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Appendix to Ethical Guidelines for the Delivery of Health Services by ...

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difficulty in evaluating <strong>the</strong>ir feelings <strong>of</strong> dissatisfaction. A clear<br />

statement <strong>of</strong> standards in relation <strong>to</strong> frequently occurring situations,<br />

such as surgical consent, au<strong>to</strong>psy consent, and research participation,<br />

gives patients clear expectations and a realistic framework <strong>to</strong> evaluate<br />

<strong>the</strong>ir experiences. A clear statement <strong>of</strong> standards also provides criteria<br />

<strong>by</strong> which outside groups can document failure in institutional operations<br />

or, if necessary, use as grounds <strong>for</strong> initiating litigation.<br />

VII. Implementation<br />

Throughout this discussion, I have been skeptical <strong>of</strong> <strong>the</strong> rule-making<br />

process and <strong>the</strong> tendency <strong>to</strong> respond <strong>to</strong> each new problem with new regulations.<br />

In addition <strong>to</strong> being a costly process it encourages skepticism and at<br />

times contempt from those whose behavior <strong>the</strong> regulation is intended <strong>to</strong><br />

influence. Frequently, more modest ef<strong>for</strong>ts, better fitted <strong>to</strong> <strong>the</strong> realities<br />

<strong>of</strong> organizational behavior, are more successful in achieving a sensitive<br />

response <strong>to</strong> <strong>the</strong> needs and interests <strong>of</strong> patients and research subjects than<br />

more specific rules and requirements <strong>for</strong> affirmation <strong>of</strong> con<strong>for</strong>mity with<br />

<strong>the</strong>se rules.<br />

Throughout <strong>the</strong> discussion I have indicated that <strong>the</strong> crux <strong>of</strong> <strong>the</strong> difficulty<br />

is <strong>the</strong> inequalities between patients and providers, and that such<br />

inequalities are greatest when <strong>the</strong> patient has no choice <strong>of</strong> providers.<br />

This is <strong>of</strong>ten <strong>the</strong> case in particular DHEW programs, but true in <strong>the</strong> private<br />

sec<strong>to</strong>r as well when geography or <strong>the</strong> nature <strong>of</strong> <strong>the</strong> programs results in<br />

only one source <strong>of</strong> care.<br />

Whatever <strong>the</strong> value <strong>of</strong> intervention, I see little possibility <strong>of</strong><br />

achieving effective regulation relevant <strong>to</strong> ethical behavior in programs<br />

in which <strong>the</strong> government pays fee-<strong>for</strong>-service providers <strong>for</strong> <strong>the</strong> provision<br />

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