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124<br />

science [coagulation and hematology]<br />

<strong>Laboratory</strong> <strong>Variables</strong> <strong>That</strong> <strong>May</strong> <strong>Affect</strong><br />

<strong>Test</strong> <strong>Results</strong> <strong>in</strong> Prothromb<strong>in</strong> Times<br />

(PT)/International Normalized Ratios (INR)<br />

David L. McGlasson, MS, CLS/NCA, H, ASCP<br />

59th Cl<strong>in</strong>ical Research Squadron/MSRL, Lackland AFB, TX<br />

DOI: 10.1309/RT9D02JXCHY8V9HM<br />

Monitor<strong>in</strong>g patients on oral<br />

anticoagulant therapy (OAT) requires<br />

constant monitor<strong>in</strong>g by physicians<br />

us<strong>in</strong>g highly sophisticated coagulation<br />

test<strong>in</strong>g.<br />

The World Health Organization (WHO)<br />

put forth the idea for prothromb<strong>in</strong><br />

time standardization based on a<br />

mathematical formula known as the<br />

International Normalized Ratios (INR)<br />

Because manufacturers provide<br />

limited guidel<strong>in</strong>es for <strong>in</strong>struments, the<br />

laboratory should validate its values<br />

by perform<strong>in</strong>g local on-site<br />

International Sensitivity Index (ISI)<br />

calibration.<br />

In a MMWR report dated August<br />

24, 2001 the follow<strong>in</strong>g circumstances<br />

on “Adverse events and deaths associated<br />

with laboratory errors at a hospital-Pennsylvania,<br />

2001” were reported.<br />

On August 3, 2001, the Center for Disease<br />

Control (CDC) was contacted by<br />

the Pennsylvania Department of Health<br />

(PADOH) to assist with an <strong>in</strong>vestigation<br />

of laboratory errors that may have contributed<br />

to the deaths of at least 2 persons<br />

tak<strong>in</strong>g the anticoagulant drug<br />

warfar<strong>in</strong> (Coumad<strong>in</strong>, DuPont Pharmaceuticals<br />

M, Wilm<strong>in</strong>gton DE). The<br />

Food and Drug Adm<strong>in</strong>istration (FDA)<br />

also was <strong>in</strong>vestigat<strong>in</strong>g this <strong>in</strong>cident. The<br />

monitor<strong>in</strong>g of warfar<strong>in</strong>’s anticoagulant<br />

effect is accomplished by perform<strong>in</strong>g 2<br />

laboratory assays: the prothromb<strong>in</strong> time<br />

(PT) and the INR. The INR is a<br />

numeric value calculated from the PT, a<br />

clott<strong>in</strong>g assay result, and the ISI, which<br />

<strong>in</strong>dicated the sensitivity of the reagent<br />

used to perform the assay. The WHO<br />

recommends that INR values be used by<br />

physicians to compare laboratory results<br />

between reagent/<strong>in</strong>strument comb<strong>in</strong>ations<br />

at different <strong>in</strong>stitutions.<br />

Dur<strong>in</strong>g June 4 through July 25,<br />

2001 the hospital laboratory <strong>in</strong> Pennsylvania<br />

reported 2,146 test with correct<br />

PT results but with <strong>in</strong>correctly calculated<br />

INR results. The mathematical formula<br />

required for calculat<strong>in</strong>g the INR<br />

uses a reagent-specific number, the ISI,<br />

which is usually furnished by the manufacturer<br />

of the reagent. In June, the hospital<br />

laboratory did not verify the new<br />

reagent used <strong>in</strong> the coagulation analyzer<br />

for perform<strong>in</strong>g the PT assay. As a result,<br />

the ISI used to calculate the INR was<br />

<strong>in</strong>correct for the reagent used. For approximately<br />

7 weeks, the reported INRs<br />

were falsely low. Several physicians<br />

who <strong>in</strong>terpreted these results <strong>in</strong>creased<br />

their patients’ doses of coumad<strong>in</strong>. In<br />

several cases, this led to the patient’s<br />

OAT regimen be<strong>in</strong>g compromised. 1 One<br />

subject previously had coronary bypass<br />

surgery and was hav<strong>in</strong>g the INR<br />

followed on an outpatient basis. He<br />

started hav<strong>in</strong>g bleed<strong>in</strong>g from the gums<br />

and was bruis<strong>in</strong>g easily. At the orig<strong>in</strong>al<br />

hospital laboratory the INR result was<br />

2.62, which is <strong>in</strong> the therapeutic range.<br />

He then went to another hospital to have<br />

the INR repeated. <strong>That</strong> result yielded an<br />

INR of 5.7, which was very high. His<br />

cardiologist directed the patient to discont<strong>in</strong>ue<br />

the coumad<strong>in</strong> dos<strong>in</strong>g for 4<br />

days. 2 Investigations are also under way<br />

by PADOH, Centers for Medicare and<br />

Medicaid Services (CMS), and CDC to<br />

identify other patient morbidity and<br />

mortality associated with the error, its<br />

possible causes, and the steps needed to<br />

laboratorymedic<strong>in</strong>e> february 2003> number 2> volume 34<br />

©<br />

prevent its recurrence. The FDA is review<strong>in</strong>g<br />

possible deficiencies <strong>in</strong> the<br />

manufacturer’s reagent package label<strong>in</strong>g.<br />

Discussion<br />

Monitor<strong>in</strong>g patients on OAT requires<br />

constant monitor<strong>in</strong>g by physicians us<strong>in</strong>g<br />

highly sophisticated coagulation test<strong>in</strong>g.<br />

The most frequently used assay is the PT.<br />

Standardization of the PT test results has<br />

proven to be difficult because of the<br />

abundance of manufacturer thromboplast<strong>in</strong>s<br />

and <strong>in</strong>strumentation available<br />

throughout the world.<br />

Physicians monitor patients on OAT<br />

by frequently perform<strong>in</strong>g repeat measurement<br />

of the PT assay. By do<strong>in</strong>g this<br />

they can adequately monitor the subjects<br />

warfar<strong>in</strong> <strong>in</strong>take. They are then able to<br />

ma<strong>in</strong>ta<strong>in</strong> each subject <strong>in</strong> a designated<br />

therapeutic range. There are many variables<br />

<strong>in</strong> the performance of the PT that<br />

may affect the test result. These <strong>in</strong>clude<br />

the specimen collection, process<strong>in</strong>g of<br />

the sample, <strong>in</strong>strumentation used to perform<br />

the assay, and the sensitivity of the<br />

thromboplast<strong>in</strong> used to perform the PT<br />

assay. Each thromboplast<strong>in</strong>’s sensitivity<br />

is determ<strong>in</strong>ed by the <strong>in</strong>dividual ISI.<br />

Manufacturers <strong>in</strong>dividual thromboplast<strong>in</strong><br />

reagent sensitivity to the Vitam<strong>in</strong> K dependent<br />

coagulation factors affected by<br />

warfar<strong>in</strong> have a wide range of variability.<br />

This has created problems for physicians<br />

when try<strong>in</strong>g to monitor patients <strong>in</strong><br />

different <strong>in</strong>stitutions with different<br />

reagent/<strong>in</strong>strument comb<strong>in</strong>ations. A subject<br />

monitored with a low sensitivity<br />

reagent (high ISI) may give a low PT<br />

time of 14 seconds. While the same patient<br />

when us<strong>in</strong>g a high sensitivity<br />

reagent (low ISI) may give a time of 18


seconds. These results may drastically<br />

affect the <strong>in</strong>terpretation of the PT assay<br />

and the warfar<strong>in</strong> dosage <strong>in</strong> the <strong>in</strong>dividual<br />

patients. 3<br />

The WHO <strong>in</strong> 1977 <strong>in</strong>troduced a standardized<br />

thromboplast<strong>in</strong> that was touted<br />

as an <strong>in</strong>ternational reference preparation<br />

(IRP). The hope was that each laboratory<br />

could develop a reference range for PT<br />

test<strong>in</strong>g that was to be compared to the<br />

IRP range. Tak<strong>in</strong>g this <strong>in</strong>itial step further<br />

the WHO <strong>in</strong> 1983 then put forth the idea<br />

for PT standardization based on a mathematical<br />

formula (INR) that uses the elements<br />

of the PT assay.<br />

The INR then would be the PT result<br />

that a laboratory would obta<strong>in</strong> if the test<br />

were performed us<strong>in</strong>g the standardized<br />

WHO reference thromboplast<strong>in</strong> reagent<br />

with an assigned ISI value of 1.0. Each<br />

assigned thromboplast<strong>in</strong> ISI could then<br />

compare the <strong>in</strong>dividual reagent sensitivity<br />

to an IRP that has been calibrated with a<br />

WHO reference plasma. The INR is calculated<br />

us<strong>in</strong>g the follow<strong>in</strong>g formula 3 :<br />

INR = (patient PT) ISI<br />

Mean normal PT<br />

Each <strong>in</strong>dividual laboratory would<br />

supply the mean normal PT. The INR<br />

method would then allow the physician to<br />

compare the PT results with different laboratories<br />

reagent/<strong>in</strong>strument<br />

comb<strong>in</strong>ations. Manufacturers now produce<br />

a wide variety of thromboplast<strong>in</strong><br />

with ISI values rang<strong>in</strong>g from 0.9 to 3.0.<br />

This wide range of ISI will produce a<br />

huge difference of PT results. 3 The INR<br />

was designed to correct for this<br />

difference. Therefore, if a patient were<br />

travel<strong>in</strong>g from one city to another the<br />

physician would have the advantage of<br />

expect<strong>in</strong>g a standardized INR value to<br />

ma<strong>in</strong>ta<strong>in</strong> a patient’s OAT range.<br />

As observed <strong>in</strong> the case report improper<br />

assignment of ISI values with different<br />

reagent/<strong>in</strong>strument comb<strong>in</strong>ations<br />

can result <strong>in</strong> cl<strong>in</strong>ically significant <strong>in</strong>accurate<br />

values. This difference <strong>in</strong> ISI values<br />

resulted <strong>in</strong> improper management of a<br />

large group of patients on OAT with catastrophic<br />

consequences. Huge<br />

differences <strong>in</strong> INR values have been reported<br />

when there are significant differences<br />

between low versus high ISI<br />

sensitivities <strong>in</strong> thromboplast<strong>in</strong>s. 4,5<br />

Preanalytic <strong>Variables</strong> of INR<br />

<strong>Test</strong><strong>in</strong>g<br />

Citrate Concentration<br />

Prothromb<strong>in</strong> time assays are<br />

performed on citrated platelet-poor<br />

plasma. The concentration of the sodium<br />

citrate anticoagulant can affect the PT time<br />

thus affect<strong>in</strong>g the INR value. 6-8 In the<br />

United States, until recently,<br />

approximately 80% of the PT assays were<br />

performed <strong>in</strong> plasma that was collected<br />

us<strong>in</strong>g vacuta<strong>in</strong>er tubes that conta<strong>in</strong>ed 3.8%<br />

(129 mol/L) sodium citrate. In 1998,<br />

NCCLS Subcomittee on Coagulation<br />

started to recommend that a 3.2% (109<br />

mol/L) sodium citrate concentration be<br />

used for most coagulation studies. This<br />

concentration was selected because the<br />

WHO was calibrat<strong>in</strong>g thromboplast<strong>in</strong>s<br />

us<strong>in</strong>g the 3.2% concentration. 9 Other <strong>in</strong>ternational<br />

standardization organizations also<br />

recommend us<strong>in</strong>g the 3.2% citrated anticoagulant.<br />

The osmolality of the 3.2% concentration<br />

is apparently closer to plasma.<br />

Higher INR values have been found <strong>in</strong><br />

some thromboplast<strong>in</strong> reagents <strong>in</strong> plasma<br />

collected with 3.8% citrated vacuta<strong>in</strong>er<br />

tubes. In one direct comparison study between<br />

the 2 citrate concentrations us<strong>in</strong>g a<br />

low ISI thromboplast<strong>in</strong>, the INR difference<br />

<strong>in</strong> 18.0% of the specimens showed a INR<br />

difference of 0.7. In another study, the difference<br />

on all specimens gave an average<br />

difference of 19.0%. The lower the ISI<br />

value is the more difference the citrate<br />

concentration makes <strong>in</strong> the INR results. 9 In<br />

platelet studies and test<strong>in</strong>g of blood bank<br />

products such as cryoprecipitate, the 3.8%<br />

citrate concentration is still recommended.<br />

Specimen Handl<strong>in</strong>g<br />

Improper specimen collection can<br />

also drastically affect the PT assay thus<br />

affect<strong>in</strong>g the INR value. This area has<br />

become controversial due to a number of<br />

studies that discuss the length of time<br />

and how a specimen can be stored be<br />

perform<strong>in</strong>g a PT assay. One study<br />

showed that storage of specimens for up<br />

to 6 hours at room temperature did not<br />

affect the PT results. 10 In another study,<br />

it was found that specimens from patients<br />

who were on low dose warfar<strong>in</strong> could be<br />

shipped overnight at room temperature<br />

©<br />

laboratorymedic<strong>in</strong>e> february 2003> number 2> volume 34<br />

without significantly chang<strong>in</strong>g the INR<br />

values. 11 Another study looked at specimens<br />

stored as whole blood. It found<br />

that after 3 days stored at room temperature<br />

that there was no significant change<br />

<strong>in</strong> the INR. 12 NCCLS guidel<strong>in</strong>es from<br />

1998 stated that uncentrifuged<br />

specimens for the PT/INR test or centrifuged<br />

plasma left of top of the separated<br />

cells stored at various temperatures<br />

from 2 to 24°C should be run with<strong>in</strong> 24<br />

hours from the time the sample was obta<strong>in</strong>ed<br />

from the test subject. 13 The PT<br />

results may vary from the time of collection<br />

of the specimen and storage of the<br />

sample if the subject was receiv<strong>in</strong>g hepar<strong>in</strong><br />

and was on OAT. The laboratory<br />

must be sure that the thromboplast<strong>in</strong> has<br />

a hepar<strong>in</strong> neutralizer to counteract the<br />

effects of hepar<strong>in</strong>. Evidence has also<br />

been presented that if specimens are<br />

stored at approximately 4°C that the<br />

PT/INR results may be shortened due to<br />

cold activation of FVII. 9 Our recommendation<br />

is that all specimens should be<br />

treated as if they were the last specimens<br />

that could be obta<strong>in</strong>ed from the test subject<br />

without hav<strong>in</strong>g to recollect the sample.<br />

If another assay is required, such as<br />

an APTT or factor assay, the prolonged<br />

storage times of >4 hours would possibly<br />

render the specimen compromised<br />

and required the patient to have a second<br />

venipuncture. This <strong>in</strong>creases time and<br />

expense for all concerned.<br />

More recently it has been discovered<br />

that the coagulation tube has been<br />

found to be a cl<strong>in</strong>ically significant<br />

source of variability <strong>in</strong> coagulation test<strong>in</strong>g.<br />

There has been controversy <strong>in</strong> us<strong>in</strong>g<br />

“partial-draw tubes” which required less<br />

vacuum to manufacture which resulted<br />

<strong>in</strong> 1.8 mL or 2.7 mL blood draws versus<br />

the conventional 4.5 mL draw with the<br />

blood to anticoagulant ratio of 9:1. S<strong>in</strong>ce<br />

the partial-draw tubes filled more slowly<br />

than the so-called full-draw tubes to<br />

platelets may have been activated due to<br />

lengthy exposure to shear forces aris<strong>in</strong>g<br />

from exposure to shear forces aris<strong>in</strong>g<br />

from draw<strong>in</strong>g blood <strong>in</strong>to the <strong>in</strong>creased<br />

headspace. The activated platelets then<br />

may release platelet-factor 4 or phospholipids<br />

which could compromise coagulation<br />

test<strong>in</strong>g. 14<br />

125


126<br />

Instrumentation<br />

There are over 300 different methods<br />

of perform<strong>in</strong>g a PT assay <strong>in</strong> the United<br />

States alone. Because of this wide variety<br />

of test<strong>in</strong>g it is almost impossible for manufacturers<br />

to provide accurate reagent/<strong>in</strong>strument<br />

specific ISI values for each<br />

reagent/<strong>in</strong>strument comb<strong>in</strong>ation. The<br />

WHO protocol for assign<strong>in</strong>g ISI values<br />

to thromboplast<strong>in</strong> reagents is determ<strong>in</strong>ed<br />

by perform<strong>in</strong>g a manual tilt-tube method<br />

<strong>in</strong> quadruplicate. 15 Laboratories then<br />

have to depend on manufacturers to accurately<br />

assign the proper ISI of their<br />

reagents based on some adaptation of<br />

the WHO protocol. 16 Therefore, the <strong>in</strong>strumentation<br />

can vastly affect the PT<br />

test results. If a coagulation laboratory is<br />

us<strong>in</strong>g a reagent from one company and<br />

an <strong>in</strong>strument from another supplier they<br />

have to rely on the reagent companies<br />

generic assignment of mechanical or<br />

photo-optic ISI values. Laboratories may<br />

not be aware that different automated<br />

coagulation systems can directly affect<br />

the ISI and the INR result. There may be<br />

dist<strong>in</strong>ct differences between mechanical<br />

and photo-optical coagulation systems<br />

with different reagents. 16,17 In our <strong>in</strong>stitution,<br />

we performed a protocol with 7<br />

different reagent/<strong>in</strong>strument comb<strong>in</strong>ations<br />

on the same specimens. 16 In many specimens,<br />

we saw cl<strong>in</strong>ically significant differences<br />

of INR values between the<br />

different reagent/ comb<strong>in</strong>ations. T1 dis-<br />

plays some of these INR result<br />

differences. Observe that the specimen<br />

#1180 has an INR value of 3.95 with<br />

one reagent/<strong>in</strong>strument comb<strong>in</strong>ation and<br />

7.16 with another system. This is an<br />

81.3% difference. The 3.95 value might<br />

be considered a high therapeutic range<br />

value that would probably require no<br />

<strong>in</strong>tervention. The 7.16 INR might cause<br />

some <strong>in</strong>stitutions to consider this result a<br />

panic value. Many other variables can<br />

affect the coagulation <strong>in</strong>strument ISI sensitivity<br />

used <strong>in</strong> the PT analysis. These are<br />

temperatures of the system and reagents,<br />

accuracy of volume of the reagents be<strong>in</strong>g<br />

dispensed, and the citrate concentration of<br />

the specimen collected. 15,16<br />

Look<strong>in</strong>g for a simpler method to locally<br />

calibrate ISI values we performed a<br />

protocol at our <strong>in</strong>stitution that was sponsored<br />

by Dade Behr<strong>in</strong>g M (Deerfield, IL)<br />

us<strong>in</strong>g a calibration system supplied by Precision-Biologic<br />

M (Dartmouth, NS, Canada).<br />

Precision Biologic has proposed a simplified<br />

method of locally calibrat<strong>in</strong>g the<br />

reagent ISI us<strong>in</strong>g a 5-day ISI calibration<br />

protocol. The method used a set of 5 OAT<br />

frozen plasmas and 1 normal frozen plasma<br />

that are assayed aga<strong>in</strong>st a standard (WHO<br />

IRP) thromboplast<strong>in</strong>. The frozen OAT calibrators<br />

and the normal plasma encompassed<br />

the 4 therapeutic categories used <strong>in</strong> OAT<br />

(4.5). Two recent<br />

papers discussed <strong>in</strong> detail how any laboratory<br />

can use the frozen calibrator plasma<br />

Comparison of Selected INR Differences of Human Subject’s Plasma<br />

laboratorymedic<strong>in</strong>e> february 2003> number 2> volume 34<br />

©<br />

method to locally calibrate their reagent/<strong>in</strong>strument<br />

comb<strong>in</strong>ations and how they would<br />

affect subject and manufacturers suggestions<br />

for ISI values with many different<br />

thromboplast<strong>in</strong>s and <strong>in</strong>struments. 15,17 Laboratories<br />

that run PT/INR assays can then set<br />

up there own ISI calibration of the locally<br />

used thromboplast<strong>in</strong>. This method may be<br />

the most practical for improv<strong>in</strong>g <strong>in</strong>ter-laboratory<br />

INR agreement. See the results <strong>in</strong><br />

T2 and T3 on differences <strong>in</strong> local and<br />

manufacturer calibrations of ISIs that were<br />

used <strong>in</strong> our study. 14<br />

Hepar<strong>in</strong> Effects on PT/INR<br />

<strong>Test</strong><strong>in</strong>g<br />

Unfractionated hepar<strong>in</strong> contam<strong>in</strong>ation<br />

can adversely affect the results of a<br />

PT/INR assay. Many subjects start<strong>in</strong>g on<br />

OAT are com<strong>in</strong>g off hepar<strong>in</strong> therapy,<br />

which could give physicians problems<br />

with falsely elevated INR values when<br />

try<strong>in</strong>g to establish basel<strong>in</strong>e INR ranges<br />

for patients. Each manufacturer’s thromboplast<strong>in</strong><br />

has an <strong>in</strong>dividual sensitivity to<br />

the effect of hepar<strong>in</strong>. Some reagents<br />

have a hepar<strong>in</strong> neutralizer present such<br />

as polybrene or protam<strong>in</strong>e sulfate that<br />

can counteract the effects of hepar<strong>in</strong> <strong>in</strong><br />

the therapeutic range so the PT/INR results<br />

are not compromised. However,<br />

reagents without a hepar<strong>in</strong> neutralizer<br />

present have been found to have PT results<br />

prolonged <strong>in</strong> some subjects by as<br />

long as 10 seconds. This could lead to<br />

Human MLA 900C CI+ MLA 900C T-D MLA 900C T-R MLA 1600C T-D STA CI+ STA T-D STA T-R<br />

Sample<br />

1167 2.77 3.41 3.72 3.62 2.68 3.24 3.41<br />

1181 2.53 3.2 3.65 3.36 2.64 2.85 2.91<br />

1180 3.95 5.98 5.83 7.16 4.02 4.93 5.05<br />

1398 2.94 3.94 3.44 4.14 3.06 3.61 3.35<br />

1393 3.57 4.98 4.48 5.0 3.57 4.39 4.18<br />

1391 3.03 4.14 3.41 4.43 3.13 3.82 3.14<br />

1684 3.72 5.82 4.99 6.29 3.99 5.57 4.47<br />

1688 2.95 3.94 3.93 4.44 3.12 3.7 3.79<br />

1814 3.15 1.97 4.0 4.85 3.24 4.23 3.58<br />

1669 3.25 2.41 3.66 3.93 3.24 4.29 3.28<br />

T1<br />

Done on the STA and MLA 900 C with thromboplast<strong>in</strong>s: Neoplast<strong>in</strong>e CI+, Diagnostica Stago (CI+); Thromboplast<strong>in</strong> D, Pacific-Hemostasis (T-D); Recombiplast<strong>in</strong>, Hemolance (T-R) and<br />

the MLA 1600C with T-D only.


Summary of Mean INR <strong>Results</strong> on 25 Normal Patient Samples Before and After Local ISI Calibration<br />

Instrument Reagent Mean INR Us<strong>in</strong>g Mean INR Us<strong>in</strong>g Difference <strong>in</strong><br />

Vendor-Assigned ISI Locally Calibrated ISI INR Means (%)<br />

Diagnostica Stago/STA Neoplast<strong>in</strong>e CI+ 1.24 1.29 -3.9<br />

Thromborel S 1.12 1.13 -0.9<br />

Thromboplast<strong>in</strong> C+ 1.96 1.76 10.1<br />

Innov<strong>in</strong> 0.92 1.00 -8.5<br />

Sysmex CA 540 Neoplast<strong>in</strong>e CI+ 1.24 1.09 11.9<br />

Thromborel S 1.06 1.02 3.4<br />

Thromboplast<strong>in</strong> C+ 1.95 1.81 7.4<br />

Innov<strong>in</strong> 1.02 0.92 10.3<br />

Dade-Behr<strong>in</strong>g BCS Neoplast<strong>in</strong>e CI+ 1.24 1.16 6.9<br />

Thromborel S 1.06 1.02 3.5<br />

Thromboplast<strong>in</strong> C+ 1.77 1.57 11.1<br />

Innov<strong>in</strong> 0.90 1.07 -18.9<br />

Summary of Mean INR <strong>Results</strong> on 95 Patient OAT Samples Before and After Local ISI Calibration<br />

Instrument Reagent Mean INR Us<strong>in</strong>g Mean INR Us<strong>in</strong>g Difference <strong>in</strong> <strong>Results</strong> >10%<br />

Vendor-Assigned ISI Locally Calibrated ISI INR Means (%) Difference<br />

Diagnostica Stago/STA Neoplast<strong>in</strong>e CI+ 2.58 2.69 4.1 0.0<br />

Thromborel S 2.56 2.58 0.8 0.0<br />

Thromboplast<strong>in</strong> C+ 2.39 2.15 10.0 37.1<br />

Innov<strong>in</strong> 2.45 2.67 7.9 22.1<br />

Sysmex CA 540 Neoplast<strong>in</strong>e CI+ 3.46 2.90 16.1 63.9<br />

Thromborel S 2.69 2.58 4.1 0.0<br />

Thromboplast<strong>in</strong> C+ 2.82 2.60 7.8 27.8<br />

Innov<strong>in</strong> 2.49 2.25 9.6 39.2<br />

Dade-Behr<strong>in</strong>g BCS Neoplast<strong>in</strong>e CI+ 2.81 2.60 7.5 20.6<br />

Thromborel S 2.67 2.57 3.7 0.0<br />

Thromboplast<strong>in</strong> C+ 2.86 2.51 12.6 52.6<br />

Innov<strong>in</strong> 2.66 3.29 16.4 64.9<br />

serious patient mismanagement dur<strong>in</strong>g<br />

OAT. There is no current evidence that<br />

the hepar<strong>in</strong> neutralizers may neutralize<br />

the presence of low molecular weight<br />

hepar<strong>in</strong>. Each <strong>in</strong>stitution should check<br />

the effect of a therapeutic dose of unfractionated<br />

hepar<strong>in</strong> aga<strong>in</strong>st their<br />

reagent/<strong>in</strong>strument system.<br />

Possible Effect of a Lupus<br />

Anticoagulant (LA) on PT/INR<br />

The recommended therapeutic range<br />

of INR for OAT <strong>in</strong> patients with the presence<br />

of a LA is currently 2.5 to 3.5. This<br />

is still a controversial subject. It has<br />

been suggested that us<strong>in</strong>g the INR to<br />

monitor these patients may be <strong>in</strong>adequate<br />

due to <strong>in</strong>terference by the presence of a<br />

LA on the clot-based PT assay. Some<br />

<strong>in</strong>vestigators have suggested us<strong>in</strong>g the<br />

prothromb<strong>in</strong>-proconvert<strong>in</strong> assay <strong>in</strong> lieu<br />

of the PT/INR for patients with this disorder<br />

s<strong>in</strong>ce it doesn’t appear to be<br />

affected by a LAs <strong>in</strong>hibitory actions. 3<br />

Others have suggested measur<strong>in</strong>g coagulation<br />

factors II and X by either chromogenic<br />

or 1-stage clott<strong>in</strong>g assays based<br />

on at least 3 dilutions to lessen the LA<br />

<strong>in</strong>hibitory effect. 3 Other <strong>in</strong>vestigators<br />

found little effect of the presence of a LA<br />

on PT/INR results us<strong>in</strong>g different thromboplast<strong>in</strong>s<br />

and <strong>in</strong>struments. One small exception<br />

was a subgroup of 6 patients <strong>in</strong><br />

which a recomb<strong>in</strong>ant thromboplast<strong>in</strong><br />

©<br />

laboratorymedic<strong>in</strong>e> february 2003> number 2> volume 34<br />

T2<br />

T3<br />

(Innov<strong>in</strong>, Dade-Behr<strong>in</strong>g) was used. 3 One<br />

recent study performed a protocol to see if<br />

subjects who have the presence of anticardiolip<strong>in</strong><br />

antibodies without the presence<br />

of an LA to see if the INR assay was affected<br />

us<strong>in</strong>g local specific ISIs with 11<br />

different thromboplast<strong>in</strong>s. No effect on the<br />

INR results was observed. 18 In another<br />

study us<strong>in</strong>g 11 different LA positive, 11<br />

negative LA subjects, and 7 different<br />

thromboplast<strong>in</strong>s, the presence of an LA<br />

did not disturb the laboratory tests for<br />

monitor<strong>in</strong>g subjects on OAT. 19 Each <strong>in</strong>stitution<br />

should check their own reagent/<strong>in</strong>strument<br />

comb<strong>in</strong>ation with positive LA<br />

plasmas to determ<strong>in</strong>e if the LA <strong>in</strong>terference<br />

is an issue <strong>in</strong> their laboratory.<br />

127


128<br />

Report<strong>in</strong>g of PT/INR results<br />

There cont<strong>in</strong>ues to be no consensus<br />

on the method of report<strong>in</strong>g INR values for<br />

conditions other than OAT. Many laboratories<br />

report only the INR for all PT measurements<br />

s<strong>in</strong>ce the INR is simply a<br />

mathematical conversion of the PT us<strong>in</strong>g<br />

the ISI. 9 Many laboratories have been reluctant<br />

to convert to low ISI thromboplast<strong>in</strong>s<br />

because the prolonged PTs are thought<br />

to be confus<strong>in</strong>g to physicians used to<br />

shorter PTs with high ISI (less sensitive)<br />

reagents. This may be true when a PT is<br />

ordered for situations other than monitor<strong>in</strong>g<br />

OAT. 9 A situation such as a preoperative<br />

coagulation screen or liver diseases<br />

can confuse the issue of INR report<strong>in</strong>g. It<br />

has been suggested by some cl<strong>in</strong>icians to<br />

use 2 systems for report<strong>in</strong>g PT results.<br />

One result for patients on OAT and<br />

another for subjects not on OAT has been<br />

<strong>in</strong>stituted at some facilities. There is data<br />

that suggests that the INR value is appropriate<br />

for use <strong>in</strong> patients beg<strong>in</strong>n<strong>in</strong>g anticoagulation<br />

as well as <strong>in</strong> subjects with other<br />

coagulation disorders (eg, liver<br />

impairment). The range of PT prolongation<br />

appears to be greater for patients on<br />

OAT than for patients with liver disease or<br />

dissem<strong>in</strong>ated <strong>in</strong>travascular coagulation, but<br />

the PT and INR has been shown to correlate<br />

<strong>in</strong> a l<strong>in</strong>ear fashion when reagents of<br />

vary<strong>in</strong>g ISI were compared. Some experts<br />

have proposed report<strong>in</strong>g the INR <strong>in</strong> lieu of<br />

the PT for all patients, but suggested the<br />

best way to accomplish this would be to<br />

have an <strong>in</strong>ternational consensus conference.<br />

This has still not been accomplished<br />

as recently as the 2001 International Society<br />

of Thrombosis and Hemostasis Conference<br />

<strong>in</strong> Paris, France. In the subcommittee<br />

conference that dealt with this issue, there<br />

was still no consensus on how to use the<br />

INR for other than those subjects on OAT.<br />

Some notable cl<strong>in</strong>icians and<br />

researchers have publicly stated that the<br />

INR is recommended as the most appropriate<br />

means for report<strong>in</strong>g PT results <strong>in</strong><br />

patients who are stable, orally anticoagulated.<br />

They have suggested that the INR is<br />

not appropriate for use <strong>in</strong> other cl<strong>in</strong>ical<br />

situations (eg, liver disease, hereditary<br />

factor deficiencies, rout<strong>in</strong>e screen<strong>in</strong>g, preoperative<br />

test<strong>in</strong>g, and detect<strong>in</strong>g vitam<strong>in</strong> K<br />

deficiency). There is little or no <strong>in</strong>formation<br />

available on the use of the INR report<strong>in</strong>g<br />

of drug-<strong>in</strong>duced coagulation defects <strong>in</strong><br />

subjects on OAT. Does a s<strong>in</strong>gle coagulation<br />

factor deficiency, such as a factor<br />

FVII deficiency, have a significant effect<br />

on the INR? 9 This could present problems<br />

<strong>in</strong> cl<strong>in</strong>ical sett<strong>in</strong>gs where the INR only is<br />

reported.<br />

Fairweather and colleagues 9 presented<br />

a further argument aga<strong>in</strong>st the use of report<strong>in</strong>g<br />

INRs only. The presence of a<br />

mildly prolonged PT may be the only clue<br />

to a cl<strong>in</strong>ically significant coagulopathy.<br />

However, the upper range of normal is<br />

obscured by the exponential nature of the<br />

INR calculation. The example they used<br />

discussed the upper limit of normal for 2<br />

reagents, which correspond to a PT ratio<br />

of 1.2. This would correspond to an INR<br />

of 1.2 for a reagent with an ISI of 1.0 and<br />

an INR of 1.4 for a reagent with an ISI of<br />

2.0. The problem would then be <strong>in</strong> <strong>in</strong>terpret<strong>in</strong>g<br />

the INR values <strong>in</strong> the range of 1.3<br />

to 1.4. One local hospital <strong>in</strong> our area went<br />

to INR value report<strong>in</strong>g because the surgeons<br />

would mis<strong>in</strong>terpret what they perceived<br />

to be mildly prolonged PTs.<br />

Consequently, they would order freshfrozen<br />

plasma for surgeries unnecessarily.<br />

F<strong>in</strong>al Notes<br />

The accuracy and precision of the INR<br />

is dependent on the PT assay and the ISI of<br />

thromboplast<strong>in</strong>. Other researchers have<br />

noted that s<strong>in</strong>ce the ISI is the exponent of<br />

the INR equation, the higher the ISI<br />

assigned to thromboplast<strong>in</strong>s the greater the<br />

imprecision of the INR as a result of the<br />

mathematical outcome. 20 In support of this<br />

<strong>in</strong>formation we discovered, <strong>in</strong> a study, that<br />

when the INR approaches 3.0 or greater<br />

the discrepancy <strong>in</strong> the INR value was between<br />

different reagent/<strong>in</strong>strument systems.<br />

Therefore the large difference <strong>in</strong> assigned<br />

ISI values is probably the most important<br />

variable that <strong>in</strong>fluences the poor correlation<br />

seen <strong>in</strong> different laboratories reagent/<strong>in</strong>strument<br />

comb<strong>in</strong>ations. Thromboplast<strong>in</strong>s with<br />

an ISI less than 1.2 produce a wider range<br />

of values <strong>in</strong> the PT and PT ratio. Consequently,<br />

the precision of the INR is similarly<br />

improved. S<strong>in</strong>ce the calculation of the<br />

INR requires us<strong>in</strong>g the ISI exponentially,<br />

the farther the ISI value is from 1.0, the<br />

less accurate the INR values will be.<br />

laboratorymedic<strong>in</strong>e> february 2003> number 2> volume 34<br />

©<br />

Manufacturer assigned ISIs, not specific to<br />

the local reagent/<strong>in</strong>strument set-up, may<br />

<strong>in</strong>troduce even more <strong>in</strong>accuracy.<br />

Instrumentation can also greatly <strong>in</strong>fluence<br />

the INR values. Because manufacturers<br />

provide limited guidel<strong>in</strong>es for <strong>in</strong>strument<br />

assigned ISIs, the laboratory should validate<br />

its coumad<strong>in</strong> <strong>in</strong>fluenced INR values<br />

by perform<strong>in</strong>g local on-site ISI calibration.<br />

If the laboratory <strong>in</strong> Pennsylvania had a protocol<br />

for locally calibrat<strong>in</strong>g their ISI values,<br />

the disaster that occurred with the <strong>in</strong>accurate<br />

ISI be<strong>in</strong>g used may have been averted.<br />

1. Adverse events and deaths associated with laboratory<br />

errors at a hospital-Pennsylvania, 2001. MMWR.<br />

2001:710-711.<br />

2. McCullough, Marie. Lab error deaths may now total<br />

five. The Inquirer (Philadelphia, PA), August 3, 2001.<br />

3. McGlasson DL. A review of variables affect<strong>in</strong>g<br />

PTs/INRs. Cl<strong>in</strong> Lab Sci. 1999;12:353-358.<br />

4. Cunn<strong>in</strong>gham MT, Johnson GF, Pennell BJ, et al. The<br />

reliability of manufacturer-determ<strong>in</strong>ed, <strong>in</strong>strumentspecific<br />

<strong>in</strong>ternational sensitivity <strong>in</strong>dex values for<br />

calculat<strong>in</strong>g the <strong>in</strong>ternational normalized ratio. AJCP.<br />

1994;102:128-133.<br />

5. Ts’ao C, Swedlund J, Neofotistos D. Implications of<br />

use of low <strong>in</strong>ternational sensitivity <strong>in</strong>dex<br />

thromboplast<strong>in</strong>s <strong>in</strong> prothromb<strong>in</strong> test<strong>in</strong>g. Arch Pathol<br />

Lab Med. 1994;118:1183-1187.<br />

6. Duncan EM, Casey CR, Duncan BM, et al. Effect of<br />

concentration of trisodium citrate anticoagulant on<br />

calculation of the <strong>in</strong>ternational normalized ratio and<br />

the <strong>in</strong>ternational sensitivity <strong>in</strong>dex of thromboplast<strong>in</strong>.<br />

Thromb Haemost. 1994;72:84-88.<br />

7. Adcock JM, Kressen DC, Marlar RA. Effect of 3.2%<br />

vs. 3.8% sodium citrate on rout<strong>in</strong>e coagulation<br />

test<strong>in</strong>g. Am J Cl<strong>in</strong> Pathol. 1997;107:105-110.<br />

8. Dwyre AL, Giles AR, Key LA, et al. The effects of<br />

sodium citrate anticoagulant concentration, storage on<br />

or off cellular matrix, and specimen age on<br />

prothromb<strong>in</strong> time INR us<strong>in</strong>g a low ISI (1.06) rabbit<br />

bra<strong>in</strong> thromboplast<strong>in</strong>. Thromb Haemost. 1995;73:1237.<br />

9. Fairweather RB, Ansell J, Anton M, et al. College of<br />

American Pathologists Conference XXXI on<br />

laboratory monitor<strong>in</strong>g of anticoagulant therapy:<br />

<strong>Laboratory</strong> monitor<strong>in</strong>g of oral anticoagulant therapy.<br />

Arch Pathol Med. 1998;122:768-781.<br />

10. NCCLS H21-A3. Collection, transport, and<br />

process<strong>in</strong>g of blood specimens for coagulation<br />

test<strong>in</strong>g and general performance of coagulation<br />

assays; approved guidel<strong>in</strong>e-3rd ed. 1998;18:20.<br />

11. Van den Besselaar AMHP, Halem-Visser LP,<br />

Loeliger EA. The use of evacuated tubes for blood<br />

collection <strong>in</strong> oral anticoagulant control. Thromb<br />

Haemost. 1983;50:676-677.<br />

12. Raskob GE, Durica SS, Owen WL, et al. Monitor<strong>in</strong>g<br />

low-dose warfar<strong>in</strong> therapy be a central laboratory<br />

and implications for cl<strong>in</strong>ical trials and patient care:<br />

the coumad<strong>in</strong> aspir<strong>in</strong> re<strong>in</strong>farction (CARS) pilot study<br />

group. Am J Cardiol. 1996;78:1074-1076.<br />

13. Bagl<strong>in</strong> T, Ludd<strong>in</strong>gton R. Reliability of delayed INR<br />

determ<strong>in</strong>ation: Implication for decentralized<br />

anticoagulant care with off-site blood sampl<strong>in</strong>g. Br J.<br />

Haematol. 1997;96:431-434.<br />

14. Foubister Vida. Quick on the draw-coagulation tube<br />

response. CAP Today. 2002;16:38-42.


15. McGlasson DL, Hickman JR, More LE, et al.<br />

Discrepancies <strong>in</strong> <strong>in</strong>ternational normalized ratios<br />

(INR) <strong>in</strong> sw<strong>in</strong>e and humans. Cl<strong>in</strong> Lab Sci.<br />

1998;11:156-160.<br />

16. McGlasson DL. A Comparison of <strong>in</strong>ternational<br />

normalized ratios after local calibration of thromboplast<strong>in</strong><br />

<strong>in</strong>ternational sensitivity <strong>in</strong>dexes. Accepted for<br />

Publication <strong>in</strong> Cl<strong>in</strong>ical <strong>Laboratory</strong> Science.<br />

17. Adcock DM, Johnston M. Evaluation of frozen<br />

plasma calibrants for enhanced standardization of the<br />

<strong>in</strong>ternational (INR): A multi-center study. Thromb<br />

Hemost. 2002;87:74-79.<br />

18. Mant MJ, Stang L, Etches WS. Warfar<strong>in</strong> monitor<strong>in</strong>g<br />

<strong>in</strong> patients with anticardiolip<strong>in</strong> antibodies, but<br />

without lupus anticoagulants. Thrombosis Research.<br />

2000;99:477-482.<br />

19. Bijsterveld NR, Middeldorp S, Berends F, et al.<br />

Monitor<strong>in</strong>g therapy with vitam<strong>in</strong> K antagonists <strong>in</strong><br />

patients with lupus anticoagulant: effect on different<br />

tests for INR determ<strong>in</strong>ation. J Thrombosis<br />

Thrombolysis. 2000;9:263-269.<br />

20. Van den Besselaar AMHP. Field study for<br />

lyophilized plasmas for local prothromb<strong>in</strong> time<br />

calibration <strong>in</strong> the Netherlands. J Cl<strong>in</strong> Pathol.<br />

1997;50:371-374.

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