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2012 5th International High Reliability Organizing Conference:<br />

Seeking Reliability through Operations, Attitudes,<br />

and Measuring Success<br />

Dr. Mark R. Chassin<br />

Keynote Address<br />

May 21, 2012<br />

Part III<br />

Robust process improvement and the Center for Transforming Healthcare<br />

So what we mean by RPI (Robust Process Improvement) are the three different tool chests that we<br />

believe need to come together to support the creation of nearly perfect processes — Lean, Six Sigma and<br />

change management, three tool chests inside the RPI tool shed, if you will. I know it's a cumbersome<br />

metaphor, but it's the only one I can come up with so far. Each of these tool chests has specific tools and<br />

methods and strategies for making health care processes, and any process, more effective.<br />

We are in the middle of a very aggressive program inside The <strong>Joint</strong> <strong>Commission</strong> to adopt all of these<br />

tools and train all thousand of our workforce in them at levels that are appropriate for their jobs. It helps<br />

us with our own business processes. It helps us focus on our customers, as those of you that are expert<br />

in these tools know. And we are also adopting all of the components of a safety culture. We measure<br />

both of these, and we report them to our board as part of our strategic plan and our strategic metric so<br />

that our board can see how well we're doing in achieving the goals of adopting safety culture and RPI.<br />

Now, we are doing this to improve our business, and it's already had a dramatic impact, including with a<br />

positive ROI, although that wasn't our primary purpose. But we also did this because we wanted to apply<br />

these tools with healthcare organizations that had also mastered them in order to tackle some of the most<br />

resistant quality and safety problems that we have. And we created a new part of The <strong>Joint</strong> <strong>Commission</strong><br />

called the Center for Transforming Healthcare in order to do that. And you probably can't read that little<br />

tagline under the Center's name which says "Creating solutions for high reliability health care."<br />

So this is the RPI component of getting to high reliability. How do we create these processes with<br />

defenses that have minuscule holes in them? How do we create safety protocols that work not 40 or 50<br />

percent of the time but 90, 95 percent of the time, at least? And we are not very good at doing that today<br />

in health care.<br />

The Center was created not only because we thought these tools would work but because our customers<br />

were asking us for solutions to the same safety and quality problems that The <strong>Joint</strong> <strong>Commission</strong> has<br />

been talking about for years. The <strong>Joint</strong> <strong>Commission</strong> discovered wrong-site surgery in 1995 — not solved.<br />

We are committed to delivering the products of the Center. Now, three years later, we're still committed,<br />

at no added cost to our accredited customers. As part of accreditation, we've raised now about $33<br />

million from — both from The <strong>Joint</strong> <strong>Commission</strong> but from other major donors. Each of these farsighted<br />

organizations — from the American Hospital Association to Medline, Cardinal Health, the Blue Cross Blue<br />

2012 5th International HRO Conference, Chicago, Illinois The <strong>Joint</strong> <strong>Commission</strong><br />

Dr. Mark R. Chassin: Keynote Address, May 21, 2012 Page 1


Shield Association — has contributed $1 million or more to the Center. And we are continuing down this<br />

road.<br />

We've tackled a large number of problems using these tools. This year we will launch a project on sepsis<br />

and a medication safety project and a third one before the end of the year. And this is the list of hospitals<br />

and systems that has joined with us to tackle these problems. Some have been involved in three or four<br />

projects. And we are recruiting more all the time. We'll probably add another three or four this year.<br />

These organizations have been recruited because they know how to use Lean, Six Sigma and change<br />

management. And we can do these projects essentially on business time frames — well, close to<br />

business time frames. Most of us are not-for-profits, so we're not used to for-profit business time frames.<br />

But these are not training exercises, is my point. We apply the tools and we generate generalizable<br />

knowledge.<br />

Now, I said these problems have been with us for a long time. And they've been with us despite at least a<br />

decade in which health care has focused a lot of effort and energy to solving. Why haven't they been<br />

solved? Well, I think one of the questions we have to ask is, what improvement model have we been<br />

throwing at these problems over this decade? And pretty much it's been a single note or slight variations<br />

on a single note. We find somebody that says they've solved a problem, and we say, "Oh, that's a best<br />

practice. Let's make a toolkit, a checklist, a protocol out of that. We'll call it a bundle. Everybody should do<br />

it the same way, and the problem will be solved everywhere." Right? How is that working out?<br />

Well, I know it wasn't working out very well when I was on the hospital side trying this five, six years ago.<br />

And we thought there's probably a better way. And, in fact, when you look carefully at this approach, it<br />

does work in certain very narrowly circumscribed situations. It's worked to get rid of — almost get rid of<br />

ICU infections from central lines. It's worked to drastically reduce ventilator-associated pneumonia. But<br />

they produce these results only when the process you're trying to fix doesn't vary very much from one<br />

place to another and when the causes of failure are few and easily identified.<br />

Now, none of the problems on the previous slide have any of those characteristics. They are much more<br />

complicated, and they require more sophisticated problem-solving approaches, ones that use RPI.<br />

Complicated processes are not solved with simple solutions. It turns out there are many causes of failure<br />

for these processes, not just four or five, but 15, 18, 20, 25, when you look carefully. Each cause typically<br />

requires a very different strategy to get rid of. And another critical finding of this work is that when you<br />

look at one place and find the four or five critical causes that explain half of the failures and you look at<br />

place number two, you don't find the same critical few causes, you find different ones, which is a big<br />

reason why the same best practice, even if it really did a good job over here, is not going to work in the<br />

second place.<br />

So we believe that the next generation of best practices, using these very effective process improvement<br />

tools, will produce solutions that are customized to an organization's specific and important causes of the<br />

problem, which will vary from one place to another.<br />

2012 5th International HRO Conference, Chicago, Illinois The <strong>Joint</strong> <strong>Commission</strong><br />

Dr. Mark R. Chassin: Keynote Address, May 21, 2012 Page 2

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