Disruptive Practices Prohibited Rule (9-11-2014)

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Rule 575 Disruptive Practices Prohibited Providing clarity to the marketplace of conduct prohibited in CME Group’s markets. CME Group Webinar Participants: Tom LaSala – Managing Director, Chief Regulatory Officer Steven Schwartz – Executive Director, Global Head of Enforcement Andrew Vrabel – Executive Director, Global Head of Investigations © 2014 CME Group. All rights reserved.
Webinar Agenda 1. Historical perspective of disciplinary actions brought in “disruptive trading” cases 2. Origin of Rule 575 3. Discussion of key aspects of Rule 575 and its associated MRAN 4. Questions & Answers © 2014 CME Group. All rights reserved.
Page 1: FIA Webinar: CME Group Rule 575 Dis
Page 5 and 6: A Historical Perspective of Disrupt
Page 7 and 8: Disciplinary actions for disruptive
Page 9 and 10: ALGORITHM EXAMPLES: 1. NYMEX 10-756
Page 11 and 12: Origin of Rule 575 Section 747 of t
Page 13 and 14: Rule 575 Disruptive Practices Prohi
Page 21 and 22: Questions & Answers Factors that Ma
Page 23 and 24: Questions & Answers The Q&A articul
Page 25 and 26: Final Overview • Disruptive pract

Disruptive Practices Prohibited Rule (9-11-2014)

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