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Scientific Investigations on Roman Silver Coins of the Emperor Trajan

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Manuscript submitted for proceedings <strong>of</strong> 36th INTERNATIONAL SYMPOSIUM ON ARCHAEOMETRY<br />

(ISA 2006), May 2nd - 6th, 2006, Quebec City, Canada<br />

<str<strong>on</strong>g>Scientific</str<strong>on</strong>g> <str<strong>on</strong>g>Investigati<strong>on</strong>s</str<strong>on</strong>g> <strong>on</strong> <strong>Roman</strong> <strong>Silver</strong> <strong>Coins</strong> <strong>of</strong> <strong>the</strong> <strong>Emperor</strong> <strong>Trajan</strong> (AD 98–117)<br />

K Uhlir 1, 2 , B Woytek 3 , M Alram 3, 5 , M Schreiner 1, 4 , M Grießer 2<br />

1 Institute <strong>of</strong> Science and Technology in Art, Academy <strong>of</strong> Fine Arts Vienna, Schillerplatz 3,<br />

A-1010 Vienna, Austria<br />

k.uhlir@akbild.ac.at m.schreiner@akbild.ac.at<br />

2 C<strong>on</strong>servati<strong>on</strong> Science Department, Kunsthistorisches Museum, Burgring 5, A-1010 Vienna,<br />

Austria<br />

martina.griesser@khm.at katharina.uhlir@khm.at<br />

3 Numismatic Commissi<strong>on</strong>, Austrian Academy <strong>of</strong> Sciences, Dr. Ignaz Seipel-Platz 2, A-1010<br />

Vienna, Austria<br />

bernhard.woytek@oeaw.ac.at<br />

4 Institute <strong>of</strong> Chemical Technologies and Analytics, Vienna University <strong>of</strong> Technology,<br />

Getreidemarkt 9/163, A-1060 Vienna, Austria<br />

5 Coin Cabinet, Kunsthistorisches Museum, Burgring 5, A-1010 Vienna, Austria<br />

michael.alram@khm.at<br />

The rule <strong>of</strong> <strong>the</strong> <strong>Roman</strong> emperor <strong>Trajan</strong> (AD 98–117) has always attracted specific interest am<strong>on</strong>g<br />

financial historians, since written sources provide us with several important pieces <strong>of</strong> informati<strong>on</strong><br />

c<strong>on</strong>cerning <strong>the</strong> finances <strong>of</strong> <strong>the</strong> state during his reign. Therefore, <strong>the</strong> <strong>Trajan</strong>ic period may be regarded<br />

as <strong>on</strong>e <strong>of</strong> <strong>the</strong> key periods for <strong>the</strong> modern understanding <strong>of</strong> <strong>the</strong> ec<strong>on</strong>omy <strong>of</strong> <strong>the</strong> <strong>Roman</strong> principate in<br />

general. In order to evaluate <strong>the</strong> financial policy <strong>of</strong> an ancient state, it is necessary to study <strong>the</strong><br />

compositi<strong>on</strong> <strong>of</strong> <strong>the</strong> alloys <strong>of</strong> <strong>the</strong> precious metal coinages issued under <strong>the</strong> c<strong>on</strong>trol <strong>of</strong> <strong>the</strong> state’s<br />

government. In <strong>the</strong> past, this has <strong>of</strong>ten been carried out using energy dispersive x-ray fluorescence<br />

analysis (ED–XRF) – also in <strong>the</strong> case <strong>of</strong> <strong>Trajan</strong>’s silver coins (Walker 1977). However, such<br />

investigati<strong>on</strong>s had to be performed <strong>on</strong> <strong>the</strong> surfaces <strong>of</strong> <strong>the</strong> coins, as <strong>the</strong> analyses had to be carried out <strong>on</strong><br />

pieces <strong>of</strong> museums’ collecti<strong>on</strong>s. This means, however, that <strong>the</strong> results obtained are not reliable at all,<br />

since corrosi<strong>on</strong> usually occurs <strong>on</strong> ancient excavated objects, as has already been documented<br />

repeatedly: e.g. Linke et al. 2002 and 2004. Because <strong>of</strong> this phenomen<strong>on</strong> <strong>the</strong> determinati<strong>on</strong> <strong>of</strong> <strong>the</strong><br />

chemical compositi<strong>on</strong> <strong>of</strong> <strong>the</strong> coin’s core is essential, which means that ei<strong>the</strong>r sample material has to be<br />

taken or <strong>the</strong> coin has to be cross-secti<strong>on</strong>ed. In <strong>the</strong> few cases in which this has been d<strong>on</strong>e, no<br />

representative number <strong>of</strong> coins <strong>of</strong> all <strong>the</strong> c<strong>on</strong>sulates <strong>of</strong> <strong>Trajan</strong> could be investigated (Butcher &<br />

P<strong>on</strong>ting 1998).<br />

Within an interdisciplinary project a group <strong>of</strong> 68 silver coins <strong>of</strong> <strong>Trajan</strong> evenly distributed over <strong>the</strong><br />

entire period <strong>of</strong> his reign (2 nd to 6 th c<strong>on</strong>sulates) as well as 3 coins from <strong>the</strong> reign <strong>of</strong> his predecessor, <strong>the</strong><br />

emperor Nerva (AD 96–98), were acquired <strong>on</strong> <strong>the</strong> coin market (Table 1). All <strong>the</strong> coins were dissected<br />

in <strong>the</strong> upper third (Fig. 1) and <strong>the</strong> smaller part was embedded in syn<strong>the</strong>tic resin, ground and polished<br />

with SiC-paper up to 4000 mesh. This enabled measurements using µ-XRF (micro x-ray fluorescence<br />

spectroscopy) in <strong>the</strong> coin’s core, as <strong>the</strong> µ-XRF instrument used (COPRA 1 ) is equipped with a<br />

polycapillary focussing optic (Fig. 2) for collimating <strong>the</strong> primary x-ray beam (Bichlmeier et al. 2001,<br />

Vittiglio et al. 2004). Hence a high spatial resoluti<strong>on</strong> <strong>of</strong> approximately 120 µm (FWHM) in diameter<br />

can be achieved <strong>on</strong> <strong>the</strong> coin’s cross-secti<strong>on</strong> (Fig. 3). Applying <strong>the</strong> COPRA-instrument <strong>the</strong> precise<br />

1 µ-XRF instrument built in <strong>the</strong> EU-Project COPRA, Project Nr. SMT4-CT98-2237, Pr<strong>of</strong> Dr<br />

K Janssens, G Vittiglio, University <strong>of</strong> Antwerp/Belgium; Dr J Heckel, Dr P Klinger, Spectro<br />

Analytical Instruments, Kleve/Germany; Pr<strong>of</strong> Dr M Schreiner, Academy <strong>of</strong> Fine Arts, Vienna/Austria<br />

1


positi<strong>on</strong>ing <strong>of</strong> <strong>the</strong> samples is d<strong>on</strong>e by using an electr<strong>on</strong>ically c<strong>on</strong>trolled xyz-sample stage and a CCDcamera<br />

in combinati<strong>on</strong> with a microscope (magnificati<strong>on</strong> up to 10x). Due to <strong>the</strong> additi<strong>on</strong>al applicati<strong>on</strong><br />

<strong>of</strong> a rotary stage a high reproducibility <strong>of</strong> <strong>the</strong> analysis can be achieved because all measurements can<br />

be performed under <strong>the</strong> same geometry. The measurement c<strong>on</strong>diti<strong>on</strong>s are listed in table 2; <strong>the</strong><br />

evaluati<strong>on</strong> <strong>of</strong> <strong>the</strong> x-ray spectra obtained was d<strong>on</strong>e using <strong>the</strong> s<strong>of</strong>tware WinAxil 4.0, versi<strong>on</strong> 4.1.2, <strong>of</strong><br />

Canberra Eurisys Benelux.<br />

Results<br />

All <strong>the</strong> coins investigated (except <strong>on</strong>e imitati<strong>on</strong>) c<strong>on</strong>sist <strong>of</strong> a silver/copper alloy with traces <strong>of</strong> lead and<br />

in some cases also gold. The silver c<strong>on</strong>tent <strong>of</strong> <strong>the</strong> coins is shown in Fig. 4. The chemical compositi<strong>on</strong><br />

<strong>of</strong> <strong>the</strong> <strong>Trajan</strong>ic coins <strong>of</strong> <strong>the</strong> 2 nd c<strong>on</strong>sulate is almost identical to that used during <strong>the</strong> reign <strong>of</strong> <strong>the</strong><br />

emperor Nerva, namely approximately 87% Ag and 13% Cu. In three coins <strong>of</strong> <strong>the</strong>se two periods a<br />

higher silver c<strong>on</strong>centrati<strong>on</strong> <strong>of</strong> approximately 93% could be determined. However, in <strong>the</strong> 3 rd c<strong>on</strong>sulate<br />

<strong>of</strong> <strong>Trajan</strong> <strong>the</strong> silver c<strong>on</strong>tent <strong>of</strong> <strong>the</strong> denarii drops to approximately 79% Ag and 21% Cu. The chemical<br />

compositi<strong>on</strong> remains at this value for his entire reign. In additi<strong>on</strong> <strong>on</strong>ly a small group <strong>of</strong> six objects<br />

showing a silver c<strong>on</strong>tent <strong>of</strong> approximately 93 % could be observed.<br />

Within <strong>the</strong> c<strong>on</strong>sulates III to VI <strong>on</strong>ly two coins <strong>of</strong> <strong>Trajan</strong> show similar chemical compositi<strong>on</strong>s to <strong>the</strong><br />

lower-silver coins <strong>of</strong> his 2 nd c<strong>on</strong>sulate or <strong>of</strong> <strong>the</strong> reign <strong>of</strong> Nerva (approximately 87% silver).<br />

Never<strong>the</strong>less, <strong>the</strong>y might as well be outliers bel<strong>on</strong>ging to <strong>on</strong>e <strong>of</strong> <strong>the</strong> two standards <strong>of</strong> fineness in use at<br />

this time. A full discussi<strong>on</strong> will be available so<strong>on</strong> in Uhlir et al. 2007.<br />

C<strong>on</strong>clusi<strong>on</strong><br />

The systematic investigati<strong>on</strong>s which could be carried out <strong>on</strong> cross-secti<strong>on</strong>s <strong>of</strong> 68 <strong>Trajan</strong>ic coins by<br />

using µ-XRF yield a clear and precise result c<strong>on</strong>cerning <strong>the</strong> chemical compositi<strong>on</strong> used for <strong>the</strong> denarii<br />

in <strong>Trajan</strong>’s reign:<br />

Whereas in <strong>the</strong> 2 nd c<strong>on</strong>sulate <strong>the</strong> specimens investigated show a silver c<strong>on</strong>tent similar to <strong>the</strong> period <strong>of</strong><br />

Nerva, a remarkable decrease in <strong>the</strong> amount <strong>of</strong> silver from approximately 87% to about 79% in<br />

<strong>Trajan</strong>’s denarii between <strong>the</strong> years AD 99 and AD 100 (sec<strong>on</strong>d and third c<strong>on</strong>sulate, respectively)<br />

could be determined: This was <strong>the</strong> standard alloy <strong>the</strong> <strong>Roman</strong> mint adhered to in <strong>the</strong> following periods<br />

until <strong>the</strong> end <strong>of</strong> <strong>Trajan</strong>’s reign (AD 117).<br />

A closer look at <strong>the</strong> historical background helps to explain <strong>the</strong> drastic change in <strong>the</strong> compositi<strong>on</strong> <strong>of</strong> <strong>the</strong><br />

alloy: When <strong>Trajan</strong> came into power in January <strong>of</strong> <strong>the</strong> year AD 98, he did not stay in <strong>the</strong> empire’s<br />

capital city Rome but in Germany being <strong>the</strong> governor (legatus Augusti pro praetore) <strong>of</strong> <strong>the</strong> <strong>Roman</strong><br />

province <strong>of</strong> Germania superior. After his accessi<strong>on</strong> to <strong>the</strong> thr<strong>on</strong>e, he did not return to Italy but<br />

remained in <strong>the</strong> nor<strong>the</strong>rn provinces <strong>of</strong> <strong>the</strong> Imperium <strong>Roman</strong>um for almost two years: He traveled<br />

al<strong>on</strong>g <strong>the</strong> rivers Rhine and Danube toge<strong>the</strong>r with his staff inspecting <strong>the</strong> troops <strong>of</strong> <strong>the</strong> <strong>Roman</strong> fr<strong>on</strong>tier<br />

provinces. It was <strong>on</strong>ly in <strong>the</strong> late autumn <strong>of</strong> AD 99 that <strong>Trajan</strong> entered Rome for <strong>the</strong> first time as an<br />

emperor. In AD 101, he left <strong>the</strong> capital again for a military campaign against <strong>the</strong> Dacians (in today’s<br />

<strong>Roman</strong>ia), for his “First Dacian War”, which ended with a <strong>Roman</strong> victory in AD 102.<br />

The results <strong>of</strong> <strong>the</strong> metallurgical analyses <strong>of</strong> <strong>the</strong> <strong>Trajan</strong>ic denarii tie in well with <strong>the</strong>se facts: The silver<br />

c<strong>on</strong>tent was reduced in AD 100, precisely when <strong>Trajan</strong> was in Rome for <strong>the</strong> first time during his reign.<br />

In this period, intense preparati<strong>on</strong>s for <strong>the</strong> Dacian campaign were doubtless being carried out. The<br />

<strong>Roman</strong> mint’s scope in reducing <strong>the</strong> silver c<strong>on</strong>tent <strong>of</strong> <strong>the</strong> denarii surely was to save m<strong>on</strong>ey and to<br />

relieve <strong>the</strong> state’s budget.<br />

Acknowledgement<br />

The authors gratefully acknowledge <strong>the</strong> financial support <strong>of</strong> this project by <strong>the</strong> Austrian Science Fund<br />

(FWF Project No. P17462, Finanzgeschichtliche Aspekte der traianischen Münzprägung).<br />

2


References<br />

Bichlmeier S, K Janssens, J Heckel, D Gibs<strong>on</strong>, P H<strong>of</strong>fmann & HM Ortner 2001: Comp<strong>on</strong>ent selecti<strong>on</strong><br />

for a compact micro-XRF spectrometer, X-Ray Spectrometry 30, 8–14<br />

Butcher K & M P<strong>on</strong>ting 1998: Atomic Absorpti<strong>on</strong> Spectrometry and <strong>Roman</strong> <strong>Silver</strong> <strong>Coins</strong>, in: A Oddy<br />

& M Cowell (eds.), Metallurgy in Numismatics, Vol. 4, (Royal Numismatic Society Special<br />

Publicati<strong>on</strong> 30) 308–334, L<strong>on</strong>d<strong>on</strong><br />

Linke R, M Schreiner, G Demortier, M Alram & H Winter 2004: The provenance <strong>of</strong> medieval silver<br />

coins: analysis with EDXRF, SEM/EDX and PIXE, in: K Janssens & R Van Grieken (eds.):<br />

Comprehensive Analytical Chemistry: Vol. XLII N<strong>on</strong>-destructive microanalysis <strong>of</strong> cultural<br />

heritage materials, Elsevier Amsterdam, 605–634<br />

Linke R, M Schreiner, H Winter & M Alram 2002: N<strong>on</strong>-destructive analysis <strong>of</strong> Austrian medieval<br />

silver coins by energy dispersive x-ray florescence, BAR Internati<strong>on</strong>al Series 1043 (II), 409–<br />

415<br />

Uhlir K, B Woytek, M Schreiner, M Alram & M Grießer 2007: Metallanalytische Forschungen zur<br />

Denarprägung Kaiser Traians (98–117 n. Chr.), Technologische Studien 4, Kunsthistorisches<br />

Museum Wien, in print<br />

Vittiglio G, S Bichlmeier, P Klinger, J Jeckel, W Fuzh<strong>on</strong>g, L Vincze, K Janssens, P Engström, A<br />

Rindby, K Dietrich, D Jembrih-Simbürger, M Schreiner, D Denis, A Lakdar & A Lamotte<br />

2004: A compact µ-XRF spectrometer for (in-situ) analysis <strong>of</strong> cultural heritage and forensic<br />

materials, Nuclear Instruments and Methods in Physics Research Secti<strong>on</strong> B 213, 693–698<br />

Walker DR 1977: The Metrology <strong>of</strong> <strong>the</strong> <strong>Roman</strong> <strong>Silver</strong> Coinage. Part II: from Nerva to Commodus,<br />

BAR Suppl. Ser. 22, Oxford<br />

Fig. 1: Coin No. 20, 4 th c<strong>on</strong>sulate <strong>of</strong> <strong>Trajan</strong><br />

intact dissected<br />

Fig. 2: Polycapillary focussing unit<br />

The primary x-ray beam is focussed within <strong>the</strong> approximately 300.000 bent glass capillaries due to<br />

total reflecti<strong>on</strong>. The beam diameter obtained is 120 µm FWHM (40 kV and 0.4 mA for Fe-Kα).<br />

3


Fig. 3: Cross-secti<strong>on</strong> <strong>of</strong> coin no. 27, measurement positi<strong>on</strong> 1 (<strong>of</strong> 5),<br />

showing a sample area <strong>of</strong> 2 x 1.5 mm<br />

Fig. 4: Graph <strong>of</strong> <strong>the</strong> silver c<strong>on</strong>tent <strong>of</strong> <strong>the</strong> analysed coins<br />

coin no. emperor c<strong>on</strong>sulate special characteristics<br />

1 - 3 Nerva<br />

4 - 11 <strong>Trajan</strong> II<br />

12 - 15 <strong>Trajan</strong> III<br />

16 - 20 <strong>Trajan</strong> IIII<br />

21 - 29 <strong>Trajan</strong> IIII victory issue<br />

30 - 37 <strong>Trajan</strong> V l<strong>on</strong>g legend<br />

38 - 56 <strong>Trajan</strong> V short legend<br />

57 - 68 <strong>Trajan</strong> VI<br />

69 <strong>Trajan</strong> provincial issue<br />

70 - 71 <strong>Trajan</strong> c<strong>on</strong>temporary imitati<strong>on</strong>s<br />

Table 1: <strong>Coins</strong> acquired <strong>on</strong> <strong>the</strong> coin market for analyses with sample preparati<strong>on</strong><br />

x-ray tube molybdenum anode<br />

tube voltage 35 kV<br />

tube current 0.8 mA<br />

acquisiti<strong>on</strong> time 200 s<br />

Table 2: µ-XRF measurement c<strong>on</strong>diti<strong>on</strong>s<br />

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