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Foundational Issues in Presupposition - New York University

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When presuppositions are viewed as <strong>in</strong>violable, two questions immediately arise: How can an<br />

assertion whose presuppositions are not part of the context ever succeed? And why do<br />

presuppositions sometimes appear to be cancelled, or suppressed? To answer the first question, DS<br />

theories simply mechanize Lewis’s rule of accommodation. If a required presupposition is miss<strong>in</strong>g,<br />

it can simply be added, subject to consistency and other constra<strong>in</strong>ts (see Beaver 2002 for a<br />

summary). The answer to the second question lies <strong>in</strong> the dynamics of context update, comb<strong>in</strong>ed with<br />

a central assumption: that presuppositions “project” only when they impose a condition on the<br />

start<strong>in</strong>g context. We will illustrate the idea with the case of conjunction.<br />

Conjunctions, like other complex sentences, are assumed to update a context <strong>in</strong>crementally. 6 To<br />

update a context c with a sentence A and B, we first update c with A. Hence, the presuppositions of<br />

A constra<strong>in</strong> the start<strong>in</strong>g context c. We then update the result of this process with B. The context<br />

required to entail the presuppositions of B is thus not c itself, but c updated with A, i.e. c+A.<br />

In the ord<strong>in</strong>ary case, where there is no logical relation between the content of A and the<br />

presuppositions of B, this requirement will be satisfied only if c entails the presuppositions of B. So<br />

<strong>in</strong> the ord<strong>in</strong>ary case, the presuppositions of A and the presuppositions of B both impose constra<strong>in</strong>ts<br />

on the start<strong>in</strong>g context c. This is what gives rise to the <strong>in</strong>tuition that the presuppositions of both<br />

conjuncts “project” to the conjunction as a whole: all are constra<strong>in</strong>ts on the start<strong>in</strong>g context.<br />

But <strong>in</strong> the special case <strong>in</strong> which the presuppositions of B are entailed by A, the context to which<br />

B is added will satisfy its presuppositional requirements whatever the content of c. The start<strong>in</strong>g<br />

context is thus unconstra<strong>in</strong>ed by the presuppositions of A. Hence the <strong>in</strong>tuition that <strong>in</strong> such cases, the<br />

presuppositions of B do not become presuppositions of the conjunction as a whole. In other words,<br />

the apparent cancellation or suppression of presuppositions is expla<strong>in</strong>ed as <strong>in</strong>volv<strong>in</strong>g satisfaction of<br />

the presuppositional requirements of an embedded clause by an <strong>in</strong>termediate context.<br />

Satisfaction of presuppositions can also be achieved via accommodation. Consider the follow<strong>in</strong>g<br />

example from Beaver (2002):<br />

(21) If Butch is bark<strong>in</strong>g, then Mary realizes that Butch is awake.<br />

The consequent clause carries the presupposition that Butch is awake. Beaver po<strong>in</strong>ts out that there<br />

are three options for accommodat<strong>in</strong>g this presupposition. Let’s consider just two of them. The<br />

presupposition may be accommodated <strong>in</strong>to (i.e. added to) the start<strong>in</strong>g context. In this case, the<br />

overall <strong>in</strong>formational impact of update will be to convey: “Butch is awake, and if he is bark<strong>in</strong>g then<br />

Mary realizes that he is awake.” But it can also be accommodated <strong>in</strong>to the <strong>in</strong>termediate context to<br />

be updated by the consequent, <strong>in</strong> which case the <strong>in</strong>formational impact of update will be: “If Butch<br />

is bark<strong>in</strong>g, then he is awake and Mary realizes it.” Roughly speak<strong>in</strong>g, we can say that <strong>in</strong> the latter<br />

case, the presupposition does not become a commitment of the speaker, and we aga<strong>in</strong> have the<br />

<strong>in</strong>tuition that the presupposition is suppressed.<br />

This example illustrates that the comb<strong>in</strong>ation of accommodation and <strong>in</strong>cremental update results<br />

<strong>in</strong> a powerful and elegant system for generat<strong>in</strong>g <strong>in</strong>terpretations, a system which has proved highly<br />

successful from a descriptive po<strong>in</strong>t of view. However, the example also illustrates how<br />

accommodation, as formalized <strong>in</strong> DS, has become disconnected from the <strong>in</strong>tuitive concept first<br />

formulated by Stalnaker and expla<strong>in</strong>ed <strong>in</strong> terms of cooperative behavior of discourse participants.<br />

I th<strong>in</strong>k it likely that the DS notion of accommodation can be grounded <strong>in</strong> an explanation of this sort,<br />

especially given the fact that the procedure is governed by heuristics such as consistency and<br />

<strong>in</strong>formativity – standard constra<strong>in</strong>ts on conversational <strong>in</strong>ferences. But this work has not been<br />

attempted (to my knowledge) <strong>in</strong> the DS literature.<br />

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