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<strong>USAID</strong>/ZAMBIA: INTEGRATED<br />

NUTRITION INVESTMENT<br />

FRAMEWORK<br />

OVERVIEW<br />

MARCH 2011<br />

This publication was produced for review by the United States Agency for International Development.<br />

It was prepared by Dorothy Nthani, Jim Levinson, Kayoya Masuhwa, and Mellen Tanamaly through the<br />

Global Health Technical Assistance Project.


<strong>USAID</strong>/ZAMBIA: INTEGRATED<br />

NUTRITION INVESTMENT<br />

FRAMEWORK<br />

OVERVIEW<br />

DISCLAIMER<br />

The authors‘ views expressed in this publication do not necessarily reflect the views of the<br />

United States Agency for International Development or the United States Government.


This document (Report No. 11-01-395-2) is available in printed or online versions. Online<br />

documents can be located in the GH Tech website library at resources.ghtechproject.net<br />

Documents are also made available through the Development Experience Clearing House<br />

(www.dec.org). Additional information can be obtained from:<br />

The Global Health Technical Assistance Project<br />

1250 Eye St., NW, Suite 1100<br />

Washington, DC 20005<br />

Tel: (202) 521-1900<br />

Fax: (202) 521-1901<br />

info@ghtechproject.com<br />

This document was submitted by The QED Group, LLC, with CAMRIS International and Social<br />

& Scientific Systems, Inc., to the United States Agency for International Development under<br />

<strong>USAID</strong> Contract No. GHS-I-00-05-00005-00.


CONTENTS<br />

ACRONYMS ........................................................................................................... iii<br />

1. EXECUTIVE SUMMARY .................................................................................. 1<br />

2. INTRODUCTION ............................................................................................. 3<br />

2.1. Purpose ................................................................................................................................. 3<br />

2.2. Methodology ....................................................................................................................... 3<br />

3. SITUATIONAL ANALYSIS ............................................................................. 5<br />

3.1. Overall Status and Progress in <strong>Nutrition</strong>—Including Feasibility of Achieving<br />

Targets Including Those in the Relevant Millennium Development<br />

Goals (MDG) ...................................................................................................................... 5<br />

3.2. Sector-specific Status Pertinent to <strong>Nutrition</strong>, Progress and Gaps, Including<br />

Efforts of the GRZ, the USG and other donors ....................................................... 14<br />

3.3. Issues of Particular Concern .......................................................................................... 28<br />

4. RE-POSITIONING NUTRITION AND FOOD SECURITY ....................... 33<br />

4.1. Suggested Approaches for <strong>Nutrition</strong> and Health Service Delivery ...................... 33<br />

4.2. Suggested Approaches for Household Food and <strong>Nutrition</strong> Security<br />

Interventions ..................................................................................................................... 34<br />

4.3. Suggested R&D Approaches for Urban <strong>Nutrition</strong> Challenges ............................... 36<br />

5. SUGGESTED APPROACHES TO INSTITUTION BUILDING, SYSTEMS<br />

STRENGTHENING, CAPACITY BUILDING AND ADVOCACY ............ 39<br />

5.1. Community Health Workers <strong>Nutrition</strong> Training and Roll-Out ............................ 39<br />

5.2. Support the Start-up and Development of the New BSc in Human <strong>Nutrition</strong> at<br />

University of <strong>Zambia</strong>, Faculty of Agriculture ............................................................. 39<br />

5.3. Reinforce and Strengthen the <strong>Nutrition</strong> Diploma Program at the Natural<br />

Resources Development College (NRDC) ................................................................ 40<br />

5.4. Support and Upgrade MACO Extension Agents to Assist Farmers Achieve<br />

Food and <strong>Nutrition</strong> Security ......................................................................................... 40<br />

5.5. <strong>Nutrition</strong> Advocacy ......................................................................................................... 41<br />

ANNEXES<br />

ANNEX A. SCOPE OF WORK ........................................................................... 43<br />

ANNEX B. PERSONS CONTACTED ................................................................ 57<br />

ANNEX C. ZAMBIA NUTRITION FRAMEWORK .......................................... 59<br />

ANNEX D. STUNTING IN ZAMBIA: CAUSES, CONSTRAINTS AND<br />

PROPOSED STRATEGIES AND INTERVENTIONS .................. 65<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW<br />

i


TABLES<br />

Table 1. Rates of Stunting, Wasting and Underweight Among Children<br />

Under Age 5; Low Body Mass Index Among Women of<br />

Reproductive Age; and Infant and Young Child Feeding<br />

Practices by Province (ZDHS 2007) ..................................................... 6<br />

Table 2. <strong>Nutrition</strong> Indicators for Children Under 5 Years of Age in<br />

<strong>Zambia</strong> 2002–2007 ................................................................................. 12<br />

Table 3. Millennium Development Goals in <strong>Zambia</strong>: Targets and<br />

Indicators ................................................................................................ 13<br />

Table 4. Land and Population Distribution Across Farm Household Types .. 15<br />

Table 5. Essential <strong>Nutrition</strong> Actions ................................................................... 24<br />

Table 6. Number of <strong>Nutrition</strong>ists in Possession Various Certificates ............. 31<br />

FIGURES<br />

Figure 1: Causes of Stunting .................................................................................. 7<br />

ii<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


ACRONYMS<br />

AIDS<br />

ANC<br />

AO<br />

ART<br />

BCC<br />

BMI<br />

CAADP<br />

CARMMA<br />

CBGMP<br />

CHAZ<br />

CHV<br />

CHW<br />

COMACO<br />

CSO<br />

DFID<br />

ENA<br />

FP<br />

FTF<br />

FSP<br />

GHI<br />

GINA<br />

GMP<br />

GRZ<br />

HAART<br />

HEPS<br />

HFP<br />

HIV<br />

HMIS<br />

IEC<br />

IYCF<br />

IYCN<br />

MACO<br />

MCC<br />

MCDSS<br />

MDG<br />

MOE<br />

MOH<br />

NASF<br />

NDP<br />

Acquired immune deficiency syndrome<br />

Antenatal care<br />

Assistance objective<br />

Antiretroviral therapy<br />

Behavior change communication<br />

Body mass index<br />

Comprehensive Africa Agriculture Development Program<br />

Campaign for Accelerated Reduction of Maternal Mortality<br />

Community-based growth monitoring and promotion<br />

Churches Health Association of <strong>Zambia</strong><br />

Community health volunteer<br />

Community health worker<br />

Community markets for conservation<br />

Central Statistical Office<br />

Department for International Development<br />

Essential <strong>Nutrition</strong> Actions<br />

Family planning<br />

Feed the Future<br />

Food Security Pack<br />

Global Health Initiative<br />

Gender-informed nutrition agriculture<br />

Growth monitoring and promotion<br />

Government of the Republic of <strong>Zambia</strong><br />

Highly active antiretroviral therapy<br />

High energy protein supplement<br />

Homestead food production<br />

Human immunodeficiency virus<br />

Health management information system<br />

Information education communication<br />

Infant and young child feeding<br />

Infant and young child nutrition<br />

Ministry of Agriculture and Cooperatives<br />

Millennium Challenge Corporation<br />

Ministry of Community Development and Social Security<br />

Millennium Development Goal<br />

Ministry of Education<br />

Ministry of Health<br />

National AIDS Strategic <strong>Framework</strong><br />

National Development Plan<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW<br />

iii


NFNC<br />

NGO<br />

NHSP<br />

NRDC<br />

OVC<br />

PEPFAR<br />

PMTCT<br />

PLHIV<br />

R&D<br />

RTEF<br />

RUTF<br />

SADC<br />

SNDP<br />

STI<br />

UNICEF<br />

<strong>USAID</strong><br />

USG<br />

VCT<br />

WASH<br />

National Food and <strong>Nutrition</strong> Commission<br />

Non-governmental organization<br />

National Health Strategic Plan<br />

Natural Resources Development College<br />

Orphans and vulnerable children<br />

President‘s Emergency Plan for AIDS Relief<br />

Prevention of mother-to-child transmission of HIV<br />

People living with HIV<br />

Research and development<br />

Ready-to-eat food<br />

Ready-to-use therapeutic food<br />

Southern Africa Development Community<br />

Sixth National Development Plan<br />

Sexually transmitted infections<br />

United Nations Children‘s Fund<br />

United States Agency for International Development<br />

United States Government<br />

Voluntary counseling and testing<br />

Water, sanitation, and hygiene<br />

iv<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


1. EXECUTIVE SUMMARY<br />

While the Government of the Republic of <strong>Zambia</strong> (GRZ) and its partners have achieved some<br />

success in addressing malnutrition in the country, the principal problems of protein-energy<br />

malnutrition and iron-deficiency anemia have yet to be systematically addressed. The successes<br />

are clear: Twice annual Child Health Weeks, organized by the Ministry of Health (MOH),<br />

provide 80% of children under age 5 with semi-annual Vitamin A supplements and de-worming<br />

medication; most imported salt is now iodized; and sugar for domestic consumption is fortified<br />

with Vitamin A. Yet the country continues to suffer from some of the most serious young child<br />

nutritional stunting in the world, at 45%. Further, malnutrition is an underlying cause in a<br />

conservative estimate of 35% of under-5 child deaths, resulting in an estimated 10% loss in<br />

lifetime earnings and a minimum of 2–3% loss in gross domestic product. 1 Thus, the case for<br />

improved nutrition is unquestioned. In the presence of pervasive rural poverty, addressing<br />

malnutrition will require not only the provision of effective nutrition and health services, both at<br />

community and facility level, but also a serious effort to address problems of household food<br />

insecurity by increasing the resilience of small-holder farming households.<br />

<strong>Nutrition</strong>al stunting among children aged 0–24 months is the primary malnutrition issue. The<br />

determinants of stunting are sufficiently cross-sectoral that stunting levels could well serve as an<br />

indicator of overall development. And the effectiveness of robust nutrition and food security<br />

interventions to reduce stunting may be constrained by an unsafe water supply or inadequate<br />

female education. It should also be noted that it will be difficult to reduce stunting significantly<br />

without increased attention to maternal malnutrition and low birthweight issues, which<br />

currently receive minimal attention at the community level.<br />

Household food insecurity is the most important determinant of malnutrition in <strong>Zambia</strong>. Unlike<br />

many Latin American countries, where young child and maternal malnutrition have been<br />

reduced significantly through behavioral change communications (BCC) alone, household food<br />

insecurity in <strong>Zambia</strong> is too serious to permit many needed changes in food consumption-related<br />

behaviors without first increasing household access to food.<br />

Food insecurity; under-nutrition; poor educational performance; infant, child and maternal<br />

mortality; high mortality from infectious diseases; low labor productivity and low life expectancy<br />

are all interconnected and preventable.<br />

Accordingly, this strategy suggests a two-pronged approach by (1) giving equal attention to<br />

improved nutrition services at the community and facility levels, with a strengthened cadre of<br />

community health workers (CHW) and improved package of behavioral change communication<br />

materials available through the Infant and Young Child Feeding (IYCF) initiative and the MOH;<br />

and (2) a cost-effective agricultural production package designed to increase the resilience of<br />

targeted small-holder households. The program will intensify both approaches in targeted areas<br />

where they are best implemented together. And particular attention is given to the need for a<br />

coordinated nutrition-related BCC strategy that involves mutually reinforced messages provided<br />

by (1) CHWs, health volunteers and facility staff, (2) MACO extension agents and (3)<br />

community radio.<br />

1 The Lancet‘s Series on Maternal and Child Undernutrition, January 2008.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 1


The strategy also:<br />

Seeks to address malnutrition-associated diarrheal infection through the integration of<br />

water, sanitation, and hygiene (WASH) initiatives into health and HIV programming—<br />

designed to protect vulnerable mothers, children and the HIV+ population.<br />

Suggests research and development (R&D) on urban gardening and possible local production<br />

and commercialization of complementary and related foods in urban areas.<br />

Identifies in-school and out-of-school youth as potentially important targets for integrated<br />

efforts at pregnancy and HIV prevention; gender equity counseling; skill training and<br />

nutrition (reducing anemia in pregnancy through adolescent iron-folate supplementation).<br />

The program also suggests capacity building and institutional strengthening in the areas of CHW<br />

training and roll-out, where particular opportunities exist for donor collaboration to strengthen<br />

efforts by the MOH and the National Food and <strong>Nutrition</strong> Commission (NFNC); in strengthening<br />

agricultural extension staff in the Ministry of Agriculture and Cooperatives (MACO) and<br />

extending their mandate to include the provision of key nutrition messages; in upgrading<br />

professional nutrition training at the University of <strong>Zambia</strong> and at the Natural Resources<br />

Development College (NRDC); and in facilitating a much-needed and well-championed nutrition<br />

advocacy initiative.<br />

2 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


2. INTRODUCTION<br />

2.1. PURPOSE<br />

<strong>USAID</strong>/<strong>Zambia</strong> hired a team of consultants to develop an integrated nutrition framework in<br />

order to provide a clear roadmap for short- and long-term investments (including potential new<br />

procurement needs), to demonstrate a commitment to a <strong>Zambia</strong>-led process and plan, and to<br />

work collaboratively with other partners and stakeholders.<br />

―Based on a comprehensive and integrated strategic approach that addresses the multiple<br />

dimensions and causes of Undernutrition, this framework must aim to improve the nutritional<br />

status of <strong>Zambia</strong>ns, targeting women and children under age 2. It must also link the<br />

contributions of <strong>USAID</strong>/<strong>Zambia</strong>‘s economic growth, education, health, HIV/AIDS, and<br />

humanitarian assistance programs. Additionally, this framework must incorporate the principles<br />

and leverage the resources of the Food for Peace (FFP) program, Global Hunger and Food<br />

Security Initiative (GHFSI), Global Health Initiative (GHI), and President‘s Emergency Plan for<br />

AIDS Relief (PEPFAR).‖<br />

2.2. METHODOLOGY<br />

The consultant team reviewed background documents provided by <strong>USAID</strong>/<strong>Zambia</strong>, interviewed<br />

key informants in <strong>Zambia</strong> and Washington, D.C., and met with <strong>USAID</strong>/<strong>Zambia</strong> leadership and<br />

technical teams on several occasions (See Annex C). The team held a planning meeting on<br />

October 22–23 and worked collectively and individually in Lusaka through November 14, 2010.<br />

They then conducted site visits to health facilities and agricultural programs in other provinces.<br />

The team held a preliminary debriefing with key <strong>USAID</strong>/<strong>Zambia</strong> and other U.S. Government<br />

(USG) staff and then debriefed the <strong>USAID</strong>/<strong>Zambia</strong> Mission Director, Deputy Mission Director<br />

and Health, Economic Growth and HIV technical staff on their final day in country.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 3


4 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


3. SITUATIONAL ANALYSIS<br />

This situational analysis focuses on women of reproductive age and children under age 2 as they<br />

are at high risk for malnutrition and suffer its most serious consequences. In <strong>Zambia</strong>, the rural<br />

poor, mainly farmers with small agricultural holdings, comprise the majority of the food and<br />

nutrition insecure. However, many poor urban households also struggle to satisfy their dietary<br />

needs. In addition, people living with HIV (PLHIV), orphans and vulnerable children (OVC) and<br />

out-of-school adolescents present nutritional challenges that are discussed below.<br />

3.1. OVERALL STATUS AND PROGRESS IN NUTRITION—<br />

INCLUDING FEASIBILITY OF ACHIEVING TARGETS INCLUDING<br />

THOSE IN THE RELEVANT MILLENNIUM DEVELOPMENT GOALS<br />

(MDG)<br />

The population of <strong>Zambia</strong> is estimated at 12.5 million with an average population growth rate of<br />

2.4%. The burden of disease in <strong>Zambia</strong> is serious and communicable diseases such as HIV/AIDS,<br />

tuberculosis and malaria are highly prevalent. Maternal and child health indicators reveal that<br />

while some progress has been made in recent years, much remains to be done to improve the<br />

quality of life for <strong>Zambia</strong>n families. Poor nutrition status among children is both the result of the<br />

high infectious disease burden and a contributor to the unacceptable high rates of maternal and<br />

child mortality. Without adequate nutrition in the first two years of life, a child‘s physical and<br />

mental development is compromised irreversibly.<br />

Primary Target Groups and Status<br />

Children Under Age 2<br />

Stunting remains the most common nutritional disorder that affects children in <strong>Zambia</strong>. Fortyfive<br />

percent of children under age 5 are stunted/chronically malnourished (the sub-Saharan<br />

Africa average is 42%) and 21% are severely stunted. 2 Stunting prevalence rates have decreased<br />

since 2001–2002 when 53% of children under age 5 were stunted; but there has been no period<br />

of significant progress since the years preceding 1992 when stunting prevalence was reduced to<br />

46%. 3 In <strong>Zambia</strong>, low height/age peaks at 18–23 months when 58.9% of children are below -2SD<br />

(moderately or severely stunted). Stunting is inversely related to household wealth, although<br />

stunting is high in all wealth quintiles (48 and 33.2% in the lowest and highest quintiles<br />

respectively). The 2009 National <strong>Nutrition</strong> Surveillance System (NNSS) Report, issued by the<br />

National Food and Nutriton Commission (NFNC), found overall under age 5 stunting<br />

prevalence in <strong>Zambia</strong> to be 49.7%. 4 In particular, Mwinilunga, Mansa, Mbala, Chinsali, Lundazi,<br />

Chipata, Mumbwa, Chongwe, Chingola and Kalomo Districts recorded stunting in children<br />

under 5 years well above 50%. Although the NNSS uses a different sampling method than the<br />

ZDHS, these recent findings are cause for serious concern.<br />

Male children (48%) are more likely to be stunted than female children (42%), while more rural<br />

children are stunted (48%) than urban children (39%). Provincial variation in nutritional status of<br />

children is substantial, with stunting prevalence highest in Luapula province (56%) and lowest in<br />

Western and Southern provinces (36% each).<br />

2 While the child nutrition target of this strategic framework is children under age 2, most data collected<br />

in the country to date, including ZDHS data reports on children under age 5.<br />

3 DHS, 1992.<br />

4 National <strong>Nutrition</strong> Surveillance System Report: Key Indicators by District, 2009. National Food and<br />

<strong>Nutrition</strong> Commission.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 5


The prevalence of wasting (low weight for height) among children under age 5 has remained relatively constant at approximately 5%<br />

over the past three ZHDS surveys (1992, 1996, and 2001–02). However, the results of the 2007 ZDHS show notable improvement in<br />

nutritional status of children as measured by weight-for-age: from 23% underweight in 2001–2002 to 14.6% in 2007. 5<br />

Stunting is also inversely related to a mother‘s education. DHS data indicate that children born to mothers with no education are more<br />

likely to be stunted (44.6%) compared to those children born to mothers with a secondary education (38.6%). 6<br />

Table 1. Rates of Stunting, Wasting and Underweight Among Children Under Age 5; Low Body Mass Index Among<br />

Women of Reproductive Age; and Infant and Young Child Feeding Practices by Province (ZDHS 2007)<br />

Province<br />

Children


Infant and young child feeding practices are an important determinant of nutritional status.<br />

Among the most important are early initiation and exclusive breastfeeding until age 6 months,<br />

followed by the addition of appropriate complementary foods alongside breast milk from age 6<br />

months to at least 24 months. In <strong>Zambia</strong>, nearly all infants are breastfed, but the median<br />

duration of exclusive breastfeeding at the national level is only 3 months, and only slightly more<br />

than half (56.5%) of newborns are breastfed within one hour of birth. The lowest median<br />

duration of exclusive breastfeeding is found in Eastern, Luapula, Northern, and Northwestern<br />

provinces—areas where child malnutrition levels also are highest.<br />

Most stunting occurs during the first two years of life, at which time children have a particularly<br />

high demand for nutrients, but face serious limitations in the quality and quantity of their diets<br />

usually beginning at the age of 4 to 6 months. Inadequate complementary feeding is common in<br />

<strong>Zambia</strong>, with low nutrient density foods being the norm and with little consumption of animal<br />

protein by children in low-income households. Using dietary diversity as a measure, the 2007<br />

DHS survey found that only 25% of children aged 6–23 months receive a minimally acceptable<br />

diet. 7<br />

Infectious diseases—particularly diarrhea, malaria and respiratory illness—are also critically<br />

important determinants of stunting and common in the 6–23 month age group. Indeed, suboptimal<br />

feeding practices and a high prevalence of illness and infection make children more<br />

vulnerable to growth faltering and malnutrition in the first two years of life than at any other<br />

time in the life cycle.<br />

The 2007 ZDHS indicates that 41% of households have access to improved sources of water<br />

and that 25% of households have no toilet facilities.<br />

Figure 1: Causes of Stunting<br />

7 <strong>Zambia</strong> DHS 2007, page 172.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 7


Reproductive Age Women<br />

A woman‘s nutritional status is an important factor for her own quality of life as well as for the<br />

health of her children. In <strong>Zambia</strong>, an estimated 10% of women of reproductive age have a low<br />

Body Mass Index (BMI)—below 18.5—while an estimated 11% of infants are born with low<br />

birthweights. 8 A BMI under 18.5 usually implies particularly low caloric intake and/or particularly<br />

high caloric expenditure (arduous labor), and often also suggests that the woman was<br />

malnourished as a young child.<br />

The nutritional status of a woman before and during pregnancy is important for a healthy<br />

pregnancy outcome. Low maternal BMI is associated with intrauterine growth restriction.<br />

Birthweight, or ―perceived size at birth‖ relative to other newborns, is an important predictor<br />

of the subsequent growth of children—as well as of their likelihood of survival. Children<br />

reported to be of average size or larger at birth are less likely to be stunted than children<br />

reported to be small or very small at birth. (DHS data indicates that 44% of recently born<br />

children in <strong>Zambia</strong> who were reported to be average or larger at birth became stunted<br />

compared with 63% of children who were reported to be very small at birth.) Stunting also is<br />

slightly higher among children born less than 24 months apart than among first-born children or<br />

those with a longer birth interval.<br />

The IYCN Program notes the following with respect to women‘s nutrition status in <strong>Zambia</strong>:<br />

―Undernutrition is highest in adolescent girls compared to all other age groups of women,<br />

reflective in part of their lack of decision-making power. This high prevalence of women‘s<br />

malnutrition is related to a number of factors, particularly poverty, women‘s high burden of<br />

productive and reproductive tasks and lack of decision-making power and access to resources. 9<br />

A Ngoni and Chewa saying from the Eastern Province of <strong>Zambia</strong> states that ―A man should<br />

always be well fed.‖ This emphasizes that it‘s a woman‘s responsibility to ensure that the best<br />

and most nutritious food available is given to the men in the family, especially her husband.<br />

Similar information was found in a qualitative study in Luapula province, where women reported<br />

that they must ensure that men receive sufficient food, even if the woman is pregnant. 10 This<br />

results in inequitable food distribution within the household to the disadvantage of women. It<br />

should also be noted that if a woman fails to cook to the satisfaction of her husband and his<br />

family, he may divorce her, resulting in social and economic isolation for the woman. 11<br />

During pregnancy, women need to reduce their workload to ensure they maintain their health<br />

and that of the fetus, particularly to reduce the risk of low birthweight. However, this is virtually<br />

impossible, given women‘s many obligations in agricultural work and household chores, such as<br />

hauling water and firewood and caring for young children. Women in <strong>Zambia</strong> generally work<br />

twice as long as men: 12–13 hours each day, compared to 6–7 hours by men. 12 The study in<br />

Luapula noted above found that while women may know they should avoid working in the fields,<br />

carrying heavy loads and walking long distances when pregnant, they feel obligated to do so<br />

because of social pressure and lack of assistance from their husbands and other family<br />

8 Low birth weight (LBW) is defined by WHO as 3.0 kg than for infants between 2.5 and 3.0 kg. The percentage of infants born < 3.0 in <strong>Zambia</strong>, as in<br />

most developing countries, is likely to be more than double the official low birth weight percentage.<br />

9 Milimo et al, 2004, pp. ix-x.<br />

10 Goetz, G. 2000. Improving Household Food Security and <strong>Nutrition</strong> in the Luapula Valley, <strong>Zambia</strong>,<br />

Knowledge, Attitudes, Perceptions and Practices (KAPP), A Study on <strong>Nutrition</strong> of Children under Five<br />

Years and Pregnant and Lactating Women, <strong>Nutrition</strong> Program Service (ESNP), Food and <strong>Nutrition</strong><br />

Division, FAO, December 2000, p. 39.<br />

11 Milimo, Munachonga, Mushota, Nyangu and Pnga, 2004, p. 13.<br />

12 Milimo, et al. 2004, p. ix.<br />

8 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


members. 13 Some women emphasized the need to sensitize men to the need to help women in<br />

their work, especially when pregnant or lactating, but noted that men may fear others will laugh<br />

at them if they do. In addition, women‘s time constraints point to the need for time- and laborsaving<br />

technologies. Added to these burdens is the HIV crisis because (1) a higher proportion of<br />

women, compared to men, are infected because they lack control over their own sexuality and<br />

their bodies, and (2) healthy women must care for those who are sick in addition to their other<br />

daily tasks. Tuberculosis, which often occurs in connection with HIV infection in <strong>Zambia</strong>, is also<br />

a growing, serious health problem.‖ 14<br />

Micronutrient Status Among Young Children and Reproductive Age Women<br />

Data on micronutrient status in <strong>Zambia</strong> is less readily available, 15 but existing evidence indicates<br />

that micronutrient deficiencies continue to be prevalent, perhaps most importantly iron<br />

deficiency anemia.<br />

Anemia prevalence is 53% among children aged 6–59 months (2003) and 46.9% among pregnant<br />

women (1999); as many as 50% of women attending antennal clinics are affected. At least 50% of<br />

anemia is caused by inadequate iron intake; the major cause is low consumption of animal<br />

source foods, particularly in low-income households.<br />

Vitamin A deficiency has traditionally been a public health problem in <strong>Zambia</strong> due to inadequate<br />

dietary intake. A 1997 national survey showed a prevalence of Vitamin A deficiency of 65.7% and<br />

21.5% in women and children respectively. However, no surveys have been conducted since the<br />

MOH began distributing Vitamin A supplements during the twice-annual Child Health Weeks<br />

and since sugar fortification was introduced.<br />

Although no studies have been conducted on zinc deficiency in <strong>Zambia</strong>, there is evidence<br />

internationally of an association between the levels of absorbable zinc in the food supply (usually<br />

from animal sources) and the prevalence of stunting. Zinc is an essential nutrient for normal<br />

growth in children and vital for the immune system; even mild deficiency may increase the risk<br />

of infection. In <strong>Zambia</strong>, zinc deficiency may be an important contributing factor to stunting given<br />

evidence of low animal-source food consumption especially for young children, reliance on<br />

maize and other staples from which zinc is poorly absorbed, and frequent infections such as<br />

pneumonia and diarrhea, which cause significant zinc losses.<br />

Iodine deficiency disorder (IDD), once a common problem in <strong>Zambia</strong> with goiter prevalence at<br />

32% in 1993, has been greatly reduced as a result of imported salt that is now iodized. A 2002<br />

survey showed that the overall median urine iodine concentration had increased to 245 µg /l—a<br />

five-fold increase from 49µg/l in 1993. Only 4% of the population was considered to be at risk of<br />

mild to severe IDD in 2002. 16 However, routine monitoring of iodized salt consumption is<br />

needed.<br />

Other micronutrients of concern in maternal and child health include calcium, folic acid, and<br />

vitamin B12, nutrients that also will be assessed in the upcoming micronutrient survey.<br />

Food Insecure Households<br />

Food insecurity is the major underlying cause of malnutrition in <strong>Zambia</strong>. Only 36% of<br />

households in <strong>Zambia</strong> have been found to have ―enough food to eat,‖ while 19% of households<br />

13 Ibid, p. 39.<br />

14 IYCN report.<br />

15 Recognizing the shortcomings indicated here, UNICEF is planning both a national food consumption<br />

survey and a micronutrient survey.<br />

16 NFNC 2003, Iodine Deficiency Disorders (IDD) Impact Survey, Lusaka, <strong>Zambia</strong>.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 9


―seldom‖ or ―never‖ have enough to eat, categorized in <strong>Zambia</strong> as ―chronically food insecure.‖ 17<br />

This is consistent with data indicating that 64% of <strong>Zambia</strong>ns live below the international poverty<br />

line (Sub-Saharan average is 53%) and that 36.5% live in ―extreme poverty.‖ 18<br />

Food security exists when all people, at all times, have physical and economic access to sufficient<br />

safe and nutritious food to meet their dietary needs and food preferences for a healthy and<br />

active life. Some contributing factors to food insecurity in <strong>Zambia</strong> include seasonal fluctuations<br />

that limit access to sufficient food; an inadequate quantity of food to meet the energy needs of<br />

growing children and adolescents, pregnant and lactating women and working adults; limited<br />

dietary diversity to provide essential micro- and macro-nutrients needed for good health; and<br />

limited distribution of food stocks within the country to enable those who must purchase food<br />

to do so.<br />

Nearly half of the country‘s rural population (45%) consume less than 1,750 calories per day<br />

(food balance sheet calculation),19 20 and these families spend nearly 80% of their incomes<br />

on food.<br />

While extreme poverty is more common in rural areas of <strong>Zambia</strong>, evidence indicates that the<br />

poor in urban and semi-urban areas also face challenges obtaining sufficient food. An urban food<br />

consumption study conducted in 2007 found that the Total Food Security Index (more<br />

accurately a self-assessed food insecurity index) for those households in the lowest expenditure<br />

category was about double that of urban dwellers as a whole:21 in Lusaka 14.5 vs. 7.7; in Kitwe<br />

16.2 vs. 8.6; and in Kasama 9.9 vs. 6.6.22<br />

The same survey revealed that food budget shares among relatively poor households in the four<br />

sampled urban areas (Lusaka, Kitwe, Mansa, and Kasama) remain very high at 60–73%. Fixed<br />

expenditures for rent, utilities, transportation and other essentials leave little cushion for the<br />

very poor to avoid episodes of hunger. 23 At the same time, many urban dwellers live in crowded<br />

conditions in which poor access to safe water and adequate sanitation 24 significantly increase the<br />

risk of infection.<br />

In 2008 rising food and fuel prices and the subsequent global recession led to a sharp increase in<br />

child malnutrition rates, especially in urban areas. 25 Programs in urban areas that serve families<br />

with malnourished children, such as the urban food voucher program (SPLASH card) and<br />

therapeutic feeding programs for the acutely malnourished have high caseloads and increasing<br />

demand.<br />

17 National Food and <strong>Nutrition</strong> Commission. 2008.<br />

18 Rural poverty has declined from 92% in 1993 to 76.8% in 2006, but remains<br />

high relative to other sub-Saharan African countries.<br />

19<br />

FAO 2009. Retreived from http//www.fao.org/economic/ess;food-security-statistics/en/. (December 17,<br />

2010).<br />

20 This figure is based on standards for human energy requirements released by FAO, WHO and UNU in<br />

2004 and on standards for Body Mass Index (BMI) released by WHO in 2006. The minimum dietary<br />

energy requirement for <strong>Zambia</strong>, calculated for <strong>Zambia</strong> for the 2004–06 period is 1,750 kcal/person/day.<br />

21 CSO/MACO/FSRP Urban Consumption Survey, 2007-2008.<br />

22<br />

The higher the index number, the greater the number of times that the household experienced one or<br />

more forms of food insecurity.<br />

23 According to the MSU Study on Urban Consumption, (CSO/MACO/FSRP Urban Consumption Survey,<br />

2007-2008), the percentages of total expenditure spent on housing, transport and communication,<br />

household furniture and appliances, as expected, are higher in Lusaka and Kitwe—larger and more highly<br />

urbanized—while the share of expenditures on gas, charcoal, firewood, paraffin, candles and batteries is<br />

higher in smaller towns and among lower income groups in all urban areas.<br />

24 <strong>Zambia</strong> DHS, 2007.<br />

25 National Food and <strong>Nutrition</strong> Commission, 2008.<br />

10 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


People Living with HIV/AIDS and Orphans and Other Vulnerable Children<br />

<strong>Zambia</strong> has the third highest level of risk for HIV worldwide.26 The country‘s generalized HIV<br />

epidemic is fueled by structural factors, gender and social norms, unequal distribution of wealth,<br />

and unemployment. However, HIV prevalence in adults gradually decreased from 16% in<br />

2001/2002 to 14.3% in 2007.27 More than 900,000 <strong>Zambia</strong>ns live with HIV and more than<br />

280,000 receive antiretroviral therapy (ART), allowing them to live longer and healthier lives.28<br />

More females (16.1%) than males (12.3%) are HIV positive because of biological, economic and<br />

social factors. Urban areas have a higher prevalence (20%) than rural areas (10%).29 An<br />

estimated 16.4% of pregnant women are HIV positive,30 and an estimated 10% of HIV<br />

transmission in <strong>Zambia</strong> is the result of mother to child transmission during pregnancy, birth or<br />

breastfeeding.31 Half of the approximately 1.3 million orphans in <strong>Zambia</strong> are estimated to have<br />

lost one or both parents to AIDS.32 HIV and AIDS have had a negative impact on health<br />

indicators including those related to nutrition. Life expectancy at birth dropped from 52 years in<br />

the 1980s to 37 years in 2000, but has since risen to 48.33 HIV and AIDS increase disease<br />

burden and thereby increase pressure on the health care system.<br />

According to Lusaka‘s University Teaching Hospital, in 2007 between 40 and 50% of<br />

malnourished children admitted to the hospital were HIV positive, 60% of the beds in adult<br />

medical wards were occupied by HIV-positive individuals, and about three-quarters of those<br />

patients had BMIs so low as to be categorized as ―emaciated.‖ Given <strong>Zambia</strong>‘s level of<br />

malnutrition, the number of malnourished HIV-positive people needing food and nutrition<br />

support is high.<br />

High mortality is reported among HIV-positive patients in treatment facilities. A 2004–2005<br />

study among clients starting ART found that patients with BMIs less than 16 were 2.4 times<br />

more likely to die during the first few months of starting therapy than those with higher BMIs.34<br />

Patients with hemoglobin levels lower than 8 g/dL were 3.6 times more likely to die during the<br />

first 90 days than those with higher levels.35 The University Teaching Hospital Malnutrition<br />

Rehabilitation Unit reported average mortality among severely malnourished children admitted<br />

to the unit as 40%, compared with an overall rate of 55% among HIV-positive children.36<br />

Feasibility of Achieving Targets Including Those in the Relevant Millennium<br />

Development Goals<br />

Malnutrition is a major challenge in meeting targets 1, 4 and 5 of the Millennium Development<br />

Goals (MDGs). In fact, MDG 1 is to eradicate extreme hunger and poverty—recognizing that<br />

policies, programs and processes to improve nutrition outcomes play a critical role in the<br />

country‘s development.<br />

26 Measurements were calculated by Maplecroft, a global risk advisory firm. Mozambique and Uganda have<br />

been ranked first and second. Retrieved from http://www.maplecroft.com/about/news/hiv-aids-index.html<br />

(December 17, 2010).<br />

27 Central Statistics Office, 2009.<br />

28<br />

MOH and National AIDS Council, 2010.<br />

29 Central Statistics Office, 2009<br />

30 MoH, 2010<br />

31 MoH and National AIDS Council, 2010.<br />

32 UNAIDS, 2009<br />

33 Central Statistics Office, 2009.<br />

34 Stringer et al., 2006<br />

35 Ibid.<br />

36 Mwambazi and Irena (2010) cited in NFNC 2010.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 11


According to World Health Organization (WHO) standards, nutrition indicators in <strong>Zambia</strong><br />

remain unacceptably high, with a negative impact on maternal and child health. Child<br />

malnutrition is decreasing, but still contributes to 42% of all under-5 deaths in <strong>Zambia</strong>, 37 a figure<br />

slightly higher than the international estimate of 35%. 38 Undernutrition is a major cause of<br />

under-5 and maternal mortality. Table 2 summarizes the nutritional status of children under 5.<br />

Table 2. <strong>Nutrition</strong> Indicators for Children Under 5 Years of Age in <strong>Zambia</strong><br />

2002–2007<br />

Indicator 2001–2002 (ZDHS) 2007 (ZDHS)<br />

Stunting (chronic malnutrition—low<br />

ht/age) 53% 45%<br />

Wasting (acute malnutrition—low<br />

wt/ht) 6% 5%<br />

Underweight (low wt/age) 23% 15%<br />

Vitamin A deficiency 39 68% 54%<br />

Vitamin A supplementation 37% 80%<br />

Anemia among children ages 6–59<br />

months 65% (1998) 53% (2003)<br />

Maternal underweight (BMI


While these gains are impressive, the mortality rates are still high by regional and global<br />

standards and do not at all guarantee meeting the health-related MDGs by 2015.Table 3<br />

presents <strong>Zambia</strong>‘s position vis-a-vis achieving the MDGs by 2015.<br />

Table 3. Millennium Development Goals in <strong>Zambia</strong>: Targets and Indicators<br />

MDG Goal Number Indicator Target 2015 2002 (ZDHS) 2007 (ZDHS)<br />

Goal 1: Eradicate<br />

extreme hunger and<br />

poverty<br />

Prevalence of<br />

underweight<br />

children under<br />

age 5<br />

11% 23% 15%<br />

Proportion of<br />

population below<br />

minimum level of<br />

dietary energy<br />

consumption<br />

29%<br />

58%<br />

(1991 FAO)<br />

51%<br />

(2006 FAO)<br />

Goal 4: Reduce child<br />

mortality<br />

Goal 5: Reduce<br />

maternal mortality<br />

Goal 7: Water and<br />

sanitation<br />

Infant mortality rate<br />

(per 1,000 live<br />

births)<br />

Under-5 mortality<br />

rate (per 1,000 live<br />

births)<br />

Maternal mortality<br />

ratio (deaths per<br />

100,000 live births)<br />

The proportion of<br />

the population<br />

without sustainable<br />

access to safe<br />

drinking water and<br />

basic sanitation<br />

30 95 70<br />

63 168 119<br />

162 729 591<br />

Households with<br />

access to potable<br />

water – 58%<br />

Complementary strategies and smart integration will be required to achieve MDGs 1, 4 and 5.<br />

The USG has initiated new strategies and approaches designed to assist countries to improve<br />

health and reduce poverty: Feed the Future (FTF) and Global Health Initiative (GHI), which<br />

intersect in their focus on nutrition. FTF and GHI guidance for developing country programs<br />

include robust nutrition components, acknowledging that improved nutrition is both a necessary<br />

objective of foreign assistance programs and a fundamental building block of development.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 13


3.2. SECTOR-SPECIFIC STATUS PERTINENT TO NUTRITION,<br />

PROGRESS AND GAPS, INCLUDING EFFORTS OF THE GRZ,<br />

THE USG AND OTHER DONORS<br />

Government of the Republic of <strong>Zambia</strong> Policies Pertinent to <strong>Nutrition</strong><br />

To meet its policy objective of reducing poverty and improving income distribution, <strong>Zambia</strong> has<br />

adopted the development objective of accelerating pro-poor economic growth through<br />

macroeconomic stability, structural reform, and investment in human development. Specific<br />

2030 targets are (a) reduce poverty from 68% (2007 LCMS) to 20% of the population living<br />

below the poverty datum line, defined by the World Bank as USD $1 per day; and (b) improve<br />

income distribution to a Gini coefficient of less than 40 from the current (2004) level<br />

of 53.<br />

The Sixth National Development Plan also includes the following objective: to achieve a ―well<br />

nourished and healthy population by 2030.‖<br />

―With 45% of children under age five stunted and 21% severely stunted, it is clear that <strong>Zambia</strong>‘s<br />

recent economic growth has not solved the country‘s food security problems. The country<br />

needs an approach to food security that addresses the underlying causes of undernutrition<br />

affecting food availability, access, and utilization.‖ 41<br />

3.2.1. Agriculture<br />

Given the vital relationship of household food security to nutrition and that the majority of rural<br />

households are engaged in agriculture, efforts to improve the resilience of small-holder farm<br />

families are critical to improved nutrition. This section (1) describes the agricultural sector and<br />

its imbalance toward maize production; (2) emphasizes the connection between agriculture and<br />

nutrition, and the importance of addressing agricultural production diversity and, in turn, dietary<br />

diversity; and (3) provides necessary background for the framework‘s recommended support of<br />

the ―Food and <strong>Nutrition</strong> Security Pack.‖<br />

3.2.1.1. Agriculture in <strong>Zambia</strong><br />

Agricultural crops fall into four groups: (1) cereal crops: maize, sorghum and millet, plus ―other<br />

cereals‖ including rice, wheat, and barley; (2) root crops, including cassava, Irish potatoes and<br />

sweet potatoes; (3) other food crops: pulses and oil crops, groundnuts, vegetables and fruits;<br />

and (4) higher-value export-oriented crops: cotton, sugar and tobacco, plus ―other export<br />

crops‖ including sunflower seeds and paprika. The livestock sub-sectors are cattle, poultry, and<br />

―other livestock‖ including sheep, goats and pigs. An additional sub-sector is fisheries.<br />

Rural agricultural production is disaggregated across <strong>Zambia</strong>‘s four main agro-ecological regions.<br />

To capture the importance and unique circumstances of urban agriculture, agricultural<br />

production is disaggregated across main metropolitan centers and other urban areas as well.42<br />

Crop production is further disaggregated across small- medium- and large-scale producers<br />

According to the Living Conditions Monitoring Survey (LCMS) 2004, almost one<br />

third of rural farm households grow only maize. Far fewer households produce only<br />

root crops. See Table 4 below for this data by household type, size of area<br />

cultivated and yield.<br />

41 <strong>Zambia</strong> FTF Implementation Plan.<br />

42 Metropolitan centers are restricted to urban areas in the following districts: Kabwe in Central province;<br />

Chingola, Chililabombwe, Kitwe, Kalulushi, Lufwanyama, Mufulira, and Ndola in Copperbelt province;<br />

Lusaka in Lusaka province; and Livingstone in Southern province.<br />

14 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


Small-scale farmers in <strong>Zambia</strong> are defined as those harvesting less than 5 hectares of land. Average smallholder plots measure 1.21 hectares, while<br />

the average plot for medium-scale farmers is between 5 and 10 hectares. Although the roughly 40,000 medium-scale rural farmers captured in the<br />

2004 LCMS 43 amount to only 3.5% of farm households in <strong>Zambia</strong>, they account for a quarter of rural agricultural land and more than a third of rural<br />

land allocated to higher-value export-oriented crops. Medium-scale farmers also have high maize yields due, at least in part, to their greater<br />

adoption of hybrid seeds.<br />

As is the case globally, farmers respond to changes in production technology, commodity demand and prices by reallocating their land across different<br />

crops in order to maximize incomes. These representative farmers also reallocate labor and capital between farm and non-farm activities—including<br />

livestock and fishing, wage employment on larger-scale farms, and migration to non-agriculture work in more urbanized sectors.<br />

Table 4. Land and Population Distribution Across Farm Household Types<br />

National Urban Rural<br />

Farm<br />

Farm<br />

High<br />

value<br />

Maize<br />

only<br />

Maize<br />

and<br />

other<br />

foods<br />

Maize<br />

and<br />

roots<br />

only<br />

Maize,<br />

roots<br />

and<br />

other<br />

foods<br />

Roots<br />

only<br />

Roots<br />

and<br />

other<br />

foods<br />

Nonfarm<br />

Nonfarm<br />

Smallscale<br />

(5-<br />


Table 4. Land and Population Distribution Across Farm Household Types<br />

National Urban Rural<br />

Farm<br />

Farm<br />

High<br />

value<br />

Maize<br />

only<br />

Maize<br />

and<br />

other<br />

foods<br />

Maize<br />

and<br />

roots<br />

only<br />

Maize,<br />

roots<br />

and<br />

other<br />

foods<br />

Roots<br />

only<br />

Roots<br />

and<br />

other<br />

foods<br />

Nonfarm<br />

Nonfarm<br />

Smallscale<br />

(5-<br />


3.2.1.2. Agriculture and <strong>Nutrition</strong><br />

Internationally, agricultural projects are often justified on the premise that the food produced<br />

will provide some combination of improved household food security and improved nutrition.<br />

Rarely, however, do agricultural projects measure these effects. Even in retrospect, it is not<br />

always clear what type of impact (positive or negative) a given project has had on the food<br />

security and nutrition levels of food insecure households and undernourished<br />

individuals/malnourished households.<br />

Of these two outcomes, improved food security and nutrition, it is food security—the access to<br />

adequate food—that is more likely to be affected by an agricultural intervention. <strong>Nutrition</strong><br />

effects (normally measured by anthropometric measurements of young children and sometimes<br />

by dietary intake) are further removed from agricultural interventions. In most, but not all cases,<br />

improved nutrition depends on accessible food and:<br />

The distribution of that food within the family.<br />

Positive care and feeding practices.<br />

Control of infectious disease.<br />

Positive and significant nutrition impacts are most likely to occur from agricultural interventions<br />

when (1) household members regularly consume the food commodity being produced; 44 (2) the<br />

intervention includes explicit nutrition counseling; (3) the intervention includes home gardens or<br />

small livestock, and/or (4) the project introduces micronutrient-rich plant varieties.<br />

A good example of an agriculture program that focuses on nutrition is the Homestead Food<br />

Production (HFP) program developed by Helen Keller International in Bangladesh and now<br />

operating in several countries of Asia and Sub-Saharan Africa. Homestead Food Production<br />

promotes an integrated package of home gardening, small livestock production and nutrition<br />

counseling. The aim is to increase household production, availability and consumption of<br />

nutrient-dense foods and improve the health and nutritional status of women and children.<br />

Evaluative evidence indicates that HFP in Bangladesh has achieved improved food security for<br />

nearly 5 million vulnerable people in diverse agro-ecological zones. This has been accomplished<br />

through increased production and consumption of micronutrient-rich foods; increased income<br />

from gardens and expenditures on micronutrient-rich foods; women‘s empowerment; enhanced<br />

partner capacity; and community development.45<br />

The Gender Informed <strong>Nutrition</strong> and Agriculture (GINA) Program, funded by<br />

<strong>USAID</strong>/Washington and implemented by the Food and <strong>Nutrition</strong> Department of Makerere<br />

University in Uganda, is another example of an integrated nutrition counseling and agricultural<br />

development initiative coupled with improved hygiene and food safety that has improved the<br />

growth of young children as measured by reductions in underweight within a relatively short<br />

time.46<br />

This report recommends a strategy that utilizes these very principles to strengthen and build<br />

upon an existing cost-effective, but underfunded, government agriculture and food security<br />

project to address both food and nutrition insecurity. This program, which currently focuses on<br />

44 A World Bank report on the subject concludes ―household production for the household‘s own<br />

consumption is the most fundamental and direct pathway by which increased production translates into<br />

greater food availability and food security.‖ ―From Agriculture to <strong>Nutrition</strong>: Pathways, Synergies and<br />

Outcomes.‖ The World Bank Agriculture And Rural Development Department (2007).<br />

45 IFPRI. Millions Fed: Proven Successes in Agricultural Development. Retrieved from www.ifpri.org/millionsfed.<br />

(November 22, 2010).<br />

46 GINA Project Evaluation, 2008.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 17


―vulnerable but viable‖ rural agricultural households, could accomplish important nutrition<br />

results by (1) intensifying extension efforts relating to a broader range of crops; (2) providing<br />

extension education on home garden production of vegetables and fruits and on drying and<br />

preserving these foods; and (3) offering nutrition-related counseling that complements<br />

information provided through health services and community radio.<br />

Government of the Republic of <strong>Zambia</strong> Actions<br />

The SNDP seeks to create an environment conducive to promoting private sector-led<br />

agricultural development.<br />

Key policy developments will include the review and revision of the National Agriculture Policy<br />

(NAP) 2004–2015 to align it to changes in the sector and the development of the livestock and<br />

fisheries policies.<br />

In addition, the GRZ will put in place the Agricultural Marketing Act that will regulate market<br />

players in the sector. The Agricultural Credit Act is being revised to allow for using a<br />

warehousing receipt system as collateral in obtaining loans.<br />

At the start of the SNDP period, detailed bankable investment programs will be formulated in<br />

line with the <strong>Zambia</strong> Comprehensive Africa Agriculture Development Program (CAADP)<br />

framework. The sector will also ensure that all policies, programs, projects and activities are<br />

engendered during the SNDP.<br />

Additionally:<br />

The Ministry of Agriculture and Cooperatives facilitated the establishment of statutory<br />

boards to assist in its regulatory role. These include the Food Reserve Agency (FRA), the<br />

Tobacco Board of <strong>Zambia</strong>, and the Coffee Board of <strong>Zambia</strong>.<br />

In recent years, MACO partnered with stakeholders to set up trusts as innovative tools for<br />

service delivery. These include the Golden Valley Agricultural Research Trust (GART),<br />

Cotton Development Trust (CDT), Livestock Development Trust (LDT), In-service Training<br />

Trust (ISTT) and <strong>Zambia</strong> Export Growers Trust (ZEGA Trust).<br />

To promote dialogue among sector stakeholders, MACO facilitated the formation of the<br />

Agricultural Consultative Forum (ACF).<br />

The Department of Agriculture, Advisory Services has a Food and <strong>Nutrition</strong> Section.<br />

Other Donors<br />

Food and Agriculture Organization.<br />

Norwegian Embassy (conservation agriculture).<br />

International Fund for Agricultural Development.<br />

Japan International Cooperation Agency (irrigation).<br />

3.2.1.3. <strong>USAID</strong> Activities and Partners in Agriculture-related Projects<br />

<strong>USAID</strong> Funded Projects:<br />

Production, Finance and Improved Technologies Project (PROFIT); CLUSA.<br />

Market Access, Trade and Enabling Policies Project (MATEP); DAI.<br />

Food Security Research Project (FSRP); Michigan State University.<br />

Land O‘Lakes.<br />

18 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


<strong>USAID</strong> Funding to <strong>Zambia</strong>n Institutions:<br />

<strong>Zambia</strong> Agribusiness Technical Assistance Center (ZATAC); Copperbelt Economic<br />

Diversification Project<br />

<strong>Zambia</strong> Agricultural Commodity Agency (ZACA)<br />

The Agricultural Consultative Forum (ACF)<br />

Other USG programs<br />

Peace Corps:<br />

Agriculture Volunteers work with small farm operators to increase food production while<br />

promoting environmental conservation practices. They introduce farmers to techniques that<br />

prevent soil erosion, reduce the use of harmful pesticides and replenish the soil. They work<br />

alongside farmers on integrated projects that often combine vegetable gardening, livestock<br />

management, agro-forestry and freshwater fisheries.<br />

3.2.2. Education<br />

There is irrefutable evidence of the negative impact of malnutrition on children‘s cognitive<br />

development and, in turn, active learning capacity. Additionally, hungry children have difficulty<br />

concentrating and learning.<br />

A World Bank study indicates the effects of stunting on IQ and, in turn, on wages:<br />

Between 5–11 points loss in Intelligent Quotients (IQ) has been associated with<br />

stunting. With a prevalence of 46%, <strong>Zambia</strong> is losing human capital by about 10% IQ<br />

point losses in almost half of its under-five children. If the impact on IQ point losses<br />

is added up from other nutrition problems including inadequate breastfeeding and<br />

iron deficiency then another 10% of IQ points may be lost. Studies have also shown<br />

that the impact of linear growth retardation (stunting) continues in adulthood with<br />

1% of reduced adult height being associated with a 2.2% loss in adult wages.<br />

The report also indicates that widespread malnutrition can reduce national GDP by as much<br />

as 4%. 47<br />

The GRZ presently spends 18% of its national budget on the education sector. In order to<br />

maximize its investments, the above estimates suggest that a reduction in nutritional stunting is<br />

critical. <strong>Zambia</strong>n student performance, measured by regional standardized tests, is presently<br />

among the lowest in the southern Africa region. Malawi, with a national under-five stunting<br />

prevalence of 53% (the highest in the region), is the lowest in student performance. Clearly,<br />

optimal growth and development of infants and young children are fundamental for success in<br />

school and as productive members of society.<br />

In <strong>Zambia</strong>, net primary school enrollment has increased from 80% in 1990 to 97% in 2006 as a<br />

result of GRZ and donor efforts. During the same period, <strong>Zambia</strong> achieved an increase of 19<br />

percentage points in primary school completion rates from 64 to 83%. The net female<br />

secondary school attendance ratio for the 2004–2006 period, however, remains low at 36%<br />

compared to 38% for males. 48<br />

Girls‘ education is important because of the relationship between mothers‘ education level and<br />

malnutrition prevalence. Studies conducted in multiple countries reveal that the literacy, formal<br />

schooling and completion of primary education by a mother decrease the risk for stunting in her<br />

47 World Bank/<strong>Zambia</strong>. Technical Note on <strong>Nutrition</strong> (unpublished). 2010.<br />

48 Central Statistics Office. Living Condition Monitoring Survey (LCMS), 2009.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 19


children. And while studies show that paternal education is a significant determinant of the risk<br />

of stunting in children, results suggest that the influence of a mother‘s education is at least three<br />

times larger than that of a father—even when controlling for household economic resources<br />

and parental health.<br />

The MOE has embarked on a school health and nutrition (SHN) program in selected schools,<br />

particularly targeting OVCs. Children receive both iron tablets and a high-energy protein<br />

supplement (HEPS) in the form of porridge and they are de-wormed.<br />

This strategic framework identifies a primary gap in outreach and service for out-of-school<br />

youth, given the high dropout rates for girls in the fourth and fifth grades.<br />

<strong>USAID</strong> investments in nutrition-related education programs at present include:<br />

School health and nutrition (limited).<br />

School health days.<br />

Construction of water points at schools with community access.<br />

Construction of school latrines.<br />

Student-led ―total sanitation‖ undertakings.<br />

Scholarship assistance to OVCs.<br />

Re-entry policy of some school dropouts.<br />

Attention to gender equity.<br />

Additionally, a <strong>USAID</strong>-assisted program builds on the initial success of a national radio education<br />

program called ―Learning at Taonga Market.‖ This interactive instruction program, produced by<br />

the <strong>Zambia</strong>n Ministry of Education, covers the primary school curriculum in an engaging and<br />

enjoyable way.<br />

Government of the Republic of <strong>Zambia</strong><br />

Ministry of Education National School Health and <strong>Nutrition</strong> Policy (2006)<br />

Other Donors<br />

Irish Aid and the Netherlands government contribute to aspects of school health and nutrition.<br />

3.2.3. Health and HIV/AIDS<br />

Health and <strong>Nutrition</strong><br />

Undernutrition is a major cause of both under-5 and maternal mortality. Globally, an estimated<br />

35% of under-5 mortality and 25% of maternal mortality are attributed to undernutrition.<br />

<strong>Zambia</strong>‘s infant mortality rate is 70 per 1,000 live births with neonatal mortality comprising 49%<br />

of infant mortality; its under-5 mortality is 119 per 1000 live births. Immediate and exclusive<br />

breastfeeding could reduce neonatal mortality by an estimated 20%. 49<br />

Previous reductions in infant and child mortality are mainly attributed to child survival services<br />

provided through the biannual Child Health Weeks. Services include childhood immunization<br />

and Vitamin A supplementation.<br />

Infant and young child feeding (IYCF) practices are far from optimal in <strong>Zambia</strong>. Yet,<br />

breastfeeding is a universal practice at 98%, with 93% of these infants breastfed within the first<br />

49 Maternal and Child Undernutrition Series. The Lancet, Vol. 371 February 2, 2008.<br />

20 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


day of birth according to the ZDHS 2007. This is an improvement from the ZDHS 2001–2 that<br />

showed that 51% of babies were breastfed, 90% within the first day of birth. Despite high<br />

prevalence of breastfeeding, the majority of infants are not fed according to recommendations,<br />

resulting in low rates of exclusive breastfeeding and increased rates of morbidity and mortality.<br />

Both early initiation rates (57%) and exclusive breastfeeding (61%) are low (CSO 2007). In 2009,<br />

61% of infants 5 months of age and below were found to be exclusively breastfed.<br />

Poor Infant and Young Child Feeding Practices Contribute to Child<br />

Malnutrition<br />

Although the percent of babies aged 6 months or less who are exclusively breastfed increased<br />

from 40% to 61% in the same time period mentioned above, the median duration of exclusive<br />

breastfeeding remains low at 3.1 months nationally—ranging from 1.6 months to 4.4 months.<br />

The main obstacles to exclusive breastfeeding are a general lack of knowledge; inappropriate<br />

advice by health personnel; lack of skilled support for breastfeeding mothers; harmful lactation<br />

management practices; lack of confidence on the part of mothers; commercial promotion of<br />

breast milk substitutes; and cultural beliefs and practices. These include not believing that a<br />

mother can provide adequate breast milk to sustain a baby for six months; not knowing that<br />

additional foods or fluids during this period can be harmful; not feeding colostrum to newborns;<br />

providing pre-lacteal feeds; and having inappropriate expectations of infant behavior.<br />

Mothers living in urban are especially pressured to find alternative means for feeding their<br />

infants because of their work schedules. Another obstacle is the high prevalence of HIV and<br />

concerns about mother to child transmission via breastfeeding.<br />

According to the ZDHS, the lowest median duration of exclusive breastfeeding is found in<br />

Eastern, Luapula, Northern and Northwestern provinces—also areas where levels of<br />

malnutrition are very high. The Infant and Young Child <strong>Nutrition</strong> (IYCN) Project describes the<br />

situation as follows:<br />

At the national level, the median age of predominant breastfeeding where children are either<br />

exclusively breastfed or in addition to breast milk just given plain water and/or other non-milk<br />

liquids (mixed feeding), is also low at 3.8 months. Hence, many children are being fed solid foods<br />

too early, displacing nutrient- and energy-rich breast milk and potentially exposing infants to<br />

pathogens that can result in diarrhea, one of the top five causes of death among children in<br />

<strong>Zambia</strong>. 50 A 2005 qualitative study in Southern Province found that barriers to exclusive<br />

breastfeeding included the perception of insufficient breast milk; fear of dying or becoming too<br />

sick to breastfeed; the conventional practice of mixed feeding; the perception of ―bad milk‖ (e.g.<br />

because the mother is ill or infected with HIV or becomes pregnant); and lack of knowledge,<br />

especially among fathers and grandmothers who often have negative attitudes toward exclusive<br />

breastfeeding and have considerable authority over mothers, children and infant feeding<br />

decisions.<br />

Inadequate Attention to Maternal Malnutrition<br />

Maternal health and nutrition has not received a great deal of attention in the past. The maternal<br />

mortality ratio is 591 per 100,000 live births in <strong>Zambia</strong>. Post-partum hemorrhage is one of the<br />

major causes of mortality and high rates of anemia contribute to this risk. In addition, the total<br />

fertility rate is 6.2. While there has been an increase in the contraceptive prevalence rate from<br />

23 to 33% during the same period as above, there remains an estimated unmet need for family<br />

planning of 27% (ZDHS 2007). The low use of contraceptives and resulting short birth intervals<br />

50 GRZ, Ministry of Health, National Health Strategic Plan 2006-2010, December 2005, p. 30.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 21


do not allow a mother to regain her strength and recoup her nutrient stores or to adequately<br />

attend to her current child before the next birth.<br />

A qualitative study conducted in 2009 found that existing health and nutrition activities largely<br />

focus on health outcomes of children rather than both children and pregnant and lactating<br />

women. <strong>Nutrition</strong> counseling that women presently receive is likely to take place during<br />

antenatal care (ANC) visits, but such counseling provided by CHVs and clinicians also would be<br />

highly valuable. 51<br />

An estimated 28%—35% in rural areas—of girls aged 15 to 19 are pregnant or have given birth.<br />

Pregnancy places additional nutritional stress on young girls who are still growing and<br />

significantly increases the risk of maternal mortality and low birthweight.<br />

Inadequate Hygiene and Sanitation<br />

The country‘s huge disease burden is in part attributed to poor environmental health and<br />

sanitation conditions, a major source of public health problems and epidemics. ―Over 80% of the<br />

health conditions presented at health institutions are water and food borne diseases such as<br />

cholera, dysentery and typhoid.‖ 52<br />

Partly because of these water and sanitation conditions, diarrhea incidence (measured at<br />

facilities) has showed a slight decrease from 2006 to 2008—from 43 to 40 per 1000<br />

admissions. 53 Poor access to safe water and sanitation also contributes to other infectious<br />

diseases including cholera. See Section 3.2.4.<br />

Shortcomings in Health Facilities<br />

The main providers of health care services in <strong>Zambia</strong> are public health facilities under MOH, the<br />

Ministry of Defense, the Ministry of Home Affairs, Mine hospitals and clinics, mission hospitals<br />

and clinics that are coordinated by the Churches Health Association of <strong>Zambia</strong> (CHAZ), private<br />

hospitals and clinics, nongovernmental organizations (NGOs), and traditional healers. For<br />

historical reasons, each of these categories of health care providers is concentrated in particular<br />

areas of urban and rural <strong>Zambia</strong>.<br />

The smallest facilities are Health Posts (195 established by the GRZ), which cater to populations<br />

of 500 households (3,500 people) in rural areas, populations of 1,000 households (7,000 people)<br />

in urban areas, or are established within a 5-kilometer radius of sparsely populated areas. The<br />

next level are Health Centers, also available in rural and urban areas. Urban Health Centers<br />

(192 established by the GRZ and 416 total) serve a catchment population of 30,000 to 50,000<br />

people while Rural Health Centers (910 GRZ and 1032 total) serve a catchment area with a 29-<br />

kilometer radius or a population of 10,000.<br />

First Level Referral Hospitals are found in most of the 73 districts. General or second level<br />

hospitals (21) are located at the provincial level and provide services in internal medicine,<br />

general surgery, pediatrics, obstetrics and gynecology, dental, psychiatry and intensive care.<br />

These hospitals are also intended to act as referral centers for the first-level institutions,<br />

including the provision of technical backup and training functions. The last referral level is the<br />

Central Hospitals (five in the country). These have sub-specializations in internal medicine,<br />

surgery, pediatrics, obstetrics, gynecology, intensive care, psychiatry, training and research, and<br />

also act as referral centers for second-level hospitals. Hospitals are the focus for nutrition<br />

51 Qualitative Assessment of Maternal <strong>Nutrition</strong> Practices in <strong>Zambia</strong>, NFNC and IYCN, 2010.<br />

52 NHSP 2011-2015, MOH, p. 27.<br />

53 Ibid p. 29.<br />

22 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


ehabilitation units for extremely malnourished children referred from primary health care units<br />

or by community workers.<br />

Health infrastructure is inadequate in both rural and urban areas. In rural areas, 46% of families<br />

live outside a radius of 5 kilometers from a health facility (compared to 1% in urban areas),<br />

making it difficult to access needed services. While the distribution of health facilities in urban<br />

areas is better, long waiting times indicate the need to increase the number of facilities or<br />

expand existing ones.<br />

Shortages of Human Resources<br />

<strong>Zambia</strong> faces a serious challenge in terms of human resources for health. This critical shortage is<br />

a major obstacle to providing improved health care service delivery; to achieving the MDGs<br />

related to child health and maternal health; and to combating priority diseases such as malaria,<br />

TB and HIV/AIDS. The shortage is due to inadequate production, recruitment and retention of<br />

core health workers—especially doctors and nurses—the result, in turn, of economic and fiscal<br />

limitations.<br />

Fewer than 50% of frontline health workers (nurses, midwives, clinical officers and<br />

Environmental Health Technicians (EHT)) are available relative to their need in the provision of<br />

primary health care services. These workers are concentrated in urban areas, leaving rural areas<br />

particularly vulnerable. The country‘s high attrition rate is itself a serious threat and<br />

compounded by the HIV/AIDS epidemic. With only 11,708 clinical health workers, <strong>Zambia</strong> is<br />

19,606 clinical health workers short of the WHO recommendation. In terms of nutrition staff<br />

deployed in the country, there has been increase from 65 staff in 2005 to 112 in 2009, with 87<br />

located in the MOH. Although this is an impressive increase, staffing remains 44% below the<br />

WHO recommended number of 200, which has been endorsed by the government. 54<br />

The Community Health Worker Strategy<br />

To address these shortages, several NGOs trained informal workers as community health<br />

volunteers (CHVs) to handle disease-specific issues. However, these volunteers had no formal<br />

training and insufficient supervision. In response, the Government introduced the National<br />

Community Health Worker (CHW) Strategy in order to maximize effectiveness and standardize<br />

the training and compensation of this informal health care sector. The CHW Strategy (August<br />

2010) states that the primary functions of CHWs ―are to engage in promotive and preventive<br />

health activities that are initiated and accepted by the local community.‖ The approved Scope of<br />

Work for these workers includes ―promotive activities and health promotion activities such as<br />

IEC and health advocacy within the community, reproductive and maternal/child health<br />

programs such as immunizations, growth monitoring, family planning, nutrition, antenatal and<br />

postnatal care, and school health programs such as health promotion, screening, nutrition, and<br />

mass drug administration.‖ Prevention of malnutrition is an important part of CHWs<br />

responsibility. But while the Community Health Workers Curriculum Draft 1 (June 2010) sets<br />

out a yearlong training program that covers child and in-school nutrition, maternal nutrition and<br />

nutrition topics such as stunting and micronutrients are not included.<br />

MNCH Interventions<br />

Despite the gains in reducing the maternal mortality ratio, the coverage of Maternal, Newborn,<br />

and Child Health (MNCH) interventions is still low. The coverage of key maternal and child<br />

survival interventions along the continuum of care has varied from a high of 94% (first ANC<br />

visit) to a low of 39% (postnatal visit within two days). While more than 80% of facilities provide<br />

54 ECSA report. 2007.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 23


egular outreach ANC sessions and family planning (FP) services, only 46.5% of deliveries are<br />

assisted by nurses/midwives or physicians. 55<br />

The quality of nutrition services at ANC and well-child clinics is generally inadequate. Some<br />

elements of the Essential <strong>Nutrition</strong> Actions (ENA) are being implemented, such as distribution<br />

of iron supplements to pregnant women (See Table 5). However, other aspects are neglected—<br />

such as effective counseling for women‘s nutrition, the importance of taking iron/folic acid<br />

supplements, and optimal infant feeding practices. And while children‘s growth is monitored, no<br />

feedback and advice tailored to the particular needs of the child is given to the parent or<br />

caregiver.<br />

Table 5. Essential <strong>Nutrition</strong> Actions<br />

1. Optimal breastfeeding<br />

2. Appropriate complementary feeding<br />

3. Feeding of the sick child<br />

4. Women‘s nutrition<br />

5. Control of Vitamin A deficiency<br />

6. Control of anemia<br />

7. Control of iodine deficiency disorders<br />

Throughout the country, CHVs hold growth monitoring sessions, but the quality of monitoring<br />

and promotion is limited. Nevertheless, mothers often attend with their young children and<br />

guard their child health cards that contain the growth chart and weight notations. 56 Building on<br />

this well-accepted practice, CHVs can bring attention to children whose growth is beginning to<br />

falter or who have suddenly lost weight and then offer appropriate counseling and follow up.<br />

Government of the Republic of <strong>Zambia</strong> Strategies<br />

The National Health Strategic Plan (NHSP) is closely linked to the Sixth National Development<br />

Plan 2011–15 (NDP). The NDP chapter on health presents a summary of the health sector<br />

strategy; the NHSP presents an expanded version of that chapter including more detailed<br />

analysis of the existing situation, sector priorities, proposed strategies and expected outputs. It<br />

constitutes an important tool for implementing the NDP.<br />

The Overall Goal of the ―National Health Strategic Plan 2011-2015: Towards Attainment of<br />

Health Related Millennium Development Goals‖57 is ―to improve health services in order to<br />

attain significant reductions in morbidity and mortality.‖ The ―implementation of the<br />

comprehensive roadmap and plan for Maternal, Newborn and Child Health Services at District<br />

level is part of the Basic Health Care Package to be implemented under the Plan.‖ One<br />

intervention included in the Plan is the ―promotion of maternal and child of nutrition programs;‖<br />

a second is to ―strengthen health promotion programs for maternal child health.‖ Within these<br />

services, evidence-based nutrition interventions can be implemented. Other portions of the<br />

NHSP that will impact nutrition include newborn care, family planning, malaria control and IMCI.<br />

55 NHSP 2011-2015, p. 27.<br />

56 It would be useful to have plastic covers for these child health cards, which are often torn along<br />

the folds.<br />

57 NHSP 2011-2015, MOH, February 3, 2010.<br />

24 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


CARMMA (Campaign for Accelerated Reduction of Maternal Mortality) is an international<br />

effort inaugurated at the African Union meeting in Addis Ababa in May 2009 and launched by<br />

<strong>Zambia</strong> Ministry of Health (MOH) in June 2010 under the theme ―No Woman Should Die<br />

While Giving Life.‖<br />

Other Donors<br />

World Bank: A World Bank grant supports the concept of results- or performance-based<br />

financing of health care. The principles and processes to be implemented are based on<br />

experiences from other countries and from experiments in the Katete district. A pilot project is<br />

planned for nine districts, followed by an impact evaluation to determine how the continued<br />

development should be designed. The concept requires stronger linking of planning processes<br />

and programs using strategic plans. Targets and incentives will be reviewed to ensure the link<br />

between operational plan content and strategic plan priorities. The project includes a review of<br />

supervisory and oversight systems and a strengthened linkage between performance assessment<br />

and information systems, including management planning, performance programming and<br />

financial reporting. Other experiments with performance-based financing will be implemented in<br />

Lusaka and two districts under CHAZ support. The aim is to have one concept for<br />

performance-based financing for the entire sector during the NHSP plan period.<br />

JICA: Supported by JICA, the MOH is implementing a health capital investment support project,<br />

piloted in three provinces to address management of physical capital assets and the development<br />

of standards and guidelines for maintenance of physical infrastructure.<br />

UNICEF is supporting the National Food and <strong>Nutrition</strong> Commission in its development of a<br />

national nutrition strategy.<br />

DFID is supporting an institutional capacity assessment of NFNC and has been the primary<br />

donor supporting the new Community Health Worker Strategy.<br />

Irish Aid is planning an expanded nutrition program.<br />

HIV/AIDS and <strong>Nutrition</strong><br />

Due to the emergence and introduction of potent ART in the <strong>Zambia</strong>n health care system, adult<br />

HIV/AIDS has been transformed from an acute, emergency life-threatening illness to an endemic,<br />

manageable chronic disease. But this impressive transformation is under threat from a health<br />

system—at facility and community level—that is lagging behind the rapid scale-up of ART. Unless<br />

this gap is dealt with quickly and efficiently, these shortfalls in service delivery could have a<br />

serious negative effect on ART outcomes.<br />

The National Policy on HIV/AIDS is guiding national efforts to mitigate the epidemic‘s impact.<br />

Government mitigation interventions and approaches are channelled through a national strategic<br />

framework on prevention, treatment, care and support services carried out by government<br />

ministries, the private sector, religious groups and civil society. <strong>Nutrition</strong> is an important<br />

component in the treatment and care of people living with HIV. For many, the disease causes or<br />

worsens malnutrition through a combination of reduced food intake, nutrient malabsorption and<br />

increased energy needs. Malnutrition in turn can worsen the disease by impairing immune<br />

function, increasing vulnerability to infections, and in some cases reducing the effectiveness of<br />

treatment. <strong>Nutrition</strong> assessment, education, counseling, and provision of specialized food<br />

products to PLHIV help to prevent and manage malnutrition, promote effective treatment and<br />

manage symptoms.<br />

<strong>Nutrition</strong> guidelines are in place for use by health care managers, health service providers and<br />

nutritionists who implement nutrition and HIV/AIDS interventions. Policymakers and training<br />

institutions can also use these guidelines to standardize the management of HIV-related<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 25


malnutrition. At the same time, it is recognized that integration of nutrition care and support in<br />

the health delivery system as a whole continues to be weak.<br />

Prevention of mother-to-child transmission (PMTCT) has proved to be an effective strategy in<br />

virtually eliminating pediatric HIV/AIDS and promoting provision of comprehensive and quality<br />

PMTCT services to all females of reproductive age. It is a priority for the NASF.<br />

In developing the PMTCT, linkages between PMTCT and the scaling-up of ART are being<br />

developed. Prevention of Mother to Child Transmission will further be integrated into other<br />

appropriate clinical-based services including maternal, newborn and child health clinics, HIV<br />

treatment centers, voluntary counseling and testing (VCT) centers, sexually transmitted<br />

infections (STI) clinics, and other sexual and reproductive health care and family planning service<br />

centers. The PMTCT integration with other services strategy will ensure increased availability of<br />

a comprehensive package of essential services for quality maternal, newborn and child health<br />

care that will include routine quality antenatal care for women regardless of HIV status. The<br />

capacity to provide HIV counseling and testing to pregnant women attending ANC will be<br />

strengthened. Ministry of Health will strengthen collaboration with traditional birth attendants<br />

to increase its access to females who give birth at home.<br />

In terms of care and support, HIV positive women will be placed on Highly Active Antiretroviral<br />

Therapy (HAART) as early as 14 weeks of gestation (second trimester) and will be able to<br />

continue for the duration of breastfeeding until a week after cessation. Infants will be eligible for<br />

both the Cotrimoxazole prophylaxis and ART once they are diagnosed. During the period of<br />

the NASF (2011-15), the PMTCT protocol will be periodically revised to ensure its alignment<br />

with WHO guidelines. Counseling for HIV positive mothers concerning breastfeeding their<br />

infants is a critical need to ensure the lowest risk of infection for newborns with and without<br />

HIV, and to prevent other infections and malnutrition that may occur if mixed feeding or other<br />

types of feeding are provided in lieu of exclusive breastfeeding.<br />

Under the NASF‘s Treatment, Care and Support objectives, nutritional information and services<br />

will be provided for ―adults and children on ART who are malnourished.‖ However, nutritional<br />

assessment and counseling is needed for all PLHIV who need to maximize nutrition status to<br />

achieve the best possible health status.<br />

Orphans and other vulnerable children are a priority group for the GRZ, NGOs and donors.<br />

Half of the estimated 1.3 million orphans in <strong>Zambia</strong> have lost one or both parents to AIDS. 58<br />

Strategies to address their needs must be multi-pronged to address the multiple challenges<br />

experienced by this group, including food and nutrition insecurity. The NASF focuses on OVC<br />

needs that include protecting their human rights; ensuring access to adequate food, shelter, basic<br />

education and health care services; and providing an environment conducive to the elimination<br />

of gender-based violence.<br />

A national framework for the protection, care and support of OVC includes the following<br />

strategies:<br />

Support the implementation of the National Plan of Action for Children, in particular<br />

interventions for OVC.<br />

Provide education, psychosocial and material support, nutrition, shelter and caregivers for<br />

in- and out-of-school female and male OVC.<br />

Build capacity of community care providers.<br />

Strengthen integration of OVC and home-based care services.<br />

58 UNAIDS, 2009.<br />

26 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


Promote and support community-based care of OVCs and families looking after them.<br />

Sensitize and support community leaders to promote post-basic education for girls.<br />

A key strategy is to ensure female and male OVC access to complete a program of basic<br />

education (first through ninth grades) in line with MOE policy. In order to attain the Millennium<br />

Development Goals (MDGs) and Education For All goals, <strong>Zambia</strong> is committed to making such<br />

basic education compulsory, free and available to all. 59 Female students are encouraged to<br />

pursue higher education (high school and tertiary) through a quota system that allocates 30% of<br />

placement to girls (Education and Skills Chapter, SNDP) to combat gender biases in higher<br />

education 60 .<br />

Government of the Republic of <strong>Zambia</strong> Inputs<br />

National AIDS Strategic <strong>Framework</strong> (2011-2015).<br />

New Comprehensive HIV Prevention Strategy (2010).<br />

The National Policy on HIV/AIDS guides national efforts to mitigate the epidemic‘s impact.<br />

Materials produced by the MOH include the National Operational Strategy for Infant and Young<br />

Child Feeding (IYCF) and recommendations for IYCF within the context of HIV. Also included<br />

are nutrition guidelines for people living with HIV/AIDS.<br />

<strong>Nutrition</strong> Guidelines for Care and Support of People Living with HIV/AIDS<br />

Recommendations for Infant and Young Child Feeding (IYCF) in the Context of HIV<br />

for <strong>Zambia</strong><br />

U.S. Government Inputs<br />

The USG initiated a process to develop a Partnership <strong>Framework</strong> that defines a five-year<br />

horizon for cooperation between the U.S. and <strong>Zambia</strong> in order to combat HIV and AIDS. The<br />

years covered are 2010 to 2015, with implementation starting in the last two quarters of 2010.<br />

The draft guidance note for the development of a strategic framework emphasizes that (1) the<br />

strategic framework should be fully supportive and aligned with the national strategic<br />

frameworks, and (2) it is preferable to use existing coordination mechanisms such as Global<br />

Fund Coordinating mechanisms or structures for the International Health Partnership and<br />

related initiatives.<br />

Centers for Disease Control and Prevention (CDC) has also been providing important<br />

nutrition-related assistance to PEPFAR in program monitoring, impact evaluation research and<br />

analysis, and operations research. Additionally, CDC plays a role in implementing priority<br />

program areas relating to prevention, laboratory testing and training.<br />

Other Donors<br />

UNAIDS has similarly provided nutrition support to address HIV-affected populations.<br />

3.2.4. Water and Sanitation<br />

The 2007 ZDHS indicates that only 41% of households in <strong>Zambia</strong> have access to improved<br />

sources of water, with urban households much more likely to have access than rural households<br />

59 MOE, Chapter in the Sixth National Development Plan.<br />

60 Girls are more vulnerable to discontinuing formal educational programs than boys as a result of early<br />

marriage and/or pregnancy; lack of support (financial, material, and psychosocial) to continue; and fear of<br />

sexual abuse by male students, teachers or school administrators. Girls continue to drop out of school<br />

beyond fourth grade. Ministry of Education. Educational Statistical Bulletin Enrolment in all Schools by Gender<br />

and Year, 2006.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 27


(83% compared with 19%). More than half of <strong>Zambia</strong>n households (56%) draw water from<br />

unprotected sources. Most households (65%) do not treat their water. An estimated 25% of<br />

households in <strong>Zambia</strong> have no toilet facilities, which is more common in rural areas (37%) than<br />

in urban areas (2%). Almost four in 10 households (39%) in <strong>Zambia</strong> use pit latrines that are open<br />

or have no slab (27% in urban areas and 45% in rural areas). Flush toilets are mainly found in<br />

urban areas and used by 26% of households, compared with 1% in rural areas.<br />

U.S. Government Inputs<br />

Millennium Challenge Corporation (MCC): Lusaka Water Supply, Sanitation and Drainage<br />

Project.<br />

The objective of this proposed project is to increase incomes through improved health and<br />

employability of project beneficiaries through the provision of clean and safe water supply and<br />

adequate sanitation and drainage in targeted areas. Millennium Challenge Corporation intends to<br />

fund (1) feasibility studies, (2) an environmental and social assessment, and (3) a monitoring and<br />

evaluation scoping and baseline study.<br />

3.2.5. Humanitarian Assistance<br />

Food for Peace resources, which have been an important tool for assisting vulnerable<br />

households and high-risk groups, will no longer be provided by the U.S. Government (USG) in<br />

<strong>Zambia</strong> beginning in 2011.<br />

The U.S. Food for Peace Program in collaboration with C-FAARM will be ending in FY 2012. C-<br />

FAARM activities (in six districts of two provinces) have focused on sustainable diversification<br />

(including dairy cooperatives), increased agricultural livelihoods and improved nutrition and<br />

health status among the most vulnerable. In sum, Title II programs have provided emergency<br />

relief, reduced vulnerability to shocks and natural disasters, and focused on food availability<br />

(including conservation farming), access to food and utilization.<br />

Other food-related safety net programs include the following:<br />

1. World Food Program: Supported a food voucher program (ZMK 100,000 per month) for<br />

undernourished children and their families in urban areas of Kafue, Livingstone, Lusaka,<br />

Mongu and Ndola (for an 8-month period) using an electronic ―SPLASH card.‖<br />

2. Food Security Pack: Funded by GRZ through MCDSS for vulnerable but viable families—and<br />

the program to which primary recommendations of this strategic framework relate.<br />

Norwegian Aid may assist in making the program more effective and efficient and introduce<br />

a ―SMART card‖ to track input deliveries and recoveries.<br />

3. Social Cash Transfer: DFID supports universal child grants of K55,000/month in 15 districts.<br />

Targeted households continue to receive these grants as long as they have a child under<br />

age 5.<br />

3.3. ISSUES OF PARTICULAR CONCERN<br />

3.3.1. <strong>Nutrition</strong> and Food Consumption Issues in <strong>Zambia</strong><br />

Food Consumption Levels<br />

Food consumption patterns in <strong>Zambia</strong> are generally poor, exhibited in low daily meal frequency<br />

and dietary diversity. The best available direct measure of food insecurity is an estimate of daily<br />

energy intake. Inadequate caloric intake manifests itself in high rates of stunting for children and<br />

low BMI for adults. Daily caloric intake (an average for individuals of all age groups) has been<br />

estimated by FAO food balance sheets to range from 1,185 in Luapula province and 2,103 in<br />

28 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


Lusaka compared with an estimated average daily requirement of 1,750 calories per person in<br />

<strong>Zambia</strong>. 61<br />

Total household expenditure, often a proxy for household food consumption, is higher among<br />

lower income households. Expenditures (imputed for households growing food) on cereals are<br />

highest, ranging from 24 to 28% of total expenditures, followed by meat and eggs, ranging from<br />

13 to 17%. Expenditures on vegetables rank third, ranging from 11 to 15% of total expenditures.<br />

(Rape, tomato, onion and local leaves are the most consumed vegetables.) Expenditures on<br />

legumes, sugar, oils and processed foods are higher among less poor households.<br />

The FAO food balance sheet calculation also indicates that, on average, only 2% of calories<br />

consumed by <strong>Zambia</strong>ns are from pulses, vegetables and nuts. Dietary diversity is particularly<br />

limited among women and young children in rural areas, the poorest households, and women<br />

with little or no education. 62<br />

According to an IYCN- NFNC study, 63 improvements in the diets of pregnant and lactating<br />

women are constrained by lack of finances; the nature of subsistence agriculture; limitations in<br />

seasonal availability of diverse food commodities; a perceived responsibility to meet the food<br />

needs of men first; and other competing priorities for scarce time and resources. ―Clinicians,<br />

CHVs, and community members all noted the importance of economic constraints in nutritional<br />

practices. Community members commonly said that a lack of adequate financial resources is a<br />

barrier to healthy nutritional behaviors, and women said they primarily do not eat healthy foods<br />

during pregnancy or breastfeeding because they do not have enough money to purchase<br />

nutrient-rich foods. Decisions about food purchasing and preparation are based largely on<br />

economic considerations. In most cases, community members said that men supply money to<br />

purchase foods, while women select and purchase specific foods. Financial problems are usually<br />

due to the unemployment or under-employment of men. Some families have found strategies to<br />

overcome this barrier by seeking out cheap but nutrient-rich food. Health providers see family<br />

planning as a key area for improvement that would enable families to have positive nutrition<br />

behaviors with limited finances.‖<br />

3.3.2. Socio-cultural Norms Related to Food and <strong>Nutrition</strong><br />

Cultural norms are major determinants of what is eaten, especially among low-income<br />

populations, and thus have important influence on food and nutrition. Some harmful practices,<br />

enumerated in the IYCN-NFNC qualitative analysis, include the following on deleterious food<br />

consumption practices during pregnancy:<br />

Women who are not pregnant do not have to avoid any specific foods and can eat<br />

what they wish. However, several respondents noted that women are not supposed<br />

to eat the back of a chicken (which contains a little flesh) or its gizzard, as these are<br />

parts reserved for men as a sign of respect. Non-pregnant women should also avoid<br />

beer and smoking. One woman younger than 30 years from Chalata and a man from<br />

Chawama said that groundnuts cause women to have extra vaginal discharge. During<br />

pregnancy, women said they avoided consuming certain foods because of the food‘s<br />

effects on their bodies and on their fetuses. Kapenta and kasepa (small fish), oily<br />

61 The FAO food balance sheet reflects calories and protein averages per capita food availability calculated<br />

by dividing total food production by population figures. Accordingly, results do not reflect inequitable<br />

access to the food, storage and cooking losses or intra-household maldistribution.<br />

62 FAO 2009. Retrieved from www.fao.org/economic/ess;food-security-statistics/en/. (December 17,<br />

2010).<br />

63 Qualitative Assessment of Maternal <strong>Nutrition</strong> Practices in <strong>Zambia</strong>, NFNC, MOH and IYCN. March<br />

2010.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 29


food, and cold food all caused nausea, vomiting, and heartburn. Women based their<br />

aversions to certain foods on both biomedical and local knowledge of how the<br />

foods might negatively impact the development of the fetus. Both female and male<br />

respondents described alcohol, tobacco, and soil as substances that interfered with<br />

healthy child development. Specifically, they said alcohol affected children‘s brains<br />

and smoking harmed children‘s lungs and brains. The respondents did not describe<br />

any specific physical effects of eating soil.<br />

Women also mentioned:<br />

Chilies (considered to cause red eyes or burnt skin).<br />

Lemons (considered to lead to underweight babies).<br />

Sugar cane (considered to cause ―lines in the stomach‖ of a child and dry skin).<br />

Food cooked with soda, which is not ―vitamin-rich.‖<br />

Fried maize (considered to cause delayed physical development in female children).<br />

Bubble-fish (may cause miscarriage or a baby ―born with a big head‖).<br />

Pork (can affect a child mentally).<br />

Women also avoided chicken and eggs. Explained one respondent: ‗It is said that if a<br />

woman eats eggs, her children will be born without hair. It is also said that if a<br />

woman eats certain parts of the chicken, such as the back part, she will not be able<br />

to have children.‘ Women‘s aversion to the back and gizzard of a chicken is likely<br />

due in part to local tradition, which dictates reserving these parts of the chicken for<br />

special consumption by men. However, it was not clear whether the tradition was<br />

regularly practiced. One female respondent older than 30 years from Chalata said:<br />

‗There was a long time ago when women could only eat a few parts of a chicken like<br />

the feet. This does not happen nowadays. Things are changing now because women<br />

are being taught about their rights, and our husbands are also changing because now<br />

they see how women were being taken advantage of.‘ An older male respondent<br />

from Chalata said, ‗A long time ago there were traditional restrictions on what food<br />

a woman could eat, but these no longer apply.‘<br />

When women are breastfeeding they should avoid alcohol, said both female and<br />

male respondents. They said alcohol hurts a mother‘s milk production and her<br />

ability to care for her children, increases her metabolism, and hurts child<br />

development. One female younger than 30 years from Chalata said that alcohol<br />

does not necessarily affect a child‘s health but does affect the mother‘s care-giving<br />

abilities. ‗I think drinking is discouraged, because if you get drunk how will look after<br />

your child?‘ she said. Other foods that respondents cited as interfering with milk<br />

production include lemons, chilies, sweet potato leaves, okra, and foods with soda.<br />

Respondents said mutton, pork, and fish (all rich sources of protein and<br />

micronutrients!) cause a rash in both the mother and the child.<br />

The Infant and Young Child <strong>Nutrition</strong> Project, in conjunction with NFNC and other partners,<br />

has developed an IYCF Community Pack of best practice messages and materials to address<br />

harmful cultural norms—especially those harmful to breastfeeding and to infant and young child<br />

feeding, including food taboos during pregnancy and lactation.<br />

UNICEF has contracted with an external consultant to help with further development of the<br />

package, which is undergoing pretesting prior to finalization.<br />

30 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


3.3.3. Human Resource Capacities<br />

While efforts have been made to provide a strong and sustainable framework for nutrition<br />

programming, little has been achieved to ensure that professional capacity is developed to<br />

address nutrition both at policy and program levels. In general, nutritionists in <strong>Zambia</strong> are ill<br />

equipped to deal with policy and programming activities within the public and private sector; and<br />

the ability to attract material, technical and financial support for programs is inadequate.<br />

Currently, the Natural Resources Development College (NRDC) only offers a three-year<br />

program in human nutrition (diploma level). This level of education is not sufficient to address<br />

intricate nutritional issues and challenges that require specialized understanding in the design,<br />

formulation, promotion and support of appropriate public health messages for desirable<br />

nutrition. Addressing nutrition problems is complex, requiring technical competence across<br />

sectors particularly at prevention and curative levels.<br />

Further, those with a diploma in nutrition work as technicians under the supervision of more<br />

senior officials who rarely understand nutrition issues themselves. As a result, programs are<br />

poorly planned and implemented—yielding poor performance at high cost.<br />

Lack of capacity has been compounded not only by lack of higher learning, but also by<br />

inadequate numbers to carry out the major tasks required. Despite the additional 65 graduates<br />

in the last two years, the number required by the public and private sector is far from optimal.<br />

There is inadequate staffing at all levels (See Table 6).<br />

Table 6. Number of <strong>Nutrition</strong>ists in Possession Various Certificates 64<br />

Male Female Total<br />

Diploma 34 70 169<br />

Bachelor‘s degree 15 8 23<br />

Masters 8 12 20<br />

Doctoral degree 1 2 3<br />

Source: ECSA, 2007. A Report on data collection for the development of the database<br />

for nutrition professionals in the East, Central and Southern Africa (ECSA) Health<br />

Community, Arusha, Tanzania.<br />

With more human resource capacity, nutritionists could effectively promote appropriate public<br />

health interventions to reduce stunting. The role of nutritionists in national development calls<br />

for effective coordination across actors in various sectors as well as the encouragement of<br />

complementary strategies and common indicators including stunting.<br />

64 It might be useful to consider a study that would estimate the optimal number of nutrition staff at each<br />

degree level needed in the country. This would require a ministry by ministry analysis as well as<br />

systematic identification of projected NGO needs. At present MACO requires 73 nutritionists at district<br />

level, 9 at provincial level and three at national level. Of these 85 professionals needed, MACO, at present<br />

has 23 diploma holders and one MSc. graduate. In the MOH, almost all nutrition staff presently filling 87<br />

positions are diploma holders, although the Ministry has expressed a need for 12 BSc. graduates (9 at<br />

provincial level, 3 at national level). The Ministry of Education and MCDSS each need one degree holding<br />

nutritionist, but, thus far, have been unable to fill these positions. Many nutrition diploma holders are<br />

employed in NGOs in <strong>Zambia</strong>, but the optimal number (likely to increase as <strong>USAID</strong> and other donors<br />

scale up their programs) is unclear.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 31


Agriculture extension personnel are deployed throughout the country and their role includes<br />

food-related assistance to farmers. The extension service helps farmers select crops, improve<br />

food storage, and process and preserve foods among other tasks. Some of the extension agents<br />

have good practical knowledge, especially in food processing and preservation, but no formal<br />

training exists for this work. Extension agents work with women‘s groups and farmer groups<br />

through which new and improved technologies and approaches can be introduced. In the<br />

context of CAADP and the SNDP, there is justification to train and support agriculture field<br />

agents in providing information on improving not only food production, but food and nutrition<br />

security as well. Their role in increasing animal source foods for household consumption is also<br />

important; this may require collaboration with the Ministry of Livestock and Fisheries. In this<br />

regard, capacity for veterinary technician services is also vital to support small and large<br />

livestock production.<br />

32 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


4. RE-POSITIONING NUTRITION AND FOOD SECURITY<br />

<strong>Zambia</strong> needs an approach to food security that addresses the underlying causes of<br />

undernutrition alongside the problems of food availability, access and utilization.<br />

The <strong>USAID</strong> <strong>Nutrition</strong> Operational Guidance for Missions stated in Feb 2010: ―A comprehensive<br />

strategy must address all variables of food security: availability, access, and<br />

utilization/consumption. While increased production of food can lead to increased income,<br />

increased purchasing of food, and reduced food prices, productivity alone does not lead to longterm<br />

improvements in nutrition, especially among the most vulnerable.‖<br />

Undernutrition, poor educational performance, food insecurity, high mortality from infectious<br />

diseases, low labor productivity, unacceptable life expectancy and infant, child and maternal<br />

mortality are all interconnected and preventable. Accordingly, the thrust of recommendations in<br />

this strategic framework is multi-sectoral in nature with a primary focus on reducing stunting in<br />

children under age 2.<br />

4.1. SUGGESTED APPROACHES FOR NUTRITION AND HEALTH<br />

SERVICE DELIVERY<br />

There is a strong evidence base for cost-effective nutrition interventions. The most costeffective<br />

interventions are currently being implemented at some level by the health sector in<br />

<strong>Zambia</strong>. These include the promotion of breastfeeding and improved complementary feeding;<br />

supplementation/fortification of key micronutrients for mothers and children; hygiene<br />

interventions; de-worming; insecticide treated bed nets; and treatment of severe acute<br />

malnutrition.<br />

However, coverage is generally inadequate, with the exception of twice annual distribution of<br />

Vitamin A supplements to children, the iodization of imported salt and the fortification of sugar.<br />

And other factors, such as poor water and sanitation and limited female education, are likely<br />

limiting their impact.<br />

This strategy recommends that primary health care facilities incorporate the ENAs into their<br />

services in order to shift the focus from cure to prevention. This will strengthen communityand<br />

facility-based health and nutrition programs and give priority to the most vulnerable period<br />

of birth to 24 months and pregnant and lactating women.<br />

The newly developed IYCF community counselling package—consisting of a trainer‘s guide,<br />

participant handouts and counselling cards—should be introduced both to health providers who<br />

provide counselling for mothers as well as incorporated into the new CHW based health<br />

program in <strong>Zambia</strong>.<br />

Two primary strategies are being recommended to improve nutrition status through the health<br />

system:<br />

1. Community-based nutrition service delivery activities:<br />

– Upgrade and train CHWs.<br />

– Inclusion of BCC-oriented IYCF Community Pack.<br />

– Increase attention to pregnant women.<br />

– Promote and support of the same food-based initiatives (promoted in Section 5 below),<br />

including home gardens to improve household food consumption, and to provide an<br />

income-generating activity and healthy nutritional practice for women.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 33


2. Facility-based nutrition service delivery activities:<br />

– Ensure that ENAs are implemented in all health facilities.<br />

– Promote maternal nutrition, including, where possible, clinic-based women‘s nutrition<br />

and breastfeeding groups as a source of social support for community women. (Incomegeneration<br />

and skill-building activities also can be carried out through such groups.)<br />

– Integrate HIV/AIDS nutrition services with routine MCH care, including breastfeeding<br />

counselling for HIV+ mothers and nutrition counselling as part of routine treatment, of<br />

care services and of Baby Friendly Hospital initiatives.<br />

4.2. SUGGESTED APPROACHES FOR HOUSEHOLD FOOD AND<br />

NUTRITION SECURITY INTERVENTIONS<br />

The FTF initiative is based on twin goals of increasing agricultural growth and improving<br />

nutritional status, especially for women and children. The <strong>USAID</strong>/<strong>Zambia</strong> FTF and GHI-led<br />

nutrition framework will support a set of interventions under each of these pillars to increase<br />

agricultural productivity and competitiveness of smallholders; to improve the functioning of<br />

markets and trade efficiencies; and to protect the nutritional wellbeing of the most vulnerable.<br />

Experience demonstrates that, as important as increased agricultural production and incomes<br />

are, they are not in themselves sufficient to improve nutrition status of the population. The<br />

CAADP and FTF include improved food and nutrition security among their objectives. In<br />

addition to reducing poverty overall, MDG 1 aims to halve the proportion of people suffering<br />

from hunger as measured by prevalence of underweight children under age 5 and the<br />

proportion of the population below a minimum level of dietary energy consumption.<br />

In addition, FTF is targeting nutrition improvements in women who are often malnourished and<br />

whose children are affected by their lack of access to sufficient nourishing foods.<br />

Achieving crop diversification has been difficult in <strong>Zambia</strong> because of uncertainties in<br />

marketability for these crops—in contrast to maize where the market is usually stable. In some<br />

cases, however, production of specific non-maize crops is encouraged by ―outgrower schemes.‖<br />

These are partnerships with commercial farms or agribusiness entities that encourage mediumscale<br />

farmers to produce commodities to be marketed by these firms. The essence of the<br />

agreement is that the firm provides the farmer with necessary technical advice and inputs<br />

needed to produce the agreed upon commodity and then sells it. The arrangement provides<br />

financial support and an assured market outlet for the farmer and reduces fears of defaulting.<br />

This investment plan proposes a principle food and nutrition security strategy that focuses on<br />

the expansion, strengthening and monitoring of the government‘s Food Security Pack; on the<br />

strengthening of MACO extension staff; and on the continued support of NGOs earlier involved<br />

in such activities through the U.S. Title 2 program.<br />

This approach seeks to address the ―resiliency‖ objective of FTF and focuses on small farm<br />

households where improved nutrition is constrained by serious household food insecurity and<br />

where dietary diversity is particularly limited for women and young children. 65 In households<br />

where both food intake and income levels are so low, there is little likelihood that they will be<br />

65 FAOSTAT 2008.<br />

34 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


able to take full advantage of even high-quality health services and behavioral change<br />

communications. 66<br />

The approach suggested here seeks to significantly reduce household food insecurity through<br />

support of agricultural intervention that focuses on (1) income generation for particularly<br />

vulnerable low income households, but with the potential (minimally adequate land and labor)<br />

for agricultural viability; (2) increased productivity and crop diversity on the small farms of these<br />

households (average size is 2 hectares) designed both to increase small farmer incomes and the<br />

quantity and quality of small farmer household diets; and (3) increased attention to home-based<br />

food processing, small animal production (provision of two pre-vaccinated free range hens or<br />

one female goat) and home gardens, all primarily involving women for better translation of<br />

income improvement into food consumption, nutrition and health seeking behaviors, while<br />

directly producing food for home consumption.<br />

The vehicle recommended to accomplish these tasks is the Food Security Pack (FSP), a welldesigned<br />

and potentially highly cost-effective package of inputs. It was originally developed and<br />

implemented by the Program Against Malnutrition (PAM) in 2000, and is now operated by the<br />

Ministry of Community Development and Social Services (MCDSS) in collaboration with the<br />

Ministry of Agriculture and Cooperatives (MACO) and the Ministry of Finance and National<br />

Planning (MOFNP). The FSP presently targets ―vulnerable but viable‖ farmers—estimated to be<br />

primarily in the poorest rural deciles excluding the very lowest)—with a package of inputs<br />

including seed (cereals, pulses, cassava and sweet potato) and fertilizer, and training in<br />

conservation farming and food processing for a two-year period. Beneficiaries, in turn, are<br />

required to pay back, in the form of grain, 10 to 20% of the value of the provided inputs, which<br />

is, in turn, provided to neediest households by local food security committees.<br />

The program reaches roughly 200,000 households, or a quarter of the estimated 800,000<br />

households who are in need of such assistance and would be eligible.<br />

Recent data indicates that 60% of targeted beneficiaries are women, with 28% of beneficiary<br />

households female headed. 67<br />

The FSP appears capable of ―graduating‖ as many as 50% of its beneficiaries. ―Graduation‖ is<br />

defined as the ability to purchase adequate inputs after two years in the program. 68 There is<br />

even some limited evidence that FSP participation has a direct effect in reducing young child<br />

undernutrition.<br />

But the program faces two major constraints. The first is resource limitations. The annual<br />

government budget for the program is ZMK 10 billion (USD $2 million.) 69 Instead of<br />

concentrating on a limited number of priority provinces and districts, the government decided<br />

on political grounds to thinly spread this limited resource across the provinces, thus eliminating<br />

the program‘s potential for major effectiveness. At present, a farmer with two hectares of land<br />

receives inputs only sufficient to cover one quarter of 1 hectare. As a result, only an estimated<br />

10% of households have been ―graduating.‖ Importantly, budgetary limitations also seriously<br />

constrain MACO extension staff with primary implementation responsibility.<br />

66<br />

<strong>Zambia</strong>‘s Gini Coefficient, estimated at between 49.8 and 52.6 indicates that its income distribution is<br />

among the most unequal in sub-Saharan Africa. U.N. Gini Coefficient Fact Sheet. Retrieved from<br />

http://www.scribd.com/doc/328232/United-Nations-Gini-Coefficient. (October 30, 2010).<br />

67 Program Against Malnutrition, Annual Report to MCDSS. February 2010.<br />

68 Graduates then move into the much larger Subsidized Inputs Program in which seeds and fertilizer are<br />

made available at 50% of their market value.<br />

69 In 2009, the program received, as a one year only supplement, an additional 14 billion kwacha from the<br />

African Development Bank, in response to the economic recession. For the year 2011, the government<br />

has increased the budget for the Food Security Pack by 50%.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 35


The second constraint is the limited capacity of the MCDSS at present to aggressively<br />

implement a program of this magnitude and importance.<br />

This strategy accordingly suggests support of the government‘s FSP, but, ideally, with additional<br />

inputs to transform it into a Food and <strong>Nutrition</strong> Security Pack. These additional (and<br />

interrelated) inputs could include the following:<br />

Diversification of agricultural products: food legumes, groundnuts, oilseeds, vegetables, fruit,<br />

cereals, tubers, small livestock and fish.<br />

Seedlings for fruit trees (adequate to permit three trees per household).<br />

Microcredit, particularly for FSP-graduating families, for the purchase of equipment for<br />

community-level drying and processing of cassava, fruits and vegetables (e.g. cassava flour,<br />

chili sauce and dried vegetables) for home consumption throughout the year and for sale. 70<br />

Intensified home garden vegetable production with water harvesting utilized to permit<br />

garden irrigation.<br />

Food-related nutrition BCC messages will be offered in the community-based nutrition and<br />

health services discussed above and will be aired by radio.<br />

This strategy recognizes that MACO provides these extension services to the small farmer<br />

households, but that the agents are seriously constrained by inadequate transport and logistical<br />

support. Thus, efforts would be made to address these constraints and expand the agents‘ skills<br />

to include the abovementioned activities through training. (See Section 5.4.)<br />

With such assistance, MACO extension agents would be able to provide efficient and effective<br />

crops extension and technical services; to assist farmers in increasing agricultural production and<br />

productivity and to diversify crop production and utilization. MACO extension agents also can<br />

promote and strengthen farmer groups and farmer field schools as targets for technology<br />

transfer through the formation of on-farm demonstrations of proven technologies giving priority<br />

to crops that will enhance food and nutritional security (groundnuts, vegetables, fruits, pulses<br />

and oilseeds) and incomes. Promoting and strengthening women farmer groups in simple food<br />

processing and utilization of technologies that ensure food sufficiency in lean periods will also be<br />

a means toward that end.<br />

The Extension Service—and its food and nutrition unit—will need a more substantial budgetary<br />

allocation to cover (1) the logistical and transportation costs required for on-farm assistance to<br />

FSP households, and (2) the training discussed in Section 5.4.<br />

Related, the strategy recommends continued support of NGOs that were earlier supporting<br />

similar initiatives, sometimes with U.S.-provided food commodities.<br />

4.3. SUGGESTED R&D APPROACHES FOR URBAN NUTRITION<br />

CHALLENGES<br />

Two R&D activities are proposed to assist urban dwellers:<br />

70 More highly organized, commercial food processing by low income women is, at present, particularly<br />

difficult given the tying of credit for such purposes to the need for adequate collateral.<br />

36 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


4.3.1. Research and Development Efforts to Test Urban Gardening Options<br />

in Different Settings.<br />

Malnutrition in urban areas is concentrated in a boom of unplanned settlements, where the<br />

populations continue to grow. Poor peri-urban households have little land on which to practice<br />

agriculture, eat better, earn income and improve the environment. Urban agriculture can be<br />

practiced on vacant land within communities, with town planners and councils negotiating land<br />

rights. The team had the opportunity to witness such successfully negotiated land rights in the<br />

Copperbelt. The same might be possible in other urban areas, particularly those that are close<br />

to rivers and streams.<br />

The informal food sector is the first source of employment for unskilled individuals who often<br />

inhabit these urban slums. Opportunities abound for horticulture and small livestock production,<br />

employing a value chain approach that includes promotion of product utilization, processing,<br />

marketing and distribution. Families can grow food to reduce their food budgets and provide job<br />

opportunities, especially for youths.<br />

Concerted planning of urban gardens can also contribute to environmental management through<br />

the greening of these communities. The gardens can help to prevent erosion and thus limit the<br />

impact of floods, often a problem in these areas. They also provide for the recycling of organic<br />

waste and waste-water. However, urban agriculture requires strong organization of community<br />

units that ensures its members have bargaining power for appropriate support and better access<br />

to resources including clean water, inputs, services, and markets that include quality control at<br />

various points in the value chain.<br />

To start, strategic marketing alliances could be formed with hospitals, schools, hotels and<br />

restaurants, thus guaranteeing sustainability. As organized groups, they can have more influence<br />

on policymaking and design—and more equipped to participate in public debates. As groups,<br />

they will also have more power to negotiate for training, technical and financial support. Urban<br />

agriculture stands to make cities more inclusive, productive and sustainable, but requires<br />

producers to be more organized to maximize their contribution to food and nutrition security,<br />

income and environmental management.<br />

A significant proportion of urban households grow either field or horticultural crops (41% in<br />

Lusaka, 79% in Kitwe and 92–93% in Kasama and Mansa). Most households have gardens rather<br />

than fields. Policies that support the urban production of cassava and to promote the availability<br />

of cassava products in public markets could also contribute to improved urban food security. 71<br />

Although urban agriculture has been remarkably successful in many international settings (See<br />

Box), careful analysis is needed to determine its potential as a large-scale intervention in the<br />

<strong>Zambia</strong>n context, and to identify the specific constraints that would need to be addressed.<br />

71 Staple Food Consumption Patterns in Urban <strong>Zambia</strong>: Results from the 2007/2008 Urban Consumption<br />

Survey by Nicole M. Mason and T.S. Jayne FSRP Working Paper No. 42. Retrieved from<br />

http://www.aec.msu.edu/fs2/zambia/wp42.pdf. (November 19, 2010).<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 37


SCOPE AND EFFECTIVENESS OF<br />

URBAN AGRICULTURE INTERNATIONALLY<br />

Analysis of urban agriculture programs in 31 countries has identified some impressive successes. a b<br />

Among the more important findings:<br />

Urban agriculture, involving an estimated 800 million persons worldwide and producing an<br />

estimated 15% of the world‘s food production, is practiced over smaller and more<br />

dispersed areas than rural agriculture, uses land and water more sparingly and efficiently,<br />

integrates systems more effectively, and produces much higher yields and more specialty<br />

crops.<br />

More than 40 farming systems have been identified, ranging from horticulture to<br />

aquaculture, kitchen gardens to market gardens, and including livestock as varied as cattle,<br />

chickens, snails, and silkworms.<br />

Most urban farmers are low-income men and women who grow food largely for their own<br />

consumption on small plots that they do not own, and with little if any support or<br />

protection. The food grown constitutes much if not most of the food consumed by these<br />

households.<br />

The disproportionate production of vegetables and other nutritious foods on these plots<br />

has had positive effects on the growth of children in these households.<br />

Savings from the producers‘ consumption of their own produce represent up to several<br />

months of annual income.<br />

In Africa, both Cote d‘Ivoire and Tanzania presently subsidize urban agriculture; Guinea Bissau is<br />

now allocating open spaces to communal agriculture through purpose-specific leaseholds and<br />

providing credit and technical assistance to urban farmers; and cities in Zimbabwe and Tanzania are<br />

using multi-stakeholder consultations to resolve conflicts regarding urban agricultural issues.<br />

a Smit, J. Urban agriculture, progress and prospect:197–205. International Development<br />

Research Centre, Otawa, ON, Canada, Cities Feeding People Report 18; 1996.<br />

b Smit, J. Rata, A. Bernstein, J. Urban agriculture: an opportunity for environmentally sustainable<br />

development in Sub-Saharan Africa. Environmental Sustainable Division, African Technical<br />

Department, World Bank, Washington DC, USA. Post-UNCED Series, Building Blocks for Africa<br />

2025, Paper No. 1.<br />

4.3.2. Examination of In-country Private Sector Initiatives to Produce and<br />

Commercialize Complementary Foods and Related Products.<br />

At present, there are several uncoordinated initiatives that seek to make commercialized<br />

complementary foods or related products available on the market for purchase, primarily in<br />

urban areas.<br />

An IYCN-developed, commercially produced food supplement designed to be mixed with<br />

cereal-based porridges currently consumed in most households.<br />

Products developed by COMACO including Yummy Soy, a commercially available sequel to<br />

its previously publicly-distributed HEPS products;<br />

Ready-to-Use Therapeutic Food (RUTF), presently patented and imported for use in health<br />

facilities for severe acute malnutrition cases, but potentially valuable also as commercialized<br />

products.<br />

The Mission may wish to explore means of facilitating R&D efforts on such products, exploring<br />

social marketing options for them, and possibly seeking ways to better integrate these efforts.<br />

38 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


5. SUGGESTED APPROACHES TO INSTITUTION<br />

BUILDING, SYSTEMS STRENGTHENING, CAPACITY<br />

BUILDING AND ADVOCACY<br />

5.1. COMMUNITY HEALTH WORKERS NUTRITION TRAINING AND<br />

ROLL-OUT<br />

As indicated above, the proposed training and deployment of CHWs is an opportunity to<br />

strengthen the focus on preventative health care and ensure a robust nutrition component in<br />

the training, as well as community-based growth monitoring and promotion (GMP). A<br />

cooperative donor effort (<strong>USAID</strong>, DFID, UNICEF and the World Bank) in concert with the<br />

MOH and NFNC may lead to better-trained CHWs and, in turn, more effective GMP and<br />

nutrition services at the community level. It is recommended that the IYCF counseling package<br />

be incorporated into the CHW training curriculum. This can be negotiated with the MOH,<br />

which partnered in the development of the materials.<br />

The IYCF community-counseling package is comprehensive, comprising the trainer‘s guide,<br />

participant handouts and counseling cards. Messages include the importance of breastfeeding for<br />

the infant and young child, the mother, the family, the community and nation at large. Further, it<br />

provides recommended breastfeeding practices and possible counseling discussion points,<br />

including the schedule for visits from pregnancy to 6 months after birth. The package also<br />

provides information on anatomy of the human breast including good and poor latch-on of the<br />

baby for nursing. It also addresses common situations that can affect breastfeeding and common<br />

breastfeeding difficulties.<br />

The package further includes recommended complementary feeding practices, using different<br />

types of locally available foods, and possible counseling discussion points. In addition, it provides<br />

tips for active or responsive feeding for young children including jobs aid for IYCF assessment of<br />

the mother/child pair.<br />

Information to support the counselor‘s role includes skills on listening and learning, as well as<br />

for building confidence and giving support. Further, the package discusses features of an IYCF<br />

Support Group, actions to break the undernutrition cycle, and an IYCF Follow-up Plan<br />

Checklist.<br />

5.2. SUPPORT THE START-UP AND DEVELOPMENT OF THE NEW<br />

BSC IN HUMAN NUTRITION AT UNIVERSITY OF ZAMBIA,<br />

FACULTY OF AGRICULTURE<br />

In order to create and offer a BSc in Human <strong>Nutrition</strong>, the Faculty of Agriculture will need a<br />

myriad of additional academic, technical and support staff. This includes 14 academic staff (at<br />

professional, senior lecturers I, II and III); six laboratory staff (one chief technician, one senior<br />

technician, two laboratory assistants); and two secretarial staff (one stenographer and one<br />

typist). Students currently pursuing a diploma in food and nutrition—a three-year program—<br />

take one nutrition course during their second year; this new program will require four nutrition<br />

courses during this time. The availability of courses should not be an issue, as they exist in other<br />

departments. During the first two or three years of launching the program, the university must<br />

engage in rigorous staff development for nutrition-specific courses so that they are available by<br />

students‘ fourth year.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 39


In this regard, the department needs to quickly devise a staff development plan. One<br />

intermediate solution is to hire nutritionists (national and international) who can help start the<br />

program; another is to employ visiting lecturers from other universities under staff exchange<br />

programs. Partnerships with other universities should be developed for faculty development and<br />

research linkages. Together with faculty development, the program requires additional<br />

classrooms and laboratories, equipment, and learning and teaching materials. The department<br />

must also reach out to the local and international community in order to establish itself in the<br />

relevant research, public service and consultancy sectors. Collaboration with partners—the<br />

private and public sector, the health industry, and NGOs—are essential for student training and<br />

internships.<br />

5.3. REINFORCE AND STRENGTHEN THE NUTRITION DIPLOMA<br />

PROGRAM AT THE NATURAL RESOURCES DEVELOPMENT<br />

COLLEGE (NRDC)<br />

This diploma-level nutrition program at NRDC is currently training nutritionists in ministries of<br />

agriculture, health, and community development, and NGOs in the country. As such, it is an<br />

invaluable national resource. It has a need for equipment, library resources, nutritional<br />

assessment laboratory and information technology.<br />

5.4. SUPPORT AND UPGRADE MACO EXTENSION AGENTS TO<br />

ASSIST FARMERS ACHIEVE FOOD AND NUTRITION SECURITY<br />

As discussed above, the nationwide network of MACO extension agents is vital to the effective<br />

implementation of the of the FSP program and to improving the nutritional wellbeing of food<br />

insecure households generally. With additional training and a budgetary allocation to address<br />

transport and logistical constraints, extension agents can advise farmers on growing diverse<br />

crops and introduce new and improved technologies for food storage, food processing and<br />

preservation. Training is needed in the following areas:<br />

Production of non-maize crops.<br />

Assistance to households in small livestock.<br />

Extension assistance in home garden production.<br />

Home-based food drying and preservation.<br />

Microcredit training to assist graduating households.<br />

Household food and nutrition counseling. Agriculture field workers have the capacity to<br />

become a partner in the three-part mutually reinforcing set of food and nutrition-related<br />

BCC messages; the other partners are health staff (at facilities and communities) and<br />

community radio (See Box.)<br />

40 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


COMMUNITY RADIO IN AFRICA<br />

Over the last decade, there has been an explosion in the number of radio stations<br />

across Africa—particularly community and commercial FM stations. New techniques<br />

such as phone-in shows, live community forum, and radio diaries are transforming<br />

radio into an interactive medium for rural farm families.<br />

The African Farm Radio Research Initiative (AFRRI) was launched in 2007 by the<br />

Gates Foundation to assess the effectiveness of farm radio in improving the food<br />

security of rural farm households in Africa.<br />

AFRRI also is developing, testing and evaluating a Participatory Radio Campaign<br />

(PRC). Working with five partner radio stations in each of five African countries—<br />

Tanzania, Uganda, Mali, Ghana and Malawi—AFRRI is producing, broadcasting and<br />

evaluating PRCs related to disease-resistant cassava, improved composting<br />

techniques, improved chicken management, soil and water conservation and other<br />

topics.<br />

Following the PRC, findings indicate a clear increase in the percentage of farmers now<br />

practicing, or planning to introduce, the improved practices as compared to control<br />

populations. In the case of improved composting methods in Mali, the PRC was<br />

responsible for a 400% increase in improved practice. a<br />

a http://www.farmradio.org/english/partners/afrri/casestudy-report.pdf<br />

5.5. NUTRITION ADVOCACY<br />

Addressing malnutrition is not yet a national priority in <strong>Zambia</strong>. All too often, maize security<br />

equals food and nutrition security in the minds of senior decisionmakers. There is little concern<br />

with dietary diversity (increasing effective demand for pulses, legumes, fruits and vegetables) or<br />

with young child and maternal malnutrition. What‘s needed is a championed, well-focused<br />

nutrition advocacy campaign, using an array of media outlets, which seeks to convince both the<br />

public and senior government officials of the importance of improved nutrition and the actions<br />

required to address the problem. Such advocacy campaigns have been carried out in the<br />

Philippines, Brazil, South Korea and other countries.<br />

Important in such advocacy is the presentation of a sequence that compels change. For example:<br />

well-paying employment requires good school performance, which, in turn, requires cognitive<br />

ability, which, in turn, requires good maternal and child nutrition in order to avoid intra-uterine<br />

growth retardation and young child stunting.<br />

A second compelling sequence can indicate that intra-uterine growth retardation and young<br />

child stunting may lead to chronic diseases as an adult (high blood pressure, diabetes, greater<br />

risk of heart attacks and strokes, and even overweight and obesity).<br />

A third thrust can address the rapid increase of overweight and obesity in urban areas, their<br />

disease consequences, and the steps necessary to combat and prevent these conditions. All<br />

three of these thrusts will be facilitated by the national food consumption survey being planned<br />

by UNICEF.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 41


Such advocacy campaigns benefit enormously when endorsed by a local champion. First Lady<br />

Michelle Obama serves as that champion in the U.S. In <strong>Zambia</strong>, this person might be the<br />

country‘s first president, Kenneth Kaunda. Since retiring, he has supported various charitable<br />

organizations including the Centre for Traditional Medicines and Drugs Research, has shown<br />

considerable zeal in the battle against HIV/AIDS, and is known for his personal attention to<br />

healthy food consumption and nutrition.<br />

42 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


ANNEX A. SCOPE OF WORK<br />

GLOBAL HEALTH TECHNICAL ASSISTANCE PROJECT DEVELOPMENT<br />

OF <strong>USAID</strong>/ZAMBIA’S INTEGRATED NUTRITION INVESTMENT<br />

FRAMEWORK<br />

(Final/Revised: 09-28-10)<br />

OVERVIEW AND PURPOSE<br />

This scope of work calls for the development of an integrated nutrition framework that<br />

provides a clear roadmap for short- and long-term investments (including potential new<br />

procurement needs); demonstrates a commitment to a <strong>Zambia</strong>-led process and plan; and works<br />

collaboratively with other partners/stakeholders. Based on a comprehensive and integrated<br />

strategic approach that addresses the multiple dimensions and causes of undernutrition, this<br />

framework must aim to improve the nutritional status of <strong>Zambia</strong>ns, targeting women and<br />

children under age 2. It must also link the contributions of <strong>USAID</strong>/<strong>Zambia</strong>‘s economic growth,<br />

education, health, HIV/AIDS, and humanitarian assistance programs. Additionally, this framework<br />

must incorporate the principles and leverage the resources of the Food for Peace (FFP)<br />

program, Feed the Future Initiative (FTF), Global Health Initiative (GHI), and President‘s<br />

Emergency Plan for AIDS Relief (PEPFAR).<br />

To develop this framework, <strong>USAID</strong>/<strong>Zambia</strong> will hire a team of consultants for up to four weeks<br />

to assess the following issues in addressing undernutrition:<br />

<strong>Nutrition</strong> and food consumption issues in <strong>Zambia</strong>, including the production and use of<br />

specialized food products (therapeutic, supplementary, or complementary foods).<br />

Socio-cultural norms related to food and nutrition.<br />

Link between agricultural production and nutrition.<br />

Current policy environment.<br />

Current programs and resources.<br />

U.S. Government (USG) management structure and capacity, including the comparative<br />

advantage of the USG.<br />

Human resource capacities.<br />

Involvement of country-level stakeholders, including other donors and the private sector.<br />

Optional delivery mechanisms for nutrition services and products.<br />

The assessment will begin on/around October 19, 2010, and include meetings with the Mission<br />

as well as visits to project/activity sites. The team must submit a draft of the integrated nutrition<br />

investment framework before their departure from <strong>Zambia</strong>.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 43


BACKGROUND<br />

Multi-disciplinary programming that strategically involves economic growth, education, health,<br />

HIV/AIDS, and humanitarian assistance can effectively improve nutrition. The FTF and L‘Aquila 72<br />

principles of a comprehensive response around food security support such an approach.<br />

<strong>USAID</strong>/<strong>Zambia</strong> developed a FTF implementation plan (IP) based on these principles; drafted a<br />

diplomatic strategy that discusses political engagement with the <strong>Zambia</strong>n government (GRZ) and<br />

other stakeholders; and attended regional meetings in Nairobi on the FTF. The Feed the Future<br />

Guide furnishes further guidance concerning the dominant role of nutrition in the FTF.<br />

Globally, the FTF aims to reach 8.5 million children with an appropriate package of evidencebased<br />

nutrition interventions that reduce child mortality, improve nutrition outcomes, and<br />

protect human capital. The package includes interventions in the development window of<br />

opportunity (-9 to 24 months, including maternal nutrition, promotion of exclusive<br />

breastfeeding, infant and young child feeding practices, etc.); diet quality and diversification (food<br />

fortification, consumption of nutrient rich foods); community management of acute malnutrition;<br />

and targeted micronutrient supplementation.<br />

<strong>USAID</strong>/<strong>Zambia</strong>‘s IP outlines interventions designed to address the systemic constraints to<br />

agricultural productivity and access to more lucrative markets. Overcoming the multiple<br />

constraints will lead to greater household income security. However, translating income security<br />

into food security, in terms of improved maternal and child nutrition, requires a concerted and<br />

coordinated cross-sectoral effort. Centering on women and children, this effort in <strong>Zambia</strong> will<br />

contribute to the global goal/target established by the FTF and GHI for the sustainable reduction<br />

of child malnutrition by 30%, while recognizing the impacts of HIV and the resources available<br />

through PEPFAR. To meet this target, the <strong>USAID</strong>/<strong>Zambia</strong>-supported effort will foster nontraditional<br />

alliances between the GRZ, other cooperating partners, civil society, and the private<br />

sector across the economic growth, education, health, HIV/AIDS, and humanitarian assistance<br />

sectors.<br />

In September 2009, Acting Director of U.S. Foreign Assistance, Richard Greene, approved the<br />

creation of the <strong>Nutrition</strong> Program Element under the Health Program Area in the Investing in<br />

People Objective. The creation of this element responds to the heightened importance of<br />

nutrition in reducing maternal and child mortality and achieving food security. A separate<br />

nutrition element facilitates integration of programming and tracking of nutrition funding for<br />

both the FTF and GHI. <strong>Zambia</strong> will receive USD $3 million in Global Health and Child Survival<br />

(GHCS) funds in FY 2010 for nutrition activities, which will complement the USD $21.0 million<br />

in Development Assistance (DA) funds for agriculture-led economic growth and USD $12<br />

million in FFP funds, along with substantial resources through PEPFAR. <strong>USAID</strong>/<strong>Zambia</strong> will use<br />

these funds to plan and implement a comprehensive nutrition and agriculture-focused food<br />

security program.<br />

72<br />

The Joint Statement on Global Food Security (―L‘Aquila Food Security Initiative‖) is endorsed by the G8<br />

and by Algeria, Angola, Australia, Brazil, Denmark, Egypt, Ethiopia, India, Indonesia, Libya (Presidency of<br />

the African Union), Mexico, The Netherlands, Nigeria, People‘s Republic of China, Republic of Korea,<br />

Senegal, Spain, South Africa, Turkey, Commission of the African Union, FAO, IEA, IFAD, ILO, IMF,<br />

OECD, The Secretary General‘s UN High Level Task Force on the Global Food Security Crisis, WFP, The<br />

World Bank, WTO who attended the food security session at the G8 Summit in L‘Aquila on 10 July 2009<br />

and by the Alliance for a Green Revolution in Africa (AGRA), Biodiversity/Consultative Group on<br />

International Agricultural Research (CGIAR), Global Donor Platform for Rural Development , Global<br />

Forum on Agricultural Research (GFAR).<br />

44 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


Contributing to the aims and results of the FTF and GHI, <strong>USAID</strong>/<strong>Zambia</strong> plans to implement<br />

nutrition activities through the following current and/or future bilateral programs in the health<br />

and HIV/AIDS sectors:<br />

Community-based Prevention Initiative for Orphans and Vulnerable Children (COPI-OVC, prime<br />

partner: World Vision <strong>Zambia</strong>) will integrate efforts to prevent undernutrition and deliver<br />

nutrition services among OVC.<br />

Infant and Young Child <strong>Nutrition</strong> (IYCN, prime partner: PATH) aims to improve the nutritional<br />

status of mothers, infants and young children, targeting those infected with or affected by<br />

HIV. The IYCN activities promote interventions in five areas: breastfeeding, complementary<br />

feeding practices, infant feeding during illness, infant feeding and HIV, and maternal nutrition.<br />

Partnership for <strong>Integrated</strong> Social Marketing (PRISM, prime partner: Population Services<br />

International) works with the private sector to support the manufacturing and distribution of<br />

point-of-use water treatment solution and zinc to prevent diarrheal diseases among<br />

children.<br />

<strong>Zambia</strong> Behavioral and Social Change Communication Program (ZBSCCP, prime partner:<br />

Chemonics) will work with the Ministry of Health (MOH) at the central level to develop<br />

campaigns and health promotion materials that focus on key nutrition practices. These<br />

practices will promote maternal nutrition, exclusive and continued breastfeeding, and<br />

appropriate infant and young child feeding.<br />

<strong>Zambia</strong> <strong>Integrated</strong> Systems Strengthening Program (ZISSP, prime partner: Abt Associates) will<br />

work with the MOH at the central, provincial, and district levels to support the delivery of<br />

nutrition services through community-based and sustainable facility platforms. These<br />

services include implementation of the integrated management of childhood illness<br />

protocols, supplementation with micronutrients, and community management of acute<br />

malnutrition.<br />

<strong>Zambia</strong> <strong>Nutrition</strong> Services, Support, and Therapy Program (prime partner: TBD) will work with<br />

the agricultural and health sectors to strengthen institutions, policies, and practices that<br />

support sustained, <strong>Zambia</strong>n-led improvements in nutrition. Activities include the<br />

development of clinical/community modules to prevent malnutrition among adults and<br />

children enrolled in HIV/AIDS programs, as well as orphans and vulnerable children (OVC).<br />

Another set of modules aims to improve economic development/value chain opportunities<br />

on the production of fortified foods and specialized food products.<br />

<strong>Zambia</strong> Prevention, Care, and Treatment Partnership II (ZPCT, prime partner: Family Health<br />

International) works with the MOH at the central, provincial, and district levels to promote<br />

consumption of specialized food products among people living with HIV/AIDS (PLHIV).<br />

<strong>Zambia</strong> Prevention Initiative (prime partner: AED) will complement and reinforce the clinical<br />

(ZISSP and ZPCT II) and communication (PRISM and ZBSCCP) efforts to promote nutrition<br />

interventions among PLHIV through community-based activities.<br />

In February 2010, the Bureau for Global Health issued the <strong>Nutrition</strong> Operational Guidance for<br />

Missions (See Annex D). This guidance presents a multi-dimensional model, rationale, and<br />

strategic approach to address undernutrition and identifies Missions, including <strong>USAID</strong>/<strong>Zambia</strong>,<br />

to develop integrated nutrition investment frameworks.<br />

During March 2010, <strong>USAID</strong>/<strong>Zambia</strong> hosted a team of consultants from the Food and <strong>Nutrition</strong><br />

Technical Assistance Project II (FANTA II), with support from the FFP program based at<br />

<strong>USAID</strong>/Washington, to develop the Food Security Country <strong>Framework</strong> (FSCF). <strong>USAID</strong>/<strong>Zambia</strong>‘s<br />

FSCF, part of the 2011 Multi-Year Assistance Program development process, will outline<br />

interventions in humanitarian assistance, but aim to integrate FFP resources fully into the<br />

Mission‘s objectives for food security and nutrition through the FTF and GHI. For example,<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 45


these interventions include the three core services of the food-assisted approach to prevent<br />

undernutrition among women and children under age 2:<br />

Conditional food ration for the individual woman or child and for the household.<br />

Preventive and curative health and nutrition services for women and children.<br />

Behavioral and social change communication.<br />

STATEMENT OF WORK<br />

Objective<br />

As their primary objective, the team must draft an integrated nutrition investment framework<br />

for <strong>Zambia</strong>, building on efforts by the Mission to develop similar planning documents for the<br />

FFP, FTF, GHI, and PEPFAR. In response to the <strong>Nutrition</strong> Operational Guidance for Missions,<br />

this framework must provide a clear roadmap for short- and long-term investments (including<br />

potential new procurement needs); demonstrate a commitment to a <strong>Zambia</strong>-led process and<br />

plan; and map collaborative relationships with other partners/stakeholders (See Annex D).<br />

Based on a comprehensive and integrated strategic approach that addresses the multiple<br />

dimensions and causes of undernutrition, this framework must aim to improve the nutritional<br />

status of <strong>Zambia</strong>ns and link the contributions of <strong>USAID</strong>/<strong>Zambia</strong>‘s economic growth, education,<br />

health, HIV/AIDS, and humanitarian assistance programs. Additionally, this framework must<br />

explain how proposed investments will increase gender equity and sustain nutritional<br />

improvements.<br />

PERFORMANCE PERIOD<br />

To begin around mid-October and continue through the end of December 2010.<br />

FUNDING SOURCE<br />

<strong>USAID</strong>/<strong>Zambia</strong><br />

Oversight<br />

In <strong>USAID</strong>/<strong>Zambia</strong>, the team must seek guidance from the leaders and relevant staff of the<br />

economic growth, education, health, HIV/AIDS, and humanitarian assistance teams, which will<br />

provide information and technical advice. The Population, Health, and <strong>Nutrition</strong> (PHN) Office<br />

Director will provide overall direction for the team as identified in Section 5.<br />

Analytic Tasks and Illustrative Key Questions<br />

To develop this framework, the team must examine the following issues in addressing<br />

undernutrition (illustrative):<br />

<strong>Nutrition</strong> and food consumption issues in <strong>Zambia</strong>, including the production and use of<br />

specialized food products (therapeutic, supplementary, or complementary foods).<br />

Socio-cultural norms related to food and nutrition and gender.<br />

Link between agricultural production and nutrition.<br />

Current policy environment.<br />

Current programs and resources.<br />

U.S. Government (USG) management structure and capacity, including the comparative<br />

advantage of the USG.<br />

Human resource capacities;<br />

Involvement of country-level stakeholders, including other donors and the private sector.<br />

46 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


Optional delivery mechanisms for nutrition services and products.<br />

The <strong>Nutrition</strong> Operational Guidance for Missions offers a set of specific questions for each issue<br />

(See Annex D). Additionally, the Feed the Future Guide highlights the issues on the linkages<br />

between agriculture and nutrition interventions.<br />

The team must also address the questions included at the end of this section. Refinement of<br />

these questions and development of additional questions will occur in the beginning of the<br />

assessment, in consultation with the economic growth, education, health, HIV/AIDS, and<br />

humanitarian assistance teams.<br />

What linkages should <strong>USAID</strong>/<strong>Zambia</strong> establish between the programs that it supports to<br />

generate the greatest impact of DA, FFP, and GHCS (including HIV/AIDS) funding?<br />

In regards to nutrition interventions:<br />

– Identify the most effective individual prevention, population-based nutrition service<br />

delivery, and enabling environment/capacity development activities that will sustainably<br />

reduce malnutrition by 30%, focusing on children under age 2. To what extent do<br />

current projects supported by <strong>USAID</strong>/<strong>Zambia</strong> and other country-level stakeholders<br />

include these activities? In particular, characterize how these activities should link with<br />

FFP-supported programs to strengthen the connection between emergency relief and<br />

longer-term development.<br />

– Describe how these activities fit within the scopes of current and future projects. If they<br />

do not, then propose appropriate changes to the strategic direction of current projects<br />

and/or design of future projects. Recommend how technical teams should invest the<br />

anticipated funding to support these activities.<br />

– Discuss how these activities relate to nutrition programs supported or implemented by<br />

other country-level stakeholders.<br />

– Discuss and make recommendations on how nutrition assistance programs may be<br />

sustained.<br />

In regards to targeting for nutrition interventions:<br />

– Based on existing data, does <strong>Zambia</strong> have geographic areas with high concentrations of<br />

people in need of assistance? Alternatively, do <strong>Zambia</strong>ns who need assistance work and<br />

live throughout the general population? If insufficient data exist, then propose a design of<br />

a situational analysis that will inform decisions related to the delivery of targeted<br />

assistance.<br />

– Describe the options of identifying and targeting individuals in need of assistance<br />

(including PLHIV and OVC). Present the benefits, costs, and feasibility for each option.<br />

– Propose general identification procedures/tools that maximize screening accuracy.<br />

Methodology<br />

The assessment will follow a non-quantitative methodology through a desk review of relevant<br />

data sources and documents, interviews with key informants, and visits to field sites.<br />

Document Review<br />

Prior to arriving in country and conducting fieldwork, the team will review various project<br />

documents and reports. The <strong>USAID</strong>/<strong>Zambia</strong> team will provide the relevant documents for<br />

review as soon as possible.<br />

The team must review relevant data sources and documents, including the following:<br />

<strong>Nutrition</strong> Operational Guidance for Missions.<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 47


Feed the Future Guide.<br />

<strong>Zambia</strong> Demographic and Health Surveys.<br />

UNICEF Multiple Indicator Cluster Surveys.<br />

Other international and national data sources on maternal and child health and nutrition,<br />

agriculture, income, and livelihoods.<br />

Previous nutrition and food security assessments.<br />

<strong>USAID</strong>/<strong>Zambia</strong> Country Strategic Plan 2004–2010 and Strategy Statement 2006.<br />

GRZ Fifth National Development Plan.<br />

FTF IP.<br />

Relevant narratives from the Operational Plan, HIV/AIDS Country Operational Plan, and<br />

Malaria Operational Plan.<br />

GRZ National Health Strategic Plan 2006 – 2010.<br />

GRZ National AIDS Strategic <strong>Framework</strong> 2006 – 2010.<br />

<strong>Zambia</strong> National Agriculture Policy.<br />

Comprehensive Africa Agriculture Development Program Country Compact.<br />

Relevant national nutrition and food policies and guidelines.<br />

Results and evaluation reports from past projects/activities;<br />

Relevant program documents from current projects/activities.<br />

Existing FFP program proposals.<br />

Strategies and reports produced by other cooperating partners, including the World Bank<br />

and World Food Program in <strong>Zambia</strong>.<br />

Relevant published and grey literature for <strong>Zambia</strong>.<br />

These will be provided by the mission well in advance of team arrival in country.<br />

Consultations in Washington, DC<br />

Prior to arrival in country, the international consultants will visit Washington, DC and meet with<br />

key informants, <strong>USAID</strong> staff and other appropriate stakeholders.<br />

Washington, DC<br />

FANTA II.<br />

<strong>USAID</strong>/Washington, Bureau for Africa.<br />

<strong>USAID</strong>/Washington, Bureau for Democracy, Conflict, and Humanitarian Assistance.<br />

<strong>USAID</strong>/Washington, Bureau for Economic Growth, Agriculture, and Trade.<br />

<strong>USAID</strong>/Washington, Bureau for Global Health (Malia Boggs).<br />

Team Planning Meeting<br />

A two-day planning meeting (TPM) will be held during the team‘s first two days in-country. This<br />

time will be used to clarify team roles and responsibilities—including specific availability and<br />

tasks/duties to be assigned for part-time team members as well as <strong>USAID</strong> team members that<br />

may have limited availability; deliverables; approach; and refinement of agenda. In the TPM the<br />

team will:<br />

Share background, experience, and expectations for the assignment.<br />

48 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


Discuss and finalize roles and responsibilities for team members including writing<br />

assignments.<br />

Formulate a common understanding of the assignment, clarifying team members‘ roles and<br />

responsibilities, level of effort and availability.<br />

Agree on the objectives and desired outcomes of the assignment.<br />

Establish a team atmosphere, share individual working styles, and agree on procedures for<br />

resolving differences of opinion.<br />

Develop a work plan, timeline and strategy for achieving deliverables.<br />

In-Briefing and Out-Briefing<br />

Refer to Expected Deliverables for details.<br />

Site Visits and Key Informant Interview<br />

The team will visit field sites in <strong>Zambia</strong>. The selection of these sites should prioritize locations<br />

that highlight the following:<br />

<strong>Nutrition</strong>al status of potential target populations.<br />

Enabling environment and institutional capacity, including the coverage and quality of<br />

implementing nutrition-related policies and guidelines.<br />

Individual and population-based service delivery platforms to expand nutrition interventions.<br />

The team must conduct interviews with key informants in Washington and <strong>Zambia</strong>. A<br />

preliminary list is included below:<br />

<strong>Zambia</strong><br />

U.S Government agencies: <strong>USAID</strong>/<strong>Zambia</strong>, U.S. Centers for Disease Control and<br />

Prevention, U.S. Department of State, U.S. Peace Corps.<br />

<strong>USAID</strong>/<strong>Zambia</strong>-supported implementing partners across all sectors.<br />

Other cooperating partners, including the UK Department for International Development.<br />

United Nations and other multilateral agencies: World Bank, World Food Program.<br />

GRZ: Ministry of Agriculture and Cooperatives, Ministry of Livestock and Fisheries, MOH,<br />

National HIV/AIDS/STI/TB Council, National Food and <strong>Nutrition</strong> Commission.<br />

Civil society organizations.<br />

Private sector firms.<br />

Team Composition and Size<br />

The team will consist of four members, two international hires and two locally-engaged<br />

consultants:<br />

Team Leader (International).<br />

Technical Specialist (<strong>Nutrition</strong> – International).<br />

Technical Specialist (Institutional and Stakeholder Analyses – <strong>Zambia</strong>n.<br />

Technical Specialist (Agriculture and Private Sector Development – <strong>Zambia</strong>n).<br />

Team Leader<br />

Responsibilities: Reporting to the <strong>USAID</strong>/<strong>Zambia</strong> PHN Office Director, the Team Leader will<br />

coordinate and participate in the conduct of the assessment and preparation of the deliverables.<br />

With familiarity of <strong>USAID</strong> programs and operations at the Mission level, he/she will focus on<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 49


examining the USG management structure and capacity to oversee the proposed investments in<br />

the framework. For the deliverables, the Team Leader will provide continuity in the content and<br />

style of presentations and reports. He/she will assume responsibility for the overall quality of<br />

work and manage the tasks, calendar, and schedule for the team.<br />

Experience/skills: The Team Leader must have at least 10 years of experience working with<br />

<strong>USAID</strong> and/or <strong>USAID</strong>-supported implementing partners in the PHN sector, with some<br />

experience in Southern Africa. He/she must understand <strong>USAID</strong>‘s policies and principles in<br />

program design and management. The Team Leader must think creatively and flexibly, with<br />

strong communication (especially writing) and interpersonal skills.<br />

Technical Specialist (<strong>Nutrition</strong>)<br />

Responsibilities: Reporting to the Team Leader, this Technical Specialist will participate in the<br />

conduct of the assessment and preparation of the deliverables. He/she will focus on examining<br />

the nutrition and food consumption issues, including the production and use of specialized food<br />

products (therapeutic, supplementary, or complementary foods). Additionally, the Technical<br />

Specialist will assess the effectiveness of existing nutrition and related WASH interventions and<br />

recommend changes, new interventions, cross-sectoral linkages, and targeting approaches.<br />

Experience/skills: This Technical Specialist must have at least five years of experience in the<br />

prevention of undernutrition and/or delivery of nutrition services in a developing country<br />

context, preferably in Southern Africa. He/she must have exposure to <strong>USAID</strong>‘s PHN programs<br />

and demonstrate familiarity with the technical approaches of these programs to improve<br />

nutritional status. The Technical Specialist must have strong communication (especially writing)<br />

skills.<br />

Technical Specialist (Institutional and Stakeholder Analyses)<br />

Responsibilities: Reporting to the Team Leader, this Technical Specialist will participate in the<br />

conduct of the assessment and preparation of the deliverables. He/she will focus on examining<br />

the current policy environment, existing programs and resources, human resource capacities,<br />

and stakeholder involvement to address nutrition in <strong>Zambia</strong>.<br />

Experience/skills: This Technical Specialist must have at least ten years of experience in health<br />

and/or another development sector in <strong>Zambia</strong>. With such experience, he/she must demonstrate<br />

substantial knowledge of the roles and resources of the GRZ, bilateral and multilateral agencies,<br />

civil society, private sector, and other country-level stakeholders to address food security and<br />

nutrition in <strong>Zambia</strong>. The Technical Specialist must have strong communication (especially<br />

writing) skills.<br />

The Director and staff of the PHN Office as well as the leaders and staff of the economic<br />

growth, education, HIV/AIDS, and humanitarian assistance teams will work closely with the team<br />

throughout the course of the assignment.<br />

Technical Specialist (Agriculture and Private Sector Development)<br />

Responsibilities: Reporting to the Team Leader, this Technical Specialist will participate in the<br />

assessment and preparation of the deliverables. He/she will focus on the current opportunities<br />

to leverage the increasing productivity and profitability of smallholder agriculture production to<br />

improve the nutritional status of women and children. The specialist will address farming<br />

systems in the <strong>Zambia</strong>n context and inform the team regarding how crop diversity and market<br />

opportunities could improve dietary diversity and significantly reduce undernutrition.<br />

Experience/skills: He/she will have an in-depth understanding of the <strong>Zambia</strong>n culture as it relates<br />

to farming practices and the incentives that govern decisions related to the risks of investments<br />

in farming systems upgrades. The Technical Specialist will have at least ten years experience in<br />

50 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


the <strong>Zambia</strong>n agriculture sector, with a demonstrated and in-depth understanding of the lead<br />

GRZ Ministries that guide the development of the sector. The Technical Specialist will<br />

demonstrate his/her understanding of policy and technical issues that impact the performance of<br />

<strong>Zambia</strong>n agriculture and how to effectively work within the limits of the <strong>Zambia</strong>n context to<br />

influence on-farm responses to reduce undernutrition.<br />

Procurement Sensitivity<br />

The product of this exercise may be used to inform future procurement efforts related to<br />

nutrition in <strong>Zambia</strong>. All personnel involved will be required to sign confidentiality agreements<br />

governing use of the information generated as part of this assignment.<br />

Illustrative Calendar<br />

The team should expect to participate in tasks according to the following proposed schedule:<br />

Week 1 (Washington): Meetings with <strong>USAID</strong>/Washington and FANTA II and desk review of<br />

documents.<br />

Week 2: Meetings with <strong>USAID</strong>/<strong>Zambia</strong>, finish desk review of documents, and begin meetings<br />

with country-level stakeholders.<br />

Week 3: Finish meetings with country-level stakeholders and begin visits to field sites.<br />

Week 4: Finish visits to field sites and draft and present the integrated nutrition investment<br />

framework.<br />

Logistics<br />

Arrangements<br />

<strong>USAID</strong>/<strong>Zambia</strong> will coordinate with other USG agencies, implementing partners, and other<br />

country-level stakeholders to arrange courtesy calls, substantive meetings, field site visits, and incountry<br />

travel, including transportation and accommodation.<br />

GH Tech will be responsible for the following:<br />

Arranging travel in the U.S. and from the U.S. to overseas assignment location (country<br />

clearance, visa, plane tickets, hotel reservations and meeting space, communications costs<br />

for consultants, processing travel advance and expenses). Consultants are responsible for<br />

arranging in-country travel while overseas and ground transportation in the U.S. GH Tech<br />

will need to approve in-country travel quotes prior to purchase (for consultant<br />

reimbursement).<br />

Facilitating contact with <strong>USAID</strong> staff.<br />

Instruction and/or assistance with formatting charts, graphs, tables, and PowerPoint slides.<br />

The team should expect to bring their own laptops.<br />

Workweek<br />

<strong>USAID</strong>/<strong>Zambia</strong> authorizes a six-day work week when the team is working in country.<br />

Estimated Level of Effort (LOE)<br />

Activity<br />

Days<br />

Background Reading— All members 3<br />

Travel to Washington (Team Leader) 1<br />

Consultations in Washington via meetings and interviews (Team Leader) 3<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 51


Activity<br />

Days<br />

RT International Travel (Team Leader—4; Technical Specialist/<strong>Nutrition</strong> – 3) 4/3<br />

Assessment Planning (setting up meetings/field visits) – Technical Specialist/<strong>Nutrition</strong> 4<br />

Team Planning Meeting (TPM)— all team members 2<br />

Conduct of assessments in <strong>Zambia</strong> (includes site visits and key informant<br />

interviews)—Team Leader and 3 Technical Specialists<br />

Preparation of deliverables—Team Leader + 3 Technical Specialists (Discussion,<br />

analysis of data, framework/report drafting)<br />

13<br />

4<br />

In Briefing and Out-Briefing (Preparation and Presentation) (x4 persons) 2<br />

Revisions of Deliverables (Team Leader—5 + team members–3) 5/3<br />

Total LOE—Team Leader 37<br />

Total LOE—Technical Specialist (<strong>Nutrition</strong>) 34<br />

Total LOE—Technical Specialist (Institutional and Stakeholder Analyses) 24<br />

Total LOE—Technical Specialist (Agriculture and Private Sector<br />

Development)<br />

24<br />

Relationships and Responsibilities<br />

Prior to in-country work:<br />

Consultant Conflict of Interest. To avoid conflicts of interest (COI) or the appearance of a<br />

COI, review previous employers listed on the CVs for proposed consultants and provide<br />

additional information regarding any potential COI.<br />

Background Documents: Identify and prioritize background materials for consultants and<br />

provide them to GH Tech as early as possible prior to team work.<br />

Key Informant and Site Visit Preparations: Provide a list of key informants, site visit<br />

locations, and suggested length of field visits for use in planning for in-country travel and<br />

accurate estimation of country travel line items costs (i.e. number of in-country travel days<br />

required to reach each destination, and number of days allocated for interviews at each<br />

site).<br />

Lodging and Travel: Provide information as early as possible on allowable lodging and per<br />

diem rates for stakeholders that will travel/participate in activities with the evaluation<br />

team. Also, provide guidance on recommended secure hotels, and identify a person in the<br />

Mission to assist with logistics.<br />

During in-country work:<br />

<strong>USAID</strong>/<strong>Zambia</strong> will undertake the following while the team is in country:<br />

Mission Point of Contact: Ensure constant availability of the Mission Point of Contact<br />

person(s) to provide technical leadership and direction for the consultant team‘s work.<br />

Meeting Space. Provide guidance on the team‘s selection of a meeting space for interviews<br />

and/or focus group discussions (i.e. <strong>USAID</strong> space if available or other known office/hotel<br />

meeting space).<br />

52 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


Meeting Arrangements and Field Visits. While consultants typically will arrange meetings for<br />

contacts outside the Mission, support the consultants in coordinating meetings with<br />

stakeholders and provide <strong>USAID</strong> transportation for field visits.<br />

Formal and Official Meetings. Arrange key appointments with national and local government<br />

officials and accompany the team on these introductory interviews (especially important in<br />

high-level meetings).<br />

Other Meetings. If appropriate, assist in identifying and helping to set up meetings with local<br />

professionals relevant to the assignment.<br />

Facilitate Contacts with Partners. Introduce the team to project partners, local government<br />

officials and other stakeholders, and where applicable and appropriate, prepare and send out<br />

an introduction letter for team‘s arrival and/or anticipated meetings.<br />

Following in-country work:<br />

<strong>USAID</strong>/<strong>Zambia</strong> will undertake the following once the in-country work is completed:<br />

Timely reviews: Provide timely review of draft/final draft reports and approval of the<br />

deliverables.<br />

EXPECTED DELIVERABLES<br />

The team must produce the following deliverables:<br />

A written methodology/work plan: This design/operational work plan will be prepared during<br />

the TPM and submitted to the Mission for review and approval before fieldwork and key<br />

informant interviews begin.<br />

A draft report outline: This will be prepared during the TPM.<br />

In-briefing presentation: This presentation must summarize the preliminary findings and<br />

conclusions, based on the desk review of relevant data sources and documents and<br />

interviews with Washington-based key informants. The team should anticipate that the inbriefing<br />

will last for approximately one hour, with the majority of time spent on identifying<br />

information gaps to fill through key informant interviews and field visits in <strong>Zambia</strong>.<br />

Out-briefing presentation: This presentation must propose highlights from the integrated<br />

nutrition investment framework, drafted in response to the illustrative key questions in<br />

section 3.3 and based on all information gathering activities. The team should anticipate that<br />

the out-briefing will last for approximately two hours, with the majority of time spent on<br />

questions and discussion.<br />

Draft <strong>Integrated</strong> <strong>Nutrition</strong> <strong>Investment</strong> <strong>Framework</strong> (report): As described in section 3.1 and<br />

summarized in the out-briefing presentation, this framework must describe the strategic<br />

thrusts and program priorities in economic growth, education, health, HIV/AIDS, and<br />

humanitarian assistance (See SOW Annex 1 for the proposed outline). The Team Leader<br />

must submit the draft of this framework before his/her departure from <strong>Zambia</strong>. <strong>USAID</strong> will<br />

provide comments on the draft framework within 10 working days of receipt of the report.<br />

The draft framework/report will be used internal to the mission and labeled<br />

―For Internal <strong>USAID</strong> Distribution Only.‖<br />

Final <strong>Integrated</strong> <strong>Nutrition</strong> <strong>Investment</strong> <strong>Framework</strong> (Report): The final report will be due within<br />

approximately seven working days after the team receives comments from <strong>USAID</strong>/<strong>Zambia</strong>.<br />

<strong>USAID</strong>/<strong>Zambia</strong> requests both an electronic version of the field report (Microsoft word) as<br />

well as two hard copies of the report. The final framework/report will be used<br />

internal to the mission and labeled ―For Internal <strong>USAID</strong> Distribution Only.‖<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 53


After the final (but unedited) draft report has been reviewed by <strong>USAID</strong>, GH Tech will have the<br />

documents professionally edited and formatted and will provide the final report to<br />

<strong>USAID</strong>/<strong>Zambia</strong> for internal distribution (two hard copies and a CD Rom). It will take<br />

approximately 30 business days for GH Tech to have the report edited, formatted, and printed.<br />

RELATIONSHIPS AND RESPONSIBILITIES<br />

Primary <strong>USAID</strong>/<strong>Zambia</strong> point of contact for this assignment will be:<br />

William Kanweka<br />

Senior Health Advisor<br />

PHN Office, <strong>USAID</strong>/<strong>Zambia</strong><br />

Email; wkanweka@usaid.gov<br />

Telephone: 260-211-254303 ext 179<br />

Mobile: 260-978-771499<br />

MISSION CONTACT PEOPLE:<br />

AO/0ffice Contact Position Email address<br />

Front Office Ryan Washburn A/Deputy Mission<br />

Director<br />

Population Health and<br />

<strong>Nutrition</strong> (AO7)<br />

HIV Mutlisectoral<br />

Response (AO9)<br />

HIV Mutlisectoral<br />

Response (AO9<br />

rwashburn@usaid.gov<br />

Randy Kolstad Director rkolstad@usaid.gov<br />

Rene Burger Team Leader rberger@usaid.gov<br />

Abeje Zegeye<br />

HIV/AIDS Food and<br />

<strong>Nutrition</strong> Advisor<br />

azegeye@usaid.gov<br />

Program (PRM) Michael McCord Program Officer mmccord@usaid.gov<br />

Economic Growth<br />

(AO5)<br />

Economic Growth<br />

(AO5)<br />

Economic Growth<br />

(AO5)<br />

Andrew Levin<br />

Kristy Cook<br />

Agric. Development<br />

Officer<br />

Senior Agric.<br />

Economist<br />

alevin@usaid.gov<br />

kcook@usaid.gov<br />

Ballard Zulu Deputy Team Leader bazulu@usaid.gov<br />

Education (AO6) Wick Powers Education Officer rpowers@usaid.gov<br />

Education (A06) Cornelius Chipoma Education Specialist cchipoma@usaid.gov<br />

COST ESTIMATE—ATTACHED<br />

54 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


ANNEX 1: ILLUSTRATIVE OUTLINE FOR THE INTEGRATED<br />

NUTRITION INVESTMENT FRAMEWORK<br />

I. Executive Summary<br />

II.<br />

III.<br />

IV.<br />

Introduction<br />

– Purpose<br />

– Methodology<br />

Situational Analysis<br />

– Overall status and progress, including feasibility of achieving targets in the relevant<br />

Millennium Development Goals.<br />

– Sector-specific status and progress, including efforts of the GRZ, USG, and other<br />

donors.<br />

– Economic growth<br />

– Education<br />

– Health and HIV/AIDS<br />

– Humanitarian Assistance<br />

Re-positioning <strong>Nutrition</strong> and Food Security<br />

– Working definitions of key concepts: integration, linkages, sustainability, ownership,<br />

capacity development, and gender equity.<br />

– Contribution to the global results of the FTF and GHI.<br />

– Contribution to <strong>USAID</strong>/<strong>Zambia</strong>‘s Assistance Objectives.<br />

V. Guidelines on Cross-sectoral Integration and Linkages<br />

VI.<br />

Guidelines on <strong>Nutrition</strong> Interventions<br />

– Individual prevention activities.<br />

– Population-based nutrition service delivery activities.<br />

– Enabling environment and capacity development.<br />

VII. Guidelines on Targeted Assistance<br />

– Need for targeted assistance and/or further situational analysis.<br />

– Types, benefits, costs, and feasibility of targeting options.<br />

– Promising practices in targeted assistance.<br />

VIII. References<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 55


56 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


ANNEX B. PERSONS CONTACTED<br />

U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT<br />

Malia Boggs, Technical Advisor, <strong>Nutrition</strong> Division<br />

James Hazen, Technical Advisor, <strong>Nutrition</strong> Division (Note: He will be out of the country<br />

during informant interviews, but has offered to communicate with the team by email if needed.)<br />

Roy Miller, Washington Bureau for Africa, Sustainable Development<br />

IYCN ZAMBIA<br />

Kali Erickson<br />

PATH<br />

Denise Lionetti, Project Director, Infant and Young Child <strong>Nutrition</strong><br />

Altrena Mukuria, Country Program Specialist<br />

Tom Schaetzel<br />

THE WORLD BANK<br />

Richard Seifman<br />

Jessica Tilahun, Research and Program Coordinator, Monitoring and Evaluation Specialist<br />

FANTA-2<br />

Monica Woldt, MCHN Advisor<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 57


KEY INFORMANT INTERVIEW SCHEDULE<br />

1.395 <strong>Zambia</strong> <strong>Integrated</strong> <strong>Nutrition</strong> <strong>Framework</strong> Development<br />

Time Contact Affiliation<br />

8:30<br />

9:30–<br />

11:00<br />

Richard<br />

Seifman<br />

World Bank<br />

Interview<br />

Location<br />

Monday, October 18<br />

Starbucks near<br />

World Bank- call<br />

when you arrive<br />

at World Bank<br />

Notes<br />

Prefers to meet outside the<br />

Bank to avoid security process.<br />

Erika Lutz GH Tech GH Tech GH Tech Orientation Meeting<br />

12:30<br />

3:00<br />

4:30<br />

10:00<br />

Roy Miller<br />

<strong>USAID</strong>/W<br />

Bureau for<br />

Africa/ SD<br />

Malia Boggs <strong>USAID</strong>/ W/<br />

GH/ HIDN/<br />

NUT<br />

Jessica<br />

Tilahun<br />

Denise<br />

Lionetti,<br />

Tom<br />

Schaetzel,<br />

Altrena<br />

Mukuria<br />

Global Food<br />

and <strong>Nutrition</strong>,<br />

Inc.<br />

PATH/ IYCN<br />

RRB 3.7.1<br />

RRB 3.7.1<br />

TBD<br />

PATH/ IYCN<br />

12:00 Kali Erickson IYCN <strong>Zambia</strong> GH Tech<br />

3:30<br />

Monica<br />

Woldt<br />

FANTA -2<br />

AED<br />

Call Roy or Kaitlyn Patierno<br />

for escort<br />

Tuesday, October 19<br />

2:35 PM— Flight departs Washington Dulles<br />

Wednesday, October 20<br />

58 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


ANNEX C. ZAMBIA NUTRITION FRAMEWORK<br />

Target<br />

groups<br />

Women of<br />

Reproductive<br />

Age (WRA )<br />

At risk Subgroups<br />

Food<br />

insecure<br />

households<br />

<strong>Nutrition</strong><br />

Problems<br />

Iron def.<br />

anemia<br />

High likelihood<br />

of other<br />

micronutrient<br />

deficiencies<br />

Immediate<br />

and<br />

Underlying<br />

Determinants<br />

Insufficient iron<br />

in diet<br />

Lack of dietary<br />

diversity<br />

Low intake of<br />

animal source<br />

foods (protein,<br />

zinc, iron<br />

calcium, B12)<br />

Interventions Indicators GRZ Programs<br />

Essential <strong>Nutrition</strong><br />

Actions<br />

Increase quality<br />

and quantity of<br />

diet through food<br />

and nutrition security<br />

pack and other<br />

agriculture actions<br />

Lighten women‘s<br />

labor burdens<br />

through access to<br />

technology for food<br />

production,<br />

harvesting,<br />

processing and<br />

preservation<br />

Women‘s<br />

Dietary<br />

Diversity as a<br />

measure of<br />

micronutrient<br />

adequacy<br />

BMI<br />

—National<br />

Agriculture Policy<br />

—National Food<br />

and <strong>Nutrition</strong><br />

Policy and<br />

Implementation<br />

Plan<br />

◦National <strong>Nutrition</strong><br />

Strategy in process<br />

—New<br />

Community Health<br />

Worker Strategy<br />

—Essential<br />

<strong>Nutrition</strong> Package<br />

of Care in the<br />

Health Sector<br />

Partner<br />

support<br />

ZISSP :<br />

strengthening<br />

health and<br />

nutrition<br />

services at<br />

health facilities<br />

and community<br />

level<br />

BCC<br />

WVI<br />

Gaps<br />

No systematic<br />

way of<br />

working with<br />

women‘s<br />

groups or<br />

providing<br />

micro-credit<br />

<strong>Nutrition</strong> care<br />

and support in<br />

health care<br />

systems<br />

inadequate<br />

(poor M & E)<br />

Promotion of<br />

adequate birth<br />

spacing<br />

Pregnant<br />

Women<br />

Underweight<br />

women<br />

Pregnant<br />

adolescents<br />

Food<br />

insecure<br />

households<br />

(BMI < 18.5)<br />

Maternal<br />

mortality ratio<br />

(MMR) 591<br />

Anemia<br />

Same as above<br />

Antenatal care,<br />

micronutrient<br />

supplementation and<br />

other preventive and<br />

curative health and<br />

nutrition services<br />

Women‘s<br />

Dietary<br />

Diversity as a<br />

measure of<br />

micronutrient<br />

adequacy<br />

BMI<br />

Weight gain<br />

MCH<br />

Iron/folate<br />

supplementation<br />

CARMMA<br />

Use of BMI<br />

for targeting<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 59


Target<br />

groups<br />

At risk Subgroups<br />

<strong>Nutrition</strong><br />

Problems<br />

Immediate<br />

and<br />

Underlying<br />

Determinants<br />

Interventions Indicators GRZ Programs<br />

Birthweights<br />

Partner<br />

support<br />

Gaps<br />

Day time rest<br />

Adequacy of<br />

food intake<br />

Lactating<br />

women<br />

Newborns<br />

Food<br />

insecure<br />

households<br />

Low<br />

birthweight<br />


Target<br />

groups<br />

At risk Subgroups<br />

<strong>Nutrition</strong><br />

Problems<br />

Immediate<br />

and<br />

Underlying<br />

Determinants<br />

Interventions Indicators GRZ Programs<br />

Partner<br />

support<br />

Gaps<br />

starting at 6<br />

months<br />

Children of<br />

HIV+<br />

mothers<br />

death at this<br />

age, especially<br />

if undernourished<br />

of dietary<br />

diversity<br />

Behavior change<br />

services targeted to<br />

caregivers/families/<br />

communities for<br />

adequate<br />

complementary<br />

feeding practices<br />

consuming at<br />

least 3 foods<br />

at last meals<br />

Child feeding<br />

adequacy<br />

score<br />

Adolescent<br />

girls<br />

In-school<br />

girls, plus<br />

out-of-school<br />

girls from<br />

food insecure<br />

households<br />

Iron deficiency<br />

anemia<br />

Lack of dietary<br />

diversity<br />

Increase<br />

nutritional<br />

requirement<br />

Behavior change<br />

services targeted to<br />

adolescent girls and<br />

their families to<br />

assure adequate<br />

micronutrient intake,<br />

plus counseling on<br />

reproductive health,<br />

women‘s rights and<br />

infant requirements<br />

BMI<br />

SHN for ―in<br />

school‖<br />

adolescents in<br />

selected schools<br />

Education for all<br />

policy<br />

No program<br />

at present for<br />

out of school<br />

adolescent<br />

girls who are<br />

most<br />

vulnerable<br />

Rural poor<br />

farming<br />

households<br />

Food<br />

insecure<br />

households<br />

HIV affected<br />

households<br />

High stunting<br />

among<br />

children<br />

resulting<br />

from<br />

combination<br />

of inadequate<br />

food intake,<br />

inadequate<br />

dietary<br />

diversity and<br />

infection,<br />

resulting in<br />

part from<br />

hygiene and<br />

Lack of land<br />

and/or<br />

agricultural<br />

inputs<br />

Lack of<br />

adequate<br />

formal<br />

education<br />

Household<br />

food insecurity,<br />

inadequate<br />

caring<br />

practices,<br />

inadequate<br />

Food and nutrition<br />

security pack<br />

Upgraded CHW<br />

training program<br />

with intensified<br />

counseling<br />

responsibilities<br />

Incorporation of<br />

WASH activities in<br />

health sector<br />

services<br />

Number of<br />

meals per<br />

day<br />

water<br />

quality<br />

testing<br />

Behavior<br />

change<br />

adoption<br />

Resilience<br />

% reduction<br />

CAADP<br />

Compact<br />

MACO including<br />

FRA<br />

GART<br />

CDT<br />

ZEGA<br />

ACF<br />

GRZ/MCDSS<br />

FAO<br />

Norwegian<br />

Embassy<br />

JICA<br />

<strong>USAID</strong> -<br />

PROFIT<br />

MATEP<br />

FSRP<br />

Land ‗O‘Lakes<br />

ZATAC<br />

ZACA<br />

ACF<br />

Micro-credit<br />

schemes<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 61


Target<br />

groups<br />

At risk Subgroups<br />

Urban poor Children<br />

who are not<br />

breastfed<br />

Children not<br />

fed<br />

complement<br />

ary foods<br />

starting at 6<br />

months<br />

Children of<br />

HIV+<br />

mothers<br />

<strong>Nutrition</strong><br />

Problems<br />

sanitation<br />

problems<br />

low BMI for<br />

women<br />

High risk of<br />

infections and<br />

wasting<br />

High<br />

mortality<br />

Immediate<br />

and<br />

Underlying<br />

Determinants<br />

health facilities,<br />

poor hygiene<br />

and sanitation<br />

Food insecurity<br />

(poor quality<br />

and quantity)<br />

Unsafe water<br />

sources<br />

Lack of user<br />

fees for health<br />

facility<br />

attendance<br />

Lack of<br />

adequate<br />

education for<br />

mothers<br />

lack of<br />

information<br />

systems<br />

Interventions Indicators GRZ Programs<br />

Urban agriculture<br />

Cash transfer<br />

improved water<br />

supplies<br />

<strong>Nutrition</strong><br />

education and<br />

health promotion<br />

income generating<br />

activities<br />

micro-credit<br />

schemes<br />

in diarrhea<br />

prevalence<br />

Number and<br />

types of<br />

communicati<br />

on materials<br />

available<br />

Number of<br />

meals per<br />

day<br />

water<br />

quality<br />

testing<br />

Behavior<br />

change<br />

adoption<br />

Resilience<br />

% reduction<br />

in diarrhea<br />

prevalence<br />

number and<br />

types of<br />

communicati<br />

on materials<br />

available<br />

DFID-supported<br />

Social Cash<br />

Transfer program<br />

Partner<br />

support<br />

C-FAARM<br />

WFP –<br />

SPLASH card<br />

Gaps<br />

Land for<br />

urban<br />

agriculture –<br />

to be<br />

negotiated<br />

with local<br />

councils<br />

Farming<br />

groups or<br />

associations<br />

62 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


Target<br />

groups<br />

At risk Subgroups<br />

<strong>Nutrition</strong><br />

Problems<br />

Immediate<br />

and<br />

Underlying<br />

Determinants<br />

Interventions Indicators GRZ Programs<br />

Partner<br />

support<br />

Gaps<br />

HIVaffected<br />

households<br />

Children<br />

who are not<br />

breastfed<br />

Children not<br />

fed<br />

complement<br />

ary foods<br />

starting at 6<br />

months<br />

Stunting,<br />

underweight,<br />

wasting<br />

Micronutrien<br />

t deficiencies<br />

Food insecurity<br />

Dietary<br />

monotony<br />

lack of<br />

agricultural<br />

labor<br />

Behavior change<br />

services targeted to<br />

caregivers/families/<br />

communities for<br />

adequate<br />

complementary<br />

feeding practices<br />

food<br />

security<br />

BMI for<br />

affected<br />

women and<br />

men<br />

Stunting for<br />

children<br />

NAC, NFNC,<br />

MOH<br />

UNAIDS<br />

CDC, <strong>USAID</strong><br />

Children of<br />

HIV+<br />

mothers<br />

HIV+ adults<br />

with severe<br />

and<br />

moderate<br />

acute<br />

malnutrition<br />

diversity and<br />

frequency of<br />

infant and<br />

child feeding<br />

consistence<br />

of<br />

complement<br />

ary feeds<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 63


64 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


ANNEX D. STUNTING IN ZAMBIA: CAUSES, CONSTRAINTS AND PROPOSED STRATEGIES<br />

AND INTERVENTIONS<br />

Household Food Insecurity<br />

Inadequate Health Facilities, Water and<br />

Sanitation<br />

Inadequate Caring Practices<br />

Causes<br />

Continual or episodic lack of<br />

sufficient food in the household to<br />

meet dietary needs of family<br />

members, especially those with<br />

high nutrient needs: children<br />

under 2 years and pregnant and<br />

lactating women, and adolescent<br />

girls<br />

Frequent illnesses, including chronic<br />

high incidence of gastro-intestinal<br />

infections in children (diarrhea,<br />

parasites, etc.) caused by lack of<br />

sanitation in household<br />

Women and men lack<br />

understanding of importance of<br />

nutrition and optimal infant and<br />

young child feeding practices<br />

(adequate caloric and nutrient<br />

density and frequency of<br />

feeding, etc.)<br />

Multiple micronutrient deficiencies<br />

Constraints<br />

Low productivity and production<br />

of staple crops, other crop types,<br />

fruits and vegetables<br />

Seasonal shortages<br />

In some areas and seasons<br />

monotonous diets based on low<br />

value carbohydrates (nshima,<br />

cassava, etc.)<br />

Lack of sufficient income to<br />

purchase needed food<br />

Women‘s decision making limited<br />

concerning agricultural and other<br />

household resources<br />

Micronutrient rich foods are not<br />

appreciated and grown in sufficient<br />

quantities and variety<br />

Water sources often far in rural areas<br />

& may be poor quality, so water for<br />

hygienic practices is constrained<br />

(limited water quantities encourage<br />

recycling and therefore contamination)<br />

Inadequate sanitation facilities in rural<br />

and poor urban areas<br />

Health facilities are often far away and<br />

transport is expensive or non-existent<br />

resulting in visits for health care only<br />

for acute illness<br />

Poor attitude of health workers<br />

Mothers have limited time for child<br />

care due to high work loads in food<br />

production, processing and<br />

preparation<br />

<strong>Nutrition</strong> information and<br />

education not reaching rural<br />

families<br />

Illiteracy among women*<br />

Limited time for practicing<br />

recommended child feeding<br />

behaviors<br />

Materials and capacity for<br />

nutrition messages inadequate<br />

for reaching target groups<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 65


Household Food Insecurity<br />

Inadequate Health Facilities, Water and<br />

Sanitation<br />

Inadequate Caring Practices<br />

High cost of foods especially<br />

animal source foods<br />

Limited utilization of wild<br />

biodiversity<br />

Inadequate knowledge of<br />

recommended feeding practices and<br />

care for sick children<br />

Inadequate knowledge and practice of<br />

good hygiene<br />

Strategies<br />

Work with agricultural agents and<br />

programs to improve quality and<br />

quantity of diet through increasing<br />

production of diverse crops and<br />

availability of nutritious food<br />

Increase extension and veterinary<br />

services to farmers to promote<br />

more large and small livestock and<br />

fisheries and consumption by<br />

family members of dairy and other<br />

animal products<br />

Use rural radio to disseminate<br />

messages about nutrient dense<br />

food commodities and dietary<br />

diversity<br />

Use rural radio to disseminate<br />

sanitation and hygiene messages<br />

Increase knowledge and skills of<br />

community health workers to convey<br />

disease prevention, sanitation and<br />

hygiene messages<br />

Increase investments in safe water<br />

provision and improved sanitation<br />

facilities<br />

Strengthen application of<br />

Essential <strong>Nutrition</strong> Actions<br />

(ENA) within the health system<br />

Support community health<br />

workers to expand community<br />

nutrition programs, including<br />

growth monitoring and<br />

promotion<br />

Develop and diffuse labor<br />

saving technologies for food<br />

processing and preparation<br />

Use rural radio to disseminate<br />

messages to parents on infant<br />

and young child nutrition as<br />

well as the importance of good<br />

nutrition for pregnant and<br />

lactating women<br />

66 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


Household Food Insecurity<br />

Inadequate Health Facilities, Water and<br />

Sanitation<br />

Inadequate Caring Practices<br />

Strategies<br />

Work with agricultural agents and<br />

programs to improve quality and<br />

quantity of diet through increasing<br />

production of diverse crops and<br />

availability of nutritious food<br />

Increase extension and veterinary<br />

services to farmers to promote<br />

more large and small livestock and<br />

fisheries and consumption by<br />

family members of dairy and other<br />

animal products<br />

Use rural radio to disseminate<br />

messages about nutrient dense<br />

food commodities & dietary<br />

diversity<br />

Use rural radio to disseminate<br />

sanitation & hygiene messages<br />

Increase knowledge and skills of<br />

community health workers to convey<br />

disease prevention, sanitation and<br />

hygiene messages<br />

Increase investments in safe water<br />

provision and improved sanitation<br />

facilities<br />

Strengthen application of<br />

Essential <strong>Nutrition</strong> Actions<br />

(ENA) within the health system<br />

Support community health<br />

workers to expand community<br />

nutrition programs, including<br />

growth monitoring and<br />

promotion<br />

Develop and diffuse labor<br />

saving technologies for food<br />

processing and preparation<br />

Use rural radio to disseminate<br />

messages to parents on infant<br />

& young child nutrition as well<br />

as the importance of good<br />

nutrition for pregnant &<br />

lactating women<br />

*Education and wealth are both inversely related to stunting levels. Stunting decreases with increasing levels of mother‘s education. For<br />

example, ZDHS 2007 data show that children born to mothers with primary level education are more likely to be stunted (49%) than<br />

children born to mothers with more than secondary education (21%).<br />

<strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW 67


68 <strong>USAID</strong>/ZAMBIA: INTEGRATED NUTRITION INVESTMENT FRAMEWORK OVERVIEW


For more information, please visit:<br />

http://resources.ghtechproject.net


Global Health Technical Assistance Project<br />

1250 Eye St., NW, Suite 1100<br />

Washington, DC 20005<br />

Tel: (202) 521-1900<br />

Fax: (202) 521-1901<br />

www.ghtechproject.com

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