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<strong>UNITED</strong> <strong>STATES</strong> <strong>DISTRICT</strong> <strong>COURT</strong><br />

MIDDLE <strong>DISTRICT</strong> OF LOUISIANA<br />

MAYTEE BUCKLEY, an individual,<br />

YVONNE PARMS, an individual, and<br />

LESLIE PARMS, an individual,<br />

CIVIL ACTION NO.:<br />

Plaintiffs<br />

VERSUS<br />

TOM SCHEDLER, in his official capacity as<br />

The Secretary of State of Louisiana,<br />

JUDGE ________________________<br />

MAG. JUDGE __________________<br />

Defendant<br />

<strong>COMPLAINT</strong><br />

INTRODUCTION<br />

1. Plaintiffs bring this action to challenge the constitutionality of<br />

Louisiana’s Congressional District 2 as a racial gerrymander in violation of the Equal<br />

Protection Clause of the Fourteenth Amendment.<br />

2. Until recently, Louisiana was deemed a covered jurisdiction under the<br />

Voting Rights Act of 1965. Accordingly, its congressional maps were subject to<br />

preclearance by the federal government.<br />

3. In the name of avoiding retrogression, Louisiana has used Section 5 as a<br />

justification to racially gerrymander congressional districts, specifically by packing<br />

African-American voters into Congressional District 2 and thereby diminishing their<br />

influence in surrounding districts.<br />

4. On June 25, 2013, in Shelby County v. Holder, 570 U.S. ____, 133 S. Ct.<br />

2612 (2013), the United States Supreme Court held that the coverage formula provided<br />

<strong>COMPLAINT</strong> <strong>–</strong> 1<br />

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in Section 4(b) of the Voting Rights Act is unconstitutional. As a result, Louisiana is no<br />

longer a covered jurisdiction for purposes of Section 5.<br />

5. Louisiana can no longer seek refuge in Section 5 as an excuse to racially<br />

gerrymander Congressional District 2. Drawn with race as its predominant purpose, this<br />

district cannot pass constitutional muster.<br />

6. Plaintiffs seek a declaration that Louisiana’s Congressional District 2 is<br />

invalid and an injunction prohibiting the Defendant from calling, holding, supervising,<br />

or taking any action with respect to Congressional elections based on the Congressional<br />

District 2 as it currently stands.<br />

PARTIES<br />

7. Plaintiff Maytee Buckley is a United States citizen and registered voter in<br />

the State of Louisiana. She currently resides in Congressional District 2.<br />

8. Plaintiff Yvonne Parms is a United States citizen and registered voter in<br />

the State of Louisiana. She currently resides in Congressional District 2.<br />

9. Plaintiff Leslie Parms is a United States citizen and registered voter in the<br />

State of Louisiana. He currently resides in Congressional District 2.<br />

10. Defendant Tom Schedler, Louisiana’s Secretary of State, is the chief<br />

election officer of the state. He, in his official capacity as Louisiana’s Secretary of State,<br />

is responsible for preparing and certifying the ballots for all elections, promulgating all<br />

election returns, and administering the election laws.<br />

<strong>COMPLAINT</strong> <strong>–</strong> 2<br />

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JURISDICTION AND VENUE<br />

11. This Court has jurisdiction to hear Plaintiffs’ claim pursuant to 42 U.S.C.<br />

§§ 1983 and 1988, and 28 U.S.C. §§ 1331, 1343(a)(3), and 1357. This Court has<br />

jurisdiction to grant declaratory relief pursuant to 28 U.S.C. §§ 2201 and 2202.<br />

12. A three-judge district court is requested pursuant to 28 U.S.C. § 2284(a),<br />

as Plaintiffs’ action “challeng[es] the constitutionality of the apportionment of<br />

congressional districts” in Louisiana.<br />

13. Venue is proper under 28 U.S.C. § 1391(b).<br />

FACTUAL ALLEGATIONS<br />

14. On April 13, 2011, the Louisiana State Legislature established<br />

Louisiana’s six Congressional districts, set forth at La. Rev. Stat. §18:1276.1 (hereinafter<br />

“2011 Congressional Plan”).<br />

15. Between 2000 and 2010, Louisiana’s total population grew by 1.4 percent<br />

from 4,468,976 to 4,533,372. Louisiana’s growth rate was far below the national growth<br />

rate of 9.7 percent over the same period. As a result, Louisiana lost one congressional<br />

district, reducing its delegation in the U.S. House of Representatives from seven<br />

members to six.<br />

16. Before considering congressional redistricting plans in 2011, <strong>com</strong>mittees<br />

in both houses of the Louisiana State Legislature established various guidelines to<br />

govern the redistricting process.<br />

17. Those guidelines provided “minimally acceptable criteria” for<br />

consideration of any redistricting plan, including:<br />

a. “All redistricting plans shall <strong>com</strong>ply with the Equal Protection Clause of the<br />

Fourteenth Amendment and the Fifteenth Amendment to the U.S.<br />

<strong>COMPLAINT</strong> <strong>–</strong> 3<br />

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Constitution; Sections 2 and 5 of the Voting Rights Act of 1965, as amended;<br />

and all other applicable federal and state law.”<br />

b. “All redistricting plans shall respect the recognized political boundaries and<br />

natural geography of this state, to the extent practicable.”<br />

c. “[D]ue consideration shall be given to,” under the Senate rules, “ existing<br />

district alignments,” and, under the House rules, “traditional district<br />

alignments.”<br />

18. The end result of the redistricting process was the 2011 Congressional<br />

Plan, which includes Congressional District 2, shown below.<br />

19. Congressional District 2 includes parts of New Orleans, excluding the<br />

western suburbs, and weaves around to Baton Rouge, capturing its western and northern<br />

neighborhoods.<br />

<strong>COMPLAINT</strong> <strong>–</strong> 4<br />

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20. The shape of Congressional District 2, as redrawn in 2011, is significantly<br />

more contorted than it had been under the prior congressional districting plan, adopted in<br />

2001 (“Former Congressional District 2”). Former Congressional District 2 was<br />

relatively more <strong>com</strong>pact and did not stretch west of Kenner or Jefferson Parish. Instead,<br />

it represented primarily one <strong>com</strong>munity: New Orleans.<br />

21. Based on the 2010 Census, current Congressional District 2 has a total<br />

African-American population of 62.9%. The African-American voting age population is<br />

59.7%, and 61.6% of the District’s registered voters are African-American.<br />

22. When enacted, Former Congressional District 2 had a total African-<br />

American population of 64.8%, and an African-American voting age population of<br />

60.3%. At that time, 60.7% of registered voters were African-American.<br />

23. As both a qualitative and quantitative matter, Congressional District 2 is<br />

not <strong>com</strong>pact. Congressional District 2 also disregards key political subdivisions and<br />

geographical boundaries and subordinates other traditional districting principles.<br />

24. The shape of Congressional District 2 is bizarre on its face. It snakes up<br />

the Mississippi River in southeastern Louisiana, connecting western New Orleans with<br />

eastern and northern Baton Rouge. The District starts in New Orleans and Orleans<br />

Parish but stops short of the border with Jefferson Parish, leaving part of New Orleans<br />

and Metairie in Congressional District 1. It then follows the southern shore of the<br />

Mississippi River, hopping across the river to cut Kenner, St. Rose, and New Sarpy out<br />

of Congressional Districts 1 and 6 on the north shore. It continues up the Mississippi to<br />

include Gonzales, White Castle, Plaquemine, Addis, and Port Allen. The District makes<br />

a final jump back over the Mississippi to include eastern and northern Baton Rouge.<br />

<strong>COMPLAINT</strong> <strong>–</strong> 5<br />

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25. Congressional District 2’s tortured shape further contorts the districts<br />

around it. Congressional District 6 surrounds Congressional District 2 on three sides,<br />

appearing to shoot Congressional District 2 out of its cragged jaws like a crooked<br />

tongue.<br />

26. One widely used measure of <strong>com</strong>pactness is the Reock score, which<br />

measures the ratio between the area of the district and the area of the smallest circle that<br />

can fit around the district. The Reock scale ranges from 0.0 to 1.0. Districts that have a<br />

lower Reock score are generally less <strong>com</strong>pact than districts that have a higher Reock<br />

score. Congressional District 2 has a Reock score of 0.18.<br />

27. The Reock score of Congressional District 2 is far worse than it had been<br />

before the 2011 Congressional Plan. Former Congressional District 2 had a Reock score<br />

of 0.32, almost twice the score of the new district.<br />

28. The Reock score of Congressional District 2 is also far worse than any<br />

other district under the 2011 Congressional Plan:<br />

a. District 1: 0.46<br />

b. District 3: 0.40<br />

c. District 4: 0.34<br />

d. District 5: 0.37<br />

e. District 6: 0.38<br />

The mean Reock score of all six congressional districts is 0.35, nearly double the score<br />

of Congressional District 2.<br />

29. Congressional District 2 also violates the redistricting guidelines<br />

established by the Louisiana State Legislature. It does not respect the recognized<br />

<strong>COMPLAINT</strong> <strong>–</strong> 6<br />

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political boundaries and natural geography of Louisiana. Former Congressional<br />

District 2 included parts of two parishes: Orleans and Jefferson. Current Congressional<br />

District 2 includes parts of 10 parishes: Orleans Parish, Jefferson Parish, St. Charles<br />

Parish, St. John the Baptist Parish, St. James Parish, Assumption Parish, Ascension<br />

Parish, Iberville Parish, West Baton Rouge Parish, and East Baton Rouge Parish. Of<br />

these, only St. James Parish is located entirely in Congressional District 2. All of the<br />

other parishes are split between Congressional District 2 and neighboring districts.<br />

30. Congressional District 2 also divides the cities of New Orleans and Baton<br />

Rouge into multiple districts, further disregarding recognized political boundaries.<br />

31. The 2011 Congressional Plan also violates the guideline that “due<br />

consideration shall be given to existing district alignments.” Congressional District 2<br />

includes portions of four different congressional districts drawn in 2001.<br />

32. Congressional District 2 subordinates traditional redistricting criteria and<br />

violates Louisiana’s redistricting guidelines because the Louisiana State Legislature was<br />

primarily motivated by race when it adopted the new boundaries for Congressional<br />

District 2. Between 2000 and 2010, the total population and the African-American<br />

population of New Orleans decreased. On information and belief, the Louisiana State<br />

Legislature cherry-picked African-American neighborhoods in New Orleans and Baton<br />

Rouge and packed them into one district. The result is a contorted congressional district<br />

based primarily--if not entirely--on race.<br />

33. The decrease in African-American population in Congressional District 6,<br />

which is adjacent to Congressional District 2, is further evidence of the Louisiana State<br />

Legislature’s racial motivations. Former Congressional District 6 included Baton Rouge<br />

<strong>COMPLAINT</strong> <strong>–</strong> 7<br />

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and has now been split between current Congressional Districts 2, 5, and 6. When<br />

enacted, former Congressional District 6 had a total African-American population of<br />

33.6%, and an African-American voting age population of 31.7%. At that time, 28.1%<br />

of the registered voters were African-American. Current Congressional District 6 now<br />

has a total African-American Population of 23.6%--a decrease of almost ten percentage<br />

points--and an African-American voting age population of 21.5%. As of 2011, 20.1% of<br />

the registered voters in current Congressional District 6 were African-American--a<br />

decrease of eight percentage points. Current Congressional District 5, which includes<br />

parts of a number of former districts such as Congressional District 5 and Congressional<br />

District 6, also increased its African-American population, but the increase did not <strong>com</strong>e<br />

from the parishes captured from former Congressional District 6.<br />

34. As of the date of the enactment of the 2011 Congressional Plan,<br />

Louisiana was considered a covered jurisdiction under Section 5 of the Voting Rights<br />

Act, 42 U.S.C. § 1973c. Accordingly, the 2011 Congressional Plan was subject to<br />

preclearance by either the United States Department of Justice or the United States<br />

District Court for the District of Columbia before it could take effect.<br />

35. On June 2, 2011, the State of Louisiana submitted its submission under<br />

Section 5 to the United States Department of Justice.<br />

36. On June 25, 2013, the United States Supreme Court issued its opinion in<br />

Shelby County v. Holder, 570 U.S. ____, 133 S. Ct. 2612 (2013), holding that the<br />

coverage formula provided in Section 4(b) of the Voting Rights Act is unconstitutional.<br />

As a result, the State of Louisiana is no longer a covered jurisdiction and need not meet<br />

preclearance requirements under Section 5.<br />

<strong>COMPLAINT</strong> <strong>–</strong> 8<br />

70916-0019/LEGAL27626678.4<br />

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37. Upon information and belief, Section 5 preclearance requirements were<br />

used as a justification to pack African-American voters into the bizarrely-shaped<br />

Congressional District 2.<br />

38. Race was the predominant consideration in the creation of Congressional<br />

District 2. No other factor explains the tortured shape of this district, its failure to<br />

<strong>com</strong>ply with traditional districting principles, its failure to <strong>com</strong>ply with the Louisiana<br />

State Legislature’s own redistricting guidelines, or the high concentration of African-<br />

American voters in the district.<br />

39. The predominant consideration of race with respect to Congressional<br />

District 2 is not justified by a <strong>com</strong>pelling state interest.<br />

40. In particular, in the wake of Shelby County, Section 5 cannot justify the<br />

use of race as a predominant factor in drawing congressional district lines.<br />

41. Nor can Section 2 of the Voting Rights Act of 1965 justify the use of race<br />

as a predominant factor in drawing Congressional District 2. African-American voters<br />

in this district are able to elect candidates of their choice without constituting 59.7% of<br />

the District's voting age population.<br />

42. Even if there were a <strong>com</strong>pelling state interest to create and maintain<br />

Congressional District 2 with race as the predominant factor, Congressional District 2 is<br />

not narrowly tailored to achieve that interest. There are other viable and constitutionally<br />

permissible alternatives to Congressional District 2.<br />

<strong>COMPLAINT</strong> <strong>–</strong> 9<br />

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Case 3:13-cv-00763-SDD-RLB Document 1 11/25/13 Page 9 of 12


CAUSE OF ACTION<br />

Violation of the Equal Protection Clause of the United States Constitution<br />

43. Plaintiffs reallege and incorporate by reference, as if fully set forth herein,<br />

the allegations in paragraphs 1-42 above.<br />

44. The Fourteenth Amendment of Section 1 of the United States<br />

Constitution provides in relevant part: “No State shall make or enforce any law which<br />

shall abridge the privileges or immunities of citizens of the United States; nor shall any<br />

State deprive any person of life, liberty, or property, without due process of law; nor<br />

deny to any person within its jurisdiction the equal protection of the laws.”<br />

45. Race was the predominant factor in the creation of Congressional<br />

District 2.<br />

46. The use of race as the predominant factor with respect to Congressional<br />

District 2 is not narrowly tailored to serve a <strong>com</strong>pelling state interest.<br />

47. Accordingly, Congressional District 2 violates the Equal Protection<br />

Clause of the Fourteenth Amendment to the United States Constitution.<br />

48. Plaintiffs have no adequate remedy at law other than the judicial relief<br />

sought here. The failure to temporarily and permanently enjoin the conduct of elections<br />

based on Congressional District 2 will irreparably harm Plaintiffs by violating their<br />

constitutional rights.<br />

PRAYER FOR RELIEF<br />

WHEREFORE, Plaintiffs request that this Court:<br />

A. Convene a court of three judges pursuant to 28 U.S.C. § 2284(a);<br />

<strong>COMPLAINT</strong> <strong>–</strong> 10<br />

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Case 3:13-cv-00763-SDD-RLB Document 1 11/25/13 Page 10 of 12


B. Declare that Congressional District 2 under the 2011 Congressional Plan is a<br />

racial gerrymander in violation of the Equal Protection Clause of the Fourteenth<br />

Amendment;<br />

C. Issue a permanent injunction enjoining Defendant from enforcing or giving<br />

any effect to the boundaries of Congressional District 2 as drawn in the 2011 Congressional<br />

Plan, including an injunction barring Defendant from conducting any elections for the<br />

United States House of Representatives based on Congressional District 2;<br />

D. Hold hearings, consider briefing and evidence, and otherwise take actions<br />

necessary to determine and order a valid plan for new congressional districts in the State of<br />

Louisiana; and<br />

E. Grant such other or further relief the Court deems to be appropriate, including<br />

but not limited to an award of Plaintiffs’ attorneys’ fees and reasonable costs.<br />

RESPECTFULLY SUBMITTED:<br />

/s/ Christopher L. Whittington<br />

CHRISTOPHER L. WHITTINGTON<br />

Bar Roll No.: 22184<br />

P. O. Box 3035<br />

Baton Rouge, LA 70821-3035<br />

Telephone: (225) 346-8777<br />

Facsimile: (225) 346-0009<br />

Email: chris@whittingtonlawfirm.<strong>com</strong><br />

<strong>COMPLAINT</strong> <strong>–</strong> 11<br />

70916-0019/LEGAL27626678.4<br />

Case 3:13-cv-00763-SDD-RLB Document 1 11/25/13 Page 11 of 12


<strong>COMPLAINT</strong> <strong>–</strong> 12<br />

70916-0019/LEGAL27626678.4<br />

Case 3:13-cv-00763-SDD-RLB Document 1 11/25/13 Page 12 of 12


JS 44 (Rev. 12/12)<br />

CIVIL COVER SHEET<br />

The JS 44 civil cover sheet and the information contained herein neither replace nor supplement the filing and service of pleadings or other papers as required by law, except as<br />

provided by local rules of court. This form, approved by the Judicial Conference of the United States in September 1974, is required for the use of the Clerk of Court for the<br />

purpose of initiating the civil docket sheet. (SEE INSTRUCTIONS ON NEXT PAGE OF THIS FORM.)<br />

I. (a) PLAINTIFFS DEFENDANTS<br />

(b) County of Residence of First Listed Plaintiff<br />

(EXCEPT IN U.S. PLAINTIFF CASES)<br />

County of Residence of First Listed Defendant<br />

(IN U.S. PLAINTIFF CASES ONLY)<br />

NOTE: IN LAND CONDEMNATION CASES, USE THE LOCATION OF<br />

THE TRACT OF LAND INVOLVED.<br />

(c) Attorneys (Firm Name, Address, and Telephone Number) Attorneys (If Known)<br />

II. BASIS OF JURISDICTION (Place an “X” in One Box Only)<br />

III. CITIZENSHIP OF PRINCIPAL PARTIES (Place an “X” in One Box for Plaintiff<br />

(For Diversity Cases Only) and One Box for Defendant)<br />

’ 1 U.S. Government ’ 3 Federal Question PTF DEF PTF DEF<br />

Plaintiff (U.S. Government Not a Party) Citizen of This State ’ 1 ’ 1 Incorporated or Principal Place ’ 4 ’ 4<br />

of Business In This State<br />

’ 2 U.S. Government ’ 4 Diversity Citizen of Another State ’ 2 ’ 2 Incorporated and Principal Place ’ 5 ’ 5<br />

Defendant (Indicate Citizenship of Parties in Item III) of Business In Another State<br />

Citizen or Subject of a ’ 3 ’ 3 Foreign Nation ’ 6 ’ 6<br />

Foreign Country<br />

IV. NATURE OF SUIT (Place an “X” in One Box Only)<br />

CONTRACT TORTS FORFEITURE/PENALTY BANKRUPTCY OTHER STATUTES<br />

’ 110 Insurance PERSONAL INJURY PERSONAL INJURY ’ 625 Drug Related Seizure ’ 422 Appeal 28 USC 158 ’ 375 False Claims Act<br />

’ 120 Marine ’ 310 Airplane ’ 365 Personal Injury - of Property 21 USC 881 ’ 423 Withdrawal ’ 400 State Reapportionment<br />

’ 130 Miller Act ’ 315 Airplane Product Product Liability ’ 690 Other 28 USC 157 ’ 410 Antitrust<br />

’ 140 Negotiable Instrument Liability ’ 367 Health Care/ ’ 430 Banks and Banking<br />

’ 150 Recovery of Overpayment ’ 320 Assault, Libel & Pharmaceutical PROPERTY RIGHTS ’ 450 Commerce<br />

& Enforcement of Judgment Slander Personal Injury ’ 820 Copyrights ’ 460 Deportation<br />

’ 151 Medicare Act ’ 330 Federal Employers’ Product Liability ’ 830 Patent ’ 470 Racketeer Influenced and<br />

’ 152 Recovery of Defaulted Liability ’ 368 Asbestos Personal ’ 840 Trademark Corrupt Organizations<br />

Student Loans ’ 340 Marine Injury Product ’ 480 Consumer Credit<br />

(Excludes Veterans) ’ 345 Marine Product Liability LABOR SOCIAL SECURITY ’ 490 Cable/Sat TV<br />

’ 153 Recovery of Overpayment Liability PERSONAL PROPERTY ’ 710 Fair Labor Standards ’ 861 HIA (1395ff) ’ 850 Securities/Commodities/<br />

of Veteran’s Benefits ’ 350 Motor Vehicle ’ 370 Other Fraud Act ’ 862 Black Lung (923) Exchange<br />

’ 160 Stockholders’ Suits ’ 355 Motor Vehicle ’ 371 Truth in Lending ’ 720 Labor/Management ’ 863 DIWC/DIWW (405(g)) ’ 890 Other Statutory Actions<br />

’ 190 Other Contract Product Liability ’ 380 Other Personal Relations ’ 864 SSID Title XVI ’ 891 Agricultural Acts<br />

’ 195 Contract Product Liability ’ 360 Other Personal Property Damage ’ 740 Railway Labor Act ’ 865 RSI (405(g)) ’ 893 Environmental Matters<br />

’ 196 Franchise Injury ’ 385 Property Damage ’ 751 Family and Medical ’ 895 Freedom of Information<br />

’ 362 Personal Injury - Product Liability Leave Act Act<br />

Medical Malpractice ’ 790 Other Labor Litigation ’ 896 Arbitration<br />

REAL PROPERTY CIVIL RIGHTS PRISONER PETITIONS ’ 791 Employee Retirement FEDERAL TAX SUITS ’ 899 Administrative Procedure<br />

’ 210 Land Condemnation ’ 440 Other Civil Rights Habeas Corpus: In<strong>com</strong>e Security Act ’ 870 Taxes (U.S. Plaintiff Act/Review or Appeal of<br />

’ 220 Foreclosure ’ 441 Voting ’ 463 Alien Detainee or Defendant) Agency Decision<br />

’ 230 Rent Lease & Ejectment ’ 442 Employment ’ 510 Motions to Vacate ’ 871 IRS—Third Party ’ 950 Constitutionality of<br />

’ 240 Torts to Land ’ 443 Housing/ Sentence 26 USC 7609 State Statutes<br />

’ 245 Tort Product Liability Ac<strong>com</strong>modations ’ 530 General<br />

’ 290 All Other Real Property ’ 445 Amer. w/Disabilities - ’ 535 Death Penalty IMMIGRATION<br />

Employment Other: ’ 462 Naturalization Application<br />

’ 446 Amer. w/Disabilities - ’ 540 Mandamus & Other ’ 465 Other Immigration<br />

Other ’ 550 Civil Rights Actions<br />

’ 448 Education ’ 555 Prison Condition<br />

’ 560 Civil Detainee -<br />

Conditions of<br />

Confinement<br />

V. ORIGIN (Place an “X” in One Box Only)<br />

’ 1 Original ’ 2 Removed from<br />

Proceeding State Court<br />

VI. CAUSE OF ACTION<br />

’ 3 Remanded from<br />

Appellate Court<br />

’ 4 Reinstated or<br />

Reopened<br />

’ 5 Transferred from<br />

Another District<br />

(specify)<br />

Cite the U.S. Civil Statute under which you are filing (Do not cite jurisdictional statutes unless diversity):<br />

Brief description of cause:<br />

’ 6 Multidistrict<br />

Litigation<br />

VII. REQUESTED IN<br />

<strong>COMPLAINT</strong>:<br />

VIII. RELATED CASE(S)<br />

IF ANY<br />

DATE<br />

’ CHECK IF THIS IS A CLASS ACTION<br />

UNDER RULE 23, F.R.Cv.P.<br />

(See instructions):<br />

DEMAND $<br />

JUDGE<br />

SIGNATURE OF ATTORNEY OF RECORD<br />

CHECK YES only if demanded in <strong>com</strong>plaint:<br />

JURY DEMAND: ’ Yes ’ No<br />

DOCKET NUMBER<br />

FOR OFFICE USE ONLY<br />

RECEIPT # AMOUNT Case 3:13-cv-00763-SDD-RLB APPLYING IFP Document 1-1 JUDGE 11/25/13 Page MAG. 1 of JUDGE 2


JS 44 Reverse (Rev. 12/12)<br />

INSTRUCTIONS FOR ATTORNEYS COMPLETING CIVIL COVER SHEET FORM JS 44<br />

Authority For Civil Cover Sheet<br />

The JS 44 civil cover sheet and the information contained herein neither replaces nor supplements the filings and service of pleading or other papers as<br />

required by law, except as provided by local rules of court. This form, approved by the Judicial Conference of the United States in September 1974, is<br />

required for the use of the Clerk of Court for the purpose of initiating the civil docket sheet. Consequently, a civil cover sheet is submitted to the Clerk of<br />

Court for each civil <strong>com</strong>plaint filed. The attorney filing a case should <strong>com</strong>plete the form as follows:<br />

I.(a)<br />

(b)<br />

(c)<br />

II.<br />

III.<br />

IV.<br />

Plaintiffs-Defendants. Enter names (last, first, middle initial) of plaintiff and defendant. If the plaintiff or defendant is a government agency, use<br />

only the full name or standard abbreviations. If the plaintiff or defendant is an official within a government agency, identify first the agency and<br />

then the official, giving both name and title.<br />

County of Residence. For each civil case filed, except U.S. plaintiff cases, enter the name of the county where the first listed plaintiff resides at the<br />

time of filing. In U.S. plaintiff cases, enter the name of the county in which the first listed defendant resides at the time of filing. (NOTE: In land<br />

condemnation cases, the county of residence of the "defendant" is the location of the tract of land involved.)<br />

Attorneys. Enter the firm name, address, telephone number, and attorney of record. If there are several attorneys, list them on an attachment, noting<br />

in this section "(see attachment)".<br />

Jurisdiction. The basis of jurisdiction is set forth under Rule 8(a), F.R.Cv.P., which requires that jurisdictions be shown in pleadings. Place an "X"<br />

in one of the boxes. If there is more than one basis of jurisdiction, precedence is given in the order shown below.<br />

United States plaintiff. (1) Jurisdiction based on 28 U.S.C. 1345 and 1348. Suits by agencies and officers of the United States are included here.<br />

United States defendant. (2) When the plaintiff is suing the United States, its officers or agencies, place an "X" in this box.<br />

Federal question. (3) This refers to suits under 28 U.S.C. 1331, where jurisdiction arises under the Constitution of the United States, an amendment<br />

to the Constitution, an act of Congress or a treaty of the United States. In cases where the U.S. is a party, the U.S. plaintiff or defendant code takes<br />

precedence, and box 1 or 2 should be marked.<br />

Diversity of citizenship. (4) This refers to suits under 28 U.S.C. 1332, where parties are citizens of different states. When Box 4 is checked, the<br />

citizenship of the different parties must be checked. (See Section III below; NOTE: federal question actions take precedence over diversity<br />

cases.)<br />

Residence (citizenship) of Principal Parties. This section of the JS 44 is to be <strong>com</strong>pleted if diversity of citizenship was indicated above. Mark this<br />

section for each principal party.<br />

Nature of Suit. Place an "X" in the appropriate box. If the nature of suit cannot be determined, be sure the cause of action, in Section VI below, is<br />

sufficient to enable the deputy clerk or the statistical clerk(s) in the Administrative Office to determine the nature of suit. If the cause fits more than<br />

one nature of suit, select the most definitive.<br />

V. Origin. Place an "X" in one of the six boxes.<br />

Original Proceedings. (1) Cases which originate in the United States district courts.<br />

Removed from State Court. (2) Proceedings initiated in state courts may be removed to the district courts under Title 28 U.S.C., Section 1441.<br />

When the petition for removal is granted, check this box.<br />

Remanded from Appellate Court. (3) Check this box for cases remanded to the district court for further action. Use the date of remand as the filing<br />

date.<br />

Reinstated or Reopened. (4) Check this box for cases reinstated or reopened in the district court. Use the reopening date as the filing date.<br />

Transferred from Another District. (5) For cases transferred under Title 28 U.S.C. Section 1404(a). Do not use this for within district transfers or<br />

multidistrict litigation transfers.<br />

Multidistrict Litigation. (6) Check this box when a multidistrict case is transferred into the district under authority of Title 28 U.S.C. Section 1407.<br />

When this box is checked, do not check (5) above.<br />

VI.<br />

VII.<br />

Cause of Action. Report the civil statute directly related to the cause of action and give a brief description of the cause. Do not cite jurisdictional<br />

statutes unless diversity. Example: U.S. Civil Statute: 47 USC 553 Brief Description: Unauthorized reception of cable service<br />

Requested in Complaint. Class Action. Place an "X" in this box if you are filing a class action under Rule 23, F.R.Cv.P.<br />

Demand. In this space enter the actual dollar amount being demanded or indicate other demand, such as a preliminary injunction.<br />

Jury Demand. Check the appropriate box to indicate whether or not a jury is being demanded.<br />

VIII. Related Cases. This section of the JS 44 is used to reference related pending cases, if any. If there are related pending cases, insert the docket<br />

numbers and the corresponding judge names for such cases.<br />

Date and Attorney Signature. Date and sign the civil cover sheet.<br />

Case 3:13-cv-00763-SDD-RLB Document 1-1 11/25/13 Page 2 of 2


AO 440 (Rev. 06/12) Summons in a Civil Action<br />

<strong>UNITED</strong> <strong>STATES</strong> <strong>DISTRICT</strong> <strong>COURT</strong><br />

for the<br />

__________ District of __________<br />

)<br />

)<br />

)<br />

)<br />

Plaintiff(s)<br />

)<br />

)<br />

v. Civil Action No.<br />

)<br />

)<br />

)<br />

)<br />

)<br />

Defendant(s)<br />

)<br />

SUMMONS IN A CIVIL ACTION<br />

To: (Defendant’s name and address)<br />

A lawsuit has been filed against you.<br />

Within 21 days after service of this summons on you (not counting the day you received it) — or 60 days if you<br />

are the United States or a United States agency, or an officer or employee of the United States described in Fed. R. Civ.<br />

P. 12 (a)(2) or (3) — you must serve on the plaintiff an answer to the attached <strong>com</strong>plaint or a motion under Rule 12 of<br />

the Federal Rules of Civil Procedure. The answer or motion must be served on the plaintiff or plaintiff’s attorney,<br />

whose name and address are:<br />

If you fail to respond, judgment by default will be entered against you for the relief demanded in the <strong>com</strong>plaint.<br />

You also must file your answer or motion with the court.<br />

CLERK OF <strong>COURT</strong><br />

Date:<br />

Signature of Clerk or Deputy Clerk<br />

Case 3:13-cv-00763-SDD-RLB Document 1-2 11/25/13 Page 1 of 2


AO 440 (Rev. 06/12) Summons in a Civil Action (Page 2)<br />

Civil Action No.<br />

PROOF OF SERVICE<br />

(This section should not be filed with the court unless required by Fed. R. Civ. P. 4 (l))<br />

This summons for (name of individual and title, if any)<br />

was received by me on (date) .<br />

’ I personally served the summons on the individual at (place)<br />

on (date)<br />

; or<br />

’ I left the summons at the individual’s residence or usual place of abode with (name)<br />

, a person of suitable age and discretion who resides there,<br />

on (date)<br />

, and mailed a copy to the individual’s last known address; or<br />

’ I served the summons on (name of individual) , who is<br />

designated by law to accept service of process on behalf of (name of organization)<br />

on (date)<br />

; or<br />

’ I returned the summons unexecuted because ; or<br />

’ Other (specify):<br />

.<br />

My fees are $ for travel and $ for services, for a total of $ .<br />

I declare under penalty of perjury that this information is true.<br />

Date:<br />

Server’s signature<br />

Printed name and title<br />

Server’s address<br />

Additional information regarding attempted service, etc:<br />

Case 3:13-cv-00763-SDD-RLB Document 1-2 11/25/13 Page 2 of 2

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