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About the initiative ‘Anti-Corruption Incentives and Sanctions for Business’ This initiative aims to • provide interested parties from the Public Sector, Business Sector, and Civil Society, with an overview of existing and potential sanctions and incentives to motivate business to counter corruption, • discuss their applicability in selected partner countries, and • promote behavioral change. Duration: January 1, 2011 – December 31, 2013 Steering Committee: Supporter: Dr. Valerie Federico-Weinzierl, Prof. Dr. Gesine Schwan, Jermyn Brooks, Prof. Dr. Peter Eigen Siemens as part of the Siemens Integrity Initiative http://www.humboldt-viadrina.org/anti-corruption/ 2
Roles of different stakeholders Businesses act in complex environments with a variety of different stakeholders, such as public procurement agencies, business suppliers, civil society organizations, media, etc. Stakeholders Incentives Sanctions Business Public Sector Business Sector Civil Society • Governmental Institutions • Intergovernmental Organizations, etc. • Business • Business Associations, etc. • Civil Society Organizations • Media • Academia, etc. Debarment Confiscation Termination of contract Preferred supplier status Increased risk premium Examples Public naming & shaming Reduced sanctions Fines Public award Imprisonment Lower tax rates Business Company as a whole Company‘s Representatives 3
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Page 5 and 6: A combined approach Purpose: Provid
Page 7 and 8: Example for context 1 • US Senten
Page 9 and 10: Categorizing anti-corruption sancti
Page 11 and 12: Findings from a global expert surve
Page 13 and 14: Questions? 13
Page 15 and 16: Appendix 15

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