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THIS OPINION IS NOT PRECEDENT OF THE TTAB

THIS OPINION IS NOT PRECEDENT OF THE TTAB

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<strong>TH<strong>IS</strong></strong> <strong>OPINION</strong> <strong>IS</strong> <strong>NOT</strong><br />

<strong>PRECEDENT</strong> <strong>OF</strong> <strong>THE</strong><br />

<strong>TTAB</strong><br />

Skoro<br />

UNITED STATES PATENT AND TRADEMARK <strong>OF</strong>FICE<br />

Trademark Trial and Appeal Board<br />

P.O. Box 1451<br />

Alexandria, VA 22313-1451<br />

Mailed: March 27, 2009<br />

Opposition No. 91168871<br />

Daniel A. Mendoza<br />

v.<br />

Digium, Inc.<br />

Before Quinn, Holtzman, and Mermelstein,<br />

Administrative Trademark Judges.<br />

By the Board:<br />

This case now comes up on applicant’s second motion for<br />

discovery sanctions in the form of judgment on the<br />

opposition and counterclaims, filed January 13, 2009. As<br />

grounds for the motion, applicant states that opposer has<br />

failed to comply with the Board’s December 16, 2008 order<br />

granting a motion to compel. Opposer has responded. 1<br />

Board’s December 16, 2008 Order<br />

In the December 16, 2008 order, the Board denied the<br />

sanction of dismissal and granted the motion to compel,<br />

given applicant’s stated need for the requested<br />

documentation to support its own counterclaims. (Order, p.<br />

1 On March 16, 2009 opposer filed a motion for leave to file a<br />

surreply. That motion is hereby denied. Trademark Rule<br />

2.127(a).


Opposition No. 91168871<br />

9). The order compelled opposer, within twenty days, (i.e.,<br />

by January 5, 2009) to:<br />

(1) serve on applicant’s counsel the documents<br />

filed with the Board and not served on<br />

applicant, whether he considers them<br />

confidential or not;<br />

(2) provide complete responses to applicant’s<br />

second set of discovery requests, without<br />

objection, and designate which documents<br />

are truly confidential 2<br />

and specify which<br />

documents are responsive to which of the<br />

discovery requests; and<br />

(3) if there were no further responsive<br />

documents, opposer was to certify that he<br />

has conducted a complete and thorough<br />

search of all his records and that there<br />

were no further documents to be produced.<br />

The Board also stated that “[i]t appears from the<br />

record that opposer has engaged in a course of delay in<br />

failing to properly respond to discovery for well over two<br />

years” (p. 8), and that “opposer’s conduct has brought him<br />

perilously close to a grant of applicant’s motion for the<br />

sanction of dismissal. See MHW LTD and Pepsico v. Simex, 59<br />

USPQ2d 1477 (<strong>TTAB</strong> 2000) (delay tactics and willful disregard<br />

treated by Board as evidence that supports entry of judgment<br />

against the offending party) and Unicut Corp. v. Unicut<br />

Inc., 222 USPQ 341 (<strong>TTAB</strong> 1964) (result is prejudice to<br />

defendant and overall delay costs making judgment the only<br />

sanction that provides appropriate relief)." Opposer was<br />

also advised that "if this behavior continues, the Board is<br />

2<br />

See the Board’s standard protective order at<br />

http://www.uspto.gov/web/offices/dcom/ttab/tbmp/stndagmnt.htm for<br />

the classes of protected information and information that is not<br />

to be designated as protected.<br />

2


Opposition No. 91168871<br />

not likely to be lenient," and that "Opposer’s failure to<br />

comply with this order, upon motion by applicant, may result<br />

in the entry of judgment against opposer with respect to the<br />

opposition and opposer’s counterclaim.” (Order, p. 9).<br />

Applicant’s Second Motion for Sanctions<br />

As grounds for the present motion, applicant states<br />

that as of the filing date of this motion, opposer has not<br />

provided any of the discovery ordered by the Board; 3<br />

not the<br />

documents filed with the Board, not the responses to the<br />

second set of discovery requests, nor the certification as<br />

to his search of his records. Applicant contends that if<br />

the Board’s order overtly warning opposer of sanctions is<br />

not taken seriously, there is no avenue left for applicant<br />

to obtain a fair hearing, and it will continue to suffer<br />

unjustified delay and expense in connection with its<br />

trademark application and rights.<br />

Opposer’s Responses<br />

In his first response to applicant's motion for<br />

sanctions, on January 21, 2009, opposer filed a “Petition to<br />

3 Applicant notes in its reply that on or about February 2, 2009,<br />

the same date opposer’s response to this motion was filed, it<br />

received “a smattering of document production materials” and<br />

there was “small number of documents in October, 2008” while the<br />

first motion for sanctions was pending. (Reply Br. at 2).<br />

Applicant states that these exhibits “appear to be related to<br />

occurrences in the 2008-2009 timeframe.” (Reply p. 2, n.1).<br />

Whatever these documents are, they have not been identified in<br />

accordance with the Board’s order that required opposer to<br />

provide complete responses and to identify which documents are<br />

responsive to which of the discovery requests.<br />

3


Opposition No. 91168871<br />

Return Confidential Documents.” Opposer states that he did<br />

not make copies of the “large amount of documents, undated<br />

and unsorted, including a hard drive”, filed on April 28,<br />

2008 and June 24, 2008 (entries number 44 and 37) as<br />

confidential. 4<br />

Opposer contends he “needs all these<br />

documents to sort, inventory and properly label and send to<br />

applicant’s counsel” (Pet. at 2). He further states that<br />

this request is late because he thought he had thirty days<br />

to respond, not twenty.<br />

On February 2, 2009, opposer filed a second response to<br />

applicant’s motion for sanctions. In this filing opposer<br />

contends that applicant’s motion is “untimely, or<br />

inappropriate, or deficient” (Response p. 1); that he does<br />

not have the documents to comply with the Board’s order in<br />

that he sent them to the Board unduplicated in a large 5<br />

pound envelope labeled “Trade Secret and Highly Sensitive<br />

Confidential”; and that he has requested a return of these<br />

documents. 5<br />

Opposer also provides a variety of reasons why<br />

4 The entries identified by opposer, No. 37, consist of 6 pages<br />

of invoices regarding storage areas; and No. 44 was actually<br />

submitted by applicant, not opposer, and consists of 63 pages of<br />

opposer’s discovery responses to interrogatories and requests for<br />

admissions. Many of the submissions opposer filed as<br />

“confidential” were discussed in the Board’s previous order as<br />

having been improperly filed despite numerous notices of such<br />

from the Board. Additionally, opposer had in earlier filings<br />

contended that the "hard drive" he submitted had been damaged,<br />

and while it may have contained responsive documents, according<br />

to opposer, it now reads "0" bytes. To have sent the hard drive<br />

to the Board was equally improper.<br />

5 The request to return the documents to allegedly enable opposer<br />

to comply with the Board’s order is denied. Opposer had been<br />

advised on numerous occasions not to file items designated as<br />

“confidential” only with the Board. Opposer did not follow this<br />

4


Opposition No. 91168871<br />

he has been non-compliant: (1) he is acting pro se; (2) he<br />

has a small work space; (3) the previously identified<br />

storage area is really his hotel room; (4) applicant’s use<br />

of “inflammatory language”; (5) applicant’s law firm has<br />

changed its name, making counsel’s signature “incorrect and<br />

improperly labeled motion”; and (6) the press of other<br />

matters “during the high holidays.”<br />

Decision<br />

The record establishes that opposer has engaged in a<br />

course of delay in failing to respond to discovery for well<br />

over two years, and has chosen to disregard the Board’s<br />

orders to respond. Opposer’s “Petition to Return<br />

Confidential Documents” is seen as a further delay tactic.<br />

It is not credible that opposer does not have copies of<br />

these items, 6<br />

nor are the various excuses opposer asserted<br />

as to why he delayed in responding to the Board’s order.<br />

Opposer admits he misread the deadline and then set the<br />

order aside, and when he took action in response to<br />

applicant’s motion for sanctions, the action was<br />

preparatory, not directed toward compliance. In addition,<br />

advice. Now claiming that he failed to make a copy of the<br />

documents or to index the documents, a requirement needed to be<br />

in compliance with the latest Board order, is unpersuasive.<br />

It is Board policy to contact the filing party at the<br />

termination of a proceeding to see whether they want the<br />

confidential filings destroyed or returned by mail. TBMP §<br />

412.05. Opposer will be contacted accordingly in due course.<br />

6 As noted earlier, only one of the identified "confidential"<br />

filings was submitted by opposer, and it comprises 6 pages of<br />

storage area invoices.<br />

5


Opposition No. 91168871<br />

there were additional matters required by the Board to which<br />

opposer failed to comply with or to explain his inability to<br />

comply. 7<br />

Inasmuch as it appears that opposer has not answered<br />

the discovery, the motion to dismiss this proceeding as a<br />

sanction and for entry of judgment against opposer on the<br />

counterclaims is hereby granted as a sanction for violation<br />

of the numerous Board orders.<br />

Accordingly, judgment is hereby entered against<br />

opposer, the opposition is dismissed with prejudice, and the<br />

counterclaims for cancellation are granted. Registration<br />

Nos. 2597355 and 3218515 will be cancelled in due course.<br />

See Trademark Rule 2.120(g) and Fed. R. Civ. P. 37(b)(2)(C).<br />

7 One of these items is the Board’s requirement that opposer<br />

“certify” that he has conducted a complete and thorough search of<br />

all his records and there are no additional responsive documents.<br />

Attached to his response to applicant’s motion for sanctions,<br />

opposer provided, at p.9, the following statement: “I declare<br />

under penalty of perjury under the State of California that the<br />

foregoing answers concerning the search of records within the set<br />

discovery time limits, and resulted non-findings of the<br />

applicant’s requested information, answer, data, document or<br />

specimens are true and correct”. Although a valid certification<br />

under 28 U.S.C. § 1746, the statement does not comply with the<br />

Board’s order in that there is no acknowledgement that a final<br />

search was conducted, and it is also not clear what was searched.<br />

6

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