O'Neill v. Antique World Mall - the Idaho Industrial Commission!
O'Neill v. Antique World Mall - the Idaho Industrial Commission!
O'Neill v. Antique World Mall - the Idaho Industrial Commission!
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BEFORE THE INDUSTRIAL COMMISSION OF THE STATE OF IDAHO<br />
PATRICIA O’NEILL, )<br />
)<br />
Claimant, ) IC 2002-504617<br />
)<br />
v. ) FINDINGS OF FACT,<br />
) CONCLUSIONS OF LAW,<br />
ANTIQUE WORLD MALL, ) AND RECOMMENDATION<br />
)<br />
Employer, )<br />
)<br />
and )<br />
)<br />
STATE INSURANCE FUND, ) Filed October 21, 2008<br />
)<br />
Surety, )<br />
)<br />
Defendants. )<br />
______________________________________ )<br />
INTRODUCTION<br />
Pursuant to <strong>Idaho</strong> Code § 72-506, <strong>the</strong> <strong>Idaho</strong> <strong>Industrial</strong> <strong>Commission</strong> assigned <strong>the</strong> aboveentitled<br />
matter to Referee Alan Taylor, who conducted a hearing in Boise on April 22 and 25, 2008.<br />
Claimant, Patricia O’Neill, was represented by Richard Owen of Nampa and participated<br />
telephonically. Defendant Employer, <strong>Antique</strong> <strong>World</strong> <strong>Mall</strong>, and Defendant Surety, State Insurance<br />
Fund, were represented by Gardner Skinner of Boise. The parties presented oral and documentary<br />
evidence. This matter was <strong>the</strong>n continued for <strong>the</strong> taking of post-hearing depositions, and <strong>the</strong><br />
submission of briefs, and came under advisement on July 15, 2008.<br />
ISSUES<br />
FINDINGS OF FACT, CONCLUSIONS OF LAW, AND RECOMMENDATION - 1
The issues to be resolved are:<br />
1. Whe<strong>the</strong>r Claimant is entitled to additional medical benefits; and<br />
2. Whe<strong>the</strong>r Claimant is entitled to attorney fees for Defendants’ denial of additional<br />
medical benefits.<br />
ARGUMENTS OF THE PARTIES<br />
Claimant asserts her entitlement to additional medical benefits for refills of an intra<strong>the</strong>cal<br />
morphine pump and additional prescription medications for pain and depression after November 30,<br />
2005, as reasonable and necessary treatment for her industrial back injury. She also asserts her<br />
entitlement to attorney fees for Defendants’ unreasonable denial of payment of <strong>the</strong>se medical<br />
benefits.<br />
Defendants assert that <strong>the</strong> additional medical benefits Claimant seeks are not required or<br />
reasonable treatment related to her industrial accident.<br />
EVIDENCE CONSIDERED<br />
The record in this matter consists of <strong>the</strong> following:<br />
1. The testimony of Claimant and Robert Ritchie taken at hearing;<br />
2. Claimant’s Exhibits 1 through 7 admitted at hearing;<br />
3. Defendants Employer and Surety’s Exhibits 1 through 10 admitted at hearing;<br />
4. Deposition of James Morland, M.D., taken by Claimant on May 6, 2008;<br />
5. Deposition of Robert Friedman, M.D., taken by Defendants on May 27, 2008; and<br />
6. The Modified Lump Sum Agreement entered into by <strong>the</strong> parties in this matter and<br />
approved by <strong>the</strong> <strong>Commission</strong> on November 30, 2005, of which <strong>the</strong> Referee takes<br />
judicial notice as requested by <strong>the</strong> parties.<br />
FINDINGS OF FACT, CONCLUSIONS OF LAW, AND RECOMMENDATION - 2
The objections posed during <strong>the</strong> depositions of Dr. Morland and Dr. Friedman are overruled.<br />
After having considered <strong>the</strong> above evidence, and <strong>the</strong> arguments of <strong>the</strong> parties, <strong>the</strong> Referee submits<br />
<strong>the</strong> following findings of fact and conclusions of law.<br />
FINDINGS OF FACT<br />
1. Claimant was born in 1944 and was 64 years old at <strong>the</strong> time of <strong>the</strong> hearing.<br />
2. On January 19, 2002, Claimant injured her low back while lifting a heavily loaded<br />
tray at work. She was treated initially by Timothy Johans, M.D., who referred her to Christian<br />
Zimmerman, M.D. Dr. Zimmerman diagnosed an L2-3 disc herniation with nerve root compression<br />
and L4-5 spondylolis<strong>the</strong>sis. On May 6, 2002, Dr. Zimmerman performed L2-3 laminectomy, L2-3<br />
microdiskectomy, L4-5 laminectomy, L4-5 facetectomy, L4-5 foraminotomy and L4-5 fusion.<br />
Claimant’s back condition improved for a time and <strong>the</strong>n worsened. Dr. Zimmerman referred<br />
Claimant to William Binegar, M.D., and Robert Calhoun, Ph.D. Claimant was later treated by<br />
C. Timothy Floyd, M.D., who diagnosed recurrent L2-3 disc herniation.<br />
3. On September 24, 2002, Dr. Floyd performed revision L2-3 laminotomy, revision L2-<br />
3 microdiskectomy, and revision L4-5 fusion. Claimant’s back pain persisted and Dr. Floyd referred<br />
Claimant to James Bates, M.D. Claimant later returned to Dr. Johans. On May 13, 2003, Dr. Johans<br />
performed repeat L2-3 hemilaminotomy, L2-3 facetectomy, and L2-3 diskectomy. Claimant’s back<br />
pain improved and <strong>the</strong>n worsened, and on September 10, 2003, Dr. Floyd performed repeat L2-3<br />
laminectomy, repeat L2-3 diskectomy, L2-3 fusion and L3-4 fusion. Claimant’s back pain persisted<br />
4. In March 2004, Claimant participated in <strong>the</strong> <strong>Idaho</strong> Elks Rehabilitation Hospital<br />
LifeFit Program where she was supervised by program director Robert Friedman, M.D. Upon<br />
completing <strong>the</strong> program, Dr. Friedman found Claimant was at maximum medical improvement and<br />
FINDINGS OF FACT, CONCLUSIONS OF LAW, AND RECOMMENDATION - 3
ated her permanent impairment at 26% of <strong>the</strong> whole person due to her industrial accident. During<br />
her participation in <strong>the</strong> four week LifeFit program, Claimant was weaned off of prescription<br />
narcotics and her activity level increased approximately 50%. However, her back pain doubled, and<br />
her functionality following completion of <strong>the</strong> program decreased substantially due to her increased<br />
pain.<br />
5. Claimant returned to Dr. Bates who referred her to James Morland, M.D. Dr.<br />
Morland recommended a trial of a spinal cord stimulator. Defendants denied authorization for <strong>the</strong><br />
stimulator trial. On August 24, 2004, Dr. Morland performed placement of a trial spinal cord<br />
stimulator. The stimulator was not effective. Dr. Morland <strong>the</strong>n recommended trial of an intra<strong>the</strong>cal<br />
morphine pump. Dr. Friedman opined Claimant was not an appropriate candidate for a pump and<br />
Defendants denied authorization for <strong>the</strong> pump. On October 26, 2004, Dr. Morland performed<br />
placement of a trial morphine pump. The pump was helpful in controlling Claimant’s pain. On<br />
December 15, 2004, Dr. Morland performed placement of a permanent intra<strong>the</strong>cal morphine pump.<br />
Defendants denied all benefits related to <strong>the</strong> morphine pump; however, Defendants paid over<br />
$175,000 in o<strong>the</strong>r medical expenses.<br />
6. On November 30, 2005, <strong>the</strong> parties entered into a Modified Lump Sum Agreement<br />
which was approved by <strong>the</strong> <strong>Commission</strong>. The agreement constituted a full and final settlement of<br />
any and all claims resulting from <strong>the</strong> industrial accident “except as to reasonable future medical<br />
benefits which are compensable pursuant to <strong>the</strong> provisions of <strong>Idaho</strong> Code Section 72-432, arising out<br />
of <strong>the</strong> accident ….” Modified Lump Sum Agreement, p. 5.<br />
7. In December 2005, Claimant moved to Thailand where she continued to reside at <strong>the</strong><br />
time of hearing.<br />
FINDINGS OF FACT, CONCLUSIONS OF LAW, AND RECOMMENDATION - 4
8. Claimant’s intra<strong>the</strong>cal morphine pump requires periodic maintenance including<br />
refilling. Claimant received medical treatment for her back from Therdpoing Dumrongkiate, M.D.,<br />
at <strong>the</strong> Bangkok Hospital on January 1, 2006, May 1, 2006, August 22, 2006, January 1, 2007, March<br />
28, 2007, April 18, 2007, and September 11, 2007. Claimant’s morphine pump was refilled on<br />
November 3, 2006, and March 5, 2007, in <strong>the</strong> Bangkok Hospital under <strong>the</strong> care and direction of<br />
neurosurgeon Dittapong Boonampol, M.D.<br />
9. In May 2007, Claimant began treating with Chomchai Vichitrananda-Kleosakul,<br />
M.D., at Bumrungrad International Hospital in Thailand. Dr. Chomchai refilled Claimant’s<br />
morphine pump on January 7, 2007, June 1, 2007, and September 13, 2007. In addition to <strong>the</strong><br />
morphine pump, Dr. Chomchai has prescribed several medications for break through pain control<br />
and o<strong>the</strong>r medications to control Claimant’s reactive depression caused by her chronic pain. These<br />
medications include Pariet, Durogesic patches, Paracentamol with Codiene, Zoloft, Seroquel,<br />
Nortrilen, Revotril and Lioresal.<br />
10. Claimant and Robert Ritchie testified that Claimant is taking more medication now<br />
than when she completed <strong>the</strong> LifeFit program, but that she is significantly more functional since <strong>the</strong><br />
installation of <strong>the</strong> morphine pump. Prior to installation of <strong>the</strong> pump, Claimant was often confined to<br />
bed. Claimant is now able to walk 30 to 60 minutes at a time, shop, drive, and tend a small garden.<br />
She was unable to tolerate this level of activity prior to installation of <strong>the</strong> pump.<br />
11. Having conversed with Claimant and carefully compared her testimony with all of <strong>the</strong><br />
o<strong>the</strong>r evidence, <strong>the</strong> Referee finds that Claimant is a credible witness.<br />
DISCUSSION AND FURTHER FINDINGS<br />
FINDINGS OF FACT, CONCLUSIONS OF LAW, AND RECOMMENDATION - 5
12. The provisions of <strong>the</strong> Workers’ Compensation Law are to be liberally construed in<br />
favor of <strong>the</strong> employee. Haldiman v. American Fine Foods, 117 <strong>Idaho</strong> 955, 793 P.2d 187 (1990).<br />
The humane purposes which it serves leave no room for narrow, technical construction. Ogden v.<br />
Thompson, 128 <strong>Idaho</strong> 87, 910 P.2d 759 (1996).<br />
13. Medical care. The first issue is Claimant’s entitlement to additional medical care<br />
after November 30, 2005. <strong>Idaho</strong> Code § 72-432(1) mandates that an employer shall provide for an<br />
injured employee such reasonable medical, surgical or o<strong>the</strong>r attendance or treatment, nurse and<br />
hospital services, medicines, crutches, and apparatus, as may be reasonably required by <strong>the</strong><br />
employee's physician or needed immediately after an injury or manifestation of an occupational<br />
disease, and for a reasonable time <strong>the</strong>reafter. If <strong>the</strong> employer fails to provide <strong>the</strong> same, <strong>the</strong> injured<br />
employee may do so at <strong>the</strong> expense of <strong>the</strong> employer. <strong>Idaho</strong> Code § 72-432(1) obligates an employer<br />
to provide treatment if <strong>the</strong> employee’s physician requires <strong>the</strong> treatment and if <strong>the</strong> treatment is<br />
reasonable. Sprague v. Caldwell Transportation, Inc., 116 <strong>Idaho</strong> 720, 779 P.2d 395 (1989).<br />
14. Intra<strong>the</strong>cal pump. Claimant herein received medical treatment, including installation<br />
of an intra<strong>the</strong>cal pump by Dr. Morland. Defendants argue that because Dr. Morland testified that<br />
“treatment of pain is pretty much always an elective situation” Morland Deposition, p. 48, Ll. 14-<br />
15, <strong>the</strong> intra<strong>the</strong>cal pump was not required, pursuant to Sprague, and thus Defendants bear no<br />
responsibility for <strong>the</strong> costs of refilling or maintaining <strong>the</strong> pump.<br />
follows:<br />
15. A closer review of Dr. Morland’s testimony clarifies his perspective. He testified as<br />
Q (by Defendants’ counsel) Did you believe that implantation of <strong>the</strong> pump<br />
was required for her treatment, or was it an elective situation?<br />
A Treatment of pain is pretty much always an elective situation. There is no<br />
FINDINGS OF FACT, CONCLUSIONS OF LAW, AND RECOMMENDATION - 6
known—for example, if someone is in severe pain, that is not necessarily a lifethreatening<br />
illness. It’s—so it’s different than, say, somebody having a heart attack<br />
where if you don’t perform a procedure <strong>the</strong>y’re likely going to die. Pain procedures<br />
are performed to relieve pain and improve quality of life, so I can’t view that as a<br />
medical emergency.<br />
Morland Deposition, p. 48, Ll. 11-22. From <strong>the</strong> above it is clear that Dr. Morland considered a<br />
required procedure as one medically essential to preserve life. He categorized pain control<br />
procedures as elective because <strong>the</strong>y were not essential to preserve life.<br />
16. While <strong>the</strong> Court in Sprague examined whe<strong>the</strong>r “<strong>the</strong> treatment was required by <strong>the</strong><br />
claimant’s physician,” <strong>the</strong> specific treatment at issue in Sprague consisted of some 47 chiropractic<br />
treatments. Sprague, 116 <strong>Idaho</strong> 723, 779 P.2d 398. There was no assertion that <strong>the</strong>se chiropractic<br />
treatments were essential to preserve life, however <strong>the</strong> Court accepted <strong>the</strong> characterization of <strong>the</strong>m<br />
as “required.” Thus for purposes of Sprague and <strong>Idaho</strong> Code § 72-432, a medically elective<br />
procedure may be deemed required by <strong>the</strong> treating physician although not essential to preserve life.<br />
Dr. Morland’s recommendation of <strong>the</strong> intra<strong>the</strong>cal pump, as Claimant’s <strong>the</strong>n treating physician, is<br />
sufficient, even though he recognized it as an elective procedure not essential to preserve life.<br />
17. Defendants also assert, based upon Dr. Friedman’s opinion in 2004 which he<br />
reaffirmed in 2008, that <strong>the</strong> intra<strong>the</strong>cal pump is not a reasonable treatment for Claimant. As noted,<br />
Claimant’s physician, Dr. Morland recommended, encouraged and instituted this treatment. He<br />
explained that <strong>the</strong> intra<strong>the</strong>cal pump delivers medication predominantly to <strong>the</strong> spinal cord where <strong>the</strong><br />
receptors most involved in pain transmission are thought to be. The intra<strong>the</strong>cal pump has fewer side<br />
effects such as mental confusion and constipation as compared to <strong>the</strong> use of oral medications.<br />
Dr. Morland noted that Claimant’s condition was improved by <strong>the</strong> intra<strong>the</strong>cal pump. He also<br />
testified that <strong>the</strong> refills and level of medication delivered through <strong>the</strong> intra<strong>the</strong>cal pump as calibrated<br />
FINDINGS OF FACT, CONCLUSIONS OF LAW, AND RECOMMENDATION - 7
y Dr. Chomchai would be considered standard care in <strong>the</strong> United States.<br />
18. The clear weight of <strong>the</strong> evidence establishes that <strong>the</strong> intra<strong>the</strong>cal pump has<br />
significantly improved Claimant’s functionality and quality of life. The Referee finds this treatment<br />
reasonable.<br />
19. O<strong>the</strong>r pain medications. Defendants assert Claimant’s use of o<strong>the</strong>r medications for<br />
break through pain control is unreasonable. Dr. Chomchai has prescribed, and Claimant has utilized,<br />
oral and o<strong>the</strong>r pain medications for break through pain control. Dr. Morland testified that in a<br />
minority of cases he prescribes oral medications for control of break through pain for his patients<br />
having an intra<strong>the</strong>cal morphine pump. Dr. Morland fur<strong>the</strong>r testified that <strong>the</strong> prescription<br />
medications Claimant was taking at <strong>the</strong> time of <strong>the</strong> hearing when considered collectively were fairly<br />
similar to <strong>the</strong> amount of medication Claimant took in November 2005. The record establishes that<br />
<strong>the</strong>se additional pain medications have aided Claimant’s functionality and <strong>the</strong> Referee finds that<br />
<strong>the</strong>se are reasonable.<br />
20. Anti-depressant medications. Defendants argue that Claimant’s depression and<br />
continued use of prescription anti-depressants are related to pre-existing factors and not her<br />
industrial accident.<br />
21. The record reveals that Claimant has an extensive history of depression which preexisted<br />
her industrial accident and for which she received a great deal of counseling and medication.<br />
Although Dr. Friedman’s opinion regarding <strong>the</strong> ongoing cause of Claimant’s depression has not<br />
always been clear, it appears that since Claimant’s completion of <strong>the</strong> LifeFit program, Dr. Friedman<br />
believes her ongoing depression is due to pre-existing factors ra<strong>the</strong>r than her industrial accident.<br />
Dr. McClay’s opinion is similar. However, nei<strong>the</strong>r has examined Claimant since prior to 2005. In<br />
FINDINGS OF FACT, CONCLUSIONS OF LAW, AND RECOMMENDATION - 8
contrast, Dr. Chomchai, who currently treats Claimant regularly, indicated in her letter of February<br />
12, 2008, that Claimant’s need for anti-depressants is due to her reactive depression “caused by<br />
chronic pain from failed back surgery.” Claimant’s Exhibit 3, p. 2.<br />
injury.<br />
22. The Referee finds that Claimant’s ongoing depression is related to her industrial<br />
23. Defendants are responsible for payment of medical benefits after November 30, 2005,<br />
relating to and including refills and maintenance of Claimant’s intra<strong>the</strong>cal pump and o<strong>the</strong>r<br />
prescription pain control and anti-depressant medications.<br />
24. Attorney fees. Attorney fees are not granted to a claimant as a matter of right under<br />
<strong>the</strong> <strong>Idaho</strong> Workers' Compensation Law, but may be recovered only under <strong>the</strong> circumstances set forth<br />
in <strong>Idaho</strong> Code § 72-804 which provides:<br />
Attorney's fees - Punitive costs in certain cases. - If <strong>the</strong> commission or any court<br />
before whom any proceedings are brought under this law determines that <strong>the</strong><br />
employer or his surety contested a claim for compensation made by an injured<br />
employee or dependent of a deceased employee without reasonable ground, or that<br />
an employer or his surety neglected or refused within a reasonable time after receipt<br />
of a written claim for compensation to pay to <strong>the</strong> injured employee or his dependents<br />
<strong>the</strong> compensation provided by law, or without reasonable grounds discontinued<br />
payment of compensation as provided by law justly due and owing to <strong>the</strong> employee<br />
or his dependents, <strong>the</strong> employer shall pay reasonable attorney fees in addition to <strong>the</strong><br />
compensation provided by this law. In all such cases <strong>the</strong> fees of attorneys employed<br />
by injured employees or <strong>the</strong>ir dependents shall be fixed by <strong>the</strong> commission.<br />
25. The decision that grounds exist for awarding attorney fees to a claimant is a factual<br />
determination which rests with <strong>the</strong> <strong>Commission</strong>. Troutner v. Traffic Control Company, 97 <strong>Idaho</strong><br />
525, 528, 547 P.2d 1130, 1133 (1976).<br />
26. Claimant herein asserts entitlement to attorney fees for Defendants’ denial of medical<br />
benefits including intra<strong>the</strong>cal pump refills and related hospitalization, and prescription medications.<br />
FINDINGS OF FACT, CONCLUSIONS OF LAW, AND RECOMMENDATION - 9
27. There is conflicting expert opinion regarding <strong>the</strong> medical benefits sought by<br />
Claimant. Drs. Morland and Chomchai opined <strong>the</strong>se medical treatments are reasonable and<br />
necessary while Dr. Friedman testified <strong>the</strong>y are not. Although Dr. Friedman’s opinion is not<br />
persuasive, Defendants reasonably relied <strong>the</strong>reon and <strong>the</strong>ir denial of additional medical benefits was<br />
not unreasonable.<br />
CONCLUSIONS OF LAW<br />
1. Claimant has proven she is entitled to additional medical benefits after November 30,<br />
2005, including treatment relating to refills and maintenance of her intra<strong>the</strong>cal pump and<br />
medications prescribed for break-through pain and depression.<br />
2. Claimant has not proven her entitlement to attorney fees for Defendants’ denial of<br />
medical care.<br />
RECOMMENDATION<br />
The Referee recommends that <strong>the</strong> <strong>Commission</strong> adopt <strong>the</strong> foregoing Findings of Fact and<br />
Conclusions of Law as its own, and issue an appropriate final order.<br />
DATED this 15thday of October, 2008.<br />
INDUSTRIAL COMMISSION<br />
__/s/__________________________________<br />
Alan Reed Taylor, Referee<br />
ATTEST:<br />
__/s/____________________________<br />
Assistant <strong>Commission</strong> Secretary<br />
FINDINGS OF FACT, CONCLUSIONS OF LAW, AND RECOMMENDATION - 10
BEFORE THE INDUSTRIAL COMMISSION OF THE STATE OF IDAHO<br />
PATRICIA O’NEILL, )<br />
)<br />
Claimant, )<br />
) IC 2002-504617<br />
v. )<br />
)<br />
ANTIQUE WORLD MALL, )<br />
) ORDER<br />
Employer, )<br />
)<br />
and )<br />
)<br />
STATE INSURANCE FUND, )<br />
) Filed October 21, 2008<br />
Surety, )<br />
)<br />
Defendants. )<br />
____________________________________)<br />
ORDER - 1<br />
Pursuant to <strong>Idaho</strong> Code § 72-717, Referee Alan Taylor submitted <strong>the</strong> record in <strong>the</strong><br />
above-entitled matter, toge<strong>the</strong>r with his recommended findings of fact and conclusions of law to<br />
<strong>the</strong> members of <strong>the</strong> <strong>Idaho</strong> <strong>Industrial</strong> <strong>Commission</strong> for <strong>the</strong>ir review. Each of <strong>the</strong> undersigned<br />
<strong>Commission</strong>ers has reviewed <strong>the</strong> record and <strong>the</strong> recommendations of <strong>the</strong> Referee. The<br />
<strong>Commission</strong> concurs with <strong>the</strong>se recommendations. Therefore, <strong>the</strong> <strong>Commission</strong> approves,<br />
confirms, and adopts <strong>the</strong> Referee’s proposed findings of fact and conclusions of law as its own.<br />
Based upon <strong>the</strong> foregoing reasons, IT IS HEREBY ORDERED that:<br />
1. Claimant has proven she is entitled to additional medical benefits after November<br />
30, 2005, including treatment relating to refills and maintenance of her intra<strong>the</strong>cal pump and<br />
medications prescribed for break-through pain and depression.<br />
2. Claimant has not proven her entitlement to attorney fees for Defendants’ denial of<br />
medical care.
3. Pursuant to <strong>Idaho</strong> Code § 72-718, this decision is final and conclusive as to all<br />
matters adjudicated.<br />
DATED this 21st day of October, 2008.<br />
INDUSTRIAL COMMISSION<br />
_/s/_________________________________<br />
James F. Kile, Chairman<br />
_/s/_________________________________<br />
R.D. Maynard, <strong>Commission</strong>er<br />
ATTEST:<br />
_/s/_________________________________<br />
Thomas E. Limbaugh, <strong>Commission</strong>er<br />
_/s/____________________________<br />
Assistant <strong>Commission</strong> Secretary<br />
CERTIFICATE OF SERVICE<br />
I hereby certify that on <strong>the</strong> 21st day of October, 2008 a true and correct copy of<br />
Findings, Conclusions, and Order was served by regular United States Mail upon each of <strong>the</strong><br />
following:<br />
RICHARD S OWEN<br />
PO BOX 278<br />
NAMPA ID 83653<br />
GARDNER W SKINNER JR<br />
PO BOX 359<br />
BOISE ID 83701<br />
ka<br />
______________________________<br />
ORDER - 2