February 22, 2013 February 25, 2013 - AMFI

Pledge/Lien
Other requirements/processes
Non Acceptance/Processing of
Purchase request(s) due to repeated
Cheque Bounce
Restriction on fresh
purchases/additional
purchases/switches in any Schemes of
case of change of address) or do any additional
verification depending upon case to case basis. For
more details please visit our website
www.icicipruamc.com.
In case of pledged units, the parties to the pledge
shall report the details to the Registrar after the
suspension of trading but prior to maturity.
Transactions without Scheme/Option Name
In case of fresh purchases, if the name of the Plan on
the application form/transaction slip differs with the
name on the Cheque/Demand Draft, then the AMC
will allot units under the Plan mentioned on the
payment instrument.
In case of fresh purchases, if the Plan name is not
mentioned on the application form/transaction slip,
then the units will be allotted under the Plan
mentioned on the Cheque/Demand Draft. The
Plan/Option that will be considered in such cases if
not specified by the customer will be the default
option of the Plan as per the SID.
Multiple Requests
In case an investor makes multiple requests in a
transaction slip i.e. switch and change of address or
switch and change of bank mandate or any
combination thereof, but the signature is appended
only under one such request, then the AMC reserves
the right to process the request under which
signature is appended and reject the rest where
signature is not appended.
Communication via Electronic Mail (e-mail)
It is hereby notified that wherever the investor(s)
has/have provided his/their e-mail address in the
application form or any subsequent communication
in any of the folio belonging to the investor(s), the
Fund/AMC reserves the right to use e-mail as a
default mode to send various communication which
include account statements for transactions done by
the investor(s).
The investor(s) may request for a physical account
statement by writing or calling the Fund’s Investor
Service Centre/ Registrar & Transfer Agent. In case of
specific request received from investor(s), the Fund
shall endeavour to provide the account statement to
the investor(s) within 5 business days from the
receipt of such request.
With respect to purchase request submitted by any
investor, if it is noticed that there are repeated
instances of two or more cheque bounces, the AMC
reserves the right to, not to accept/allot units for all
future purchase of such investor(s).
As per requirements of the U.S. Securities and
Exchange Commission (SEC), persons falling within
the definition of the term "U.S. Person" under the US
Scheme Information Document
ICICI Prudential Fixed Maturity Plan – Series 66 – 413 Days - Plan G
36