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<strong>SHARE</strong> <strong>SUBSCRIPTION</strong> <strong><strong>FOR</strong>M</strong><br />

<strong>FOR</strong> <strong>SHARE</strong>S <strong>IN</strong> <strong>THE</strong> <strong>FIRST</strong> CITIZENS BANK <strong>IN</strong>ITIAL PUBLIC OFFER<strong>IN</strong>G (IPO)<br />

48,495,665 ordinary shares of no par value in <strong>FIRST</strong> CITIZENS BANK LIMITED at a price of $22 per share<br />

(TO BE COMPLETED <strong>IN</strong> BLOCK LETTERS)<br />

BROKER NAME<br />

TTCD DEPEND<br />

ACCOUNT NUMBER<br />

JO<strong>IN</strong>TLY HELD<br />

(Y/N)<br />

TO BE COMPLETED BY COMPANY/NOM<strong>IN</strong>EE/<strong>IN</strong>STITUTION APPLICANT<br />

COMPANY/NOM<strong>IN</strong>EE/<strong>IN</strong>STITUTION<br />

DATE OF <strong>IN</strong>CORPORATION<br />

M M D D Y Y<br />

REGISTRATION NUMBER<br />

TO BE COMPLETED BY <strong>IN</strong>DIVIDUAL APPLICANTS<br />

PRIMARY ACCOUNT HOLDER<br />

TITLE <strong>FIRST</strong> NAME MIDDLE NAME LAST NAME<br />

DATE OF BIRTH<br />

M M D D Y Y<br />

COUNTRY OF CITIZENSHIP<br />

IDENTIFICATION: TT PICTURE ID & PICTURE ID & CERTIFICATE<br />

PASSPORT BIRTH CERTIFICATE OF NATURALIZATION ID #<br />

CONTACT <strong>IN</strong><strong><strong>FOR</strong>M</strong>ATION: PHONE # E-MAIL<br />

JO<strong>IN</strong>T ACCOUNT HOLDER #1<br />

TITLE <strong>FIRST</strong> NAME MIDDLE NAME LAST NAME<br />

ID TYPE DP PP<br />

NAT<br />

ID ID # PHONE # E-MAIL<br />

JO<strong>IN</strong>T ACCOUNT HOLDER #2<br />

TITLE <strong>FIRST</strong> NAME MIDDLE NAME LAST NAME<br />

ID TYPE DP PP<br />

NAT ID # PHONE # E-MAIL<br />

ID<br />

JO<strong>IN</strong>T ACCOUNT HOLDER #3<br />

TITLE <strong>FIRST</strong> NAME MIDDLE NAME LAST NAME<br />

ID TYPE DP PP<br />

NAT<br />

ID ID # PHONE # E-MAIL<br />

APPLICATION DETAILS<br />

<strong>IN</strong>VESTOR TYPE<br />

(Insert the number as outlined in part (h) in the<br />

Terms and Conditions on the reverse of this page)<br />

Employee #<br />

(Applicable to only First Citizens employees)<br />

NUMBER OF <strong>SHARE</strong>S<br />

APPLIED <strong>FOR</strong><br />

CONSIDERATION TT$ CHEQUE #<br />

MANDATE <strong>IN</strong><strong><strong>FOR</strong>M</strong>ATION/REMITTANCE DETAILS (will be used for dividend payments/refunds where applicable)<br />

NOTE: CURRENCY OF <strong>THE</strong> ACCOUNT <strong>FOR</strong> REMITTANCE MUST BE <strong>IN</strong> TT DOLLARS<br />

NAME ON ACCOUNT<br />

ACCOUNT NUMBER<br />

BANK<br />

BRANCH<br />

ACCOUNT TYPE: CHEQU<strong>IN</strong>G/CURRENT SAV<strong>IN</strong>GS<br />

Disclaimer: First Citizens Brokerage & Advisory Services Limited will not be held responsible for incorrect/incomplete banking instructions submitted.<br />

I/We agree: (1) that the information stated above is true and correct; and (2) to the terms and conditions on the reverse of this page.<br />

I/We declare that I/we are not under 18 years of age on the date of application.<br />

I/We declare that I/we have read the Prospectus and will not rely on any other information or representation outside the Prospectus. No person responsible<br />

for the Prospectus or any part of it will have any liability for any such other information or representation.<br />

SIGNATURES/AUTHORISATION — COMPANY/NOM<strong>IN</strong>EE/<strong>IN</strong>STITUTION/APPLICANT<br />

_______________________________________<br />

Director<br />

_________________________________________<br />

Secretary<br />

COMPANY STAMP<br />

_______________________________________<br />

Signatory<br />

SIGNATURES/AUTHORISATION — <strong>IN</strong>DIVIDUAL APPLICANTS<br />

_________________________________________<br />

Date AND Time<br />

_______________________________________ _________________________________________ _________________________________________<br />

PRIMARY ACCOUNT HOLDER JO<strong>IN</strong>T ACCOUNT HOLDER #1 JO<strong>IN</strong>T ACCOUNT HOLDER #2<br />

_______________________________________<br />

JO<strong>IN</strong>T ACCOUNT HOLDER #3<br />

_________________________________________<br />

Date AND Time<br />

OFFER CLOSES ON AUGUST 9, 2013 AT 12 NOON<br />

_______________________________________ _________________________________________<br />

BROKER/DISTRIBUTOR SIGNATURE<br />

DATE AND TIME<br />

BROKER/DISTRIBUTOR STAMP<br />

Lead Broker copy


<strong>SHARE</strong> <strong>SUBSCRIPTION</strong> <strong><strong>FOR</strong>M</strong> (Continued)<br />

TERMS AND CONDITIONS<br />

a. I/We agree that this application made by way of submitting a Share<br />

Subscription Form shall not be binding on me/us if I/we provide<br />

written notice to the Lead Broker, within two business days after<br />

submission of this application, that I/we intend to withdraw my/our<br />

application. This written notice should be notification addressed and<br />

delivered to the Lead Broker.<br />

b. I/We apply for Shares as indicated. If the Shares are allotted to me/us,<br />

I/we hereby agree to have the Subscription Agent proceed with any<br />

necessary actions in order to establish a valid account, as provided<br />

overleaf, with the Trinidad and Tobago Central Depository to receive<br />

the allotted shares.<br />

c. If the Offer is fully subscribed and an applicant is a party to more than<br />

one application, whether individually or jointly, then after the first to<br />

which he is a party has been dealt with, all other applications will be<br />

rejected. A joint application of a husband and wife will be treated as<br />

that of one individual.<br />

d. Only one application may be made for the benefit of any person.<br />

Any application which breaches these rules is a multiple application.<br />

Multiple applications and suspected multiple applications may be<br />

rejected at the discretion of the Lead Broker.<br />

e. Subject to (a) above, I/we undertake to buy the said Shares in the<br />

number and shall not revoke this subscription.<br />

NOTES<br />

a. A Corporation may execute this application either under its<br />

common seal or under the hand of a duly authorized officer,<br />

who should state his capacity, and supply a list of authorized<br />

signatories. It should insert its registered or head office address.<br />

b. If this form is signed under power of attorney, a duly certified copy<br />

thereof must accompany this form.<br />

c. No certificates for registered holdings will be issued. Quarterly<br />

statements will be sent by post to the applicant’s address provided<br />

that there is activity on the Trinidad and Tobago Central Depository<br />

account during the quarter. If there is no activity, a statement will be<br />

sent out for the period ended 31 December, beginning 2013.<br />

d. When this Share Subscription Form is duly completed, it must be<br />

delivered to the Lead Broker:<br />

First Citizens Brokerage & Advisory Services Limited<br />

17, Wainwright Street,<br />

St. Clair<br />

e. A copy of the Prospectus can be obtained at all Branches of<br />

First Citizens Bank, First Citizens Investment Services Limited,<br />

First Citizens Brokerage & Advisory Services Limited and at<br />

www.firstcitizenstt.com<br />

f. (If the applicant is a Company) I/we attach or agree to provide a<br />

list of persons authorized to sign on behalf of the company.<br />

g. I/We understand that the trading value of the Shares are not<br />

guaranteed as they can fluctuate.<br />

h. If the maximum Offer is oversubscribed, consistent with the Bank’s<br />

policy of promoting the widest possible participation in share<br />

ownership, priority to receive the allocation applied for up to the<br />

limits noted (as a percentage of the maximum Offer) shall be given in<br />

descending order of priority to the categories identified below:<br />

1 Employees of First Citizens 15%<br />

2 Individual investors who are nationals of<br />

Trinidad & Tobago 15%<br />

3 Registered pension and other trust funds,<br />

Credit Unions and Cooperatives in Trinidad & Tobago 25%<br />

4 Registered mutual funds in Trinidad & Tobago including<br />

The Trinidad & Tobago Unit Trust Corporation 25%<br />

5 National Insurance Board of Trinidad & Tobago 10%<br />

6 Companies registered in Trinidad & Tobago and<br />

other investors such as the Commonwealth<br />

Development Corporation and the Caribbean<br />

Investment Fund 10%

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