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Phonetics & Phonology - Seminar für Sprachwissenschaft an der ...

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Universität Tübingen<br />

<strong>Seminar</strong> <strong>für</strong> <strong>Sprachwissenschaft</strong><br />

<strong>Phonetics</strong> & <strong>Phonology</strong><br />

<strong>Phonology</strong><br />

(Hall, Kapitel 3.3)<br />

Christi<strong>an</strong> Ebert<br />

christi<strong>an</strong>.ebert@uni-tuebingen.de<br />

1


Phonological Processes<br />

phonological rules c<strong>an</strong> be classified according to the type of<br />

tr<strong>an</strong>sformation they describe<br />

often these rules are motivated by phonetic consi<strong>der</strong>ations to<br />

facilitate articulation (i.e. to make the speaker's life easier)<br />

we will look at the following phonological processes :<br />

● assimilation & dissimilation<br />

● epenthesis & elision<br />

● metathesis<br />

2


Phonological Processes<br />

assimilation<br />

assimilations are processes where sounds are made more similar<br />

that me<strong>an</strong>s that a segment adapts at least one aspect of a neighboring<br />

segment<br />

this makes articulation easier, since the sounds become phonetically<br />

more similar<br />

assimilations are the most frequent type of phonological processes<br />

3


Phonological Processes<br />

assimilation<br />

<strong>an</strong> assimilation is characterized by four parameters:<br />

(1) affected sounds (targets)<br />

which sounds are assimilated?<br />

(2) triggering sounds (triggers)<br />

which sounds cause the assimilation?<br />

(3) phonetic feature<br />

which feature(s) is/are ch<strong>an</strong>ged on the target?<br />

(4) direction<br />

in which direction does the assimilation occur?<br />

4


Phonological Processes<br />

assimilation<br />

(4) direction<br />

regressive assimilation<br />

the process is directed backwards, i.e. from right to left<br />

i.e. the target preceeds the trigger<br />

progressive assimilation<br />

the process is directed forwards, i.e. from left to right<br />

i.e. the target follows the trigger<br />

5


Phonological Processes<br />

assimilation - examples<br />

example:<br />

assimilation in Plains Cree (cf. last session)<br />

/p t k/ > [b d g] / V __ V<br />

voiceless plosives become voiced between vowels<br />

(1) targets: voiceless plosives<br />

(2) triggers: vowels<br />

(3) feature: voicing<br />

(4) direction: (undecidable, could be both)<br />

6


Phonological Processes<br />

assimilation - examples<br />

in the B<strong>an</strong>tu l<strong>an</strong>guage Lug<strong>an</strong>da there is a prefix me<strong>an</strong>ing „I“ (the<br />

speaker) with four (nasal) allomorphs [m], [n], [J] <strong>an</strong>d [N]<br />

[mbala] „I count“ [J�agala] „I like“<br />

[mpa] „I give“ [JJumja] „I have a conversation“<br />

[ndaga] „I show“ [Jcoppa] „I become indigent“<br />

[ntema] „I cut“ [Nkola] „I work“<br />

[nsika] „I draw“ [Ngula] „I buy“<br />

[nneJa] „I reprehend“<br />

given the un<strong>der</strong>lying nasal /n/ one observes the following:<br />

before labial sounds ([b p]) > [m]<br />

before palatal sounds ([� J c]) > [J]<br />

before velar sounds ([k g]) > [N]<br />

7


Phonological Processes<br />

assimilation - examples<br />

hence the four parameters of the assimilations:<br />

(1) target: /n/<br />

(2) trigger: conson<strong>an</strong>ts<br />

(3) feature: place of articulation<br />

(ð place assimilation)<br />

(4) direction: regressive<br />

place of articulation place of articulation<br />

/n+pa/ /n+Jumja/<br />

â â<br />

[mpa] „I give“ [JJumja] „I have a conversation“<br />

8


Phonological Processes<br />

assimilation - examples<br />

in Hungari<strong>an</strong> there is a suffix me<strong>an</strong>ing „over“ with two allomorphes<br />

[r2:l] <strong>an</strong>d [ro:l]:<br />

[te:rke:pr2:l] „map“ [lA:Jro:l] „girl“<br />

[f2:ldr2:l] „country“ [u:rro:l] „gentlem<strong>an</strong>“<br />

[y�r2:l] „business“ [fogro:l] „tooth“<br />

[si:nr2:l] „colour“<br />

[r2:l] contains the front vowel [2:] <strong>an</strong>d occurs only after roots with<br />

front vowel (left column: [e: 2: y i:])<br />

[ro:l] contains the back vowel [o:] <strong>an</strong>d occurs only after roots with<br />

back vowel (right column: [A: u: o])<br />

9


Phonological Processes<br />

assimilation - examples<br />

again, this is <strong>an</strong> inst<strong>an</strong>ce of <strong>an</strong> assimilation<br />

the vowel of the suffix is assimilated to the vowels of the root w.r.t.<br />

horizontal tongue position (front vs. back)<br />

(1) target: vowel of suffix<br />

(2) trigger: vowel of root<br />

(3) feature: horizontal tongue position<br />

(4) direction: progressive<br />

10


Phonological Processes<br />

assimilation - examples<br />

note that in this example the target is not adjacent to the trigger <strong>an</strong>d<br />

hence a case of dist<strong>an</strong>t assimilation as opposed to contact<br />

assimilation<br />

furthermore it is <strong>an</strong> inst<strong>an</strong>ce of vowel harmony<br />

vowel harmony is <strong>an</strong> dist<strong>an</strong>t assimilatory process that assimilates all<br />

vowels of a domain (e.g. the word) wrt. at least one property<br />

other l<strong>an</strong>guages with vowel harmony are e.g. Finnish <strong>an</strong>d Turkish<br />

example: allomorphes [lar] <strong>an</strong>d [ler] of the plural suffix in Turkish:<br />

[dal] [dallar] „br<strong>an</strong>ch(es)“ [jel] [jeller] „wind(s)“<br />

[kol] [kollar] „arm(s)“ [g2l] [g2ller] „lake(s)“<br />

11


Phonological Processes<br />

assimilation - examples<br />

the l<strong>an</strong>guage Toba Batak shows total assimilation<br />

/maJ<strong>an</strong>##baoa##<strong>an</strong>/ [maJabbaoa<strong>an</strong>] „each m<strong>an</strong> eats“<br />

/le<strong>an</strong>##lali/ [leallali] „give to a dog“<br />

/boao##<strong>an</strong>##peddek/ [boaoappeddek] „each m<strong>an</strong> is small“<br />

in total assimilation, all phonetic features are adopted (as opposed to partial<br />

assimilation where only some features are ch<strong>an</strong>ged<br />

in Toba Batak, word-final /n/ is totally assimilated to the subsequent sounds<br />

(1) target: word-final /n/<br />

(2) trigger: all<br />

(3) property: all<br />

(4) direction: regressive<br />

12


Phonological Processes<br />

dissimilation<br />

a dissimilation has the opposite effect wrt. to <strong>an</strong> assimilation<br />

dissimilations are processes that make sounds more disimlar, i.e.<br />

different<br />

a dissimilation is hearer-oriented:<br />

it makes it easier for a hearer to distinguish sounds<br />

13


Phonological Processes<br />

dissimilation - examples<br />

in the B<strong>an</strong>tu l<strong>an</strong>guage Kirundi the allophones [tu] <strong>an</strong>d [du] carry the<br />

numerus & tense me<strong>an</strong>ing 1. person singular present tense<br />

the distribution is as follows:<br />

imperative 1. pers. sing. present<br />

[mwa] [tumwa] „shave“<br />

[va] [tuva] „stem from“<br />

[bona] [tubona] „see“<br />

[soma] [dusoma] „read“<br />

[te:ka] [dute:ka] „cook“<br />

[seka] [duseka] „laugh“<br />

[kubita] [dukubita] „beat“<br />

14


Phonological Processes<br />

dissimilation - examples<br />

observation:<br />

the [tu] prefix starts with a voiceless conson<strong>an</strong>t [t] <strong>an</strong>d occurs only<br />

before roots with inital voiced conson<strong>an</strong>ts ([m v b])<br />

the [du] prefix starts with a voiced conson<strong>an</strong>t [d] <strong>an</strong>d occurs only<br />

before roots with inital voiceless Konson<strong>an</strong>ten ([s t k]) vor<br />

the conson<strong>an</strong>t of the prefix must thus be dissimlar to the conson<strong>an</strong>t of<br />

the root wrt. voicing<br />

this type of dissimilation of two obstruents wrt. voicing is common in<br />

B<strong>an</strong>tu l<strong>an</strong>guages <strong>an</strong>d known as Dahl's law<br />

15


Phonological Processes<br />

epenthesis<br />

epentheses are processes where additional segments are inserted into<br />

a domain<br />

Example: Germ<strong>an</strong><br />

[p] Amt [ampt] Hemd [hempt]<br />

[t] G<strong>an</strong>s [g<strong>an</strong>ts] rennst [rEntst]<br />

[k] singst [ziNkst] fängst [fENkst]<br />

schwa epenthesis (e.g. in the Rhinel<strong>an</strong>d dialect):<br />

[@] fünf [fYn@f] Senf [zEn@f]<br />

epentheses usually make articulation easier/possible since otherwise<br />

well-formedness requirements would be violated<br />

16


Phonological Processes<br />

epenthesis - example<br />

plural formation in English illustrates a more complex interplay of <strong>an</strong><br />

assimilation <strong>an</strong>d <strong>an</strong> epenthesis<br />

in English three productive forms of plural formation occur:<br />

[Iz] [s] [z]<br />

faces [feIsIz] hats [h{ts] seeds [si:dz]<br />

phases [feIzIz] lips [lIps] labs [l{bz]<br />

dishes [dISIz] snakes [sneIks] bags [b{gz]<br />

beaches [bi:tþSIz] giraffes [dþZI£{fs] waves [weIvz]<br />

bridges [b£IdþZIz] myths [mITs] lathes [leIDz]<br />

aims [eImz]<br />

f<strong>an</strong>s [f{nz]<br />

rings [£INz]<br />

hills [hI5z]<br />

bees [bI:z]<br />

17


Phonological Processes<br />

epenthesis - example<br />

observations:<br />

● [Iz] occurs after [s z S tþS dþZ]<br />

● [s] occurs after [p t k f T]<br />

● [z] occurs after [d b g v D m n N l]<br />

the generalizations are as follows:<br />

● [Iz] occurs after sibil<strong>an</strong>ts<br />

● [s] occurs after other voiceless sounds<br />

● [z] occurs after other voiced sounds<br />

of these three allomorphs we again choose the one with widest<br />

distribution as un<strong>der</strong>lying, i.e. /z/<br />

18


Phonological Processes<br />

epenthesis - example<br />

with un<strong>der</strong>lying /z/ rules must be found that explain the following<br />

<strong>der</strong>ivations<br />

faces /feIs+z/ > [feIsIz]<br />

hats /h{t+z/ > [h{ts]<br />

bags /b{g+z/ > [b{gz]<br />

to <strong>der</strong>ive [h{ts] it is enough to have <strong>an</strong> assimilation of the following<br />

form (see also exercise 9):<br />

/z/ > [s] / voiceless conson<strong>an</strong>t __ #<br />

(/z/ becomes voiceless after a voiceless conson<strong>an</strong>t word-finally)<br />

19


Phonological Processes<br />

epenthesis - example<br />

this rule gives us the following correct <strong>der</strong>ivation:<br />

/h{t+z/ un<strong>der</strong>lying representation<br />

â rule application: assimilation<br />

[h{ts] surface form<br />

but unfortunately, it also <strong>der</strong>ives the following incorrect form:<br />

/feIs+z/ un<strong>der</strong>lying representations<br />

â rule application: assimilation<br />

*[feIss] surface form<br />

we need yet <strong>an</strong>other rule to correctly <strong>der</strong>ive the form for faces<br />

20


Phonological Processes<br />

epenthesis - example<br />

this additional rule must insert [I] between a sibil<strong>an</strong>t <strong>an</strong>d [z]<br />

the following epenthesis does this:<br />

the symbol Ø st<strong>an</strong>ds for „nothing“<br />

Ø > [I] / Sibil<strong>an</strong>t __ [z]<br />

hence this rule says that the segment [I] is inserted between a sibil<strong>an</strong>t<br />

<strong>an</strong>d [z]<br />

epenthesis thus always have the form<br />

Ø > B / X __ Y<br />

21


Phonological Processes<br />

epenthesis - example<br />

now the surface form for faces is <strong>der</strong>ived correctly<br />

/feIs+z/ un<strong>der</strong>lying representation<br />

â rule application: epenthesis<br />

feIsIz<br />

--- rule application: assimilation<br />

[feIsIz] surface form<br />

note that the epenthesis does not apply in the <strong>der</strong>ivation of [h{ts]<br />

note furthermore that the or<strong>der</strong> of application of the two rules is<br />

import<strong>an</strong>t (see exercise)<br />

22


Phonological Processes<br />

elision<br />

elisions are the counterpart to epentheses, because they delete<br />

segments<br />

like epentheses they usually facilitate articulation<br />

in the australi<strong>an</strong> l<strong>an</strong>guage Lardil there are two case suffixes for marking<br />

the accusative: one that carries non-future tense information [in]<br />

<strong>an</strong>d <strong>an</strong>other that carries future tense information [u±]:<br />

uninflected non-future future<br />

[kentapal] [kentapal-in] [kentapal-u±] „dugong“<br />

[ketÏar] [ketÏar-in] [ketÏar-u±] „river“<br />

23


Phonological Processes<br />

elision - example<br />

if the root ends in a vowel, the initial vowel of the suffix is omitted to<br />

avoid a sequence of two vowels<br />

uninflected non-future future<br />

[mela] [mela-n] [mela-±] „sea“<br />

[kuNka] [kuNka-n] [kuNka-±] „ledge“<br />

the following elision does the job by deleting a vowel if preceeded by<br />

<strong>an</strong>other vowel:<br />

again, Ø st<strong>an</strong>ds proxy for „nothing“<br />

V > Ø / V __<br />

elisions are always of the form A > Ø / X __ Y<br />

24


Phonological Processes<br />

elision - example<br />

further data of Lardil seem to indicate that a second elision is needed<br />

uninflected non-future future<br />

[yalul] [yalulu-n] [yalulu-±] „flamm“<br />

[wiwal] [wiwala-n] [wiwala-±] „bush m<strong>an</strong>go“<br />

one observes that the uninflected form does not show a word-final<br />

vowel as opposed to the inflected form of the root<br />

a first guess might be <strong>an</strong>other elision that deletes a word-final vowel<br />

(the loss of word-final sounds is also called apocope)<br />

V > Ø / __ #<br />

25


Phonological Processes<br />

elision - example<br />

unfortunately, this rule allows for incorrect <strong>der</strong>ivations:<br />

/#mela#/ un<strong>der</strong>lying representation<br />

â rule application: apocope<br />

*[mel]<br />

the environment of the rule must be refined accordingly, such that the<br />

rule is applicable only for tri-syllabic (or even longer) words:<br />

m<br />

n<br />

V > Ø / VC 1 VC 1 __ #<br />

the symbol C st<strong>an</strong>ds proxy for a sequence of at least n & at most m<br />

conson<strong>an</strong>ts; C1 hence st<strong>an</strong>ds for „one or more conson<strong>an</strong>ts“<br />

the loss of a word-internal sound is called syncope<br />

26


Phonological Processes<br />

metathesis<br />

a metathesis is a process that swaps segments within a domain<br />

the l<strong>an</strong>guage Zoque c<strong>an</strong> serve to illustrate metathesis; in Zoque the<br />

possessive pronoun „his“ is realised as prefix /j /:<br />

/j+pata/ > [pjata] „his mat“<br />

/j+gaju/ > [gjaju] „his rooster“<br />

/j+faha/ > [fjaha] „his belt“<br />

/j+atsi/ > [jatsi] „his ol<strong>der</strong> brother“<br />

to facilitate articulation, [j] <strong>an</strong>d the inital conson<strong>an</strong>t of the root swap<br />

places<br />

27

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