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Authoritarian Regimes - University of Chicago

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Political Science 44410<br />

<strong>Authoritarian</strong> <strong>Regimes</strong><br />

Spring 2008<br />

Thursdays 1 – 4pm<br />

Pick 506<br />

Dan Slater<br />

Pick 507<br />

Phone: 773-702-2941<br />

E-Mail: slater@uchicago.edu<br />

Website: http://home.uchicago.edu/~slater<br />

Office Hours: Wednesday 3-5pm<br />

Course Overview<br />

The surprising persistence <strong>of</strong> authoritarian regimes since the end <strong>of</strong> the Cold War has<br />

inspired a major new literature in comparative politics on how non-democracy works.<br />

This graduate seminar considers some conceptual and theoretical issues and debates in<br />

this new wave <strong>of</strong> research, such as: How should authoritarian regimes, including socalled<br />

“hybrid regimes,” best be classified? What kind <strong>of</strong> institutions makes<br />

authoritarianism more or less stable and durable? How do these regimes try to generate<br />

compliance and support? Why do so many <strong>of</strong> them hold elections and convene<br />

parliaments? And what economic factors tend to bolster or undermine dictatorship?<br />

It is worth stressing at the outset that this is not primarily a course on democratization, or<br />

regime change. Our primary purpose is to understand the variety <strong>of</strong> ways in which<br />

authoritarian regimes operate, not how they collapse. Courses on democracy need not<br />

include a section on democratic breakdown to be complete. The same is true <strong>of</strong> a seminar<br />

on authoritarianism.<br />

Readings, Assignments, and Grades<br />

The following books are available for purchase at the Seminary Co-Op and on reserve at<br />

Regenstein Library. (Article- and chapter-length readings can be accessed through the<br />

course Chalk site, under “Library Course Reserves” and “Course Documents.”)<br />

• Daniel Chirot, Modern Tyrants: The Power and Prevalence <strong>of</strong> Evil in Our Age<br />

(Princeton 1994)<br />

• Andreas Schedler (ed.), Electoral <strong>Authoritarian</strong>ism: The Dynamics <strong>of</strong> Unfree<br />

Competition (Lynne Rienner 2006)<br />

• Samuel P. Huntington, Political Order in Changing Societies (Yale 1968)<br />

• Lisa Wedeen, Ambiguities <strong>of</strong> Domination: Politics, Rhetoric, and Symbols in<br />

Contemporary Syria (<strong>Chicago</strong> 1999)<br />

• Jason Brownlee, <strong>Authoritarian</strong>ism in an Age <strong>of</strong> Democratization (Cambridge<br />

2007)<br />

1


Grades in this seminar will be based on three dimensions <strong>of</strong> course performance. First,<br />

each student is required to write three short (about 3-4 page) response papers to the<br />

weekly readings over the course <strong>of</strong> the quarter. These are worth 10% <strong>of</strong> your grade each,<br />

for a total <strong>of</strong> 30%. Which week these essays are written is at the student’s discretion, with<br />

one exception: everyone must contribute an essay on the readings in Week 3 (April 17th).<br />

Please e-mail me a copy <strong>of</strong> your essay by noon on the day <strong>of</strong> class, and hand in a hard<br />

copy <strong>of</strong> your essay at the beginning <strong>of</strong> seminar.<br />

Another 30% <strong>of</strong> your final grade will be based on class participation. Consistent<br />

attendance and engagement with the readings and in-class discussions are expected. The<br />

remaining 40% <strong>of</strong> your grade will be based on a take-home final examination,<br />

formatted loosely on the template <strong>of</strong> a qualifying Ph.D. exam.<br />

April 3: Class Introduction<br />

Course Schedule<br />

April 10: Totalitarianism as a Template<br />

• Daniel Chirot, Modern Tyrants, all.<br />

April 17: Problems <strong>of</strong> Classification<br />

• Juan J. Linz and Alfred Stepan, Problems <strong>of</strong> Democratic Transition and<br />

Consolidation: Southern Europe, South America, and Post-Communist Europe,<br />

Baltimore: Johns Hopkins <strong>University</strong> Press (1996), pp. 39-54.<br />

• Barbara Geddes, “<strong>Authoritarian</strong> Breakdown: Empirical Test <strong>of</strong> a Game Theoretic<br />

Argument,” paper presented at the annual meetings <strong>of</strong> the American Political<br />

Science Association, Atlanta (1999), pp. 1-33 + appendix.<br />

• Axel Hadenius and Jan Teorell, “<strong>Authoritarian</strong> <strong>Regimes</strong>: Stability, Change, and<br />

Pathways to Democracy, 1972-2003,” Working Paper, Lund <strong>University</strong><br />

(November 2006), pp. 1-24 + Appendix B.<br />

• Gerardo L. Munck, “Drawing Boundaries: How to Craft Intermediate Regime<br />

Categories,” in Schedler (ed.), Electoral <strong>Authoritarian</strong>ism, pp. 27-40.<br />

• Richard Snyder, “Beyond Electoral <strong>Authoritarian</strong>ism: The Spectrum <strong>of</strong> Non-<br />

Democratic <strong>Regimes</strong>,” in Schedler (ed.), Electoral <strong>Authoritarian</strong>ism, pp. 219-231.<br />

• Dan Slater, “Altering <strong>Authoritarian</strong>ism: Institutional Complexity and Autocratic<br />

Agency in Indonesia,” Unpublished Manuscript, pp. 1-36.<br />

• Lisa Wedeen, “Concepts and Commitments in the Study <strong>of</strong> Democracy,” in Ian<br />

Shapiro et. al. (eds.), Problems and Methods in the Study <strong>of</strong> Politics, New York:<br />

Cambridge <strong>University</strong> Press (2004), pp. 274-306.<br />

2


April 24: Order, Domination, and Compliance<br />

• Huntington, Political Order, pp. 1-92 and 140-191.<br />

• Gregory Kasza, The Conscription Society: Administered Mass Organizations,<br />

New Haven: Yale <strong>University</strong> Press (1995), pp. 7-25, 51-71, and 188-192.<br />

• Karen Stenner, The <strong>Authoritarian</strong> Dynamic, New York: Cambridge <strong>University</strong><br />

Press (2005), pp. 13-36.<br />

• John Gaventa, Power and Powerlessness: Quiescence and Rebellion in an<br />

Appalachian Valley, Urbana: <strong>University</strong> <strong>of</strong> Illinois Press, pp. 1-32.<br />

• Wedeen, Ambiguities <strong>of</strong> Domination, all.<br />

May 1: Party Hegemony and Regime Stability<br />

• Huntington, Political Order, pp. 397-461.<br />

• Aristide Zolberg, Creating Political Order: The Party-States <strong>of</strong> West Africa,<br />

<strong>Chicago</strong>: Rand McNally, pp. 9-36.<br />

• Benjamin Smith, “Life <strong>of</strong> the Party: The Origins <strong>of</strong> Regime Breakdown and<br />

Persistence under Single-Party Rule,” World Politics 57:3 (Spring 2005), pp. 421-<br />

451.<br />

• Kellee S. Tsai, “Adaptive Informal Institutions and Endogenous Institutional<br />

Change in China,” World Politics 59 (October 2006), pp. 116-141.<br />

• Joy Langston, “Elite Ruptures: When Do Ruling Parties Split?” In Schedler (ed.),<br />

Electoral <strong>Authoritarian</strong>ism, pp. 57-75.<br />

• Beatriz Magaloni, Voting for Autocracy: Hegemonic Party Survival and Its<br />

Demise in Mexico (2006), New York: Cambridge <strong>University</strong> Press, pp. 1-43.<br />

• Kenneth Greene, Why Dominant Parties Lose: Mexico’s Democratization in<br />

Comparative Perspective (2007), New York: Cambridge <strong>University</strong> Press, pp. 1-<br />

47.<br />

May 8: Durable <strong>Authoritarian</strong>ism in the Muslim World<br />

• Michael Ross, “Does Oil Hinder Democracy?” World Politics 53 (April 2001),<br />

pp. 325-361.<br />

• Alfred Stepan and Graeme Robertson, “An ‘Arab’ More than a ‘Muslim’<br />

Electoral Gap,” Journal <strong>of</strong> Democracy 14:3 (July 2003), pp. 30-44.<br />

• Eva Bellin, “Coercive Institutions and Coercive Leaders,” in Marsha Pripstein<br />

Posusney and Michelle Penner Angrist (eds.), <strong>Authoritarian</strong>ism in the Middle<br />

East: <strong>Regimes</strong> and Resistance, Boulder: Lynne Rienner (2005), pp. 21-41.<br />

• Michelle Penner Angrist, “Party Systems and Regime Formation: Turkish<br />

Exceptionalism in Comparative Perspective,” in Posusney and Angrist (eds.), pp.<br />

119-141.<br />

• Brownlee, <strong>Authoritarian</strong>ism in an Age <strong>of</strong> Democratization, pp. 1-152.<br />

3


May 15: Military <strong>Regimes</strong><br />

• Huntington, Political Order, pp. 192-263.<br />

• Morris Janowitz, Military Institutions and Coercion in the Developing Nations,<br />

<strong>Chicago</strong>: <strong>University</strong> <strong>of</strong> <strong>Chicago</strong> Press (1977), pp. 77-116.<br />

• Alfred Stepan, Rethinking Military Politics: Brazil and the Southern Cone,<br />

Princeton: Princeton <strong>University</strong> Press (1988), pp. 3-29.<br />

• Kirk S. Bowman, Militarization, Democracy, and Development: The Perils <strong>of</strong><br />

Praetorianism in Latin America, <strong>University</strong> Park: Penn State <strong>University</strong> Press<br />

(2002), pp. 19-41.<br />

• Dan Slater and Christopher Haid, “The Worst Kind <strong>of</strong> War: Regional Rebellions<br />

and Political Militarization in the Post-Colonial World,” Unpublished Manuscript,<br />

pp. 1-34.<br />

• Steven A. Cook, Ruling But Not Governing: The Military and Political<br />

Development in Egypt, Algeria, and Turkey, Baltimore: Johns Hopkins <strong>University</strong><br />

Press (2007), pp. 1-31.<br />

• Babar Sattar, “Pakistan: Return to Praetorianism,” in Muthiah Alagappa (ed.),<br />

Coercion and Governance: The Declining Political Role <strong>of</strong> the Military in Asia,<br />

Stanford: Stanford <strong>University</strong> Press (2001), pp. 385-412.<br />

May 22: Coalitional Foundations <strong>of</strong> <strong>Authoritarian</strong>ism<br />

• Barrington Moore, Social Origins <strong>of</strong> Dictatorship and Democracy: Lord and<br />

Peasant in the Making <strong>of</strong> the Modern World, Boston: Beacon (1966), pp. 433-<br />

452.<br />

• Gregory M. Luebbert, “Social Foundations <strong>of</strong> Political Order in Interwar Europe,”<br />

World Politics 39:4 (July 1987), pp. 449-478.<br />

• David Waldner, “Democracy and Dictatorship in the Post-Colonial World,”<br />

Unpublished Manuscript, pp. 1-35.<br />

• David Waldner, “Democracy and Dictatorship in Southeast Asia: The Origins <strong>of</strong><br />

the Indonesian New Order and the Thai Non-Order,” Unpublished Manuscript,<br />

pp. 1-42.<br />

• Thomas Pepinsky, “Coalitions and Crises: <strong>Authoritarian</strong>ism, Adjustment, and<br />

Transitions in Emerging Markets, Ph.D. Dissertation, Yale <strong>University</strong> (2007), pp.<br />

16-29, 68-119, and 246-357.<br />

• Dan Slater, “Ordering Power: Contentious Politics, State-Building, and<br />

<strong>Authoritarian</strong> Durability in Southeast Asia,” Ph.D. Dissertation, Emory <strong>University</strong><br />

(2005), pp. 1-27, 78-94, 263-350, 365-385, and 422-447.<br />

4


May 29: Political Economy Approaches<br />

• Ronald Wintrobe, The Political Economy <strong>of</strong> Dictatorship, New York: Cambridge<br />

<strong>University</strong> Press (1998), pp. 127-162.<br />

• Carles Boix, Democracy and Redistribution, New York: Cambridge <strong>University</strong><br />

Press (2003), pp. 1-43.<br />

• Daron Acemoglu and James A. Robinson, Economic Origins <strong>of</strong> Dictatorship and<br />

Democracy, New York: Cambridge <strong>University</strong> Press (2006), pp. 1-47.<br />

• Eva Bellin, “Contingent Democrats: Industrialists, Labor, and Democratization in<br />

Late-Developing Countries,” World Politics 52:1 (January 2000), pp. 175-205.<br />

• Kellee S. Tsai, “Capitalists Without a Class: Political Diversity Among Private<br />

Entrepreneurs in China,” Comparative Political Studies 38:9 (November 2005),<br />

pp. 1130-1158.<br />

• Mick Moore, “Death Without Taxes: Democracy, State Capacity, and Aid<br />

Dependence in the Fourth World,” in Mark Robinson and Gordon White (eds.),<br />

The Democratic Development State: Politics and Institutional Design, Oxford:<br />

Oxford <strong>University</strong> Press (1998), pp. 84-121.<br />

• Kevin Morrison, “Non-Tax Revenue and the Redistributional Foundations <strong>of</strong><br />

Regime Stability,” Unpublished Manuscript, pp. 1-32.<br />

June 5: Hybrid <strong>Regimes</strong>, Elections, and Parliaments<br />

• Schedler, Electoral <strong>Authoritarian</strong>ism, chs. 1, 6-7, and 10-12.<br />

• Jennifer Gandhi and Adam Przeworski, “<strong>Authoritarian</strong> Institutions and the<br />

Survival <strong>of</strong> Autocrats,” Comparative Political Studies 40:11 (November 2007),<br />

pp. 1279-1301.<br />

• Gary Cox, “<strong>Authoritarian</strong> Elections and Leadership Succession,” Working Paper,<br />

pp. 3-17.<br />

• Ellen Lust-Okar, “Elections Under <strong>Authoritarian</strong>ism: Preliminary Lessons from<br />

Jordan,” Democratization 13:3 (June 2006), pp. 456-471.<br />

• Benedict Anderson, The Spectre <strong>of</strong> Comparisons: Nationalism, Southeast Asia,<br />

and the World, New York: Verso (1998), pp. 265-284.<br />

* FINAL TAKE-HOME EXAMS DISTRIBUTED AT 8AM TUESDAY, JUNE 10 TH ;<br />

HARD COPIES DUE IN MY BOX IN PICK 401 BY 4:30PM THAT SAME DAY *<br />

5

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