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COMMONWEALTH OF MASSACHUSETTS<br />

APPEALS COURT<br />

No. 98-P-1266<br />

PLYMOUTH COUNTY<br />

ANNE PRESTON<br />

Plaintiff-Appellant,<br />

v.<br />

BOARD OF APPEALS FOR THE TOWN OF<br />

HULL AND BUILDING INSPECTOR FOR THE<br />

TOWN OF HULL<br />

Defendants-Appellees.<br />

On Appeal from a Judgment <strong>of</strong> <strong>the</strong> Superior Court<br />

<strong>for</strong> Plymouth County<br />

BRIEF OF AMICI CURIAE, THE ABSTRACT CLUB AND THE MASSACHUSETTS<br />

CONVEYANCERS ASSOCIATION, INC.<br />

F. Sydney Smi<strong>the</strong>rs<br />

Cain, Hibbard, Myers & Cook, PC<br />

66 West Street<br />

Pittsfield, MA 01201<br />

Tel: (413) 443-4771<br />

Fax (413) 443-7694<br />

BBO#470540<br />

TABLE OF CONTENTS<br />

Table <strong>of</strong> Authorities . . .. . . . . . . . . . . . .i<br />

Statement <strong>of</strong> Interest <strong>of</strong> <strong>the</strong> Amici Curiae . . . . .1<br />

Question Presented . . . .. . . . . . . . . . . . .3


Statement <strong>of</strong> <strong>the</strong> Case . . . . . . . . . . . . . . .4<br />

Prior Proceedings . . . . . . . . . . . . . . 4<br />

Facts . . . . . . . . . . . . . . . . . . . . 4<br />

Summary <strong>of</strong> Argument. . . . . . . . . . . . . . . .4<br />

Argument . . . . . . . . . . . . . . . . . . . . .5<br />

Conclusion .. . . . . . . . . . . . . . . . . . . .8<br />

TABLE OF AUTHORITIES<br />

CASES PAGES<br />

Adamowicz v. Ipswich, 395 Mass. 757 (1985) 6<br />

Carci<strong>of</strong>i v. <strong>Board</strong> <strong>of</strong> Appeal <strong>of</strong> Billerica, 7<br />

22 Mass. App. Ct. 926 (1986)<br />

Dowling v. <strong>Board</strong> <strong>of</strong> Health <strong>of</strong> Chilmark, 6<br />

28 Mass. App. Ct. 547 (1990)<br />

STATUTES<br />

G.L. c. 40A, § 6 3, 4, 5, 6, 7, 8, 9<br />

OTHER AUTHORITIES<br />

Bobrowski, H<strong>and</strong>book <strong>of</strong> Massachusetts L<strong>and</strong> 8<br />

Use <strong>and</strong> Planning Law (1993 ed. <strong>and</strong> Supp. 1998)<br />

Schmidt, L<strong>and</strong> Use Manager, EOCD (Aug. 1986) 8<br />

STATEMENT OF INTEREST OF THE AMICI CURIAE<br />

The Abstract Club is a voluntary association. It has been in existence <strong>for</strong> over 100<br />

years. It is limited by its by-laws to 100 members. Most <strong>of</strong> its members practice in<br />

<strong>the</strong> City <strong>of</strong> Boston or in <strong>the</strong> Boston suburbs; a few practice in o<strong>the</strong>r cities <strong>of</strong> <strong>the</strong><br />

Commonwealth. Almost all <strong>of</strong> <strong>the</strong>m practice exclusively, or nearly so, in <strong>the</strong> area <strong>of</strong><br />

real estate. An intimate <strong>and</strong> thorough knowledge <strong>of</strong> <strong>the</strong> zoning law <strong>of</strong> <strong>the</strong><br />

Commonwealth <strong>and</strong> municipality in which a parcel <strong>of</strong> real estate is located is vital to<br />

<strong>the</strong> real estate practitioner's ability to advise a client as to <strong>the</strong> use to which a parcel<br />

<strong>of</strong> real estate may be put. Of necessity, real estate practitioners are <strong>the</strong>re<strong>for</strong>e also<br />

zoning lawyers.<br />

The Massachusetts Conveyancers Association, Inc. ("MCAI") is a non-pr<strong>of</strong>it


corporation. It has also been in existence <strong>for</strong> over 100 years. It has over 2,900<br />

members, who practice in cities <strong>and</strong> towns throughout <strong>the</strong> Commonwealth. It is <strong>the</strong><br />

largest specialty bar in <strong>the</strong> Commonwealth. Many <strong>of</strong> its members practice extensively<br />

in o<strong>the</strong>r areas, but all <strong>of</strong> <strong>the</strong>m practice in <strong>the</strong> real estate area to such a degree as to<br />

motivate <strong>the</strong>m to belong to MCAI. Through its meetings, educational programs,<br />

publications, <strong>and</strong> work <strong>of</strong> its committees , <strong>the</strong>y can keep abreast <strong>of</strong> developments in<br />

<strong>the</strong> field <strong>of</strong> real estate law <strong>and</strong> practice <strong>and</strong> share in <strong>the</strong> ef<strong>for</strong>t to improve such<br />

practice.<br />

Both <strong>the</strong> Abstract Club <strong>and</strong> MCAI work toward <strong>the</strong> improvement <strong>of</strong> real estate law<br />

<strong>and</strong> practice through <strong>the</strong>ir educational programs, <strong>the</strong> promulgation <strong>of</strong> title st<strong>and</strong>ards,<br />

practice st<strong>and</strong>ards, ethical st<strong>and</strong>ards, <strong>and</strong> real estate <strong>for</strong>ms. In <strong>the</strong> field <strong>of</strong><br />

legislation, <strong>the</strong>y draft <strong>and</strong> sponsor legislation designed to deal with problems which<br />

arise in real estate law <strong>and</strong> practice <strong>and</strong> which can be cured or alleviated by<br />

appropriate legislation <strong>and</strong> <strong>the</strong>y support or oppose legislation drafted <strong>and</strong> sponsored<br />

by o<strong>the</strong>rs.<br />

The Amicus Committee is a joint committee <strong>of</strong> <strong>the</strong> two organizations. Its members<br />

are currently sixteen real estate <strong>and</strong> zoning lawyers with many years <strong>of</strong> experience.<br />

They decide whe<strong>the</strong>r cases from trial courts or appellate courts are <strong>of</strong> enough<br />

significance <strong>and</strong> interest to <strong>the</strong> real estate bar to justify <strong>the</strong> preparation <strong>and</strong> filing <strong>of</strong><br />

amicus briefs. From time to time <strong>the</strong>y also file briefs when requested to do so by <strong>the</strong><br />

<strong>Appeals</strong> Court. All <strong>of</strong> <strong>the</strong>ir briefs, whe<strong>the</strong>r assigned to one or two lawyers to prepare,<br />

are reviewed by o<strong>the</strong>rs <strong>of</strong> <strong>the</strong> Committee.<br />

The case at bar presents a fundamental zoning question frequently faced by <strong>the</strong><br />

members <strong>of</strong> <strong>the</strong> real estate bar <strong>and</strong> <strong>the</strong>ir clients: may two adjacent lots, owned in<br />

common in <strong>the</strong> circumstances presented here, each now be built upon, or must <strong>the</strong>y<br />

be merged <strong>and</strong> result in only one building site? The answer to this question, <strong>and</strong> <strong>the</strong><br />

underlying policy in<strong>for</strong>ming <strong>the</strong> answer, is <strong>of</strong> great concern to <strong>the</strong> members <strong>of</strong> both<br />

organizations; it is hoped <strong>the</strong>ir views on <strong>the</strong> question may be <strong>of</strong> assistance to <strong>the</strong><br />

Court.<br />

QUESTION PRESENTED<br />

Whe<strong>the</strong>r <strong>the</strong> plain language <strong>of</strong> G.L. c. 40A, §6, 4, First Sentence requires that each<br />

<strong>of</strong> two non-con<strong>for</strong>ming lots not held in common ownership at <strong>the</strong> time <strong>of</strong> adoption <strong>of</strong><br />

higher zoning requirements but now held in common ownership are now zoning legal<br />

one or two-family residential building lots provided each contains 5,000 square feet<br />

or more <strong>of</strong> area <strong>and</strong> has 50 feet or more <strong>of</strong> frontage?<br />

STATEMENT OF THE CASE<br />

Prior Proceedings<br />

These amici adopt <strong>the</strong> Appellant's Statement <strong>of</strong> <strong>the</strong> Case.<br />

Facts


These amici adopt <strong>the</strong> Appellant's Statement <strong>of</strong> Facts as exp<strong>and</strong>ed by <strong>the</strong> Appellees.<br />

SUMMARY OF ARGUMENT<br />

In light <strong>of</strong> <strong>the</strong> Legislature's prior opportunity to legislate <strong>the</strong> merger <strong>of</strong> subst<strong>and</strong>ard<br />

gr<strong>and</strong>fa<strong>the</strong>red lots if subsequently held in common ownership, <strong>and</strong> its failure to do<br />

so, <strong>the</strong> plain words <strong>of</strong> G.L. c. 40A, §6 require that each <strong>of</strong> Lots 22 <strong>and</strong> 24 is now a<br />

separate legal building lot. Policy arguments favoring merger <strong>and</strong> <strong>the</strong> elimination <strong>of</strong><br />

subst<strong>and</strong>ard lots are more appropriately addressed to <strong>the</strong> Legislature.<br />

ARGUMENT<br />

It is not disputed that prior to 1969 each <strong>of</strong> Lots 22 <strong>and</strong> 24 contained in excess <strong>of</strong><br />

5,000 square feet <strong>of</strong> area, had 50 feet <strong>of</strong> frontage, <strong>and</strong> con<strong>for</strong>med to <strong>the</strong> <strong>the</strong>n<br />

dimensional requirements <strong>of</strong> <strong>the</strong> <strong>Hull</strong> Zoning By-Law. It is not disputed that each lot<br />

was held in separate ownership in 1969 when <strong>the</strong> <strong>Hull</strong> Zoning By-Law was amended<br />

to require 6,500 square feet <strong>of</strong> area <strong>and</strong> 50 feet <strong>of</strong> frontage. It is not disputed that<br />

each lot continued to be held in separate ownership in 1978 when <strong>the</strong> present<br />

dimensional requirements <strong>of</strong> 12,000 square feet <strong>of</strong> area <strong>and</strong> 75 feet <strong>of</strong> frontage,<br />

respectively, were adopted. Lots 22 <strong>and</strong> 24 first came into common ownership, in <strong>the</strong><br />

Appellant, in 1987.<br />

The plain words <strong>of</strong> G.L. c. 40A, §6, 4, First Sentence preclude <strong>the</strong> application <strong>of</strong> <strong>the</strong><br />

higher dimensional requirements to Lot 22 <strong>and</strong> 24 notwithst<strong>and</strong>ing <strong>the</strong>ir present<br />

common ownership.<br />

O<strong>the</strong>r than defining <strong>the</strong> term "Non-Con<strong>for</strong>ming Lot" as "[a] lot that does not con<strong>for</strong>m<br />

to <strong>the</strong> regulations prescribed by this by-law <strong>for</strong> <strong>the</strong> district in which it is located"<br />

(Appellees' Supplemental Appendix S.A. 11), <strong>the</strong> <strong>Hull</strong> Zoning By-Law is silent on <strong>the</strong><br />

issue <strong>of</strong> non-con<strong>for</strong>ming lots <strong>and</strong> thus sole reliance is to be had to G.L. c. 40A, §6.<br />

G.L. c. 40A, §6, 4, First Sentence provides:<br />

"Any increase in area, frontage . . . requirements <strong>of</strong> a zoning by-law shall not apply<br />

to a lot <strong>for</strong> single <strong>and</strong> two-family residential use which at <strong>the</strong> time <strong>of</strong> recording [a<br />

deed <strong>of</strong> such lot] . . . was not held in common ownership with any adjoining l<strong>and</strong>,<br />

con<strong>for</strong>med to <strong>the</strong>n existing requirements <strong>and</strong> had less than <strong>the</strong> proposed<br />

requirement but at least five thous<strong>and</strong> square feet <strong>of</strong> area <strong>and</strong> fifty feet <strong>of</strong> frontage."<br />

G.L. c. 40, §6 (emphasis added). The purpose <strong>of</strong> c. 40A, §6 is "to protect a once<br />

valid residential lot from being rendered unbuildable by <strong>the</strong> enactment <strong>of</strong> more<br />

stringent zoning requirements." Dowling v. <strong>Board</strong> <strong>of</strong> Health <strong>of</strong> Chilmark, 28 Mass.<br />

App. Ct. 547, 550 (1990).<br />

As it is "<strong>the</strong> status <strong>of</strong> <strong>the</strong> lot immediately prior to <strong>the</strong> zoning change," which<br />

determines whe<strong>the</strong>r <strong>the</strong> lot was a once valid building lot, <strong>the</strong> "compliance <strong>of</strong> a lot<br />

with <strong>the</strong> common ownership requirement in <strong>the</strong> relevant sentence <strong>of</strong> G.L. c. 40A, §6,<br />

is determined by looking at <strong>the</strong> most recent instrument <strong>of</strong> record prior to <strong>the</strong><br />

effective date <strong>of</strong> <strong>the</strong> zoning change from which <strong>the</strong> exemption is sought." Adamowicz<br />

v. Ipswich, 395 Mass. 757, 762, (1985). Looking at <strong>the</strong> status <strong>of</strong> Lots 22 <strong>and</strong> 24 in<br />

1969 reveals <strong>the</strong>y con<strong>for</strong>med to <strong>the</strong>n existing zoning requirements, were held in<br />

separate ownership at <strong>the</strong> time <strong>of</strong> each adoption <strong>of</strong> higher requirements <strong>and</strong> thus,<br />

<strong>the</strong> higher frontage <strong>and</strong> area requirements shall not apply. G.L. c. 40A, §6.


In Carci<strong>of</strong>i v. <strong>Board</strong> <strong>of</strong> <strong>Appeals</strong> <strong>of</strong> Billerica, <strong>the</strong> <strong>Appeals</strong> Court held that a<br />

"gr<strong>and</strong>fa<strong>the</strong>red" lot was entitled to a building permit notwithst<strong>and</strong>ing that it had been<br />

subsequently held in common ownership with ano<strong>the</strong>r subst<strong>and</strong>ard lot <strong>for</strong> a<br />

substantial period <strong>of</strong> time after by-law amendments making each lot subst<strong>and</strong>ard as<br />

to frontage were adopted. Carci<strong>of</strong>i v. <strong>Board</strong> <strong>of</strong> <strong>Appeals</strong> <strong>of</strong> Billerica, 22 Mass. App. Ct.<br />

926 (1986).<br />

The plain words <strong>of</strong> <strong>the</strong> statute must prevail over <strong>the</strong> policy considerations urged by<br />

<strong>the</strong> Appellee <strong>and</strong> relied upon by <strong>the</strong> lower court. If <strong>the</strong> policy <strong>of</strong> merger <strong>of</strong><br />

subst<strong>and</strong>ard lots is to become <strong>the</strong> law <strong>of</strong> <strong>the</strong> Commonwealth, that action must be left<br />

to <strong>the</strong> General Court.<br />

Prior to <strong>the</strong> adoption <strong>of</strong> <strong>the</strong> present G.L. c. 40A, §6 as part <strong>of</strong> 1975 Mass. Acts 808,<br />

<strong>the</strong> Department <strong>of</strong> Community Affairs had urged that:<br />

"Lots held in separate ownership at <strong>the</strong> time <strong>of</strong> <strong>the</strong> zoning change would be subject<br />

to an absolute freeze with respect to residential use, if not subsequently held in<br />

common ownership with that <strong>of</strong> adjoining l<strong>and</strong> located in <strong>the</strong> same residential<br />

district."<br />

1972 House Doc. No. 5009, at 42. The <strong>for</strong>egoing recommendation was consistently<br />

put be<strong>for</strong>e <strong>the</strong> Legislature: 1973 House Doc. No. 6200 at 22; 1973 House Doc. No.<br />

7227 at 19; 1974 House Doc. No. 2522 at 24. Ultimately, however, <strong>the</strong> merger<br />

requirement <strong>for</strong> lots subsequently held in common ownership was not included in c.<br />

40A, §6. Bobrowski, H<strong>and</strong>book <strong>of</strong> Massachusetts L<strong>and</strong> Use <strong>and</strong> Planning Law, §5.3.1<br />

(1993 ed., Supp. 1998). One commentator has stated:<br />

"It appears that <strong>the</strong> Legislature considered <strong>and</strong> rejected language which would have<br />

required <strong>the</strong> merger <strong>of</strong> separate lots if subsequently held in common ownership after<br />

<strong>the</strong> effective date <strong>of</strong> <strong>the</strong> by-law."<br />

Schmidt, L<strong>and</strong> Use Manager, EOCD Vol. 3, Ed. No. 6, Aug. 1986, p 3.<br />

Strong policy arguments can be, <strong>and</strong> have been, advanced as to why subst<strong>and</strong>ard<br />

lots, once "gr<strong>and</strong>fa<strong>the</strong>red" but later held in common ownership, should be merged<br />

(Appellees' Brief at 14, 15-16), but such arguments should be pressed upon <strong>the</strong><br />

Legislature which, having once considered <strong>and</strong> rejected <strong>the</strong> doctrine <strong>of</strong> merger, is <strong>the</strong><br />

only proper body to effectuate this change in <strong>the</strong> law.<br />

CONCLUSION<br />

The General Court substantially rewrote <strong>the</strong> Zoning Enabling Act in adopting 1975<br />

Mass. Acts 808, appearing as G.L. c. 40A. The Legislature considered, but did not<br />

adopt, a recommendation which would have required merger <strong>of</strong> subst<strong>and</strong>ard<br />

adjacent lots subsequently held in common as in this case. In light <strong>of</strong> such history,<br />

<strong>the</strong> clear m<strong>and</strong>ate <strong>of</strong> G.L. c. 40A, §6, 4, First Sentence is that Lots 22 <strong>and</strong> 24, having<br />

been in separate ownership at <strong>the</strong> time <strong>of</strong> adoption <strong>of</strong> <strong>the</strong> higher requirements, were<br />

<strong>the</strong>n, <strong>and</strong> are now, two separate legal building lots. If <strong>the</strong> perceived planning<br />

benefits <strong>of</strong> elimination <strong>of</strong> subst<strong>and</strong>ard lots is to be achieved, it is a question <strong>for</strong><br />

consideration <strong>and</strong> enactment by <strong>the</strong> General Court by a simple change to Section 6.<br />

This case should be rem<strong>and</strong>ed to <strong>the</strong> <strong>Hull</strong> <strong>Board</strong> <strong>of</strong> <strong>Appeals</strong> with instructions to<br />

fur<strong>the</strong>r consider <strong>Preston</strong>'s appeal, in light <strong>of</strong> <strong>the</strong> Court's decision.


Respectfully Submitted<br />

F. Sydney Smi<strong>the</strong>rs<br />

CAIN, HIBBARD, MYERS & COOK, PC<br />

66 West Street<br />

Pittsfield, MA 01201<br />

Tel: (413) 443-4771<br />

Fax: (413) 443-7694<br />

BB0#470540<br />

CERTIFICATE OF SERVICE<br />

I, F. SYDNEY SMITHERS, hereby certify that I have today sent, by first class mail, a<br />

copy <strong>of</strong> <strong>the</strong> <strong>for</strong>egoing motion to counsel <strong>for</strong> Appellant Ann M. <strong>Preston</strong> <strong>and</strong> Appellees<br />

Joseph L. Duffy, Jr., et al:<br />

APPELLANT: Walter L. Sullivan, Esquire<br />

Sullivan & Sullivan, P.C.<br />

80 Washington Street, Suite No.7<br />

Norwell, MA 02061<br />

APPELLEES:<br />

TOWN OF HULL: James Lampke, Esquire<br />

<strong>Town</strong> Counsel<br />

<strong>Town</strong> <strong>of</strong> <strong>Hull</strong>-Municipal <strong>Building</strong><br />

<strong>Hull</strong>, MA 02045<br />

COMMONWEALTH OF MASSACHUSETTS<br />

APPEALS COURT<br />

No. 98-P-1266<br />

PLYMOUTH COUNTY<br />

ANNE PRESTON<br />

Plaintiff-Appellant,<br />

v.<br />

BOARD OF APPEALS FOR THE TOWN OF<br />

HULL AND BUILDING INSPECTOR FOR THE<br />

TOWN OF HULL


Defendants-Appellees.<br />

On Appeal from a Judgment <strong>of</strong> <strong>the</strong> Superior Court <strong>for</strong> Plymouth County<br />

BRIEF OF AMICI CURIAE, THE ABSTRACT CLUB AND THE MASSACHUSETTS<br />

CONVEYANCERS ASSOCIATION, INC.<br />

F. Sydney Smi<strong>the</strong>rs<br />

Cain, Hibbard, Myers & Cook, PC<br />

66 West Street<br />

Pittsfield, MA 01201<br />

Tel: (413) 443-4771<br />

Fax (413) 443-7694<br />

BBO#470540

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