How to Set-up a Fraud Department? - The Institute of Internal Auditors

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About UAE IAA-IIA
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How to Set-up a Fraud Department?
Over the recent years, Fraud has
increased and is still increasing.
Learn how protect your company
from the adverse effects of fraud.
• Who should attend
• Chief Audit Executives or their Equivalent
•Heads of Fraud units
• Chief Legal Officers
• Fraud Investigators
• Audit Managers
Seminar Fees % Discount Rate in US $
Non Member - 410
Individual 7.5 380
Bronze 15% 350
Silver 20% 330
Gold 25% 310
Platinum 30% 290
Crowne Plaza Yas Hotel
Abu Dhabi, UAE
October 17, 2011
Dusit Thani Hotel
Dubai, UAE
December 14, 2011
Virtually, every entity suffers from
fraud, though hardly noticed. Fraud is a
growing concern in spite of attempts to
control it.
Join Abdulqader Obaid Ali in a
day of instructor-led workshop, which will
show how a Fraud Prevention function may
be separately set up (from the internal audit
function). He will also provide guidance on
the essentials of setting up or organizing
one, including the preparation of a Fraud
Charter and Fraud Policy.
Discover what you can do to better
protect your company and its assets from
the occurrence of fraud.
Earn 6 CPE credits
Course Outline
Speakers Profile
Discounts
Registration
For more information, contact us at:
+971 4 433 9180
+971 4 433 9186
lorna@iiauae.org
youssef@iiauae.org
www.iiauae.org

Course Outline
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Topics covered:
• Why separate Audit from Fraud?
• Fraud Charter
• Fraud Policy Essentials
• Fraud Unit Organizational Structure
• Job Descriptions
• Classification of fraud cases
• Compensation
• Reporting to a Supervisory / Audit Committee
• Essentials of Whistle Blowing System Design
• Interface with Local Authorities
• Interface with External Authorities
• Investigation Cycle
• Investigation Reports
• Fraud Awareness Program
• Special Training
• Preparing a Fraud Policy
• Lessons Learnt Case Studies

About the Instructor:
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Abdulqader Obaid Ali is the Chief of
Internal Audit for Dubai World, the holding
company that manages anumber of world-class
Companies such as DP World, Economic Zones
World (EZW), Dry Docks World, Istithmar, etc.
In this role, he reports directly to the Audit Committee of Dubai World on
audit and fraud-related issues covering the DW Group . He has 25+ years of
cumulative work experience in the fields of IT, Quality, HR, Audit and Fraud.
Prior to joining Dubai World, he worked at Dubai Aluminum Company.
From the initial set-up of the department in 2006 and until 2010, he has
worked on more than 250 corporate fraud investigations ranging from
bribery, abuse of positions to embezzlements. He has played a key role in the
separation of Fraud Division from Internal Audit and the eventual setting up
of the former, which is one of the first in the region. This formation was
based on studies conducted on the diversity and risk assessments within the
Group. This department grew and established relations with local and
international authorities. He has turned it from a cost centre to a profit
centre through millions in recoveries and savings from investigations.
He is currently the President of the Institute of Internal Auditors -UAE
Chapter, which is affiliated to the Institute of Internal Auditors (IIA), USA. He
is also the Founder and Chairman of Ideas Arabia a sub-group of Dubai
Quality Group dedicated to innovation and Suggestion Reward Schemes. He
is also an active Board Member of Dubai Media Incorporated.
His commitment to Quality had merited his role as Chairman of Dubai
Quality Group (the tenure for which he completed) . He remains a lifetime
member of the Board and a Jury Member for the Dubai Quality Awards.
He holds a Bachelor of Science in Electronic Engineering Technology from
the Arizona State University, U.S.A. and a Master of Science in Technology
Management from Stirling University, Scotland, U.K. He successfully
completed the International General Management Program for Executive
Development conducted by the International Institute of Management
Development (IMD), Switzerland. He is also a Certified Fraud Examiner and
member of the Association of Certified Fraud Examiners (US).

Discounts
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We will grant to entitled members the following additional discounts:
Members Discount:
Corporate
Discounts
Percentage of
Discount
Platinum 30%
Gold 25%
Silver 20%
Bronze 15%
Individual Member 7.5%
Deduct first the member discounts and that would be the basis for the
computation of additional discounts broken down as follows:
Available Discounts
Percentage of
Discounts
Early Bird Discounts
Group 5%
Individual 3%
Group Registration
Group of 3 – 9 registrants 5%
Group of 10 registrants or more 10%
Discount per Participant
If you register for 2 courses 3%
If you register for 3 courses 5%
If you register for all the 4 courses 10%
•Note that this discount is subject to assessment and entitlement is based
on whether the participant has already availed of the maximum
discount being extended by the UAE IAA.

Yes! Please register me Now!
Course Title :
REGISTRATION FORM
Delegate Details
Mr./Ms.
Email address
Job Title
IIA ID No
Mobile No
Telephone No. Fax
Note : The name you register is exactly what will be printed in the Certificate of Attendance.
Company Details
Company
Address
Postal Code Emirates/Country
Please supply the following details for future correspondence
Department Head Details
Name of Department Head
Department
Mobile
Email address
Training Manager Details
Training Manager
Department
Mobile
Email address
Registration and Cancellation Policy
Registration and/or cancellation must be received
three days before the seminar date. Substitutions
are allowed. Direct Cash deposit and check
payments are accepted on or before the date of
seminar. “No Show” is subject to 50%penalty.
By submitting your registration you agree to be
bound by the terns and conditions in full.
A confirmation letter and invoice will be sent upon
receipt of your registration. Only those delegates
whose fees have been paid in full will be admitted
to the event.
UAE IAA reserves the right to cancel the training
schedule and secure another schedule with
confirmed attendees.
Certificate of Attendance will be released once we
receive full payment of the seminar fee.
Visas : Delegates requiring visas should contact the hotel they wish to stay. Visas for Non GCC Nationals
may take several weeks to process.
For Accounting Use Only:
OR Number
Charge to
Date Cheque No.
Amount
Control No.

About IIA Inc.
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About IIA Inc.
The Institute of Internal Auditors (IIA) was founded in 1941 in New York City as a primary
international body, dedicated to the promotion and development of the practice of Internal
Auditing as a non-profit organisation. The IIA furthers its main objective of developing the
profession of internal auditing worldwide through its local chapters. It has chapters in more
than 190 countries across the world and has affiliated institutes in many countries. More
than 100,000 professionals across the world are current members of this international body.
UAE Internal Audit Association
The UAE Internal Audit Association (IAA) was set up in July 1995, as a non-profit
organisation along the lines of its parent body with the support and co-operation of the
Emirates Group, the Economic Department, Dubai Chamber of Commerce, Al Futtaim,
Emirates Bank and DUBAL. In June 2006 the IIA Dubai Chapter sought and gained
approval to become the official UAE Chapter. In 2008 they obtained a license to
become the UAE Internal Audit Association. The Association now has the support of
leading companies from the UAE who are involved in promoting the profession of
Internal Auditing through this medium. The current President of the UAE Internal Audit
Association is Abdulqader Obaid Ali.
As the UAE Internal Audit Association is a non-profit organisation dedicated to the
cause of promoting the profession, we are inviting corporate organisations to partner
the Chapter by way of memberships. The chapter offers regular trainings, workshops,
seminars and an annual conference with the objective of promoting the profession
within the business community.
Aims and objectives of the Chapter
‣Promote and contribute to the increased awareness of Internal Auditing in the region.
‣Provide support and advice to establishments, companies and other institutions in
connection with improving their audit departments.
‣Encourage a free exchange of knowledge, information and skills within the business
community.
‣ Arrange training courses, seminars, conferences and studies relating to audit.
‣Create and encourage networking, contacts and communications.

Upcoming Courses for 2011
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September
12-14
17
Quality Assessment Accreditation Course
October
How to Set up a Fraud Department
November
22
27-29
30-31
Risk Based Audit in Arabic
How to Conduct Risk Based Audit
How to Conduct Operational Audit
December
4-5
6-8
14
15
TBA
Internal Audit Business Report Writing
COSO Based Audit
How to Set up a Fraud Department
Risk Based Audit in Arabic
Leadership Skills for Auditors
CIA Review Courses in Arabic

List of Courses
Run dates
Partial List – 2 nd half of 2011 Training Calendar
Discounted Rates in US Dollars
Course Title Code Venue Facilitator CPE
CR
No of
days
FULL
RATE Individual Bronze Silver Gold Platinum
Quality Assessment Accreditation
D1 D Alfredo
September 12-14 Training (QAAT)
Dautzenberg 19.5 3 2470 2280 2100 1970 1850 1730
October 17 How to set up Fraud Department C1 AD
Abdulqader
Obaid Ali 6 1 410 380 350 330 310 290
November 22 Risk Based Audit in Arabic B1 D
Ashraf
Shaarawy 6 1 410 380 350 330 310 290
November 27-29 How to Conduct Risk-based Audits A1 AD Zach le Roux 21 3 1370 1270 1170 1100 1030 960
November 30-
December1 How to Conduct Operational Audits A2 AD Zach le Roux 14 2 960 890 815 770 720 670
December 4-5
Internal Audit Business Report
Writing A3 D Zach le Roux 14 2 960 890 815 770 720 670
December6-8 COSO- Based Audits A4 D Zach le roux 21 3 1370 1270 1170 1100 1030 960
ALL PACKAGE A 10 4660 4320 3970 3740 3500 3260
Abdulqader
December 14 How to set up Fraud Department C1 D Obaid Ali 6 1 410 380 350 330 310 290
December 15 Risk Based Audit in Arabic B1 AD
Ashraf
Shaarawy 6 1 410 380 350 330 310 290
CIA Review Course in Arabic
Venue : AD- Abu Dhabi
D - Dubai

Code # LIST OF COURSES No.of days CPE cr
1 How to set up Fraud Department 1
10
2 Cyber Forensic- Forensic Auditing 1 7
3 Hunt for Fraud: Prevention and Detection Techniques 1 7
4 Implementing Control Self Assessment 1 7
5 Information Risks Management 1 7
6 Successful Application & design 1 7
7 Introduction to Construction Audit 2 14
8 Construction Audit Advanced Technique 2 14
9 QUALITY REVIEW CERTIFICATION 3 21
10 Role in Corporate Governance and Enterprise Risk Management 1 8
11 Leadership Skills for Auditors 4 32
Financial and Accounting Courses:
12 - Cost Accounting 2 10
13 - Financial Accounting 2 10
14 - Managerial Accounting 2 10
15 - Performance management 1 5
16 - Financial Statement Analysis 1 5
17 - Financial Budgeting 1 5
18 - Risk Management 1 5
19 - Financial Management 2 10
20 Auditing Social Media (New) 1 5
21 Business Analysis and Process Improvement 1 5
22 Business Continuity Management 1 3
23 Consulting Skills for Internal Auditors 1 3
24 Critical and Strategic Thinking for Internal Auditors (New) 1 3
25 Financial Auditing for Internal Auditors 3 15
26 How to prevent, detect and investigate financial fraud in your organization? 2 10
27 Implementing Control Self Assessment 1 5
28 Implementing the International Professional Practices Framework (2011 IPPF) 2 10
29 Introduction to Governance, Controls, and Risk Management 1 5
30 Introduction to IT Audit: 1 5
31 Leadership Skills for Auditors 1 3
32 Managing and Auditing Privacy Risks 1 3
33 New Strategies and Best Practice in Internal Audit (Coming soon) 1 5
34 Planning, Conducting and Managing Risk-based Audits 3 15
35 ACL - Basic 3 24
36 ACL - Advance 3 24
37 Audit Committee Reporting 1 7
38 Auditing Management's Risk Processes (2 day) 2 14
39 Banking Basics for internal auditors 5 35
40 Conducting Interviews and Communication with/from Customers 1 7
41 Control Adequacy and Effectiveness Assessment (3 day) 3 21
42 Corporate Governance and Directors and Officers Liability 1 7
43 COSO- Based Audits 3 21
44 High Level Risk Assessment and Long Term Audit Coverage Planning (2 day) 2 14
45 How to Conduct Operational Audits (introduction and advance) 2 14
46 How to Conduct Risk-based Audits 3 21
47 Improving the Quality of the Internal Audit Function 2 14
48 Internal Audit Business Report Writing 2 14
49 Introduction to the Business of Internal Auditing (1 day) 1 7
50 Marketing Internal Audit to Management (1 day) 1 7
51 Planning and Managing the Internal Audit Function 2 14
52 Planning, Managing and Follow-up of the Internal Audit Project (2 day) 2 14
53 Risk Assessment for the engagement and the Preliminary Survey (1 day) 1 7
54 Standards for the Professional Practice of Internal Auditing (3 day) 3 21
55 The Auditor’s Role in Preventing and Detecting Fraud (2 day) 2 14
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Dear Members, Internal Audit Practitioners and Partners ,
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The UAE IAA (Internal Audit Association) has always endeavored to bring you the best topical and relevant
training courses as part of its commitment to promote professional development in the field of internal
auditing.
In view of this, we, in the UAE IAA would like to integrate your inputs or preferences with regard to your
training needs or requirements.
We therefore appreciate your taking a few minutes of your time to choose from the list of available courses
or seminars whatever courses you would like to attend next year, 2012.
We would appreciate your sending back to us the accomplished survey form.
Thank you for your usual support and cooperation.
Code
List of Courses that I would like to attend next year
Name : ________________________________________________
Designation : ________________________________________________
Company : _________________________________________________
Email Address : _________________________________________________
Emirates : _________________________________________________
Direct Line : _________________________________________________
Mobile : _________________________________________________
Member’s ID # : _________________________________________________
For inquiries , please contact Lorna Mungkal at lorna@iiauae.org (email address);
+971 4 4339180 (direct) and +971 55 589 1931 (mobile).
or
Youssef Mustafa Lutfi at youssef@iiauae.org (email address);
+971 4 4339186 (direct) and +971 55 6896896
or
Ashraf Ali at ashraf@iiauae.org (email address) ;
+ 971 4 433 9108 (direct line) and + 971 50 759 3171