Code-of-Practice-on-handling-in-a-reasonable-manner-requests-to-work-flexibly
Code-of-Practice-on-handling-in-a-reasonable-manner-requests-to-work-flexibly
Code-of-Practice-on-handling-in-a-reasonable-manner-requests-to-work-flexibly
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June 2014<br />
<str<strong>on</strong>g>Code</str<strong>on</strong>g> <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>Practice</str<strong>on</strong>g> 5<br />
Handl<strong>in</strong>g <strong>in</strong> a<br />
reas<strong>on</strong>able <strong>manner</strong><br />
<strong>requests</strong> <strong>to</strong> <strong>work</strong><br />
<strong>flexibly</strong>
Published by TSO (The Stati<strong>on</strong>ery Office) and available from:<br />
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First published 2014<br />
ISBN 978 0 11 708246 5<br />
Pr<strong>in</strong>ted <strong>in</strong> the United K<strong>in</strong>gdom by The Stati<strong>on</strong>ery Office.<br />
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Further copies may also be obta<strong>in</strong>ed from Acas Publicati<strong>on</strong>s, Swallow Field Way, Hayes,<br />
Middlesex, UB3 1DQ. Tel: 0870 242 9090.
Explana<strong>to</strong>ry Note<br />
Throughout this <str<strong>on</strong>g>Code</str<strong>on</strong>g> the word “should” is used <strong>to</strong> <strong>in</strong>dicate what<br />
Acas c<strong>on</strong>siders <strong>to</strong> be good employment practice, rather than legal<br />
requirements. The word “must” is used <strong>to</strong> <strong>in</strong>dicate where someth<strong>in</strong>g<br />
is a legal requirement.<br />
Further <strong>in</strong>formati<strong>on</strong> for employees and employers with practical examples<br />
<strong>on</strong> mak<strong>in</strong>g and manag<strong>in</strong>g <strong>requests</strong> for flexible <strong>work</strong><strong>in</strong>g can be found <strong>in</strong><br />
the good practice guide ‘The right <strong>to</strong> apply for flexible <strong>work</strong><strong>in</strong>g: an Acas<br />
guide’.<br />
C<strong>on</strong>tents<br />
Introducti<strong>on</strong><br />
Keys <strong>to</strong> <strong>handl<strong>in</strong>g</strong> <strong>requests</strong> <strong>in</strong> a reas<strong>on</strong>able <strong>manner</strong><br />
The request<br />
What should you do with a request?<br />
Discuss with employee<br />
C<strong>on</strong>sider the request<br />
Deal with <strong>requests</strong> promptly<br />
Page<br />
1<br />
2<br />
2<br />
2<br />
2<br />
3<br />
3<br />
Introducti<strong>on</strong><br />
1. Every employee has the statu<strong>to</strong>ry right <strong>to</strong> ask <strong>to</strong> <strong>work</strong> <strong>flexibly</strong> after 26<br />
weeks employment service. An employee can <strong>on</strong>ly make a statu<strong>to</strong>ry<br />
request <strong>on</strong>ce <strong>in</strong> any 12 m<strong>on</strong>th period. This <str<strong>on</strong>g>Code</str<strong>on</strong>g> is <strong>in</strong>tended <strong>to</strong> help<br />
employers deal with written <strong>requests</strong> made by employees <strong>to</strong> change<br />
their <strong>work</strong><strong>in</strong>g hours or place <str<strong>on</strong>g>of</str<strong>on</strong>g> <strong>work</strong> under the statu<strong>to</strong>ry right <strong>in</strong> the<br />
Employment Rights Act 1996 <strong>to</strong> request flexible <strong>work</strong><strong>in</strong>g.<br />
2. The guidance <strong>in</strong> this <str<strong>on</strong>g>Code</str<strong>on</strong>g>, as well as help<strong>in</strong>g employers, will also be<br />
taken <strong>in</strong><strong>to</strong> account by employment tribunals when c<strong>on</strong>sider<strong>in</strong>g relevant<br />
cases.<br />
CODE OF PRACTICE 5 – HANDLING IN A REASONABLE MANNER REQUESTS TO WORK FLEXIBLY 1
Keys Introducti<strong>on</strong> <strong>to</strong> <strong>handl<strong>in</strong>g</strong> <strong>requests</strong> <strong>in</strong> a<br />
reas<strong>on</strong>able <strong>manner</strong><br />
1. Under secti<strong>on</strong> 199 <str<strong>on</strong>g>of</str<strong>on</strong>g> the Trade Uni<strong>on</strong> and Labour Relati<strong>on</strong>s<br />
(C<strong>on</strong>solidati<strong>on</strong>) Act 1992 Acas has a duty <strong>to</strong> provide practical<br />
The guidance Request <strong>on</strong> the time <str<strong>on</strong>g>of</str<strong>on</strong>g>f <strong>to</strong> be permitted by an employer:<br />
3. A request from an employee under the Employment Rights Act 1996<br />
(a) <strong>to</strong> a trade uni<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial <strong>in</strong> accordance with secti<strong>on</strong> 168 <str<strong>on</strong>g>of</str<strong>on</strong>g> the<br />
and regulati<strong>on</strong>s made under it must be <strong>in</strong> writ<strong>in</strong>g and must <strong>in</strong>clude the<br />
Trade Uni<strong>on</strong> and Labour Relati<strong>on</strong>s (C<strong>on</strong>solidati<strong>on</strong>) Act 1992; and<br />
follow<strong>in</strong>g <strong>in</strong>formati<strong>on</strong>:<br />
(b) • The <strong>to</strong> a date trade <str<strong>on</strong>g>of</str<strong>on</strong>g> uni<strong>on</strong> their applicati<strong>on</strong>, member <strong>in</strong> the accordance change <strong>to</strong> with <strong>work</strong><strong>in</strong>g secti<strong>on</strong> c<strong>on</strong>diti<strong>on</strong>s 170 <str<strong>on</strong>g>of</str<strong>on</strong>g> the they<br />
are Trade seek<strong>in</strong>g Uni<strong>on</strong> and and when Labour they Relati<strong>on</strong>s would like (C<strong>on</strong>solidati<strong>on</strong>) the change <strong>to</strong> come Act 1992. <strong>in</strong><strong>to</strong><br />
effect.<br />
Secti<strong>on</strong><br />
• What<br />
199<br />
effect,<br />
<str<strong>on</strong>g>of</str<strong>on</strong>g> the<br />
if any,<br />
Act,<br />
they<br />
as<br />
th<strong>in</strong>k<br />
amended<br />
the requested<br />
by the Employment<br />
change would<br />
Act<br />
have<br />
2002,<br />
<strong>on</strong><br />
also<br />
you<br />
provides<br />
as the employer<br />
for Acas <strong>to</strong><br />
and<br />
issue<br />
how,<br />
practical<br />
<strong>in</strong> their op<strong>in</strong>i<strong>on</strong>,<br />
guidance<br />
any<br />
<strong>on</strong><br />
such<br />
time<br />
effect<br />
<str<strong>on</strong>g>of</str<strong>on</strong>g>f and<br />
might<br />
tra<strong>in</strong><strong>in</strong>g<br />
be dealt<br />
for Uni<strong>on</strong><br />
with.<br />
Learn<strong>in</strong>g Representatives.<br />
• A statement that this is a statu<strong>to</strong>ry request and if and when they<br />
This <str<strong>on</strong>g>Code</str<strong>on</strong>g>, which replaces the <str<strong>on</strong>g>Code</str<strong>on</strong>g> <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>Practice</str<strong>on</strong>g> issued by Acas <strong>in</strong><br />
have made a previous applicati<strong>on</strong> for flexible <strong>work</strong><strong>in</strong>g.<br />
1998, is <strong>in</strong>tended <strong>to</strong> provide such guidance.<br />
You should make clear <strong>to</strong> your employees what <strong>in</strong>formati<strong>on</strong> they need<br />
The <strong>to</strong> background<br />
<strong>in</strong>clude <strong>in</strong> a written request <strong>to</strong> <strong>work</strong> <strong>flexibly</strong>.<br />
2. S<strong>in</strong>ce the Employment Protecti<strong>on</strong> Act 1975, trade uni<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g>ficials have<br />
What had should a statu<strong>to</strong>ry you right do <strong>to</strong> with reas<strong>on</strong>able a request? paid time <str<strong>on</strong>g>of</str<strong>on</strong>g>f from employment <strong>to</strong><br />
4. carry Once out you trade have uni<strong>on</strong> received duties a written and <strong>to</strong> request, undertake you trade must uni<strong>on</strong> c<strong>on</strong>sider tra<strong>in</strong><strong>in</strong>g. it. You<br />
Uni<strong>on</strong> should <str<strong>on</strong>g>of</str<strong>on</strong>g>ficials arrange and <strong>to</strong> talk members with your were employee also given as so<strong>on</strong> a statu<strong>to</strong>ry as possible right <strong>to</strong> after<br />
reas<strong>on</strong>able receiv<strong>in</strong>g their unpaid written time request. <str<strong>on</strong>g>of</str<strong>on</strong>g>f when If you tak<strong>in</strong>g <strong>in</strong>tend part <strong>to</strong> <strong>in</strong> approve trade uni<strong>on</strong> the request activities. then<br />
In a 1989 meet<strong>in</strong>g restricti<strong>on</strong>s is not needed. were <strong>in</strong>troduced <strong>on</strong> the range <str<strong>on</strong>g>of</str<strong>on</strong>g> issues for which<br />
paid time <str<strong>on</strong>g>of</str<strong>on</strong>g>f for trade uni<strong>on</strong> duties could be claimed <strong>to</strong> those covered<br />
5. by You recogniti<strong>on</strong> should allow agreements an employee between <strong>to</strong> accompanied employers and by trade a <strong>work</strong> uni<strong>on</strong>s. colleague<br />
Additi<strong>on</strong>ally for this and uni<strong>on</strong> any appeal duties discussi<strong>on</strong> must relate and <strong>to</strong> the employee <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial’s own should employer be<br />
and <strong>in</strong>formed not, for about example, this prior <strong>to</strong> any <strong>to</strong> the associated discussi<strong>on</strong>. employer. All the time <str<strong>on</strong>g>of</str<strong>on</strong>g>f<br />
provisi<strong>on</strong>s were brought <strong>to</strong>gether <strong>in</strong> secti<strong>on</strong>s 168 - 170 <str<strong>on</strong>g>of</str<strong>on</strong>g> the Trade<br />
Discuss Uni<strong>on</strong> with and Labour employee Relati<strong>on</strong>s (C<strong>on</strong>solidati<strong>on</strong>) Act 1992. Secti<strong>on</strong> 43 <str<strong>on</strong>g>of</str<strong>on</strong>g><br />
6. the You Employment should discuss Act the 2002 request added with a new your right employee. for Uni<strong>on</strong> It will Learn<strong>in</strong>g help you get<br />
Representatives a better idea <str<strong>on</strong>g>of</str<strong>on</strong>g> what <strong>to</strong> take changes paid time they <str<strong>on</strong>g>of</str<strong>on</strong>g>f are dur<strong>in</strong>g look<strong>in</strong>g <strong>work</strong><strong>in</strong>g for and hours how they <strong>to</strong> might<br />
undertake benefit your their bus<strong>in</strong>ess duties and the <strong>to</strong> undertake employee. relevant tra<strong>in</strong><strong>in</strong>g.<br />
7. Wherever possible the discussi<strong>on</strong> should take place <strong>in</strong> a private place<br />
where what is said will not be overheard.<br />
2<br />
CODE OF PRACTICE 5 – 3 HANDLING – TIME OFF IN FOR A REASONABLE TRADE UNION MANNER DUTIES REQUESTS AND ACTIVITIES<br />
TO WORK FLEXIBLY
C<strong>on</strong>sider the request<br />
8. You should c<strong>on</strong>sider the request carefully look<strong>in</strong>g at the benefits <str<strong>on</strong>g>of</str<strong>on</strong>g> the<br />
requested changes <strong>in</strong> <strong>work</strong><strong>in</strong>g c<strong>on</strong>diti<strong>on</strong>s for the employee and your<br />
bus<strong>in</strong>ess and weigh<strong>in</strong>g these aga<strong>in</strong>st any adverse bus<strong>in</strong>ess impact <str<strong>on</strong>g>of</str<strong>on</strong>g><br />
implement<strong>in</strong>g the changes, see paragraph 11. In c<strong>on</strong>sider<strong>in</strong>g the<br />
request you must not discrim<strong>in</strong>ate unlawfully aga<strong>in</strong>st the employee.<br />
9. Once you have made your decisi<strong>on</strong> you must <strong>in</strong>form the employee <str<strong>on</strong>g>of</str<strong>on</strong>g><br />
that decisi<strong>on</strong> as so<strong>on</strong> as possible. You should do this <strong>in</strong> writ<strong>in</strong>g as this<br />
can help avoid future c<strong>on</strong>fusi<strong>on</strong> <strong>on</strong> what was decided.<br />
10. If you accept the employee’s request, or accept it with modificati<strong>on</strong>s,<br />
you should discuss with the employee how and when the changes<br />
might best be implemented.<br />
11. If you reject the request it must be for <strong>on</strong>e <str<strong>on</strong>g>of</str<strong>on</strong>g> the follow<strong>in</strong>g bus<strong>in</strong>ess<br />
reas<strong>on</strong>s as set out <strong>in</strong> the legislati<strong>on</strong>:<br />
• the burden <str<strong>on</strong>g>of</str<strong>on</strong>g> additi<strong>on</strong>al costs<br />
• an <strong>in</strong>ability <strong>to</strong> reorganise <strong>work</strong> am<strong>on</strong>gst exist<strong>in</strong>g staff<br />
• an <strong>in</strong>ability <strong>to</strong> recruit additi<strong>on</strong>al staff<br />
• a detrimental impact <strong>on</strong> quality<br />
• a detrimental impact <strong>on</strong> performance<br />
• detrimental effect <strong>on</strong> ability <strong>to</strong> meet cus<strong>to</strong>mer demand<br />
• <strong>in</strong>sufficient <strong>work</strong> for the periods the employee proposes <strong>to</strong> <strong>work</strong><br />
• a planned structural change <strong>to</strong> your bus<strong>in</strong>ess.<br />
12. If you reject the request you should allow your employee <strong>to</strong> appeal the<br />
decisi<strong>on</strong>. It can be helpful <strong>to</strong> allow an employee <strong>to</strong> speak with you<br />
about your decisi<strong>on</strong> as this may reveal new <strong>in</strong>formati<strong>on</strong> or an omissi<strong>on</strong><br />
<strong>in</strong> follow<strong>in</strong>g a reas<strong>on</strong>able procedure when c<strong>on</strong>sider<strong>in</strong>g the applicati<strong>on</strong>.<br />
Deal with <strong>requests</strong> promptly<br />
13. The law requires that all <strong>requests</strong>, <strong>in</strong>clud<strong>in</strong>g any appeals, must be<br />
c<strong>on</strong>sidered and decided <strong>on</strong> with<strong>in</strong> a period <str<strong>on</strong>g>of</str<strong>on</strong>g> three m<strong>on</strong>ths from first<br />
receipt, unless you agree <strong>to</strong> extend this period with the employee.<br />
14. If you arrange a meet<strong>in</strong>g <strong>to</strong> discuss the applicati<strong>on</strong> <strong>in</strong>clud<strong>in</strong>g any<br />
appeal and the employee fails <strong>to</strong> attend both this and a rearranged<br />
meet<strong>in</strong>g without a good reas<strong>on</strong>, you can c<strong>on</strong>sider the request<br />
withdrawn. If you do so, you must <strong>in</strong>form the employee.<br />
CODE OF PRACTICE 5 – HANDLING IN A REASONABLE MANNER REQUESTS TO WORK FLEXIBLY 3
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