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Cutoff frequencies and cross fingerings in ... - School of Physics

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<strong>and</strong> spac<strong>in</strong>g, <strong>and</strong> some calculations <strong>of</strong> the impedance <strong>and</strong><br />

ga<strong>in</strong> <strong>of</strong> an open tone hole lattice us<strong>in</strong>g a simple empirical<br />

model.<br />

The cut<strong>of</strong>f frequency is one <strong>of</strong> several effects that determ<strong>in</strong>e<br />

the envelope <strong>of</strong> the impedance spectra <strong>of</strong> the flute. For<br />

each <strong>of</strong> the three <strong>in</strong>struments, the data for all possible simple<br />

<strong>f<strong>in</strong>ger<strong>in</strong>gs</strong> i.e., <strong>f<strong>in</strong>ger<strong>in</strong>gs</strong> that are not <strong>cross</strong> <strong>f<strong>in</strong>ger<strong>in</strong>gs</strong> are<br />

summarized <strong>in</strong> Fig. 4. The extrema become successively<br />

weaker with <strong>in</strong>creas<strong>in</strong>g frequency, <strong>in</strong> part because <strong>of</strong> greater<br />

wall losses at high frequency, <strong>and</strong> <strong>in</strong> part because the air<br />

upstream from the embouchure hole acts as the reservoir <strong>of</strong> a<br />

Helmholtz resonator <strong>in</strong> parallel with the bore. This is seen<br />

most clearly <strong>in</strong> the impedance spectrum Z 1 for the f<strong>in</strong>ger<strong>in</strong>g<br />

for the lowest note, <strong>in</strong> which there are no open tone holes.<br />

The complete impedance spectrum is shown for this f<strong>in</strong>ger<strong>in</strong>g<br />

only. For all other simple <strong>f<strong>in</strong>ger<strong>in</strong>gs</strong>, there is a lattice <strong>of</strong><br />

open tone holes, <strong>and</strong> the extrema become weak at a frequency<br />

near the calculated f c .<br />

For the baroque <strong>and</strong> classical flutes, for <strong>frequencies</strong><br />

above the calculated f c , the extrema <strong>of</strong> Z for simple <strong>f<strong>in</strong>ger<strong>in</strong>gs</strong><br />

have an envelope similar to that <strong>of</strong> Z 1 . On the baroque<br />

flute, above about 2 kHz, the extrema <strong>of</strong> simple <strong>f<strong>in</strong>ger<strong>in</strong>gs</strong><br />

tend to cluster near those <strong>of</strong> Z 1 . In other words, for <strong>frequencies</strong><br />

well above f c , all <strong>f<strong>in</strong>ger<strong>in</strong>gs</strong> behave approximately as<br />

though all holes were closed! This effect is successively less<br />

noticeable on the classical <strong>and</strong> modern flutes, whose tone<br />

holes are successively bigger <strong>and</strong> more numerous, <strong>and</strong> therefore<br />

less negligible, even at high frequency.<br />

C. St<strong>and</strong><strong>in</strong>g waves for simple <strong>f<strong>in</strong>ger<strong>in</strong>gs</strong><br />

FIG. 6. The sound spectrum <strong>in</strong> the center <strong>of</strong> the bore <strong>of</strong> a classical flute for<br />

the f<strong>in</strong>ger<strong>in</strong>g XXX-OOO for the notes G4 or G5. Results are expressed as<br />

p bore /p emb , the ratio <strong>of</strong> measured pressures at positions <strong>in</strong> the bore to that at<br />

the embouchure. Different curves were obta<strong>in</strong>ed on the bore axis at the<br />

positions <strong>of</strong> different tone holes, as <strong>in</strong>dicated by the numbers on the curves<br />

<strong>and</strong> the sketch. They therefore represent displacement along the bore, at<br />

positions given by Table I. The numbered horizontal dashes are added to<br />

show the maxima <strong>of</strong> the superposed curves.<br />

To illustrate the effects <strong>of</strong> <strong>cross</strong> f<strong>in</strong>ger<strong>in</strong>g, we chose one<br />

simple <strong>and</strong> one <strong>cross</strong> f<strong>in</strong>ger<strong>in</strong>g for detailed study. Measurements<br />

for other <strong>f<strong>in</strong>ger<strong>in</strong>gs</strong> are given by Wolfe et al. 2001a.<br />

The simple f<strong>in</strong>ger<strong>in</strong>g chosen was that for the note G, <strong>in</strong><br />

which the tone holes or f<strong>in</strong>ger holes controlled by the left<br />

h<strong>and</strong> are closed <strong>and</strong> those for the right h<strong>and</strong> are open. This is<br />

<strong>of</strong>ten represented by w<strong>in</strong>d players as XXX-OOO, the characters<br />

represent<strong>in</strong>g the three largest f<strong>in</strong>gers <strong>of</strong> the two h<strong>and</strong>s,<br />

X be<strong>in</strong>g closed <strong>and</strong> O be<strong>in</strong>g open. This choice <strong>of</strong> f<strong>in</strong>ger<strong>in</strong>g<br />

allows us to measure the st<strong>and</strong><strong>in</strong>g waves <strong>in</strong> both the open<br />

<strong>and</strong> closed parts <strong>of</strong> the bore, via the f<strong>in</strong>ger holes. On all<br />

<strong>in</strong>struments, this is the st<strong>and</strong>ard f<strong>in</strong>ger<strong>in</strong>g for G4 <strong>and</strong> G5.<br />

The effect <strong>of</strong> the cut<strong>of</strong>f frequency can be seen <strong>in</strong> both<br />

the impedance spectrum <strong>and</strong> <strong>in</strong> the st<strong>and</strong><strong>in</strong>g wave spectra <strong>of</strong><br />

notes with simple <strong>f<strong>in</strong>ger<strong>in</strong>gs</strong>. Figure 5 shows these spectra<br />

for the modern <strong>and</strong> baroque flutes for the f<strong>in</strong>ger<strong>in</strong>g XXX-<br />

OOO, used on both <strong>in</strong>struments for G4 <strong>and</strong> G5. The impedance<br />

spectra are measured at the embouchure hole <strong>and</strong> <strong>in</strong>clude<br />

an impedance represent<strong>in</strong>g the embouchure radiation<br />

impedance, as described above. The st<strong>and</strong><strong>in</strong>g wave spectra<br />

are measured at the tone holes. Only one spectrum measured<br />

<strong>in</strong>side the closed region <strong>of</strong> the bore is shown, so as not to<br />

complicate the figure further.<br />

Below f c , the flute behaves approximately as an open<br />

tube term<strong>in</strong>ated at the position <strong>of</strong> the first open hole, plus an<br />

end correction which <strong>in</strong>creases with frequency because <strong>of</strong> the<br />

greater penetration <strong>in</strong>to the open tone hole lattice by the<br />

waves with higher frequency. Below f c , the impedance<br />

m<strong>in</strong>ima <strong>and</strong> the peaks <strong>in</strong> the st<strong>and</strong><strong>in</strong>g waves are approximately<br />

harmonically related. This is shown <strong>in</strong> the figures by<br />

the arrows, which have been drawn at harmonics <strong>of</strong> the fundamental<br />

frequency. For the baroque flute, the first two resonances<br />

fall below f c . For the modern <strong>in</strong>strument, the first<br />

five resonances fall below f c . On the modern <strong>in</strong>strument, the<br />

f<strong>in</strong>ger<strong>in</strong>g for G4 can be overblown to sound G5, D6, G6, <strong>and</strong><br />

B6 with <strong>in</strong>tonation error less than the variability among players.<br />

The classical flute data not shown <strong>in</strong> this figure, but see<br />

Figs. 4 <strong>and</strong> 6 has <strong>in</strong>termediate cut<strong>of</strong>f frequency <strong>and</strong> <strong>in</strong>termediate<br />

behavior: the first four impedance m<strong>in</strong>ima are approximately<br />

harmonic.<br />

The <strong>in</strong>crease <strong>in</strong> cut<strong>of</strong>f frequency from baroque to classical<br />

to modern has important consequences for the sound<br />

produced. For most <strong>f<strong>in</strong>ger<strong>in</strong>gs</strong>, the higher f c <strong>in</strong>creased the<br />

number <strong>of</strong> impedance m<strong>in</strong>ima that are <strong>in</strong> nearly harmonic<br />

ratios <strong>and</strong> thus the number <strong>of</strong> resonances that <strong>in</strong>teract with<br />

harmonics <strong>of</strong> the air jet to produce the spectrum <strong>of</strong> the note<br />

played. For the same note <strong>and</strong> dynamic level, the sound<br />

spectra <strong>of</strong> the more recent <strong>in</strong>struments are richer <strong>in</strong> higher<br />

harmonics spectra given <strong>in</strong> Wolfe et al. 2001b. This<br />

2268 J. Acoust. Soc. Am., Vol. 114, No. 4, Pt. 1, October 2003 J. Wolfe <strong>and</strong> J. Smith: <strong>Cut<strong>of</strong>f</strong> <strong>frequencies</strong> <strong>and</strong> <strong>cross</strong> <strong>f<strong>in</strong>ger<strong>in</strong>gs</strong>

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