USAID/Zambia: Integrated Nutrition Investment Framework--Overview
USAID/Zambia: Integrated Nutrition Investment Framework--Overview
USAID/Zambia: Integrated Nutrition Investment Framework--Overview
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<strong>USAID</strong>/ZAMBIA: INTEGRATED<br />
NUTRITION INVESTMENT<br />
FRAMEWORK<br />
OVERVIEW<br />
MARCH 2011<br />
This publication was produced for review by the United States Agency for International Development.<br />
It was prepared by Dorothy Nthani, Jim Levinson, Kayoya Masuhwa, and Mellen Tanamaly through the<br />
Global Health Technical Assistance Project.
<strong>USAID</strong>/ZAMBIA: INTEGRATED<br />
NUTRITION INVESTMENT<br />
FRAMEWORK<br />
OVERVIEW<br />
DISCLAIMER<br />
The authors‘ views expressed in this publication do not necessarily reflect the views of the<br />
United States Agency for International Development or the United States Government.
This document (Report No. 11-01-395-2) is available in printed or online versions. Online<br />
documents can be located in the GH Tech website library at resources.ghtechproject.net<br />
Documents are also made available through the Development Experience Clearing House<br />
(www.dec.org). Additional information can be obtained from:<br />
The Global Health Technical Assistance Project<br />
1250 Eye St., NW, Suite 1100<br />
Washington, DC 20005<br />
Tel: (202) 521-1900<br />
Fax: (202) 521-1901<br />
info@ghtechproject.com<br />
This document was submitted by The QED Group, LLC, with CAMRIS International and Social<br />
& Scientific Systems, Inc., to the United States Agency for International Development under<br />
<strong>USAID</strong> Contract No. GHS-I-00-05-00005-00.
CONTENTS<br />
ACRONYMS ........................................................................................................... iii<br />
1. EXECUTIVE SUMMARY .................................................................................. 1<br />
2. INTRODUCTION ............................................................................................. 3<br />
2.1. Purpose ................................................................................................................................. 3<br />
2.2. Methodology ....................................................................................................................... 3<br />
3. SITUATIONAL ANALYSIS ............................................................................. 5<br />
3.1. Overall Status and Progress in <strong>Nutrition</strong>—Including Feasibility of Achieving<br />
Targets Including Those in the Relevant Millennium Development<br />
Goals (MDG) ...................................................................................................................... 5<br />
3.2. Sector-specific Status Pertinent to <strong>Nutrition</strong>, Progress and Gaps, Including<br />
Efforts of the GRZ, the USG and other donors ....................................................... 14<br />
3.3. Issues of Particular Concern .......................................................................................... 28<br />
4. RE-POSITIONING NUTRITION AND FOOD SECURITY ....................... 33<br />
4.1. Suggested Approaches for <strong>Nutrition</strong> and Health Service Delivery ...................... 33<br />
4.2. Suggested Approaches for Household Food and <strong>Nutrition</strong> Security<br />
Interventions ..................................................................................................................... 34<br />
4.3. Suggested R&D Approaches for Urban <strong>Nutrition</strong> Challenges ............................... 36<br />
5. SUGGESTED APPROACHES TO INSTITUTION BUILDING, SYSTEMS<br />
STRENGTHENING, CAPACITY BUILDING AND ADVOCACY ............ 39<br />
5.1. Community Health Workers <strong>Nutrition</strong> Training and Roll-Out ............................ 39<br />
5.2. Support the Start-up and Development of the New BSc in Human <strong>Nutrition</strong> at<br />
University of <strong>Zambia</strong>, Faculty of Agriculture ............................................................. 39<br />
5.3. Reinforce and Strengthen the <strong>Nutrition</strong> Diploma Program at the Natural<br />
Resources Development College (NRDC) ................................................................ 40<br />
5.4. Support and Upgrade MACO Extension Agents to Assist Farmers Achieve<br />
Food and <strong>Nutrition</strong> Security ......................................................................................... 40<br />
5.5. <strong>Nutrition</strong> Advocacy ......................................................................................................... 41<br />
ANNEXES<br />
ANNEX A. SCOPE OF WORK ........................................................................... 43<br />
ANNEX B. PERSONS CONTACTED ................................................................ 57<br />
ANNEX C. ZAMBIA NUTRITION FRAMEWORK .......................................... 59<br />
ANNEX D. STUNTING IN ZAMBIA: CAUSES, CONSTRAINTS AND<br />
PROPOSED STRATEGIES AND INTERVENTIONS .................. 65<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW<br />
i
TABLES<br />
Table 1. Rates of Stunting, Wasting and Underweight Among Children<br />
Under Age 5; Low Body Mass Index Among Women of<br />
Reproductive Age; and Infant and Young Child Feeding<br />
Practices by Province (ZDHS 2007) ..................................................... 6<br />
Table 2. <strong>Nutrition</strong> Indicators for Children Under 5 Years of Age in<br />
<strong>Zambia</strong> 2002–2007 ................................................................................. 12<br />
Table 3. Millennium Development Goals in <strong>Zambia</strong>: Targets and<br />
Indicators ................................................................................................ 13<br />
Table 4. Land and Population Distribution Across Farm Household Types .. 15<br />
Table 5. Essential <strong>Nutrition</strong> Actions ................................................................... 24<br />
Table 6. Number of <strong>Nutrition</strong>ists in Possession Various Certificates ............. 31<br />
FIGURES<br />
Figure 1: Causes of Stunting .................................................................................. 7<br />
ii<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
ACRONYMS<br />
AIDS<br />
ANC<br />
AO<br />
ART<br />
BCC<br />
BMI<br />
CAADP<br />
CARMMA<br />
CBGMP<br />
CHAZ<br />
CHV<br />
CHW<br />
COMACO<br />
CSO<br />
DFID<br />
ENA<br />
FP<br />
FTF<br />
FSP<br />
GHI<br />
GINA<br />
GMP<br />
GRZ<br />
HAART<br />
HEPS<br />
HFP<br />
HIV<br />
HMIS<br />
IEC<br />
IYCF<br />
IYCN<br />
MACO<br />
MCC<br />
MCDSS<br />
MDG<br />
MOE<br />
MOH<br />
NASF<br />
NDP<br />
Acquired immune deficiency syndrome<br />
Antenatal care<br />
Assistance objective<br />
Antiretroviral therapy<br />
Behavior change communication<br />
Body mass index<br />
Comprehensive Africa Agriculture Development Program<br />
Campaign for Accelerated Reduction of Maternal Mortality<br />
Community-based growth monitoring and promotion<br />
Churches Health Association of <strong>Zambia</strong><br />
Community health volunteer<br />
Community health worker<br />
Community markets for conservation<br />
Central Statistical Office<br />
Department for International Development<br />
Essential <strong>Nutrition</strong> Actions<br />
Family planning<br />
Feed the Future<br />
Food Security Pack<br />
Global Health Initiative<br />
Gender-informed nutrition agriculture<br />
Growth monitoring and promotion<br />
Government of the Republic of <strong>Zambia</strong><br />
Highly active antiretroviral therapy<br />
High energy protein supplement<br />
Homestead food production<br />
Human immunodeficiency virus<br />
Health management information system<br />
Information education communication<br />
Infant and young child feeding<br />
Infant and young child nutrition<br />
Ministry of Agriculture and Cooperatives<br />
Millennium Challenge Corporation<br />
Ministry of Community Development and Social Security<br />
Millennium Development Goal<br />
Ministry of Education<br />
Ministry of Health<br />
National AIDS Strategic <strong>Framework</strong><br />
National Development Plan<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW<br />
iii
NFNC<br />
NGO<br />
NHSP<br />
NRDC<br />
OVC<br />
PEPFAR<br />
PMTCT<br />
PLHIV<br />
R&D<br />
RTEF<br />
RUTF<br />
SADC<br />
SNDP<br />
STI<br />
UNICEF<br />
<strong>USAID</strong><br />
USG<br />
VCT<br />
WASH<br />
National Food and <strong>Nutrition</strong> Commission<br />
Non-governmental organization<br />
National Health Strategic Plan<br />
Natural Resources Development College<br />
Orphans and vulnerable children<br />
President‘s Emergency Plan for AIDS Relief<br />
Prevention of mother-to-child transmission of HIV<br />
People living with HIV<br />
Research and development<br />
Ready-to-eat food<br />
Ready-to-use therapeutic food<br />
Southern Africa Development Community<br />
Sixth National Development Plan<br />
Sexually transmitted infections<br />
United Nations Children‘s Fund<br />
United States Agency for International Development<br />
United States Government<br />
Voluntary counseling and testing<br />
Water, sanitation, and hygiene<br />
iv<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
1. EXECUTIVE SUMMARY<br />
While the Government of the Republic of <strong>Zambia</strong> (GRZ) and its partners have achieved some<br />
success in addressing malnutrition in the country, the principal problems of protein-energy<br />
malnutrition and iron-deficiency anemia have yet to be systematically addressed. The successes<br />
are clear: Twice annual Child Health Weeks, organized by the Ministry of Health (MOH),<br />
provide 80% of children under age 5 with semi-annual Vitamin A supplements and de-worming<br />
medication; most imported salt is now iodized; and sugar for domestic consumption is fortified<br />
with Vitamin A. Yet the country continues to suffer from some of the most serious young child<br />
nutritional stunting in the world, at 45%. Further, malnutrition is an underlying cause in a<br />
conservative estimate of 35% of under-5 child deaths, resulting in an estimated 10% loss in<br />
lifetime earnings and a minimum of 2–3% loss in gross domestic product. 1 Thus, the case for<br />
improved nutrition is unquestioned. In the presence of pervasive rural poverty, addressing<br />
malnutrition will require not only the provision of effective nutrition and health services, both at<br />
community and facility level, but also a serious effort to address problems of household food<br />
insecurity by increasing the resilience of small-holder farming households.<br />
<strong>Nutrition</strong>al stunting among children aged 0–24 months is the primary malnutrition issue. The<br />
determinants of stunting are sufficiently cross-sectoral that stunting levels could well serve as an<br />
indicator of overall development. And the effectiveness of robust nutrition and food security<br />
interventions to reduce stunting may be constrained by an unsafe water supply or inadequate<br />
female education. It should also be noted that it will be difficult to reduce stunting significantly<br />
without increased attention to maternal malnutrition and low birthweight issues, which<br />
currently receive minimal attention at the community level.<br />
Household food insecurity is the most important determinant of malnutrition in <strong>Zambia</strong>. Unlike<br />
many Latin American countries, where young child and maternal malnutrition have been<br />
reduced significantly through behavioral change communications (BCC) alone, household food<br />
insecurity in <strong>Zambia</strong> is too serious to permit many needed changes in food consumption-related<br />
behaviors without first increasing household access to food.<br />
Food insecurity; under-nutrition; poor educational performance; infant, child and maternal<br />
mortality; high mortality from infectious diseases; low labor productivity and low life expectancy<br />
are all interconnected and preventable.<br />
Accordingly, this strategy suggests a two-pronged approach by (1) giving equal attention to<br />
improved nutrition services at the community and facility levels, with a strengthened cadre of<br />
community health workers (CHW) and improved package of behavioral change communication<br />
materials available through the Infant and Young Child Feeding (IYCF) initiative and the MOH;<br />
and (2) a cost-effective agricultural production package designed to increase the resilience of<br />
targeted small-holder households. The program will intensify both approaches in targeted areas<br />
where they are best implemented together. And particular attention is given to the need for a<br />
coordinated nutrition-related BCC strategy that involves mutually reinforced messages provided<br />
by (1) CHWs, health volunteers and facility staff, (2) MACO extension agents and (3)<br />
community radio.<br />
1 The Lancet‘s Series on Maternal and Child Undernutrition, January 2008.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 1
The strategy also:<br />
Seeks to address malnutrition-associated diarrheal infection through the integration of<br />
water, sanitation, and hygiene (WASH) initiatives into health and HIV programming—<br />
designed to protect vulnerable mothers, children and the HIV+ population.<br />
Suggests research and development (R&D) on urban gardening and possible local production<br />
and commercialization of complementary and related foods in urban areas.<br />
Identifies in-school and out-of-school youth as potentially important targets for integrated<br />
efforts at pregnancy and HIV prevention; gender equity counseling; skill training and<br />
nutrition (reducing anemia in pregnancy through adolescent iron-folate supplementation).<br />
The program also suggests capacity building and institutional strengthening in the areas of CHW<br />
training and roll-out, where particular opportunities exist for donor collaboration to strengthen<br />
efforts by the MOH and the National Food and <strong>Nutrition</strong> Commission (NFNC); in strengthening<br />
agricultural extension staff in the Ministry of Agriculture and Cooperatives (MACO) and<br />
extending their mandate to include the provision of key nutrition messages; in upgrading<br />
professional nutrition training at the University of <strong>Zambia</strong> and at the Natural Resources<br />
Development College (NRDC); and in facilitating a much-needed and well-championed nutrition<br />
advocacy initiative.<br />
2 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
2. INTRODUCTION<br />
2.1. PURPOSE<br />
<strong>USAID</strong>/<strong>Zambia</strong> hired a team of consultants to develop an integrated nutrition framework in<br />
order to provide a clear roadmap for short- and long-term investments (including potential new<br />
procurement needs), to demonstrate a commitment to a <strong>Zambia</strong>-led process and plan, and to<br />
work collaboratively with other partners and stakeholders.<br />
―Based on a comprehensive and integrated strategic approach that addresses the multiple<br />
dimensions and causes of Undernutrition, this framework must aim to improve the nutritional<br />
status of <strong>Zambia</strong>ns, targeting women and children under age 2. It must also link the<br />
contributions of <strong>USAID</strong>/<strong>Zambia</strong>‘s economic growth, education, health, HIV/AIDS, and<br />
humanitarian assistance programs. Additionally, this framework must incorporate the principles<br />
and leverage the resources of the Food for Peace (FFP) program, Global Hunger and Food<br />
Security Initiative (GHFSI), Global Health Initiative (GHI), and President‘s Emergency Plan for<br />
AIDS Relief (PEPFAR).‖<br />
2.2. METHODOLOGY<br />
The consultant team reviewed background documents provided by <strong>USAID</strong>/<strong>Zambia</strong>, interviewed<br />
key informants in <strong>Zambia</strong> and Washington, D.C., and met with <strong>USAID</strong>/<strong>Zambia</strong> leadership and<br />
technical teams on several occasions (See Annex C). The team held a planning meeting on<br />
October 22–23 and worked collectively and individually in Lusaka through November 14, 2010.<br />
They then conducted site visits to health facilities and agricultural programs in other provinces.<br />
The team held a preliminary debriefing with key <strong>USAID</strong>/<strong>Zambia</strong> and other U.S. Government<br />
(USG) staff and then debriefed the <strong>USAID</strong>/<strong>Zambia</strong> Mission Director, Deputy Mission Director<br />
and Health, Economic Growth and HIV technical staff on their final day in country.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 3
4 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
3. SITUATIONAL ANALYSIS<br />
This situational analysis focuses on women of reproductive age and children under age 2 as they<br />
are at high risk for malnutrition and suffer its most serious consequences. In <strong>Zambia</strong>, the rural<br />
poor, mainly farmers with small agricultural holdings, comprise the majority of the food and<br />
nutrition insecure. However, many poor urban households also struggle to satisfy their dietary<br />
needs. In addition, people living with HIV (PLHIV), orphans and vulnerable children (OVC) and<br />
out-of-school adolescents present nutritional challenges that are discussed below.<br />
3.1. OVERALL STATUS AND PROGRESS IN NUTRITION—<br />
INCLUDING FEASIBILITY OF ACHIEVING TARGETS INCLUDING<br />
THOSE IN THE RELEVANT MILLENNIUM DEVELOPMENT GOALS<br />
(MDG)<br />
The population of <strong>Zambia</strong> is estimated at 12.5 million with an average population growth rate of<br />
2.4%. The burden of disease in <strong>Zambia</strong> is serious and communicable diseases such as HIV/AIDS,<br />
tuberculosis and malaria are highly prevalent. Maternal and child health indicators reveal that<br />
while some progress has been made in recent years, much remains to be done to improve the<br />
quality of life for <strong>Zambia</strong>n families. Poor nutrition status among children is both the result of the<br />
high infectious disease burden and a contributor to the unacceptable high rates of maternal and<br />
child mortality. Without adequate nutrition in the first two years of life, a child‘s physical and<br />
mental development is compromised irreversibly.<br />
Primary Target Groups and Status<br />
Children Under Age 2<br />
Stunting remains the most common nutritional disorder that affects children in <strong>Zambia</strong>. Fortyfive<br />
percent of children under age 5 are stunted/chronically malnourished (the sub-Saharan<br />
Africa average is 42%) and 21% are severely stunted. 2 Stunting prevalence rates have decreased<br />
since 2001–2002 when 53% of children under age 5 were stunted; but there has been no period<br />
of significant progress since the years preceding 1992 when stunting prevalence was reduced to<br />
46%. 3 In <strong>Zambia</strong>, low height/age peaks at 18–23 months when 58.9% of children are below -2SD<br />
(moderately or severely stunted). Stunting is inversely related to household wealth, although<br />
stunting is high in all wealth quintiles (48 and 33.2% in the lowest and highest quintiles<br />
respectively). The 2009 National <strong>Nutrition</strong> Surveillance System (NNSS) Report, issued by the<br />
National Food and Nutriton Commission (NFNC), found overall under age 5 stunting<br />
prevalence in <strong>Zambia</strong> to be 49.7%. 4 In particular, Mwinilunga, Mansa, Mbala, Chinsali, Lundazi,<br />
Chipata, Mumbwa, Chongwe, Chingola and Kalomo Districts recorded stunting in children<br />
under 5 years well above 50%. Although the NNSS uses a different sampling method than the<br />
ZDHS, these recent findings are cause for serious concern.<br />
Male children (48%) are more likely to be stunted than female children (42%), while more rural<br />
children are stunted (48%) than urban children (39%). Provincial variation in nutritional status of<br />
children is substantial, with stunting prevalence highest in Luapula province (56%) and lowest in<br />
Western and Southern provinces (36% each).<br />
2 While the child nutrition target of this strategic framework is children under age 2, most data collected<br />
in the country to date, including ZDHS data reports on children under age 5.<br />
3 DHS, 1992.<br />
4 National <strong>Nutrition</strong> Surveillance System Report: Key Indicators by District, 2009. National Food and<br />
<strong>Nutrition</strong> Commission.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 5
The prevalence of wasting (low weight for height) among children under age 5 has remained relatively constant at approximately 5%<br />
over the past three ZHDS surveys (1992, 1996, and 2001–02). However, the results of the 2007 ZDHS show notable improvement in<br />
nutritional status of children as measured by weight-for-age: from 23% underweight in 2001–2002 to 14.6% in 2007. 5<br />
Stunting is also inversely related to a mother‘s education. DHS data indicate that children born to mothers with no education are more<br />
likely to be stunted (44.6%) compared to those children born to mothers with a secondary education (38.6%). 6<br />
Table 1. Rates of Stunting, Wasting and Underweight Among Children Under Age 5; Low Body Mass Index Among<br />
Women of Reproductive Age; and Infant and Young Child Feeding Practices by Province (ZDHS 2007)<br />
Province<br />
Children
Infant and young child feeding practices are an important determinant of nutritional status.<br />
Among the most important are early initiation and exclusive breastfeeding until age 6 months,<br />
followed by the addition of appropriate complementary foods alongside breast milk from age 6<br />
months to at least 24 months. In <strong>Zambia</strong>, nearly all infants are breastfed, but the median<br />
duration of exclusive breastfeeding at the national level is only 3 months, and only slightly more<br />
than half (56.5%) of newborns are breastfed within one hour of birth. The lowest median<br />
duration of exclusive breastfeeding is found in Eastern, Luapula, Northern, and Northwestern<br />
provinces—areas where child malnutrition levels also are highest.<br />
Most stunting occurs during the first two years of life, at which time children have a particularly<br />
high demand for nutrients, but face serious limitations in the quality and quantity of their diets<br />
usually beginning at the age of 4 to 6 months. Inadequate complementary feeding is common in<br />
<strong>Zambia</strong>, with low nutrient density foods being the norm and with little consumption of animal<br />
protein by children in low-income households. Using dietary diversity as a measure, the 2007<br />
DHS survey found that only 25% of children aged 6–23 months receive a minimally acceptable<br />
diet. 7<br />
Infectious diseases—particularly diarrhea, malaria and respiratory illness—are also critically<br />
important determinants of stunting and common in the 6–23 month age group. Indeed, suboptimal<br />
feeding practices and a high prevalence of illness and infection make children more<br />
vulnerable to growth faltering and malnutrition in the first two years of life than at any other<br />
time in the life cycle.<br />
The 2007 ZDHS indicates that 41% of households have access to improved sources of water<br />
and that 25% of households have no toilet facilities.<br />
Figure 1: Causes of Stunting<br />
7 <strong>Zambia</strong> DHS 2007, page 172.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 7
Reproductive Age Women<br />
A woman‘s nutritional status is an important factor for her own quality of life as well as for the<br />
health of her children. In <strong>Zambia</strong>, an estimated 10% of women of reproductive age have a low<br />
Body Mass Index (BMI)—below 18.5—while an estimated 11% of infants are born with low<br />
birthweights. 8 A BMI under 18.5 usually implies particularly low caloric intake and/or particularly<br />
high caloric expenditure (arduous labor), and often also suggests that the woman was<br />
malnourished as a young child.<br />
The nutritional status of a woman before and during pregnancy is important for a healthy<br />
pregnancy outcome. Low maternal BMI is associated with intrauterine growth restriction.<br />
Birthweight, or ―perceived size at birth‖ relative to other newborns, is an important predictor<br />
of the subsequent growth of children—as well as of their likelihood of survival. Children<br />
reported to be of average size or larger at birth are less likely to be stunted than children<br />
reported to be small or very small at birth. (DHS data indicates that 44% of recently born<br />
children in <strong>Zambia</strong> who were reported to be average or larger at birth became stunted<br />
compared with 63% of children who were reported to be very small at birth.) Stunting also is<br />
slightly higher among children born less than 24 months apart than among first-born children or<br />
those with a longer birth interval.<br />
The IYCN Program notes the following with respect to women‘s nutrition status in <strong>Zambia</strong>:<br />
―Undernutrition is highest in adolescent girls compared to all other age groups of women,<br />
reflective in part of their lack of decision-making power. This high prevalence of women‘s<br />
malnutrition is related to a number of factors, particularly poverty, women‘s high burden of<br />
productive and reproductive tasks and lack of decision-making power and access to resources. 9<br />
A Ngoni and Chewa saying from the Eastern Province of <strong>Zambia</strong> states that ―A man should<br />
always be well fed.‖ This emphasizes that it‘s a woman‘s responsibility to ensure that the best<br />
and most nutritious food available is given to the men in the family, especially her husband.<br />
Similar information was found in a qualitative study in Luapula province, where women reported<br />
that they must ensure that men receive sufficient food, even if the woman is pregnant. 10 This<br />
results in inequitable food distribution within the household to the disadvantage of women. It<br />
should also be noted that if a woman fails to cook to the satisfaction of her husband and his<br />
family, he may divorce her, resulting in social and economic isolation for the woman. 11<br />
During pregnancy, women need to reduce their workload to ensure they maintain their health<br />
and that of the fetus, particularly to reduce the risk of low birthweight. However, this is virtually<br />
impossible, given women‘s many obligations in agricultural work and household chores, such as<br />
hauling water and firewood and caring for young children. Women in <strong>Zambia</strong> generally work<br />
twice as long as men: 12–13 hours each day, compared to 6–7 hours by men. 12 The study in<br />
Luapula noted above found that while women may know they should avoid working in the fields,<br />
carrying heavy loads and walking long distances when pregnant, they feel obligated to do so<br />
because of social pressure and lack of assistance from their husbands and other family<br />
8 Low birth weight (LBW) is defined by WHO as 3.0 kg than for infants between 2.5 and 3.0 kg. The percentage of infants born < 3.0 in <strong>Zambia</strong>, as in<br />
most developing countries, is likely to be more than double the official low birth weight percentage.<br />
9 Milimo et al, 2004, pp. ix-x.<br />
10 Goetz, G. 2000. Improving Household Food Security and <strong>Nutrition</strong> in the Luapula Valley, <strong>Zambia</strong>,<br />
Knowledge, Attitudes, Perceptions and Practices (KAPP), A Study on <strong>Nutrition</strong> of Children under Five<br />
Years and Pregnant and Lactating Women, <strong>Nutrition</strong> Program Service (ESNP), Food and <strong>Nutrition</strong><br />
Division, FAO, December 2000, p. 39.<br />
11 Milimo, Munachonga, Mushota, Nyangu and Pnga, 2004, p. 13.<br />
12 Milimo, et al. 2004, p. ix.<br />
8 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
members. 13 Some women emphasized the need to sensitize men to the need to help women in<br />
their work, especially when pregnant or lactating, but noted that men may fear others will laugh<br />
at them if they do. In addition, women‘s time constraints point to the need for time- and laborsaving<br />
technologies. Added to these burdens is the HIV crisis because (1) a higher proportion of<br />
women, compared to men, are infected because they lack control over their own sexuality and<br />
their bodies, and (2) healthy women must care for those who are sick in addition to their other<br />
daily tasks. Tuberculosis, which often occurs in connection with HIV infection in <strong>Zambia</strong>, is also<br />
a growing, serious health problem.‖ 14<br />
Micronutrient Status Among Young Children and Reproductive Age Women<br />
Data on micronutrient status in <strong>Zambia</strong> is less readily available, 15 but existing evidence indicates<br />
that micronutrient deficiencies continue to be prevalent, perhaps most importantly iron<br />
deficiency anemia.<br />
Anemia prevalence is 53% among children aged 6–59 months (2003) and 46.9% among pregnant<br />
women (1999); as many as 50% of women attending antennal clinics are affected. At least 50% of<br />
anemia is caused by inadequate iron intake; the major cause is low consumption of animal<br />
source foods, particularly in low-income households.<br />
Vitamin A deficiency has traditionally been a public health problem in <strong>Zambia</strong> due to inadequate<br />
dietary intake. A 1997 national survey showed a prevalence of Vitamin A deficiency of 65.7% and<br />
21.5% in women and children respectively. However, no surveys have been conducted since the<br />
MOH began distributing Vitamin A supplements during the twice-annual Child Health Weeks<br />
and since sugar fortification was introduced.<br />
Although no studies have been conducted on zinc deficiency in <strong>Zambia</strong>, there is evidence<br />
internationally of an association between the levels of absorbable zinc in the food supply (usually<br />
from animal sources) and the prevalence of stunting. Zinc is an essential nutrient for normal<br />
growth in children and vital for the immune system; even mild deficiency may increase the risk<br />
of infection. In <strong>Zambia</strong>, zinc deficiency may be an important contributing factor to stunting given<br />
evidence of low animal-source food consumption especially for young children, reliance on<br />
maize and other staples from which zinc is poorly absorbed, and frequent infections such as<br />
pneumonia and diarrhea, which cause significant zinc losses.<br />
Iodine deficiency disorder (IDD), once a common problem in <strong>Zambia</strong> with goiter prevalence at<br />
32% in 1993, has been greatly reduced as a result of imported salt that is now iodized. A 2002<br />
survey showed that the overall median urine iodine concentration had increased to 245 µg /l—a<br />
five-fold increase from 49µg/l in 1993. Only 4% of the population was considered to be at risk of<br />
mild to severe IDD in 2002. 16 However, routine monitoring of iodized salt consumption is<br />
needed.<br />
Other micronutrients of concern in maternal and child health include calcium, folic acid, and<br />
vitamin B12, nutrients that also will be assessed in the upcoming micronutrient survey.<br />
Food Insecure Households<br />
Food insecurity is the major underlying cause of malnutrition in <strong>Zambia</strong>. Only 36% of<br />
households in <strong>Zambia</strong> have been found to have ―enough food to eat,‖ while 19% of households<br />
13 Ibid, p. 39.<br />
14 IYCN report.<br />
15 Recognizing the shortcomings indicated here, UNICEF is planning both a national food consumption<br />
survey and a micronutrient survey.<br />
16 NFNC 2003, Iodine Deficiency Disorders (IDD) Impact Survey, Lusaka, <strong>Zambia</strong>.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 9
―seldom‖ or ―never‖ have enough to eat, categorized in <strong>Zambia</strong> as ―chronically food insecure.‖ 17<br />
This is consistent with data indicating that 64% of <strong>Zambia</strong>ns live below the international poverty<br />
line (Sub-Saharan average is 53%) and that 36.5% live in ―extreme poverty.‖ 18<br />
Food security exists when all people, at all times, have physical and economic access to sufficient<br />
safe and nutritious food to meet their dietary needs and food preferences for a healthy and<br />
active life. Some contributing factors to food insecurity in <strong>Zambia</strong> include seasonal fluctuations<br />
that limit access to sufficient food; an inadequate quantity of food to meet the energy needs of<br />
growing children and adolescents, pregnant and lactating women and working adults; limited<br />
dietary diversity to provide essential micro- and macro-nutrients needed for good health; and<br />
limited distribution of food stocks within the country to enable those who must purchase food<br />
to do so.<br />
Nearly half of the country‘s rural population (45%) consume less than 1,750 calories per day<br />
(food balance sheet calculation),19 20 and these families spend nearly 80% of their incomes<br />
on food.<br />
While extreme poverty is more common in rural areas of <strong>Zambia</strong>, evidence indicates that the<br />
poor in urban and semi-urban areas also face challenges obtaining sufficient food. An urban food<br />
consumption study conducted in 2007 found that the Total Food Security Index (more<br />
accurately a self-assessed food insecurity index) for those households in the lowest expenditure<br />
category was about double that of urban dwellers as a whole:21 in Lusaka 14.5 vs. 7.7; in Kitwe<br />
16.2 vs. 8.6; and in Kasama 9.9 vs. 6.6.22<br />
The same survey revealed that food budget shares among relatively poor households in the four<br />
sampled urban areas (Lusaka, Kitwe, Mansa, and Kasama) remain very high at 60–73%. Fixed<br />
expenditures for rent, utilities, transportation and other essentials leave little cushion for the<br />
very poor to avoid episodes of hunger. 23 At the same time, many urban dwellers live in crowded<br />
conditions in which poor access to safe water and adequate sanitation 24 significantly increase the<br />
risk of infection.<br />
In 2008 rising food and fuel prices and the subsequent global recession led to a sharp increase in<br />
child malnutrition rates, especially in urban areas. 25 Programs in urban areas that serve families<br />
with malnourished children, such as the urban food voucher program (SPLASH card) and<br />
therapeutic feeding programs for the acutely malnourished have high caseloads and increasing<br />
demand.<br />
17 National Food and <strong>Nutrition</strong> Commission. 2008.<br />
18 Rural poverty has declined from 92% in 1993 to 76.8% in 2006, but remains<br />
high relative to other sub-Saharan African countries.<br />
19<br />
FAO 2009. Retreived from http//www.fao.org/economic/ess;food-security-statistics/en/. (December 17,<br />
2010).<br />
20 This figure is based on standards for human energy requirements released by FAO, WHO and UNU in<br />
2004 and on standards for Body Mass Index (BMI) released by WHO in 2006. The minimum dietary<br />
energy requirement for <strong>Zambia</strong>, calculated for <strong>Zambia</strong> for the 2004–06 period is 1,750 kcal/person/day.<br />
21 CSO/MACO/FSRP Urban Consumption Survey, 2007-2008.<br />
22<br />
The higher the index number, the greater the number of times that the household experienced one or<br />
more forms of food insecurity.<br />
23 According to the MSU Study on Urban Consumption, (CSO/MACO/FSRP Urban Consumption Survey,<br />
2007-2008), the percentages of total expenditure spent on housing, transport and communication,<br />
household furniture and appliances, as expected, are higher in Lusaka and Kitwe—larger and more highly<br />
urbanized—while the share of expenditures on gas, charcoal, firewood, paraffin, candles and batteries is<br />
higher in smaller towns and among lower income groups in all urban areas.<br />
24 <strong>Zambia</strong> DHS, 2007.<br />
25 National Food and <strong>Nutrition</strong> Commission, 2008.<br />
10 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
People Living with HIV/AIDS and Orphans and Other Vulnerable Children<br />
<strong>Zambia</strong> has the third highest level of risk for HIV worldwide.26 The country‘s generalized HIV<br />
epidemic is fueled by structural factors, gender and social norms, unequal distribution of wealth,<br />
and unemployment. However, HIV prevalence in adults gradually decreased from 16% in<br />
2001/2002 to 14.3% in 2007.27 More than 900,000 <strong>Zambia</strong>ns live with HIV and more than<br />
280,000 receive antiretroviral therapy (ART), allowing them to live longer and healthier lives.28<br />
More females (16.1%) than males (12.3%) are HIV positive because of biological, economic and<br />
social factors. Urban areas have a higher prevalence (20%) than rural areas (10%).29 An<br />
estimated 16.4% of pregnant women are HIV positive,30 and an estimated 10% of HIV<br />
transmission in <strong>Zambia</strong> is the result of mother to child transmission during pregnancy, birth or<br />
breastfeeding.31 Half of the approximately 1.3 million orphans in <strong>Zambia</strong> are estimated to have<br />
lost one or both parents to AIDS.32 HIV and AIDS have had a negative impact on health<br />
indicators including those related to nutrition. Life expectancy at birth dropped from 52 years in<br />
the 1980s to 37 years in 2000, but has since risen to 48.33 HIV and AIDS increase disease<br />
burden and thereby increase pressure on the health care system.<br />
According to Lusaka‘s University Teaching Hospital, in 2007 between 40 and 50% of<br />
malnourished children admitted to the hospital were HIV positive, 60% of the beds in adult<br />
medical wards were occupied by HIV-positive individuals, and about three-quarters of those<br />
patients had BMIs so low as to be categorized as ―emaciated.‖ Given <strong>Zambia</strong>‘s level of<br />
malnutrition, the number of malnourished HIV-positive people needing food and nutrition<br />
support is high.<br />
High mortality is reported among HIV-positive patients in treatment facilities. A 2004–2005<br />
study among clients starting ART found that patients with BMIs less than 16 were 2.4 times<br />
more likely to die during the first few months of starting therapy than those with higher BMIs.34<br />
Patients with hemoglobin levels lower than 8 g/dL were 3.6 times more likely to die during the<br />
first 90 days than those with higher levels.35 The University Teaching Hospital Malnutrition<br />
Rehabilitation Unit reported average mortality among severely malnourished children admitted<br />
to the unit as 40%, compared with an overall rate of 55% among HIV-positive children.36<br />
Feasibility of Achieving Targets Including Those in the Relevant Millennium<br />
Development Goals<br />
Malnutrition is a major challenge in meeting targets 1, 4 and 5 of the Millennium Development<br />
Goals (MDGs). In fact, MDG 1 is to eradicate extreme hunger and poverty—recognizing that<br />
policies, programs and processes to improve nutrition outcomes play a critical role in the<br />
country‘s development.<br />
26 Measurements were calculated by Maplecroft, a global risk advisory firm. Mozambique and Uganda have<br />
been ranked first and second. Retrieved from http://www.maplecroft.com/about/news/hiv-aids-index.html<br />
(December 17, 2010).<br />
27 Central Statistics Office, 2009.<br />
28<br />
MOH and National AIDS Council, 2010.<br />
29 Central Statistics Office, 2009<br />
30 MoH, 2010<br />
31 MoH and National AIDS Council, 2010.<br />
32 UNAIDS, 2009<br />
33 Central Statistics Office, 2009.<br />
34 Stringer et al., 2006<br />
35 Ibid.<br />
36 Mwambazi and Irena (2010) cited in NFNC 2010.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 11
According to World Health Organization (WHO) standards, nutrition indicators in <strong>Zambia</strong><br />
remain unacceptably high, with a negative impact on maternal and child health. Child<br />
malnutrition is decreasing, but still contributes to 42% of all under-5 deaths in <strong>Zambia</strong>, 37 a figure<br />
slightly higher than the international estimate of 35%. 38 Undernutrition is a major cause of<br />
under-5 and maternal mortality. Table 2 summarizes the nutritional status of children under 5.<br />
Table 2. <strong>Nutrition</strong> Indicators for Children Under 5 Years of Age in <strong>Zambia</strong><br />
2002–2007<br />
Indicator 2001–2002 (ZDHS) 2007 (ZDHS)<br />
Stunting (chronic malnutrition—low<br />
ht/age) 53% 45%<br />
Wasting (acute malnutrition—low<br />
wt/ht) 6% 5%<br />
Underweight (low wt/age) 23% 15%<br />
Vitamin A deficiency 39 68% 54%<br />
Vitamin A supplementation 37% 80%<br />
Anemia among children ages 6–59<br />
months 65% (1998) 53% (2003)<br />
Maternal underweight (BMI
While these gains are impressive, the mortality rates are still high by regional and global<br />
standards and do not at all guarantee meeting the health-related MDGs by 2015.Table 3<br />
presents <strong>Zambia</strong>‘s position vis-a-vis achieving the MDGs by 2015.<br />
Table 3. Millennium Development Goals in <strong>Zambia</strong>: Targets and Indicators<br />
MDG Goal Number Indicator Target 2015 2002 (ZDHS) 2007 (ZDHS)<br />
Goal 1: Eradicate<br />
extreme hunger and<br />
poverty<br />
Prevalence of<br />
underweight<br />
children under<br />
age 5<br />
11% 23% 15%<br />
Proportion of<br />
population below<br />
minimum level of<br />
dietary energy<br />
consumption<br />
29%<br />
58%<br />
(1991 FAO)<br />
51%<br />
(2006 FAO)<br />
Goal 4: Reduce child<br />
mortality<br />
Goal 5: Reduce<br />
maternal mortality<br />
Goal 7: Water and<br />
sanitation<br />
Infant mortality rate<br />
(per 1,000 live<br />
births)<br />
Under-5 mortality<br />
rate (per 1,000 live<br />
births)<br />
Maternal mortality<br />
ratio (deaths per<br />
100,000 live births)<br />
The proportion of<br />
the population<br />
without sustainable<br />
access to safe<br />
drinking water and<br />
basic sanitation<br />
30 95 70<br />
63 168 119<br />
162 729 591<br />
Households with<br />
access to potable<br />
water – 58%<br />
Complementary strategies and smart integration will be required to achieve MDGs 1, 4 and 5.<br />
The USG has initiated new strategies and approaches designed to assist countries to improve<br />
health and reduce poverty: Feed the Future (FTF) and Global Health Initiative (GHI), which<br />
intersect in their focus on nutrition. FTF and GHI guidance for developing country programs<br />
include robust nutrition components, acknowledging that improved nutrition is both a necessary<br />
objective of foreign assistance programs and a fundamental building block of development.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 13
3.2. SECTOR-SPECIFIC STATUS PERTINENT TO NUTRITION,<br />
PROGRESS AND GAPS, INCLUDING EFFORTS OF THE GRZ,<br />
THE USG AND OTHER DONORS<br />
Government of the Republic of <strong>Zambia</strong> Policies Pertinent to <strong>Nutrition</strong><br />
To meet its policy objective of reducing poverty and improving income distribution, <strong>Zambia</strong> has<br />
adopted the development objective of accelerating pro-poor economic growth through<br />
macroeconomic stability, structural reform, and investment in human development. Specific<br />
2030 targets are (a) reduce poverty from 68% (2007 LCMS) to 20% of the population living<br />
below the poverty datum line, defined by the World Bank as USD $1 per day; and (b) improve<br />
income distribution to a Gini coefficient of less than 40 from the current (2004) level<br />
of 53.<br />
The Sixth National Development Plan also includes the following objective: to achieve a ―well<br />
nourished and healthy population by 2030.‖<br />
―With 45% of children under age five stunted and 21% severely stunted, it is clear that <strong>Zambia</strong>‘s<br />
recent economic growth has not solved the country‘s food security problems. The country<br />
needs an approach to food security that addresses the underlying causes of undernutrition<br />
affecting food availability, access, and utilization.‖ 41<br />
3.2.1. Agriculture<br />
Given the vital relationship of household food security to nutrition and that the majority of rural<br />
households are engaged in agriculture, efforts to improve the resilience of small-holder farm<br />
families are critical to improved nutrition. This section (1) describes the agricultural sector and<br />
its imbalance toward maize production; (2) emphasizes the connection between agriculture and<br />
nutrition, and the importance of addressing agricultural production diversity and, in turn, dietary<br />
diversity; and (3) provides necessary background for the framework‘s recommended support of<br />
the ―Food and <strong>Nutrition</strong> Security Pack.‖<br />
3.2.1.1. Agriculture in <strong>Zambia</strong><br />
Agricultural crops fall into four groups: (1) cereal crops: maize, sorghum and millet, plus ―other<br />
cereals‖ including rice, wheat, and barley; (2) root crops, including cassava, Irish potatoes and<br />
sweet potatoes; (3) other food crops: pulses and oil crops, groundnuts, vegetables and fruits;<br />
and (4) higher-value export-oriented crops: cotton, sugar and tobacco, plus ―other export<br />
crops‖ including sunflower seeds and paprika. The livestock sub-sectors are cattle, poultry, and<br />
―other livestock‖ including sheep, goats and pigs. An additional sub-sector is fisheries.<br />
Rural agricultural production is disaggregated across <strong>Zambia</strong>‘s four main agro-ecological regions.<br />
To capture the importance and unique circumstances of urban agriculture, agricultural<br />
production is disaggregated across main metropolitan centers and other urban areas as well.42<br />
Crop production is further disaggregated across small- medium- and large-scale producers<br />
According to the Living Conditions Monitoring Survey (LCMS) 2004, almost one<br />
third of rural farm households grow only maize. Far fewer households produce only<br />
root crops. See Table 4 below for this data by household type, size of area<br />
cultivated and yield.<br />
41 <strong>Zambia</strong> FTF Implementation Plan.<br />
42 Metropolitan centers are restricted to urban areas in the following districts: Kabwe in Central province;<br />
Chingola, Chililabombwe, Kitwe, Kalulushi, Lufwanyama, Mufulira, and Ndola in Copperbelt province;<br />
Lusaka in Lusaka province; and Livingstone in Southern province.<br />
14 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
Small-scale farmers in <strong>Zambia</strong> are defined as those harvesting less than 5 hectares of land. Average smallholder plots measure 1.21 hectares, while<br />
the average plot for medium-scale farmers is between 5 and 10 hectares. Although the roughly 40,000 medium-scale rural farmers captured in the<br />
2004 LCMS 43 amount to only 3.5% of farm households in <strong>Zambia</strong>, they account for a quarter of rural agricultural land and more than a third of rural<br />
land allocated to higher-value export-oriented crops. Medium-scale farmers also have high maize yields due, at least in part, to their greater<br />
adoption of hybrid seeds.<br />
As is the case globally, farmers respond to changes in production technology, commodity demand and prices by reallocating their land across different<br />
crops in order to maximize incomes. These representative farmers also reallocate labor and capital between farm and non-farm activities—including<br />
livestock and fishing, wage employment on larger-scale farms, and migration to non-agriculture work in more urbanized sectors.<br />
Table 4. Land and Population Distribution Across Farm Household Types<br />
National Urban Rural<br />
Farm<br />
Farm<br />
High<br />
value<br />
Maize<br />
only<br />
Maize<br />
and<br />
other<br />
foods<br />
Maize<br />
and<br />
roots<br />
only<br />
Maize,<br />
roots<br />
and<br />
other<br />
foods<br />
Roots<br />
only<br />
Roots<br />
and<br />
other<br />
foods<br />
Nonfarm<br />
Nonfarm<br />
Smallscale<br />
(5-<br />
Table 4. Land and Population Distribution Across Farm Household Types<br />
National Urban Rural<br />
Farm<br />
Farm<br />
High<br />
value<br />
Maize<br />
only<br />
Maize<br />
and<br />
other<br />
foods<br />
Maize<br />
and<br />
roots<br />
only<br />
Maize,<br />
roots<br />
and<br />
other<br />
foods<br />
Roots<br />
only<br />
Roots<br />
and<br />
other<br />
foods<br />
Nonfarm<br />
Nonfarm<br />
Smallscale<br />
(5-<br />
3.2.1.2. Agriculture and <strong>Nutrition</strong><br />
Internationally, agricultural projects are often justified on the premise that the food produced<br />
will provide some combination of improved household food security and improved nutrition.<br />
Rarely, however, do agricultural projects measure these effects. Even in retrospect, it is not<br />
always clear what type of impact (positive or negative) a given project has had on the food<br />
security and nutrition levels of food insecure households and undernourished<br />
individuals/malnourished households.<br />
Of these two outcomes, improved food security and nutrition, it is food security—the access to<br />
adequate food—that is more likely to be affected by an agricultural intervention. <strong>Nutrition</strong><br />
effects (normally measured by anthropometric measurements of young children and sometimes<br />
by dietary intake) are further removed from agricultural interventions. In most, but not all cases,<br />
improved nutrition depends on accessible food and:<br />
The distribution of that food within the family.<br />
Positive care and feeding practices.<br />
Control of infectious disease.<br />
Positive and significant nutrition impacts are most likely to occur from agricultural interventions<br />
when (1) household members regularly consume the food commodity being produced; 44 (2) the<br />
intervention includes explicit nutrition counseling; (3) the intervention includes home gardens or<br />
small livestock, and/or (4) the project introduces micronutrient-rich plant varieties.<br />
A good example of an agriculture program that focuses on nutrition is the Homestead Food<br />
Production (HFP) program developed by Helen Keller International in Bangladesh and now<br />
operating in several countries of Asia and Sub-Saharan Africa. Homestead Food Production<br />
promotes an integrated package of home gardening, small livestock production and nutrition<br />
counseling. The aim is to increase household production, availability and consumption of<br />
nutrient-dense foods and improve the health and nutritional status of women and children.<br />
Evaluative evidence indicates that HFP in Bangladesh has achieved improved food security for<br />
nearly 5 million vulnerable people in diverse agro-ecological zones. This has been accomplished<br />
through increased production and consumption of micronutrient-rich foods; increased income<br />
from gardens and expenditures on micronutrient-rich foods; women‘s empowerment; enhanced<br />
partner capacity; and community development.45<br />
The Gender Informed <strong>Nutrition</strong> and Agriculture (GINA) Program, funded by<br />
<strong>USAID</strong>/Washington and implemented by the Food and <strong>Nutrition</strong> Department of Makerere<br />
University in Uganda, is another example of an integrated nutrition counseling and agricultural<br />
development initiative coupled with improved hygiene and food safety that has improved the<br />
growth of young children as measured by reductions in underweight within a relatively short<br />
time.46<br />
This report recommends a strategy that utilizes these very principles to strengthen and build<br />
upon an existing cost-effective, but underfunded, government agriculture and food security<br />
project to address both food and nutrition insecurity. This program, which currently focuses on<br />
44 A World Bank report on the subject concludes ―household production for the household‘s own<br />
consumption is the most fundamental and direct pathway by which increased production translates into<br />
greater food availability and food security.‖ ―From Agriculture to <strong>Nutrition</strong>: Pathways, Synergies and<br />
Outcomes.‖ The World Bank Agriculture And Rural Development Department (2007).<br />
45 IFPRI. Millions Fed: Proven Successes in Agricultural Development. Retrieved from www.ifpri.org/millionsfed.<br />
(November 22, 2010).<br />
46 GINA Project Evaluation, 2008.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 17
―vulnerable but viable‖ rural agricultural households, could accomplish important nutrition<br />
results by (1) intensifying extension efforts relating to a broader range of crops; (2) providing<br />
extension education on home garden production of vegetables and fruits and on drying and<br />
preserving these foods; and (3) offering nutrition-related counseling that complements<br />
information provided through health services and community radio.<br />
Government of the Republic of <strong>Zambia</strong> Actions<br />
The SNDP seeks to create an environment conducive to promoting private sector-led<br />
agricultural development.<br />
Key policy developments will include the review and revision of the National Agriculture Policy<br />
(NAP) 2004–2015 to align it to changes in the sector and the development of the livestock and<br />
fisheries policies.<br />
In addition, the GRZ will put in place the Agricultural Marketing Act that will regulate market<br />
players in the sector. The Agricultural Credit Act is being revised to allow for using a<br />
warehousing receipt system as collateral in obtaining loans.<br />
At the start of the SNDP period, detailed bankable investment programs will be formulated in<br />
line with the <strong>Zambia</strong> Comprehensive Africa Agriculture Development Program (CAADP)<br />
framework. The sector will also ensure that all policies, programs, projects and activities are<br />
engendered during the SNDP.<br />
Additionally:<br />
The Ministry of Agriculture and Cooperatives facilitated the establishment of statutory<br />
boards to assist in its regulatory role. These include the Food Reserve Agency (FRA), the<br />
Tobacco Board of <strong>Zambia</strong>, and the Coffee Board of <strong>Zambia</strong>.<br />
In recent years, MACO partnered with stakeholders to set up trusts as innovative tools for<br />
service delivery. These include the Golden Valley Agricultural Research Trust (GART),<br />
Cotton Development Trust (CDT), Livestock Development Trust (LDT), In-service Training<br />
Trust (ISTT) and <strong>Zambia</strong> Export Growers Trust (ZEGA Trust).<br />
To promote dialogue among sector stakeholders, MACO facilitated the formation of the<br />
Agricultural Consultative Forum (ACF).<br />
The Department of Agriculture, Advisory Services has a Food and <strong>Nutrition</strong> Section.<br />
Other Donors<br />
Food and Agriculture Organization.<br />
Norwegian Embassy (conservation agriculture).<br />
International Fund for Agricultural Development.<br />
Japan International Cooperation Agency (irrigation).<br />
3.2.1.3. <strong>USAID</strong> Activities and Partners in Agriculture-related Projects<br />
<strong>USAID</strong> Funded Projects:<br />
Production, Finance and Improved Technologies Project (PROFIT); CLUSA.<br />
Market Access, Trade and Enabling Policies Project (MATEP); DAI.<br />
Food Security Research Project (FSRP); Michigan State University.<br />
Land O‘Lakes.<br />
18 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
<strong>USAID</strong> Funding to <strong>Zambia</strong>n Institutions:<br />
<strong>Zambia</strong> Agribusiness Technical Assistance Center (ZATAC); Copperbelt Economic<br />
Diversification Project<br />
<strong>Zambia</strong> Agricultural Commodity Agency (ZACA)<br />
The Agricultural Consultative Forum (ACF)<br />
Other USG programs<br />
Peace Corps:<br />
Agriculture Volunteers work with small farm operators to increase food production while<br />
promoting environmental conservation practices. They introduce farmers to techniques that<br />
prevent soil erosion, reduce the use of harmful pesticides and replenish the soil. They work<br />
alongside farmers on integrated projects that often combine vegetable gardening, livestock<br />
management, agro-forestry and freshwater fisheries.<br />
3.2.2. Education<br />
There is irrefutable evidence of the negative impact of malnutrition on children‘s cognitive<br />
development and, in turn, active learning capacity. Additionally, hungry children have difficulty<br />
concentrating and learning.<br />
A World Bank study indicates the effects of stunting on IQ and, in turn, on wages:<br />
Between 5–11 points loss in Intelligent Quotients (IQ) has been associated with<br />
stunting. With a prevalence of 46%, <strong>Zambia</strong> is losing human capital by about 10% IQ<br />
point losses in almost half of its under-five children. If the impact on IQ point losses<br />
is added up from other nutrition problems including inadequate breastfeeding and<br />
iron deficiency then another 10% of IQ points may be lost. Studies have also shown<br />
that the impact of linear growth retardation (stunting) continues in adulthood with<br />
1% of reduced adult height being associated with a 2.2% loss in adult wages.<br />
The report also indicates that widespread malnutrition can reduce national GDP by as much<br />
as 4%. 47<br />
The GRZ presently spends 18% of its national budget on the education sector. In order to<br />
maximize its investments, the above estimates suggest that a reduction in nutritional stunting is<br />
critical. <strong>Zambia</strong>n student performance, measured by regional standardized tests, is presently<br />
among the lowest in the southern Africa region. Malawi, with a national under-five stunting<br />
prevalence of 53% (the highest in the region), is the lowest in student performance. Clearly,<br />
optimal growth and development of infants and young children are fundamental for success in<br />
school and as productive members of society.<br />
In <strong>Zambia</strong>, net primary school enrollment has increased from 80% in 1990 to 97% in 2006 as a<br />
result of GRZ and donor efforts. During the same period, <strong>Zambia</strong> achieved an increase of 19<br />
percentage points in primary school completion rates from 64 to 83%. The net female<br />
secondary school attendance ratio for the 2004–2006 period, however, remains low at 36%<br />
compared to 38% for males. 48<br />
Girls‘ education is important because of the relationship between mothers‘ education level and<br />
malnutrition prevalence. Studies conducted in multiple countries reveal that the literacy, formal<br />
schooling and completion of primary education by a mother decrease the risk for stunting in her<br />
47 World Bank/<strong>Zambia</strong>. Technical Note on <strong>Nutrition</strong> (unpublished). 2010.<br />
48 Central Statistics Office. Living Condition Monitoring Survey (LCMS), 2009.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 19
children. And while studies show that paternal education is a significant determinant of the risk<br />
of stunting in children, results suggest that the influence of a mother‘s education is at least three<br />
times larger than that of a father—even when controlling for household economic resources<br />
and parental health.<br />
The MOE has embarked on a school health and nutrition (SHN) program in selected schools,<br />
particularly targeting OVCs. Children receive both iron tablets and a high-energy protein<br />
supplement (HEPS) in the form of porridge and they are de-wormed.<br />
This strategic framework identifies a primary gap in outreach and service for out-of-school<br />
youth, given the high dropout rates for girls in the fourth and fifth grades.<br />
<strong>USAID</strong> investments in nutrition-related education programs at present include:<br />
School health and nutrition (limited).<br />
School health days.<br />
Construction of water points at schools with community access.<br />
Construction of school latrines.<br />
Student-led ―total sanitation‖ undertakings.<br />
Scholarship assistance to OVCs.<br />
Re-entry policy of some school dropouts.<br />
Attention to gender equity.<br />
Additionally, a <strong>USAID</strong>-assisted program builds on the initial success of a national radio education<br />
program called ―Learning at Taonga Market.‖ This interactive instruction program, produced by<br />
the <strong>Zambia</strong>n Ministry of Education, covers the primary school curriculum in an engaging and<br />
enjoyable way.<br />
Government of the Republic of <strong>Zambia</strong><br />
Ministry of Education National School Health and <strong>Nutrition</strong> Policy (2006)<br />
Other Donors<br />
Irish Aid and the Netherlands government contribute to aspects of school health and nutrition.<br />
3.2.3. Health and HIV/AIDS<br />
Health and <strong>Nutrition</strong><br />
Undernutrition is a major cause of both under-5 and maternal mortality. Globally, an estimated<br />
35% of under-5 mortality and 25% of maternal mortality are attributed to undernutrition.<br />
<strong>Zambia</strong>‘s infant mortality rate is 70 per 1,000 live births with neonatal mortality comprising 49%<br />
of infant mortality; its under-5 mortality is 119 per 1000 live births. Immediate and exclusive<br />
breastfeeding could reduce neonatal mortality by an estimated 20%. 49<br />
Previous reductions in infant and child mortality are mainly attributed to child survival services<br />
provided through the biannual Child Health Weeks. Services include childhood immunization<br />
and Vitamin A supplementation.<br />
Infant and young child feeding (IYCF) practices are far from optimal in <strong>Zambia</strong>. Yet,<br />
breastfeeding is a universal practice at 98%, with 93% of these infants breastfed within the first<br />
49 Maternal and Child Undernutrition Series. The Lancet, Vol. 371 February 2, 2008.<br />
20 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
day of birth according to the ZDHS 2007. This is an improvement from the ZDHS 2001–2 that<br />
showed that 51% of babies were breastfed, 90% within the first day of birth. Despite high<br />
prevalence of breastfeeding, the majority of infants are not fed according to recommendations,<br />
resulting in low rates of exclusive breastfeeding and increased rates of morbidity and mortality.<br />
Both early initiation rates (57%) and exclusive breastfeeding (61%) are low (CSO 2007). In 2009,<br />
61% of infants 5 months of age and below were found to be exclusively breastfed.<br />
Poor Infant and Young Child Feeding Practices Contribute to Child<br />
Malnutrition<br />
Although the percent of babies aged 6 months or less who are exclusively breastfed increased<br />
from 40% to 61% in the same time period mentioned above, the median duration of exclusive<br />
breastfeeding remains low at 3.1 months nationally—ranging from 1.6 months to 4.4 months.<br />
The main obstacles to exclusive breastfeeding are a general lack of knowledge; inappropriate<br />
advice by health personnel; lack of skilled support for breastfeeding mothers; harmful lactation<br />
management practices; lack of confidence on the part of mothers; commercial promotion of<br />
breast milk substitutes; and cultural beliefs and practices. These include not believing that a<br />
mother can provide adequate breast milk to sustain a baby for six months; not knowing that<br />
additional foods or fluids during this period can be harmful; not feeding colostrum to newborns;<br />
providing pre-lacteal feeds; and having inappropriate expectations of infant behavior.<br />
Mothers living in urban are especially pressured to find alternative means for feeding their<br />
infants because of their work schedules. Another obstacle is the high prevalence of HIV and<br />
concerns about mother to child transmission via breastfeeding.<br />
According to the ZDHS, the lowest median duration of exclusive breastfeeding is found in<br />
Eastern, Luapula, Northern and Northwestern provinces—also areas where levels of<br />
malnutrition are very high. The Infant and Young Child <strong>Nutrition</strong> (IYCN) Project describes the<br />
situation as follows:<br />
At the national level, the median age of predominant breastfeeding where children are either<br />
exclusively breastfed or in addition to breast milk just given plain water and/or other non-milk<br />
liquids (mixed feeding), is also low at 3.8 months. Hence, many children are being fed solid foods<br />
too early, displacing nutrient- and energy-rich breast milk and potentially exposing infants to<br />
pathogens that can result in diarrhea, one of the top five causes of death among children in<br />
<strong>Zambia</strong>. 50 A 2005 qualitative study in Southern Province found that barriers to exclusive<br />
breastfeeding included the perception of insufficient breast milk; fear of dying or becoming too<br />
sick to breastfeed; the conventional practice of mixed feeding; the perception of ―bad milk‖ (e.g.<br />
because the mother is ill or infected with HIV or becomes pregnant); and lack of knowledge,<br />
especially among fathers and grandmothers who often have negative attitudes toward exclusive<br />
breastfeeding and have considerable authority over mothers, children and infant feeding<br />
decisions.<br />
Inadequate Attention to Maternal Malnutrition<br />
Maternal health and nutrition has not received a great deal of attention in the past. The maternal<br />
mortality ratio is 591 per 100,000 live births in <strong>Zambia</strong>. Post-partum hemorrhage is one of the<br />
major causes of mortality and high rates of anemia contribute to this risk. In addition, the total<br />
fertility rate is 6.2. While there has been an increase in the contraceptive prevalence rate from<br />
23 to 33% during the same period as above, there remains an estimated unmet need for family<br />
planning of 27% (ZDHS 2007). The low use of contraceptives and resulting short birth intervals<br />
50 GRZ, Ministry of Health, National Health Strategic Plan 2006-2010, December 2005, p. 30.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 21
do not allow a mother to regain her strength and recoup her nutrient stores or to adequately<br />
attend to her current child before the next birth.<br />
A qualitative study conducted in 2009 found that existing health and nutrition activities largely<br />
focus on health outcomes of children rather than both children and pregnant and lactating<br />
women. <strong>Nutrition</strong> counseling that women presently receive is likely to take place during<br />
antenatal care (ANC) visits, but such counseling provided by CHVs and clinicians also would be<br />
highly valuable. 51<br />
An estimated 28%—35% in rural areas—of girls aged 15 to 19 are pregnant or have given birth.<br />
Pregnancy places additional nutritional stress on young girls who are still growing and<br />
significantly increases the risk of maternal mortality and low birthweight.<br />
Inadequate Hygiene and Sanitation<br />
The country‘s huge disease burden is in part attributed to poor environmental health and<br />
sanitation conditions, a major source of public health problems and epidemics. ―Over 80% of the<br />
health conditions presented at health institutions are water and food borne diseases such as<br />
cholera, dysentery and typhoid.‖ 52<br />
Partly because of these water and sanitation conditions, diarrhea incidence (measured at<br />
facilities) has showed a slight decrease from 2006 to 2008—from 43 to 40 per 1000<br />
admissions. 53 Poor access to safe water and sanitation also contributes to other infectious<br />
diseases including cholera. See Section 3.2.4.<br />
Shortcomings in Health Facilities<br />
The main providers of health care services in <strong>Zambia</strong> are public health facilities under MOH, the<br />
Ministry of Defense, the Ministry of Home Affairs, Mine hospitals and clinics, mission hospitals<br />
and clinics that are coordinated by the Churches Health Association of <strong>Zambia</strong> (CHAZ), private<br />
hospitals and clinics, nongovernmental organizations (NGOs), and traditional healers. For<br />
historical reasons, each of these categories of health care providers is concentrated in particular<br />
areas of urban and rural <strong>Zambia</strong>.<br />
The smallest facilities are Health Posts (195 established by the GRZ), which cater to populations<br />
of 500 households (3,500 people) in rural areas, populations of 1,000 households (7,000 people)<br />
in urban areas, or are established within a 5-kilometer radius of sparsely populated areas. The<br />
next level are Health Centers, also available in rural and urban areas. Urban Health Centers<br />
(192 established by the GRZ and 416 total) serve a catchment population of 30,000 to 50,000<br />
people while Rural Health Centers (910 GRZ and 1032 total) serve a catchment area with a 29-<br />
kilometer radius or a population of 10,000.<br />
First Level Referral Hospitals are found in most of the 73 districts. General or second level<br />
hospitals (21) are located at the provincial level and provide services in internal medicine,<br />
general surgery, pediatrics, obstetrics and gynecology, dental, psychiatry and intensive care.<br />
These hospitals are also intended to act as referral centers for the first-level institutions,<br />
including the provision of technical backup and training functions. The last referral level is the<br />
Central Hospitals (five in the country). These have sub-specializations in internal medicine,<br />
surgery, pediatrics, obstetrics, gynecology, intensive care, psychiatry, training and research, and<br />
also act as referral centers for second-level hospitals. Hospitals are the focus for nutrition<br />
51 Qualitative Assessment of Maternal <strong>Nutrition</strong> Practices in <strong>Zambia</strong>, NFNC and IYCN, 2010.<br />
52 NHSP 2011-2015, MOH, p. 27.<br />
53 Ibid p. 29.<br />
22 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
ehabilitation units for extremely malnourished children referred from primary health care units<br />
or by community workers.<br />
Health infrastructure is inadequate in both rural and urban areas. In rural areas, 46% of families<br />
live outside a radius of 5 kilometers from a health facility (compared to 1% in urban areas),<br />
making it difficult to access needed services. While the distribution of health facilities in urban<br />
areas is better, long waiting times indicate the need to increase the number of facilities or<br />
expand existing ones.<br />
Shortages of Human Resources<br />
<strong>Zambia</strong> faces a serious challenge in terms of human resources for health. This critical shortage is<br />
a major obstacle to providing improved health care service delivery; to achieving the MDGs<br />
related to child health and maternal health; and to combating priority diseases such as malaria,<br />
TB and HIV/AIDS. The shortage is due to inadequate production, recruitment and retention of<br />
core health workers—especially doctors and nurses—the result, in turn, of economic and fiscal<br />
limitations.<br />
Fewer than 50% of frontline health workers (nurses, midwives, clinical officers and<br />
Environmental Health Technicians (EHT)) are available relative to their need in the provision of<br />
primary health care services. These workers are concentrated in urban areas, leaving rural areas<br />
particularly vulnerable. The country‘s high attrition rate is itself a serious threat and<br />
compounded by the HIV/AIDS epidemic. With only 11,708 clinical health workers, <strong>Zambia</strong> is<br />
19,606 clinical health workers short of the WHO recommendation. In terms of nutrition staff<br />
deployed in the country, there has been increase from 65 staff in 2005 to 112 in 2009, with 87<br />
located in the MOH. Although this is an impressive increase, staffing remains 44% below the<br />
WHO recommended number of 200, which has been endorsed by the government. 54<br />
The Community Health Worker Strategy<br />
To address these shortages, several NGOs trained informal workers as community health<br />
volunteers (CHVs) to handle disease-specific issues. However, these volunteers had no formal<br />
training and insufficient supervision. In response, the Government introduced the National<br />
Community Health Worker (CHW) Strategy in order to maximize effectiveness and standardize<br />
the training and compensation of this informal health care sector. The CHW Strategy (August<br />
2010) states that the primary functions of CHWs ―are to engage in promotive and preventive<br />
health activities that are initiated and accepted by the local community.‖ The approved Scope of<br />
Work for these workers includes ―promotive activities and health promotion activities such as<br />
IEC and health advocacy within the community, reproductive and maternal/child health<br />
programs such as immunizations, growth monitoring, family planning, nutrition, antenatal and<br />
postnatal care, and school health programs such as health promotion, screening, nutrition, and<br />
mass drug administration.‖ Prevention of malnutrition is an important part of CHWs<br />
responsibility. But while the Community Health Workers Curriculum Draft 1 (June 2010) sets<br />
out a yearlong training program that covers child and in-school nutrition, maternal nutrition and<br />
nutrition topics such as stunting and micronutrients are not included.<br />
MNCH Interventions<br />
Despite the gains in reducing the maternal mortality ratio, the coverage of Maternal, Newborn,<br />
and Child Health (MNCH) interventions is still low. The coverage of key maternal and child<br />
survival interventions along the continuum of care has varied from a high of 94% (first ANC<br />
visit) to a low of 39% (postnatal visit within two days). While more than 80% of facilities provide<br />
54 ECSA report. 2007.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 23
egular outreach ANC sessions and family planning (FP) services, only 46.5% of deliveries are<br />
assisted by nurses/midwives or physicians. 55<br />
The quality of nutrition services at ANC and well-child clinics is generally inadequate. Some<br />
elements of the Essential <strong>Nutrition</strong> Actions (ENA) are being implemented, such as distribution<br />
of iron supplements to pregnant women (See Table 5). However, other aspects are neglected—<br />
such as effective counseling for women‘s nutrition, the importance of taking iron/folic acid<br />
supplements, and optimal infant feeding practices. And while children‘s growth is monitored, no<br />
feedback and advice tailored to the particular needs of the child is given to the parent or<br />
caregiver.<br />
Table 5. Essential <strong>Nutrition</strong> Actions<br />
1. Optimal breastfeeding<br />
2. Appropriate complementary feeding<br />
3. Feeding of the sick child<br />
4. Women‘s nutrition<br />
5. Control of Vitamin A deficiency<br />
6. Control of anemia<br />
7. Control of iodine deficiency disorders<br />
Throughout the country, CHVs hold growth monitoring sessions, but the quality of monitoring<br />
and promotion is limited. Nevertheless, mothers often attend with their young children and<br />
guard their child health cards that contain the growth chart and weight notations. 56 Building on<br />
this well-accepted practice, CHVs can bring attention to children whose growth is beginning to<br />
falter or who have suddenly lost weight and then offer appropriate counseling and follow up.<br />
Government of the Republic of <strong>Zambia</strong> Strategies<br />
The National Health Strategic Plan (NHSP) is closely linked to the Sixth National Development<br />
Plan 2011–15 (NDP). The NDP chapter on health presents a summary of the health sector<br />
strategy; the NHSP presents an expanded version of that chapter including more detailed<br />
analysis of the existing situation, sector priorities, proposed strategies and expected outputs. It<br />
constitutes an important tool for implementing the NDP.<br />
The Overall Goal of the ―National Health Strategic Plan 2011-2015: Towards Attainment of<br />
Health Related Millennium Development Goals‖57 is ―to improve health services in order to<br />
attain significant reductions in morbidity and mortality.‖ The ―implementation of the<br />
comprehensive roadmap and plan for Maternal, Newborn and Child Health Services at District<br />
level is part of the Basic Health Care Package to be implemented under the Plan.‖ One<br />
intervention included in the Plan is the ―promotion of maternal and child of nutrition programs;‖<br />
a second is to ―strengthen health promotion programs for maternal child health.‖ Within these<br />
services, evidence-based nutrition interventions can be implemented. Other portions of the<br />
NHSP that will impact nutrition include newborn care, family planning, malaria control and IMCI.<br />
55 NHSP 2011-2015, p. 27.<br />
56 It would be useful to have plastic covers for these child health cards, which are often torn along<br />
the folds.<br />
57 NHSP 2011-2015, MOH, February 3, 2010.<br />
24 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
CARMMA (Campaign for Accelerated Reduction of Maternal Mortality) is an international<br />
effort inaugurated at the African Union meeting in Addis Ababa in May 2009 and launched by<br />
<strong>Zambia</strong> Ministry of Health (MOH) in June 2010 under the theme ―No Woman Should Die<br />
While Giving Life.‖<br />
Other Donors<br />
World Bank: A World Bank grant supports the concept of results- or performance-based<br />
financing of health care. The principles and processes to be implemented are based on<br />
experiences from other countries and from experiments in the Katete district. A pilot project is<br />
planned for nine districts, followed by an impact evaluation to determine how the continued<br />
development should be designed. The concept requires stronger linking of planning processes<br />
and programs using strategic plans. Targets and incentives will be reviewed to ensure the link<br />
between operational plan content and strategic plan priorities. The project includes a review of<br />
supervisory and oversight systems and a strengthened linkage between performance assessment<br />
and information systems, including management planning, performance programming and<br />
financial reporting. Other experiments with performance-based financing will be implemented in<br />
Lusaka and two districts under CHAZ support. The aim is to have one concept for<br />
performance-based financing for the entire sector during the NHSP plan period.<br />
JICA: Supported by JICA, the MOH is implementing a health capital investment support project,<br />
piloted in three provinces to address management of physical capital assets and the development<br />
of standards and guidelines for maintenance of physical infrastructure.<br />
UNICEF is supporting the National Food and <strong>Nutrition</strong> Commission in its development of a<br />
national nutrition strategy.<br />
DFID is supporting an institutional capacity assessment of NFNC and has been the primary<br />
donor supporting the new Community Health Worker Strategy.<br />
Irish Aid is planning an expanded nutrition program.<br />
HIV/AIDS and <strong>Nutrition</strong><br />
Due to the emergence and introduction of potent ART in the <strong>Zambia</strong>n health care system, adult<br />
HIV/AIDS has been transformed from an acute, emergency life-threatening illness to an endemic,<br />
manageable chronic disease. But this impressive transformation is under threat from a health<br />
system—at facility and community level—that is lagging behind the rapid scale-up of ART. Unless<br />
this gap is dealt with quickly and efficiently, these shortfalls in service delivery could have a<br />
serious negative effect on ART outcomes.<br />
The National Policy on HIV/AIDS is guiding national efforts to mitigate the epidemic‘s impact.<br />
Government mitigation interventions and approaches are channelled through a national strategic<br />
framework on prevention, treatment, care and support services carried out by government<br />
ministries, the private sector, religious groups and civil society. <strong>Nutrition</strong> is an important<br />
component in the treatment and care of people living with HIV. For many, the disease causes or<br />
worsens malnutrition through a combination of reduced food intake, nutrient malabsorption and<br />
increased energy needs. Malnutrition in turn can worsen the disease by impairing immune<br />
function, increasing vulnerability to infections, and in some cases reducing the effectiveness of<br />
treatment. <strong>Nutrition</strong> assessment, education, counseling, and provision of specialized food<br />
products to PLHIV help to prevent and manage malnutrition, promote effective treatment and<br />
manage symptoms.<br />
<strong>Nutrition</strong> guidelines are in place for use by health care managers, health service providers and<br />
nutritionists who implement nutrition and HIV/AIDS interventions. Policymakers and training<br />
institutions can also use these guidelines to standardize the management of HIV-related<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 25
malnutrition. At the same time, it is recognized that integration of nutrition care and support in<br />
the health delivery system as a whole continues to be weak.<br />
Prevention of mother-to-child transmission (PMTCT) has proved to be an effective strategy in<br />
virtually eliminating pediatric HIV/AIDS and promoting provision of comprehensive and quality<br />
PMTCT services to all females of reproductive age. It is a priority for the NASF.<br />
In developing the PMTCT, linkages between PMTCT and the scaling-up of ART are being<br />
developed. Prevention of Mother to Child Transmission will further be integrated into other<br />
appropriate clinical-based services including maternal, newborn and child health clinics, HIV<br />
treatment centers, voluntary counseling and testing (VCT) centers, sexually transmitted<br />
infections (STI) clinics, and other sexual and reproductive health care and family planning service<br />
centers. The PMTCT integration with other services strategy will ensure increased availability of<br />
a comprehensive package of essential services for quality maternal, newborn and child health<br />
care that will include routine quality antenatal care for women regardless of HIV status. The<br />
capacity to provide HIV counseling and testing to pregnant women attending ANC will be<br />
strengthened. Ministry of Health will strengthen collaboration with traditional birth attendants<br />
to increase its access to females who give birth at home.<br />
In terms of care and support, HIV positive women will be placed on Highly Active Antiretroviral<br />
Therapy (HAART) as early as 14 weeks of gestation (second trimester) and will be able to<br />
continue for the duration of breastfeeding until a week after cessation. Infants will be eligible for<br />
both the Cotrimoxazole prophylaxis and ART once they are diagnosed. During the period of<br />
the NASF (2011-15), the PMTCT protocol will be periodically revised to ensure its alignment<br />
with WHO guidelines. Counseling for HIV positive mothers concerning breastfeeding their<br />
infants is a critical need to ensure the lowest risk of infection for newborns with and without<br />
HIV, and to prevent other infections and malnutrition that may occur if mixed feeding or other<br />
types of feeding are provided in lieu of exclusive breastfeeding.<br />
Under the NASF‘s Treatment, Care and Support objectives, nutritional information and services<br />
will be provided for ―adults and children on ART who are malnourished.‖ However, nutritional<br />
assessment and counseling is needed for all PLHIV who need to maximize nutrition status to<br />
achieve the best possible health status.<br />
Orphans and other vulnerable children are a priority group for the GRZ, NGOs and donors.<br />
Half of the estimated 1.3 million orphans in <strong>Zambia</strong> have lost one or both parents to AIDS. 58<br />
Strategies to address their needs must be multi-pronged to address the multiple challenges<br />
experienced by this group, including food and nutrition insecurity. The NASF focuses on OVC<br />
needs that include protecting their human rights; ensuring access to adequate food, shelter, basic<br />
education and health care services; and providing an environment conducive to the elimination<br />
of gender-based violence.<br />
A national framework for the protection, care and support of OVC includes the following<br />
strategies:<br />
Support the implementation of the National Plan of Action for Children, in particular<br />
interventions for OVC.<br />
Provide education, psychosocial and material support, nutrition, shelter and caregivers for<br />
in- and out-of-school female and male OVC.<br />
Build capacity of community care providers.<br />
Strengthen integration of OVC and home-based care services.<br />
58 UNAIDS, 2009.<br />
26 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
Promote and support community-based care of OVCs and families looking after them.<br />
Sensitize and support community leaders to promote post-basic education for girls.<br />
A key strategy is to ensure female and male OVC access to complete a program of basic<br />
education (first through ninth grades) in line with MOE policy. In order to attain the Millennium<br />
Development Goals (MDGs) and Education For All goals, <strong>Zambia</strong> is committed to making such<br />
basic education compulsory, free and available to all. 59 Female students are encouraged to<br />
pursue higher education (high school and tertiary) through a quota system that allocates 30% of<br />
placement to girls (Education and Skills Chapter, SNDP) to combat gender biases in higher<br />
education 60 .<br />
Government of the Republic of <strong>Zambia</strong> Inputs<br />
National AIDS Strategic <strong>Framework</strong> (2011-2015).<br />
New Comprehensive HIV Prevention Strategy (2010).<br />
The National Policy on HIV/AIDS guides national efforts to mitigate the epidemic‘s impact.<br />
Materials produced by the MOH include the National Operational Strategy for Infant and Young<br />
Child Feeding (IYCF) and recommendations for IYCF within the context of HIV. Also included<br />
are nutrition guidelines for people living with HIV/AIDS.<br />
<strong>Nutrition</strong> Guidelines for Care and Support of People Living with HIV/AIDS<br />
Recommendations for Infant and Young Child Feeding (IYCF) in the Context of HIV<br />
for <strong>Zambia</strong><br />
U.S. Government Inputs<br />
The USG initiated a process to develop a Partnership <strong>Framework</strong> that defines a five-year<br />
horizon for cooperation between the U.S. and <strong>Zambia</strong> in order to combat HIV and AIDS. The<br />
years covered are 2010 to 2015, with implementation starting in the last two quarters of 2010.<br />
The draft guidance note for the development of a strategic framework emphasizes that (1) the<br />
strategic framework should be fully supportive and aligned with the national strategic<br />
frameworks, and (2) it is preferable to use existing coordination mechanisms such as Global<br />
Fund Coordinating mechanisms or structures for the International Health Partnership and<br />
related initiatives.<br />
Centers for Disease Control and Prevention (CDC) has also been providing important<br />
nutrition-related assistance to PEPFAR in program monitoring, impact evaluation research and<br />
analysis, and operations research. Additionally, CDC plays a role in implementing priority<br />
program areas relating to prevention, laboratory testing and training.<br />
Other Donors<br />
UNAIDS has similarly provided nutrition support to address HIV-affected populations.<br />
3.2.4. Water and Sanitation<br />
The 2007 ZDHS indicates that only 41% of households in <strong>Zambia</strong> have access to improved<br />
sources of water, with urban households much more likely to have access than rural households<br />
59 MOE, Chapter in the Sixth National Development Plan.<br />
60 Girls are more vulnerable to discontinuing formal educational programs than boys as a result of early<br />
marriage and/or pregnancy; lack of support (financial, material, and psychosocial) to continue; and fear of<br />
sexual abuse by male students, teachers or school administrators. Girls continue to drop out of school<br />
beyond fourth grade. Ministry of Education. Educational Statistical Bulletin Enrolment in all Schools by Gender<br />
and Year, 2006.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 27
(83% compared with 19%). More than half of <strong>Zambia</strong>n households (56%) draw water from<br />
unprotected sources. Most households (65%) do not treat their water. An estimated 25% of<br />
households in <strong>Zambia</strong> have no toilet facilities, which is more common in rural areas (37%) than<br />
in urban areas (2%). Almost four in 10 households (39%) in <strong>Zambia</strong> use pit latrines that are open<br />
or have no slab (27% in urban areas and 45% in rural areas). Flush toilets are mainly found in<br />
urban areas and used by 26% of households, compared with 1% in rural areas.<br />
U.S. Government Inputs<br />
Millennium Challenge Corporation (MCC): Lusaka Water Supply, Sanitation and Drainage<br />
Project.<br />
The objective of this proposed project is to increase incomes through improved health and<br />
employability of project beneficiaries through the provision of clean and safe water supply and<br />
adequate sanitation and drainage in targeted areas. Millennium Challenge Corporation intends to<br />
fund (1) feasibility studies, (2) an environmental and social assessment, and (3) a monitoring and<br />
evaluation scoping and baseline study.<br />
3.2.5. Humanitarian Assistance<br />
Food for Peace resources, which have been an important tool for assisting vulnerable<br />
households and high-risk groups, will no longer be provided by the U.S. Government (USG) in<br />
<strong>Zambia</strong> beginning in 2011.<br />
The U.S. Food for Peace Program in collaboration with C-FAARM will be ending in FY 2012. C-<br />
FAARM activities (in six districts of two provinces) have focused on sustainable diversification<br />
(including dairy cooperatives), increased agricultural livelihoods and improved nutrition and<br />
health status among the most vulnerable. In sum, Title II programs have provided emergency<br />
relief, reduced vulnerability to shocks and natural disasters, and focused on food availability<br />
(including conservation farming), access to food and utilization.<br />
Other food-related safety net programs include the following:<br />
1. World Food Program: Supported a food voucher program (ZMK 100,000 per month) for<br />
undernourished children and their families in urban areas of Kafue, Livingstone, Lusaka,<br />
Mongu and Ndola (for an 8-month period) using an electronic ―SPLASH card.‖<br />
2. Food Security Pack: Funded by GRZ through MCDSS for vulnerable but viable families—and<br />
the program to which primary recommendations of this strategic framework relate.<br />
Norwegian Aid may assist in making the program more effective and efficient and introduce<br />
a ―SMART card‖ to track input deliveries and recoveries.<br />
3. Social Cash Transfer: DFID supports universal child grants of K55,000/month in 15 districts.<br />
Targeted households continue to receive these grants as long as they have a child under<br />
age 5.<br />
3.3. ISSUES OF PARTICULAR CONCERN<br />
3.3.1. <strong>Nutrition</strong> and Food Consumption Issues in <strong>Zambia</strong><br />
Food Consumption Levels<br />
Food consumption patterns in <strong>Zambia</strong> are generally poor, exhibited in low daily meal frequency<br />
and dietary diversity. The best available direct measure of food insecurity is an estimate of daily<br />
energy intake. Inadequate caloric intake manifests itself in high rates of stunting for children and<br />
low BMI for adults. Daily caloric intake (an average for individuals of all age groups) has been<br />
estimated by FAO food balance sheets to range from 1,185 in Luapula province and 2,103 in<br />
28 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
Lusaka compared with an estimated average daily requirement of 1,750 calories per person in<br />
<strong>Zambia</strong>. 61<br />
Total household expenditure, often a proxy for household food consumption, is higher among<br />
lower income households. Expenditures (imputed for households growing food) on cereals are<br />
highest, ranging from 24 to 28% of total expenditures, followed by meat and eggs, ranging from<br />
13 to 17%. Expenditures on vegetables rank third, ranging from 11 to 15% of total expenditures.<br />
(Rape, tomato, onion and local leaves are the most consumed vegetables.) Expenditures on<br />
legumes, sugar, oils and processed foods are higher among less poor households.<br />
The FAO food balance sheet calculation also indicates that, on average, only 2% of calories<br />
consumed by <strong>Zambia</strong>ns are from pulses, vegetables and nuts. Dietary diversity is particularly<br />
limited among women and young children in rural areas, the poorest households, and women<br />
with little or no education. 62<br />
According to an IYCN- NFNC study, 63 improvements in the diets of pregnant and lactating<br />
women are constrained by lack of finances; the nature of subsistence agriculture; limitations in<br />
seasonal availability of diverse food commodities; a perceived responsibility to meet the food<br />
needs of men first; and other competing priorities for scarce time and resources. ―Clinicians,<br />
CHVs, and community members all noted the importance of economic constraints in nutritional<br />
practices. Community members commonly said that a lack of adequate financial resources is a<br />
barrier to healthy nutritional behaviors, and women said they primarily do not eat healthy foods<br />
during pregnancy or breastfeeding because they do not have enough money to purchase<br />
nutrient-rich foods. Decisions about food purchasing and preparation are based largely on<br />
economic considerations. In most cases, community members said that men supply money to<br />
purchase foods, while women select and purchase specific foods. Financial problems are usually<br />
due to the unemployment or under-employment of men. Some families have found strategies to<br />
overcome this barrier by seeking out cheap but nutrient-rich food. Health providers see family<br />
planning as a key area for improvement that would enable families to have positive nutrition<br />
behaviors with limited finances.‖<br />
3.3.2. Socio-cultural Norms Related to Food and <strong>Nutrition</strong><br />
Cultural norms are major determinants of what is eaten, especially among low-income<br />
populations, and thus have important influence on food and nutrition. Some harmful practices,<br />
enumerated in the IYCN-NFNC qualitative analysis, include the following on deleterious food<br />
consumption practices during pregnancy:<br />
Women who are not pregnant do not have to avoid any specific foods and can eat<br />
what they wish. However, several respondents noted that women are not supposed<br />
to eat the back of a chicken (which contains a little flesh) or its gizzard, as these are<br />
parts reserved for men as a sign of respect. Non-pregnant women should also avoid<br />
beer and smoking. One woman younger than 30 years from Chalata and a man from<br />
Chawama said that groundnuts cause women to have extra vaginal discharge. During<br />
pregnancy, women said they avoided consuming certain foods because of the food‘s<br />
effects on their bodies and on their fetuses. Kapenta and kasepa (small fish), oily<br />
61 The FAO food balance sheet reflects calories and protein averages per capita food availability calculated<br />
by dividing total food production by population figures. Accordingly, results do not reflect inequitable<br />
access to the food, storage and cooking losses or intra-household maldistribution.<br />
62 FAO 2009. Retrieved from www.fao.org/economic/ess;food-security-statistics/en/. (December 17,<br />
2010).<br />
63 Qualitative Assessment of Maternal <strong>Nutrition</strong> Practices in <strong>Zambia</strong>, NFNC, MOH and IYCN. March<br />
2010.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 29
food, and cold food all caused nausea, vomiting, and heartburn. Women based their<br />
aversions to certain foods on both biomedical and local knowledge of how the<br />
foods might negatively impact the development of the fetus. Both female and male<br />
respondents described alcohol, tobacco, and soil as substances that interfered with<br />
healthy child development. Specifically, they said alcohol affected children‘s brains<br />
and smoking harmed children‘s lungs and brains. The respondents did not describe<br />
any specific physical effects of eating soil.<br />
Women also mentioned:<br />
Chilies (considered to cause red eyes or burnt skin).<br />
Lemons (considered to lead to underweight babies).<br />
Sugar cane (considered to cause ―lines in the stomach‖ of a child and dry skin).<br />
Food cooked with soda, which is not ―vitamin-rich.‖<br />
Fried maize (considered to cause delayed physical development in female children).<br />
Bubble-fish (may cause miscarriage or a baby ―born with a big head‖).<br />
Pork (can affect a child mentally).<br />
Women also avoided chicken and eggs. Explained one respondent: ‗It is said that if a<br />
woman eats eggs, her children will be born without hair. It is also said that if a<br />
woman eats certain parts of the chicken, such as the back part, she will not be able<br />
to have children.‘ Women‘s aversion to the back and gizzard of a chicken is likely<br />
due in part to local tradition, which dictates reserving these parts of the chicken for<br />
special consumption by men. However, it was not clear whether the tradition was<br />
regularly practiced. One female respondent older than 30 years from Chalata said:<br />
‗There was a long time ago when women could only eat a few parts of a chicken like<br />
the feet. This does not happen nowadays. Things are changing now because women<br />
are being taught about their rights, and our husbands are also changing because now<br />
they see how women were being taken advantage of.‘ An older male respondent<br />
from Chalata said, ‗A long time ago there were traditional restrictions on what food<br />
a woman could eat, but these no longer apply.‘<br />
When women are breastfeeding they should avoid alcohol, said both female and<br />
male respondents. They said alcohol hurts a mother‘s milk production and her<br />
ability to care for her children, increases her metabolism, and hurts child<br />
development. One female younger than 30 years from Chalata said that alcohol<br />
does not necessarily affect a child‘s health but does affect the mother‘s care-giving<br />
abilities. ‗I think drinking is discouraged, because if you get drunk how will look after<br />
your child?‘ she said. Other foods that respondents cited as interfering with milk<br />
production include lemons, chilies, sweet potato leaves, okra, and foods with soda.<br />
Respondents said mutton, pork, and fish (all rich sources of protein and<br />
micronutrients!) cause a rash in both the mother and the child.<br />
The Infant and Young Child <strong>Nutrition</strong> Project, in conjunction with NFNC and other partners,<br />
has developed an IYCF Community Pack of best practice messages and materials to address<br />
harmful cultural norms—especially those harmful to breastfeeding and to infant and young child<br />
feeding, including food taboos during pregnancy and lactation.<br />
UNICEF has contracted with an external consultant to help with further development of the<br />
package, which is undergoing pretesting prior to finalization.<br />
30 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
3.3.3. Human Resource Capacities<br />
While efforts have been made to provide a strong and sustainable framework for nutrition<br />
programming, little has been achieved to ensure that professional capacity is developed to<br />
address nutrition both at policy and program levels. In general, nutritionists in <strong>Zambia</strong> are ill<br />
equipped to deal with policy and programming activities within the public and private sector; and<br />
the ability to attract material, technical and financial support for programs is inadequate.<br />
Currently, the Natural Resources Development College (NRDC) only offers a three-year<br />
program in human nutrition (diploma level). This level of education is not sufficient to address<br />
intricate nutritional issues and challenges that require specialized understanding in the design,<br />
formulation, promotion and support of appropriate public health messages for desirable<br />
nutrition. Addressing nutrition problems is complex, requiring technical competence across<br />
sectors particularly at prevention and curative levels.<br />
Further, those with a diploma in nutrition work as technicians under the supervision of more<br />
senior officials who rarely understand nutrition issues themselves. As a result, programs are<br />
poorly planned and implemented—yielding poor performance at high cost.<br />
Lack of capacity has been compounded not only by lack of higher learning, but also by<br />
inadequate numbers to carry out the major tasks required. Despite the additional 65 graduates<br />
in the last two years, the number required by the public and private sector is far from optimal.<br />
There is inadequate staffing at all levels (See Table 6).<br />
Table 6. Number of <strong>Nutrition</strong>ists in Possession Various Certificates 64<br />
Male Female Total<br />
Diploma 34 70 169<br />
Bachelor‘s degree 15 8 23<br />
Masters 8 12 20<br />
Doctoral degree 1 2 3<br />
Source: ECSA, 2007. A Report on data collection for the development of the database<br />
for nutrition professionals in the East, Central and Southern Africa (ECSA) Health<br />
Community, Arusha, Tanzania.<br />
With more human resource capacity, nutritionists could effectively promote appropriate public<br />
health interventions to reduce stunting. The role of nutritionists in national development calls<br />
for effective coordination across actors in various sectors as well as the encouragement of<br />
complementary strategies and common indicators including stunting.<br />
64 It might be useful to consider a study that would estimate the optimal number of nutrition staff at each<br />
degree level needed in the country. This would require a ministry by ministry analysis as well as<br />
systematic identification of projected NGO needs. At present MACO requires 73 nutritionists at district<br />
level, 9 at provincial level and three at national level. Of these 85 professionals needed, MACO, at present<br />
has 23 diploma holders and one MSc. graduate. In the MOH, almost all nutrition staff presently filling 87<br />
positions are diploma holders, although the Ministry has expressed a need for 12 BSc. graduates (9 at<br />
provincial level, 3 at national level). The Ministry of Education and MCDSS each need one degree holding<br />
nutritionist, but, thus far, have been unable to fill these positions. Many nutrition diploma holders are<br />
employed in NGOs in <strong>Zambia</strong>, but the optimal number (likely to increase as <strong>USAID</strong> and other donors<br />
scale up their programs) is unclear.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 31
Agriculture extension personnel are deployed throughout the country and their role includes<br />
food-related assistance to farmers. The extension service helps farmers select crops, improve<br />
food storage, and process and preserve foods among other tasks. Some of the extension agents<br />
have good practical knowledge, especially in food processing and preservation, but no formal<br />
training exists for this work. Extension agents work with women‘s groups and farmer groups<br />
through which new and improved technologies and approaches can be introduced. In the<br />
context of CAADP and the SNDP, there is justification to train and support agriculture field<br />
agents in providing information on improving not only food production, but food and nutrition<br />
security as well. Their role in increasing animal source foods for household consumption is also<br />
important; this may require collaboration with the Ministry of Livestock and Fisheries. In this<br />
regard, capacity for veterinary technician services is also vital to support small and large<br />
livestock production.<br />
32 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
4. RE-POSITIONING NUTRITION AND FOOD SECURITY<br />
<strong>Zambia</strong> needs an approach to food security that addresses the underlying causes of<br />
undernutrition alongside the problems of food availability, access and utilization.<br />
The <strong>USAID</strong> <strong>Nutrition</strong> Operational Guidance for Missions stated in Feb 2010: ―A comprehensive<br />
strategy must address all variables of food security: availability, access, and<br />
utilization/consumption. While increased production of food can lead to increased income,<br />
increased purchasing of food, and reduced food prices, productivity alone does not lead to longterm<br />
improvements in nutrition, especially among the most vulnerable.‖<br />
Undernutrition, poor educational performance, food insecurity, high mortality from infectious<br />
diseases, low labor productivity, unacceptable life expectancy and infant, child and maternal<br />
mortality are all interconnected and preventable. Accordingly, the thrust of recommendations in<br />
this strategic framework is multi-sectoral in nature with a primary focus on reducing stunting in<br />
children under age 2.<br />
4.1. SUGGESTED APPROACHES FOR NUTRITION AND HEALTH<br />
SERVICE DELIVERY<br />
There is a strong evidence base for cost-effective nutrition interventions. The most costeffective<br />
interventions are currently being implemented at some level by the health sector in<br />
<strong>Zambia</strong>. These include the promotion of breastfeeding and improved complementary feeding;<br />
supplementation/fortification of key micronutrients for mothers and children; hygiene<br />
interventions; de-worming; insecticide treated bed nets; and treatment of severe acute<br />
malnutrition.<br />
However, coverage is generally inadequate, with the exception of twice annual distribution of<br />
Vitamin A supplements to children, the iodization of imported salt and the fortification of sugar.<br />
And other factors, such as poor water and sanitation and limited female education, are likely<br />
limiting their impact.<br />
This strategy recommends that primary health care facilities incorporate the ENAs into their<br />
services in order to shift the focus from cure to prevention. This will strengthen communityand<br />
facility-based health and nutrition programs and give priority to the most vulnerable period<br />
of birth to 24 months and pregnant and lactating women.<br />
The newly developed IYCF community counselling package—consisting of a trainer‘s guide,<br />
participant handouts and counselling cards—should be introduced both to health providers who<br />
provide counselling for mothers as well as incorporated into the new CHW based health<br />
program in <strong>Zambia</strong>.<br />
Two primary strategies are being recommended to improve nutrition status through the health<br />
system:<br />
1. Community-based nutrition service delivery activities:<br />
– Upgrade and train CHWs.<br />
– Inclusion of BCC-oriented IYCF Community Pack.<br />
– Increase attention to pregnant women.<br />
– Promote and support of the same food-based initiatives (promoted in Section 5 below),<br />
including home gardens to improve household food consumption, and to provide an<br />
income-generating activity and healthy nutritional practice for women.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 33
2. Facility-based nutrition service delivery activities:<br />
– Ensure that ENAs are implemented in all health facilities.<br />
– Promote maternal nutrition, including, where possible, clinic-based women‘s nutrition<br />
and breastfeeding groups as a source of social support for community women. (Incomegeneration<br />
and skill-building activities also can be carried out through such groups.)<br />
– Integrate HIV/AIDS nutrition services with routine MCH care, including breastfeeding<br />
counselling for HIV+ mothers and nutrition counselling as part of routine treatment, of<br />
care services and of Baby Friendly Hospital initiatives.<br />
4.2. SUGGESTED APPROACHES FOR HOUSEHOLD FOOD AND<br />
NUTRITION SECURITY INTERVENTIONS<br />
The FTF initiative is based on twin goals of increasing agricultural growth and improving<br />
nutritional status, especially for women and children. The <strong>USAID</strong>/<strong>Zambia</strong> FTF and GHI-led<br />
nutrition framework will support a set of interventions under each of these pillars to increase<br />
agricultural productivity and competitiveness of smallholders; to improve the functioning of<br />
markets and trade efficiencies; and to protect the nutritional wellbeing of the most vulnerable.<br />
Experience demonstrates that, as important as increased agricultural production and incomes<br />
are, they are not in themselves sufficient to improve nutrition status of the population. The<br />
CAADP and FTF include improved food and nutrition security among their objectives. In<br />
addition to reducing poverty overall, MDG 1 aims to halve the proportion of people suffering<br />
from hunger as measured by prevalence of underweight children under age 5 and the<br />
proportion of the population below a minimum level of dietary energy consumption.<br />
In addition, FTF is targeting nutrition improvements in women who are often malnourished and<br />
whose children are affected by their lack of access to sufficient nourishing foods.<br />
Achieving crop diversification has been difficult in <strong>Zambia</strong> because of uncertainties in<br />
marketability for these crops—in contrast to maize where the market is usually stable. In some<br />
cases, however, production of specific non-maize crops is encouraged by ―outgrower schemes.‖<br />
These are partnerships with commercial farms or agribusiness entities that encourage mediumscale<br />
farmers to produce commodities to be marketed by these firms. The essence of the<br />
agreement is that the firm provides the farmer with necessary technical advice and inputs<br />
needed to produce the agreed upon commodity and then sells it. The arrangement provides<br />
financial support and an assured market outlet for the farmer and reduces fears of defaulting.<br />
This investment plan proposes a principle food and nutrition security strategy that focuses on<br />
the expansion, strengthening and monitoring of the government‘s Food Security Pack; on the<br />
strengthening of MACO extension staff; and on the continued support of NGOs earlier involved<br />
in such activities through the U.S. Title 2 program.<br />
This approach seeks to address the ―resiliency‖ objective of FTF and focuses on small farm<br />
households where improved nutrition is constrained by serious household food insecurity and<br />
where dietary diversity is particularly limited for women and young children. 65 In households<br />
where both food intake and income levels are so low, there is little likelihood that they will be<br />
65 FAOSTAT 2008.<br />
34 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
able to take full advantage of even high-quality health services and behavioral change<br />
communications. 66<br />
The approach suggested here seeks to significantly reduce household food insecurity through<br />
support of agricultural intervention that focuses on (1) income generation for particularly<br />
vulnerable low income households, but with the potential (minimally adequate land and labor)<br />
for agricultural viability; (2) increased productivity and crop diversity on the small farms of these<br />
households (average size is 2 hectares) designed both to increase small farmer incomes and the<br />
quantity and quality of small farmer household diets; and (3) increased attention to home-based<br />
food processing, small animal production (provision of two pre-vaccinated free range hens or<br />
one female goat) and home gardens, all primarily involving women for better translation of<br />
income improvement into food consumption, nutrition and health seeking behaviors, while<br />
directly producing food for home consumption.<br />
The vehicle recommended to accomplish these tasks is the Food Security Pack (FSP), a welldesigned<br />
and potentially highly cost-effective package of inputs. It was originally developed and<br />
implemented by the Program Against Malnutrition (PAM) in 2000, and is now operated by the<br />
Ministry of Community Development and Social Services (MCDSS) in collaboration with the<br />
Ministry of Agriculture and Cooperatives (MACO) and the Ministry of Finance and National<br />
Planning (MOFNP). The FSP presently targets ―vulnerable but viable‖ farmers—estimated to be<br />
primarily in the poorest rural deciles excluding the very lowest)—with a package of inputs<br />
including seed (cereals, pulses, cassava and sweet potato) and fertilizer, and training in<br />
conservation farming and food processing for a two-year period. Beneficiaries, in turn, are<br />
required to pay back, in the form of grain, 10 to 20% of the value of the provided inputs, which<br />
is, in turn, provided to neediest households by local food security committees.<br />
The program reaches roughly 200,000 households, or a quarter of the estimated 800,000<br />
households who are in need of such assistance and would be eligible.<br />
Recent data indicates that 60% of targeted beneficiaries are women, with 28% of beneficiary<br />
households female headed. 67<br />
The FSP appears capable of ―graduating‖ as many as 50% of its beneficiaries. ―Graduation‖ is<br />
defined as the ability to purchase adequate inputs after two years in the program. 68 There is<br />
even some limited evidence that FSP participation has a direct effect in reducing young child<br />
undernutrition.<br />
But the program faces two major constraints. The first is resource limitations. The annual<br />
government budget for the program is ZMK 10 billion (USD $2 million.) 69 Instead of<br />
concentrating on a limited number of priority provinces and districts, the government decided<br />
on political grounds to thinly spread this limited resource across the provinces, thus eliminating<br />
the program‘s potential for major effectiveness. At present, a farmer with two hectares of land<br />
receives inputs only sufficient to cover one quarter of 1 hectare. As a result, only an estimated<br />
10% of households have been ―graduating.‖ Importantly, budgetary limitations also seriously<br />
constrain MACO extension staff with primary implementation responsibility.<br />
66<br />
<strong>Zambia</strong>‘s Gini Coefficient, estimated at between 49.8 and 52.6 indicates that its income distribution is<br />
among the most unequal in sub-Saharan Africa. U.N. Gini Coefficient Fact Sheet. Retrieved from<br />
http://www.scribd.com/doc/328232/United-Nations-Gini-Coefficient. (October 30, 2010).<br />
67 Program Against Malnutrition, Annual Report to MCDSS. February 2010.<br />
68 Graduates then move into the much larger Subsidized Inputs Program in which seeds and fertilizer are<br />
made available at 50% of their market value.<br />
69 In 2009, the program received, as a one year only supplement, an additional 14 billion kwacha from the<br />
African Development Bank, in response to the economic recession. For the year 2011, the government<br />
has increased the budget for the Food Security Pack by 50%.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 35
The second constraint is the limited capacity of the MCDSS at present to aggressively<br />
implement a program of this magnitude and importance.<br />
This strategy accordingly suggests support of the government‘s FSP, but, ideally, with additional<br />
inputs to transform it into a Food and <strong>Nutrition</strong> Security Pack. These additional (and<br />
interrelated) inputs could include the following:<br />
Diversification of agricultural products: food legumes, groundnuts, oilseeds, vegetables, fruit,<br />
cereals, tubers, small livestock and fish.<br />
Seedlings for fruit trees (adequate to permit three trees per household).<br />
Microcredit, particularly for FSP-graduating families, for the purchase of equipment for<br />
community-level drying and processing of cassava, fruits and vegetables (e.g. cassava flour,<br />
chili sauce and dried vegetables) for home consumption throughout the year and for sale. 70<br />
Intensified home garden vegetable production with water harvesting utilized to permit<br />
garden irrigation.<br />
Food-related nutrition BCC messages will be offered in the community-based nutrition and<br />
health services discussed above and will be aired by radio.<br />
This strategy recognizes that MACO provides these extension services to the small farmer<br />
households, but that the agents are seriously constrained by inadequate transport and logistical<br />
support. Thus, efforts would be made to address these constraints and expand the agents‘ skills<br />
to include the abovementioned activities through training. (See Section 5.4.)<br />
With such assistance, MACO extension agents would be able to provide efficient and effective<br />
crops extension and technical services; to assist farmers in increasing agricultural production and<br />
productivity and to diversify crop production and utilization. MACO extension agents also can<br />
promote and strengthen farmer groups and farmer field schools as targets for technology<br />
transfer through the formation of on-farm demonstrations of proven technologies giving priority<br />
to crops that will enhance food and nutritional security (groundnuts, vegetables, fruits, pulses<br />
and oilseeds) and incomes. Promoting and strengthening women farmer groups in simple food<br />
processing and utilization of technologies that ensure food sufficiency in lean periods will also be<br />
a means toward that end.<br />
The Extension Service—and its food and nutrition unit—will need a more substantial budgetary<br />
allocation to cover (1) the logistical and transportation costs required for on-farm assistance to<br />
FSP households, and (2) the training discussed in Section 5.4.<br />
Related, the strategy recommends continued support of NGOs that were earlier supporting<br />
similar initiatives, sometimes with U.S.-provided food commodities.<br />
4.3. SUGGESTED R&D APPROACHES FOR URBAN NUTRITION<br />
CHALLENGES<br />
Two R&D activities are proposed to assist urban dwellers:<br />
70 More highly organized, commercial food processing by low income women is, at present, particularly<br />
difficult given the tying of credit for such purposes to the need for adequate collateral.<br />
36 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
4.3.1. Research and Development Efforts to Test Urban Gardening Options<br />
in Different Settings.<br />
Malnutrition in urban areas is concentrated in a boom of unplanned settlements, where the<br />
populations continue to grow. Poor peri-urban households have little land on which to practice<br />
agriculture, eat better, earn income and improve the environment. Urban agriculture can be<br />
practiced on vacant land within communities, with town planners and councils negotiating land<br />
rights. The team had the opportunity to witness such successfully negotiated land rights in the<br />
Copperbelt. The same might be possible in other urban areas, particularly those that are close<br />
to rivers and streams.<br />
The informal food sector is the first source of employment for unskilled individuals who often<br />
inhabit these urban slums. Opportunities abound for horticulture and small livestock production,<br />
employing a value chain approach that includes promotion of product utilization, processing,<br />
marketing and distribution. Families can grow food to reduce their food budgets and provide job<br />
opportunities, especially for youths.<br />
Concerted planning of urban gardens can also contribute to environmental management through<br />
the greening of these communities. The gardens can help to prevent erosion and thus limit the<br />
impact of floods, often a problem in these areas. They also provide for the recycling of organic<br />
waste and waste-water. However, urban agriculture requires strong organization of community<br />
units that ensures its members have bargaining power for appropriate support and better access<br />
to resources including clean water, inputs, services, and markets that include quality control at<br />
various points in the value chain.<br />
To start, strategic marketing alliances could be formed with hospitals, schools, hotels and<br />
restaurants, thus guaranteeing sustainability. As organized groups, they can have more influence<br />
on policymaking and design—and more equipped to participate in public debates. As groups,<br />
they will also have more power to negotiate for training, technical and financial support. Urban<br />
agriculture stands to make cities more inclusive, productive and sustainable, but requires<br />
producers to be more organized to maximize their contribution to food and nutrition security,<br />
income and environmental management.<br />
A significant proportion of urban households grow either field or horticultural crops (41% in<br />
Lusaka, 79% in Kitwe and 92–93% in Kasama and Mansa). Most households have gardens rather<br />
than fields. Policies that support the urban production of cassava and to promote the availability<br />
of cassava products in public markets could also contribute to improved urban food security. 71<br />
Although urban agriculture has been remarkably successful in many international settings (See<br />
Box), careful analysis is needed to determine its potential as a large-scale intervention in the<br />
<strong>Zambia</strong>n context, and to identify the specific constraints that would need to be addressed.<br />
71 Staple Food Consumption Patterns in Urban <strong>Zambia</strong>: Results from the 2007/2008 Urban Consumption<br />
Survey by Nicole M. Mason and T.S. Jayne FSRP Working Paper No. 42. Retrieved from<br />
http://www.aec.msu.edu/fs2/zambia/wp42.pdf. (November 19, 2010).<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 37
SCOPE AND EFFECTIVENESS OF<br />
URBAN AGRICULTURE INTERNATIONALLY<br />
Analysis of urban agriculture programs in 31 countries has identified some impressive successes. a b<br />
Among the more important findings:<br />
Urban agriculture, involving an estimated 800 million persons worldwide and producing an<br />
estimated 15% of the world‘s food production, is practiced over smaller and more<br />
dispersed areas than rural agriculture, uses land and water more sparingly and efficiently,<br />
integrates systems more effectively, and produces much higher yields and more specialty<br />
crops.<br />
More than 40 farming systems have been identified, ranging from horticulture to<br />
aquaculture, kitchen gardens to market gardens, and including livestock as varied as cattle,<br />
chickens, snails, and silkworms.<br />
Most urban farmers are low-income men and women who grow food largely for their own<br />
consumption on small plots that they do not own, and with little if any support or<br />
protection. The food grown constitutes much if not most of the food consumed by these<br />
households.<br />
The disproportionate production of vegetables and other nutritious foods on these plots<br />
has had positive effects on the growth of children in these households.<br />
Savings from the producers‘ consumption of their own produce represent up to several<br />
months of annual income.<br />
In Africa, both Cote d‘Ivoire and Tanzania presently subsidize urban agriculture; Guinea Bissau is<br />
now allocating open spaces to communal agriculture through purpose-specific leaseholds and<br />
providing credit and technical assistance to urban farmers; and cities in Zimbabwe and Tanzania are<br />
using multi-stakeholder consultations to resolve conflicts regarding urban agricultural issues.<br />
a Smit, J. Urban agriculture, progress and prospect:197–205. International Development<br />
Research Centre, Otawa, ON, Canada, Cities Feeding People Report 18; 1996.<br />
b Smit, J. Rata, A. Bernstein, J. Urban agriculture: an opportunity for environmentally sustainable<br />
development in Sub-Saharan Africa. Environmental Sustainable Division, African Technical<br />
Department, World Bank, Washington DC, USA. Post-UNCED Series, Building Blocks for Africa<br />
2025, Paper No. 1.<br />
4.3.2. Examination of In-country Private Sector Initiatives to Produce and<br />
Commercialize Complementary Foods and Related Products.<br />
At present, there are several uncoordinated initiatives that seek to make commercialized<br />
complementary foods or related products available on the market for purchase, primarily in<br />
urban areas.<br />
An IYCN-developed, commercially produced food supplement designed to be mixed with<br />
cereal-based porridges currently consumed in most households.<br />
Products developed by COMACO including Yummy Soy, a commercially available sequel to<br />
its previously publicly-distributed HEPS products;<br />
Ready-to-Use Therapeutic Food (RUTF), presently patented and imported for use in health<br />
facilities for severe acute malnutrition cases, but potentially valuable also as commercialized<br />
products.<br />
The Mission may wish to explore means of facilitating R&D efforts on such products, exploring<br />
social marketing options for them, and possibly seeking ways to better integrate these efforts.<br />
38 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
5. SUGGESTED APPROACHES TO INSTITUTION<br />
BUILDING, SYSTEMS STRENGTHENING, CAPACITY<br />
BUILDING AND ADVOCACY<br />
5.1. COMMUNITY HEALTH WORKERS NUTRITION TRAINING AND<br />
ROLL-OUT<br />
As indicated above, the proposed training and deployment of CHWs is an opportunity to<br />
strengthen the focus on preventative health care and ensure a robust nutrition component in<br />
the training, as well as community-based growth monitoring and promotion (GMP). A<br />
cooperative donor effort (<strong>USAID</strong>, DFID, UNICEF and the World Bank) in concert with the<br />
MOH and NFNC may lead to better-trained CHWs and, in turn, more effective GMP and<br />
nutrition services at the community level. It is recommended that the IYCF counseling package<br />
be incorporated into the CHW training curriculum. This can be negotiated with the MOH,<br />
which partnered in the development of the materials.<br />
The IYCF community-counseling package is comprehensive, comprising the trainer‘s guide,<br />
participant handouts and counseling cards. Messages include the importance of breastfeeding for<br />
the infant and young child, the mother, the family, the community and nation at large. Further, it<br />
provides recommended breastfeeding practices and possible counseling discussion points,<br />
including the schedule for visits from pregnancy to 6 months after birth. The package also<br />
provides information on anatomy of the human breast including good and poor latch-on of the<br />
baby for nursing. It also addresses common situations that can affect breastfeeding and common<br />
breastfeeding difficulties.<br />
The package further includes recommended complementary feeding practices, using different<br />
types of locally available foods, and possible counseling discussion points. In addition, it provides<br />
tips for active or responsive feeding for young children including jobs aid for IYCF assessment of<br />
the mother/child pair.<br />
Information to support the counselor‘s role includes skills on listening and learning, as well as<br />
for building confidence and giving support. Further, the package discusses features of an IYCF<br />
Support Group, actions to break the undernutrition cycle, and an IYCF Follow-up Plan<br />
Checklist.<br />
5.2. SUPPORT THE START-UP AND DEVELOPMENT OF THE NEW<br />
BSC IN HUMAN NUTRITION AT UNIVERSITY OF ZAMBIA,<br />
FACULTY OF AGRICULTURE<br />
In order to create and offer a BSc in Human <strong>Nutrition</strong>, the Faculty of Agriculture will need a<br />
myriad of additional academic, technical and support staff. This includes 14 academic staff (at<br />
professional, senior lecturers I, II and III); six laboratory staff (one chief technician, one senior<br />
technician, two laboratory assistants); and two secretarial staff (one stenographer and one<br />
typist). Students currently pursuing a diploma in food and nutrition—a three-year program—<br />
take one nutrition course during their second year; this new program will require four nutrition<br />
courses during this time. The availability of courses should not be an issue, as they exist in other<br />
departments. During the first two or three years of launching the program, the university must<br />
engage in rigorous staff development for nutrition-specific courses so that they are available by<br />
students‘ fourth year.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 39
In this regard, the department needs to quickly devise a staff development plan. One<br />
intermediate solution is to hire nutritionists (national and international) who can help start the<br />
program; another is to employ visiting lecturers from other universities under staff exchange<br />
programs. Partnerships with other universities should be developed for faculty development and<br />
research linkages. Together with faculty development, the program requires additional<br />
classrooms and laboratories, equipment, and learning and teaching materials. The department<br />
must also reach out to the local and international community in order to establish itself in the<br />
relevant research, public service and consultancy sectors. Collaboration with partners—the<br />
private and public sector, the health industry, and NGOs—are essential for student training and<br />
internships.<br />
5.3. REINFORCE AND STRENGTHEN THE NUTRITION DIPLOMA<br />
PROGRAM AT THE NATURAL RESOURCES DEVELOPMENT<br />
COLLEGE (NRDC)<br />
This diploma-level nutrition program at NRDC is currently training nutritionists in ministries of<br />
agriculture, health, and community development, and NGOs in the country. As such, it is an<br />
invaluable national resource. It has a need for equipment, library resources, nutritional<br />
assessment laboratory and information technology.<br />
5.4. SUPPORT AND UPGRADE MACO EXTENSION AGENTS TO<br />
ASSIST FARMERS ACHIEVE FOOD AND NUTRITION SECURITY<br />
As discussed above, the nationwide network of MACO extension agents is vital to the effective<br />
implementation of the of the FSP program and to improving the nutritional wellbeing of food<br />
insecure households generally. With additional training and a budgetary allocation to address<br />
transport and logistical constraints, extension agents can advise farmers on growing diverse<br />
crops and introduce new and improved technologies for food storage, food processing and<br />
preservation. Training is needed in the following areas:<br />
Production of non-maize crops.<br />
Assistance to households in small livestock.<br />
Extension assistance in home garden production.<br />
Home-based food drying and preservation.<br />
Microcredit training to assist graduating households.<br />
Household food and nutrition counseling. Agriculture field workers have the capacity to<br />
become a partner in the three-part mutually reinforcing set of food and nutrition-related<br />
BCC messages; the other partners are health staff (at facilities and communities) and<br />
community radio (See Box.)<br />
40 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
COMMUNITY RADIO IN AFRICA<br />
Over the last decade, there has been an explosion in the number of radio stations<br />
across Africa—particularly community and commercial FM stations. New techniques<br />
such as phone-in shows, live community forum, and radio diaries are transforming<br />
radio into an interactive medium for rural farm families.<br />
The African Farm Radio Research Initiative (AFRRI) was launched in 2007 by the<br />
Gates Foundation to assess the effectiveness of farm radio in improving the food<br />
security of rural farm households in Africa.<br />
AFRRI also is developing, testing and evaluating a Participatory Radio Campaign<br />
(PRC). Working with five partner radio stations in each of five African countries—<br />
Tanzania, Uganda, Mali, Ghana and Malawi—AFRRI is producing, broadcasting and<br />
evaluating PRCs related to disease-resistant cassava, improved composting<br />
techniques, improved chicken management, soil and water conservation and other<br />
topics.<br />
Following the PRC, findings indicate a clear increase in the percentage of farmers now<br />
practicing, or planning to introduce, the improved practices as compared to control<br />
populations. In the case of improved composting methods in Mali, the PRC was<br />
responsible for a 400% increase in improved practice. a<br />
a http://www.farmradio.org/english/partners/afrri/casestudy-report.pdf<br />
5.5. NUTRITION ADVOCACY<br />
Addressing malnutrition is not yet a national priority in <strong>Zambia</strong>. All too often, maize security<br />
equals food and nutrition security in the minds of senior decisionmakers. There is little concern<br />
with dietary diversity (increasing effective demand for pulses, legumes, fruits and vegetables) or<br />
with young child and maternal malnutrition. What‘s needed is a championed, well-focused<br />
nutrition advocacy campaign, using an array of media outlets, which seeks to convince both the<br />
public and senior government officials of the importance of improved nutrition and the actions<br />
required to address the problem. Such advocacy campaigns have been carried out in the<br />
Philippines, Brazil, South Korea and other countries.<br />
Important in such advocacy is the presentation of a sequence that compels change. For example:<br />
well-paying employment requires good school performance, which, in turn, requires cognitive<br />
ability, which, in turn, requires good maternal and child nutrition in order to avoid intra-uterine<br />
growth retardation and young child stunting.<br />
A second compelling sequence can indicate that intra-uterine growth retardation and young<br />
child stunting may lead to chronic diseases as an adult (high blood pressure, diabetes, greater<br />
risk of heart attacks and strokes, and even overweight and obesity).<br />
A third thrust can address the rapid increase of overweight and obesity in urban areas, their<br />
disease consequences, and the steps necessary to combat and prevent these conditions. All<br />
three of these thrusts will be facilitated by the national food consumption survey being planned<br />
by UNICEF.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 41
Such advocacy campaigns benefit enormously when endorsed by a local champion. First Lady<br />
Michelle Obama serves as that champion in the U.S. In <strong>Zambia</strong>, this person might be the<br />
country‘s first president, Kenneth Kaunda. Since retiring, he has supported various charitable<br />
organizations including the Centre for Traditional Medicines and Drugs Research, has shown<br />
considerable zeal in the battle against HIV/AIDS, and is known for his personal attention to<br />
healthy food consumption and nutrition.<br />
42 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
ANNEX A. SCOPE OF WORK<br />
GLOBAL HEALTH TECHNICAL ASSISTANCE PROJECT DEVELOPMENT<br />
OF <strong>USAID</strong>/ZAMBIA’S INTEGRATED NUTRITION INVESTMENT<br />
FRAMEWORK<br />
(Final/Revised: 09-28-10)<br />
OVERVIEW AND PURPOSE<br />
This scope of work calls for the development of an integrated nutrition framework that<br />
provides a clear roadmap for short- and long-term investments (including potential new<br />
procurement needs); demonstrates a commitment to a <strong>Zambia</strong>-led process and plan; and works<br />
collaboratively with other partners/stakeholders. Based on a comprehensive and integrated<br />
strategic approach that addresses the multiple dimensions and causes of undernutrition, this<br />
framework must aim to improve the nutritional status of <strong>Zambia</strong>ns, targeting women and<br />
children under age 2. It must also link the contributions of <strong>USAID</strong>/<strong>Zambia</strong>‘s economic growth,<br />
education, health, HIV/AIDS, and humanitarian assistance programs. Additionally, this framework<br />
must incorporate the principles and leverage the resources of the Food for Peace (FFP)<br />
program, Feed the Future Initiative (FTF), Global Health Initiative (GHI), and President‘s<br />
Emergency Plan for AIDS Relief (PEPFAR).<br />
To develop this framework, <strong>USAID</strong>/<strong>Zambia</strong> will hire a team of consultants for up to four weeks<br />
to assess the following issues in addressing undernutrition:<br />
<strong>Nutrition</strong> and food consumption issues in <strong>Zambia</strong>, including the production and use of<br />
specialized food products (therapeutic, supplementary, or complementary foods).<br />
Socio-cultural norms related to food and nutrition.<br />
Link between agricultural production and nutrition.<br />
Current policy environment.<br />
Current programs and resources.<br />
U.S. Government (USG) management structure and capacity, including the comparative<br />
advantage of the USG.<br />
Human resource capacities.<br />
Involvement of country-level stakeholders, including other donors and the private sector.<br />
Optional delivery mechanisms for nutrition services and products.<br />
The assessment will begin on/around October 19, 2010, and include meetings with the Mission<br />
as well as visits to project/activity sites. The team must submit a draft of the integrated nutrition<br />
investment framework before their departure from <strong>Zambia</strong>.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 43
BACKGROUND<br />
Multi-disciplinary programming that strategically involves economic growth, education, health,<br />
HIV/AIDS, and humanitarian assistance can effectively improve nutrition. The FTF and L‘Aquila 72<br />
principles of a comprehensive response around food security support such an approach.<br />
<strong>USAID</strong>/<strong>Zambia</strong> developed a FTF implementation plan (IP) based on these principles; drafted a<br />
diplomatic strategy that discusses political engagement with the <strong>Zambia</strong>n government (GRZ) and<br />
other stakeholders; and attended regional meetings in Nairobi on the FTF. The Feed the Future<br />
Guide furnishes further guidance concerning the dominant role of nutrition in the FTF.<br />
Globally, the FTF aims to reach 8.5 million children with an appropriate package of evidencebased<br />
nutrition interventions that reduce child mortality, improve nutrition outcomes, and<br />
protect human capital. The package includes interventions in the development window of<br />
opportunity (-9 to 24 months, including maternal nutrition, promotion of exclusive<br />
breastfeeding, infant and young child feeding practices, etc.); diet quality and diversification (food<br />
fortification, consumption of nutrient rich foods); community management of acute malnutrition;<br />
and targeted micronutrient supplementation.<br />
<strong>USAID</strong>/<strong>Zambia</strong>‘s IP outlines interventions designed to address the systemic constraints to<br />
agricultural productivity and access to more lucrative markets. Overcoming the multiple<br />
constraints will lead to greater household income security. However, translating income security<br />
into food security, in terms of improved maternal and child nutrition, requires a concerted and<br />
coordinated cross-sectoral effort. Centering on women and children, this effort in <strong>Zambia</strong> will<br />
contribute to the global goal/target established by the FTF and GHI for the sustainable reduction<br />
of child malnutrition by 30%, while recognizing the impacts of HIV and the resources available<br />
through PEPFAR. To meet this target, the <strong>USAID</strong>/<strong>Zambia</strong>-supported effort will foster nontraditional<br />
alliances between the GRZ, other cooperating partners, civil society, and the private<br />
sector across the economic growth, education, health, HIV/AIDS, and humanitarian assistance<br />
sectors.<br />
In September 2009, Acting Director of U.S. Foreign Assistance, Richard Greene, approved the<br />
creation of the <strong>Nutrition</strong> Program Element under the Health Program Area in the Investing in<br />
People Objective. The creation of this element responds to the heightened importance of<br />
nutrition in reducing maternal and child mortality and achieving food security. A separate<br />
nutrition element facilitates integration of programming and tracking of nutrition funding for<br />
both the FTF and GHI. <strong>Zambia</strong> will receive USD $3 million in Global Health and Child Survival<br />
(GHCS) funds in FY 2010 for nutrition activities, which will complement the USD $21.0 million<br />
in Development Assistance (DA) funds for agriculture-led economic growth and USD $12<br />
million in FFP funds, along with substantial resources through PEPFAR. <strong>USAID</strong>/<strong>Zambia</strong> will use<br />
these funds to plan and implement a comprehensive nutrition and agriculture-focused food<br />
security program.<br />
72<br />
The Joint Statement on Global Food Security (―L‘Aquila Food Security Initiative‖) is endorsed by the G8<br />
and by Algeria, Angola, Australia, Brazil, Denmark, Egypt, Ethiopia, India, Indonesia, Libya (Presidency of<br />
the African Union), Mexico, The Netherlands, Nigeria, People‘s Republic of China, Republic of Korea,<br />
Senegal, Spain, South Africa, Turkey, Commission of the African Union, FAO, IEA, IFAD, ILO, IMF,<br />
OECD, The Secretary General‘s UN High Level Task Force on the Global Food Security Crisis, WFP, The<br />
World Bank, WTO who attended the food security session at the G8 Summit in L‘Aquila on 10 July 2009<br />
and by the Alliance for a Green Revolution in Africa (AGRA), Biodiversity/Consultative Group on<br />
International Agricultural Research (CGIAR), Global Donor Platform for Rural Development , Global<br />
Forum on Agricultural Research (GFAR).<br />
44 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
Contributing to the aims and results of the FTF and GHI, <strong>USAID</strong>/<strong>Zambia</strong> plans to implement<br />
nutrition activities through the following current and/or future bilateral programs in the health<br />
and HIV/AIDS sectors:<br />
Community-based Prevention Initiative for Orphans and Vulnerable Children (COPI-OVC, prime<br />
partner: World Vision <strong>Zambia</strong>) will integrate efforts to prevent undernutrition and deliver<br />
nutrition services among OVC.<br />
Infant and Young Child <strong>Nutrition</strong> (IYCN, prime partner: PATH) aims to improve the nutritional<br />
status of mothers, infants and young children, targeting those infected with or affected by<br />
HIV. The IYCN activities promote interventions in five areas: breastfeeding, complementary<br />
feeding practices, infant feeding during illness, infant feeding and HIV, and maternal nutrition.<br />
Partnership for <strong>Integrated</strong> Social Marketing (PRISM, prime partner: Population Services<br />
International) works with the private sector to support the manufacturing and distribution of<br />
point-of-use water treatment solution and zinc to prevent diarrheal diseases among<br />
children.<br />
<strong>Zambia</strong> Behavioral and Social Change Communication Program (ZBSCCP, prime partner:<br />
Chemonics) will work with the Ministry of Health (MOH) at the central level to develop<br />
campaigns and health promotion materials that focus on key nutrition practices. These<br />
practices will promote maternal nutrition, exclusive and continued breastfeeding, and<br />
appropriate infant and young child feeding.<br />
<strong>Zambia</strong> <strong>Integrated</strong> Systems Strengthening Program (ZISSP, prime partner: Abt Associates) will<br />
work with the MOH at the central, provincial, and district levels to support the delivery of<br />
nutrition services through community-based and sustainable facility platforms. These<br />
services include implementation of the integrated management of childhood illness<br />
protocols, supplementation with micronutrients, and community management of acute<br />
malnutrition.<br />
<strong>Zambia</strong> <strong>Nutrition</strong> Services, Support, and Therapy Program (prime partner: TBD) will work with<br />
the agricultural and health sectors to strengthen institutions, policies, and practices that<br />
support sustained, <strong>Zambia</strong>n-led improvements in nutrition. Activities include the<br />
development of clinical/community modules to prevent malnutrition among adults and<br />
children enrolled in HIV/AIDS programs, as well as orphans and vulnerable children (OVC).<br />
Another set of modules aims to improve economic development/value chain opportunities<br />
on the production of fortified foods and specialized food products.<br />
<strong>Zambia</strong> Prevention, Care, and Treatment Partnership II (ZPCT, prime partner: Family Health<br />
International) works with the MOH at the central, provincial, and district levels to promote<br />
consumption of specialized food products among people living with HIV/AIDS (PLHIV).<br />
<strong>Zambia</strong> Prevention Initiative (prime partner: AED) will complement and reinforce the clinical<br />
(ZISSP and ZPCT II) and communication (PRISM and ZBSCCP) efforts to promote nutrition<br />
interventions among PLHIV through community-based activities.<br />
In February 2010, the Bureau for Global Health issued the <strong>Nutrition</strong> Operational Guidance for<br />
Missions (See Annex D). This guidance presents a multi-dimensional model, rationale, and<br />
strategic approach to address undernutrition and identifies Missions, including <strong>USAID</strong>/<strong>Zambia</strong>,<br />
to develop integrated nutrition investment frameworks.<br />
During March 2010, <strong>USAID</strong>/<strong>Zambia</strong> hosted a team of consultants from the Food and <strong>Nutrition</strong><br />
Technical Assistance Project II (FANTA II), with support from the FFP program based at<br />
<strong>USAID</strong>/Washington, to develop the Food Security Country <strong>Framework</strong> (FSCF). <strong>USAID</strong>/<strong>Zambia</strong>‘s<br />
FSCF, part of the 2011 Multi-Year Assistance Program development process, will outline<br />
interventions in humanitarian assistance, but aim to integrate FFP resources fully into the<br />
Mission‘s objectives for food security and nutrition through the FTF and GHI. For example,<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 45
these interventions include the three core services of the food-assisted approach to prevent<br />
undernutrition among women and children under age 2:<br />
Conditional food ration for the individual woman or child and for the household.<br />
Preventive and curative health and nutrition services for women and children.<br />
Behavioral and social change communication.<br />
STATEMENT OF WORK<br />
Objective<br />
As their primary objective, the team must draft an integrated nutrition investment framework<br />
for <strong>Zambia</strong>, building on efforts by the Mission to develop similar planning documents for the<br />
FFP, FTF, GHI, and PEPFAR. In response to the <strong>Nutrition</strong> Operational Guidance for Missions,<br />
this framework must provide a clear roadmap for short- and long-term investments (including<br />
potential new procurement needs); demonstrate a commitment to a <strong>Zambia</strong>-led process and<br />
plan; and map collaborative relationships with other partners/stakeholders (See Annex D).<br />
Based on a comprehensive and integrated strategic approach that addresses the multiple<br />
dimensions and causes of undernutrition, this framework must aim to improve the nutritional<br />
status of <strong>Zambia</strong>ns and link the contributions of <strong>USAID</strong>/<strong>Zambia</strong>‘s economic growth, education,<br />
health, HIV/AIDS, and humanitarian assistance programs. Additionally, this framework must<br />
explain how proposed investments will increase gender equity and sustain nutritional<br />
improvements.<br />
PERFORMANCE PERIOD<br />
To begin around mid-October and continue through the end of December 2010.<br />
FUNDING SOURCE<br />
<strong>USAID</strong>/<strong>Zambia</strong><br />
Oversight<br />
In <strong>USAID</strong>/<strong>Zambia</strong>, the team must seek guidance from the leaders and relevant staff of the<br />
economic growth, education, health, HIV/AIDS, and humanitarian assistance teams, which will<br />
provide information and technical advice. The Population, Health, and <strong>Nutrition</strong> (PHN) Office<br />
Director will provide overall direction for the team as identified in Section 5.<br />
Analytic Tasks and Illustrative Key Questions<br />
To develop this framework, the team must examine the following issues in addressing<br />
undernutrition (illustrative):<br />
<strong>Nutrition</strong> and food consumption issues in <strong>Zambia</strong>, including the production and use of<br />
specialized food products (therapeutic, supplementary, or complementary foods).<br />
Socio-cultural norms related to food and nutrition and gender.<br />
Link between agricultural production and nutrition.<br />
Current policy environment.<br />
Current programs and resources.<br />
U.S. Government (USG) management structure and capacity, including the comparative<br />
advantage of the USG.<br />
Human resource capacities;<br />
Involvement of country-level stakeholders, including other donors and the private sector.<br />
46 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
Optional delivery mechanisms for nutrition services and products.<br />
The <strong>Nutrition</strong> Operational Guidance for Missions offers a set of specific questions for each issue<br />
(See Annex D). Additionally, the Feed the Future Guide highlights the issues on the linkages<br />
between agriculture and nutrition interventions.<br />
The team must also address the questions included at the end of this section. Refinement of<br />
these questions and development of additional questions will occur in the beginning of the<br />
assessment, in consultation with the economic growth, education, health, HIV/AIDS, and<br />
humanitarian assistance teams.<br />
What linkages should <strong>USAID</strong>/<strong>Zambia</strong> establish between the programs that it supports to<br />
generate the greatest impact of DA, FFP, and GHCS (including HIV/AIDS) funding?<br />
In regards to nutrition interventions:<br />
– Identify the most effective individual prevention, population-based nutrition service<br />
delivery, and enabling environment/capacity development activities that will sustainably<br />
reduce malnutrition by 30%, focusing on children under age 2. To what extent do<br />
current projects supported by <strong>USAID</strong>/<strong>Zambia</strong> and other country-level stakeholders<br />
include these activities? In particular, characterize how these activities should link with<br />
FFP-supported programs to strengthen the connection between emergency relief and<br />
longer-term development.<br />
– Describe how these activities fit within the scopes of current and future projects. If they<br />
do not, then propose appropriate changes to the strategic direction of current projects<br />
and/or design of future projects. Recommend how technical teams should invest the<br />
anticipated funding to support these activities.<br />
– Discuss how these activities relate to nutrition programs supported or implemented by<br />
other country-level stakeholders.<br />
– Discuss and make recommendations on how nutrition assistance programs may be<br />
sustained.<br />
In regards to targeting for nutrition interventions:<br />
– Based on existing data, does <strong>Zambia</strong> have geographic areas with high concentrations of<br />
people in need of assistance? Alternatively, do <strong>Zambia</strong>ns who need assistance work and<br />
live throughout the general population? If insufficient data exist, then propose a design of<br />
a situational analysis that will inform decisions related to the delivery of targeted<br />
assistance.<br />
– Describe the options of identifying and targeting individuals in need of assistance<br />
(including PLHIV and OVC). Present the benefits, costs, and feasibility for each option.<br />
– Propose general identification procedures/tools that maximize screening accuracy.<br />
Methodology<br />
The assessment will follow a non-quantitative methodology through a desk review of relevant<br />
data sources and documents, interviews with key informants, and visits to field sites.<br />
Document Review<br />
Prior to arriving in country and conducting fieldwork, the team will review various project<br />
documents and reports. The <strong>USAID</strong>/<strong>Zambia</strong> team will provide the relevant documents for<br />
review as soon as possible.<br />
The team must review relevant data sources and documents, including the following:<br />
<strong>Nutrition</strong> Operational Guidance for Missions.<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 47
Feed the Future Guide.<br />
<strong>Zambia</strong> Demographic and Health Surveys.<br />
UNICEF Multiple Indicator Cluster Surveys.<br />
Other international and national data sources on maternal and child health and nutrition,<br />
agriculture, income, and livelihoods.<br />
Previous nutrition and food security assessments.<br />
<strong>USAID</strong>/<strong>Zambia</strong> Country Strategic Plan 2004–2010 and Strategy Statement 2006.<br />
GRZ Fifth National Development Plan.<br />
FTF IP.<br />
Relevant narratives from the Operational Plan, HIV/AIDS Country Operational Plan, and<br />
Malaria Operational Plan.<br />
GRZ National Health Strategic Plan 2006 – 2010.<br />
GRZ National AIDS Strategic <strong>Framework</strong> 2006 – 2010.<br />
<strong>Zambia</strong> National Agriculture Policy.<br />
Comprehensive Africa Agriculture Development Program Country Compact.<br />
Relevant national nutrition and food policies and guidelines.<br />
Results and evaluation reports from past projects/activities;<br />
Relevant program documents from current projects/activities.<br />
Existing FFP program proposals.<br />
Strategies and reports produced by other cooperating partners, including the World Bank<br />
and World Food Program in <strong>Zambia</strong>.<br />
Relevant published and grey literature for <strong>Zambia</strong>.<br />
These will be provided by the mission well in advance of team arrival in country.<br />
Consultations in Washington, DC<br />
Prior to arrival in country, the international consultants will visit Washington, DC and meet with<br />
key informants, <strong>USAID</strong> staff and other appropriate stakeholders.<br />
Washington, DC<br />
FANTA II.<br />
<strong>USAID</strong>/Washington, Bureau for Africa.<br />
<strong>USAID</strong>/Washington, Bureau for Democracy, Conflict, and Humanitarian Assistance.<br />
<strong>USAID</strong>/Washington, Bureau for Economic Growth, Agriculture, and Trade.<br />
<strong>USAID</strong>/Washington, Bureau for Global Health (Malia Boggs).<br />
Team Planning Meeting<br />
A two-day planning meeting (TPM) will be held during the team‘s first two days in-country. This<br />
time will be used to clarify team roles and responsibilities—including specific availability and<br />
tasks/duties to be assigned for part-time team members as well as <strong>USAID</strong> team members that<br />
may have limited availability; deliverables; approach; and refinement of agenda. In the TPM the<br />
team will:<br />
Share background, experience, and expectations for the assignment.<br />
48 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
Discuss and finalize roles and responsibilities for team members including writing<br />
assignments.<br />
Formulate a common understanding of the assignment, clarifying team members‘ roles and<br />
responsibilities, level of effort and availability.<br />
Agree on the objectives and desired outcomes of the assignment.<br />
Establish a team atmosphere, share individual working styles, and agree on procedures for<br />
resolving differences of opinion.<br />
Develop a work plan, timeline and strategy for achieving deliverables.<br />
In-Briefing and Out-Briefing<br />
Refer to Expected Deliverables for details.<br />
Site Visits and Key Informant Interview<br />
The team will visit field sites in <strong>Zambia</strong>. The selection of these sites should prioritize locations<br />
that highlight the following:<br />
<strong>Nutrition</strong>al status of potential target populations.<br />
Enabling environment and institutional capacity, including the coverage and quality of<br />
implementing nutrition-related policies and guidelines.<br />
Individual and population-based service delivery platforms to expand nutrition interventions.<br />
The team must conduct interviews with key informants in Washington and <strong>Zambia</strong>. A<br />
preliminary list is included below:<br />
<strong>Zambia</strong><br />
U.S Government agencies: <strong>USAID</strong>/<strong>Zambia</strong>, U.S. Centers for Disease Control and<br />
Prevention, U.S. Department of State, U.S. Peace Corps.<br />
<strong>USAID</strong>/<strong>Zambia</strong>-supported implementing partners across all sectors.<br />
Other cooperating partners, including the UK Department for International Development.<br />
United Nations and other multilateral agencies: World Bank, World Food Program.<br />
GRZ: Ministry of Agriculture and Cooperatives, Ministry of Livestock and Fisheries, MOH,<br />
National HIV/AIDS/STI/TB Council, National Food and <strong>Nutrition</strong> Commission.<br />
Civil society organizations.<br />
Private sector firms.<br />
Team Composition and Size<br />
The team will consist of four members, two international hires and two locally-engaged<br />
consultants:<br />
Team Leader (International).<br />
Technical Specialist (<strong>Nutrition</strong> – International).<br />
Technical Specialist (Institutional and Stakeholder Analyses – <strong>Zambia</strong>n.<br />
Technical Specialist (Agriculture and Private Sector Development – <strong>Zambia</strong>n).<br />
Team Leader<br />
Responsibilities: Reporting to the <strong>USAID</strong>/<strong>Zambia</strong> PHN Office Director, the Team Leader will<br />
coordinate and participate in the conduct of the assessment and preparation of the deliverables.<br />
With familiarity of <strong>USAID</strong> programs and operations at the Mission level, he/she will focus on<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 49
examining the USG management structure and capacity to oversee the proposed investments in<br />
the framework. For the deliverables, the Team Leader will provide continuity in the content and<br />
style of presentations and reports. He/she will assume responsibility for the overall quality of<br />
work and manage the tasks, calendar, and schedule for the team.<br />
Experience/skills: The Team Leader must have at least 10 years of experience working with<br />
<strong>USAID</strong> and/or <strong>USAID</strong>-supported implementing partners in the PHN sector, with some<br />
experience in Southern Africa. He/she must understand <strong>USAID</strong>‘s policies and principles in<br />
program design and management. The Team Leader must think creatively and flexibly, with<br />
strong communication (especially writing) and interpersonal skills.<br />
Technical Specialist (<strong>Nutrition</strong>)<br />
Responsibilities: Reporting to the Team Leader, this Technical Specialist will participate in the<br />
conduct of the assessment and preparation of the deliverables. He/she will focus on examining<br />
the nutrition and food consumption issues, including the production and use of specialized food<br />
products (therapeutic, supplementary, or complementary foods). Additionally, the Technical<br />
Specialist will assess the effectiveness of existing nutrition and related WASH interventions and<br />
recommend changes, new interventions, cross-sectoral linkages, and targeting approaches.<br />
Experience/skills: This Technical Specialist must have at least five years of experience in the<br />
prevention of undernutrition and/or delivery of nutrition services in a developing country<br />
context, preferably in Southern Africa. He/she must have exposure to <strong>USAID</strong>‘s PHN programs<br />
and demonstrate familiarity with the technical approaches of these programs to improve<br />
nutritional status. The Technical Specialist must have strong communication (especially writing)<br />
skills.<br />
Technical Specialist (Institutional and Stakeholder Analyses)<br />
Responsibilities: Reporting to the Team Leader, this Technical Specialist will participate in the<br />
conduct of the assessment and preparation of the deliverables. He/she will focus on examining<br />
the current policy environment, existing programs and resources, human resource capacities,<br />
and stakeholder involvement to address nutrition in <strong>Zambia</strong>.<br />
Experience/skills: This Technical Specialist must have at least ten years of experience in health<br />
and/or another development sector in <strong>Zambia</strong>. With such experience, he/she must demonstrate<br />
substantial knowledge of the roles and resources of the GRZ, bilateral and multilateral agencies,<br />
civil society, private sector, and other country-level stakeholders to address food security and<br />
nutrition in <strong>Zambia</strong>. The Technical Specialist must have strong communication (especially<br />
writing) skills.<br />
The Director and staff of the PHN Office as well as the leaders and staff of the economic<br />
growth, education, HIV/AIDS, and humanitarian assistance teams will work closely with the team<br />
throughout the course of the assignment.<br />
Technical Specialist (Agriculture and Private Sector Development)<br />
Responsibilities: Reporting to the Team Leader, this Technical Specialist will participate in the<br />
assessment and preparation of the deliverables. He/she will focus on the current opportunities<br />
to leverage the increasing productivity and profitability of smallholder agriculture production to<br />
improve the nutritional status of women and children. The specialist will address farming<br />
systems in the <strong>Zambia</strong>n context and inform the team regarding how crop diversity and market<br />
opportunities could improve dietary diversity and significantly reduce undernutrition.<br />
Experience/skills: He/she will have an in-depth understanding of the <strong>Zambia</strong>n culture as it relates<br />
to farming practices and the incentives that govern decisions related to the risks of investments<br />
in farming systems upgrades. The Technical Specialist will have at least ten years experience in<br />
50 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
the <strong>Zambia</strong>n agriculture sector, with a demonstrated and in-depth understanding of the lead<br />
GRZ Ministries that guide the development of the sector. The Technical Specialist will<br />
demonstrate his/her understanding of policy and technical issues that impact the performance of<br />
<strong>Zambia</strong>n agriculture and how to effectively work within the limits of the <strong>Zambia</strong>n context to<br />
influence on-farm responses to reduce undernutrition.<br />
Procurement Sensitivity<br />
The product of this exercise may be used to inform future procurement efforts related to<br />
nutrition in <strong>Zambia</strong>. All personnel involved will be required to sign confidentiality agreements<br />
governing use of the information generated as part of this assignment.<br />
Illustrative Calendar<br />
The team should expect to participate in tasks according to the following proposed schedule:<br />
Week 1 (Washington): Meetings with <strong>USAID</strong>/Washington and FANTA II and desk review of<br />
documents.<br />
Week 2: Meetings with <strong>USAID</strong>/<strong>Zambia</strong>, finish desk review of documents, and begin meetings<br />
with country-level stakeholders.<br />
Week 3: Finish meetings with country-level stakeholders and begin visits to field sites.<br />
Week 4: Finish visits to field sites and draft and present the integrated nutrition investment<br />
framework.<br />
Logistics<br />
Arrangements<br />
<strong>USAID</strong>/<strong>Zambia</strong> will coordinate with other USG agencies, implementing partners, and other<br />
country-level stakeholders to arrange courtesy calls, substantive meetings, field site visits, and incountry<br />
travel, including transportation and accommodation.<br />
GH Tech will be responsible for the following:<br />
Arranging travel in the U.S. and from the U.S. to overseas assignment location (country<br />
clearance, visa, plane tickets, hotel reservations and meeting space, communications costs<br />
for consultants, processing travel advance and expenses). Consultants are responsible for<br />
arranging in-country travel while overseas and ground transportation in the U.S. GH Tech<br />
will need to approve in-country travel quotes prior to purchase (for consultant<br />
reimbursement).<br />
Facilitating contact with <strong>USAID</strong> staff.<br />
Instruction and/or assistance with formatting charts, graphs, tables, and PowerPoint slides.<br />
The team should expect to bring their own laptops.<br />
Workweek<br />
<strong>USAID</strong>/<strong>Zambia</strong> authorizes a six-day work week when the team is working in country.<br />
Estimated Level of Effort (LOE)<br />
Activity<br />
Days<br />
Background Reading— All members 3<br />
Travel to Washington (Team Leader) 1<br />
Consultations in Washington via meetings and interviews (Team Leader) 3<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 51
Activity<br />
Days<br />
RT International Travel (Team Leader—4; Technical Specialist/<strong>Nutrition</strong> – 3) 4/3<br />
Assessment Planning (setting up meetings/field visits) – Technical Specialist/<strong>Nutrition</strong> 4<br />
Team Planning Meeting (TPM)— all team members 2<br />
Conduct of assessments in <strong>Zambia</strong> (includes site visits and key informant<br />
interviews)—Team Leader and 3 Technical Specialists<br />
Preparation of deliverables—Team Leader + 3 Technical Specialists (Discussion,<br />
analysis of data, framework/report drafting)<br />
13<br />
4<br />
In Briefing and Out-Briefing (Preparation and Presentation) (x4 persons) 2<br />
Revisions of Deliverables (Team Leader—5 + team members–3) 5/3<br />
Total LOE—Team Leader 37<br />
Total LOE—Technical Specialist (<strong>Nutrition</strong>) 34<br />
Total LOE—Technical Specialist (Institutional and Stakeholder Analyses) 24<br />
Total LOE—Technical Specialist (Agriculture and Private Sector<br />
Development)<br />
24<br />
Relationships and Responsibilities<br />
Prior to in-country work:<br />
Consultant Conflict of Interest. To avoid conflicts of interest (COI) or the appearance of a<br />
COI, review previous employers listed on the CVs for proposed consultants and provide<br />
additional information regarding any potential COI.<br />
Background Documents: Identify and prioritize background materials for consultants and<br />
provide them to GH Tech as early as possible prior to team work.<br />
Key Informant and Site Visit Preparations: Provide a list of key informants, site visit<br />
locations, and suggested length of field visits for use in planning for in-country travel and<br />
accurate estimation of country travel line items costs (i.e. number of in-country travel days<br />
required to reach each destination, and number of days allocated for interviews at each<br />
site).<br />
Lodging and Travel: Provide information as early as possible on allowable lodging and per<br />
diem rates for stakeholders that will travel/participate in activities with the evaluation<br />
team. Also, provide guidance on recommended secure hotels, and identify a person in the<br />
Mission to assist with logistics.<br />
During in-country work:<br />
<strong>USAID</strong>/<strong>Zambia</strong> will undertake the following while the team is in country:<br />
Mission Point of Contact: Ensure constant availability of the Mission Point of Contact<br />
person(s) to provide technical leadership and direction for the consultant team‘s work.<br />
Meeting Space. Provide guidance on the team‘s selection of a meeting space for interviews<br />
and/or focus group discussions (i.e. <strong>USAID</strong> space if available or other known office/hotel<br />
meeting space).<br />
52 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
Meeting Arrangements and Field Visits. While consultants typically will arrange meetings for<br />
contacts outside the Mission, support the consultants in coordinating meetings with<br />
stakeholders and provide <strong>USAID</strong> transportation for field visits.<br />
Formal and Official Meetings. Arrange key appointments with national and local government<br />
officials and accompany the team on these introductory interviews (especially important in<br />
high-level meetings).<br />
Other Meetings. If appropriate, assist in identifying and helping to set up meetings with local<br />
professionals relevant to the assignment.<br />
Facilitate Contacts with Partners. Introduce the team to project partners, local government<br />
officials and other stakeholders, and where applicable and appropriate, prepare and send out<br />
an introduction letter for team‘s arrival and/or anticipated meetings.<br />
Following in-country work:<br />
<strong>USAID</strong>/<strong>Zambia</strong> will undertake the following once the in-country work is completed:<br />
Timely reviews: Provide timely review of draft/final draft reports and approval of the<br />
deliverables.<br />
EXPECTED DELIVERABLES<br />
The team must produce the following deliverables:<br />
A written methodology/work plan: This design/operational work plan will be prepared during<br />
the TPM and submitted to the Mission for review and approval before fieldwork and key<br />
informant interviews begin.<br />
A draft report outline: This will be prepared during the TPM.<br />
In-briefing presentation: This presentation must summarize the preliminary findings and<br />
conclusions, based on the desk review of relevant data sources and documents and<br />
interviews with Washington-based key informants. The team should anticipate that the inbriefing<br />
will last for approximately one hour, with the majority of time spent on identifying<br />
information gaps to fill through key informant interviews and field visits in <strong>Zambia</strong>.<br />
Out-briefing presentation: This presentation must propose highlights from the integrated<br />
nutrition investment framework, drafted in response to the illustrative key questions in<br />
section 3.3 and based on all information gathering activities. The team should anticipate that<br />
the out-briefing will last for approximately two hours, with the majority of time spent on<br />
questions and discussion.<br />
Draft <strong>Integrated</strong> <strong>Nutrition</strong> <strong>Investment</strong> <strong>Framework</strong> (report): As described in section 3.1 and<br />
summarized in the out-briefing presentation, this framework must describe the strategic<br />
thrusts and program priorities in economic growth, education, health, HIV/AIDS, and<br />
humanitarian assistance (See SOW Annex 1 for the proposed outline). The Team Leader<br />
must submit the draft of this framework before his/her departure from <strong>Zambia</strong>. <strong>USAID</strong> will<br />
provide comments on the draft framework within 10 working days of receipt of the report.<br />
The draft framework/report will be used internal to the mission and labeled<br />
―For Internal <strong>USAID</strong> Distribution Only.‖<br />
Final <strong>Integrated</strong> <strong>Nutrition</strong> <strong>Investment</strong> <strong>Framework</strong> (Report): The final report will be due within<br />
approximately seven working days after the team receives comments from <strong>USAID</strong>/<strong>Zambia</strong>.<br />
<strong>USAID</strong>/<strong>Zambia</strong> requests both an electronic version of the field report (Microsoft word) as<br />
well as two hard copies of the report. The final framework/report will be used<br />
internal to the mission and labeled ―For Internal <strong>USAID</strong> Distribution Only.‖<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 53
After the final (but unedited) draft report has been reviewed by <strong>USAID</strong>, GH Tech will have the<br />
documents professionally edited and formatted and will provide the final report to<br />
<strong>USAID</strong>/<strong>Zambia</strong> for internal distribution (two hard copies and a CD Rom). It will take<br />
approximately 30 business days for GH Tech to have the report edited, formatted, and printed.<br />
RELATIONSHIPS AND RESPONSIBILITIES<br />
Primary <strong>USAID</strong>/<strong>Zambia</strong> point of contact for this assignment will be:<br />
William Kanweka<br />
Senior Health Advisor<br />
PHN Office, <strong>USAID</strong>/<strong>Zambia</strong><br />
Email; wkanweka@usaid.gov<br />
Telephone: 260-211-254303 ext 179<br />
Mobile: 260-978-771499<br />
MISSION CONTACT PEOPLE:<br />
AO/0ffice Contact Position Email address<br />
Front Office Ryan Washburn A/Deputy Mission<br />
Director<br />
Population Health and<br />
<strong>Nutrition</strong> (AO7)<br />
HIV Mutlisectoral<br />
Response (AO9)<br />
HIV Mutlisectoral<br />
Response (AO9<br />
rwashburn@usaid.gov<br />
Randy Kolstad Director rkolstad@usaid.gov<br />
Rene Burger Team Leader rberger@usaid.gov<br />
Abeje Zegeye<br />
HIV/AIDS Food and<br />
<strong>Nutrition</strong> Advisor<br />
azegeye@usaid.gov<br />
Program (PRM) Michael McCord Program Officer mmccord@usaid.gov<br />
Economic Growth<br />
(AO5)<br />
Economic Growth<br />
(AO5)<br />
Economic Growth<br />
(AO5)<br />
Andrew Levin<br />
Kristy Cook<br />
Agric. Development<br />
Officer<br />
Senior Agric.<br />
Economist<br />
alevin@usaid.gov<br />
kcook@usaid.gov<br />
Ballard Zulu Deputy Team Leader bazulu@usaid.gov<br />
Education (AO6) Wick Powers Education Officer rpowers@usaid.gov<br />
Education (A06) Cornelius Chipoma Education Specialist cchipoma@usaid.gov<br />
COST ESTIMATE—ATTACHED<br />
54 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
ANNEX 1: ILLUSTRATIVE OUTLINE FOR THE INTEGRATED<br />
NUTRITION INVESTMENT FRAMEWORK<br />
I. Executive Summary<br />
II.<br />
III.<br />
IV.<br />
Introduction<br />
– Purpose<br />
– Methodology<br />
Situational Analysis<br />
– Overall status and progress, including feasibility of achieving targets in the relevant<br />
Millennium Development Goals.<br />
– Sector-specific status and progress, including efforts of the GRZ, USG, and other<br />
donors.<br />
– Economic growth<br />
– Education<br />
– Health and HIV/AIDS<br />
– Humanitarian Assistance<br />
Re-positioning <strong>Nutrition</strong> and Food Security<br />
– Working definitions of key concepts: integration, linkages, sustainability, ownership,<br />
capacity development, and gender equity.<br />
– Contribution to the global results of the FTF and GHI.<br />
– Contribution to <strong>USAID</strong>/<strong>Zambia</strong>‘s Assistance Objectives.<br />
V. Guidelines on Cross-sectoral Integration and Linkages<br />
VI.<br />
Guidelines on <strong>Nutrition</strong> Interventions<br />
– Individual prevention activities.<br />
– Population-based nutrition service delivery activities.<br />
– Enabling environment and capacity development.<br />
VII. Guidelines on Targeted Assistance<br />
– Need for targeted assistance and/or further situational analysis.<br />
– Types, benefits, costs, and feasibility of targeting options.<br />
– Promising practices in targeted assistance.<br />
VIII. References<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 55
56 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
ANNEX B. PERSONS CONTACTED<br />
U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT<br />
Malia Boggs, Technical Advisor, <strong>Nutrition</strong> Division<br />
James Hazen, Technical Advisor, <strong>Nutrition</strong> Division (Note: He will be out of the country<br />
during informant interviews, but has offered to communicate with the team by email if needed.)<br />
Roy Miller, Washington Bureau for Africa, Sustainable Development<br />
IYCN ZAMBIA<br />
Kali Erickson<br />
PATH<br />
Denise Lionetti, Project Director, Infant and Young Child <strong>Nutrition</strong><br />
Altrena Mukuria, Country Program Specialist<br />
Tom Schaetzel<br />
THE WORLD BANK<br />
Richard Seifman<br />
Jessica Tilahun, Research and Program Coordinator, Monitoring and Evaluation Specialist<br />
FANTA-2<br />
Monica Woldt, MCHN Advisor<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 57
KEY INFORMANT INTERVIEW SCHEDULE<br />
1.395 <strong>Zambia</strong> <strong>Integrated</strong> <strong>Nutrition</strong> <strong>Framework</strong> Development<br />
Time Contact Affiliation<br />
8:30<br />
9:30–<br />
11:00<br />
Richard<br />
Seifman<br />
World Bank<br />
Interview<br />
Location<br />
Monday, October 18<br />
Starbucks near<br />
World Bank- call<br />
when you arrive<br />
at World Bank<br />
Notes<br />
Prefers to meet outside the<br />
Bank to avoid security process.<br />
Erika Lutz GH Tech GH Tech GH Tech Orientation Meeting<br />
12:30<br />
3:00<br />
4:30<br />
10:00<br />
Roy Miller<br />
<strong>USAID</strong>/W<br />
Bureau for<br />
Africa/ SD<br />
Malia Boggs <strong>USAID</strong>/ W/<br />
GH/ HIDN/<br />
NUT<br />
Jessica<br />
Tilahun<br />
Denise<br />
Lionetti,<br />
Tom<br />
Schaetzel,<br />
Altrena<br />
Mukuria<br />
Global Food<br />
and <strong>Nutrition</strong>,<br />
Inc.<br />
PATH/ IYCN<br />
RRB 3.7.1<br />
RRB 3.7.1<br />
TBD<br />
PATH/ IYCN<br />
12:00 Kali Erickson IYCN <strong>Zambia</strong> GH Tech<br />
3:30<br />
Monica<br />
Woldt<br />
FANTA -2<br />
AED<br />
Call Roy or Kaitlyn Patierno<br />
for escort<br />
Tuesday, October 19<br />
2:35 PM— Flight departs Washington Dulles<br />
Wednesday, October 20<br />
58 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
ANNEX C. ZAMBIA NUTRITION FRAMEWORK<br />
Target<br />
groups<br />
Women of<br />
Reproductive<br />
Age (WRA )<br />
At risk Subgroups<br />
Food<br />
insecure<br />
households<br />
<strong>Nutrition</strong><br />
Problems<br />
Iron def.<br />
anemia<br />
High likelihood<br />
of other<br />
micronutrient<br />
deficiencies<br />
Immediate<br />
and<br />
Underlying<br />
Determinants<br />
Insufficient iron<br />
in diet<br />
Lack of dietary<br />
diversity<br />
Low intake of<br />
animal source<br />
foods (protein,<br />
zinc, iron<br />
calcium, B12)<br />
Interventions Indicators GRZ Programs<br />
Essential <strong>Nutrition</strong><br />
Actions<br />
Increase quality<br />
and quantity of<br />
diet through food<br />
and nutrition security<br />
pack and other<br />
agriculture actions<br />
Lighten women‘s<br />
labor burdens<br />
through access to<br />
technology for food<br />
production,<br />
harvesting,<br />
processing and<br />
preservation<br />
Women‘s<br />
Dietary<br />
Diversity as a<br />
measure of<br />
micronutrient<br />
adequacy<br />
BMI<br />
—National<br />
Agriculture Policy<br />
—National Food<br />
and <strong>Nutrition</strong><br />
Policy and<br />
Implementation<br />
Plan<br />
◦National <strong>Nutrition</strong><br />
Strategy in process<br />
—New<br />
Community Health<br />
Worker Strategy<br />
—Essential<br />
<strong>Nutrition</strong> Package<br />
of Care in the<br />
Health Sector<br />
Partner<br />
support<br />
ZISSP :<br />
strengthening<br />
health and<br />
nutrition<br />
services at<br />
health facilities<br />
and community<br />
level<br />
BCC<br />
WVI<br />
Gaps<br />
No systematic<br />
way of<br />
working with<br />
women‘s<br />
groups or<br />
providing<br />
micro-credit<br />
<strong>Nutrition</strong> care<br />
and support in<br />
health care<br />
systems<br />
inadequate<br />
(poor M & E)<br />
Promotion of<br />
adequate birth<br />
spacing<br />
Pregnant<br />
Women<br />
Underweight<br />
women<br />
Pregnant<br />
adolescents<br />
Food<br />
insecure<br />
households<br />
(BMI < 18.5)<br />
Maternal<br />
mortality ratio<br />
(MMR) 591<br />
Anemia<br />
Same as above<br />
Antenatal care,<br />
micronutrient<br />
supplementation and<br />
other preventive and<br />
curative health and<br />
nutrition services<br />
Women‘s<br />
Dietary<br />
Diversity as a<br />
measure of<br />
micronutrient<br />
adequacy<br />
BMI<br />
Weight gain<br />
MCH<br />
Iron/folate<br />
supplementation<br />
CARMMA<br />
Use of BMI<br />
for targeting<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 59
Target<br />
groups<br />
At risk Subgroups<br />
<strong>Nutrition</strong><br />
Problems<br />
Immediate<br />
and<br />
Underlying<br />
Determinants<br />
Interventions Indicators GRZ Programs<br />
Birthweights<br />
Partner<br />
support<br />
Gaps<br />
Day time rest<br />
Adequacy of<br />
food intake<br />
Lactating<br />
women<br />
Newborns<br />
Food<br />
insecure<br />
households<br />
Low<br />
birthweight<br />
Target<br />
groups<br />
At risk Subgroups<br />
<strong>Nutrition</strong><br />
Problems<br />
Immediate<br />
and<br />
Underlying<br />
Determinants<br />
Interventions Indicators GRZ Programs<br />
Partner<br />
support<br />
Gaps<br />
starting at 6<br />
months<br />
Children of<br />
HIV+<br />
mothers<br />
death at this<br />
age, especially<br />
if undernourished<br />
of dietary<br />
diversity<br />
Behavior change<br />
services targeted to<br />
caregivers/families/<br />
communities for<br />
adequate<br />
complementary<br />
feeding practices<br />
consuming at<br />
least 3 foods<br />
at last meals<br />
Child feeding<br />
adequacy<br />
score<br />
Adolescent<br />
girls<br />
In-school<br />
girls, plus<br />
out-of-school<br />
girls from<br />
food insecure<br />
households<br />
Iron deficiency<br />
anemia<br />
Lack of dietary<br />
diversity<br />
Increase<br />
nutritional<br />
requirement<br />
Behavior change<br />
services targeted to<br />
adolescent girls and<br />
their families to<br />
assure adequate<br />
micronutrient intake,<br />
plus counseling on<br />
reproductive health,<br />
women‘s rights and<br />
infant requirements<br />
BMI<br />
SHN for ―in<br />
school‖<br />
adolescents in<br />
selected schools<br />
Education for all<br />
policy<br />
No program<br />
at present for<br />
out of school<br />
adolescent<br />
girls who are<br />
most<br />
vulnerable<br />
Rural poor<br />
farming<br />
households<br />
Food<br />
insecure<br />
households<br />
HIV affected<br />
households<br />
High stunting<br />
among<br />
children<br />
resulting<br />
from<br />
combination<br />
of inadequate<br />
food intake,<br />
inadequate<br />
dietary<br />
diversity and<br />
infection,<br />
resulting in<br />
part from<br />
hygiene and<br />
Lack of land<br />
and/or<br />
agricultural<br />
inputs<br />
Lack of<br />
adequate<br />
formal<br />
education<br />
Household<br />
food insecurity,<br />
inadequate<br />
caring<br />
practices,<br />
inadequate<br />
Food and nutrition<br />
security pack<br />
Upgraded CHW<br />
training program<br />
with intensified<br />
counseling<br />
responsibilities<br />
Incorporation of<br />
WASH activities in<br />
health sector<br />
services<br />
Number of<br />
meals per<br />
day<br />
water<br />
quality<br />
testing<br />
Behavior<br />
change<br />
adoption<br />
Resilience<br />
% reduction<br />
CAADP<br />
Compact<br />
MACO including<br />
FRA<br />
GART<br />
CDT<br />
ZEGA<br />
ACF<br />
GRZ/MCDSS<br />
FAO<br />
Norwegian<br />
Embassy<br />
JICA<br />
<strong>USAID</strong> -<br />
PROFIT<br />
MATEP<br />
FSRP<br />
Land ‗O‘Lakes<br />
ZATAC<br />
ZACA<br />
ACF<br />
Micro-credit<br />
schemes<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 61
Target<br />
groups<br />
At risk Subgroups<br />
Urban poor Children<br />
who are not<br />
breastfed<br />
Children not<br />
fed<br />
complement<br />
ary foods<br />
starting at 6<br />
months<br />
Children of<br />
HIV+<br />
mothers<br />
<strong>Nutrition</strong><br />
Problems<br />
sanitation<br />
problems<br />
low BMI for<br />
women<br />
High risk of<br />
infections and<br />
wasting<br />
High<br />
mortality<br />
Immediate<br />
and<br />
Underlying<br />
Determinants<br />
health facilities,<br />
poor hygiene<br />
and sanitation<br />
Food insecurity<br />
(poor quality<br />
and quantity)<br />
Unsafe water<br />
sources<br />
Lack of user<br />
fees for health<br />
facility<br />
attendance<br />
Lack of<br />
adequate<br />
education for<br />
mothers<br />
lack of<br />
information<br />
systems<br />
Interventions Indicators GRZ Programs<br />
Urban agriculture<br />
Cash transfer<br />
improved water<br />
supplies<br />
<strong>Nutrition</strong><br />
education and<br />
health promotion<br />
income generating<br />
activities<br />
micro-credit<br />
schemes<br />
in diarrhea<br />
prevalence<br />
Number and<br />
types of<br />
communicati<br />
on materials<br />
available<br />
Number of<br />
meals per<br />
day<br />
water<br />
quality<br />
testing<br />
Behavior<br />
change<br />
adoption<br />
Resilience<br />
% reduction<br />
in diarrhea<br />
prevalence<br />
number and<br />
types of<br />
communicati<br />
on materials<br />
available<br />
DFID-supported<br />
Social Cash<br />
Transfer program<br />
Partner<br />
support<br />
C-FAARM<br />
WFP –<br />
SPLASH card<br />
Gaps<br />
Land for<br />
urban<br />
agriculture –<br />
to be<br />
negotiated<br />
with local<br />
councils<br />
Farming<br />
groups or<br />
associations<br />
62 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
Target<br />
groups<br />
At risk Subgroups<br />
<strong>Nutrition</strong><br />
Problems<br />
Immediate<br />
and<br />
Underlying<br />
Determinants<br />
Interventions Indicators GRZ Programs<br />
Partner<br />
support<br />
Gaps<br />
HIVaffected<br />
households<br />
Children<br />
who are not<br />
breastfed<br />
Children not<br />
fed<br />
complement<br />
ary foods<br />
starting at 6<br />
months<br />
Stunting,<br />
underweight,<br />
wasting<br />
Micronutrien<br />
t deficiencies<br />
Food insecurity<br />
Dietary<br />
monotony<br />
lack of<br />
agricultural<br />
labor<br />
Behavior change<br />
services targeted to<br />
caregivers/families/<br />
communities for<br />
adequate<br />
complementary<br />
feeding practices<br />
food<br />
security<br />
BMI for<br />
affected<br />
women and<br />
men<br />
Stunting for<br />
children<br />
NAC, NFNC,<br />
MOH<br />
UNAIDS<br />
CDC, <strong>USAID</strong><br />
Children of<br />
HIV+<br />
mothers<br />
HIV+ adults<br />
with severe<br />
and<br />
moderate<br />
acute<br />
malnutrition<br />
diversity and<br />
frequency of<br />
infant and<br />
child feeding<br />
consistence<br />
of<br />
complement<br />
ary feeds<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 63
64 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
ANNEX D. STUNTING IN ZAMBIA: CAUSES, CONSTRAINTS AND PROPOSED STRATEGIES<br />
AND INTERVENTIONS<br />
Household Food Insecurity<br />
Inadequate Health Facilities, Water and<br />
Sanitation<br />
Inadequate Caring Practices<br />
Causes<br />
Continual or episodic lack of<br />
sufficient food in the household to<br />
meet dietary needs of family<br />
members, especially those with<br />
high nutrient needs: children<br />
under 2 years and pregnant and<br />
lactating women, and adolescent<br />
girls<br />
Frequent illnesses, including chronic<br />
high incidence of gastro-intestinal<br />
infections in children (diarrhea,<br />
parasites, etc.) caused by lack of<br />
sanitation in household<br />
Women and men lack<br />
understanding of importance of<br />
nutrition and optimal infant and<br />
young child feeding practices<br />
(adequate caloric and nutrient<br />
density and frequency of<br />
feeding, etc.)<br />
Multiple micronutrient deficiencies<br />
Constraints<br />
Low productivity and production<br />
of staple crops, other crop types,<br />
fruits and vegetables<br />
Seasonal shortages<br />
In some areas and seasons<br />
monotonous diets based on low<br />
value carbohydrates (nshima,<br />
cassava, etc.)<br />
Lack of sufficient income to<br />
purchase needed food<br />
Women‘s decision making limited<br />
concerning agricultural and other<br />
household resources<br />
Micronutrient rich foods are not<br />
appreciated and grown in sufficient<br />
quantities and variety<br />
Water sources often far in rural areas<br />
& may be poor quality, so water for<br />
hygienic practices is constrained<br />
(limited water quantities encourage<br />
recycling and therefore contamination)<br />
Inadequate sanitation facilities in rural<br />
and poor urban areas<br />
Health facilities are often far away and<br />
transport is expensive or non-existent<br />
resulting in visits for health care only<br />
for acute illness<br />
Poor attitude of health workers<br />
Mothers have limited time for child<br />
care due to high work loads in food<br />
production, processing and<br />
preparation<br />
<strong>Nutrition</strong> information and<br />
education not reaching rural<br />
families<br />
Illiteracy among women*<br />
Limited time for practicing<br />
recommended child feeding<br />
behaviors<br />
Materials and capacity for<br />
nutrition messages inadequate<br />
for reaching target groups<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 65
Household Food Insecurity<br />
Inadequate Health Facilities, Water and<br />
Sanitation<br />
Inadequate Caring Practices<br />
High cost of foods especially<br />
animal source foods<br />
Limited utilization of wild<br />
biodiversity<br />
Inadequate knowledge of<br />
recommended feeding practices and<br />
care for sick children<br />
Inadequate knowledge and practice of<br />
good hygiene<br />
Strategies<br />
Work with agricultural agents and<br />
programs to improve quality and<br />
quantity of diet through increasing<br />
production of diverse crops and<br />
availability of nutritious food<br />
Increase extension and veterinary<br />
services to farmers to promote<br />
more large and small livestock and<br />
fisheries and consumption by<br />
family members of dairy and other<br />
animal products<br />
Use rural radio to disseminate<br />
messages about nutrient dense<br />
food commodities and dietary<br />
diversity<br />
Use rural radio to disseminate<br />
sanitation and hygiene messages<br />
Increase knowledge and skills of<br />
community health workers to convey<br />
disease prevention, sanitation and<br />
hygiene messages<br />
Increase investments in safe water<br />
provision and improved sanitation<br />
facilities<br />
Strengthen application of<br />
Essential <strong>Nutrition</strong> Actions<br />
(ENA) within the health system<br />
Support community health<br />
workers to expand community<br />
nutrition programs, including<br />
growth monitoring and<br />
promotion<br />
Develop and diffuse labor<br />
saving technologies for food<br />
processing and preparation<br />
Use rural radio to disseminate<br />
messages to parents on infant<br />
and young child nutrition as<br />
well as the importance of good<br />
nutrition for pregnant and<br />
lactating women<br />
66 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
Household Food Insecurity<br />
Inadequate Health Facilities, Water and<br />
Sanitation<br />
Inadequate Caring Practices<br />
Strategies<br />
Work with agricultural agents and<br />
programs to improve quality and<br />
quantity of diet through increasing<br />
production of diverse crops and<br />
availability of nutritious food<br />
Increase extension and veterinary<br />
services to farmers to promote<br />
more large and small livestock and<br />
fisheries and consumption by<br />
family members of dairy and other<br />
animal products<br />
Use rural radio to disseminate<br />
messages about nutrient dense<br />
food commodities & dietary<br />
diversity<br />
Use rural radio to disseminate<br />
sanitation & hygiene messages<br />
Increase knowledge and skills of<br />
community health workers to convey<br />
disease prevention, sanitation and<br />
hygiene messages<br />
Increase investments in safe water<br />
provision and improved sanitation<br />
facilities<br />
Strengthen application of<br />
Essential <strong>Nutrition</strong> Actions<br />
(ENA) within the health system<br />
Support community health<br />
workers to expand community<br />
nutrition programs, including<br />
growth monitoring and<br />
promotion<br />
Develop and diffuse labor<br />
saving technologies for food<br />
processing and preparation<br />
Use rural radio to disseminate<br />
messages to parents on infant<br />
& young child nutrition as well<br />
as the importance of good<br />
nutrition for pregnant &<br />
lactating women<br />
*Education and wealth are both inversely related to stunting levels. Stunting decreases with increasing levels of mother‘s education. For<br />
example, ZDHS 2007 data show that children born to mothers with primary level education are more likely to be stunted (49%) than<br />
children born to mothers with more than secondary education (21%).<br />
<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 67
68 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW
For more information, please visit:<br />
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Global Health Technical Assistance Project<br />
1250 Eye St., NW, Suite 1100<br />
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Tel: (202) 521-1900<br />
Fax: (202) 521-1901<br />
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