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Diagnosing lupus<br />

anticoagulants<br />

Emmanuel J Favaloro, Haematology, ICPMR, Westmead Hospital<br />

ISLH, Toronto, May, 2013


Disclosures<br />

No disclosures or conflicts of interest<br />

2


Dedication<br />

Dedicated to memory of Prof Jerry Koutts.<br />

November 27, 1944 - April 2, 2013<br />

3


Talk overview – ‘attack of the acronyms’<br />

‣ APS (antiphospholipid [antibody]<br />

syndrome)<br />

‣ aPL (antiphospholipid [antibodies])<br />

‣ <strong>LA</strong> (Lupus anticoagulants<br />

[antibodies]/inhibitor)<br />

4


Talk overview – ‘attack of the acronyms’<br />

‣ APTT (Activated Partial Thromboplastin Time)<br />

‣ dRVVT (dilute Russell Viper Venom Time)<br />

‣ SCT (Silica Clotting Time)<br />

5


Talk overview – ‘attack of the acronyms’<br />

‣ aCL (anticardiolipin [antibodies])<br />

‣ a 2GPI (anti-beta 2 glycoprotein I [antibodies])<br />

‣ aPT (anti-prothrombin [antibodies])<br />

‣ aPS (anti-phosphatidylserine [antibodies])<br />

‣ aPS/PT (anti-phosphatidylserine-prothrombin<br />

[antibodies] complex)<br />

6


APS – more acronyms<br />

‣ PAPS - Primary Antiphospholipid Syndrome (APS not<br />

associated with another disease process)<br />

‣ SAPS - Secondary Antiphospholipid Syndrome (APS<br />

associated with another disease process; e.g., SLE).<br />

‣ CAPS - Catastrophic Antiphospholipid Syndrome (an<br />

aggressive <strong>for</strong>m of APS; widespread thrombosis, multiple<br />

organ sites; significant morbidity and/or mortality).<br />

‣ SNAPS - Seronegative Antiphospholipid Syndrome<br />

(patients with typical clinical manifestations of APS but<br />

negative <strong>for</strong> a range of aPL tests/assays).<br />

Favaloro & Wong. Autoimmunity Highlights. 2010; 1:5-14<br />

7


APS (antiphospholipid syndrome)<br />

‣ An auto-immune disease associated with the<br />

presence of antiphospholipid antibodies (aPL)<br />

‣ May present with a wide variety of clinical<br />

manifestations:<br />

‣ Haematologists – may see this as a prothrombotic<br />

disorder (& perhaps as thrombocytopaenia)<br />

‣ Obs & Gyn – pregnancy morbidity<br />

‣ Dermatologists – dermatological presentations<br />

‣ Neurologist - migraine, memory loss, chorea<br />

‣ other clinical specialists = other clinical presentations<br />

Favaloro & Wong. Autoimmunity Highlights. 2010; 1:5-14<br />

8


Revised classification criteria <strong>for</strong> APS.*<br />

APS is present if at least one of the following clinical<br />

criteria (and one of the laboratory criteria) are met:<br />

1. Clinical criteria<br />

a. Vascular thrombosis:<br />

One or more clinical episodes of arterial, venous, or small vessel thrombosis, in<br />

any tissue or organ. Thrombosis must be confirmed by objective validated criteria.<br />

b. Pregnancy morbidity:<br />

(i) One or more unexplained deaths of a morphologically normal fetus at or<br />

beyond the 10th week of gestation, with normal fetal morphology, or<br />

(ii) One or more premature births of a morphologically normal neonate be<strong>for</strong>e<br />

the 34th week of gestation because of eclampsia, severe preeclampsia, or<br />

placental insufficiency, or<br />

(iii) Three or more unexplained consecutive spontaneous abortions be<strong>for</strong>e the<br />

10th week of gestation, with exclusion of anatomic, hormonal and chromosomal<br />

causes.<br />

* Summarised from Miyakis et al. JTH 2006;4:295-306.<br />

‘APS classification criteria’ to establish ‘definite APS’ <strong>for</strong> inclusion in<br />

research studies; however, popularly used as ‘APS diagnostic criteria’<br />

9


Revised classification criteria <strong>for</strong> APS.*<br />

APS is present if at least one of the following (clinical<br />

criteria and one of the) laboratory criteria are met:<br />

2. <strong>Laboratory</strong> criteria**<br />

a. <strong>LA</strong> present detected according to ISTH SSC guidelines***<br />

b. aCL antibody of IgG and/or IgM isotype, present in medium or high titer.<br />

c. a 2GPI antibody of IgG and/or IgM isotype.<br />

**aPL must be detected on two or more occasions at least 12<br />

weeks apart. aCL & a 2GPI should be “measured by a<br />

standardized ELISA according to recommended procedures”.<br />

* Miyakis et al. JTH 2006;4:295-306<br />

*** Pengo et al. JTH 2009;7:1737-40<br />

10


Revised classification criteria <strong>for</strong> APS.*<br />

APS is present if at least one of the following (clinical<br />

criteria and one of the) laboratory criteria are met:<br />

2. <strong>Laboratory</strong> criteria<br />

a. <strong>LA</strong> present detected according to ISTH SSC guidelines**<br />

• May soon be challenged by ‘CLSI guidelines’<br />

• What about the British guidelines?***<br />

b. aCL antibody of IgG and/or IgM isotype, present in medium or high titer.<br />

• IgM?<br />

• No standard accepted definition of medium or high titer<br />

c. a 2GPI antibody of IgG and/or IgM isotype.<br />

• IgM?<br />

• No standard accepted definition of medium or high titer<br />

d. aCL & a 2GPI should be “measured by a standardized ELISA according to<br />

recommended procedures”.<br />

• standardized ELISA? No such beast.<br />

* Miyakis et al. JTH 2006;4:295-306<br />

** Pengo et al. JTH 2009;7:1737-40<br />

*** Keeling et al. BJH 2012;157:47-58<br />

11


<strong>Laboratory</strong> <strong>testing</strong> to identify <strong>LA</strong> requires*:<br />

(1) Prolongation of at least one of two phospholipid dependent<br />

clotting assays based on different principles and coagulation<br />

pathways (‘screening’);<br />

(2) Evidence that prolongation of the screening test(s)<br />

demonstrates phospholipid dependence by using a similar second<br />

test(s) using altered concentrations and/or composition of<br />

phospholipids (‘confirmation’);<br />

(3) Mixing assays are recommended; if per<strong>for</strong>med, these must<br />

show evidence of inhibitory activity by the effect of patient plasma<br />

on an equal volume of normal pooled plasma (‘mixing’);<br />

(4) <strong>LA</strong> should be distinguished from other causes of prolonged<br />

clotting times that may mask, mimic, or coexist with <strong>LA</strong>, such as<br />

anticoagulant therapies or other coagulopathies (‘exclusion’).<br />

* annotated from ISTH SSC** & CLSI guidelines<br />

(**Pengo et al. JTH 2009;7:1737-40 & prior)<br />

12


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong>:<br />

‣ Two screening tests ‘negative’ in order to exclude <strong>LA</strong>;<br />

recommended*:<br />

‣ APTT (Activated Partial Thromboplastin Time) &<br />

‣ dRVVT (dilute Russell Viper Venom Time)<br />

‣ Either one ‘positive’ in order to identify <strong>LA</strong><br />

‣ Possible that no two labs use exactly the same <strong>LA</strong> procedure<br />

‣ APTT: reagents are <strong>LA</strong> ‘sensitive’ (variably) vs <strong>LA</strong> insensitive (variably)<br />

‣ dRVVT – some reagents are more sensitive to <strong>LA</strong> than others<br />

‣ APTT (mix vs no mix)<br />

‣ dRVVT (mix or no mix)<br />

‣ Mix (1:1 or other?)<br />

‣ Mix plasma (normal) used (commercial, in house, lyophilised, frozen)<br />

‣ Normal ranges – 20, 40 or more individuals? +/- 2SD, +/- 3 SD, >99 th percentile, etc?<br />

‣ Ratio, normalised ratio, % correction, Rosner index/ICA<br />

‣ Ratio – denominator = normal plasma value or median of reference interval (etc)<br />

‣ etc, etc<br />

* Pengo et al. JTH 2009;7:1737-40<br />

13


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong> - Cut-off values :<br />

‣ Individual screen & confirm assays:<br />

‣ ISTH SSC* & CLSI guidelines – require ‘local validation’ of<br />

cut-off value<br />

‣ ISTH SSC: based on <strong>testing</strong> of ‘at least 40 adult healthy<br />

donors 99 th percentile<br />

‣ CLSI recommendation – will be different<br />

‣ source of normal donors?<br />

‣ are hospital ‘normals’ true normals?<br />

‣ exclude outliers/<strong>LA</strong> positive samples?<br />

‣ statistical anomaly of 40 donors vs 99 th percentile <strong>for</strong> nonnormal<br />

distributions.<br />

* Pengo et al. JTH 2009;7:1737-40<br />

** McGlasson & Fritsma. STH 2013; 39:315-319<br />

*** Kershaw & Orellana. STH 2013;39:283-290<br />

14


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong> - Cut-off values :<br />

‣ Screen & confirm assay cut-offs:<br />

‣ Support <strong>for</strong> ‘generic’ ratio of (around) 1.2*<br />

‣ 200 normal subjects (40 <strong>for</strong> each of 5 centres)<br />

‣ 6 <strong>LA</strong> functional assays (same procedure, reagent<br />

lot and analyser type at each site).<br />

‣ dRVVT <strong>LA</strong> screen and confirm assays, SCT (silica<br />

clotting time) screen and confirm assays, based on<br />

APTT, with low and high phospholipid content<br />

‣ 2 mixing assays (dRVVT & SCT)<br />

‣ IL reagents/ ACL top<br />

* Pradella et al. Clin Chem Lab Med 2013; 51(2): 379–385<br />

15


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong> - Cut-off values <strong>for</strong> screening:<br />

* Pradella et al. Clin Chem Lab Med 2013; 51(2): 379–385<br />

16


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong> - Cut-off values :<br />

Pradella et al. Clin Chem Lab Med 2013; 51(2): 379–85<br />

17


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong> - Cut-off values <strong>for</strong> <strong>LA</strong> pos/neg:<br />

‣ Ratio of screen/confirm:<br />

‣ Most labs probably use 1.2 used as ‘generic’ normalised ratio<br />

‣ Many reagent manufacturers mention a ‘generic’ ratio of 1.2<br />

‣ ‘Generic’ ratio of 1.2 recently ‘validated’*<br />

‣ Values as low as 1.06 are used by some labs<br />

‣ Too low a value = increase false positive; too high a value =<br />

increase false negative.<br />

‣ Alternatives using mixing such as % correction/Rosner<br />

index (ICA – index of circulating anticoagulant)<br />

‣ ICA = [(b-c)/a] x 100 (where a, b, c = clotting times of patient,<br />

mixture, normal, respectively)<br />

‣ For Rosner index/ICA - local determination of value (generally<br />

between 10-20%)**<br />

* McGlasson & Fritsma. STH 2013; 39:315-319<br />

** Kershaw & Orellana. STH 2013;39:283-290<br />

18


Cross laboratory <strong>testing</strong> of <strong>LA</strong> (RCPA QAP)<br />

Favaloro et al. STH 2012;38:404–11<br />

19


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong> - Cut-off values :<br />

‣ Ratio of dRVVT screen/confirm:<br />

‣ ‘Generic’ ratio of 1.2 recently ‘validated’*<br />

‣ Normal subjects (n = 42) vs <strong>LA</strong>-positive plasmas (n<br />

= 43) vs 6 DRVVT <strong>LA</strong> screen and confirm systems on<br />

STAR instrument.<br />

‣ Diagnostica Stago, Precision BioLogic, Siemens<br />

Healthcare, Tcoag, Instrumentation Laboratories<br />

(Werfen), Sekisui Diagnostics (previously American<br />

Diagnostics).<br />

‣ Uncorrected screen/confirm ratios and screen/<br />

confirm ratios that were normalized using MRI and<br />

mean PNP results<br />

* McGlasson & Fritsma. STH 2013; 39:315-319<br />

20


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong> - Cut-off values :<br />

‣ Ratio of dRVVT screen/confirm:<br />

‣ Similar mean screen/confirm ratios <strong>for</strong> normal specimens <strong>for</strong><br />

all systems (all close to 1.0).<br />

* McGlasson & Fritsma. STH 2013; 39:315-319<br />

21


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong> - Cut-off values :<br />

‣ Ratio of dRVVT screen/confirm:<br />

‣ ‘Grand mean action limit, MRI + 3 SD, derived from the local normal<br />

plasmas (1.2) confirmed manufacturers’ recommended ‘cut-off’.<br />

McGlasson & Fritsma. STH<br />

2013; 39:315-319<br />

x6 1.16 1.14 1.20<br />

x5 1.16 1.16 1.21 (Exclude SK)<br />

22


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong> - Cut-off values :<br />

‣ Ratio of dRVVT screen/confirm:<br />

‣ Similar mean dRVVT screen/confirm ratios <strong>for</strong> <strong>LA</strong>-positive specimens<br />

(1.91 to 2.04) <strong>for</strong> 5/6 systems (Sekisui outlier @ 1.2 – ie relatively insensitive<br />

to <strong>LA</strong>).<br />

McGlasson & Fritsma. STH 2013; 39:315-319<br />

23


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong> –<br />

To mix or not to mix – that is the question!:<br />

‣ Latest ISTH SSC guidelines vague on requirement <strong>for</strong> mixing studies<br />

(‘recommended’ but not ‘mandated’)*<br />

‣ Later clarification from SSC guideline authors ‘strong recommendation’ <strong>for</strong><br />

mixing studies**<br />

‣ New CLSI guidelines appear to reduce ‘relative importance’ of mixing<br />

studies.<br />

‣ Integrated test systems (in theory) ‘not requiring mixing’ becoming very<br />

popular.<br />

‣ Mixing reported to ‘dilute’ ‘weak’ <strong>LA</strong> and potentially lead to false negative<br />

<strong>LA</strong>.<br />

‣ Mixing adds complexity and cost to test process (more <strong>testing</strong> &<br />

requirement <strong>for</strong> normal plasma pool).<br />

‣ Not mixing can lead to false negative <strong>LA</strong> in some cases of strong <strong>LA</strong>.<br />

* Pengo et al. JTH 2009;7:1737-40<br />

** Tripodi & Pengo. JTH 2011;9:2126-7<br />

** Tripodi. STH 2012;38:385–9.<br />

24


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong> –<br />

To mix or not to mix – that is the question!:<br />

‣ Not mixing can lead to false negative <strong>LA</strong> in some cases of strong <strong>LA</strong>.<br />

‣ Case 1: ‘diagnostic challenge’<br />

‣ Very strong <strong>LA</strong>, dispatched to 93 RCPA QAP participants<br />

‣ Participants were blind to presence of <strong>LA</strong> and asked to per<strong>for</strong>m ‘usual <strong>testing</strong> as<br />

if this sample was received <strong>for</strong> a specific patient investigation’.<br />

‣ Clinical in<strong>for</strong>mation provided:<br />

‣ Sample referred from a satellite facility<br />

‣ 76 year old female patient, B-cell lymphoma diagnosed 4years ago<br />

‣ Put on 3-month follow-up with no specific therapy.<br />

‣ During recent follow-up visit identified to have increasing abdominal distension, night<br />

sweats, weight loss and a significant drop in haemoglobin.<br />

‣ Further clinical investigation might require exploratory surgery.<br />

‣ Routine coagulation tests per<strong>for</strong>med at satellite facility showed prolongation of both<br />

prothrombin time (PT) and activated partial thromboplastin time (APTT). Mixing tests did<br />

not show any substantial correction.<br />

‣ Satellite facility is otherwise unable to provide any additional in<strong>for</strong>mation<br />

Favaloro et al. JTH 2010; 8: 2828–31.<br />

Bonar et al. Pathology 2012;44:240–7<br />

25


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong> –<br />

To mix or not to mix – that is the question!:<br />

Favaloro et al. JTH 2010; 8: 2828–31.<br />

Bonar et al. Pathology 2012;44:240–7<br />

26


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong> –<br />

To mix or not to mix – that is the question!:<br />

Favaloro et al. JTH 2010; 8: 2828–31.<br />

Bonar et al. Pathology 2012;44:240–7<br />

27


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong> –<br />

To mix or not to mix – that is the question!:<br />

Favaloro et al. STH 2012;38:404–11<br />

28


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong> –<br />

Mix then what? That is another question!<br />

APTT as example<br />

‣ 1:1 mixing tests<br />

‣ 55 samples with factor deficiencies<br />

(solid triangles) vs 44 samples with<br />

inhibitors, lupus anticoagulants,<br />

unfractionated heparin, or dabigatran<br />

(open circles).<br />

‣ STA-R & TriniCLOT S<br />

‣ Subtracting the NPP CT from the<br />

1:1mix CT<br />

‣ Corrections within 4 seconds of the NPP<br />

consistent with factor deficiency<br />

‣ More than 8 seconds difference<br />

consistent with an ‘inhibitor’.<br />

‣ Between 4-8 s, inhibitors and factor<br />

deficiencies could not be distinguished.<br />

Kershaw & Orellana. STH 2013;39:283–90.<br />

29


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong> –<br />

Mix then what? That is another question!<br />

APTT as example<br />

‣ Same test, same samples, same<br />

method, different approach.<br />

‣ Ratio of the 1:1 mix APTT to normal<br />

pool APTT<br />

‣ Ratio below 1.1 excludes inhibitors<br />

‣ Ratio above 1.2 suggests the presence<br />

of an ‘inhibitor’.<br />

‣ Between 1.1-1.2, inhibitors and factor<br />

deficiencies could not be distinguished.<br />

Kershaw & Orellana. STH 2013;39:283–90.<br />

30


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong> –<br />

Mix then what? That is another question!<br />

APTT as example<br />

‣ Same test, same samples, same<br />

method, different approach.<br />

‣ Index of circulating anticoagulant<br />

(ICA, or Rosner index).<br />

‣ Level of < 5% consistent with factor<br />

deficiency.<br />

‣ Level of > 11% consistent with the<br />

presence of an inhibitor.<br />

‣ Between 5-11%, inhibitors and factor<br />

deficiencies could not be distinguished.<br />

‣ Cut-off of 15% is shown <strong>for</strong> comparison.<br />

Kershaw & Orellana. STH 2013;39:283–90.<br />

31


<strong>Laboratory</strong> <strong>testing</strong> <strong>for</strong> <strong>LA</strong> –<br />

Mix then what? That is another question!<br />

APTT as example<br />

‣ Same test, same samples, same<br />

method, different approach.<br />

‣ Percent correction <strong>for</strong>mula of<br />

Chang<br />

‣ All factor deficiencies showed a level of<br />

>72% correction.<br />

‣ Level of 72% correction.<br />

Kershaw & Orellana. STH 2013;39:283–90.<br />

32


<strong>Laboratory</strong> diagnosis of <strong>LA</strong> – Summary 1<br />

‣ Follow the guidelines*<br />

‣ But which ones? (ISTH SSC, UK BCSH, CLSI).<br />

‣ Screening by APTT, SCT, dRVVT - nor/abn cut-off :<br />

‣ Ratio will be somewhere between 1.10 and 1.25 (I like 1.15 or 1.20)<br />

‣ ICA will be somewhere between 5-15% (11-12%?)<br />

‣ Difference cut-off will be somewhere between 4-10 sec<br />

‣ No single cut-off value will be 100% sensitive & 100% specific<br />

‣ Ratio of dRVVT screen/confirm – <strong>LA</strong> neg /<strong>LA</strong> pos cut-off:<br />

‣ 1.2 is a good starting point <strong>for</strong> a normalised ratio (Stago, Precision<br />

BioLogic, Siemens, Tcoag, IL)<br />

‣ Value in ‘inter-laboratory’ harmonisation<br />

‣ Sekisui Diagnostics assay not recommended<br />

* Pengo et al. JTH 2009;7:1737-40<br />

Keeling et al. BJH 2012;157:47-58<br />

http://www.clsi.org/standards-development/public-documents/<br />

33


<strong>Laboratory</strong> diagnosis of <strong>LA</strong> – Summary 2<br />

‣ Follow manufacturer instructions<br />

‣ Validate manufacturer claims:<br />

‣ To keep them ‘honest’ (they sometimes make mistakes)<br />

‣ Be warned that validation of cut-off targets with 1.2)<br />

‣ ‘Weak’ <strong>LA</strong> can be missed if mixing per<strong>for</strong>med<br />

‣ ‘Strong’ <strong>LA</strong> can be missed if mixing not per<strong>for</strong>med<br />

‣ Recommendation <strong>for</strong> labs not mixing<br />

‣ Per<strong>for</strong>m mixing study if non-mixed screen and confirm assays<br />

(eg dRVVT) equally prolonged (ie normal ratio) – you may have a<br />

strong <strong>LA</strong>.<br />

* Pengo et al. JTH 2009;7:1737-40<br />

Keeling et al. BJH 2012;157:47-58<br />

http://www.clsi.org/standards-development/public-documents/<br />

34


Clinical utility of aPL <strong>testing</strong>:<br />

‣ <strong>LA</strong> correlates with thrombosis risk more than solid phase assays<br />

‣ Multiple positivity correlates with adverse events risk more than<br />

single positivity<br />

Annual incidence of<br />

thrombosis according to<br />

aPL profile<br />

Galli et al. Blood; 2003; 101:1827-32 & 102:2717-23<br />

Galli. STH;2012;38:348-52<br />

Pengo et al. STH;2012;38:322-7<br />

35


An algorithm <strong>for</strong> identification of APS<br />

Favaloro. IJLH 2013. 35; 269-74.<br />

36


Acknowledgments<br />

‣ Meeting organisers<br />

‣ RCPAQAP Haematology,<br />

‣ Diagnostic Haemostasis laboratory staff<br />

‣ Soma Mohammed<br />

‣ Jane McDonald<br />

‣ Ella Grezchnik<br />

37

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