witkins & Asch, 1948).<br />
These explanations contain some serious limits especially within <strong>the</strong> context <strong>of</strong><br />
phenomenology. More particularly, <strong>the</strong>y cannot account for <strong>the</strong> reason why we<br />
perceive a square, a diamond or a rotated square without invoking names and<br />
descriptions stored in memory. More specifically, <strong>the</strong>y do not say anything about<br />
what changes phenomenally inside <strong>the</strong> shape properties when axes <strong>of</strong> reflection,<br />
gravitation and o<strong>the</strong>r factors change and about which shape properties switch<br />
when a square switches to a diamond.<br />
These limits are accompanied by <strong>the</strong> following questions: why are two names/<br />
descriptions (square and diamond) stored so differently? Are <strong>the</strong>y stored as different<br />
names because <strong>the</strong>y are perceived differently or are <strong>the</strong>y perceived differently<br />
because <strong>the</strong>y are stored in memory with different names/descriptions? These last<br />
questions are not trivial because <strong>the</strong>y are related to <strong>the</strong> important problem <strong>of</strong><br />
<strong>the</strong> primary role <strong>of</strong> v<strong>is</strong>ual perception over <strong>the</strong> higher cognitive processes (see<br />
Kanizsa, 1980, 1985, 1991). Th<strong>is</strong> implies that <strong>the</strong> difference between square and<br />
diamond can be accounted for within <strong>the</strong> domain <strong>of</strong> v<strong>is</strong>ion alone and in terms <strong>of</strong><br />
perceptual organization <strong>of</strong> shape attributes.<br />
In addition to <strong>the</strong>se <strong>is</strong>sues, <strong>the</strong> previous hypo<strong>the</strong>ses cannot explain what shapes,<br />
such as squares, diamonds or rotated squares, are, and, even more generally, <strong>the</strong>y
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do not say anything about what a shape <strong>is</strong>. They only state that in <strong>the</strong> case <strong>of</strong> <strong>the</strong><br />
square/diamond illusion some factors influence <strong>the</strong> switch from one shape to<br />
ano<strong>the</strong>r. Even if <strong>the</strong>se factors are likely really effective, <strong>the</strong>y cannot explain <strong>the</strong><br />
meaning <strong>of</strong> shape. As a consequence, on <strong>the</strong> bas<strong>is</strong> <strong>of</strong> <strong>the</strong>se factors what determines<br />
<strong>the</strong> perception <strong>of</strong> a square and a diamond <strong>is</strong> not accounted for.<br />
4. Doubts about <strong>the</strong> Role <strong>of</strong> Frame <strong>of</strong> Reference<br />
4.1. On <strong>the</strong> Second Order Square/Diamond Illusion<br />
The limits <strong>of</strong> <strong>the</strong>se hypo<strong>the</strong>ses can be highlighted even more effectively through<br />
some new phenomenal conditions useful to understand <strong>the</strong> meaning <strong>of</strong> shape.<br />
Their rationale <strong>is</strong> <strong>the</strong> following: if <strong>the</strong> perceived shape <strong>is</strong> a description relative<br />
to a perceptual frame <strong>of</strong> reference, <strong>the</strong>n results analogous to those achieved with<br />
<strong>the</strong> square/diamond illusion are expected to be attained through second order<br />
variations <strong>of</strong> squares and diamonds.<br />
In Fig. 3a, <strong>the</strong> square and <strong>the</strong> diamond <strong>of</strong> Figs. 2a and 2c and <strong>the</strong> rotated square<br />
<strong>of</strong> Fig. 2b are changed by making <strong>the</strong> sides concave. Under <strong>the</strong>se conditions <strong>the</strong><br />
two main effects previously described, i.e. <strong>the</strong> square/diamond switch and <strong>the</strong> size<br />
difference between <strong>the</strong> horizontal and vertical conditions, are strongly reduced or<br />
even absent. They appear more easily like <strong>the</strong> same figure with different amount<br />
<strong>of</strong> rotation.<br />
392
!<br />
"<br />
#<br />
$<br />
%<br />
&<br />
'<br />
(<br />
)<br />
*<br />
Fig. 3 Second order variations <strong>of</strong> a square, a rotated square and a diamond<br />
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In !"#$%&'()''!"#$%#&'(#$$"<br />
Fig. 3b, <strong>the</strong> angles are now rounded. The two main effects <strong>of</strong> <strong>the</strong> square/<br />
diamond +(!,-).-,(%-/%!0)0'-1&-.(!2%3<br />
illusion are clearly absent. They are also absent in <strong>the</strong> fur<strong>the</strong>r conditions<br />
illustrated in Figs. 3c-g, where <strong>the</strong> changes involve <strong>the</strong> whole shapes. In Figs. 3hj,<br />
only one angle <strong>of</strong> each shape has been changed, but again <strong>the</strong> square/diamond
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and <strong>the</strong> size difference effects are very weak or absent. These results demonstrate<br />
that under <strong>the</strong>se conditions <strong>the</strong> vertical/horizontal and gravitational ax<strong>is</strong> do not<br />
define <strong>the</strong> reference orientation and, thus, do not influence shape perception.<br />
4.2. The Square/Diamond Illusion with Polygons<br />
A second set <strong>of</strong> conditions that weaken <strong>the</strong> previous hypo<strong>the</strong>ses and, at <strong>the</strong> same<br />
time, contribute to an understanding that <strong>the</strong> meaning <strong>of</strong> shape <strong>is</strong> related to <strong>the</strong><br />
orientation <strong>of</strong> polygons. If <strong>the</strong> rotation <strong>of</strong> a square by 45 deg induces <strong>the</strong> square/<br />
diamond illusion, similar results are expected by rotating polygons.<br />
In Fig. 4, several polygons in two orientations with a different number <strong>of</strong> sides<br />
are illustrated. The polygons do not show any kind <strong>of</strong> difference in <strong>the</strong> two<br />
orientations. Fur<strong>the</strong>rmore, <strong>the</strong>y do not have different names stored in memory<br />
and, finally, <strong>the</strong>y do not show a clear size change like <strong>the</strong> one reported in <strong>the</strong><br />
square/diamond illusion.<br />
Fig. 4 Polygons and <strong>the</strong> square/diamond illusion<br />
Why does only <strong>the</strong> square induce th<strong>is</strong> kind <strong>of</strong> illusion, while o<strong>the</strong>r polygons do<br />
not? The octagon, shown in two orientations, with <strong>the</strong> sides or with <strong>the</strong> angles<br />
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along <strong>the</strong> vertical/horizontal ax<strong>is</strong> (see Fig. 5), <strong>is</strong> useful when answering th<strong>is</strong><br />
question. Under <strong>the</strong>se conditions, <strong>the</strong> two figures appear different: one flattened<br />
and <strong>the</strong> o<strong>the</strong>r pointed. Sides or angles emerge more strongly in one but not in <strong>the</strong><br />
o<strong>the</strong>r condition and vice versa. The vertical/horizontal alignments streng<strong>the</strong>n <strong>the</strong><br />
salience <strong>of</strong> <strong>the</strong> sides and <strong>the</strong> angles. (It <strong>is</strong> worthwhile clarifying that, among <strong>the</strong><br />
previous polygons, <strong>the</strong> one geometrically and phenomenally closer to <strong>the</strong> octagon<br />
<strong>is</strong> <strong>the</strong> hexagon, where sides and angles are as well placed both on <strong>the</strong> vertical and<br />
on <strong>the</strong> horizontal ax<strong>is</strong>.) Although <strong>the</strong> two octagons show <strong>the</strong> difference previously<br />
described, <strong>the</strong>y do not have different names stored in memory and do not show<br />
a clear size difference like <strong>the</strong> square/diamond illusion.<br />
Fig. 5 Flattened and pointed octagons<br />
A new effect emerging in <strong>the</strong>se figures <strong>is</strong> an illusion <strong>of</strong> numerosity: <strong>the</strong> number<br />
<strong>of</strong> angles and sides <strong>is</strong> perceived higher in <strong>the</strong> octagon with <strong>the</strong> angles along <strong>the</strong><br />
vertical and horizontal axes. Th<strong>is</strong> phenomenon <strong>is</strong> likely related to <strong>the</strong> phenomenal<br />
asymmetry between <strong>the</strong> emergence <strong>of</strong> <strong>the</strong> sides and <strong>the</strong> angles. Th<strong>is</strong> asymmetry<br />
will be dealt in greater depth in <strong>the</strong> next section.<br />
5. Inside <strong>the</strong> <strong>Shape</strong>: <strong>What</strong> <strong>is</strong> a <strong>Shape</strong>?<br />
5.1. <strong>What</strong> are Squares and Diamonds? Sidedness and Pointedness<br />
To understand why <strong>the</strong> second order variations illustrated in Fig. 3 are not<br />
influenced in <strong>the</strong> two main properties <strong>of</strong> <strong>the</strong> square/diamond effect, it <strong>is</strong><br />
necessary to go back to <strong>the</strong> properties emerging in <strong>the</strong> two octagons, which help<br />
<strong>the</strong> understanding <strong>of</strong> <strong>the</strong> meaning <strong>of</strong> <strong>the</strong> square and <strong>the</strong> diamond.<br />
In geometry, a square <strong>is</strong> defined as a regular quadrilateral, namely a shape with<br />
four equal sides and four equal angles. Sides and angles are <strong>the</strong> components <strong>of</strong> a<br />
square that emerge more easily within <strong>the</strong> gradient <strong>of</strong> v<strong>is</strong>ibility, i.e. <strong>the</strong> gradient <strong>of</strong><br />
phenomenal vividness <strong>of</strong> different v<strong>is</strong>ual attributes that do not pop out with <strong>the</strong><br />
same strength (Pinna, 2010a). If a square shape <strong>is</strong> made up <strong>of</strong> sides and angles,<br />
<strong>the</strong>n it shows phenomenal properties such as “sidedness” and “pointedness” related<br />
to <strong>the</strong>se components. These two properties are only apparently equipollent. The<br />
square/diamond illusion demonstrates <strong>the</strong> vividness asymmetry between <strong>the</strong>se<br />
properties. In <strong>the</strong> square <strong>the</strong> sidedness appears stronger than <strong>the</strong> pointedness,<br />
while <strong>the</strong> diamond shows more strongly <strong>the</strong> pointedness. The perceived strength<br />
!"#$%&'()''!"#$%#&'(#$$"<br />
!"#$%&'%$"(%)(#*&*+%,-%'"#.(/
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<strong>of</strong> one or <strong>of</strong> <strong>the</strong> o<strong>the</strong>r property <strong>is</strong> influenced by <strong>the</strong> vertical/horizontal and<br />
gravitational ax<strong>is</strong> that plays by accentuating <strong>the</strong> sidedness against <strong>the</strong> pointedness<br />
in <strong>the</strong> square and, vice versa, <strong>the</strong> pointedness against <strong>the</strong> sidedness in <strong>the</strong> diamond.<br />
On <strong>the</strong> bas<strong>is</strong> <strong>of</strong> <strong>the</strong>se properties, it appears clear why <strong>the</strong> second order variations<br />
<strong>of</strong> Fig. 3 are not involved in <strong>the</strong> square/diamond illusions. In fact, in all <strong>the</strong><br />
conditions illustrated sidedness and pointedness are not in contrast but ei<strong>the</strong>r <strong>the</strong><br />
sidedness or <strong>the</strong> pointedness are attenuated or emphasized, thus weakening only<br />
one <strong>of</strong> <strong>the</strong> two effects. Th<strong>is</strong> entails that one <strong>of</strong> <strong>the</strong> two singularities <strong>is</strong> weakened,<br />
<strong>the</strong>refore appearing as a rotation <strong>of</strong> <strong>the</strong> o<strong>the</strong>r.<br />
The two properties can also account for <strong>the</strong> reason why we perceive a rotated<br />
square in Fig. 2b. Th<strong>is</strong> <strong>is</strong> due to <strong>the</strong> strength <strong>of</strong> <strong>the</strong> sidedness being higher than<br />
<strong>the</strong> one <strong>of</strong> <strong>the</strong> pointedness.<br />
Similarly, <strong>the</strong> numerosity illusion <strong>of</strong> Fig. 5 can be considered as related to <strong>the</strong><br />
shape attribute that defines <strong>the</strong> number <strong>of</strong> elements in <strong>the</strong> octagon. We suggest<br />
that th<strong>is</strong> figure, similarly to <strong>the</strong> o<strong>the</strong>r polygons, <strong>is</strong> mostly defined by <strong>the</strong> sidedness<br />
and thus by <strong>the</strong> number <strong>of</strong> sides. More specifically, to answer a question like<br />
“what polygon <strong>is</strong> th<strong>is</strong>?” spontaneously we count at a glance <strong>the</strong> number <strong>of</strong> sides<br />
but not <strong>the</strong> number <strong>of</strong> vertices. The importance <strong>of</strong> <strong>the</strong> two properties in defining<br />
<strong>the</strong> shape appears in fact asymmetrical. Therefore, because in <strong>the</strong> pointed octagon<br />
<strong>of</strong> Fig. 5 <strong>the</strong> sidedness <strong>is</strong> weakened while <strong>the</strong> vertices are perceived with a stronger<br />
vividness, <strong>the</strong> numerosity <strong>of</strong> <strong>the</strong> sides <strong>is</strong> determined taking into account or starting<br />
from <strong>the</strong> angles or vertices, which induce an increasing <strong>of</strong> number <strong>of</strong> sides or a<br />
summation effect due to <strong>the</strong> numerosity fuzziness <strong>of</strong> <strong>the</strong> sides toge<strong>the</strong>r with <strong>the</strong><br />
angles. The calculation at a glance <strong>of</strong> <strong>the</strong> number <strong>of</strong> sides can include also some<br />
vertices that pop out more strongly than <strong>the</strong> sides.<br />
These phenomenal reports suggest that, all else being equal, <strong>the</strong> perceived shape<br />
can change or switch from one shape to ano<strong>the</strong>r by accentuating <strong>the</strong> sidedness<br />
or <strong>the</strong> pointedness independently from <strong>the</strong> vertical/horizontal and gravitational<br />
axes. A demonstration <strong>of</strong> th<strong>is</strong> expectation <strong>is</strong> illustrated in Fig. 6, where, despite<br />
<strong>the</strong> configural orientation effects (i.e. <strong>the</strong> perception <strong>of</strong> local spatial orientation<br />
determined by <strong>the</strong> global spatial orientational structure) studied by Attneave<br />
(1968) and Palmer (1980), rows <strong>of</strong> figures are perceived as rotated squares or as<br />
diamonds according to <strong>the</strong> position <strong>of</strong> <strong>the</strong> small circle placed near <strong>the</strong> sides or<br />
near <strong>the</strong> angles <strong>of</strong> <strong>the</strong> figures (see also Pinna, 2010a, 2010b; Pinna & Albertazzi,<br />
2011). While in Figs. 6a and 6c, <strong>the</strong> geometrical diamonds are phenomenally<br />
perceived as rotated squares, in Figs. 6b and 6d, <strong>the</strong> geometrical diamonds are<br />
perceived more strongly than in <strong>the</strong> control (Fig. 6e) as diamonds.<br />
396
#<br />
2<br />
0<br />
1<br />
(<br />
Fig. 6 Rotated squares or diamonds?<br />
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5.2. On <strong>the</strong> Difference between a Square and a Rotated Square<br />
It <strong>is</strong> worthwhile clarifying that a diamond and a square rotated by 45 deg as shown<br />
in Fig. 6 are different shapes, not only because <strong>the</strong>y have two different names, but,<br />
mostly, because <strong>the</strong>y show opposite phenomenal properties: pointedness in <strong>the</strong><br />
diamonds and sidedness in <strong>the</strong> rotated squares. Th<strong>is</strong> shape switch <strong>is</strong> not a minor<br />
difference but a variation <strong>of</strong> <strong>the</strong> perceptual meaning <strong>of</strong> shape (see Pinna, 2010b).<br />
Pointedness and sidedness are like <strong>the</strong> underlying shapes <strong>of</strong> <strong>the</strong> shape, a second<br />
level shape (meta-shape), i.e. <strong>the</strong> meanings <strong>of</strong> <strong>the</strong> perceived shapes, and, more<br />
!"#$%&'()''!"#$%#&'(#$$"<br />
!"#$%&'%$"(%)(#*&*+%,-%'"#.(/
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particularly, <strong>of</strong> <strong>the</strong> diamond and square or <strong>of</strong> <strong>the</strong> two octagons illustrated in Fig.<br />
5. These phenomenal remarks are corroborated by <strong>the</strong> results <strong>of</strong> Fig. 7, where <strong>the</strong><br />
inner rectangles accentuate <strong>the</strong> sidedness or <strong>the</strong> pointedness <strong>of</strong> both <strong>the</strong> checks<br />
and <strong>the</strong> whole checkerboards, thus eliciting respectively <strong>the</strong> perception <strong>of</strong> rotated<br />
squares or diamonds in <strong>the</strong> same geometrical figures. Th<strong>is</strong> result demonstrates<br />
local and global effects <strong>of</strong> <strong>the</strong> accentuation.<br />
Fig. 7 Rotated squares or diamonds in both <strong>the</strong> checks and <strong>the</strong> whole checkerboards<br />
!"#$%&'()''!"#$%#&'(#$$"<br />
!"#$%&'%$"(%)(#*&*+%,-%'"#.(/<br />
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Sidedness and pointedness can also be accentuated in <strong>the</strong> two grids with <strong>the</strong><br />
same geometrical shape as shown in Fig. 8. Again, <strong>the</strong> single elements <strong>of</strong> <strong>the</strong> grid<br />
(each single inner diamond shape) and <strong>the</strong> global shape <strong>of</strong> <strong>the</strong> grid are perceived<br />
as rotated squares or diamonds by virtue <strong>of</strong> <strong>the</strong> accentuation <strong>of</strong> sidedness or<br />
pointedness.<br />
Fig. 8 Rotated squares or diamonds in both <strong>the</strong> components and <strong>the</strong> whole grids<br />
These results suggest that <strong>the</strong> shape <strong>of</strong> an object depends on its inner properties,<br />
on <strong>the</strong>ir accentuation due to o<strong>the</strong>r elements (d<strong>is</strong>k or empty circles) present in<br />
!"#$%&'()''!"#$%#&'(#$$"<br />
!"#$%&'%$"(%)(#*&*+%,-%'"#.(/
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<strong>the</strong> v<strong>is</strong>ual field. Therefore, shape perception <strong>is</strong> <strong>the</strong> result <strong>of</strong> <strong>the</strong> organization <strong>of</strong> its<br />
inner attributes, whose gradient <strong>of</strong> v<strong>is</strong>ibility can be changed according to accents<br />
placed in a spatial position that enhances <strong>the</strong> vividness <strong>of</strong> one shape attribute<br />
against <strong>the</strong> o<strong>the</strong>r.<br />
It <strong>is</strong> worthwhile showing Kopfermann’s effect demonstrating <strong>the</strong> dependence <strong>of</strong><br />
an object shape on <strong>the</strong> frame <strong>of</strong> reference (Kopfermann, 1930; see also Antonucci<br />
et al., 1995; Gibson, 1937; Wikin & Asch, 1948). The effect <strong>is</strong> shown in Fig. 9 in<br />
<strong>the</strong> four classical versions. Under <strong>the</strong>se conditions, <strong>the</strong> square and <strong>the</strong> diamond<br />
<strong>of</strong> Figs. 9a-b, when included within a rectangle obliquely oriented are perceived<br />
respectively as a diamond and as a rotated square (see Figs. 9c-d).<br />
Fig. 9 Kopfermann’s effect<br />
Figs. 10a and 10b demonstrate <strong>the</strong> stronger role <strong>of</strong> <strong>the</strong> accentuation <strong>of</strong> <strong>the</strong><br />
sidedness or <strong>the</strong> pointedness over <strong>the</strong> larger reference frame. Due to <strong>the</strong> black<br />
dot and to <strong>the</strong> inner small rectangle, <strong>the</strong> geometrical shapes are now restored,<br />
i.e. <strong>the</strong> diamond and <strong>the</strong> rotated square perceived in Figs. 9c-d are switched into<br />
a rotated square and a diamond demonstrating <strong>the</strong> ineffectiveness <strong>of</strong> <strong>the</strong> larger<br />
frame <strong>of</strong> reference.<br />
!"#$%&'()''!"#$%#&'(#$$"<br />
!"#$%&'%$"(%)(#*&*+%,-%'"#.(/<br />
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Fig. 10 Kopfermann’s effect annulled<br />
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5.3. On <strong>the</strong> Accentuation <strong>of</strong> <strong>Shape</strong> Properties<br />
Sidedness and pointedness can be accentuated in many ways (see Pinna, 2010a,<br />
2010b; Pinna & Albertazzi, 2011). A powerful accentuation factor <strong>is</strong> <strong>the</strong> reversed<br />
contrast shown in Fig. 11. Due to th<strong>is</strong> factor, <strong>the</strong> same geometrical octagons<br />
appear rotated in opposite directions, clockw<strong>is</strong>e or anticlockw<strong>is</strong>e (Figs. 11a-b).<br />
They are also perceived pointed with different strength and at different locations<br />
<strong>of</strong> <strong>the</strong> figures depending on <strong>the</strong> position <strong>of</strong> <strong>the</strong> white components (Figs. 11c-d).<br />
!"#$%&'()*''!"#$%#&'(#$$"<br />
By !"#$%&'%$"(%)(#*&*+%,-%'"#.(/<br />
comparing Figs. 11a-b and 11c-d, <strong>the</strong> v<strong>is</strong>ual differences between <strong>the</strong> sidedness<br />
and <strong>the</strong> pointedness emerge very clearly. The difference in salience <strong>of</strong> sides and<br />
angles <strong>is</strong> seen very clearly also in Figs. 11e-f, where a slightly concave and convex<br />
effect <strong>of</strong> <strong>the</strong> sides can be perceived.<br />
These differences are also accompanied by <strong>the</strong> illusion <strong>of</strong> numerosity described<br />
in section 4.2. It <strong>is</strong> worthwhile noticing that it <strong>is</strong> not <strong>the</strong> geometrical orientation<br />
which defines <strong>the</strong> numerosity, in fact it <strong>is</strong> kept constant, but <strong>the</strong> emergence <strong>of</strong> <strong>the</strong><br />
sidedness or <strong>of</strong> <strong>the</strong> pointedness due to <strong>the</strong>ir accentuation.
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Fig. 11 Accentuation <strong>of</strong> sidedness and pointedness in octagons<br />
In Fig. 12, <strong>the</strong> accentuation <strong>of</strong> <strong>the</strong> sidedness and pointedness through <strong>the</strong><br />
!"#$%&'(()''!"#$%#&'(#$$"<br />
reversed !"#$%&'%$"(%)(#*&*+%,-%'"#.(/<br />
contrast induces diamond-shaped (Fig. 12a) or grand piano-like (Fig.<br />
12b) figures in <strong>the</strong> same geometrical objects.<br />
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Fig. 12 Diamond-shaped or grand piano-like figures in <strong>the</strong> same geometrical objects<br />
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In Fig. 13, <strong>the</strong> accentuation, due to <strong>the</strong> arrangement <strong>of</strong> black and white sides <strong>of</strong> each<br />
square, !"#$%&'()*''!"#$%#&'(#$$"<br />
produces a directional symmetry and elicits several phenomena: (i) a global<br />
!"#$%&'%$"(%)(#*&*+%,-%'"#.(/<br />
and local rectangle illusion, i.e. <strong>the</strong> geometrical squares, both locally (each single<br />
square) and globally (<strong>the</strong> square made up <strong>of</strong> squares), are perceived like rectangles<br />
elongated in <strong>the</strong> direction perpendicular to <strong>the</strong> black sides; (ii) <strong>the</strong> orientation <strong>of</strong><br />
each element appears polarized (upwards in Fig. 13a and downwards in Fig. 13b);<br />
(iii) <strong>the</strong> elements are grouped in columns and rows and a global waving (up &
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down or left & right) apparent motion <strong>is</strong> clearly perceived when <strong>the</strong> gaze follows<br />
<strong>the</strong> tip <strong>of</strong> a pen moved across <strong>the</strong> patterns illustrated in Figs. 13c and 13d.<br />
These results are likely related to <strong>the</strong> fact that <strong>the</strong> black side not only enhances<br />
<strong>the</strong> salience <strong>of</strong> <strong>the</strong> sidedness, but also defines <strong>the</strong> base <strong>of</strong> each check. Th<strong>is</strong> suggests<br />
that <strong>the</strong> phenomenal accentuation <strong>of</strong> one shape property manifests vectorial<br />
properties. More particularly, <strong>the</strong> accent placed on <strong>the</strong> black side appears, under<br />
<strong>the</strong>se conditions, as <strong>the</strong> starting point <strong>of</strong> <strong>the</strong> oriented direction. The white side<br />
<strong>of</strong> each check, opposite to <strong>the</strong> black one, <strong>is</strong> perceived as <strong>the</strong> tip <strong>of</strong> <strong>the</strong> arrow or<br />
as <strong>the</strong> terminal point <strong>of</strong> <strong>the</strong> oriented direction induced by <strong>the</strong> accent. Finally.<br />
<strong>the</strong> magnitude <strong>of</strong> <strong>the</strong> vector depends on <strong>the</strong> magnitude <strong>of</strong> <strong>the</strong> accent, here kept<br />
constant. Briefly, <strong>the</strong> accents behave like Euclidean vectors considered in <strong>the</strong><br />
same acceptation used in physics.<br />
Fig. 13 The accentuation, due to black sides, produces a directional symmetry and manifests<br />
vectorial properties<br />
!"#$%&'()*''!"#$%#&'(#$$"<br />
!"#$%&'%$"(%)(#*&*+%,-%'"#.(/<br />
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These results demonstrate that <strong>the</strong> accentuation <strong>of</strong> one shape property against<br />
<strong>the</strong> o<strong>the</strong>r can induce different kinds <strong>of</strong> dimensional, direction and even motion<br />
effects, which suggest a <strong>the</strong>ory <strong>of</strong> shape, considered like an overall holder<br />
containing many shape attributes that compete or cooperate and whose strength<br />
can be changed or accentuated in many ways.<br />
O<strong>the</strong>r effects induced by <strong>the</strong> accentuation and by its vectorial properties are <strong>the</strong><br />
tilt and straighten up effects <strong>of</strong> Fig. 14. The dot seems to tilt fur<strong>the</strong>r <strong>the</strong> shape<br />
by pulling <strong>the</strong> top left-hand corner <strong>of</strong> <strong>the</strong> parallelogram in Fig. 14-left and to<br />
push <strong>the</strong> whole figure in <strong>the</strong> right-vertical direction, thus, straightening up <strong>the</strong><br />
parallelogram in Fig. 14-right.<br />
Fig. 14 Tilt and straighten up effects<br />
Ano<strong>the</strong>r kind <strong>of</strong> accentuation <strong>is</strong> induced by <strong>the</strong> m<strong>is</strong>sing parts or cuts <strong>of</strong> sides<br />
and angles shown in Fig. 15, thus inducing <strong>the</strong> switch from <strong>the</strong> diamond to <strong>the</strong><br />
rotated square shape both in <strong>the</strong> 2D and 3D conditions. It <strong>is</strong> worthwhile noticing<br />
that <strong>the</strong> 3D appearance <strong>of</strong> <strong>the</strong> cube with <strong>the</strong> m<strong>is</strong>sing corner <strong>is</strong> weaker than <strong>the</strong><br />
one <strong>of</strong> <strong>the</strong> cube with <strong>the</strong> cut side (see also Fig. 16). Th<strong>is</strong> <strong>is</strong> likely due to <strong>the</strong><br />
directional symmetry induced by <strong>the</strong> cut, which favors <strong>the</strong> vertical organization<br />
<strong>of</strong> lines that camouflages <strong>the</strong> whole 3D perception.<br />
!"#$%&'()*''!"#$%#&'(#$$"<br />
!"#$%&'%$"(%)(#*&*+%,-%'"#.(/
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Fig . 15 Diamond and <strong>the</strong> rotated square shapes both in <strong>the</strong> 2D and 3D conditions<br />
By introducing white sides or white dots within <strong>the</strong> same shape near <strong>the</strong> corner<br />
or next to one side, <strong>the</strong> cube appearance can be ei<strong>the</strong>r weakened or optimized (cf.<br />
<strong>the</strong> control at <strong>the</strong> bottom) as shown in Fig. 16.<br />
!"#$%&'()*''!"#$%#&'(#$$"<br />
!"#$%&'%$"(%)(#*&*+%,-%'"#.(/<br />
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Fig. 16 The vertical organization weakens <strong>the</strong> 3D appearance <strong>of</strong> <strong>the</strong> cubes<br />
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5.4. O<strong>the</strong>r !"#$%&'()*''!"#$%#&'(#$$" <strong>Shape</strong> Properties: The Pointing<br />
!"#$%&'%$"(%)(#*&*+%,-%'"#.(/<br />
The shape properties are not restricted to <strong>the</strong> sidedness and pointedness. Given<br />
<strong>the</strong> vectorial attributes previously described and <strong>the</strong> relations between sides and<br />
angles and also between what appears as <strong>the</strong> base <strong>of</strong> a shape and its height, <strong>the</strong><br />
pointing <strong>is</strong> ano<strong>the</strong>r significant shape property, which can be strongly influenced<br />
by <strong>the</strong> accentuation. If <strong>the</strong> pointing <strong>is</strong> a shape attribute, <strong>the</strong>n it <strong>is</strong> expected to<br />
create and define <strong>the</strong> perceived shape.<br />
In Fig. 17a, <strong>the</strong> horizontal alignment <strong>of</strong> equilateral triangles induces <strong>the</strong> pointing
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<strong>of</strong> <strong>the</strong> triangles in <strong>the</strong> direction <strong>of</strong> <strong>the</strong>ir alignment. Th<strong>is</strong> <strong>is</strong> due to <strong>the</strong> configural<br />
orientation effect studied by Attneave (1968), Palmer (1980, 1989) and Palmer<br />
& Bucher (1981).<br />
Figs. 17b-c demonstrate that <strong>the</strong> pointing <strong>of</strong> <strong>the</strong> triangles can be deviated or<br />
redirected by <strong>the</strong> small rectangles and circles placed inside each triangle,<br />
respectively in <strong>the</strong> top left and bottom left-hand directions. These results are<br />
unexpected on <strong>the</strong> bas<strong>is</strong> <strong>of</strong> <strong>the</strong> configural orientation effect (see also Pinna,<br />
2010a, 2010b).<br />
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Fig. 17 The pointing and <strong>the</strong> shape <strong>of</strong> triangles can be influenced by <strong>the</strong> accentuation<br />
!"#$%&'()*''!"#$%#&'(#$$"<br />
!"#$%&'%$"(%)(#*&*+%,-%'"#.(/<br />
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More important than <strong>the</strong>se conditions are <strong>the</strong> following ones <strong>of</strong> Figs. 17d-e, where<br />
<strong>the</strong> pointing clearly influences <strong>the</strong> shape <strong>of</strong> <strong>the</strong> triangles, thus demonstrating<br />
that <strong>the</strong> pointing <strong>is</strong> a shape property. Geometrically <strong>the</strong> triangles are <strong>is</strong>osceles,<br />
never<strong>the</strong>less due to <strong>the</strong> pointing induced by <strong>the</strong> two kinds <strong>of</strong> accentuation<br />
(rectangles and circles), <strong>the</strong>y are perceived like scalene triangles. More in details,<br />
because <strong>the</strong> perceived pointing <strong>is</strong> not in <strong>the</strong> direction <strong>of</strong> <strong>the</strong> angle created by<br />
<strong>the</strong> two longer sides, th<strong>is</strong> induces an asymmetrical effect that propagates and<br />
determines <strong>the</strong> whole shape <strong>of</strong> each triangle making it appear as scalene.<br />
These results suggest that <strong>the</strong> pointing and all <strong>the</strong> o<strong>the</strong>r meta-shape attributes<br />
here studied are <strong>the</strong> main attributes responsible for <strong>the</strong> shape formation. They<br />
can explain what a shape <strong>is</strong>.<br />
Variations in <strong>the</strong> pointing <strong>of</strong> sides or vertices, due to <strong>the</strong> accentuation, clearly<br />
influence <strong>the</strong> shape <strong>of</strong> figures as shown in Fig. 18. Under <strong>the</strong>se conditions, <strong>the</strong><br />
rows <strong>of</strong> irregular quadrilaterals are perceived as different shapes, difficult to<br />
recognize as <strong>the</strong> same figures. By determining <strong>the</strong> shape, <strong>the</strong> accent determines<br />
also <strong>the</strong> orientation <strong>of</strong> each specific shape and <strong>the</strong>refore <strong>the</strong> shape-related<br />
information about its rigidity and surface bending in <strong>the</strong> 3D space. The bending<br />
region <strong>is</strong> easily and immediately perceivable and its location changes in relation<br />
to <strong>the</strong> accent position within <strong>the</strong> figure. These results suggest <strong>the</strong> kind <strong>of</strong> v<strong>is</strong>ual<br />
organization and <strong>the</strong> new conditions illustrated in <strong>the</strong> following section.
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Fig. 18 Rows <strong>of</strong> irregular quadrilaterals are perceived as different shapes<br />
5.5. The Headedness and <strong>the</strong> Organic Segmentation<br />
There <strong>is</strong> a special kind <strong>of</strong> shape formation never studied before, which subsumes<br />
a meta-shape property that we call “headedness”. Th<strong>is</strong> property <strong>is</strong> shown in <strong>the</strong><br />
irregular !"#$%&'()*''!"#$%#&'(#$$" wiggly object <strong>of</strong> Fig. 19a that assumes an organic appearance similar to<br />
an !"#$%&'%$"(%)(#*&*+%,-%'"#.(/<br />
amoeba or to some kind <strong>of</strong> living creature with a head and upper and lower<br />
limbs, moving in <strong>the</strong> direction defined by <strong>the</strong> shape component perceived as <strong>the</strong><br />
head <strong>of</strong> <strong>the</strong> organ<strong>is</strong>m. The object shapes up slowly and appears reversible, i.e.<br />
<strong>the</strong> same component can assume different roles (head, limb), <strong>the</strong>refore changing<br />
<strong>the</strong> whole organic segmentation and, as a consequence, <strong>the</strong> direction <strong>of</strong> <strong>the</strong><br />
perceived motion, <strong>the</strong> structure, <strong>the</strong> weight and all <strong>the</strong> o<strong>the</strong>r static and dynamic<br />
character<strong>is</strong>tics <strong>of</strong> <strong>the</strong> organ<strong>is</strong>m.<br />
Th<strong>is</strong> organic segmentation can be reshaped, similarly to <strong>the</strong> ways previously<br />
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shown in <strong>the</strong> case <strong>of</strong> <strong>the</strong> squares, through <strong>the</strong> accentuation <strong>of</strong> one component<br />
against <strong>the</strong> o<strong>the</strong>rs in <strong>the</strong> function <strong>of</strong> head, thus favoring <strong>the</strong> emergence <strong>of</strong> <strong>the</strong><br />
headedness shape property. Figs. 19b-e demonstrate that by changing <strong>the</strong> spatial<br />
position <strong>of</strong> <strong>the</strong> small circle <strong>the</strong> organ<strong>is</strong>m changes its shape, appearing each time<br />
as a different creature. The component defined by <strong>the</strong> circle becomes <strong>the</strong> head.<br />
As such, all <strong>the</strong> organic properties change accordingly to what <strong>is</strong> perceived as <strong>the</strong><br />
head, i.e. to <strong>the</strong> headedness property. For instance, <strong>the</strong> organ<strong>is</strong>ms <strong>of</strong> Figs. 19bc<br />
or 19d-e are perceived moving in opposite directions. The limbs appear also<br />
totally different and so on.<br />
0<br />
Fig. 19 Different organic segmentations <strong>of</strong> undulated figures<br />
!"#$%&'()*''!"#$%#&'(#$$"<br />
!"#$%&'%$"(%)(#*&*+%,-%'"#.(/<br />
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Figs. 19f-c demonstrate that not all <strong>the</strong> components can assume <strong>the</strong> function <strong>of</strong><br />
head. The accentuation <strong>of</strong> <strong>the</strong> bottom components cannot induce so strongly as<br />
in Figs. 19b-e <strong>the</strong> headedness property. Th<strong>is</strong> likely depends on <strong>the</strong> position <strong>of</strong> <strong>the</strong><br />
head, usually placed sideways or at <strong>the</strong> top <strong>of</strong> a living being. However, <strong>the</strong> term<br />
“usually” does not necessarily mean that <strong>the</strong> position <strong>of</strong> <strong>the</strong> head <strong>is</strong> totally due to<br />
past experience, but that <strong>the</strong> head should be structurally located in certain spatial<br />
components and not in o<strong>the</strong>rs in order to show <strong>the</strong> strongest headedness property<br />
necessary to influence at best <strong>the</strong> entire shape.<br />
Against <strong>the</strong> headedness and organic segmentation, it can be argued that <strong>the</strong>se<br />
results are due to <strong>the</strong> fact that <strong>the</strong> filled circle behaves or <strong>is</strong> remin<strong>is</strong>cent <strong>of</strong> an<br />
eye, thus eliciting cognitive processes that have nothing to do with <strong>the</strong> shape<br />
formation within <strong>the</strong> v<strong>is</strong>ual domain. The counter-arguments to th<strong>is</strong> <strong>is</strong>sue are<br />
illustrated in <strong>the</strong> conditions <strong>of</strong> Fig. 20, where <strong>the</strong> positions <strong>of</strong> <strong>the</strong> small circle<br />
and <strong>the</strong> different shapes <strong>of</strong> <strong>the</strong> accentuation reject th<strong>is</strong> objection in favor <strong>of</strong> <strong>the</strong><br />
spontaneous organic segmentation as part <strong>of</strong> <strong>the</strong> problem <strong>of</strong> shape formation<br />
within <strong>the</strong> perceptual domain and depending on <strong>the</strong> headedness property. Figs.<br />
20f-g shows how different shapes <strong>of</strong> <strong>the</strong> inner components can create organic<br />
segmentation by putting toge<strong>the</strong>r different wiggly components that create not<br />
only a head within a body but also a face with different components (nose, mouth<br />
and so on).<br />
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Fig. 20 The positions <strong>of</strong> <strong>the</strong> small circle and <strong>the</strong> different shapes <strong>of</strong> <strong>the</strong> accentuation change <strong>the</strong><br />
headedness <strong>of</strong> <strong>the</strong> undulated figures<br />
It <strong>is</strong> !"#$%&'()*''!"#$%#&'(#$$"<br />
worthwhile noticing that th<strong>is</strong> kind <strong>of</strong> segmentation <strong>is</strong> related to those<br />
!"#$%&'%$"(%)(#*&*+%,-%'"#.(/<br />
previously described, where <strong>the</strong> accentuation popped out some inner meta-shape<br />
attributes. Fur<strong>the</strong>rmore, like in <strong>the</strong> previous conditions, <strong>the</strong>se attributes can<br />
be spontaneously highlighted through our own gaze and <strong>the</strong> focus <strong>of</strong> attention<br />
without <strong>the</strong> need <strong>of</strong> external accents. Th<strong>is</strong> free and subjective v<strong>is</strong>ual highlight can<br />
be easily demonstrated in Fig. 19a by switching spontaneously <strong>the</strong> headedness<br />
from one wiggly component to ano<strong>the</strong>r, <strong>the</strong>refore addressing <strong>the</strong> organic<br />
segmentation in different ways.<br />
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5.6. The Happening as a Fur<strong>the</strong>r <strong>Shape</strong> Property<br />
In <strong>the</strong> light <strong>of</strong> <strong>the</strong>se results, we can now go back to <strong>the</strong> conditions illustrated in<br />
Fig. 1, by reviewing <strong>the</strong> phenomenal notion <strong>of</strong> “happening”. It can, in fact, be<br />
considered as ano<strong>the</strong>r meta-shape attribute among <strong>the</strong> o<strong>the</strong>rs. Every happening<br />
<strong>is</strong> a d<strong>is</strong>continuity that accentuates one or more properties <strong>of</strong> <strong>the</strong> main shape.<br />
Th<strong>is</strong> d<strong>is</strong>continuity gives a meaning to <strong>the</strong> shape in <strong>the</strong> same way as we have<br />
shown in <strong>the</strong> previous sections, or like, for example, in <strong>the</strong> diamond and <strong>the</strong><br />
rotated squares <strong>of</strong> Fig. 15. The m<strong>is</strong>sing portion <strong>of</strong> <strong>the</strong> side or <strong>of</strong> <strong>the</strong> angle imparts<br />
different meanings to <strong>the</strong> shape by eliciting a diamond or a rotated square shape.<br />
Fur<strong>the</strong>rmore, in <strong>the</strong> same way as <strong>the</strong> happening (<strong>the</strong> geometrical d<strong>is</strong>continuity)<br />
imparts a meaning to <strong>the</strong> shape, <strong>the</strong> shape imparts a meaning to <strong>the</strong> d<strong>is</strong>continuity.<br />
For instance, <strong>the</strong> object illustrated in Fig. 1c <strong>is</strong> <strong>the</strong> result <strong>of</strong> a complex kind<br />
<strong>of</strong> shape formation and meaning assignment that we spontaneously define “a<br />
beveled square”. Geometrically, <strong>the</strong>re <strong>is</strong> nei<strong>the</strong>r a “square”, nor a “beveling”, or<br />
an “a” but two vertical, two horizontal and one oblique segment forming a closed<br />
figure with <strong>the</strong> oblique segment placed in <strong>the</strong> top right-hand portion <strong>of</strong> <strong>the</strong> figure<br />
connecting <strong>the</strong> horizontal and vertical segments, shorter than <strong>the</strong> o<strong>the</strong>r two. Th<strong>is</strong><br />
complex geometrical description <strong>is</strong> strongly simplified by giving a v<strong>is</strong>ual meaning<br />
to that shape, i.e. a beveled square. Differently from <strong>the</strong>se phenomenal results,<br />
good continuation, prägnanz and closure principles group <strong>the</strong> sides <strong>of</strong> <strong>the</strong> figure<br />
to form a pentagon. The d<strong>is</strong>continuous component, i.e. <strong>the</strong> oblique segment,<br />
gives a meaning to <strong>the</strong> o<strong>the</strong>r sides, that become a square, and, at <strong>the</strong> same time,<br />
<strong>the</strong> square assigns a meaning to <strong>the</strong> d<strong>is</strong>continuity that appear like a beveling (see<br />
also Pinna, 2010a, 2010b).<br />
The notion <strong>of</strong> happening also suggests a more interesting aspect <strong>of</strong> <strong>the</strong> meaning<br />
<strong>of</strong> shape. <strong>Shape</strong> not only implies boundary contour formation or geometrical<br />
organization like square vs. diamond. It also contains more complex properties<br />
as suggested by Rubin introducing depth and chromatic attributes (see section<br />
1.2). Figs. 1c-i clearly demonstrate that <strong>the</strong>re are also material properties that<br />
can influence and assign different meanings to <strong>the</strong> shape. In fact, when, for<br />
example, it <strong>is</strong> broken, <strong>the</strong> material properties strongly determine its shape. If a<br />
square <strong>is</strong> made up <strong>of</strong> glass, when its shape <strong>is</strong> broken, it will be different from a<br />
square made up <strong>of</strong> pottery or fabric. The shape <strong>of</strong> <strong>the</strong> break changes according<br />
to <strong>the</strong> material property. Conversely, <strong>the</strong> shape <strong>of</strong> <strong>the</strong> broken square suggests its<br />
material properties. The beveled square indicates only a small number <strong>of</strong> material<br />
attributes (paper, metal, etc.) and, at <strong>the</strong> same time excludes many o<strong>the</strong>rs. They<br />
are reciprocally determined in <strong>the</strong> same way we have seen in <strong>the</strong> case <strong>of</strong> <strong>the</strong><br />
diamond and <strong>the</strong> rotated square.<br />
For a more exhaustive analys<strong>is</strong> <strong>of</strong> <strong>the</strong> notion <strong>of</strong> “happening” see Pinna (2010a,<br />
2010b) and Pinna & Albertazzi (2011).<br />
414
6. D<strong>is</strong>cussion and Conclusions<br />
415<br />
Pinna, <strong>What</strong> <strong>is</strong> <strong>the</strong> <strong>Meaning</strong> <strong>of</strong> <strong>Shape</strong>?<br />
In <strong>the</strong> previous sections, following <strong>the</strong> methods traced by <strong>Gestalt</strong> psycholog<strong>is</strong>ts,<br />
we studied <strong>the</strong> meaning <strong>of</strong> shape perception starting from <strong>the</strong> square/diamond<br />
illusion, which represents a problem for <strong>the</strong> invariant features hypo<strong>the</strong>s<strong>is</strong> and for<br />
any model <strong>of</strong> shape formation. Theories based on <strong>the</strong> role <strong>of</strong> frame <strong>of</strong> reference in<br />
determining shape perception were d<strong>is</strong>cussed and largely weakened or refuted in<br />
<strong>the</strong> light <strong>of</strong> a high number <strong>of</strong> new effects, demonstrating <strong>the</strong> basic phenomenal<br />
role <strong>of</strong> inner properties in defining <strong>the</strong> meaning <strong>of</strong> shape.<br />
On <strong>the</strong> bas<strong>is</strong> <strong>of</strong> <strong>the</strong>se effects, several shape properties were demonstrated. They<br />
are: (i) <strong>the</strong> sidedness and <strong>the</strong> pointedness, related to <strong>the</strong> sides and angles in <strong>the</strong><br />
case <strong>of</strong> squares, diamonds and polygons; (ii) <strong>the</strong> pointing involved mostly in<br />
<strong>the</strong> triangles; (iii) <strong>the</strong> headedness, i.e. <strong>the</strong> appearance like a head <strong>of</strong> a particular<br />
component within an irregular shape, in <strong>the</strong> case <strong>of</strong> a new kind <strong>of</strong> v<strong>is</strong>ual<br />
organization that we called “organic segmentation”; finally, (iv) <strong>the</strong> happening,<br />
i.e. <strong>the</strong> something that happens to a figure. Many o<strong>the</strong>r shape properties remain<br />
to be studied.<br />
These shape properties were demonstrated to underlie <strong>the</strong> whole notion <strong>of</strong> shape<br />
and to appear like second level shape meanings. They can be considered like<br />
transversal or elemental meta-shapes common to a large number <strong>of</strong> shapes both<br />
regular and irregular. They are like meaningful primitives, phenomenally relevant,<br />
<strong>of</strong> <strong>the</strong> language <strong>of</strong> shape perception.<br />
Th<strong>is</strong> suggests that <strong>the</strong> meaning <strong>of</strong> shape can be understood on <strong>the</strong> bas<strong>is</strong> <strong>of</strong> a<br />
multiplicity <strong>of</strong> meta-shape attributes. Therefore, <strong>the</strong> notion <strong>of</strong> shape can be<br />
phenomenally represented like a whole v<strong>is</strong>ual “thing” that contains a specific set<br />
<strong>of</strong> phenomenal primitive properties. In o<strong>the</strong>r words, <strong>the</strong> shape can be considered<br />
like <strong>the</strong> holder <strong>of</strong> shape attributes. As a holder it expresses and manifests <strong>the</strong> state<br />
<strong>of</strong> organization <strong>of</strong> <strong>the</strong> inner meta-shapes.<br />
Within <strong>the</strong> shape like a holder, <strong>the</strong> shape attributes are not placed all at <strong>the</strong><br />
same height within <strong>the</strong> gradient <strong>of</strong> v<strong>is</strong>ibility, i.e. some emerge more strongly<br />
than o<strong>the</strong>rs depending on a number <strong>of</strong> factors that can influence <strong>the</strong>ir vividness<br />
and thus <strong>the</strong>ir v<strong>is</strong>ibility. Among <strong>the</strong>m, we studied some known factors like <strong>the</strong><br />
horizontal/vertical axes, <strong>the</strong> gravitational orientation, <strong>the</strong> configural orientation<br />
and <strong>the</strong> large reference frame. We also demonstrated <strong>the</strong>ir limits and showed <strong>the</strong><br />
reason <strong>of</strong> <strong>the</strong>ir effectiveness under specific conditions. Within <strong>the</strong> hypo<strong>the</strong>s<strong>is</strong> <strong>of</strong><br />
<strong>the</strong> shape like a holder, <strong>the</strong>ir effectiveness depends on <strong>the</strong> accentuation <strong>of</strong> one<br />
specific meta-shape attribute. Therefore, in <strong>the</strong> case <strong>of</strong> a square, <strong>the</strong> horizontal/<br />
vertical organization <strong>of</strong> <strong>the</strong> sides accentuates <strong>the</strong> sidedness, while in <strong>the</strong> case <strong>of</strong><br />
<strong>the</strong> diamond <strong>the</strong> pointedness <strong>is</strong> accentuated by <strong>the</strong> same factor. Th<strong>is</strong> entails that<br />
a rotated square <strong>is</strong> perceived when <strong>the</strong> sidedness <strong>is</strong> stronger than <strong>the</strong> pointedness;<br />
o<strong>the</strong>rw<strong>is</strong>e we would have perceived a rotated diamond.
GESTALT THEORY, Vol. 33, No.3/4<br />
Th<strong>is</strong> suggests that all <strong>the</strong> shape attributes are present at <strong>the</strong> same time but some<br />
or only one emerges, due to specific factors, as <strong>the</strong> winner that imparts <strong>the</strong> basic<br />
meaning to <strong>the</strong> shape. It follows that <strong>the</strong> shape attributes can compete and<br />
cooperate and, above all, <strong>the</strong>y are all present at <strong>the</strong> same time, placed along <strong>the</strong><br />
gradient <strong>of</strong> v<strong>is</strong>ibility and in a dynamic state <strong>of</strong> equilibrium that can be changed by<br />
accentuating <strong>the</strong> opposite or competing attribute. Several ways to accentuate <strong>the</strong><br />
shape attributes were demonstrated in most <strong>of</strong> <strong>the</strong> figures illustrated. It was also<br />
demonstrated that <strong>the</strong> accentuation operates like Euclidean vectors.<br />
The organization <strong>of</strong> <strong>the</strong> shape attributes can create conditions <strong>of</strong> singularity<br />
where one specific attribute emerges much more than o<strong>the</strong>rs. Th<strong>is</strong> <strong>is</strong> <strong>the</strong> case<br />
<strong>of</strong> <strong>the</strong> square <strong>of</strong> Fig. 2a and <strong>of</strong> <strong>the</strong> diamond <strong>of</strong> 2c. Under <strong>the</strong>se conditions, <strong>the</strong><br />
perceived shape manifests a unique and a special meaning similar to <strong>the</strong> one<br />
assumed by <strong>the</strong> term “Prägnanz” within <strong>the</strong> <strong>Gestalt</strong> literature. Th<strong>is</strong> term was<br />
related to a special phenomenal property belonging to certain gestalts but not to<br />
o<strong>the</strong>rs. Th<strong>is</strong> property makes some objects appear as unique, preferred, singular<br />
and d<strong>is</strong>tingu<strong>is</strong>hed (Ausgezeichnet). Th<strong>is</strong> <strong>is</strong> <strong>the</strong> case <strong>of</strong> <strong>the</strong> circle and <strong>the</strong> square<br />
(Metzger, 1963; 1975a; 1975b; Wer<strong>the</strong>imer, 1912a; 1912b; 1922, 1923).<br />
Wer<strong>the</strong>imer (1923) introduced a second interesting meaning, aimed at describing<br />
not only a property but also a process: Prägnanz refers to a process bringing to a<br />
stable result and with <strong>the</strong> maximum <strong>of</strong> equilibrium. Th<strong>is</strong> <strong>is</strong> <strong>the</strong> case <strong>of</strong> Prägnanz<br />
as a grouping principle (see also Metzger, 1963) directed to create <strong>the</strong> best <strong>Gestalt</strong><br />
(Tendenz zur Resultierung in guter <strong>Gestalt</strong>; gute Fortsetzung) with an inner necessity<br />
and with <strong>the</strong> minimum <strong>of</strong> requiredness (innere Notwendigkeit, Köhler, 1938). As<br />
regards <strong>the</strong> need to d<strong>is</strong>tingu<strong>is</strong>h between <strong>the</strong> two meanings see Hüppe (1984) and<br />
Kanizsa and Luccio (1986, 1989). The third meaning <strong>of</strong> <strong>the</strong> term “Prägnanz”<br />
<strong>is</strong> <strong>the</strong> most controversial and states that Prägnanz refers to self-organization<br />
processes aimed at <strong>the</strong> formation <strong>of</strong> an ordered, singular (Einzigartigkeit), and<br />
d<strong>is</strong>tingu<strong>is</strong>hed (Ausgezeichnet) outcome (Goldmeier, 1937; Köhler, 1920; Metzger,<br />
1963; 1982; Rausch, 1952, 1966; Wer<strong>the</strong>imer, 1912a, 1912b, 1922).<br />
For an interesting d<strong>is</strong>cussion on <strong>the</strong> meanings <strong>of</strong> Prägnanz see Kanizsa (1975,<br />
1991) and Kanizsa & Luccio (1986, 1989), who criticized and rejected <strong>the</strong> third<br />
meaning as part <strong>of</strong> perception and suggested d<strong>is</strong>tingu<strong>is</strong>hing sharply <strong>the</strong> first two<br />
meanings to avoid any possible confusion. Pinna (1993, 1996, 2005) introduced<br />
a fourth meaning going beyond and solving Kanizsa and Luccio’s critiques to <strong>the</strong><br />
third meaning. It states that a tendency toward Prägnanz does not necessarily<br />
concern <strong>the</strong> modal realization <strong>of</strong> a singular perceptual result but it usually implies<br />
<strong>the</strong> amodal formation <strong>of</strong> <strong>the</strong> most d<strong>is</strong>tingu<strong>is</strong>hed and singular result (amodal<br />
prägnanz).<br />
Th<strong>is</strong> idea <strong>is</strong> in agreement with <strong>the</strong> meaning <strong>of</strong> shape introduced in th<strong>is</strong> work. In<br />
fact, <strong>the</strong> perception <strong>of</strong> a rotated square implies <strong>the</strong> amodal prägnanz. Th<strong>is</strong> <strong>is</strong> all<br />
416
417<br />
Pinna, <strong>What</strong> <strong>is</strong> <strong>the</strong> <strong>Meaning</strong> <strong>of</strong> <strong>Shape</strong>?<br />
<strong>the</strong> more reason for <strong>the</strong> notion <strong>of</strong> happening. In fact, in <strong>the</strong> case <strong>of</strong> <strong>the</strong> beveled<br />
square, <strong>the</strong> square appears as <strong>the</strong> amodal whole object and <strong>the</strong> beveling as <strong>the</strong><br />
modal part <strong>of</strong> it. The square <strong>is</strong> <strong>the</strong> result <strong>of</strong> <strong>the</strong> amodal wholeness completion <strong>of</strong><br />
something perceived as its v<strong>is</strong>ible modal portion. The square <strong>is</strong> perceived and not<br />
perceived at <strong>the</strong> same time and its amodal whole completion occurs “beyond” <strong>the</strong><br />
beveling. Th<strong>is</strong> implies that <strong>the</strong> amodal completion can be considered as a subset<br />
or as an instance <strong>of</strong> <strong>the</strong> more general problem <strong>of</strong> amodal wholeness. In <strong>the</strong> case <strong>of</strong><br />
<strong>the</strong> beveled square, <strong>the</strong> amodal wholeness corresponds to <strong>the</strong> amodal prägnanz.<br />
Th<strong>is</strong> suggests that every shape manifests an ideal condition where one meta-shape<br />
attribute emerges much more than o<strong>the</strong>rs. In o<strong>the</strong>r words, each shape indicates<br />
amodally its starting or converging point <strong>of</strong> singularity. Therefore, we are able to<br />
perceive how a figure can be changed or accentuated to obtain <strong>the</strong> best condition<br />
under which <strong>the</strong> shape becomes a singularity. It <strong>is</strong> worthwhile noticing that, on<br />
<strong>the</strong> bas<strong>is</strong> <strong>of</strong> our results, <strong>the</strong> gradient <strong>of</strong> v<strong>is</strong>ibility <strong>of</strong> <strong>the</strong> shape attributes indicates<br />
that, when one attribute emerges, <strong>the</strong> o<strong>the</strong>rs remain inv<strong>is</strong>ible or in a second plane<br />
<strong>of</strong> v<strong>is</strong>ibility.<br />
In conclusion, <strong>the</strong> meaning <strong>of</strong> shape, here suggested, allows its extension to<br />
conditions never included in <strong>the</strong> notion <strong>of</strong> shape so far. They are, for example,<br />
<strong>the</strong> material properties, previously considered as shape attributes (see section<br />
5.6), but also figures like those illustrated in Fig. 21, known as “Maluma-Takete”<br />
(Köhler, 1929, 1947; see also Ramachandran & Hubbard; 2001), where two<br />
opposite attributes are perceived, curviness and pointedness, and where a large<br />
set <strong>of</strong> fur<strong>the</strong>r opposite properties – smoothness and sharpness, jaggedness and<br />
roundedness – are related to <strong>the</strong>se ones.<br />
Fig. 21 Maluma and Takete
GESTALT THEORY, Vol. 33, No.3/4<br />
Summary<br />
The aim <strong>of</strong> th<strong>is</strong> work <strong>is</strong> to answer <strong>the</strong> following questions: what <strong>is</strong> shape? <strong>What</strong> <strong>is</strong> its<br />
meaning? <strong>Shape</strong> perception and its meaning were studied starting from <strong>the</strong> square/<br />
diamond illusion and according to <strong>the</strong> phenomenological approach traced by gestalt<br />
psycholog<strong>is</strong>ts. The role <strong>of</strong> frame <strong>of</strong> reference in determining shape perception was<br />
d<strong>is</strong>cussed and largely weakened or refuted in <strong>the</strong> light <strong>of</strong> a high number <strong>of</strong> new effects,<br />
based on some phenomenal meta-shape properties useful and necessary to define <strong>the</strong><br />
meaning <strong>of</strong> shape. The new effects studied are based on <strong>the</strong> accentuation <strong>of</strong> <strong>the</strong> following<br />
meta-shape attributes: sidedness and pointedness (in <strong>the</strong> case <strong>of</strong> squares, diamonds<br />
and polygons); <strong>the</strong> pointing (in <strong>the</strong> triangles); <strong>the</strong> headedness (in irregular shapes); <strong>the</strong><br />
happening (in deformed shapes), i.e. <strong>the</strong> something that happens to a figure. Every<br />
happening <strong>is</strong> a d<strong>is</strong>continuity that accentuates one or more properties <strong>of</strong> <strong>the</strong> main shape<br />
and gives a meaning to <strong>the</strong> shape.<br />
The phenomenal results demonstrated that <strong>the</strong> accentuation <strong>of</strong> <strong>the</strong> meta-shape properties<br />
operates like Euclidean vectors. On <strong>the</strong> bas<strong>is</strong> <strong>of</strong> <strong>the</strong>se results we suggested that <strong>the</strong> meaning<br />
<strong>of</strong> shape could be understood on <strong>the</strong> bas<strong>is</strong> <strong>of</strong> a multiplicity <strong>of</strong> meta-shape attributes<br />
that operate like meaningful primitives <strong>of</strong> <strong>the</strong> complex language <strong>of</strong> shape perception.<br />
Therefore, <strong>the</strong> notion <strong>of</strong> shape can be represented like a whole v<strong>is</strong>ual “thing/holder” that<br />
contains a specific organized set <strong>of</strong> phenomenal primitive properties, i.e. <strong>the</strong> state <strong>of</strong><br />
organization <strong>of</strong> <strong>the</strong> inner meta-shapes.<br />
Keywords: <strong>Shape</strong> perception, <strong>Gestalt</strong> psychology, perceptual organization, v<strong>is</strong>ual<br />
meaning, v<strong>is</strong>ual illusions.<br />
Zusammenfassung<br />
Ziel der vorliegenden Arbeit <strong>is</strong>t die Beantwortung folgender Fragen: Was <strong>is</strong>t Form<br />
und was <strong>is</strong>t deren Bedeutung? Die Wahrnehmung von Form und Bedeutung wurde<br />
erstmals anhand einer Quadrat-Rauten-Täuschung (Pinna) mit Hilfe der von der<br />
<strong>Gestalt</strong>psychologie entwickelten phänomenolog<strong>is</strong>chen Methode untersucht. Die<br />
Rolle des Bezugssystems für die Wahrnehmung einer Form wird d<strong>is</strong>kutiert, jedoch<br />
angesichts zahlreicher neuer Effekte größtenteils herabgestuft oder gar widerlegt. Diese<br />
neuen Effekte gehen auf einige für die Definition der Form-Bedeutung förderliche<br />
und notwendige phänomenale Meta-Form-Eigenschaften zurück. Sie beruhen auf der<br />
Akzentuierung folgender Eigenschaften: anschauliche Erstreckung von Kanten und<br />
Ecken (im Fall von Quadraten, Rauten und Polygonen); anschauliche Ausrichtung (bei<br />
Dreiecken); anschauliche Gerichte<strong>the</strong>it (bei unregelmäßigen Formen); Bezogenheit auf<br />
ein dynam<strong>is</strong>ches Ereign<strong>is</strong> (bei deformierten Formen), also auf das Etwas, das mit einer<br />
Form geschieht. Jedes Ereign<strong>is</strong> stellt eine Störung dar, die eine oder mehrere (implizite)<br />
Eigenschaften der zugrunde liegenden Form <strong>is</strong>oliert und verstärkt und dadurch der Form<br />
eine Bedeutung zuwe<strong>is</strong>t.<br />
Die Beobachtungen zeigen, dass die Meta-Form-Eigenschaften sich wie euklid<strong>is</strong>che<br />
Vektoren verhalten. Aufgrund der Ergebn<strong>is</strong>se vertreten wir die Auffassung, dass man die<br />
Bedeutung einer Form auf der Grundlage einer Vielzahl von Meta-Form-Eigenschaften<br />
verstehen kann, die sich ihrerseits wie bedeutungshaltige Primitiva der komplexen Sprache<br />
der Formwahrnehmung verhalten. Der Begriff der Form kann daher wie ein hol<strong>is</strong>t<strong>is</strong>cher<br />
“Ding-Träger” aufgefasst werden, der eine spezif<strong>is</strong>ch organ<strong>is</strong>ierte Anzahl grundlegender<br />
418
419<br />
Pinna, <strong>What</strong> <strong>is</strong> <strong>the</strong> <strong>Meaning</strong> <strong>of</strong> <strong>Shape</strong>?<br />
phänomenaler Eigenschaften enthält, nämlich den Zustand der Organ<strong>is</strong>ation der inneren<br />
Meta-Formen.<br />
Schlüsselwörter: Formwahrnehmung, <strong>Gestalt</strong>psychologie, Wahrnehmungsorgan<strong>is</strong>ation,<br />
v<strong>is</strong>uelle Bedeutung, Wahrnehmungstäuschung.<br />
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Kopfermann, H. (1930): Psycholog<strong>is</strong>che Untersuchungen über die Wirkung zweidimensionaler Darstellungen<br />
körperlicher Gebilde. Psycholog<strong>is</strong>che Forschung 13, 293-364.<br />
Mach, E. (1914/1959): The Analys<strong>is</strong> <strong>of</strong> Sensation. Chicago, Open Court USA.<br />
Marr, D., & N<strong>is</strong>hihara, H. K. (1978): Representation and recognition <strong>of</strong> <strong>the</strong> spatial organization<br />
<strong>of</strong> three-dimensional shapes. Proceedings <strong>of</strong> <strong>the</strong> Royal Society <strong>of</strong> London 200, 269-294.<br />
Metzger, W. (1941): Psychologie: die Entwicklung ihrer Grundannhamen seit der Einführung des Experiments.<br />
Dresden, Steinkopff.<br />
Metzger, W. (1963): Psychologie. Darmstadt, Steinkopff Verlag.<br />
Metzger, W. (1975a): Gesetze des Sehens. Kramer, Frankfurt-am-Main.<br />
Metzger, W. (1975b): Die Entdeckung der Prägnanztendenz. Die Anfänge einer nicht-atom<strong>is</strong>t<strong>is</strong>chen Wahrnehmungslehre.<br />
In Flores D’Arca<strong>is</strong>, G.B (eds.), Studies in Perception, Festschrift for Fabio Metelli, Firenze,<br />
Giunti-Martello, 3-47.<br />
Metzger, W. (1982): Möglichkeiten der Verallgemeinerung des Prägnanzprinzips. <strong>Gestalt</strong> <strong>Theory</strong> 4, 3-22.<br />
Nakayama, K., & Shimojo, S. (1990): Towards a neural understanding <strong>of</strong> v<strong>is</strong>ual surface representation. Cold<br />
Spring Harbor Symposia on Quantitative Biology LV, 911-924.<br />
Palmer, S. E. (1975a): The effects <strong>of</strong> contextual scenes on <strong>the</strong> identification <strong>of</strong> objects. Memory & Cognition<br />
3(5), 519-526.<br />
Palmer, S.E. (1975b): V<strong>is</strong>ual perception and world knowledge: Notes on a model <strong>of</strong> sensory-cognitive interaction.<br />
In D. A. Norman & D. E. Rumelhart (Eds.), Explorations in cognition, 279-307. San Franc<strong>is</strong>co: W.<br />
H. Freeman.
GESTALT THEORY, Vol. 33, No.3/4<br />
Palmer, S.E. (1980): <strong>What</strong> makes triangles point: Local and global effects in configurations <strong>of</strong> ambiguous triangles.<br />
Cognitive Psychology 12, 285-305.<br />
Palmer, S.E. (1983): The psychology <strong>of</strong> perceptual organization: A transformational approach. In J. Beck, B.<br />
Hope, & A. Baddeley (Eds.), Human and machine v<strong>is</strong>ion, 269-339. New York: Academic Press.<br />
Palmer, S.E. (1985): The role <strong>of</strong> symmetry in shape perception. Special Issue: Seeing and knowing. Acta Psychologica<br />
59(1), 67-90.<br />
Palmer, S.E. (1989): Reference frames in <strong>the</strong> perception <strong>of</strong> shape and orientation. In B. E. Shepp & S. Ballesteros<br />
(Eds.), Object perception: Structure and process, 121-163. Hillsdale, NJ: Erlbaum.<br />
Palmer, S.E. (1999): V<strong>is</strong>ion Science: photons to phenomenology, Cambridge, Massachusetts, London, England,<br />
The MIT press.<br />
Palmer, S.E., & Bucher, N.M. (1981): Textural effect in perceiving pointing <strong>of</strong> ambiguous triangle. Journal <strong>of</strong><br />
Experimental Psychology: Human Perception & Performance 8(5), 693-708.<br />
Pinna, B. (1993): La creatività del vedere: verso una Psicologia Integrale. Padova, Domenighini Editore.<br />
Pinna, B. (1996): La percezione delle qualità emergenti: una conferma della ”tendenza alla pregnanza”. In<br />
Boscolo P., Cr<strong>is</strong>tante F., Dell’Antonio A. e Soresi S., (eds.), Aspetti qualitativi e quantitativi nella ricerca<br />
psicologica, Padova, Il Poligrafo, 261-276.<br />
Pinna, B. (2005): Riflessioni fenomenologiche sulla percezione delle qualità emergenti: verso una riconsiderazione<br />
critica della teoria della Pregnanza. Annali della Facoltà di Lingue e Letterature Straniere dell’Università<br />
di Sassari 3, 211-256.<br />
Pinna, B. (2010a): <strong>What</strong> Comes Before Psychophysics? The Problem <strong>of</strong> ‘<strong>What</strong> We Perceive’ and <strong>the</strong> Phenomenological<br />
Exploration <strong>of</strong> New Effects. Seeing & Perceiving 23, 463-481.<br />
Pinna, B. (2010b): New <strong>Gestalt</strong> principles <strong>of</strong> perceptual organization: An extension from grouping to shape and<br />
meaning. <strong>Gestalt</strong> <strong>Theory</strong> 32, 1-67.<br />
Pinna, B., & Albertazzi, L. (2011): From grouping to v<strong>is</strong>ual meanings: A new <strong>the</strong>ory <strong>of</strong> perceptual organization,<br />
288-344. In L. Albertazzi, G. van Tonder, D. V<strong>is</strong>hwanath, (eds.), Information in Perception, MIT Press.<br />
Pinna, B., & Reeves, A. (2009): From Perception to art: How <strong>the</strong> brain creates meanings. Spatial V<strong>is</strong>ion 22,<br />
225-272.<br />
Pinna, B., & Sirigu, L. (in press): The Accentuation Principle <strong>of</strong> V<strong>is</strong>ual Organization and <strong>the</strong> Illusion <strong>of</strong> Musical<br />
Suspension. Seeing & Perceiving.<br />
Pizlo, Z. (2008): 3D shape: its unique place in v<strong>is</strong>ual perception. Cambridge, MA: MIT Press.<br />
Ramachandran, V.S., & Hubbard, E.M. (2001): Synaes<strong>the</strong>sia: A window into perception, thought and language.<br />
Journal <strong>of</strong> Consciousness Studies 8(12), 3-34.<br />
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Rausch, E. (1966): Das Eigenschaftsproblem in der <strong>Gestalt</strong><strong>the</strong>orie der Wahrnehmung. In W. Metzger, & H.<br />
Erke (hrsg.), Wahrnehmung und Bewußtsein, “Handbuch der Psychologie”, Bd 1/1, 866-951, Hogrefe,<br />
Göttingen.<br />
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Rock, I. (1983): The logic <strong>of</strong> perception. Cambridge, MA: MIT Press.<br />
Rubin, E. (1915): Synsoplevede Figurer. Kobenhavn, Glydendalske Boghandel.<br />
Rubin, E. (1921): V<strong>is</strong>uell wahrgenommene Figuren. Kobenhavn, Gyldendalske Boghandel.<br />
Schumann, F. (1900): Beiträge zur Analyse der Gesichtswahrnehmungen. Zur Schätzung räumlicher Grössen.<br />
Zeitschrift für Psychologie und Physiologie der Sinnersorgane 24, 1-33.<br />
Spillmann, L. (Eds.) (in press): Max Wer<strong>the</strong>imer: On Motion and Figure-Ground Organization. MIT Press.<br />
Spillmann, L., & Ehrenstein, W.H. (2004): <strong>Gestalt</strong> factors in <strong>the</strong> v<strong>is</strong>ual neurosciences. In L. Chalupa & J. S.<br />
Werner (eds.). The V<strong>is</strong>ual Neurosciences. Cambridge, MA, MIT Press, 1573-1589.<br />
Wer<strong>the</strong>imer, M. (1912a): Über das Denken der Naturvölker. Zeitschrift für Psychologie 60, 321-378.<br />
Wer<strong>the</strong>imer, M. (1912b):Untersuchungen über das Sehen von Bewegung. Zeitschrift für Psychologie 61, 161-<br />
265.<br />
Wer<strong>the</strong>imer, M. (1922): Untersuchungen zur Lehre von der <strong>Gestalt</strong>. I. Psycholog<strong>is</strong>che Forschung 1, 47-58.<br />
Wer<strong>the</strong>imer, M. (1923): Untersuchungen zur Lehre von der <strong>Gestalt</strong> II. Psycholog<strong>is</strong>che Forschung 4, 301-350.<br />
Witkin, H.A., & Asch, S.E. (1948): Studies in space orientation, IV. Fur<strong>the</strong>r experiments on perception <strong>of</strong> <strong>the</strong><br />
upright with d<strong>is</strong>placed v<strong>is</strong>ual fields. Journal <strong>of</strong> Experimental Psychology 38, 762-782.<br />
420
421<br />
Pinna, <strong>What</strong> <strong>is</strong> <strong>the</strong> <strong>Meaning</strong> <strong>of</strong> <strong>Shape</strong>?<br />
Acknowledgments<br />
Supported by Finanziamento della Regione Autonoma della Sardegna, ai sensi della L.R. 7 agosto 2007, n. 7,<br />
Fondo d’Ateneo (ex 60%) and Alexander von Humboldt Foundation.<br />
Baingio Pinna, born 1962, since 2002 Pr<strong>of</strong>essor <strong>of</strong> Experimental Psychology and V<strong>is</strong>ual Perception at<br />
<strong>the</strong> University <strong>of</strong> Sassari. 2001/02 Research Fellow at <strong>the</strong> Alexander Humboldt Foundation, Freiburg,<br />
Germany. 2007 winner <strong>of</strong> a scientific productivity prize at <strong>the</strong> University <strong>of</strong> Sassari, 2009 winner <strong>of</strong> <strong>the</strong><br />
International “Wolfgang Metzger Award to eminent people in <strong>Gestalt</strong> science and research for outstanding<br />
achievements”. H<strong>is</strong> main resaerch interests concern <strong>Gestalt</strong> psychology, v<strong>is</strong>ual illusions, psychophysics<br />
<strong>of</strong> perception <strong>of</strong> shape, motion, color and light, and v<strong>is</strong>ion science <strong>of</strong> art.<br />
Address: Facoltà di Lingue e Letterature Straniere, Dipartimento di Scienze dei Linguaggi, University <strong>of</strong><br />
Sassari, via Roma 151, I-07100 Sassari, Italy.<br />
E-Mail: baingio@un<strong>is</strong>s.it
Announcements - Ankündigungen<br />
On <strong>the</strong> occasion <strong>of</strong> <strong>the</strong> 100 th anniversary <strong>of</strong> <strong>the</strong> pivotal publication by<br />
Max Wer<strong>the</strong>imer on <strong>the</strong> phi-phenomenon in 1912,<br />
Wer<strong>the</strong>imer’s symposium<br />
at <strong>the</strong> convention <strong>of</strong> <strong>the</strong> German Society <strong>of</strong> Psychology<br />
Bielefeld, 24 th to 27 th September 2012<br />
will take place.<br />
The symposium will be hosted by Viktor Sarr<strong>is</strong> (University <strong>of</strong> Frankfurt)<br />
and Horst Gundlach (University <strong>of</strong> Würzburg) in cooperation with <strong>the</strong> GTA<br />
– Society for <strong>Gestalt</strong> <strong>the</strong>ory and its applications.<br />
The preliminary agenda contains contributions by Michael Wer<strong>the</strong>imer<br />
(University <strong>of</strong> Colorado at Boulder), Lothar Spillmann (Neurocentrum,<br />
University medical center Freiburg), Riccardo Luccio (University <strong>of</strong> Trieste),<br />
and Jürgen Kriz (University <strong>of</strong> Osnabrück).<br />
eeeee<br />
Aus Anlass des 100jährigen Jubiläums der entscheidenden Publikation<br />
von Max Wer<strong>the</strong>imer zum Phi-Phänomen im Jahre 1912 findet ein<br />
Wer<strong>the</strong>imer-Symposium<br />
auf dem Kongress der Deutschen Gesellschaft für Psychologie<br />
Bielefeld, 24. – 27. September 2012<br />
statt.<br />
Das Symposium wird in Kooperation mit der GTA - Gesellschaft für<br />
<strong>Gestalt</strong><strong>the</strong>orie und ihre Anwendungen, von Viktor Sarr<strong>is</strong> (Universität<br />
Frankfurt) und Horst Gundlach (Universität Würzburg) veranstaltet.<br />
Vorgesehen sind Beiträge von Michael Wer<strong>the</strong>imer (University <strong>of</strong> Colorado<br />
at Boulder), Lothar Spillmann (Neurocentrum, Universitätsklinikum<br />
Freiburg), Riccardo Luccio (University <strong>of</strong> Trieste) und Jürgen Kriz<br />
(Universität Osnabrück).<br />
422
GTA – Symposium<br />
Helsinki<br />
29. September 2012<br />
In <strong>the</strong> anniversary year <strong>of</strong> <strong>Gestalt</strong> <strong>Theory</strong>, <strong>the</strong> GTA – Society for <strong>Gestalt</strong><br />
<strong>Theory</strong> and its Applications – hosts a scientific symposium in Finland for<br />
<strong>the</strong> first time.<br />
Interacting with Finn<strong>is</strong>h academics, various topics focusing on <strong>Gestalt</strong><br />
<strong>Theory</strong> will be covered.<br />
Contributions on <strong>the</strong> following topics are planned: <strong>Gestalt</strong> <strong>Theory</strong> -<br />
H<strong>is</strong>tory and Modern, <strong>Gestalt</strong> <strong>Theory</strong> in Finland, <strong>Gestalt</strong> <strong>Theory</strong> in Art and<br />
Culture, <strong>Gestalt</strong> <strong>Theory</strong> in Education, <strong>Gestalt</strong> <strong>Theory</strong> in Psycho<strong>the</strong>rapy,<br />
<strong>Gestalt</strong> <strong>Theory</strong> and Design.<br />
eeeee<br />
Im Jubiläumsjahr der <strong>Gestalt</strong><strong>the</strong>orie veranstaltet die GTA - Gesellschaft für<br />
<strong>Gestalt</strong><strong>the</strong>orie und ihre Anwendungen, erstmals ein w<strong>is</strong>senschaftliches<br />
Symposium in Finnland.<br />
<strong>Gestalt</strong><strong>the</strong>oret<strong>is</strong>che Schwerpunkte aus verschiedenen Themenbereichen<br />
werden in Interaktion mit finn<strong>is</strong>chen W<strong>is</strong>senschaftlern behandelt.<br />
Geplant sind Beiträge u.a. zu folgenden Themen:<br />
<strong>Gestalt</strong><strong>the</strong>orie - Geschichte und Aktualität, <strong>Gestalt</strong><strong>the</strong>orie in Finnland,<br />
<strong>Gestalt</strong><strong>the</strong>orie in Kunst und Kultur, <strong>Gestalt</strong><strong>the</strong>orie in Bildung und<br />
Erziehung, <strong>Gestalt</strong><strong>the</strong>oret<strong>is</strong>che Psycho<strong>the</strong>rapie, <strong>Gestalt</strong><strong>the</strong>orie und<br />
Design.<br />
423
The International<br />
SOCIETY FOR GESTALT THEORY AND ITS APPLICATIONS<br />
invites subm<strong>is</strong>sions for <strong>the</strong><br />
WOLFGANG METZGER AWARD 2013<br />
Th<strong>is</strong> award <strong>is</strong> named after Wolfgang Metzger, a student <strong>of</strong> Max Wer<strong>the</strong>imer and one <strong>of</strong><br />
<strong>the</strong> leading members <strong>of</strong> <strong>the</strong> second generation <strong>of</strong> <strong>the</strong> Berlin <strong>Gestalt</strong> School.<br />
In <strong>the</strong> first period <strong>of</strong> th<strong>is</strong> award it was granted by dec<strong>is</strong>ion <strong>of</strong> <strong>the</strong> board <strong>of</strong> directors <strong>of</strong> <strong>the</strong><br />
GTA to eminent people in <strong>Gestalt</strong> science and research for outstanding achievements.<br />
In 1987, <strong>the</strong> award went to Gaetano Kanizsa and Riccardo Luccio (Italy), in 1989 to<br />
Gunnar Johansson (Sweden).<br />
Since 1999 <strong>the</strong> award has been granted every second or third year by <strong>the</strong> board <strong>of</strong><br />
directors <strong>of</strong> <strong>the</strong> GTA based on an international public award contest and a screening<br />
and review <strong>of</strong> <strong>the</strong> submittals by an international scientific Award Committee. The first<br />
prize winners since 1999 were: Giovanni Bruno Vicario, Italy, and Yoshie Kiritani,<br />
Japan; Peter Ulric Tse, USA; Fredrik Sundqv<strong>is</strong>t, Sweden; Cees van Leeuwen, NL/Japan;<br />
Baingio Pinna, Italy.<br />
Applicants for <strong>the</strong> Metzger Award 2013 must submit a scientific paper (in Engl<strong>is</strong>h<br />
or German) inspired by <strong>Gestalt</strong> <strong>the</strong>ory and that contributes to <strong>the</strong> research or <strong>the</strong><br />
application <strong>of</strong> <strong>Gestalt</strong> <strong>the</strong>ory in <strong>the</strong> physical sciences, <strong>the</strong> humanities, <strong>the</strong> social sciences,<br />
<strong>the</strong> economic sciences, or any o<strong>the</strong>r field <strong>of</strong> human studies. Hence, <strong>the</strong> paper could deal<br />
with a subject from psychology, philosophy, medicine, arts, architecture, lingu<strong>is</strong>tics,<br />
musicology or o<strong>the</strong>r fields <strong>of</strong> research or application <strong>of</strong> research as long as it <strong>is</strong> inspired<br />
by a <strong>Gestalt</strong> <strong>the</strong>oretical approach.<br />
The first prize winner will receive € 1000, will be invited as <strong>the</strong> award speaker to <strong>the</strong> 18th<br />
international Scientific Convention <strong>of</strong> <strong>the</strong> GTA in 2013, and <strong>the</strong> paper will be publ<strong>is</strong>hed<br />
in <strong>the</strong> international multid<strong>is</strong>ciplinary journal <strong>Gestalt</strong> <strong>Theory</strong> (www.gestalt<strong>the</strong>ory.net/<br />
gth/) in <strong>the</strong> submitted version or in an adapted form.<br />
Members <strong>of</strong> <strong>the</strong> Award Committee for <strong>the</strong> 2013 contest are: Geert-Jan Boudewijnse<br />
(Montreal/Canada; chair), Silvia Bonacchi (Warsaw/Poland), Hellmuth Metz-Göckel<br />
(Dortmund/FRG), Baingio Pinna (Sassari/Italy), Fiorenza Toccafondi (Parma/Italy), N.N.<br />
Submittals for <strong>the</strong> Metzger Award 2013 are due by September 2012.<br />
The subm<strong>is</strong>sion must be sent as a Word or a PDF document to <strong>the</strong> Metzger Award committee<br />
at: metzger-award@gestalt<strong>the</strong>ory.net. More information about <strong>the</strong> international Society<br />
for <strong>Gestalt</strong> <strong>Theory</strong> and its Applications as well as <strong>the</strong> Wolfgang Metzger Award 2013 can<br />
be found on <strong>the</strong> website <strong>of</strong> <strong>the</strong> Society: www.gestalt<strong>the</strong>ory. net/<br />
424
Die internationale<br />
GESELLSCHAFT FÜR GESTALTTHEORIE UND IHRE ANWENDUNGEN<br />
lädt ein zu Einreichungen für den<br />
WOLFGANG-METZGER-PREIS 2013<br />
Dieser Pre<strong>is</strong> <strong>is</strong>t nach Wolfgang Metzger benannt, Schüler von Max Wer<strong>the</strong>imer und<br />
führendem Vertreter der zweiten Generation der Berliner Schule der <strong>Gestalt</strong><strong>the</strong>orie.<br />
In einer ersten Periode wurde der Pre<strong>is</strong> über Beschluss des Vorstandes der GTA an<br />
verdiente Persönlichkeiten für herausragende Beiträge zur Anwendung der <strong>Gestalt</strong><strong>the</strong>orie<br />
in W<strong>is</strong>senschaft und Forschung verliehen: 1987 ging der Metzger-Pre<strong>is</strong> in diesem<br />
Sinn an Gaetano Kanizsa und Riccardo Luccio (Italien), 1989 an Gunnar Johansson<br />
(Schweden).<br />
Seit 1999 wird der Pre<strong>is</strong> international öffentlich ausgeschrieben und vom GTA-Vorstand<br />
auf Grundlage der Begutachtungsergebn<strong>is</strong>se und Empfehlungen eines internationalen<br />
w<strong>is</strong>senschaftlichen Pre<strong>is</strong>-Komitees vergeben. Die ersten Pre<strong>is</strong>e gingen sei<strong>the</strong>r an<br />
Giovanni Bruno Vicario (Italien) und Yoshie Kiritani (Japan), Peter Ulric Tse (USA),<br />
Fredrik Sundqv<strong>is</strong>t (Schweden), Cees van Leeuwen (NL/Japan), Baingio Pinna (Italien).<br />
Für Bewerbungen um den Metzger-Pre<strong>is</strong> 2013 <strong>is</strong>t ein w<strong>is</strong>senschaftlicher Beitrag (in<br />
Engl<strong>is</strong>ch oder Deutsch) einzureichen, der zur Überprüfung und Weiterentwicklung<br />
der <strong>Gestalt</strong><strong>the</strong>orie in Forschung oder Anwendung in den Naturw<strong>is</strong>senschaften,<br />
den Humanw<strong>is</strong>senschaften, den Sozial- und Wirtschaftsw<strong>is</strong>senschaften oder auf<br />
einem anderen Gebiet beiträgt. Einreichungen können also be<strong>is</strong>pielswe<strong>is</strong>e aus der<br />
Psychologie, Philosophie, Medizin, Kunst, Architektur, den Sprachw<strong>is</strong>senschaften, der<br />
Musikw<strong>is</strong>senschaft oder auch aus anderen Fachgebieten kommen, solange sie sich in der<br />
Behandlung ihres Themas kompetent auf die <strong>Gestalt</strong><strong>the</strong>orie beziehen.<br />
Die Gewinnerin bzw. der Gewinner des Metzger-Pre<strong>is</strong>es 2013 erhält ein Pre<strong>is</strong>geld von<br />
€ 1000 und wird zum Pre<strong>is</strong>trägervortrag bei der 18. internationalen W<strong>is</strong>senschaftlichen<br />
Arbeitstagung der GTA im Jahr 2013 eingeladen. Die eingereichte Arbeit oder der<br />
Pre<strong>is</strong>trägervortrag wird in der internationalen multid<strong>is</strong>ziplinären Zeitschrift <strong>Gestalt</strong><br />
<strong>Theory</strong> (www.gestalt<strong>the</strong>ory.net/gth/) veröffentlicht.<br />
Mitglieder des Metzger-Pre<strong>is</strong>-Komitees 2013 sind: Geert-Jan Boudewijnse (Montreal/<br />
Kanada; Vorsitz), Silvia Bonacchi (Warschau/Polen), Hellmuth Metz-Göckel (Dortmund<br />
/D), Baingio Pinna (Sassari/Italien), Fiorenza Toccafondi (Parma/Italien), N.N.<br />
Einsendeschluss für den Metzger-Pre<strong>is</strong> 2013 <strong>is</strong>t September 2012.<br />
Einreichung als Word- oder PDF-Dokument an das Pre<strong>is</strong>-Komitee: metzger-award@<br />
gestalt<strong>the</strong>ory.net. Weitere Informationen über die GTA und den Wolfgang-Metzger-<br />
Pre<strong>is</strong>: www.gestalt<strong>the</strong>ory.net/<br />
425
<strong>Gestalt</strong>psychologie und Person<br />
Entwicklungen der <strong>Gestalt</strong>psychologie<br />
Herausgegeben von Giuseppe Galli<br />
154 Seiten, € 18,--<br />
ISBN 978 3 901811 43 2<br />
Das vorliegende Buch beschreibt die Beziehungen zw<strong>is</strong>chen <strong>Gestalt</strong><strong>the</strong>orie<br />
und Person und <strong>is</strong>t die Frucht der Arbeit einer Gruppe von Psychologen, die<br />
sich mit folgenden Aspekten der Person befassten: die Person und ihr Ich;<br />
die Person in Aktion; die Person in Beziehung; die Entstehung der Person;<br />
die Person in Dialog; die Person und die Zentrierung. Der hauptsächliche<br />
Zugang zur Untersuchung dieser Aspekte <strong>is</strong>t ein relationaler oder feld<strong>the</strong>oret<strong>is</strong>cher,<br />
dem zufolge die Faktoren, die das Verhalten bestimmen, nicht<br />
nur aus dem innerpersonalen System abgeleitet werden können, sondern<br />
auch von den Beziehungen zw<strong>is</strong>chen Individuum und der konkreten Situation,<br />
in das es eingebettet <strong>is</strong>t, abhängen. In der Person-Umwelt-Beziehung<br />
haben die <strong>Gestalt</strong><strong>the</strong>oretiker besonders die Ausdrucks- und Wesensqualitäten<br />
aufgewertet, die aus dem Objekt-Pol das Ego anzielen. Die Theorie<br />
des psych<strong>is</strong>chen Feldes konnte seine Fruchtbarkeit sowohl in den Untersuchungen<br />
zur Allgemeinen und Sozial-Psychologie zeigen, als auch in jenen<br />
zur Entwicklungspsychologie. In den letzten Jahrzehnten setzte sich das<br />
Feldmodell auch im psychoanalyt<strong>is</strong>chen Umfeld durch.<br />
Das Buch <strong>is</strong>t sowohl für Studierende als auch für Forschende und Therapeuten<br />
von Interesse.<br />
Fax: + 43 1 985 21 19-15 | Mail: verlag@krammerbuch.at