Prowealth SMSF Setup Forms

Prowealth Self Managed Super
Fund Purchase Package
Application, Consent and Payment
Authorisation Forms.
Complete the attached forms to establish the Self Managed Super Fund and
associated entities required to purchase a property via a Self Managed Super Fund.
This pack contains the following documents -
Item
3. Proposed Super Fund and Entity Name forms
4. Proposed Super Fund Members Names and Trustee forms
5. Consent to act as Director and Payment form
6. Funds Transfer Request for SMSF Setup Fees form
7. Funds Transfer Request for Property Deposit form
Forms to be returned?
YES - Also enclose Copy of
Drivers Licence, Medicare
Card, Super Statement from
each current fund.
Yes - Prowealth can
complete this form for you.
Yes - Ensure your place of
on the form
Yes - Ensure Payment
method completed
Yes - Signature required,
Prowealth can complete the
details.
Yes - Signature required,
Prowealth can complete the
details.
No - Yours to keep.
Completed forms can be given to you Prowealth Consultant or
Emailed to info@prowealth.com.au
Faxed to 02 43 222 247
Mailed to PO BOX 3687, Tuggerah NSW 2259
DISCLAIMER
All recipients should, before acting on the information in this report, consider the appropriateness and suitability of the information, having regard to their own objectives, financial situation
and needs, and, if necessary seek the appropriate professional, or financial advice regarding the content of this document. You should consider taking advice from the holder of an AFSL
before making a decision about your Superannuation. © 1994-2013 Prowealth Corporation Pty Ltd.

Authority To Obtain Information
Date / /
To whom it may concern,
On presentation of this authorization, please provide Prowealth Financial Planning with full access
to my records and information so that they can advise me appropriately.
Print Full Name
Signature
Date of Birth / /
Print Full Name
Signature
Date of Birth / /
Residential Address
Advisor Name
Print Full Name
Signed / /
My advisor can be contacted directly on 1800 13 22 64.
Prowealth Investments and Hunter Valley Real Estate are trading names of the Prowealth Corporation Pty Ltd ABN 20 126 015 594, Real Estate License No. 1624276. Prowealth Money Pty Ltd, ABN 98 125 416 971, Australian Credit
License No. 378618. Prowealth Accounting is a trading name of Prowealth Accounting Services ABN 66 157 963 481 and is a registered Tax Agent No. 28067002, Liability limited by a scheme approved under Professional Standards
Legislation. Prowealth Financial Planning Pty Ltd, ABN 32 143 548 994, Corporate Representative No. 420456 is an authorised representative of Podone Pty Ltd, ABN27 160 419 134, Australian Financial Services Licence No. 429718. The
word ‘Prowealth’ and the ‘Prowealth Shield Logo’s are registered trademarks used with permission of IP Central Pty Ltd.

UNDERSTANDING INVESTOR RISK PROFILES
Understanding your tolerance to risk will help us to ensure we recommend investments that
Please be aware that this questionnaire and the outcome does not replace the discussion
you have with your Financial Planner about your tolerance to risk, and the ability to meet
your needs and objectives.
is necessary to enable us to make appropriate recommendations and will be used solely
for that purpose. We accept no liability for any advice given on the basis of inaccurate or
incomplete information.
Guidelines for Client
expected.
investment return, the higher the risk you are likely to be taking. Low expected investment returns generally mean that
addition to this, you also need to consider the time frame that you wish to invest your money for. This is referred to as your
Different people are comfortable with different levels of risk. Some people are very comfortable taking high risks, in return
to high levels of risk.
Do i complete the questionnaire or does my Financial Planner complete it for me?
To ensure we accurately capture your attitude to risk and volatility it is required that you complete the questionnaire yourself.
Possible Investor Outcomes
Secure
This portfolio is suitable for investors who seek to preserve
and protect their entire capital base and prefer only a small
exposure to risk. The probability of a negative return in any
one year is 0% and the recommended investment horizon is
approximately 12 months.
Generally Defensive 100% / Growth 0% mix.
Defensive
This portfolio is suitable for defensive investors who seek
moderate returns and do not wish to take on more than a
low level of risk as capital protection is a major concern.
Historically, the probability of a lower than expected return,
in any one year is 4% and the recommended investment
horizon is 1 to 3 years.
Generally Defensive 80% / Growth 20% mix.
Conservative
This portfolio is suitable for investors who wish to establish
moderate level of volatility (positive and negative movement)
in the overall capital value of investments. Historically the
probability of a lower than expected return, in any one year
is 11% and the recommended investment horizon is 3-4
years.
Generally Defensive 60% / Growth 40% mix.
Balanced
portfolio and can accept some level of volatility in the value
takers. Historically, the probability of a negative return in any
one year is 16% and the recommended investment horizon
is 4-5 years.
Generally Defensive 40% / Growth 60% mix.
Growth
This portfolio is suitable for investors who seek to invest
in a broad spread of quality investments, predominantly in
growth assets, to achieve higher growth and can accept
higher levels of investment risks. Historically, the probability
of a negative return in any one year is 18% and the
recommended investment horizon is 5-7 years.
Generally Defensive 20% / Growth 80% mix.
High Growth
This portfolio is suitable for investors who seek to invest
exclusively in growth assets due to their growth potential
and can accept a very high level of volatility in the value
of investments. Historically, the probability of a negative
return in any one year is 20% and the recommended
investment time-frame is over 7 years.
Generally Defensive 0% / Growth 100% mix.

Name
Signature
Date
Circle the most appropriate answer
1. How long is the period of your investment?
Less than 1 year [ 0 ]
1-2 years [ 1 ]
2-4 years [ 2 ]
4-7 years [ 3 ]
7- 10 years [ 4 ]
More than 10 years [ 5 ]
2. Generally speaking, given the proposed term of your
investment, how would you describe your willingness to
higher returns?
Not at all [ 0]
Low [ 3 ]
Moderate [ 7 ]
High [ 12 ]
Very High [ 15 ]
3.
Not at all [ 0 ]
I have some comfort [ 3 ]
I’m comfortable [ 6 ]
I’m very comfortable [ 10 ]
4. How much income do you expect to receive from other
sources during the investment period?
None [ 0 ]
A little [ 2 ]
A reasonable amount [ 5 ]
Enough to live on [ 7 ]
More than enough [ 10 ]
5. Generally speaking, and considering the proposed term of
your investment, which of the following statements best
summarises your objective?
Preservation of capital [ 0 ]
Consistent income with security of capital [ 2 ]
Steady income and some capital growth, with the associated
limited volatility
[ 4 ]
A balance of income and capital growth, with some volatility [ 6 ]
Capital growth is more important than income [ 8 ]
Capital growth only, with the associated greater volatility [ 10 ]
6. Investment markets can go up or down in value. At
what point would you feel uncomfortable about your
investment?
Any fall in value [ 0 ]
A fall of 5% [ 3 ]
A fall of 10% [ 6 ]
A fall of 20% [ 12 ]
A fall of more than 25% [ 15 ]
7. Assuming you were invested for the longer term and the
value of your investments fell by 25% in value, would
you:
Move your investments to cash immediately? [ 0 ]
Consider moving to cash within 3 months [ 3 ]
Consider moving half your investments to cash within 6
months?
[ 6 ]
Stay invested but have some concern? [ 10 ]
Stay invested and not be concerned? [ 15 ]
8. How important to you is it that the value of your
Not important – I would rather protect the value of my
investment
Slightly important – but I’m not prepared to take unnecessary
risks
Fairly important – I know that I will need to take some risks
Very important – my priority is for these funds to grow
8. 9. How would you describe your understanding of the
investment markets?
I have very little understanding or interest.
I understand it is a good idea to invest in general
I have enough experience to understand that markets
I am an experienced investor in some asset classes.
I am experienced and knowledgeable about all asset classes.
Investor Type Results
Total Score =
[ 0 ]
[ 3 ]
[ 7 ]
[ 10 ]
[ 0 ]
[ 4 ]
[ 6 ]
[ 8 ]
[ 10 ]
Score
Secure < 15
Defensive 16 - 29
Conservative 30 - 49
Balanced 50 - 69
Growth 70 - 85
High Growth > 85

Name
Signature
Date
Circle the most appropriate answer
1. How long is the period of your investment?
Less than 1 year [ 0 ]
1-2 years [ 1 ]
2-4 years [ 2 ]
4-7 years [ 3 ]
7- 10 years [ 4 ]
More than 10 years [ 5 ]
2. Generally speaking, given the proposed term of your
investment, how would you describe your willingness to
higher returns?
Not at all [ 0]
Low [ 3 ]
Moderate [ 7 ]
High [ 12 ]
Very High [ 15 ]
3.
Not at all [ 0 ]
I have some comfort [ 3 ]
I’m comfortable [ 6 ]
I’m very comfortable [ 10 ]
4. How much income do you expect to receive from other
sources during the investment period?
None [ 0 ]
A little [ 2 ]
A reasonable amount [ 5 ]
Enough to live on [ 7 ]
More than enough [ 10 ]
5. Generally speaking, and considering the proposed term of
your investment, which of the following statements best
summarises your objective?
Preservation of capital [ 0 ]
Consistent income with security of capital [ 2 ]
Steady income and some capital growth, with the associated
limited volatility
[ 4 ]
A balance of income and capital growth, with some volatility [ 6 ]
Capital growth is more important than income [ 8 ]
Capital growth only, with the associated greater volatility [ 10 ]
6. Investment markets can go up or down in value. At
what point would you feel uncomfortable about your
investment?
Any fall in value [ 0 ]
A fall of 5% [ 3 ]
A fall of 10% [ 6 ]
A fall of 20% [ 12 ]
A fall of more than 25% [ 15 ]
7. Assuming you were invested for the longer term and the
value of your investments fell by 25% in value, would
you:
Move your investments to cash immediately? [ 0 ]
Consider moving to cash within 3 months [ 3 ]
Consider moving half your investments to cash within 6
months?
[ 6 ]
Stay invested but have some concern? [ 10 ]
Stay invested and not be concerned? [ 15 ]
8. How important to you is it that the value of your
Not important – I would rather protect the value of my
investment
Slightly important – but I’m not prepared to take unnecessary
risks
Fairly important – I know that I will need to take some risks
Very important – my priority is for these funds to grow
8. 9. How would you describe your understanding of the
investment markets?
I have very little understanding or interest.
I understand it is a good idea to invest in general
I have enough experience to understand that markets
I am an experienced investor in some asset classes.
I am experienced and knowledgeable about all asset classes.
Investor Type Results
Total Score =
[ 0 ]
[ 3 ]
[ 7 ]
[ 10 ]
[ 0 ]
[ 4 ]
[ 6 ]
[ 8 ]
[ 10 ]
Score
Secure < 15
Defensive 16 - 29
Conservative 30 - 49
Balanced 50 - 69
Growth 70 - 85
High Growth > 85

Proposed Super Fund Details
Q1 - Super Fund Name
Unless you specify otherwise, Prowealth will name your Self Managed Super Fund.
Complete the box below ONLY if you want to choose a name for your fund.
Super Fund Name (We recommend you leave blank and Prowealth will name the entity to avoid error or duplication)
Standard naming method example - If names are John and Lisa Smith, then it would look like - The Smith Self Managed Super Fund.
Self Managed Super Fund
Q 2 - Corporate Trustee of Super Fund Name
Unless you specify otherwise, Prowealth will name the Corporate Trustee of your Super Fund.
Corporate Trustee Name (We recommend you leave blank and Prowealth will name the entity to avoid error or duplication)
Standard naming method example - If names are John and Lisa Smith, then it would look like - J and L Smith 1 Pty Ltd.
Pty Ltd
Q 3 - Corporate Trustee of Bare Trust Name
Unless you specify otherwise, Prowealth will name the Corporate Trustee of your Bare Trust.
Corporate Trustee Name (We recommend you leave blank and Prowealth will name the entity to avoid error or duplication)
Standard naming method example - If names are John and Lisa Smith then it would look like - J and L Smith 2 Pty Ltd.
Pty Ltd
Q 4 - Property Address
The property address must be noted below as it is written into the Bare Trust. Prowealth can complete this for you.
Address of Property (We recommend you leave blank for Prowealth to complete the correct legal address)
Suburb State Postcode
Continued over...

Q 5 - Super Fund Members and Directors of Corporate Trustee
Super Fund Member and Director of Corporate Trustee
Member Name, Middle and Surname
Member - Tax File Number
Member - Place of Birth
Date of Birth
/ /
(circle)
Male/Female
Member - Address
Member - Suburb Member - State Member - Postcode
Member - Postal Address (only if different from above)
Member - Home Phone Member - Mobile Member - Work Phone
Member - Email Address
Member - Occupation
Q 6 - Additional Super Fund Members and Directors of Corporate Trustee
Member Name, Middle and Surname
Member - Tax File Number
Member - Place of Birth
Date of Birth
/ /
(circle)
Male/Female
Member - Address
Leave blank if same as member 1
Member - Suburb Member - State Member - Postcode
Member - Postal Address (only if different from above)
Member - Home Phone Member - Mobile Member - Work Phone
Member - Email Address
Member - Occupation
Attach additional pages if more than 2 members/trustees.
Continued over...

Q 7 - Consent to Establish and Payment
SMSF Property Purchase Package - $4,499 including GST
Establishment of Self Managed Super Fund + Corporate Trustee
Establishment of Corporate Trustee and Bare Trust
Establishment/Documentation of installment warrant arrangement (where necessary).
An initial deposit of $1,000 is required in order to establish your Self Managed Super Fund and Trustee Companies.
You pay this by direct deposit or credit card from your personal funds.
Once your Super fund has been established and funds are available, the full amount of $4,499 will be transferred from
your new Super fund to Prowealth Accounting and your initial $1,000 payment will be refunded to you personally.
To pay your initial $1,000 via direct deposit -
Account Name
Prowealth Accounting Services Pty Ltd
Account BSB 062544 Reference Your Surname
Account Number 10685540 Bank Commonwealth Bank
Or complete your details below to pay your initial $1,000 via credit card if you choose this option -
Card Number
____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____
Name on Card
I/we :
Expiry Date /
Card Security No.
Last 3 digits from rear of card ____ ____ ____
Circle Type
and have directed Prowealth to establish the entities listed on this application form;
before making a decision whether or not to transfer any fund balances from my existing Super to the new Self Managed
Fund and before making any contributions to this new fund;
prior to the establishment the entities listed on this application form.
Signatures of all members / directors are required for processing. Attach copy of page if more than two.
Name Signed Date
/ /
Name Signed Date
/ /

Funds Transfer Request and Payment
Authorisation for SMSF Setup Fees
Date / /
Attention -
Macquarie Bank Limited
Cash Management Account
PO Box 192,
Australia Square
Sydney NSW 1215
Fax No: 1800 550 140
Cash Management Account Number -
Account Name -
To whom it may concern,
Please transfer the amount of
$4,499 (Four thousand, four hundred and ninty nine dollars only) being for
SMSF and Trustee Establishment and general advice from Prowealth Accounting Services.
from our Cash Management Account listed above to the following bank account -
Account Name
Prowealth Accounting Services Pty Ltd
Account BSB 012633
Account Number 207 241 936
Bank
ANZ
Reference No SMSF Setup fees - (your surname)
Kind Regards,
Company Name
Address
Name Date / /
Signed
Director
Name Date / /
Signed
Director

Funds Transfer Request and Payment
Authorisation of Property Deposit.
Date / /
Attention -
Macquarie Bank Limited
Cash Management Account
PO Box 192,
Australia Square
Sydney NSW 1215
Fax No: 1800 550 140
Cash Management Account Number -
Account Name -
To whom it may concern,
Please transfer the amount of $_____________________________
_______________________________________________________________________(in words)
representing our/my purchase deposit from our Cash Management Account listed above to the
following bank account -
Account Name
Account BSB 012 633
Account Number 207 240 589
Bank
ANZ
Reference (your Lot No. or Surname)
Kind Regards,
Company Name
Address
Name Date / /
Signed
Director
Name Date / /
Signed
Director