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Principles and practices of EU external representation - TMC Asser ...

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CLEER WORKING PAPERS 2012/5<br />

Van Elsuwege <strong>and</strong> Merket<br />

referred for the first time to the unity <strong>of</strong> international <strong>representation</strong> as a ‘principle’<br />

rather than as a ‘requirement’. 35 However, the legal foundation <strong>and</strong> nature<br />

<strong>of</strong> this principle remain somewhat obscure <strong>and</strong> it seems difficult to regard it as<br />

a ‘self-contained obligation’ that is disconnected from the general objectives <strong>of</strong><br />

the <strong>EU</strong>’s <strong>external</strong> action. 36<br />

Intuitively, there appears to be an obvious link between the duties <strong>of</strong> cooperation<br />

<strong>and</strong> consistency, as they are both expressions <strong>of</strong> <strong>EU</strong> solidarity that<br />

seem essential to ensure the unity <strong>of</strong> the <strong>EU</strong>’s international <strong>representation</strong>.<br />

Their interrelation is also clear from the wording <strong>of</strong> Article 4(3) T<strong>EU</strong> that to a<br />

certain extent mirrors the positive <strong>and</strong> negative obligations associated with the<br />

broad interpretation <strong>of</strong> the duty <strong>of</strong> consistency. It encompasses the negative<br />

obligation to avoid contradictions (the Member States shall ‘refrain from any<br />

measure which could jeopardise the attainment <strong>of</strong> the Union’s objectives’) as<br />

well as the positive obligation to build connections <strong>and</strong> enhance compatibility<br />

(the Union <strong>and</strong> the Member States shall ‘assist each other in carrying out tasks<br />

which flow from the Treaties’; the Member States ‘shall take any appropriate<br />

measure, general or particular, to ensure fulfilment <strong>of</strong> the obligations arising<br />

out <strong>of</strong> the Treaties’; <strong>and</strong> ‘shall facilitate the achievement <strong>of</strong> the Union’s tasks’).<br />

The addition <strong>of</strong> the revised consistency provisions to the Court’s jurisdiction<br />

may be instrumental to make this link more explicit. In this regard, it has been<br />

suggested that the duty <strong>of</strong> consistency could mean for the horizontal relationship<br />

between the <strong>EU</strong> institutions <strong>and</strong> policies, what the duty <strong>of</strong> cooperation has<br />

meant for the vertical relationship between the European Community (now<br />

Union) <strong>and</strong> the Member States. 37 However, this does not imply that the relationship<br />

between loyalty <strong>and</strong> consistency can be reduced to a classical distinction<br />

between the vertical <strong>and</strong> horizontal division <strong>of</strong> competences. Indeed, the duty<br />

<strong>of</strong> cooperation is not limited to the relationship between the Union <strong>and</strong> the<br />

Member States <strong>and</strong> applies in a similar fashion to inter-institutional cooperation.<br />

This was already clear from the Court’s case-law 38 <strong>and</strong> is now made explicit in<br />

Article 13 T<strong>EU</strong> (cf. supra). In the same sense, also the duty <strong>of</strong> consistency is<br />

<strong>of</strong> general application. 39<br />

An alternative interpretation <strong>of</strong> the link between the duties <strong>of</strong> cooperation<br />

<strong>and</strong> consistency is that the former governs the relationship between actors,<br />

whereas the latter’s focus is on policy areas <strong>and</strong> initiatives. Both the actorcentred<br />

approach <strong>of</strong> the duty <strong>of</strong> cooperation <strong>and</strong> the policy-centred approach<br />

<strong>of</strong> the duty <strong>of</strong> consistency then apply to the so-called horizontal (between actors<br />

<strong>and</strong> policies at <strong>EU</strong> level) <strong>and</strong> vertical relationship (between actors <strong>and</strong> policies<br />

<strong>of</strong> the <strong>EU</strong> <strong>and</strong> the Member States).<br />

35 Case C-246/07, Commission v Sweden [2010] ECR I-03317, para. 104.<br />

36 A. Thies, ‘The PFOS Decision <strong>of</strong> the Court <strong>of</strong> Justice <strong>of</strong> the <strong>EU</strong>: the Member States’ Obligation<br />

to Refrain from Unilateral External Action in Areas <strong>of</strong> Shared Competences’ in J. Díez-Hochleitner<br />

et al. (eds.),‘Recent Trends in the Case Law <strong>of</strong> the Court <strong>of</strong> Justice <strong>of</strong> the <strong>EU</strong> (2008-2011),<br />

Madrid: Kluwer, 2012, forthcoming.<br />

37 C. Hillion <strong>and</strong> R. A. Wessel, op. cit. note 5; C. Hillion, op.cit. supra note 32, at 31-32.<br />

38 Case C-204/86, op. cit. note 14.<br />

39 C. Hillion, ‘Cohérence et action extérieure de l’Union’, in E. Neframi, (ed.), Objectifs et compétences<br />

de l’Union européenne, Paris : Editions Bruylant /Larcier, 2012, forthcoming.<br />

44

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