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On the syntax of adversative coordination - Luis Vicente

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Natural Language and Linguistic Theory manuscript No.<br />

(will be inserted by <strong>the</strong> editor)<br />

<strong>On</strong> <strong>the</strong> <strong>syntax</strong> <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong><br />

<strong>Luis</strong> <strong>Vicente</strong><br />

Received: date / Accepted: date<br />

Abstract A series <strong>of</strong> studies have distinguished two types <strong>of</strong> but, namely, corrective and<br />

counterexpectational. The difference between <strong>the</strong>se two types has been considered largely<br />

semantic/pragmatic. This article shows that <strong>the</strong> semantic difference also translates into a<br />

different <strong>syntax</strong> for each type <strong>of</strong> but. More precisely, corrective but always requires clauselevel<br />

<strong>coordination</strong>, with apparent counterexamples being derived through ellipsis within <strong>the</strong><br />

second conjunct. <strong>On</strong> <strong>the</strong> o<strong>the</strong>r hand, counterexpectational but is not restricted in this way,<br />

and <strong>of</strong>fers <strong>the</strong> possibility <strong>of</strong> <strong>coordination</strong> <strong>of</strong> both clausal and subclausal constituents. From<br />

this difference, it is possible to derive a number <strong>of</strong> syntactic asymmetries between corrective<br />

and counterexpectational but.<br />

Keywords Coordination · Ellipsis · Negation · Spanish · English<br />

1 Introduction<br />

This article examines <strong>the</strong> <strong>syntax</strong> <strong>of</strong> <strong>the</strong> <strong>adversative</strong> conjunction but, especially in its usage as<br />

coordinator <strong>of</strong> (apparently) subclausal constituents. Although <strong>the</strong> literature on <strong>the</strong> <strong>syntax</strong> <strong>of</strong><br />

but is relatively small, 1 enough has been written to differentiate two competing proposals.<br />

<strong>On</strong> <strong>the</strong> one hand, Sag et al. (1985), Bianchi and Zamparelli (2004), and Merchant (2004b)<br />

argue that but can only coordinate clauses. 2 Under this analysis, apparent cases <strong>of</strong> but <strong>coordination</strong><br />

<strong>of</strong> subclausal constituents must be reanalyzed as clausal <strong>coordination</strong> plus ellipsis<br />

within <strong>the</strong> second conjunct (1b). I’ll be assuming an analysis <strong>of</strong> ellipsis along <strong>the</strong> lines <strong>of</strong><br />

<strong>Luis</strong> <strong>Vicente</strong><br />

Department Linguistik, Universität Potsdam, Karl Liebknechtstraße 24-25, Golm 14476, Germany<br />

E-mail: vicente@uni-potsdam.de<br />

1 Most <strong>of</strong> <strong>the</strong> previous studies on but focus on its semantic and pragmatic aspects. See, e.g., Lak<strong>of</strong>f (1971),<br />

Grice (1975), Anscombre and Ducrot (1977), Barwise and Cooper (1981), Horn (1989), Blackmore (1989,<br />

2000), von Fintel (1994), Umbach (2005), and references <strong>the</strong>rein. Since this is an article about <strong>the</strong> <strong>syntax</strong><br />

<strong>of</strong> but, I will not say anything about its semantics and pragmatics beyond <strong>the</strong> brief remarks in section 2,<br />

and instead refer readers to <strong>the</strong> works just cited. Similarly, I won’t tackle non-conjunctive uses <strong>of</strong> but, such<br />

as its use as an exceptive marker (e.g., <strong>the</strong> final sentence <strong>of</strong> <strong>the</strong> acknowledgements footnote), for which see<br />

Reinhart (1991); or as a synonym for only (e.g., ‘He is but a man’).<br />

2 The argumentation in this article doesn’t depend on adopting a specific definition <strong>of</strong> ‘clause’. For explicitness,<br />

though, I’ll treat clauses as CPs whenever some left-peripheral position is required, and IPs o<strong>the</strong>rwise.


2 <strong>Luis</strong> <strong>Vicente</strong><br />

Merchant (2001, 2004a) and related work—that is, in terms <strong>of</strong> movement <strong>of</strong> <strong>the</strong> remnant <strong>of</strong><br />

ellipsis to <strong>the</strong> left periphery plus PF deletion <strong>of</strong> IP. Throughout this article, elided material<br />

is represented in a light grey font.<br />

(1) a. Amanda ate three apples but one banana.<br />

b. [Amanda ate three apples] but [[one banana] [ IP Amanda ate t]].<br />

<strong>On</strong> <strong>the</strong> o<strong>the</strong>r hand, Barwise and Cooper (1981) claim that genuine DP-level but <strong>coordination</strong><br />

is possible, subject only to certain semantic restrictions. 3 No ellipsis is necessary<br />

under this approach (2b).<br />

(2) a. Amanda ate three apples but one banana.<br />

b. Amanda ate [ DP three apples] but [ DP one banana].<br />

This article shows that both analyses are correct: <strong>adversative</strong> <strong>coordination</strong> is compatible<br />

with an analysis in terms <strong>of</strong> clausal <strong>coordination</strong> plus optional ellipsis (1b), as well as with<br />

one in terms <strong>of</strong> small <strong>coordination</strong> without ellipsis (2b). However, and very importantly,<br />

<strong>the</strong> choice between (1b) and (2b) is not random—ra<strong>the</strong>r, it is determined by <strong>the</strong> specific<br />

semantic/pragmatic relation between <strong>the</strong> two conjuncts. The semantic literature has shown<br />

that <strong>adversative</strong> <strong>coordination</strong> comes in two flavours, which have been traditionally called<br />

corrective and contrastive—although, given that <strong>the</strong>se two terms are somewhat similar and<br />

<strong>the</strong>refore prone to confusion, I will relabel contrastive with counterexpectational. Corrective<br />

but, corresponding to sino in Spanish, results in <strong>the</strong> denial <strong>of</strong> <strong>the</strong> proposition expressed in<br />

<strong>the</strong> first conjunct.<br />

(3) a. Amanda didn’t eat one apple but (ra<strong>the</strong>r) three bananas.<br />

b. Amanda no comió una manzana sino tres plátanos.<br />

Amanda not ate an apple but three bananas<br />

<strong>On</strong> <strong>the</strong> o<strong>the</strong>r hand, counterexpectational but (pero in Spanish) does not deny <strong>the</strong> proposition<br />

<strong>of</strong> <strong>the</strong> first conjunct. Ra<strong>the</strong>r, it simply compares two states <strong>of</strong> affairs, introducing <strong>the</strong><br />

implicature that <strong>the</strong> second conjunct is unexpected given <strong>the</strong> first conjunct (4).<br />

(4) a. The girl is tall but no good at basketball.<br />

b. La chica es alta pero desastrosa jugando al baloncesto.<br />

<strong>the</strong> girl is tall but disastrous playing to.<strong>the</strong> basketball<br />

We will see that <strong>the</strong> semantic/pragmatic difference between corrective and counterexpectational<br />

but also has a reflection in <strong>syntax</strong>. Specifically, I defend <strong>the</strong> hypo<strong>the</strong>sis that<br />

corrective but (sino) always requires clause-level <strong>coordination</strong>, with an optional subsequent<br />

step <strong>of</strong> ellipsis. <strong>On</strong> <strong>the</strong> o<strong>the</strong>r hand, counterexpectational but can directly coordinate subclausal<br />

constituents (DPs, bare adjectives, etc.) without resorting to ellipsis. We will see in<br />

<strong>the</strong> following sections that, from this asymmetry, it is possible to derive a number <strong>of</strong> syntactic<br />

differences between <strong>the</strong> two types <strong>of</strong> but <strong>coordination</strong>—some <strong>of</strong> <strong>the</strong>m unnoticed so far,<br />

to <strong>the</strong> best <strong>of</strong> my knowledge. <strong>On</strong> a larger scale, we will also see that <strong>the</strong> data discussed here<br />

3 Specifically, Barwise and Cooper argue that but requires that one conjunct be upward entailing and <strong>the</strong><br />

o<strong>the</strong>r downward entailing (in contrast with and, which <strong>the</strong>y argue requires both conjuncts to be entailing in<br />

<strong>the</strong> same direction). However, as one reviewer points out, this generalization is not as clear-cut as Barwise<br />

and Cooper claim it is. For instance, in (1a) above, both conjuncts are upward entailing, yet <strong>the</strong> example is<br />

perfectly well-formed.


<strong>On</strong> <strong>the</strong> <strong>syntax</strong> <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong> 3<br />

support <strong>the</strong> hypo<strong>the</strong>sis that fragmentary sentences have a full (albeit silent) clause structure<br />

(Morgan 1973, Merchant 2004a; and related literature), thus countering recent claims<br />

to <strong>the</strong> contrary (Culicover and Jackend<strong>of</strong>f 2005, Stainton 2006, Nykiel and Sag 2009; and<br />

references).<br />

The article is organized as follows: in section 2, I elaborate a bit more on <strong>the</strong> semantic<br />

differences between counterexpectational and corrective but. In section 3, I provide six arguments<br />

that show that corrective but requires clausal <strong>coordination</strong>. After an intermediate<br />

summary in section 4, section 5 applies <strong>the</strong> same arguments to counterexpectational but to<br />

show that it allows <strong>coordination</strong> <strong>of</strong> a wider range <strong>of</strong> categories. Finally, section 6 summarizes<br />

<strong>the</strong> empirical results, and section 7 <strong>of</strong>fers a justification <strong>of</strong> why such an asymmetry<br />

should exist.<br />

2 Two types <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong><br />

In this section, I introduce some notable characteristics <strong>of</strong> <strong>the</strong> two types <strong>of</strong> but, as a preparation<br />

for <strong>the</strong> syntactic analysis to come. This section is not meant to be an exhaustive review<br />

<strong>of</strong> <strong>the</strong>ir properties, and readers interested in <strong>the</strong> issues discussed here are instead referred to<br />

<strong>the</strong> references in footnote 1.<br />

2.1 Corrective but requires denial<br />

<strong>On</strong>e <strong>of</strong> <strong>the</strong> most notable characteristics <strong>of</strong> corrective but (sino in Spanish) is that <strong>the</strong> first<br />

conjunct necessarily contains negation. Horn (1989:363ff) argues at length that what we<br />

observe here is not a regular negation, but ra<strong>the</strong>r a metalinguistic negation, which he in turn<br />

defines as “a device for objecting to a previous utterance on any grounds whatever, including<br />

<strong>the</strong> conventional or conversational implicata it potentially induces, its morphology, its style<br />

or register, or its phonetic realization”. This amounts to saying that corrective but (sino) is<br />

used whenever we want to deny <strong>the</strong> proposition expressed by <strong>the</strong> first conjunct. The second<br />

conjunct expresses a closely related, although true, proposition. It is <strong>the</strong> combination <strong>of</strong> <strong>the</strong><br />

denial <strong>of</strong> <strong>the</strong> first conjunct plus <strong>the</strong> assertion <strong>of</strong> <strong>the</strong> second that creates <strong>the</strong> corrective reading.<br />

Horn (1989:397ff) also points out various differences between metalinguistic and regular<br />

negation, concluding that <strong>the</strong>y should be treated as separate phenomena. For instance,<br />

metalinguistic negation cannot be incorporated into <strong>the</strong> morphology <strong>of</strong> a word in <strong>the</strong> clause,<br />

which explains <strong>the</strong> ungrammaticality <strong>of</strong> (5a). Bosque (1980:137) observes <strong>the</strong> same restriction<br />

for Spanish sino (5b). <strong>On</strong>ly a morphologically independent, sentential negation licenses<br />

corrective but (6). 4<br />

(5) a. * This is improbable, but merely possible.<br />

b. * Esto es improbable, sino meramente posible.<br />

this is improbable but merely possible<br />

(6) a. This is not probable, but merely possible.<br />

b. Esto no es probable, sino meramente posible.<br />

this is not probable but merely possible<br />

4 Based on this restriction, Bosque (1980) suggests that sino is a negative polarity item. This conclusion,<br />

however, is falsified by <strong>the</strong> data in (7) below, which show that <strong>the</strong> negation required to license sino cannot<br />

license NPIs.


4 <strong>Luis</strong> <strong>Vicente</strong><br />

Similarly, both Horn (1989) and van der Wouden (1997:69) note that metalinguistic<br />

negation cannot license negative polarity items. 5 As expected, clauses containing English<br />

corrective but do not license NPIs, and Spanish sino does not license postverbal N-words. 6<br />

Note that both examples in (7) are grammatical if ever and nunca are removed.<br />

(7) a. I haven’t (*ever) been to Mexico but to Canada.<br />

b. No he estado (*nunca) en México sino en Canadá.<br />

not have been ever in Mexico but in Canada<br />

2.2 Counterexpectational but introduces an implicature<br />

In opposition to corrective but, counterexpectational but (pero) does not entail <strong>the</strong> denial <strong>of</strong><br />

<strong>the</strong> first conjunct. Ra<strong>the</strong>r, it simply gives rise to <strong>the</strong> implicature that <strong>the</strong> second conjunct is<br />

somewhat unexpected given <strong>the</strong> first conjunct. Lak<strong>of</strong>f (1971) paraphrases this implicature<br />

as “p (and <strong>the</strong>refore ¬q), but (actually) q” (see also Grice 1975 and related work). As an<br />

illustration, consider <strong>the</strong> contrast below: (8a) is infelicitous because taxi drivers tend to<br />

have driving licenses, so <strong>the</strong>re is no sense in which <strong>the</strong> proposition expressed by <strong>the</strong> second<br />

conjunct can be understood as unexpected. <strong>On</strong> <strong>the</strong> o<strong>the</strong>r hand, (8b) is more acceptable simply<br />

because it is not normally expected <strong>of</strong> taxi drivers to hold truck driving licenses.<br />

(8) a. # Randy is a taxi driver but he has a driving license.<br />

b. Randy is a taxi driver but he has a truck driving license.<br />

This property will affect <strong>the</strong> argumentation in section 5 slightly, in that <strong>the</strong> examples<br />

<strong>the</strong>re will have to be constructed in such a way that <strong>the</strong>y satisfy <strong>the</strong> counterexpectationality<br />

requirement. Counterexpectational but also differs from corrective but in <strong>the</strong> way it interacts<br />

with negation. As (8b) also shows, counterexpectational but does not require <strong>the</strong> presence<br />

<strong>of</strong> a sentential negation within <strong>the</strong> first conjunct. This is fully expected, as no denial <strong>of</strong> <strong>the</strong><br />

first conjunct is required in <strong>the</strong>se cases. Fur<strong>the</strong>rmore, whenever such negation is present, it<br />

can license NPIs and postverbal N-words unproblematically (9), suggesting that it is just a<br />

regular negation, and not metalinguistic negation.<br />

(9) a. I haven’t ever been to Mexico, but I have been to Canada.<br />

b. No he estado nunca en México, pero he estado en Canadá.<br />

not have been ever in Mexico but have been in Canada<br />

2.3 The proposal<br />

The <strong>the</strong>sis defended in this article is that <strong>the</strong> difference between corrective and counterexpectational<br />

but goes beyond denial, counterexpectationality, and o<strong>the</strong>r semantic/pragmatic<br />

aspects. Specifically, I will show that each type <strong>of</strong> but imposes different restrictions on <strong>the</strong><br />

<strong>syntax</strong> <strong>of</strong> <strong>the</strong>ir conjuncts, namely:<br />

5 Thanks to Hilke Reckman (p.c.) for pointing this out to me.<br />

6 Spanish is a non-strict negative concord language, which means that N-words (in this case, nunca) behave<br />

differently depending on whe<strong>the</strong>r <strong>the</strong>y appear in postverbal or preverbal position. When in postverbal<br />

position, <strong>the</strong>y need to be in <strong>the</strong> scope <strong>of</strong> a preverbal negative marker (typically, sentential negation), just like<br />

English NPIs do; when in a preverbal position, however, <strong>the</strong>y block <strong>the</strong> presence <strong>of</strong> sentential negation (see<br />

Zeijlstra 2004 and references <strong>the</strong>rein). In this example, nunca is in a postverbal position, hence it behaves<br />

like an NPI in requiring <strong>the</strong> presence <strong>of</strong> a sentential negation.


<strong>On</strong> <strong>the</strong> <strong>syntax</strong> <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong> 5<br />

(10) The <strong>syntax</strong> <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong><br />

a. Corrective but (sino) always requires its conjuncts to be full clauses.<br />

b. Counterexpectational but (pero) allows its conjuncts to be smaller than clauses.<br />

Two points merit fur<strong>the</strong>r elaboration: First, note that <strong>the</strong> use <strong>of</strong> <strong>the</strong> words requires and<br />

allows is not accidental. The claim here is that corrective but cannot coordinate anything<br />

o<strong>the</strong>r than clause-level categories. In contrast, counterexpectational but is not restricted in<br />

this way, and can coordinate constituents <strong>of</strong> any category, as long as <strong>the</strong> usual constraints<br />

on unlike category <strong>coordination</strong> are respected (see Sag et al. 1985 and Munn 1993 for discussion).<br />

This means that counterexpectational but can coordinate DPs, but also adjectives,<br />

VPs, adverbs. . . and, crucially, also full clauses. Now, if we allow counterexpectational but<br />

to coordinate full clauses, <strong>the</strong>n we open up <strong>the</strong> possibility <strong>of</strong> ellipsis applying to second<br />

conjunct, in <strong>the</strong> same way that I argue happens with corrective but <strong>coordination</strong>. We will<br />

see in section 5 that this prediction is correct: When in an environment that independently<br />

forces clause-level <strong>coordination</strong> (and, importantly, only in such an environment), counterexpectational<br />

but starts exhibiting <strong>the</strong> same signs <strong>of</strong> ellipsis that are observed in corrective<br />

but. I take this behaviour as strong evidence that <strong>the</strong> generalization in (10) is correct.<br />

Second, (10) reduces all <strong>the</strong> syntactic differences between <strong>the</strong> two types <strong>of</strong> but to <strong>the</strong><br />

size <strong>of</strong> <strong>the</strong> conjuncts. It says nothing about <strong>the</strong> way in which <strong>the</strong> conjuncts combine with<br />

<strong>the</strong> coordinator. The strongest way to interpret this conclusion is to say that both counterexpectational<br />

and corrective but combine with <strong>the</strong>ir conjuncts in <strong>the</strong> same way. Here, I will<br />

be assuming <strong>the</strong> asymmetric <strong>syntax</strong> for <strong>coordination</strong> defended in Munn (1993), Progovac<br />

(1998a,b), and related works, where <strong>the</strong> coordinator is a head that takes <strong>the</strong> first conjunct as<br />

its specifier and <strong>the</strong> second as its complement. 7 Graphically (and labeling <strong>the</strong> coordinator<br />

‘&’ for simplicity):<br />

(11) An asymmetric <strong>syntax</strong> for <strong>coordination</strong><br />

&P<br />

CONJUNCT 1 & ′<br />

& 0 CONJUNCT 2<br />

The larger claim embodied here (and also implicit in Munn 1993) is that (11) is <strong>the</strong><br />

only possible <strong>syntax</strong> for all coordinators (and, or, corrective but, counterexpectational but).<br />

This hypo<strong>the</strong>sis entails that all syntactic asymmetries between coordinators stem not from<br />

<strong>the</strong> <strong>syntax</strong> <strong>of</strong> <strong>the</strong> coordinate structure as a whole, but ra<strong>the</strong>r from <strong>the</strong> internal <strong>syntax</strong> <strong>of</strong><br />

<strong>the</strong>ir conjuncts. As just mentioned, this is something that follows from (10), which makes<br />

reference exclusively to <strong>the</strong> category <strong>of</strong> <strong>the</strong> conjuncts.<br />

7 Strictly speaking, Munn (1993) proposes that <strong>the</strong> coordinator plus <strong>the</strong> second conjunct form a maximal<br />

projection (in his terms, a Boolean Phrase, or BP), which <strong>the</strong>n right-adjoins to <strong>the</strong> first conjunct. Under this<br />

analysis, <strong>the</strong> category <strong>of</strong> <strong>the</strong> whole coordinate structure is whatever <strong>the</strong> category <strong>of</strong> <strong>the</strong> first conjunct is. In<br />

spite <strong>of</strong> this difference (which is not relevant for <strong>the</strong> purposes <strong>of</strong> this article), <strong>the</strong> constituency relations created<br />

by Munn’s analysis are <strong>the</strong> same we observe in (11).


6 <strong>Luis</strong> <strong>Vicente</strong><br />

3 Corrective but requires clausal <strong>coordination</strong><br />

3.1 Scope <strong>of</strong> negation<br />

The most obvious indication that corrective but requires a full clausal structure in its second<br />

conjunct comes from examples like <strong>the</strong> following.<br />

(12) a. Gabriel didn’t drink beer but champagne.<br />

b. Gabriel no bebió cerveza sino champán.<br />

Gabriel not drank beer but champagne<br />

In both <strong>the</strong> English and Spanish versions <strong>of</strong> (12), <strong>the</strong> scope <strong>of</strong> negation is restricted to<br />

<strong>the</strong> first conjunct only—i.e., <strong>the</strong>y mean [(¬p) ∧ q]. Compare <strong>the</strong>se examples with minimal<br />

pairs where <strong>the</strong> coordinator is and (13), where a [¬(p ∧ q)] reading is possible. 8<br />

(13) a. Gabriel didn’t drink beer and champagne.<br />

b. Gabriel no bebió cerveza y champán.<br />

Gabriel not drank beer and champagne<br />

The source <strong>of</strong> this asymmetry can be traced to <strong>the</strong> requirements that and and corrective<br />

but impose on <strong>the</strong>ir conjuncts. By hypo<strong>the</strong>sis, corrective but can only coordinate clauses,<br />

hence (12) must be assigned <strong>the</strong> structure in (14). In this structure, negation is embedded<br />

inside <strong>the</strong> first conjunct. Hence, <strong>the</strong> fact that it cannot scope over <strong>the</strong> second conjunct follows<br />

from a simple lack <strong>of</strong> c-command.<br />

(14) The derivation <strong>of</strong> (13)<br />

butP<br />

CP but ′<br />

Gabriel didn’t drink beer<br />

but<br />

CP<br />

champagne<br />

TP<br />

Gabriel drank t<br />

In contrast, and allows for <strong>coordination</strong> <strong>of</strong> smaller constituents without invoking ellipsis.<br />

Example (13) can be assigned <strong>the</strong> structure in (15), where negation is outside <strong>the</strong> coordinate<br />

structure. Therefore it can take wide scope over both conjuncts, yielding <strong>the</strong> [¬(p ∧ q)]<br />

reading.<br />

8 In reality, <strong>the</strong> examples in (13) are ambiguous between <strong>the</strong> [¬p ∧ ¬q] and <strong>the</strong> [¬(p ∧ q)] readings.<br />

As one reviewer notes, <strong>the</strong> former reading can be forced by using <strong>the</strong> coordinator nor—see Repp (2005)<br />

and Wurmbrand (2008) for discussion. The relevant point here is that <strong>the</strong> latter reading (equivalent, by de<br />

Morgan’s Law, to [¬p∨¬q]), which requires negation scoping over <strong>coordination</strong>, is excluded from corrective<br />

but <strong>coordination</strong>.


<strong>On</strong> <strong>the</strong> <strong>syntax</strong> <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong> 7<br />

(15) IP<br />

Gabriel I ′<br />

did<br />

NegP<br />

not<br />

VP<br />

drink<br />

andP<br />

beer and ′<br />

and<br />

champagne<br />

3.2 Preverbal subject <strong>coordination</strong><br />

Corrective but cannot coordinate two preverbal subjects. 9 The examples in (16) cannot mean<br />

‘two ma<strong>the</strong>maticians got <strong>the</strong>ir papers published, but seven astrophysicists didn’t’, which<br />

is <strong>the</strong> reading we would expect if it were possible to coordinate preverbal subjects with<br />

corrective but.<br />

(16) a. * Two ma<strong>the</strong>maticians but seven astrophysicists didn’t get <strong>the</strong>ir papers published.<br />

b. * Dos matemáticos sino siete astr<strong>of</strong>ísicos no pudieron publicar sus<br />

two ma<strong>the</strong>maticians but seven astrophysicists not were.able publish <strong>the</strong>ir<br />

artículos.<br />

papers<br />

In contrast, and can coordinate preverbal subjects without trouble. Note that, as discussed<br />

in <strong>the</strong> previous section, and <strong>coordination</strong> differs from corrective but <strong>coordination</strong> in<br />

placing both conjuncts under <strong>the</strong> scope <strong>of</strong> negation.<br />

(17) a. ̌ Two ma<strong>the</strong>maticians and seven astrophysicists didn’t get <strong>the</strong>ir papers published.<br />

b. ̌ Dos matemáticos y siete astr<strong>of</strong>ísicos no pudieron publicar sus<br />

two ma<strong>the</strong>maticians and seven astrophysicists not were.able publish <strong>the</strong>ir<br />

artículos.<br />

papers<br />

This asymmetry can be explained if corrective but requires its conjuncts to be clauses,<br />

while and allows DP <strong>coordination</strong>. It is not possible to analyze <strong>the</strong> sequence ‘two ma<strong>the</strong>maticians<br />

but seven astrophysicists’ in terms <strong>of</strong> clausal <strong>coordination</strong> plus ellipsis, given that<br />

9 Sandra Chung (p.c.) and Jorge Hankamer (p.c.) have pointed out to me examples like (i), which seem to<br />

falsify <strong>the</strong> claim I make in this subsection and <strong>the</strong> following one.<br />

(i)<br />

a. Not Steve but I should drive <strong>the</strong> car.<br />

b. Not three but four girls are sunbathing on <strong>the</strong> lawn.<br />

I’ll ignore such examples for <strong>the</strong> time being and return to <strong>the</strong>m in section 3.7


8 <strong>Luis</strong> <strong>Vicente</strong><br />

<strong>the</strong> Backward Anaphora Constraint (BAC, see Langacker 1969, Ross 1967, 1969) prohibits<br />

backward ellipsis within coordinate structures. 10<br />

(18) a. * [Two ma<strong>the</strong>maticians [ IP got <strong>the</strong>ir papers published]] but seven astrophysicists<br />

didn’t get <strong>the</strong>ir papers published.<br />

b. * [Dos matemáticos [ IP pudieron publicar sus artículos]] sino siete<br />

two ma<strong>the</strong>maticians were.able publish <strong>the</strong>ir papers but seven<br />

astr<strong>of</strong>ísicos no pudieron publicar sus artículos.<br />

astrophysicist not were.able publish <strong>the</strong>ir papers<br />

<strong>On</strong> <strong>the</strong> o<strong>the</strong>r hand, and allows direct <strong>coordination</strong> <strong>of</strong> <strong>the</strong> two subject DPs, thus circumventing<br />

<strong>the</strong> restrictions <strong>of</strong> <strong>the</strong> BAC.<br />

(19) a. ̌ [[ DP Two ma<strong>the</strong>maticians] and [ DP seven astrophysicists]] didn’t get <strong>the</strong>ir<br />

papers published.<br />

b. ̌ [[ DP Dos matemáticos ] y [ DP siete astr<strong>of</strong>ísicos ]] no pudieron<br />

two ma<strong>the</strong>maticians and seven astrophysicists not were.able<br />

publicar sus artículos.<br />

publish <strong>the</strong>ir papers<br />

Note, however, that corrective but can coordinate right-peripheral subjects (20a). Obviously,<br />

this effect is best illustrated in Spanish, since English doesn’t generally allow postverbal<br />

subjects. 11 The grammaticality <strong>of</strong> this example is predicted by a conjunction reduction<br />

analysis, since it allows a parse in which <strong>the</strong> second conjunct is part <strong>of</strong> an elided clause<br />

(20b).<br />

(20) a. ̌ No publicaron sus artículos dos matemáticos sino siete astr<strong>of</strong>ísicos.<br />

not published <strong>the</strong>ir papers two ma<strong>the</strong>maticians but seven astrophysicists<br />

‘Two ma<strong>the</strong>maticians didn’t publish <strong>the</strong>ir papers but seven astrophysicists<br />

did.’<br />

10 More precisely, <strong>the</strong> original formulation <strong>of</strong> <strong>the</strong> BAC states that an anaphor cannot simultaneously command<br />

and linearly precede its antecedent. This restriction is classically illustrated through <strong>the</strong> paradigm below<br />

(from Ross 1969), on <strong>the</strong> assumption that it is <strong>the</strong> base position <strong>of</strong> <strong>the</strong> although clause that counts for purposes<br />

<strong>of</strong> command.<br />

(i) a. Although I don’t know who, I know he wants to see someone.<br />

b. Although I know he wants to see someone, I don’t know who.<br />

c. I know he wants to see someone, although I don’t know who.<br />

d. *? I don’t know who, although I know he wants to see someone.<br />

There is no operation that preposes a conjunct within a coordinate structure, analogously to <strong>the</strong> preposing <strong>of</strong><br />

<strong>the</strong> although clauses above. As a consequence, linear precedence and command go hand in hand in coordinate<br />

structures, just as in (ic) and (id). Therefore, <strong>the</strong> ban against backward ellipsis in coordinate structures follows<br />

as a corollary <strong>of</strong> <strong>the</strong> BAC. See Ross (1967:ch. 5) for additional discussion.<br />

11 An anonymous reviewer points out that English allows postverbal subjects under locative inversion,<br />

predicting that this construction will allow corrective but <strong>coordination</strong> <strong>of</strong> subjects. As an illustration <strong>of</strong> this<br />

prediction, <strong>the</strong> reviewer <strong>of</strong>fers (i). My informants actually reject (i), but no conclusions can be drawn from<br />

this fact, given that <strong>the</strong>y also reject <strong>the</strong> control example (ii).<br />

(i)<br />

(ii)<br />

* Into <strong>the</strong> room didn’t run two clowns but (ra<strong>the</strong>r) three cowboys.<br />

* Into <strong>the</strong> room didn’t run two clowns.


<strong>On</strong> <strong>the</strong> <strong>syntax</strong> <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong> 9<br />

b. [No publicaron sus artículos dos matemáticos] sino [[siete astr<strong>of</strong>ísicos][ IP<br />

publicaron sus artículos t]].<br />

3.3 Attributive adjective <strong>coordination</strong><br />

In <strong>the</strong> same way as preverbal subjects, attributive adjectives cannot be coordinated with<br />

corrective but: (21a) cannot mean ‘I didn’t read a short book, but I read a long one’. The<br />

explanation is <strong>the</strong> same as in <strong>the</strong> previous section: The only way to derive (21a) out <strong>of</strong> a<br />

clausal <strong>coordination</strong> structure would require an implausible combination <strong>of</strong> backward and<br />

forward ellipsis (21b).<br />

(21) a. * I didn’t read a short but long book.<br />

b. * [I didn’t read a short book] but [I read a long book].<br />

The problematic aspect <strong>of</strong> (21a) is <strong>the</strong> fact that it features backward ellipsis within a<br />

coordinate structure, which is not a licit operation (see previous subsection). Spanish behaves<br />

in <strong>the</strong> same way, although <strong>the</strong> data need to be constructed with some care. Due to <strong>the</strong><br />

fact that Spanish attributive adjectives are nearly always postnominal, 12 it is not possible to<br />

construct an exact minimal pair to (21a) above. None<strong>the</strong>less, it is possible to check for <strong>the</strong><br />

same effect by adding a PP to <strong>the</strong> right <strong>of</strong> <strong>the</strong> adjective (22a). The derivation <strong>of</strong> this example<br />

would require backward ellipsis (22b), just as that <strong>of</strong> (21a). Therefore, its ungrammaticality<br />

is expected.<br />

(22) a. * Mauricio no ha leído un libro corto sino largo de Neal Stephenson.<br />

Mauricio not has read a book short but long by Neal Stephenson<br />

‘Mauricio hasn’t read a short book by Neal Stephenson, but he has read a<br />

short one.’<br />

b. * [Mauricio no ha leído un libro corto de Neal Stephenson] sino [Mauricio ha<br />

leído un libro largo de Neal Stephenson].<br />

The impossibility <strong>of</strong> attributive adjective <strong>coordination</strong> suggests that corrective but can<br />

only coordinate full clauses. Consider now one additional paradigm in support <strong>of</strong> this hypo<strong>the</strong>sis.<br />

The problem with <strong>the</strong> examples above is that <strong>the</strong>y require one step <strong>of</strong> backward<br />

ellipsis. In principle, this problem could be circumvented by restricting all ellipsis to <strong>the</strong><br />

second conjunct. Interestingly, this strategy results in ungrammaticality if <strong>the</strong> remnant <strong>of</strong><br />

ellipsis is a bare adjective (23a).<br />

12 Some adjectives, such as presunto ‘alleged’ or verdadero ‘true’ can be used prenominally (cf. Ticio<br />

2003). As expected, <strong>the</strong>y cannot be coordinated with sino:<br />

(i)<br />

* No han atrapado al verdadero sino presunto asesino.<br />

not have caught to.<strong>the</strong> true but alleged killer<br />

‘It’s not <strong>the</strong> true killer that has been caught, but <strong>the</strong> alleged one.’<br />

Note, none<strong>the</strong>less, that <strong>the</strong> example becomes much better if <strong>the</strong> second adjective is introduced by its own<br />

article al. I propose that such examples are cases <strong>of</strong> edge <strong>coordination</strong>s, as described in section 3.7 below,<br />

and should <strong>the</strong>refore be analyzed along <strong>the</strong> lines discussed <strong>the</strong>re.<br />

(ii)<br />

No han atrapado al verdadero sino al presunto asesino.<br />

not have caught to.<strong>the</strong> true but to.<strong>the</strong> alleged killer<br />

‘It is not <strong>the</strong> true killer that has been caught, but <strong>the</strong> alleged one.’


10 <strong>Luis</strong> <strong>Vicente</strong><br />

(23) a. * I didn’t read a short book, but long.<br />

b. * I didn’t read a short book, but long [ IP I read [ DP a t book]].<br />

(24) a. I didn’t read a short book, but a long one.<br />

b. I didn’t read a short book, but [ DP a long one [ IP I read t].<br />

The contrast between (23a) and (24) provides one fur<strong>the</strong>r piece <strong>of</strong> evidence in favour<br />

<strong>of</strong> a step <strong>of</strong> ellipsis in corrective but <strong>coordination</strong>. As is well-known, English doesn’t allow<br />

extraction <strong>of</strong> an attributive adjective out <strong>of</strong> its containing DP (25a). In contrast, extraction <strong>of</strong><br />

a full DP is unproblematic (25a).<br />

(25) a. * Long, I read [ DP a t book].<br />

b. [ DP A long book], I read t.<br />

We know that ellipsis can circumvent movement violations in some cases (Ross 1969,<br />

Lasnik 2001), but <strong>the</strong>re are also several cases where no rescuing effect is observed—see<br />

Sauerland (1996), Merchant (2004a,b, 2008), and <strong>Vicente</strong> (2008) for discussion. <strong>On</strong> <strong>the</strong><br />

assumptions that (i) movement is an integral part <strong>of</strong> ellipsis, and (ii) <strong>the</strong> type <strong>of</strong> ellipsis<br />

observed under corrective but <strong>coordination</strong> does not help rescue movement violations, 13 <strong>the</strong><br />

paradigm in (23) through (25) follows.<br />

Spanish, however, behaves in a different way. As opposed to English, when ellipsis is<br />

fully restricted to <strong>the</strong> second conjunct, both a bare adjective and a full DP are acceptable<br />

ellipsis remnants.<br />

(26) a. Mauricio no ha leído un libro corto sino largo.<br />

Mauricio not has read a book short but long<br />

‘Mauricio hasn’t read a short book but a long one.’<br />

b. Mauricio no ha leído un libro corto sino<br />

[largo] [ IP Mauricio ha leído [ DP un libro t]].<br />

(27) a. Mauricio no ha leído un libro corto sino un libro largo.<br />

Mauricio not has read a book short but a book long<br />

‘Mauricio hasn’t read a short book but a long one.’<br />

b. Mauricio no ha leído un libro corto sino<br />

[ DP un libro largo] [ IP Mauricio ha leído t].<br />

The problem lies in <strong>the</strong> fact that Spanish does behave like English in not allowing extraction<br />

<strong>of</strong> attributive adjectives in non elliptical contexts.<br />

(28) a. * Largo, Mauricio no ha leído [ DP un libro t].<br />

long Mauricio not has read a book<br />

‘Mauricio hasn’t read a long book.’<br />

b. [ DP Un libro largo], Mauricio no lo ha leído t.<br />

a book long Mauricio not CL has read<br />

‘Mauricio hasn’t read a long book.’<br />

13 Section 3.5 will provide additional evidence in favour <strong>of</strong> this assumption. For <strong>the</strong> time being, <strong>the</strong> reader<br />

is referred to Kennedy and Merchant (2000) for an extensive study <strong>of</strong> <strong>the</strong> effects <strong>of</strong> ellipsis in attributive<br />

adjective extraction.


<strong>On</strong> <strong>the</strong> <strong>syntax</strong> <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong> 11<br />

At this point, I am forced to say that whatever licenses adjective extraction under ellipsis<br />

in Spanish is not operative in English. I do not have any deeper explanation, though, as to<br />

why things ought to be this way. None<strong>the</strong>less, <strong>the</strong> data in this subsection (especially (21)<br />

through (22)) support <strong>the</strong> hypo<strong>the</strong>sis that corrective but can only coordinate full clauses.<br />

3.4 Agreement<br />

As pointed out in section 3.2, corrective but can coordinate clause final subjects in Spanish.<br />

This is because such examples <strong>of</strong>fer <strong>the</strong> possibility <strong>of</strong> a parse in which <strong>the</strong> second conjunct<br />

is actually part <strong>of</strong> an elided clause. This hypo<strong>the</strong>sis makes an interesting prediction: Given<br />

that <strong>the</strong> second conjunct belongs to a separate clause, it will not be able to trigger agreement<br />

on <strong>the</strong> first conjunct verb. That is, in cases where corrective but conjoins two clause final<br />

subjects, a first conjunct agreement effect arises. The following examples confirm this prediction.<br />

14 Note that if <strong>the</strong> coordinator is and (instead <strong>of</strong> sino) we get regular full conjunct<br />

agreement. This is because, as discussed above, and allows DP-level <strong>coordination</strong>, which<br />

forces agreement with <strong>the</strong> whole coordinate structure.<br />

(29) a. No se<br />

not SE<br />

{ ̌presentó / *presentaron<br />

showed.up.3SG showed.up.3PL<br />

} un<br />

a<br />

trombonistas.<br />

trombone players<br />

‘A pianist didn’t show up but three trombone players did.’<br />

b. No<br />

not<br />

(30) a. No<br />

not<br />

se<br />

SE<br />

{ *presentó<br />

showed.up.3PL<br />

/ ̌presentaron<br />

showed.up.3PL<br />

} un<br />

a<br />

trombonistas.<br />

trombone players<br />

‘A pianist and three trombone players didn’t show up.’<br />

{ ̌cometió / *cometieron<br />

made.3SG made.3PL<br />

} un error<br />

a<br />

pianista sino tres<br />

pianist but three<br />

pianista y tres<br />

pianist and three<br />

un pianista sino tres<br />

mistake a pianist but three<br />

trombonistas.<br />

trombone players<br />

‘A pianist didn’t make a mistake but three trombone players did.’<br />

b. No { *cometió / ̌cometieron } un error un pianista y tres<br />

not made.3SG made.3PL a mistake a pianist and three<br />

trombonistas.<br />

trombone players<br />

‘A pianist and three trombone players didn’t make a mistake.’<br />

To complete <strong>the</strong> argument, it is necessary to show that first conjunct agreement in Spanish<br />

is really an illusion due to ellipsis, ra<strong>the</strong>r than a genuine first conjunct agreement effect<br />

(for explorations <strong>of</strong> <strong>the</strong> latter option in various languages, see Johannessen 1998, van Koppen<br />

2005, and references <strong>the</strong>rein). The contrast between and and but illustrated in both (29)<br />

and (30) already points towards this conclusion: If this was a genuine first conjunct agreement<br />

effect, we wouldn’t expect it to be affected by <strong>the</strong> choice <strong>of</strong> coordinator.<br />

14 As far as I know, this effect was first noted by Gallego (2004). However, he doesn’t attribute it to an<br />

elliptical second conjunct. Ra<strong>the</strong>r, he assumes that <strong>the</strong>re is no ellipsis and stipulates that coordinated subjects<br />

in corrective but <strong>coordination</strong> behave as a “more compact unit” for purposes <strong>of</strong> agreement (Gallego 2004:20).


12 <strong>Luis</strong> <strong>Vicente</strong><br />

Fur<strong>the</strong>rmore, we can show that Spanish does not behave like languages that display genuine<br />

first conjunct agreement. The hallmark <strong>of</strong> such languages is that first conjunct agreement<br />

effects persist even when a clausal-<strong>coordination</strong>-plus-ellipsis analysis is o<strong>the</strong>rwise impossible.<br />

The two environments where this effect is typically exemplified are (i) modification<br />

by toge<strong>the</strong>r and (ii) binding <strong>of</strong> <strong>the</strong> reciprocal anaphor each o<strong>the</strong>r. The relevant feature<br />

<strong>of</strong> toge<strong>the</strong>r and each o<strong>the</strong>r is that <strong>the</strong>y require <strong>the</strong> presence <strong>of</strong> a plural DP (cf. <strong>the</strong> ungrammaticality<br />

<strong>of</strong> English *Gabriel came toge<strong>the</strong>r and *Gabriel looked at each o<strong>the</strong>r). Consider<br />

now <strong>the</strong> following examples from Standard Arabic (Soltan 2007), where <strong>the</strong> only pluralities<br />

available are <strong>the</strong> coordinate subjects Hind and Amir and Hind and her bro<strong>the</strong>r. Crucially,<br />

DP-level <strong>coordination</strong> is necessary in <strong>the</strong>se two cases: a clausal-<strong>coordination</strong>-plus-ellipsis<br />

alternative would generate two separate clauses, each with a singular subject unable to license<br />

ei<strong>the</strong>r toge<strong>the</strong>r or each o<strong>the</strong>r on its own. Still, <strong>the</strong> verb shows singular agreement,<br />

which suggests that it is agreeing exclusively with <strong>the</strong> first conjunct <strong>of</strong> a DP-<strong>coordination</strong><br />

structure.<br />

(31) Standard Arabic<br />

a. aa-t [ DP Hind-un wa amr-un ] maan.<br />

came.3SG Hind.NOM and Amir.NOM toge<strong>the</strong>r<br />

‘Hind and Amir came toge<strong>the</strong>r.’<br />

b. Tuibbu [ DP Hind-un wa axaw-a-ha ] bad-a-hum el-bad.<br />

love.3SG Hind.NOM and bro<strong>the</strong>r.NOM.her some.ACC.<strong>the</strong>m <strong>the</strong>.some<br />

‘Hind and her bro<strong>the</strong>r love each o<strong>the</strong>r.’<br />

In Spanish, <strong>the</strong> modifier juntos ‘toge<strong>the</strong>r’ and <strong>the</strong> reciprocal pronoun el uno al otro<br />

‘each o<strong>the</strong>r’ behave like <strong>the</strong>ir Arabic counterparts in requiring <strong>the</strong> presence <strong>of</strong> a plural DP.<br />

In <strong>the</strong> examples below, this plural DP is <strong>the</strong> coordinate structure Daniel y Gabriel. However,<br />

unlike in Arabic, <strong>the</strong>se environments do not license first conjunct agreement effects. The<br />

ungrammaticality <strong>of</strong> first conjunct agreement in <strong>the</strong>se examples can be explained if first<br />

conjunct agreement effects in Spanish only arise in <strong>the</strong> context <strong>of</strong> clausal <strong>coordination</strong> plus<br />

ellipsis. This context is bled in (32) by <strong>the</strong> presence <strong>of</strong> juntos and el uno al otro, hence <strong>the</strong><br />

necessity <strong>of</strong> full conjunct agreement.<br />

(32) a. { ̌Vinieron / *vino } [ DP Daniel y Gabriel ] juntos.<br />

came.3PL came.3SG Daniel and Gabriel toge<strong>the</strong>r<br />

‘Daniel and Gabriel came toge<strong>the</strong>r.’<br />

b. Se { ̌miraron / *miró } [ DP Daniel y Gabriel ] el uno al<br />

SE looked.3PL looked.3SG Daniel and Gabriel <strong>the</strong> one to.<strong>the</strong><br />

otro.<br />

o<strong>the</strong>r<br />

‘Daniel and Gabriel looked at each o<strong>the</strong>r.’<br />

In spite <strong>of</strong> this restriction, a first conjunct agreement effect can be observed with Spanish<br />

and in cases where we can reasonably construct <strong>the</strong> second conjunct as belonging to a<br />

separate, elliptical clause. This can be done by inserting a prosodic break (#) right before<br />

<strong>the</strong> second conjunct and using <strong>the</strong> polarity particle tampoco ‘nei<strong>the</strong>r’. 15 Under this analysis,<br />

(33a) is simply an elliptical variant <strong>of</strong> (33b).<br />

15 For evidence that this construction does indeed involve clausal <strong>coordination</strong> plus ellipsis, see Depiante<br />

(2000), <strong>Vicente</strong> (2006), and references <strong>the</strong>rein.


<strong>On</strong> <strong>the</strong> <strong>syntax</strong> <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong> 13<br />

(33) a. No { ̌ha / *han } leído el libro Daniel, # y Gabriel tampoco.<br />

not has have read <strong>the</strong> book Daniel and Gabriel nei<strong>the</strong>r<br />

‘Daniel hasn’t read <strong>the</strong> book, and Gabriel hasn’t read it ei<strong>the</strong>r.’<br />

b. Daniel no { ̌ha / *han } leído el libro, y Gabriel tampoco lo ha leído.<br />

Daniel not has have read <strong>the</strong> book and Gabriel nei<strong>the</strong>r CL has read<br />

‘Daniel hasn’t read <strong>the</strong> book, and Gabriel hasn’t read it ei<strong>the</strong>r.’<br />

These data show quite clearly that Spanish first conjunct agreement effects are related<br />

to <strong>the</strong> possibility <strong>of</strong> <strong>the</strong>re being an elliptical clause. As a consequence, we can also conclude<br />

that <strong>the</strong> obligatoriness <strong>of</strong> such effects under corrective but <strong>coordination</strong> indicates that<br />

corrective but invariably requires clause-level <strong>coordination</strong>.<br />

3.5 Locality effects<br />

The <strong>the</strong>ory <strong>of</strong> ellipsis I am assuming in this article is <strong>the</strong> one developed by Merchant (2001,<br />

2004a,b), where <strong>the</strong> remnants <strong>of</strong> ellipsis move to a position outside <strong>the</strong> ellipsis site prior to<br />

PF deletion. Given that movement is an integral part <strong>of</strong> this approach to ellipsis, we should<br />

expect to find locality effects in cases <strong>of</strong> corrective but <strong>coordination</strong>. 16 This argument is<br />

complicated, though, by <strong>the</strong> variable status <strong>of</strong> island effects under ellipsis. We can start<br />

by noting that, while island effects disappear under sluicing (34), <strong>the</strong>y persist in fragment<br />

answers (35).<br />

(34) a. ̌ They want to hire somebody who speaks a Slavic language, but I don’t know<br />

which Slavic language.<br />

b. * Which Slavic language do <strong>the</strong>y want to hire somebody who speaks?<br />

(35) A: They want to hire somebody who speaks Bulgarian.<br />

B: * No, Polish.<br />

B’: * No, Polish, <strong>the</strong>y want to hire somebody who speaks.<br />

The kind <strong>of</strong> ellipsis that I am hypo<strong>the</strong>sizing for corrective but <strong>coordination</strong> can be considered<br />

closer to fragment answers than to sluicing, given <strong>the</strong> non-interrogative status <strong>of</strong> <strong>the</strong><br />

second conjunct. Therefore, we should expect corrective but <strong>coordination</strong> to be sensitive to<br />

island boundaries. 17 We will see in this section that this is indeed correct. 18 Let us begin by<br />

noticing that some speakers judge sentences like (36), in which corrective but is coordinating<br />

two objects, as degraded. Analogous examples in which corrective but coordinates two<br />

subjects are judged as fully ungrammatical (38). The hypo<strong>the</strong>sized extractions are illustrated<br />

in (37) and (39).<br />

(36) ?? I didn’t leave <strong>the</strong> party [{after/because} Amy started telling bad jokes] but [childhood<br />

anecdotes].<br />

16 To my knowledge, McCawley (1991) and Drubig (1994) were <strong>the</strong> first to discuss this effect.<br />

17 Note that here it is important to place negation outside <strong>the</strong> island, so as to ensure that, because <strong>of</strong> parallelism,<br />

<strong>the</strong> elided clause also contains an island boundary.<br />

18 A few <strong>of</strong> <strong>the</strong> speakers I sampled (both for Spanish and English) do not find any island violations in <strong>the</strong><br />

relevant examples. I do not have anything interesting to say about this, o<strong>the</strong>r than speculating that, for <strong>the</strong>se<br />

speakers, ellipsis can circumvent island violations in a wider range <strong>of</strong> constructions than just sluicing (in fact,<br />

Jason Merchant, p.c., informs me that a similar split in judgements can be observed with respect to examples<br />

like 35). In spite <strong>of</strong> this, <strong>the</strong> fact remains that a significant subset <strong>of</strong> speakers agree with <strong>the</strong> judgements<br />

indicated in <strong>the</strong> text, which shows that <strong>the</strong> island effects are real.


14 <strong>Luis</strong> <strong>Vicente</strong><br />

(37) I didn’t leave <strong>the</strong> party [{after/because} Amy started telling bad jokes] but<br />

[childhood anecdotes] [I left <strong>the</strong> party [{because/after}Amy started telling t]].<br />

(38) * I didn’t leave <strong>the</strong> party [{after/because} Amy started telling bad jokes] but [Cassandra].<br />

(39) I didn’t leave <strong>the</strong> party [{after/because} Amy started telling bad jokes] but. . .<br />

. . . [Cassandra] [I left <strong>the</strong> party [{after/because} t started telling bad jokes]].<br />

As shown in (40) below, <strong>the</strong>se judgements parallel <strong>the</strong> classical subject/object extraction<br />

asymmetries (cf. Chomsky 1986 et seq). Hence I take <strong>the</strong> contrast in (36) vs. (38) to indicate<br />

that corrective but involves movement as an integral part <strong>of</strong> ellipsis.<br />

(40) a. ?? [Bad jokes], I left <strong>the</strong> party [{after/because} Amy started telling t].<br />

b. * [Cassandra], I left <strong>the</strong> party [{after/because} t started telling bad jokes].<br />

Note also that <strong>the</strong> examples in (36)/(38) become grammatical if corrective but doesn’t<br />

coordinate only <strong>the</strong> objects/subjects, but ra<strong>the</strong>r <strong>the</strong> entire adjunct (41)/(43). This is because<br />

movement <strong>of</strong> <strong>the</strong> adjunct doesn’t violate any constraints on movement (45). As above, <strong>the</strong><br />

(b) entries <strong>of</strong> <strong>the</strong> examples illustrate <strong>the</strong> corresponding movement operation.<br />

(41) ̌ I didn’t leave <strong>the</strong> party [{after/because} Amy started telling bad jokes] but [{after/<br />

because} she started telling childhood anecdotes].<br />

(42) I didn’t leave <strong>the</strong> party [{after/because} Amy started telling bad jokes] but. . .<br />

. . . [{after/because} she started telling childhood anecdotes] [I left <strong>the</strong> party t].<br />

} {{ }<br />

(43) ̌ I didn’t leave <strong>the</strong> party [{after/because} Amy started telling bad jokes] but [{after/<br />

because} Cassandra started telling <strong>the</strong>m].<br />

(44) I didn’t leave <strong>the</strong> party [{after/because} Amy started telling bad jokes] but. . .<br />

. . . [{after/because} Cassandra started telling <strong>the</strong>m] [I left <strong>the</strong> party t].<br />

} {{ }<br />

(45) ̌ [{After/Because} Amy started telling bad jokes], I left <strong>the</strong> party.<br />

As a final indication that movement is involved, note that <strong>the</strong> same speakers who reject<br />

(36)/(38) find analogous examples without island boundaries much more acceptable (46).<br />

(46) a. ̌ I didn’t say [that Cary Grant starred in The Rope] but [in Charade]. [cf. (36)]<br />

b. ? I didn’t say [that Cary Grant starred in The Rope] but [James Stewart]. [cf.<br />

(38)]<br />

The following batch <strong>of</strong> examples show that <strong>the</strong> same paradigm can be replicated in<br />

Spanish. In (47), we see <strong>the</strong>re is an asymmetry as to whe<strong>the</strong>r sino coordinates two objects or


<strong>On</strong> <strong>the</strong> <strong>syntax</strong> <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong> 15<br />

two subjects embedded in an adjunct island; 19 in (48), we see that <strong>coordination</strong> <strong>of</strong> <strong>the</strong> entire<br />

adjunct island circumvents ungrammaticality; and finally, in (49) we see that examples without<br />

island boundaries are also grammatical. I do not provide derivations for <strong>the</strong>se examples,<br />

as <strong>the</strong>y are structurally identical to <strong>the</strong> derivations for <strong>the</strong> English examples above.<br />

(47) a. ?? Ernesto no se fue [{después de que / porque} Andrés empezara a<br />

Ernesto not SE left after <strong>of</strong> that because Andrés started.SUBJ to<br />

contar chistes malos] sino [batallitas de su infancia].<br />

tell jokes bad but anecdotes from his childhood<br />

‘Ernesto didn’t leave after/because Andrés started to tell bad jokes but childhood<br />

anecdotes.’<br />

b. * Ernesto no se fue [{después de que / porque} Andrés empezara a<br />

Ernesto not SE left after <strong>of</strong> that because Andrés started.SUBJ to<br />

contar chistes malos] sino [Mauricio].<br />

tell jokes bad but Mauricio<br />

‘Ernesto didn’t leave after/because Andrés started to tell bad jokes but after<br />

Mauricio started to.’<br />

(48) a. ̌ Ernesto no se fue [{después de que / porque} Andrés empezara a<br />

Ernesto not SE left after <strong>of</strong> that because Andrés started.SUBJ to<br />

contar chistes malos] sino [{después de que / porque} pro empezara a<br />

tell jokes bad but after <strong>of</strong> that because started to<br />

contar batallitas de su infancia].<br />

tell anecdotes from his childhood<br />

‘Ernesto didn’t leave after/because Andrés started to tell bad jokes but after/because<br />

he started telling childhood anecdotes.’<br />

b. ̌ Ernesto no se fue [{después de que / porque} Andrés empezara a<br />

Ernesto not SE left after <strong>of</strong> that because Andrés started.SUBJ to<br />

contar chistes malos] sino [{después de que / porque} Mauricio empezara<br />

tell jokes bad but after <strong>of</strong> that because Mauricio started<br />

a contarlos].<br />

to tell.CL<br />

‘Ernesto didn’t leave after/because Andrés started to tell bad jokes but after/because<br />

Mauricio started telling <strong>the</strong>m.’<br />

(49) a. ̌ No he dicho<br />

not have said<br />

Charada].<br />

Charade<br />

[que<br />

that<br />

Cary Grant actuara<br />

Cary Grant played.SUBJ<br />

en La soga<br />

in The Rope<br />

], sino [en<br />

but in<br />

19 <strong>On</strong>e potential problem with (47b) is that sino requires focus on <strong>the</strong> coordinated constituents, and for a<br />

number <strong>of</strong> speakers <strong>the</strong>re is a tendency to place focused subjects in a postverbal position. Thus, it is possible<br />

that part <strong>of</strong> <strong>the</strong> deviance <strong>of</strong> (47b) is due to <strong>the</strong> placement <strong>of</strong> <strong>the</strong> subject in <strong>the</strong> first conjunct, ra<strong>the</strong>r than to<br />

island constraints (thanks to Ricardo Etxepare, p.c., for pointing this out). Note that if we place <strong>the</strong> subject in<br />

a postverbal position, we would expect a deviance similar to that <strong>of</strong> objects: postverbal subjects sit in SpecvP<br />

(cf. Ordóñez 1997), which is a properly governed position. This seems to be correct.<br />

(i)<br />

?? Ernesto no se ha cabreado porque haya traído cinco suspensos su sobrino sino su hija.<br />

Ernesto not SE has got.angry because has got five Fs his nephew but his daughter.<br />

‘Ernesto didn’t get angry because his nephew got five Fs, but because his daughter did.’


16 <strong>Luis</strong> <strong>Vicente</strong><br />

‘I didn’t say that Cary Grant played in The Rope but in Charade.’<br />

b. ? No he dicho [que Cary Grant actuara en La soga ], sino [James<br />

not have said that Cary Grant played.SUBJ in The Rope but James<br />

Stewart].<br />

Stewart<br />

‘I didn’t say that Cary Grant played in The Rope but James Stewart.’<br />

In Spanish it is possible to use P-stranding as an additional movement test. 20 Example<br />

(50a) shows that corrective but cannot coordinate two DPs under a single preposition—<br />

ra<strong>the</strong>r, it is necessary for each conjunct to have its own preposition (50b). This follows if<br />

corrective but requires clausal <strong>coordination</strong> plus movement as an integral part <strong>of</strong> ellipsis:<br />

The derivation <strong>of</strong> (50a) requires movement <strong>of</strong> DP stranding its preposition, which is not<br />

possible in Spanish (50c). The ungrammatical derivation that creates (50a) is illustrated in<br />

(51). 21<br />

(50) a. ?* No he visto a una chica con un vestido azul sino zapatos negros.<br />

not have seen to a girl with a dress blue but shoes black<br />

‘I haven’t seen a girl in a blue dress, but a girl in black shoes.’<br />

b. ̌ No he visto a una chica con un vestido azul sino con zapatos negros.<br />

not have seen to a girl with a dress blue but with shoes black<br />

‘I haven’t seen a girl in a blue dress, but a girl in black shoes.’<br />

c. * ¿Qué tipo de zapatos has visto a una chica con?<br />

what type <strong>of</strong> shoes have seen to a girl with<br />

‘What type <strong>of</strong> shoes have you seen a girl in?”<br />

(51) * . . . sino [zapatos negros] [no he visto a una chica con t]<br />

In short, we have seen that locality data point towards a clausal <strong>coordination</strong> analysis <strong>of</strong><br />

corrective but in which movement is an integral part <strong>of</strong> ellipsis.<br />

3.6 Connectivity effects<br />

Merchant (2004a) uses examples like <strong>the</strong> following to show that fragment answers stem<br />

from a full clause that undergoes ellipsis.<br />

(52) A: Who does every i man love <strong>the</strong> most?<br />

B: His i wife.<br />

The pronoun in (52B) gives rise to a bound variable reading, even though <strong>the</strong> clause it<br />

appears in doesn’t contain any visible quantifier. Merchant explains this effect by assuming<br />

that, in reality, (52B) contains an elided version <strong>of</strong> <strong>the</strong> quantifier. This results in a regular<br />

quantifier-variable relation (53). If fragment answers were not elided clauses, <strong>the</strong> bound<br />

reading <strong>of</strong> (52B) could only be explained by stipulating that variable binding can exceptionally<br />

apply across utterances in <strong>the</strong>se cases.<br />

20 This argument is adapted from Depiante (2000:106ff), who uses it to show that regular stripping involves<br />

A-bar movement.<br />

21 See Rodrigues et al. (2009) and <strong>Vicente</strong> (2008) for arguments that, as opposed to what happens with<br />

strong islands, ellipsis does not rescue P-stranding violations.


<strong>On</strong> <strong>the</strong> <strong>syntax</strong> <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong> 17<br />

(53) A: Who does every i man love <strong>the</strong> most?<br />

B: [His i wife] [ every i man loves <strong>the</strong> most t].<br />

The same argument can be made in <strong>the</strong> domain <strong>of</strong> corrective but <strong>coordination</strong>. Consider<br />

<strong>the</strong> following pair <strong>of</strong> examples.<br />

(54) a. I didn’t say that every i man loves his i wife but his i mistress.<br />

b. No he dicho que todo i hombre quiera a su i mujer, sino a su i amante.<br />

not have said that every man loves to his wife but to his mistress<br />

These examples have two crucial properties we need to account for. First, as discussed<br />

in section 3.1, <strong>the</strong> second conjunct in each example (his mistress/su amante) is interpreted<br />

outside <strong>the</strong> scope <strong>of</strong> <strong>the</strong> negation in <strong>the</strong> first conjunct –i.e., <strong>the</strong>se examples mean [(¬p) ∧<br />

q]. Second, also in both cases, <strong>the</strong> only visible binder (<strong>the</strong> QP every man/todo hombre)<br />

is contained inside <strong>the</strong> first conjunct, and <strong>the</strong>refore within <strong>the</strong> scope <strong>of</strong> negation. Suppose<br />

now that, contrary to what I have been arguing so far, corrective but <strong>coordination</strong> allowed<br />

DP-level <strong>coordination</strong> without ellipsis. If that were true, <strong>the</strong>n (54) could have <strong>the</strong> following<br />

structure (with irrelevant projections omitted for simplicity).<br />

(55) A non-elliptical analysis <strong>of</strong> (54)<br />

TP<br />

I T ′<br />

didn’t<br />

VP<br />

say<br />

CP<br />

that<br />

TP<br />

every man<br />

TP<br />

VP<br />

loves<br />

butP<br />

his wife but ′<br />

but<br />

his mistress<br />

This structure captures <strong>the</strong> fact that both his wife and his mistress are bound by a universal<br />

quantifier, but it incorrectly derives a reading in which negation takes scope over<br />

both conjuncts —i.e., [¬(p ∧ q)] instead <strong>of</strong> <strong>the</strong> actual [(¬p) ∧ q]. Note that this cannot be<br />

remedied by raising his mistress to a position outside <strong>the</strong> scope <strong>of</strong> negation (ignoring, for<br />

<strong>the</strong> sake <strong>of</strong> <strong>the</strong> argument, all <strong>the</strong> problems related to extraction out <strong>of</strong> a coordinate structure):<br />

any position that is outside <strong>the</strong> scope <strong>of</strong> negation is also outside <strong>the</strong> scope <strong>of</strong> <strong>the</strong> only<br />

universal quantifier in <strong>the</strong> tree. Therefore, trying to derive <strong>the</strong> correct scope <strong>of</strong> negation in


18 <strong>Luis</strong> <strong>Vicente</strong><br />

this way would cause <strong>the</strong> bound reading <strong>of</strong> his mistress to be lost. The conclusion is that a<br />

DP-<strong>coordination</strong> analysis without ellipsis cannot simultaneously derive <strong>the</strong> correct scope <strong>of</strong><br />

negation and <strong>the</strong> bound reading <strong>of</strong> <strong>the</strong> second conjunct. 22<br />

In contrast, <strong>the</strong> analysis is straightforward if (54) is a case <strong>of</strong> clausal <strong>coordination</strong> plus<br />

ellipsis, analogous to Merchant’s analysis <strong>of</strong> (52). The structure corresponding to this kind<br />

<strong>of</strong> analysis is given in (56). As we can see, <strong>the</strong> addition <strong>of</strong> silent structure places <strong>the</strong> second<br />

conjunct outside <strong>the</strong> scope <strong>of</strong> <strong>the</strong> negation in <strong>the</strong> first conjunct. Moreover, <strong>the</strong> fact that <strong>the</strong><br />

second conjunct contains a universal quantifier <strong>of</strong> its own accounts for <strong>the</strong> bound reading <strong>of</strong><br />

his mistress. 23<br />

(56) A clausal <strong>coordination</strong> analysis <strong>of</strong> (54)<br />

butP<br />

CP but ′<br />

I didn’t say that<br />

every man loves his wife<br />

but<br />

his mistress<br />

CP<br />

TP<br />

I said that<br />

every man loves [ t ]<br />

We conclude that only a clausal <strong>coordination</strong> analysis can account simultaneously for<br />

all <strong>the</strong> properties <strong>of</strong> (54).<br />

3.7 An aside on edge <strong>coordination</strong>s<br />

In sections 3.2 and 3.3, I argued that corrective but cannot coordinate preverbal subjects or<br />

attributive adjectives. I attributed this restriction to <strong>the</strong> impossibility <strong>of</strong> creating <strong>the</strong> corresponding<br />

elliptical structures. However, at <strong>the</strong> same time, I acknowledged in footnote 9 <strong>the</strong><br />

existence <strong>of</strong> cases like (57) and (58), which appear to contradict <strong>the</strong> claims defended in <strong>the</strong>se<br />

two sections. Bianchi and Zamparelli (2004) refer to such examples as “adjacent initial edge<br />

<strong>coordination</strong>s”, though for convenience I’ll shorten <strong>the</strong> label to just “edge <strong>coordination</strong>”.<br />

22 Note that one cannot get around this dilemma by raising his mistress out <strong>of</strong> <strong>the</strong> scope <strong>of</strong> negation and <strong>the</strong>n<br />

treating <strong>the</strong> bound reading <strong>of</strong> (54) as a case <strong>of</strong> donkey anaphora. Unlike in <strong>the</strong> examples in (54), a universal<br />

quantifier requires a plural donkey-anaphoric pronoun, not a singular one (Evans 1980:341), both in English<br />

and in Spanish:<br />

(i)<br />

a. If a farmer owns every donkey, he beats {̌<strong>the</strong>m/*it}.<br />

b. Si un granjero tiene todos los burros, pro {̌ les / *le } pega.<br />

if a farmer owns all <strong>the</strong> donkeys CL.3PL CL.3SG beats<br />

Similarly, one cannot assume that his mistress raises to escape <strong>the</strong> scope <strong>of</strong> negation and <strong>the</strong>n reconstructs<br />

exclusively to be bound by <strong>the</strong> universal quantifier. As Romero (1998) and Fox (1999) point out, reconstruction<br />

appears to be an all-or-nothing type <strong>of</strong> operation: if we reconstruct for variable binding, <strong>the</strong>n we are also<br />

forced to reconstruct for scope, and we get back to <strong>the</strong> problem described in <strong>the</strong> paragraph after (55).<br />

23 As pointed out to me by Jorge Hankamer (p.c.), one must assume that his mistress/su amante reconstructs:<br />

o<strong>the</strong>rwise, <strong>the</strong> movement proposed in (56) would take it outside <strong>the</strong> scope <strong>of</strong> its binder. The reader is<br />

referred to Merchant (2004a) for discussion <strong>of</strong> how this analysis <strong>of</strong> ellipsis interacts with binding.


<strong>On</strong> <strong>the</strong> <strong>syntax</strong> <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong> 19<br />

(57) a. Not a ma<strong>the</strong>matician but a physicist discovered <strong>the</strong> neutron.<br />

b. Not three but four girls are sunbathing on <strong>the</strong> lawn.<br />

(58) a. No un matemático sino un físico descubrió el neutrón.<br />

not a ma<strong>the</strong>matician but a physicist discovered <strong>the</strong> neutron<br />

b. No tres sino cuatro chicas están tomando el sol en el jardín.<br />

not three but four girls are taking <strong>the</strong> sun in <strong>the</strong> garden<br />

There are reasons against conflating edge <strong>coordination</strong>s with <strong>the</strong> cases <strong>of</strong> preverbal subject<br />

<strong>coordination</strong> discussed in section 3.2 (and, to a lesser extent, with <strong>the</strong> cases <strong>of</strong> attributive<br />

adjective <strong>coordination</strong> in section 3.3). First, <strong>the</strong>re is a very consistent word order difference:<br />

edge <strong>coordination</strong>s exhibit <strong>the</strong> order [NEG DP BUT DP], whereas <strong>the</strong> order in preverbal subject<br />

<strong>coordination</strong> and attributive adjective <strong>coordination</strong> is [DP BUT DP NEG]. Second, this<br />

word order difference correlates with a difference in <strong>the</strong> scope <strong>of</strong> negation. In edge <strong>coordination</strong>s,<br />

it is clear that negation takes scope only over <strong>the</strong> first conjunct. <strong>On</strong> <strong>the</strong> o<strong>the</strong>r hand, in<br />

<strong>the</strong> cases <strong>of</strong> preverbal subject <strong>coordination</strong>, <strong>the</strong> intended scope <strong>of</strong> negation is over <strong>the</strong> second<br />

conjunct only. These differences suggest that it is appropriate to treat edge <strong>coordination</strong>s as<br />

a different phenomenon. The question, obviously, is what <strong>the</strong>ir proper analysis should be. At<br />

first sight it might be tempting to conclude that edge <strong>coordination</strong>s feature corrective but <strong>coordination</strong><br />

at <strong>the</strong> DP/AP level, without ellipsis, which I have been claiming to be impossible.<br />

The goal <strong>of</strong> this subsection is to address this potential problem for my analysis by showing<br />

that edge <strong>coordination</strong>s are compatible with a clausal-<strong>coordination</strong>-only approach. 24<br />

For a variety <strong>of</strong> reasons, most <strong>of</strong> <strong>the</strong> tests developed in sections 3.1 through 3.6 are<br />

not applicable to edge <strong>coordination</strong>s. We can immediately dismiss tests based on subject<br />

<strong>coordination</strong> and attributive adjective <strong>coordination</strong>, since <strong>the</strong>se are <strong>the</strong> ones that give rise to<br />

<strong>the</strong> problematic data. Tests based on connectivity effects are also useless here, as we will<br />

see in section 5.6 that <strong>the</strong>y cannot distinguish between clausal and subclausal <strong>coordination</strong>.<br />

Of <strong>the</strong> three remaining tests, locality effects and scope <strong>of</strong> negation are also unreliable to<br />

determine <strong>the</strong> correct structure. Let me start by commenting on locality effects on <strong>the</strong> basis<br />

<strong>of</strong> <strong>the</strong> following example.<br />

(59) * [Not <strong>the</strong> neutron but <strong>the</strong> Higgs boson] we had a toast because [a physicist had<br />

discovered t].<br />

Although it is obvious that (59) is an adjunct island violation, it is actually impossible to<br />

tell what exactly causes <strong>the</strong> violation. We can say that edge <strong>coordination</strong>s are cases <strong>of</strong> small<br />

<strong>coordination</strong>, and that <strong>the</strong> island violation is caused by movement <strong>of</strong> [ DP not <strong>the</strong> neutron<br />

but <strong>the</strong> Higgs boson]. However, we could equally plausibly say that edge <strong>coordination</strong>s are<br />

instances <strong>of</strong> clausal <strong>coordination</strong> plus ellipsis within <strong>the</strong> first conjunct, in which case <strong>the</strong><br />

ungrammaticality would be caused by <strong>the</strong> independent movements <strong>of</strong> not <strong>the</strong> neutron and<br />

<strong>the</strong> Higgs boson. The conclusion is that, in this particular environment, locality effects are<br />

also ineffective to differentiate between clausal and subclausal <strong>coordination</strong>.<br />

A test based on <strong>the</strong> scope <strong>of</strong> negation is equally ineffective. Clearly, negation only scopes<br />

over <strong>the</strong> first conjunct in (57) and (58). Note, however, that we are dealing here with constituent<br />

negation: 25 as soon as we try to combine edge <strong>coordination</strong> with sentential negation,<br />

we effectively replicate <strong>the</strong> ungrammatical sentences <strong>of</strong> sections 3.2 and 3.3.<br />

24 This is also <strong>the</strong> hypo<strong>the</strong>sis defended by Bianchi and Zamparelli (2004:326–327). See, however, Toosarvandani<br />

(2009) for a dissenting view.<br />

25 As one reviewer points out, this is quite transparent in languages like Greek, which feature different<br />

lexical items for constituent and sentential negation (oxi and dhen, respectively). Although dhen is a verbal<br />

clitic, I have also considered a sentence initial position in order to maintain a parallelism with oxi in (ia).


20 <strong>Luis</strong> <strong>Vicente</strong><br />

(60) a. * A ma<strong>the</strong>matician but a physicist didn’t discover <strong>the</strong> proton.<br />

b. * Three but four girls aren’t sunbathing on <strong>the</strong> lawn.<br />

(61) a. * Un matemático<br />

a ma<strong>the</strong>matician<br />

sino un físico no descubrió el neutrón.<br />

but a physicist not discovered <strong>the</strong> neutron<br />

b. * Tres sino cuatro chicas no están tomando el sol en el jardín.<br />

three but four girls not are taking <strong>the</strong> sun in <strong>the</strong> garden<br />

It is quite plausible to assume that constituent negation attaches directly to <strong>the</strong> negated<br />

constituent (see Lasnik 1972 for English, and Depiante 2000 and <strong>Vicente</strong> 2006 for Spanish).<br />

The problem is that this is again not enough to differentiate ellipsis from small <strong>coordination</strong>.<br />

An example such as (57a) is potentially compatible with <strong>the</strong>se two structures:<br />

(62) Edge <strong>coordination</strong> as subclausal <strong>coordination</strong> without ellipsis<br />

[ TP [[ DP not a ma<strong>the</strong>matician] but [ DP a physicist]]<br />

discovered <strong>the</strong> neutron].<br />

(63) Edge <strong>coordination</strong> as clausal <strong>coordination</strong> plus ellipsis<br />

[ TP [ DP not a ma<strong>the</strong>matician] discovered <strong>the</strong> neutron]<br />

but [ TP [ DP a physicist] discovered <strong>the</strong> neutron].<br />

We are left, <strong>the</strong>refore, with only one test—namely, agreement, which fortunately <strong>of</strong>fers<br />

some clues about <strong>the</strong> correct structure <strong>of</strong> edge <strong>coordination</strong>s. The examples below show<br />

that, when an edge <strong>coordination</strong> takes two singular DPs, <strong>the</strong> verb may only show singular<br />

agreement. This is unexpected under a small DP <strong>coordination</strong> analysis, since a <strong>coordination</strong><br />

<strong>of</strong> two singular DP should be semantically plural. In contrast, this paradigm follows without<br />

stipulation under a clausal <strong>coordination</strong> analysis. We may conclude, <strong>the</strong>refore, that edge<br />

<strong>coordination</strong>s don’t constitute counterexamples to <strong>the</strong> analysis <strong>of</strong> corrective but <strong>coordination</strong><br />

developed above.<br />

(64) a. Not a boy but a girl {*are/̌is} sunbathing on <strong>the</strong> lawn.<br />

b. No un chico sino una chica { *están / ̌está} tomando el sol.<br />

not a boy but a girl are is taking <strong>the</strong> sun<br />

An additional argument in favour <strong>of</strong> this conclusion comes from <strong>the</strong> observation (Bianchi<br />

and Zamparelli, 2004:314) that it is sometimes possible to separate <strong>the</strong> two conjuncts <strong>of</strong> an<br />

edge <strong>coordination</strong>, giving rise to alternations like <strong>the</strong> one exemplified in (65). Any attempt to<br />

derive (65b) via movement out <strong>of</strong> a small <strong>coordination</strong> structure would result in a violation<br />

<strong>of</strong> <strong>the</strong> Coordinate Structure Constraint.<br />

(65) a. [Not only Mary but also Lucy] did he invite.<br />

b. [Not only Mary] did he invite, [but also Lucy].<br />

(i)<br />

a. ̌ Oxi tria<br />

not three<br />

b. * (Dhen) tria<br />

not three<br />

ala tessera koritsia kanun ilio<strong>the</strong>rapia stin avli.<br />

but four girls do helio<strong>the</strong>rapy in <strong>the</strong> yard<br />

ala tessera koritsia<br />

but four girl<br />

(dhen)<br />

not<br />

kanun ilio<strong>the</strong>rapia stin avli.<br />

do helio<strong>the</strong>rapy in <strong>the</strong> yard


<strong>On</strong> <strong>the</strong> <strong>syntax</strong> <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong> 21<br />

The reader might have noticed that, even if edge <strong>coordination</strong>s are cases <strong>of</strong> clause-level<br />

<strong>coordination</strong>, <strong>the</strong>ir surface form cannot be derived via ellipsis, as in <strong>the</strong> environments discussed<br />

in sections 3.1 through 3.6. An analysis along <strong>the</strong>se lines would require backward<br />

ellipsis, and we have already seen in sections 3.2 and 3.3 that backward ellipsis is impossible<br />

within coordinate structures due to <strong>the</strong> Backward Anaphora Constraint (Langacker<br />

1969, Ross 1967, 1969). As an indication that edge <strong>coordination</strong>s require a reduction process<br />

distinct from bona fide ellipsis, consider <strong>the</strong> fact that <strong>the</strong>y disallow form mismatches<br />

(cf. Bianchi and Zamparelli 2004, Gallego 2004). This is exemplified in (66) for number<br />

morphology. In contrast, it is well-known that such mismatches are common under ellipsis,<br />

as (67) illustrates. This difference suggests that, whatever <strong>the</strong> clause reduction process in<br />

edge <strong>coordination</strong>s is, it is qualitatively different from ellipsis. The exact nature <strong>of</strong> this process<br />

is not directly relevant to <strong>the</strong> point <strong>of</strong> this section (i.e., that edge <strong>coordination</strong>s involve<br />

clausal <strong>coordination</strong>), so I will leave this aspect as an open question. 26<br />

(66) a. ?? Not three but only one girl {are/is} sunbathing on <strong>the</strong> lawn.<br />

b. ?? No tres sino sólo una chica {están / está} tomando el sol.<br />

not three but only one girl are is taking <strong>the</strong> sun<br />

(67) a. These women are more clever than Alfred [is clever].<br />

b. Estas mujeres son más inteligentes que Alfredo [es inteligente].<br />

<strong>the</strong>se women are more intelligent than Alfred is intelligent<br />

In conclusion, <strong>the</strong> data reviewed here show that edge <strong>coordination</strong>s involve clausal <strong>coordination</strong><br />

and, as a consequence, <strong>the</strong>y do not constitute a counterexample to <strong>the</strong> hypo<strong>the</strong>sis<br />

defended in section 3. I appreciate that edge <strong>coordination</strong>s exhibit several o<strong>the</strong>r properties<br />

that still need to be accounted for (see, e.g., <strong>the</strong> final sentence <strong>of</strong> <strong>the</strong> previous paragraph), but<br />

that task is beyond <strong>the</strong> point <strong>of</strong> this section. Readers interested in a more in-depth analysis <strong>of</strong><br />

edge <strong>coordination</strong>s are instead referred to Bianchi and Zamparelli (2004), Gallego (2004),<br />

and references cited <strong>the</strong>re.<br />

4 Interim conclusion and prospects<br />

Table 1 summarizes <strong>the</strong> properties <strong>of</strong> corrective but. As we have seen in each <strong>of</strong> <strong>the</strong> six<br />

cases, this particular array <strong>of</strong> characteristics follows from <strong>the</strong> hypo<strong>the</strong>sis that corrective but<br />

requires its conjuncts to be clauses.<br />

Blocks scope <strong>of</strong> negation<br />

Allows preverbal subject <strong>coordination</strong><br />

Allows attributive adjective <strong>coordination</strong><br />

Triggers first conjunct agreement<br />

Shows locality effects<br />

Shows connectivity effects<br />

yes<br />

no<br />

no<br />

yes<br />

yes<br />

yes<br />

Table 1: Properties <strong>of</strong> corrective but<br />

The argument will be completed in <strong>the</strong> next section, where we will see that counterexpectational<br />

but behaves differently from corrective but in interesting ways. As already<br />

26 Although one possible solution would be to adopt Hankamer’s (1973) proposal that apparent cases <strong>of</strong><br />

backward ellipsis within coordinate structures ought to be analyzed in terms <strong>of</strong> Right Node Raising.


22 <strong>Luis</strong> <strong>Vicente</strong><br />

advanced in (10b) above, <strong>the</strong> data will show that counterexpectational but allows <strong>coordination</strong><br />

<strong>of</strong> both clausal and subclausal constituents. In <strong>the</strong> cases where clausal <strong>coordination</strong><br />

takes place, we will observe <strong>the</strong> same signs <strong>of</strong> ellipsis discussed above for corrective but<br />

<strong>coordination</strong>. <strong>On</strong> <strong>the</strong> o<strong>the</strong>r hand, subclausal <strong>coordination</strong> allows for a direct <strong>coordination</strong><br />

<strong>of</strong> <strong>the</strong> two relevant constituents, without any ellipsis taking place. Importantly, though, <strong>the</strong><br />

choice between <strong>the</strong>se two types <strong>of</strong> <strong>coordination</strong> is not free. Ra<strong>the</strong>r, clausal <strong>coordination</strong> (plus<br />

subsequent ellipsis) happens only when <strong>the</strong> second conjunct contains an element associated<br />

to a high position in <strong>the</strong> clausal functional structure. In <strong>the</strong> data examined in section 5, this<br />

element will be <strong>the</strong> negative particle no, which, after Laka (1990), Depiante (2000, 2004)<br />

and <strong>Vicente</strong> (2006), I take to reside in a polarity projection ΣP in <strong>the</strong> extended CP area (I<br />

return to this point below). In contrast, subclausal <strong>coordination</strong> appears to be <strong>the</strong> elsewhere<br />

case. For ease <strong>of</strong> later reference, I summarize this split as in (68). The next section concentrates<br />

on showing that (68) holds true. Discussion <strong>of</strong> <strong>the</strong> reason why it should hold true is<br />

deferred to section 7.<br />

(68) Behaviour <strong>of</strong> counterexpectational ‘but’<br />

Counterexpectational but <strong>coordination</strong> is subclausal <strong>coordination</strong> without ellipsis<br />

unless <strong>the</strong> second conjunct contains an element associated to <strong>the</strong> CP area. In <strong>the</strong><br />

latter case, clausal <strong>coordination</strong> plus ellipsis obtains.<br />

Before proceeding to <strong>the</strong> next section, it is necessary to say something about <strong>the</strong> negative<br />

particle no, which I will use to motivate a clausal <strong>coordination</strong> analysis. More specifically,<br />

<strong>the</strong> relevant environment is <strong>the</strong> polarity ellipsis construction, exemplified in <strong>the</strong> second conjunct<br />

below.<br />

(69) Esteban ha viajado a Venezuela, pero a<br />

Esteban has traveled to Venezuela but to<br />

Cuba no.<br />

Cuba not<br />

Depiante (2000, 2004) and <strong>Vicente</strong> (2006) argue that such examples are derived by<br />

moving <strong>the</strong> DP remnant to a topic position to <strong>the</strong> left <strong>of</strong> negation, followed by deletion <strong>of</strong><br />

IP (70). I take <strong>the</strong> negative marker no to head <strong>the</strong> polarity projection ΣP proposed in Laka<br />

(1990). 27 I refer <strong>the</strong> interested readers to <strong>the</strong> cited papers for full justification <strong>of</strong> this analysis.<br />

(70) . . . pero a Cuba [ ΣP no [ IP ha viajado Esteban t]].<br />

It is worth noting that <strong>the</strong> construction exemplified above has a variant in which <strong>the</strong><br />

polarity marker precedes <strong>the</strong> remnant <strong>of</strong> ellipsis—i.e., a no XP order. The difference between<br />

<strong>the</strong> two variants, however, is deeper than just a change in word order. Concentrating<br />

especially on negative fragments, Depiante (2000, 2004) presents evidence that no XP orders<br />

are arguably cases <strong>of</strong> constituent negation—i.e., no left-adjoins directly to <strong>the</strong> negated<br />

constituent, without any ellipsis happening.<br />

27 This assumption receives support from French, where <strong>the</strong> negative word used in polarity ellipsis is non,<br />

distinct from <strong>the</strong> regular sentential negation ne. . . pas. Thanks to Amanda Morris (p.c.) and an NLLT reviewer<br />

for pointing out this datum to me.<br />

(i)<br />

Marie a lu un livre, mais Claude non.<br />

Marie has read a book but Claude not


<strong>On</strong> <strong>the</strong> <strong>syntax</strong> <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong> 23<br />

(71) a. Esteban ha viajado a Venezuela, pero no<br />

Esteban has traveled to Venezuela but not<br />

b. . . . pero [ PP no [ PP a Cuba]].<br />

a Cuba.<br />

to Cuba<br />

Due to this asymmetry, I will consider only <strong>the</strong> XP no order in <strong>the</strong> next section, as this<br />

is <strong>the</strong> only one that could potentially create an underlying clausal structure for <strong>the</strong> second<br />

conjunct. Note also that <strong>the</strong> not XP order is <strong>the</strong> only possibility in <strong>the</strong> English polarity ellipsis<br />

construction (72).<br />

(72) a. Steve wants to go to California, but not to Vermont.<br />

b. * Steve wants to go to California, but to Vermont not.<br />

Lasnik (1972) claims that English polarity ellipsis is structurally ambiguous: it may<br />

stem from ei<strong>the</strong>r a conjunction reduction structure, as Spanish (70), or from non-elliptical<br />

structure like Spanish (71). Given that it is not possible to guarantee that an English not<br />

XP structure stems from an underlying clause, English data will play a smaller part in <strong>the</strong><br />

discussion in section 5. Spanish data will none<strong>the</strong>less suffice to show that (68) holds.<br />

5 Counterexpectational but allows subclausal <strong>coordination</strong><br />

5.1 Scope <strong>of</strong> negation<br />

As opposed to corrective but, counterexpectational but (Spanish pero) allows a negation<br />

to take scope over both conjuncts, yielding <strong>the</strong> reading [¬(p ∧ q)]. Thus, <strong>the</strong> meaning <strong>of</strong><br />

(73a) is that it is not <strong>the</strong> case that Susie is simultaneously poor and honest, though she<br />

might have one <strong>of</strong> <strong>the</strong>se two properties (given that, by de Morgan’s law, [¬(p ∧ q)] = [¬p ∨<br />

¬q]). As discussed above in section 3.1, this particular reading is generated when negation<br />

scopes over <strong>the</strong> whole coordinate structure. Therefore, its availability supports an analysis in<br />

which pero conjoins two bare APs, without any ellipsis. Compare this to <strong>the</strong> corrective but<br />

<strong>coordination</strong> in (73b), which, as discussed in section 3.1, only allows a [(¬p) ∧ q] reading<br />

as a consequence <strong>of</strong> being based on clausal <strong>coordination</strong> plus ellipsis. 28<br />

(73) a. Susana no es [ AP pobre<br />

Susana not is poor<br />

[¬(p ∧ q)]<br />

b. [ CP Susana no es pobre] sino<br />

Susana not is poor but<br />

[(¬p) ∧ q]<br />

pero honesta].<br />

but honest<br />

[ CP honesta].<br />

honest<br />

28 Note that DPs exhibit <strong>the</strong> same behaviour as APs in this environment. Thanks to John Moore (p.c.) for<br />

suggesting <strong>the</strong> following example.<br />

(i)<br />

a. Mario no es una persona generosa pero un mentiroso.<br />

Mario not is a person generous but a liar<br />

‘Mario is not both a generous person and a liar” [¬(p ∧ q)]<br />

b. Mario no es una persona generosa sino un mentiroso.<br />

Mario not is a person generous but a liar<br />

‘Mario is not a generous person, but he is a liar” [(¬p) ∧ q]


24 <strong>Luis</strong> <strong>Vicente</strong><br />

Crucially, note that [¬(p ∧ q)] is <strong>the</strong> only possible reading <strong>of</strong> (73a). This is important in<br />

that it confirms <strong>the</strong> hypo<strong>the</strong>sis in (68) that clausal <strong>coordination</strong> under counterexpectational<br />

but only occurs when forced by <strong>the</strong> presence <strong>of</strong> a CP-level element, with subclausal <strong>coordination</strong><br />

being <strong>the</strong> elsewhere case. To understand this, suppose that (68) didn’t hold and that<br />

both clausal and subclausal <strong>coordination</strong> were equally available. If this were <strong>the</strong> case, <strong>the</strong>n<br />

we would expect (73a) to be ambiguous between <strong>the</strong> [(¬p) ∧ q] and <strong>the</strong> [¬(p∧q)] readings.<br />

The fact that (73a) is not ambiguous in this way suggests that clausal <strong>coordination</strong> (i.e., <strong>the</strong><br />

<strong>syntax</strong> that generates <strong>the</strong> [(¬p) ∧ q] reading) is not freely available under counterexpectational<br />

but <strong>coordination</strong>—ra<strong>the</strong>r, it only arises when required by <strong>the</strong> presence <strong>of</strong> a specific<br />

element such as no.<br />

Consider now how clausal <strong>coordination</strong> can be forced. Example (74) is a case <strong>of</strong> counterexpectational<br />

but <strong>coordination</strong> with <strong>the</strong> polarity particle sí ‘yes’ in <strong>the</strong> second conjunct<br />

(after Laka 1990, I assume that sí is an affirmative instantiation <strong>of</strong> Σ). The reading <strong>of</strong> this<br />

example is [(¬p) ∧ q], which requires negation to scope over <strong>the</strong> first conjunct only. By<br />

analogy with (73b), we can conclude that <strong>the</strong> derivation <strong>of</strong> (74) requires clausal <strong>coordination</strong><br />

plus ellipsis. As advanced in (68) above, this derivation is enforced by <strong>the</strong> presence <strong>of</strong><br />

a polarity particle in <strong>the</strong> second conjunct.<br />

(74) Susana no ha viajado a Venezuela, pero a México sí.<br />

Susana not has traveled to Venezuela but to Mexico yes<br />

‘Susana hasn’t traveled to Venezuela, but she has traveled to Mexico.’<br />

English is less informative than Spanish in this respect, given that it features one single<br />

lexical item (but) for <strong>the</strong> two types <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong>. Therefore, <strong>the</strong> following<br />

example is ambiguous between <strong>the</strong> [(¬p) ∧ q] reading (when but is interpreted correctively)<br />

and <strong>the</strong> [¬p ∧ ¬q] reading (when it is interpreted counterexpectationally). 29<br />

(75) Susan is not poor but honest.<br />

Ambiguous: [(¬p) ∧ q] and [¬(p ∧ q)]<br />

5.2 Preverbal subject <strong>coordination</strong><br />

As opposed to corrective but, counterexpectational but can coordinate preverbal subjects<br />

without trouble. In <strong>the</strong> same way as in <strong>the</strong> previous subsection, <strong>the</strong> grammaticality <strong>of</strong> (76)<br />

follows if counterexpectational but and pero allow DP-level <strong>coordination</strong> without ellipsis.<br />

(76) a. ̌ [ DP <strong>On</strong>e single neurosurgeon but at least three cardiologists] will take part in<br />

this operation.<br />

b. ̌ [ DP Un único neurocirujano pero al menos tres cardiólogos]<br />

one single neurosurgeon but at least three cardiologists<br />

participarán en esta operación.<br />

take.part.FUT in this operation<br />

Also, as in <strong>the</strong> previous section, <strong>the</strong> polarity ellipsis construction cannot be used to<br />

coordinate preverbal subjects. This suggests that, in <strong>the</strong> same way as with corrective but,<br />

we are dealing with an elliptical clause here. Note that this sentence is grammatical if <strong>the</strong><br />

second conjunct appears at <strong>the</strong> right edge, in a position consistent with conjunction reduction<br />

29 Although <strong>the</strong> speakers I have consulted tend to treat <strong>the</strong> [(¬p) ∧ q] reading as <strong>the</strong> primary one, with <strong>the</strong><br />

[¬(p ∧ q)] reading requiring some contextual prompting.


<strong>On</strong> <strong>the</strong> <strong>syntax</strong> <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong> 25<br />

(77b). 30 This shows that <strong>the</strong> ungrammaticality <strong>of</strong> (77a) is purely syntactic and cannot be<br />

reduced to semantic incongruity.<br />

(77) a. * [Un neurocirujano pero (al menos) tres cardiólogos no] participarán en<br />

one neurosurgeon but at least three cardiologists not take.part.FUT in<br />

esta operación.<br />

this operation<br />

‘<strong>On</strong>e single neurosurgeon will take part in this operation, but (at least) three<br />

cardiologists will not.’<br />

b. Un neurocirujano participará en esta operación, pero tres cardiólogos no.<br />

a neurosurgeon take.part.fut in this operation but three cardiologists not<br />

‘<strong>On</strong>e single neurosurgeon will take part in this operation, but (at least) three<br />

cardiologists will not.’<br />

5.3 Attributive adjective <strong>coordination</strong><br />

As an extension <strong>of</strong> <strong>the</strong> previous argument, consider <strong>the</strong> fact that counterexpectational but<br />

also allows <strong>coordination</strong> <strong>of</strong> attributive adjectives (as opposed to corrective but, see section<br />

3.3). <strong>On</strong>ce again, <strong>the</strong> reason is that counterexpectational but allows its conjuncts to be<br />

smaller than clauses (in this case, bare adjectives).<br />

(78) a. ̌ A [ AP young but brilliant] organist played a Bach sonata.<br />

b. ̌ Un organista [ AP joven pero brillante] interpretó una sonata de Bach.<br />

a organist young but brilliant played a sonata by Bach<br />

Also as in <strong>the</strong> previous section, trying to apply <strong>the</strong> polarity ellipsis construction to counterexpectational<br />

but <strong>coordination</strong> <strong>of</strong> attributive adjectives results in ungrammaticality, unless<br />

it is done in such a way that it becomes compatible with a conjunction reduction analysis.<br />

(79) a. * Un organista [ AP joven] pero [ CP brillante no] interpretó una sonata de Bach.<br />

a organist young but brilliant not played a sonata by Bach<br />

b. Un organista [ AP joven] interpretó una sonata de Bach, pero uno brillante no.<br />

a organist young played a sonata by Bach but one brilliant not<br />

5.4 Agreement<br />

In section 3.4, we saw that, in Spanish, corrective but is exceptional in triggering first conjunct<br />

agreement with clause final subjects. That effect was attributed to <strong>the</strong> fact that <strong>the</strong><br />

second conjunct belongs to a separate clause and, as such, it is unable to trigger agreement<br />

on <strong>the</strong> first conjunct verb. Example (80) below shows that <strong>the</strong> first conjunct agreement effect<br />

disappears with counterexpectational but. This judgement is expected under <strong>the</strong> hypo<strong>the</strong>sis<br />

defended in this section that counterexpectational but can coordinate subclausal constituents<br />

without any ellipsis taking place.<br />

30 Note, though, that (77a) has an alternative grammatical parse, namely ‘<strong>On</strong>e single neurosurgeon but at<br />

least three cardiologists won’t take part in this operation’, where no is a sentential negation that doesn’t form<br />

a constituent with <strong>the</strong> subject. This reading is irrelevant for our purposes, since we are focusing on cases<br />

where negation only modifies <strong>the</strong> second conjunct.


26 <strong>Luis</strong> <strong>Vicente</strong><br />

(80) {̌ Van<br />

go.3PL<br />

/* va<br />

go.3SG<br />

} a<br />

to<br />

pero tres cardiólogos].<br />

participar en la operación<br />

take.part in <strong>the</strong> operation<br />

[ DP un único<br />

a single<br />

neurocirujano<br />

neurosurgeon<br />

but three cardiologists<br />

‘Although only one neurosurgeon will take part in <strong>the</strong> operation, three cardiologists<br />

will.’<br />

It is important to note that (80) only allows a full conjunct agreement effect. 31 This<br />

restriction supports <strong>the</strong> hypo<strong>the</strong>sis in (68) that, while counterexpectational but can coordinate<br />

both clausal and subclausal constituents, both options are not equally freely available. If<br />

<strong>the</strong>y were, we would expect (80) to be grammatical with both first conjunct and full conjunct<br />

agreement. The fact that <strong>the</strong> former option is ungrammatical suggests that clausal <strong>coordination</strong><br />

is not possible in this particular example. In o<strong>the</strong>r words, clausal <strong>coordination</strong> (and <strong>the</strong><br />

subsequent first conjunct agreement effect) is a marked option, with subclausal <strong>coordination</strong><br />

being <strong>the</strong> elsewhere case.<br />

As discussed in <strong>the</strong> previous subsections, <strong>the</strong> way to enforce counterexpectational but<br />

to coordinate full clauses is by combining it with <strong>the</strong> polarity ellipsis construction. As (81)<br />

shows, judgements are reversed in this environment, and only first conjunct agreement is<br />

possible.<br />

(81) { *Van / ̌Va } a<br />

go.3PL go.3SG to<br />

tres cardiólogos<br />

pero<br />

but<br />

three cardiologists<br />

no.<br />

not<br />

participar en la operación<br />

take.part in <strong>the</strong> operation<br />

un único<br />

a single<br />

neurocirujano<br />

neurosurgeon<br />

5.5 Locality effects<br />

In section 3.5 we saw that, for some speakers, corrective but is sensitive to island boundaries.<br />

This sensitivity was attributed to <strong>the</strong> fact that movement is an integral part <strong>of</strong> <strong>the</strong> analysis<br />

<strong>of</strong> ellipsis assumed throughout section 3. Those same speakers, however, find it perfectly<br />

grammatical to embed a counterexpectational but coordinate structure inside <strong>the</strong> same type<br />

<strong>of</strong> island (82). These examples shows that counterexpectational but does not involve ellipsis,<br />

at least inasmuch as we want to consider movement an integral part <strong>of</strong> ellipsis.<br />

31 While <strong>the</strong> judgements in (80) are pretty robust, I found that a first conjunct agreement is marginally<br />

acceptable for some speakers, as long as a heavy prosodic break separates <strong>the</strong> two conjuncts (i). Given that<br />

this effect is very weak, I do not consider it a significant problem for <strong>the</strong> discussion in <strong>the</strong> main text.<br />

(i)<br />

?? Va a participar en la operación un único neurocirujano # pero tres cardiólogos.<br />

go.3SG to take.part in <strong>the</strong> operation a single neurosurgeon but three cardiologists<br />

‘Although only one neurosurgeon will take part in <strong>the</strong> operation, three cardiologists will.’<br />

Arguably, <strong>the</strong> status <strong>of</strong> (i) is due to <strong>the</strong> fact that, because <strong>of</strong> <strong>the</strong> clause-final placement <strong>of</strong> <strong>the</strong> subjects, this<br />

example is actually compatible with an elliptical analysis. Compare it to (ii), where ellipsis is not an option<br />

due to <strong>the</strong> preverbal position <strong>of</strong> <strong>the</strong> subjects (cf. sections 3.2 and 5.2): here, a full conjunct agreement effect<br />

is unanimously required.<br />

(ii)<br />

Un único neurocirujano pero al menos tres cardiólogos<br />

one single neurosurgeon but at least three cardiologists<br />

la operación.<br />

<strong>the</strong> operation<br />

{ ̌van / *va } a<br />

go.3PL go.3SG to<br />

participar<br />

take.part<br />

en<br />

in


<strong>On</strong> <strong>the</strong> <strong>syntax</strong> <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong> 27<br />

(82) a. ̌ I complained to <strong>the</strong> director <strong>of</strong> <strong>the</strong> hospital [because one single surgeon but<br />

at least three unqualified students took part in <strong>the</strong> operation].<br />

b. ̌ Me quejé al director del hospital [porque un único<br />

CL complained to.<strong>the</strong> director <strong>of</strong>.<strong>the</strong> hospital because one single<br />

neurocirujano pero al menos tres estudiantes sin experiencia<br />

neurosurgeon but at least three students without experience<br />

participaron en la operación].<br />

took.part in <strong>the</strong> operation<br />

However, island effects reappear if <strong>the</strong> second conjunct features polarity ellipsis. As discussed<br />

in section 4, <strong>the</strong> string tres estudiantes no should be analyzed as part <strong>of</strong> an elliptical<br />

clause, with movement (and <strong>the</strong>refore island sensitivity) being an integral part <strong>of</strong> ellipsis.<br />

The derivation <strong>of</strong> <strong>the</strong> second conjunct <strong>of</strong> (83) is given in (84).<br />

(83) * Me quejé al director del hospital [porque un único neurocirujano<br />

CL complained to.<strong>the</strong> director <strong>of</strong>.<strong>the</strong> hospital because one single neurosurgeon<br />

había participado en la operación] pero [tres estudiantes no].<br />

had taken.part in <strong>the</strong> operation but three students not<br />

(84) . . . pero [[tres estudiantes] no [ IP me quejé al director del hospital [porque t no habían<br />

participado]]].<br />

The same asymmetry holds for P-stranding effects: under regular counterexpectational<br />

but <strong>coordination</strong>, <strong>the</strong>y are absent, which suggests DP <strong>coordination</strong> below <strong>the</strong> preposition<br />

(85a). However, if polarity ellipsis forces <strong>the</strong> second conjunct to be clausal, P-stranding<br />

effects reappear. As above, <strong>the</strong> derivation <strong>of</strong> <strong>the</strong> second conjunct <strong>of</strong> <strong>the</strong> ungrammatical (85b)<br />

is given in (86)<br />

(85) a. ̌ He visto a una chica [ PP con [ DP un vestido azul pero zapatos negros]].<br />

have seen to a girl with a dress blue but shoes black<br />

‘I have seen a girl wearing a blue dress but black shoes.’<br />

b. * He visto a una chica [ PP con un vestido azul] pero [ CP zapatos negros<br />

have seen to a girl with a dress blue but shoes black<br />

no].<br />

not<br />

‘I have seen a girl wearing a blue dress, but not black shoes.’<br />

(86) . . . pero [[zapatos negros] no [ IP he visto a una chica [ PP con t]]].<br />

5.6 Connectivity effects<br />

Connectivity effects are <strong>the</strong> one point where counterexpectational but shows <strong>the</strong> same behaviour<br />

as corrective but: a pronoun in <strong>the</strong> second conjunct can be bound by a preceding<br />

quantifier.<br />

(87) a. Every i medieval king was cruel towards his i servants but very caring for his i<br />

horse.


28 <strong>Luis</strong> <strong>Vicente</strong><br />

b. Todo i rey medieval era cruel con sus i vasallos pero cariñoso con su i<br />

every king medieval was cruel with his servants but caring with his<br />

caballo.<br />

horse<br />

This possibility is expected if counterexpectational but allows for small <strong>coordination</strong>. If<br />

only <strong>the</strong> objects are coordinated in (87), <strong>the</strong>n <strong>the</strong> quantificational subject takes scope over<br />

<strong>the</strong> entire conjunction, and can bind <strong>the</strong> pronouns in ei<strong>the</strong>r object.<br />

(88) IP<br />

DP I ′<br />

every i king was but P<br />

AP but ′<br />

cruel towards<br />

his i servants<br />

but<br />

AP<br />

caring for<br />

his i horse<br />

(89) Todo i rey medieval se<br />

every king medieval SE<br />

su i caballo no.<br />

his horse not<br />

comportaba<br />

behaved<br />

de manera<br />

<strong>of</strong> manner<br />

cruel con sus i<br />

cruel with his<br />

vasallos,<br />

servants<br />

pero con<br />

but with<br />

The data in (87) are compatible both with a small <strong>coordination</strong> analysis as well as with<br />

a clausal <strong>coordination</strong> analysis in which <strong>the</strong> second conjunct contains a silent instance <strong>of</strong><br />

<strong>the</strong> quantifier (cf. section 3.6). As such, <strong>the</strong>y do not constitute direct evidence in favour <strong>of</strong><br />

a small <strong>coordination</strong> analysis <strong>of</strong> counterexpectational but—<strong>the</strong>y are ra<strong>the</strong>r merely compatible<br />

with it. However, when this paradigm is considered toge<strong>the</strong>r with <strong>the</strong> preceding five<br />

arguments, a small <strong>coordination</strong> approach is more plausible than conjunction reduction.<br />

6 Final empirical summary<br />

The empirical results <strong>of</strong> this article are summarized in Table 2 below. As we have discussed<br />

all through <strong>the</strong> article, <strong>the</strong>se properties can be derived if we accept <strong>the</strong> following<br />

three premises:<br />

– Corrective but requires clausal <strong>coordination</strong> in all cases.<br />

– Counterexpectational but allows <strong>coordination</strong> <strong>of</strong> both clausal and subclausal constituents.<br />

– Notwithstanding <strong>the</strong> last point, counterexpectational but will show signs <strong>of</strong> clausal <strong>coordination</strong><br />

plus ellipsis only when <strong>the</strong> second conjunct contains an element associated<br />

to <strong>the</strong> CP area (in <strong>the</strong> cases examined here, this element is <strong>the</strong> negative particle no in <strong>the</strong><br />

polarity ellipsis construction). In <strong>the</strong> elsewhere case, subclausal <strong>coordination</strong> without<br />

ellipsis obtains.


<strong>On</strong> <strong>the</strong> <strong>syntax</strong> <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong> 29<br />

Corrective but<br />

Counterexpectational but<br />

(polarity ellipsis)<br />

Counterexpectational but<br />

Blocks scope <strong>of</strong> negation yes yes no<br />

Allows preverbal subject <strong>coordination</strong> no no yes<br />

Allows attributive adjective <strong>coordination</strong> no no yes<br />

Triggers first conjunct agreement yes yes no<br />

Shows locality effects yes yes no<br />

Shows connectivity effects yes yes yes<br />

Table 2: Comparison <strong>of</strong> corrective vs. counterexpectational but<br />

(elsewhere)<br />

7 Additional <strong>the</strong>oretical remarks<br />

Table 2 shows that clausal <strong>coordination</strong> is required for corrective but <strong>coordination</strong> in every<br />

case, and for counterexpectational but <strong>coordination</strong> when combined with <strong>the</strong> polarity ellipsis<br />

construction. The common characteristic <strong>of</strong> <strong>the</strong>se two environments is that <strong>the</strong>y contrast<br />

two propositions <strong>of</strong> opposite polarity. In contrast, in counterexpectational but <strong>coordination</strong><br />

outside polarity ellipsis environments, polarity is not an issue. In this case, what is contrasted<br />

is a subconstituent <strong>of</strong> <strong>the</strong> clause—specifically, in <strong>the</strong> cases we have discussed, a DP or an<br />

adjective. I want to propose that <strong>the</strong> data in Table 2 are a consequence <strong>of</strong> this asymmetry.<br />

I start by assuming that polarity is encoded in a functional projection in <strong>the</strong> expanded<br />

CP area –see Cinque (1999) and related works for discussion. In keeping with <strong>the</strong> terminology<br />

<strong>of</strong> section 4, I will use Laka’s (1990) ΣP label to refer to this projection. With this<br />

much in place, <strong>the</strong> data in Table 2 can be derived if <strong>the</strong> presence <strong>of</strong> ΣP entails <strong>the</strong> presence<br />

<strong>of</strong> a full clausal structure embedded under it. I’ll turn to <strong>the</strong> justification <strong>of</strong> this assumption<br />

in a moment, but first consider <strong>the</strong> reasoning behind it: corrective but coordinates a negative<br />

proposition (technically, <strong>the</strong> denial <strong>of</strong> a proposition) with a closely related affirmative<br />

proposition. Assuming that negation and affirmation require <strong>the</strong> presence <strong>of</strong> ΣP (pace Laka<br />

1990), we can restate <strong>the</strong> previous sentence by saying that corrective but coordinates two<br />

constituents <strong>of</strong> ΣP category. Now, if, as conjectured above, ΣP entails <strong>the</strong> presence <strong>of</strong> a full<br />

clausal structure embedded under it, <strong>the</strong> fact that corrective but can only take full clauses as<br />

its conjuncts follows. The same reasoning holds for counterexpectational but in combination<br />

with polarity ellipsis. In this case we are also conjoining an affirmative proposition with a<br />

negative one—<strong>the</strong>refore, two ΣP constituents, each containing a full clausal structure.<br />

Let me turn now to <strong>the</strong> question <strong>of</strong> why <strong>the</strong> presence <strong>of</strong> ΣP should entail <strong>the</strong> presence<br />

<strong>of</strong> a full clausal structure. This correlation can be derived from <strong>the</strong> selectional properties<br />

<strong>of</strong> lexical items. That is, Σ must take a TP 32 complement to satisfy its subcategorization<br />

feature. In turn, T must take a complement <strong>of</strong> <strong>the</strong> appropriate category (say, AspP), which<br />

32 Obviously, this is only for <strong>the</strong> sake <strong>of</strong> exposition –whe<strong>the</strong>r TP is <strong>the</strong> immediate complement <strong>of</strong> Σ, or<br />

whe<strong>the</strong>r <strong>the</strong>re are intervening categories is irrelevant for <strong>the</strong> discussion. The same holds for <strong>the</strong> following<br />

sentence.


30 <strong>Luis</strong> <strong>Vicente</strong><br />

also in turn must take a complement <strong>of</strong> its own, and so on. The necessity <strong>of</strong> satisfying this<br />

sequence <strong>of</strong> selectional requirements gives us <strong>the</strong> desired result.<br />

Crucially, this is not <strong>the</strong> case when counterexpectational but is not associated with polarity<br />

ellipsis: in such examples, <strong>the</strong> polarity <strong>of</strong> <strong>the</strong> conjuncts is not contrasted, <strong>the</strong>refore<br />

<strong>the</strong>re is no need for an independent ΣP in each conjunct. Consequently, <strong>the</strong>re is no need ei<strong>the</strong>r<br />

for a full clausal structure in each conjunct, and <strong>coordination</strong> <strong>of</strong> subclausal constituents<br />

obtains. Note that <strong>the</strong> reasoning outlined here depends on <strong>the</strong> assumption that clausal <strong>coordination</strong><br />

takes place only when necessary –i.e., counterexpectational but, when not in combination<br />

with <strong>the</strong> polarity ellipsis construction, can only be subclausal <strong>coordination</strong> without<br />

ellipsis. 33 Arguably, this restriction can be reduced to an economy principle on structure<br />

building, which forbids <strong>the</strong> inclusion <strong>of</strong> silent structure unless its presence is necessary for<br />

independent reasons. 34<br />

8 Conclusions<br />

The primary goal <strong>of</strong> this article has been to argue that <strong>the</strong> semantic difference between<br />

corrective and counterexpectational but translates into a different <strong>syntax</strong> for each <strong>of</strong> <strong>the</strong>m.<br />

The specific generalizations, stated in (10) and (68) above, are repeated here as (90) and<br />

(91), respectively.<br />

(90) The <strong>syntax</strong> <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong><br />

a. Corrective but (sino) always requires its conjuncts to be full clauses.<br />

b. Counterexpectational but (pero) allows its conjuncts to be smaller than clauses.<br />

(91) Behaviour <strong>of</strong> counterexpectational ‘but’<br />

Counterexpectational but <strong>coordination</strong> is subclausal <strong>coordination</strong> without ellipsis<br />

unless <strong>the</strong> second conjunct contains an element associated to <strong>the</strong> CP area. In <strong>the</strong><br />

latter case, clausal <strong>coordination</strong> plus ellipsis obtains.<br />

The data discussed throughout sections 3 and 5 suggest that <strong>the</strong>se generalizations are<br />

essentially correct. I would also like to call <strong>the</strong> reader’s attention to <strong>the</strong> pervasivity <strong>of</strong> ellipsis<br />

in <strong>adversative</strong> <strong>coordination</strong>, which bears on <strong>the</strong> debate <strong>of</strong> how sentence fragments ought<br />

to be analyzed. The analysis I have developed clearly favours <strong>the</strong> hypo<strong>the</strong>sis that such fragments<br />

are derived from an underlying full clausal structure, as claimed in Morgan (1973),<br />

Merchant (2004a), and related works. Especially, <strong>the</strong> data discussed in section 3 pose a challenge<br />

for <strong>the</strong> family <strong>of</strong> analyses where fragmentary sentences never have a hidden syntactic<br />

structure (e.g., Culicover and Jackend<strong>of</strong>f 2005, Stainton 2006, Nykiel and Sag 2009, and<br />

references).<br />

Acknowledgements Many individuals deserve my gratitude for <strong>the</strong>ir comments on previous incarnations<br />

<strong>of</strong> this paper. In reverse alphabetical order: Mark de Vos, Johan Rooryck, Jim McCloskey, Anikó Lipták,<br />

Jorge Hankamer, Sandra Chung, <strong>the</strong> audiences at Tilburg, Utrecht, Deusto, Ottawa, and Leipzig, three anonymous<br />

NLLT reviewers, and one non-anonymous NLLT editor (John Moore). For help with judgements, I’m<br />

33 Thanks to John Moore (p.c.) for stressing <strong>the</strong> importance <strong>of</strong> this point.<br />

34 See, e.g., <strong>the</strong> visibility guideline for functional categories discussed in Fukui and Sakai (2003:323–328).<br />

This guideline states that functional heads are only justified (i) if <strong>the</strong>y are overt; or (ii) in case <strong>the</strong>y are silent,<br />

if <strong>the</strong>y have detectable side effects like affecting <strong>the</strong> morphology <strong>of</strong> ano<strong>the</strong>r constituent or triggering some<br />

movement operation. <strong>On</strong>e might also want to include semantic effects as a third factor legitimating silent<br />

structure, so as to be able to cover <strong>the</strong> bound pronoun cases in section 3.6.


<strong>On</strong> <strong>the</strong> <strong>syntax</strong> <strong>of</strong> <strong>adversative</strong> <strong>coordination</strong> 31<br />

indebted to Mark de Vos, Anna McNay, Jim McCloskey, Robert Henderson, and Bill Haddican (English)<br />

and Susana Huidobro, Ricardo Etxepare, Ángel Gallego, and Marcela Depiante (Spanish). Financial help has<br />

been provided through pre- and post-doctoral grants from <strong>the</strong> Department <strong>of</strong> Education and Research <strong>of</strong> <strong>the</strong><br />

Basque Government (BFI03.277 and BFI07.32). All remaining errors and shortcomings are nobody’s fault<br />

but mine.<br />

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